text
stringlengths 1
383k
| input_ids
sequence | token_type_ids
sequence | attention_mask
sequence |
---|---|---|---|
BDSM is a variety of often erotic practices or roleplaying involving bondage, discipline, dominance and submission, sadomasochism, and other related interpersonal dynamics. Given the wide range of practices, some of which may be engaged in by people who do not consider themselves to be practising BDSM, inclusion in the BDSM community or subculture often is said to depend on self-identification and shared experience.
The term BDSM is first recorded in a Usenet post from 1991, and is interpreted as a combination of the abbreviations B/D (Bondage and Discipline), D/s (Dominance and submission), and S/M (Sadism and Masochism). BDSM is now used as a catch-all phrase covering a wide range of activities, forms of interpersonal relationships, and distinct subcultures. BDSM communities generally welcome anyone with a non-normative streak who identifies with the community; this may include cross-dressers, body modification enthusiasts, animal roleplayers, rubber fetishists, and others.
Activities and relationships in BDSM are often characterized by the participants' taking on roles that are complementary and involve inequality of power; thus, the idea of informed consent of both the partners is essential. The terms submissive and dominant are often used to distinguish these roles: the dominant partner ("dom") takes psychological control over the submissive ("sub"). The terms top and bottom are also used; the top is the instigator of an action while the bottom is the receiver of the action. The two sets of terms are subtly different: for example, someone may choose to act as bottom to another person, for example, by being whipped, purely recreationally, without any implication of being psychologically dominated, and submissives may be ordered to massage their dominant partners. Although the bottom carries out the action and the top receives it, they have not necessarily switched roles.
The abbreviations sub and dom are frequently used instead of submissive and dominant. Sometimes the female-specific terms mistress, domme, and dominatrix are used to describe a dominant woman, instead of the sometimes gender-neutral term dom. Individuals who change between top/dominant and bottom/submissive roles—whether from relationship to relationship or within a given relationship—are called switches. The precise definition of roles and self-identification is a common subject of debate among BDSM participants.
Fundamentals
BDSM is an umbrella term for certain kinds of erotic behavior between consenting adults, encompassing various subcultures. Terms for roles vary widely among the subcultures. Top and dominant are widely used for those partner(s) in the relationship or activity who are, respectively, the physically active or controlling participants. Bottom and submissive are widely used for those partner(s) in the relationship or activity who are, respectively, the physically receptive or controlled participants. The interaction between tops and bottoms — where physical or mental control of the bottom is surrendered to the top — is sometimes known as "power exchange", whether in the context of an encounter or a relationship.
BDSM actions can often take place during a specific period of time agreed to by both parties, referred to as "play", a "scene", or a "session". Participants usually derive pleasure from this, even though many of the practices — such as inflicting pain or humiliation or being restrained — would be unpleasant under other circumstances. Explicit sexual activity, such as sexual penetration, may occur within a session, but is not essential. For legal reasons, such explicit sexual interaction is seen only rarely in public play spaces and is sometimes banned by the rules of a party or playspace. Whether it is a public "playspace" — ranging from a party at an established community dungeon to a hosted play "zone" at a nightclub or social event — the parameters of allowance can vary. Some have a policy of panties/nipple sticker for women (underwear for men) and some allow full nudity with explicit sexual acts.
The fundamental principles for the exercise of BDSM require that it be performed with the informed consent of all parties. Since the 1980s, many practitioners and organizations have adopted the motto (originally from the statement of purpose of GMSMA—a gay SM activist organization) safe, sane and consensual, which means that everything is based on safe activities, that all participants are of sufficiently sound mind to consent, and that all participants do consent. It is commonly abbreviated as SSC. Mutual consent makes a clear legal and ethical distinction between BDSM and such crimes as sexual assault and domestic violence.
Some BDSM practitioners prefer a code of behavior that differs from SSC. Described as "risk-aware consensual kink" (RACK), this code shows a preference for a style in which the individual responsibility of the involved parties is emphasized more strongly, with each participant being responsible for his or her own well-being. Advocates of RACK argue that SSC can hamper discussion of risk because no activity is truly "safe", and that discussion of even low-risk possibilities is necessary for truly informed consent. They further argue that setting a discrete line between "safe" and "not-safe" activities ideologically denies consenting adults the right to evaluate risks versus rewards for themselves; that some adults will be drawn to certain activities regardless of the risk; and that BDSM play — particularly higher-risk play or edgeplay — should be treated with the same regard as extreme sports, with both respect and the demand that practitioners educate themselves and practice the higher-risk activities to decrease risk. RACK may be seen as focusing primarily upon awareness and informed consent, rather than accepted safe practices.
Consent is the most important criterion. The consent and compliance for a sadomasochistic situation can be granted only by people who can judge the potential results. For their consent, they must have relevant information (the extent to which the scene will go, potential risks, if a safeword will be used, what that is, and so on) at hand and the necessary mental capacity to judge. The resulting consent and understanding is occasionally summarized in a written "contract", which is an agreement of what can and cannot take place.
BDSM play is usually structured such that it is possible for the consenting partner to withdraw his or her consent at any point during a scene; for example, by using a safeword that was agreed on in advance. Use of the agreed safeword (or occasionally a "safe symbol" such as dropping a ball or ringing a bell, especially when speech is restricted) is seen by some as an explicit withdrawal of consent. Failure to honor a safeword is considered serious misconduct and could constitute a crime, depending on the relevant law, since the bottom or top has explicitly revoked his or her consent to any actions that follow the use of the safeword. For other scenes, particularly in established relationships, a safeword may be agreed to signify a warning ("this is getting too intense") rather than explicit withdrawal of consent; and a few choose not to use a safeword at all.
Terminology and subtypes
The initialism BDSM stands for:
Bondage and discipline (B&D)
Dominance and submission (D&s)
Sadomasochism (or S&M)
These terms replaced sadomasochism, as they more broadly cover BDSM activities and focus on the submissive roles instead of psychological pain. The model is only an attempt at phenomenological differentiation. Individual tastes and preferences in the area of human sexuality may overlap among these areas.
Under the initialism BDSM, these psychological and physiological facets are also included:
Male dominance
Male submission
Female dominance
Female submission
The term bondage describes the practice of physical restraint. Bondage is usually, but not always, a sexual practice. While bondage is a very popular variation within the larger field of BDSM, it is nevertheless sometimes differentiated from the rest of this field. A 2015 study of over 1,000 Canadians showed that about half of all men held fantasies of bondage, and almost half of all women did as well. In a strict sense, bondage means binding the partner by tying their appendages together; for example, by the use of handcuffs or ropes, or by lashing their arms to an object. Bondage can also be achieved by spreading the appendages and fastening them with chains or ropes to a St. Andrew's cross or spreader bars.
The term discipline describes psychological restraining, with the use of rules and punishment to control overt behavior. Punishment can be pain caused physically (such as caning), humiliation caused psychologically (such as a public flagellation) or loss of freedom caused physically (for example, chaining the submissive partner to the foot of a bed). Another aspect is the structured training of the bottom.
Dominance and submission (also known as D&s, Ds or D/s) is a set of behaviors, customs and rituals relating to the giving and accepting of control of one individual over another in an erotic or lifestyle context. It explores the more mental aspect of BDSM. This is also the case in many relationships not considering themselves as sadomasochistic; it is considered to be a part of BDSM if it is practiced purposefully. The range of its individual characteristics is thereby wide.
Often, BDSM contracts are set out in writing to record the formal consent of the parties to the power exchange, stating their common vision of the relationship dynamic. The purpose of this kind of agreement is primarily to encourage discussion and negotiation in advance and then to document that understanding for the benefit of all parties. Such documents have not been recognized as being legally binding, nor are they intended to be. These agreements are binding in the sense that the parties have the expectation that the negotiated rules will be followed. Often other friends and community members may witness the signing of such a document in a ceremony, and so parties violating their agreement can result in loss of face, respect or status with their friends in the community.
In general, as compared to conventional relationships, BDSM participants go to great lengths to negotiate the important aspects of their relationships in advance, and to take great care in learning about and following safe practices.
In D/s, the dominant is the top and the submissive is the bottom. In S/M, the sadist is usually the top and the masochist the bottom, but these roles are frequently more complicated or jumbled (as in the case of being dominant, masochists who may arrange for their submissive to carry out S/M activities on them). As in B/D, the declaration of the top/bottom may be required, though sadomasochists may also play without any power exchange at all, with both partners equally in control of the play.
Etymology
The term sadomasochism is derived from the words sadism and masochism. These terms differ somewhat from the same terms used in psychology since those require that the sadism or masochism cause significant distress or involve non-consenting partners. Sadomasochism refers to the aspects of BDSM surrounding the exchange of physical or emotional pain. Sadism describes sexual pleasure derived by inflicting pain, degradation, humiliation on another person or causing another person to suffer. On the other hand, the masochist enjoys being hurt, humiliated, or suffering within the consensual scenario. Sadomasochistic scenes sometimes reach a level that appears more extreme or cruel than other forms of BDSM — for example, when a masochist is brought to tears or is severely bruised — and is occasionally unwelcome at BDSM events or parties. Sadomasochism does not imply enjoyment through causing or receiving pain in other situations (for example, accidental injury, medical procedures).
The terms sadism and masochism are derived from the names of the Marquis de Sade and Leopold von Sacher-Masoch, based on the content of the authors' works. Although the names of de Sade and Sacher-Masoch are attached to the terms sadism and masochism respectively, the scenes described in de Sade's works do not meet modern BDSM standards of informed consent. BDSM is solely based on consensual activities, and based on its system and laws. The concepts presented by de Sade are not in accordance with the BDSM culture, even though they are sadistic in nature. In 1843, the Ruthenian physician Heinrich Kaan published Psychopathia sexualis (Psychopathy of Sex), a writing in which he converts the sin conceptions of Christianity into medical diagnoses. With his work, the originally theological terms perversion, aberration and deviation became part of the scientific terminology for the first time. The German psychiatrist Richard von Krafft Ebing introduced the terms sadism and masochism to the medical community in his work Neue Forschungen auf dem Gebiet der Psychopathia sexualis (New research in the area of Psychopathy of Sex) in 1890.
In 1905, Sigmund Freud described sadism and masochism in his Three Essays on the Theory of Sexuality as diseases developing from an incorrect development of the child psyche and laid the groundwork for the scientific perspective on the subject in the following decades. This led to the first time use of the compound term sado-masochism (German sado-masochismus) by the Viennese psychoanalytic Isidor Isaak Sadger in their work, "Über den sado-masochistischen Komplex" ("Regarding the sadomasochistic complex") in 1913.
In the later 20th century, BDSM activists have protested against these conceptual models, as they were derived from the philosophies of two singular historical figures. Both Freud and Krafft-Ebing were psychiatrists; their observations on sadism and masochism were dependent on psychiatric patients, and their models were built on the assumption of psychopathology. BDSM activists argue that it is illogical to attribute human behavioural phenomena as complex as sadism and masochism to the "inventions" of two historic individuals. Advocates of BDSM have sought to distinguish themselves from widely held notions of antiquated psychiatric theory by the adoption of the term BDSM as a distinction from the now common usage of those psychological terms, abbreviated as S&M.
Behavioral and physiological aspects
BDSM is commonly mistaken as being "all about pain". Freud was confounded by the complexity and counterintuitiveness of practitioners' doing things that are self-destructive and painful. Rather than pain, BDSM practitioners are primarily concerned with power, humiliation, and pleasure. The aspects of D/s and B/D may not include physical suffering at all, but include the sensations experienced by different emotions of the mind.
Of the three categories of BDSM, only sadomasochism specifically requires pain, but this is typically a means to an end, as a vehicle for feelings of humiliation, dominance, etc. In psychology, this aspect becomes a deviant behavior once the act of inflicting or experiencing pain becomes a substitute for or the main source of sexual pleasure. In its most extreme, the preoccupation on this kind of pleasure can lead participants to view humans as insensate means of sexual gratification.
Dominance and submission of power are an entirely different experience, and are not always psychologically associated with physical pain. Many BDSM activities involve no pain or humiliation, but just the exchange of power and control. During the activities, the participants may feel endorphin effects comparable to "runner's high" and to the afterglow of orgasm. The corresponding trance-like mental state is also called subspace, for the submissive, and domspace, for the dominant. Some use body stress to describe this physiological sensation. The experience of algolagnia is important, but is not the only motivation for many BDSM practitioners. The philosopher Edmund Burke called the sensation of pleasure derived from pain "sublime". Couples engaging in consensual BDSM tend to show hormonal changes that indicate decreases in stress and increases in emotional bonding.
There is an array of BDSM practitioners who take part in sessions in which they do not receive any personal gratification. They enter such situations solely with the intention to allow their partners to indulge their own needs or fetishes. Professional dominants do this in exchange for money, but non-professionals do it for the sake of their partners.
In some BDSM sessions, the top exposes the bottom to a range of sensual experiences, such as pinching; biting; scratching with fingernails; erotic spanking; erotic electrostimulation; and the use of crops, whips, liquid wax, ice cubes, and Wartenberg wheels. Fixation by handcuffs, ropes, or chains may occur. The repertoire of possible "toys" is limited only by the imagination of both partners. To some extent, everyday items, such as clothespins, wooden spoons, and plastic wrap, are used in sex play. It is commonly considered that a pleasurable BDSM experience during a session depends strongly on the top's competence and experience and the bottom's physical and mental state. Trust and sexual arousal help the partners enter a shared mindset.
Types of play
Following are some of the types of BDSM play:
Animal roleplay
Breast torture
Cock and ball torture (CBT)
Erotic electrostimulation
Edgeplay
Flogging
Golden showers (urinating)
Human furniture
Japanese bondage
Medical play
Paraphilic infantilism
Play piercing
Predicament bondage
Pussy torture
Salirophilia
Sexual roleplay
Spanking
Suspension
Tickle torture
Wax play
Safety
Besides safe sex, BDSM sessions often require a wider array of safety precautions than vanilla sex (sexual behaviour without BDSM elements). To ensure consent related to BDSM activity, pre-play negotiations are commonplace, especially among partners who do not know each other very well. In practice, pick-up scenes at clubs or parties may sometimes be low in negotiation (much as pick-up sex from singles bars may not involve much negotiation or disclosure). These negotiations concern the interests and fantasies of each partner and establish a framework of both acceptable and unacceptable activities. This kind of discussion is a typical "unique selling proposition" of BDSM sessions and quite commonplace. Additionally, safewords are often arranged to provide for an immediate stop of any activity if any participant should so desire.
Safewords are words or phrases that are called out when things are either not going as planned or have crossed a threshold one cannot handle. They are something both parties can remember and recognize and are, by definition, not words commonly used playfully during any kind of scene. Words such as no, stop, and don't, are often inappropriate as a safeword if the roleplaying aspect includes the illusion of non-consent.
The traffic light system (TLS) is the most commonly used set of safewords.
Red – meaning: stop immediately and check the status of your partner
Yellow – meaning: slow down, be careful
Green – meaning: I’m all good, we can start. If used it’s normally uttered by everyone involved before the scene can start.
At most clubs and group-organized BDSM parties and events, dungeon monitors (DMs) provide an additional safety net for the people playing there, ensuring that house rules are followed and safewords respected.
BDSM participants are expected to understand practical safety aspects, such as the potential for harm to body parts. Contusion or scarring of the skin can be a concern. Using crops, whips, or floggers, the top's fine motor skills and anatomical knowledge can make the difference between a satisfying session for the bottom and a highly unpleasant experience that may even entail severe physical harm. The very broad range of BDSM "toys" and physical and psychological control techniques often requires a far-reaching knowledge of details related to the requirements of the individual session, such as anatomy, physics, and psychology. Despite these risks, BDSM activities usually result in far less severe injuries than sports like boxing and football, and BDSM practitioners do not visit emergency rooms any more often than the general population.
It is necessary to be able to identify each person's psychological "squicks" or triggers in advance to avoid them. Such losses of emotional balance due to sensory or emotional overload are a fairly commonly discussed issue. It is important to follow participants' reactions empathetically and continue or stop accordingly. For some players, sparking "freakouts" or deliberately using triggers may be the desired outcome. Safewords are one way for BDSM practices to protect both parties. However, partners should be aware of each other's psychological states and behaviors to prevent instances where the "freakouts" prevent the use of safewords.
After any BDSM activities, it is important that the participants go through sexual aftercare, to process and calm down from the activity. After the sessions, participants can need aftercare because their bodies have experienced trauma and they need to mentally come out of the role play.
Social aspects
Roles
Top and bottom
At one end of the spectrum are those who are indifferent to, or even reject physical stimulation. At the other end of the spectrum are bottoms who enjoy discipline and erotic humiliation but are not willing to be subordinate to the person who applies it. The bottom is frequently the partner who specifies the basic conditions of the session and gives instructions, directly or indirectly, in the negotiation, while the top often respects this guidance. Other bottoms, often called "brats", try to incur punishment from their tops by provoking them or "misbehaving". Nevertheless, a purist "school" exists within the BDSM community, which regards such "topping from the bottom" as rude or even incompatible with the standards of BDSM relations.
Types of relationships
Play
BDSM practitioners sometimes regard the practice of BDSM in their sex life as roleplaying and so often use the terms play and playing to describe activities where in their roles. Play of this sort for a specified period of time is often called a session, and the contents and the circumstances of play are often referred to as the scene. It is also common in personal relationships to use the term kink play for BDSM activities, or more specific terms for the type of activity. The relationships can be of varied types.
Long term
Early writings on BDSM both by the academic and BDSM community spoke little of long-term relationships with some in the gay leather community suggesting short-term play relationships to be the only feasible relationship models, and recommending people to get married and "play" with BDSM outside of marriage. In recent times though writers of BDSM and sites for BDSM have been more focused on long-term relationships.
A 2003 study, the first to look at these relationships, fully demonstrated that "quality long-term functioning relationships" exist among practitioners of BDSM, with either sex being the top or bottom (the study was based on 17 heterosexual couples). Respondents in the study expressed their BDSM orientation to be built into who they are, but considered exploring their BDSM interests an ongoing task, and showed flexibility and adaptability in order to match their interests with their partners. The "perfect match" where both in the relationship shared the same tastes and desires was rare, and most relationships required both partners to take up or put away some of their desires. The BDSM activities that the couples partook in varied in sexual to nonsexual significance for the partners who reported doing certain BDSM activities for "couple bonding, stress release, and spiritual quests". The most reported issue amongst respondents was not finding enough time to be in role with most adopting a lifestyle wherein both partners maintain their dominant or submissive role throughout the day.
Amongst the respondents, it was typically the bottoms who wanted to play harder, and be more restricted into their roles when there was a difference in desire to play in the relationship. The author of the study, Bert Cutler, speculated that tops may be less often in the mood to play due to the increased demand for responsibility on their part: being aware of the safety of the situation and prepared to remove the bottom from a dangerous scenario, being conscious of the desires and limits of the bottom, and so on. The author of the study stressed that successful long-term BDSM relationships came after "early and thorough disclosure" from both parties of their BDSM interests.
Many of those engaged in long-term BDSM relationships learned their skills from larger BDSM organizations and communities. There was a lot of discussion by the respondents on the amount of control the top possessed in the relationships but "no discussion of being better, or smarter, or of more value" than the bottom. Couples were generally of the same mind of whether or not they were in an ongoing relationship, but in such cases, the bottom was not locked up constantly, but that their role in the context of the relationship was always present, even when the top was doing non-dominant activities such as household chores, or the bottom being in a more dominant position. In its conclusion the study states:
The study further goes on to list three aspects that made the successful relationships work: early disclosure of interests and continued transparency, a commitment to personal growth, and the use of the dominant/submissive roles as a tool to maintain the relationship. In closing remarks, the author of the study theorizes that due to the serious potential for harm, couples in BDSM relationships develop increased communication that may be higher than in mainstream relationships.
Professional services
A professional dominatrix or professional dominant, often referred to within the culture as a pro-dom(me), offers services encompassing the range of bondage, discipline, and dominance in exchange for money. The term dominatrix is little-used within the non-professional BDSM scene. A non-professional dominant woman is more commonly referred to simply as a domme, dominant, or femdom (short for female dominance). Professional submissives ("pro-subs"), although far more rare, do exist. A professional submissive consents to their client's dominant behavior within negotiated limits, and often works within a professional dungeon. Most of the people who work as subs normally have tendencies towards such activities, especially when sadomasochism is involved. Males also work as professional "tops" in BDSM, and are called masters or doms. However, it is much rarer to find a male in this profession.
Scenes
In BDSM, a "scene" is the stage or setting where BDSM activity takes place, as well as the activity itself. The physical place where a BDSM activity takes place is usually called a dungeon, though some prefer less dramatic terms, including playspace or club. A BDSM activity can, but need not, involve sexual activity or sexual roleplay. A characteristic of many BDSM relationships is the power exchange from the bottom to the dominant partner, and bondage features prominently in BDSM scenes and sexual roleplay.
"The Scene" (including use of the definite article the) is also used in the BDSM community to refer to the BDSM community as a whole. Thus someone who is on "the Scene", and prepared to play in public, might take part in "a scene" at a public play party.
A scene can take place in private between two or more people and can involve a domestic arrangement, such as servitude or a casual or committed lifestyle master/slave relationship. BDSM elements may involve settings of slave training or punishment for breaches of instructions.
A scene can also take place in a club, where the play can be viewed by others. When a scene takes place in a public setting, it may be because the participants enjoy being watched by others, or because of the equipment available, or because having third parties present adds safety for play partners who have only recently met.
Etiquette
Most standard social etiquette rules still apply when at a BDSM event, such as not intimately touching someone you do not know, not touching someone else's belongings (including toys), and abiding by dress codes. Many events open to the public also have rules addressing alcohol consumption, recreational drugs, cell phones, and photography.
A specific scene takes place within the general conventions and etiquette of BDSM, such as requirements for mutual consent and agreement as to the limits of any BDSM activity. This agreement can be incorporated into a formal contract. In addition, most clubs have additional rules which regulate how onlookers may interact with the actual participants in a scene. As is common in BDSM, these are founded on the catchphrase "safe, sane, and consensual".
Parties and clubs
BDSM play parties are events in which BDSM practitioners and other similarly interested people meet in order to communicate, share experiences and knowledge, and to "play" in an erotic atmosphere. BDSM parties show similarities to ones in the dark culture, being based on a more or less strictly enforced dress code; often clothing made of latex, leather or vinyl/PVC, lycra and so on, emphasizing the body's shape and the primary and secondary sexual characteristics. The requirement for such dress codes differ. While some events have none, others have a policy in order to create a more coherent atmosphere and to prevent outsiders from taking part.
At these parties, BDSM can be publicly performed on a stage, or more privately in separate "dungeons". A reason for the relatively fast spread of this kind of event is the opportunity to use a wide range of "playing equipment", which in most apartments or houses is unavailable. Slings, St. Andrew's crosses (or similar restraining constructs), spanking benches, and punishing supports or cages are often made available. The problem of noise disturbance is also lessened at these events, while in the home setting many BDSM activities can be limited by this factor. In addition, such parties offer both exhibitionists and voyeurs a forum to indulge their inclinations without social criticism. Sexual intercourse is not permitted within most public BDSM play spaces or not often seen in others, because it is not the emphasis of this kind of play. In order to ensure the maximum safety and comfort for the participants, certain standards of behavior have evolved; these include aspects of courtesy, privacy, respect and safewords. Today BDSM parties are taking place in most of the larger cities in the Western world.
This scene appears particularly on the Internet, in publications, and in meetings such as at fetish clubs (like Torture Garden), SM parties, gatherings called munches, and erotic fairs like Venus Berlin. The annual Folsom Street Fair held in San Francisco is the world's largest BDSM event. It has its roots in the gay leather movement. The weekend-long festivities include a wide range of sadomasochistic erotica in a public clothing optional space between 8th and 13th streets with nightly parties associated with the organization.
There are also conventions such as Living in Leather and Black Rose.
Psychology
Freud and others have assumed that a preference for BDSM is a consequence of childhood abuse. Research indicates that there is no evidence for this claim. Some reports suggest that people abused as children may have more BDSM injuries and have difficulty with safe words being recognized as meaning stop the previously consensual behavior, thus, it is possible that people choosing BDSM as part of their lifestyle, who also were previously abused, may have had more police or hospital reports of injuries. There is also a link between transgender individuals who have been abused and violence occurring in BDSM activities.
There are a number of reasons commonly given for why a practitioner finds the practice of D/s enjoyable, and the answer is largely dependent on the individual. For some submissives, taking on a role of compliance or helplessness offers a form of therapeutic escape: from the stresses of life, from responsibility, or from guilt. For others, being under the power of a strong, controlling presence may evoke feelings of safety and protection associated with childhood. They likewise may derive satisfaction from earning the approval of that figure. A dominant, on the other hand, may enjoy the feeling of power and authority that comes from playing the dominant role, and a sadist may receive pleasure vicariously through the suffering of the masochist. It is poorly understood, though, what ultimately connects these emotional experiences to sexual gratification, or how that connection initially forms. Joseph Merlino, author and psychiatry adviser to the New York Daily News, said in an interview that a sadomasochistic relationship, as long as it is consensual, is not a psychological problem:
Some psychologists agree that experiences during early sexual development can have a profound effect on the character of sexuality later in life. Sadomasochistic desires, however, seem to form at a variety of ages. Some individuals report having had them before puberty, while others do not discover them until well into adulthood. According to one study, the majority of male sadomasochists (53%) developed their interest before the age of 15, while the majority of females (78%) developed their interest afterward (Breslow, Evans, and Langley 1985). The prevalence of sadomasochism within the general population is unknown. Despite female sadists being less visible than males, some surveys have resulted in comparable amounts of sadistic fantasies between females and males. The results of such studies demonstrate that one's sex does not determine preference for sadism.
Following a phenomenological study of nine individuals involved in sexual masochistic sessions who regarded pain as central to their experience, sexual masochism was described as an addiction-like tendency, with several features resembling that of drug addiction: craving, intoxication, tolerance and withdrawal. It was also demonstrated how the first masochistic experience is placed on a pedestal, with subsequent use aiming at retrieving this lost sensation, much as described in the descriptive literature on addiction. The addictive pattern presented in this study suggests an association with behavioral spin as found in problem gamblers.
Prevalence
BDSM occurs among people of all genders and sexual orientations, and in varied occurrences and intensities. The spectrum ranges from couples with no connections to the subculture outside of their bedrooms or homes, without any awareness of the concept of BDSM, playing "tie-me-up-games", to public scenes on St. Andrew's crosses at large events such as the Folsom Street Fair in San Francisco. Estimation on the overall percentage of BDSM-related sexual behaviour varies.
Alfred Kinsey stated in his 1953 nonfiction book Sexual Behavior in the Human Female that 12% of females and 22% of males reported having an erotic response to a sadomasochistic story. In that book erotic responses to being bitten were given as:
A non-representative survey on the sexual behaviour of American students published in 1997 and based on questionnaires had a response rate of about 8–9%. Its results showed 15% of homosexual and bisexual males, 21% of lesbian and female bisexual students, 11% of heterosexual males and 9% of female heterosexual students committed to BDSM related fantasies. In all groups the level of practical BDSM experiences were around 6%. Within the group of openly lesbian and bisexual females, the quote was significantly higher, at 21%. Independent of their sexual orientation, about 12% of all questioned students, 16% of lesbians and female bisexuals and 8% of heterosexual males articulated an interest in spanking. Experience with this sexual behaviour was indicated by 30% of male heterosexuals, 33% of female bisexuals and lesbians, and 24% of the male gay and bisexual men and female heterosexual women. Even though this study was not considered representative, other surveys indicate similar dimensions in differing target groups.
A representative study done from 2001 to 2002 in Australia found that 1.8% of sexually active people (2.2% men, 1.3% women but no significant sex difference) had engaged in BDSM activity in the previous year. Of the entire sample, 1.8% of men and 1.3% of women had been involved in BDSM. BDSM activity was significantly more likely among bisexuals and homosexuals of both sexes. But among men in general, there was no relationship effect of age, education, language spoken at home or relationship status. Among women, in this study, activity was most common for those between 16 and 19 years of age and least likely for females over 50 years. Activity was also significantly more likely for women who had a regular partner they did not live with, but was not significantly related with speaking a language other than English or education.
Another representative study, published in 1999 by the German Institut für rationale Psychologie, found that about 2/3 of the interviewed women stated a desire to be at the mercy of their sexual partners from time to time. 69% admitted to fantasies dealing with sexual submissiveness, 42% stated interest in explicit BDSM techniques, 25% in bondage. A 1976 study in the general US population suggests three percent have had positive experiences with Bondage or master-slave roleplaying. Overall 12% of the interviewed females and 18% of the males were willing to try it. A 1990 Kinsey Institute report stated that 5% to 10% of Americans occasionally engage in sexual activities related to BDSM. 11% of men and 17% of women reported trying bondage. Some elements of BDSM have been popularized through increased media coverage since the middle 1990s. Thus both black leather clothing, sexual jewelry such as chains and dominance roleplay appear increasingly outside of BDSM contexts.
According to yet another survey of 317,000 people in 41 countries, about 20% of the surveyed have at least used masks, blindfolds or other bondage utilities once, and 5% explicitly connected themselves with BDSM. In 2004, 19% mentioned spanking as one of their practices and 22% confirmed the use of blindfolds or handcuffs.
A 1985 study found 52 out of 182 female respondents (28%) were involved in sadomasochistic activities.
Recent surveys
A 2009 study on two separate samples of male undergraduate students in Canada found that 62 to 65%, depending on the sample, had entertained sadistic fantasies, and 22 to 39% engaged in sadistic behaviors during sex. The figures were 62 and 52% for bondage fantasies, and 14 to 23% for bondage behaviors. A 2014 study involving a mixed sample of Canadian college students and online volunteers, both male and female, reported that 19% of male samples and 10% of female samples rated the sadistic scenarios described in a questionnaire as being at least "slightly arousing" on a scale that ranged from "very repulsive" to "very arousing"; the difference was statistically significant. The corresponding figures for the masochistic scenarios were 15% for male students and 17% for female students, a non-significant difference. In a 2011 study on 367 middle-aged and elderly men recruited from the broader community in Berlin, 21.8% of the men self-reported sadistic fantasies and 15.5% sadistic behaviors; 24.8% self-reported any such fantasy and/or behavior. The corresponding figures for self-reported masochism were 15.8% for fantasy, 12.3% for behavior, and 18.5% for fantasy and/or behavior. In a 2008 study on gay men in Puerto Rico, 14.8% of the over 425 community volunteers reported any sadistic fantasy, desire or behavior in their lifetime; the corresponding figure for masochism was 15.7%. A 2017 cross-sectional representative survey among the general Belgian population demonstrated a substantial prevalence of BDSM fantasies and activities; 12.5% of the population performed one of more BDSM-practices on a regular basis.
Medical categorization
Reflecting changes in social norms, modern medical opinion is now moving away from regarding BDSM activities as medical disorders, unless they are nonconsensual or involve significant distress or harm.
DSM
In the past, the Diagnostic and Statistical Manual of Mental Disorders (DSM), the American Psychiatric Association's manual, defined some BDSM activities as sexual disorders. Following campaigns from advocacy organizations including the National Coalition for Sexual Freedom, the current version of the DSM, DSM-5, excludes consensual BDSM from diagnosis when the sexual interests cause no harm or distress.
ICD
The World Health Organization's International Classification of Diseases (ICD) has made similar moves in recent years.
Section F65 of the current revision, ICD-10, indicates that "mild degrees of sadomasochistic stimulation are commonly used to enhance otherwise normal sexual activity". The diagnostic guidelines for the ICD-10 state that this class of diagnosis should only be made "if sadomasochistic activity is the most important source of stimulation or necessary for sexual gratification".
In Europe, an organization called ReviseF65 has worked to remove sadomasochism from the ICD. In 1995, Denmark became the first European Union country to have completely removed sadomasochism from its national classification of diseases. This was followed by Sweden in 2009, Norway in 2010 and Finland 2011. Recent surveys on the spread of BDSM fantasies and practices show strong variations in the range of their results. Nonetheless, researchers assume that 5 to 25 percent of the population practices sexual behavior related to pain or dominance and submission. The population with related fantasies is believed to be even larger.
The ICD is in the process of revision, and recent drafts have reflected these changes in social norms. , the final advance preview of the ICD-11 has de-pathologised most things listed in ICD-10 section F65, characterizing as pathological only those activities which are either coercive, or involving significant risk of injury or death, or distressing to the individual committing them, and specifically excluding consensual sexual sadism and masochism from being regarded as pathological. The ICD-11 classification consider sadomasochism as a variant in sexual arousal and private behaviour without appreciable public health impact and for which treatment is neither indicated nor sought."
According to the WHO ICD-11 Working Group on Sexual Disorders and Sexual Health, stigmatization and discrimination of fetish- and BDSM individuals are inconsistent with human rights principles endorsed by the United Nations and the World Health Organization.
The final advance text is to be officially presented to the members of the WHO in 2019, ready to come into effect in 2022.
Coming out
Some people who are interested in or curious about BDSM decide to come out of the closet, although many sadomasochists remain closeted. Depending upon a survey's participants, about 5 to 25 percent of the US population show affinity to the subject. Other than a few artists and writers, practically no celebrities are publicly known as sadomasochists.
Public knowledge of one's BDSM lifestyle can have detrimental vocational and social effects for sadomasochists. Many face severe professional consequences or social rejection if they are exposed, either voluntarily or involuntarily, as sadomasochists.
Within feminist circles, the discussion is split roughly into two camps: some who see BDSM as an aspect or reflection of oppression (for example, Alice Schwarzer) and, on the other side, pro-BDSM feminists, often grouped under the banner of sex-positive feminism (see Samois); both of them can be traced back to the 1970s. Some feminists have criticized BDSM for eroticizing power and violence and reinforcing misogyny. They argue that women who engage in BDSM are making a choice that is ultimately bad for women. Feminist defenders of BDSM argue that consensual BDSM activities are enjoyed by many women and validate the sexual inclinations of these women. They argue that there is no connection between consensual kinky activities and sex crimes, and that feminists should not attack other women's sexual desires as being "anti-feminist". They also state that the main point of feminism is to give an individual woman free choices in her life; which includes her sexual desire. While some feminists suggest connections between consensual BDSM scenes and non-consensual rape and sexual assault, other sex-positive ones find the notion insulting to women.
Roles are not fixed to gender, but personal preferences. The dominant partner in a heterosexual relationship may be the woman rather than the man, or BDSM may be part of male/male or female/female sexual relationships. Finally, some people switch, taking either a dominant or submissive role on different occasions. Several studies investigating the possibility of a correlation between BDSM pornography and the violence against women also indicate a lack of correlation. In 1991, a lateral survey came to the conclusion that between 1964 and 1984, despite the increase in amount and availability of sadomasochistic pornography in the U.S., Germany, Denmark and Sweden, there is no correlation with the national number of rapes to be found.
Operation Spanner in the U.K. proves that BDSM practitioners still run the risk of being stigmatized as criminals. In 2003, the media coverage of Jack McGeorge showed that simply participating and working in BDSM support groups poses risks to one's job, even in countries where no law restricts it. Here a clear difference can be seen to the situation of homosexuality. The psychological strain appearing in some individual cases is normally neither articulated nor acknowledged in public. Nevertheless, it leads to a difficult psychological situation in which the person concerned can be exposed to high levels of emotional stress.
In the stages of "self-awareness", he or she realizes their desires related to BDSM scenarios or decides to be open for such. Some authors call this internal coming-out. Two separate surveys on this topic independently came to the conclusion that 58 percent and 67 percent of the sample respectively, had realized their disposition before their 19th birthday. Other surveys on this topic show comparable results. Independent of age, coming-out can potentially result in a difficult life crisis, sometimes leading to thoughts or acts of suicide. While homosexuals have created support networks in the last decades, sadomasochistic support networks are just starting to develop in most countries. In German-speaking countries they are only moderately more developed. The Internet is the prime contact point for support groups today, allowing for local and international networking. In the U.S., Kink Aware Professionals (KAP) a privately funded, non-profit service provides the community with referrals to psychotherapeutic, medical, and legal professionals who are knowledgeable about and sensitive to the BDSM, fetish, and leather community. In the U.S. and the U.K., the Woodhull Freedom Foundation & Federation, National Coalition for Sexual Freedom (NCSF) and Sexual Freedom Coalition (SFC) have emerged to represent the interests of sadomasochists. The German Bundesvereinigung Sadomasochismus is committed to the same aim of providing information and driving press relations. In 1996, the website and mailing list Datenschlag went online in German and English providing the largest bibliography, as well as one of the most extensive historical collections of sources related to BDSM.
Social (non-medical) research
Richters et al. (2008) found that people who engaged in BDSM were more likely to have experienced a wider range of sexual practices (e.g. oral or anal sex, more than one partner, group sex, phone sex, viewed pornography, used a sex toy, fisting, rimming, etc.). They were, however, not any more likely to have been coerced, unhappy, anxious, or experiencing sexual difficulties. On the contrary, men who had engaged in BDSM scored lower on a psychological distress scale than men who did not.
There have been few studies on the psychological aspects of BDSM using modern scientific standards. Psychotherapist Charles Moser has said there is no evidence for the theory that BDSM has common symptoms or any common psychopathology, emphasizing that there is no evidence that BDSM practitioners have any special psychiatric other problems based on their sexual preferences.
Problems sometimes occur with self-classification. During the phase of the "coming-out", self-questioning related to one's own "normality" is common. According to Moser, the discovery of BDSM preferences can result in fear of the current non-BDSM relationship's destruction. This, combined with the fear of discrimination in everyday life, leads in some cases to a double life which can be highly burdensome. At the same time, the denial of BDSM preferences can induce stress and dissatisfaction with one's own "vanilla"-lifestyle, feeding the apprehension of finding no partner. Moser states that BDSM practitioners having problems finding BDSM partners would probably have problems in finding a non-BDSM partner as well. The wish to remove BDSM preferences is another possible reason for psychological problems since it is not possible in most cases. Finally, the scientist states that BDSM practitioners seldom commit violent crimes. From his point of view, crimes of BDSM practitioners usually have no connection with the BDSM components existing in their life. Moser's study comes to the conclusion that there is no scientific evidence, which could give reason to refuse members of this group work- or safety certificates, adoption possibilities, custody or other social rights or privileges. The Swiss psychoanalyst Fritz Morgenthaler shares a similar perspective in his book, Homosexuality, Heterosexuality, Perversion (1988). He states that possible problems result not necessarily from the non-normative behavior, but in most cases primarily from the real or feared reactions of the social environment towards their own preferences. In 1940 psychoanalyst Theodor Reik reached implicitly the same conclusion in his standard work Aus Leiden Freuden. Masochismus und Gesellschaft.
Moser's results are further supported by a 2008 Australian study by Richters et al. on the demographic and psychosocial features of BDSM participants. The study found that BDSM practitioners were no more likely to have experienced sexual assault than the control group, and were not more likely to feel unhappy or anxious. The BDSM males reported higher levels of psychological well-being than the controls. It was concluded that "BDSM is simply a sexual interest or subculture attractive to a minority, not a pathological symptom of past abuse or difficulty with 'normal' sex."
Gender differences in research
Several recent studies have been conducted on the gender differences and personality traits of BDSM practitioners. Wismeijer and van Assen (2013) found that "the association of BDSM role and gender was strong and significant" with only 8% of women in the study being dominant compared to 75% being submissive.; Hébert and Weaver (2014) found that 9% of women in their study were dominant compared to 88% submissive; Weierstall1 and Giebel (2017) likewise found a significant difference, with 19% of women in the study as dominant compared to 74% as submissive, and a study from Andrea Duarte Silva (2015) indicated that 61.7% of females who are active in BDSM expressed a preference for a submissive role, 25.7% consider themselves a switch, while 12.6% prefer the dominant role. In contrast, 46.6% of men prefer the submissive role, 24% consider themselves to be switches and 29.5% prefer the dominant role. They concluded that "men more often display an engagement in dominant practices, whereas females take on the submissive part. This result is inline with a recent study about mate preferences that has shown that women have a generally higher preference for a dominant partner than men do (Giebel, Moran, Schawohl, & Weierstall, 2015). Women also prefer dominant men, and even men who are aggressive, for a short-term relationship and for the purpose of sexual intercourse (Giebel, Weierstall, Schauer, & Elbert, 2013)". Similarly, studies on sexual fantasy differences between men and women show the latter prefer submissive and passive fantasies over dominant and active ones, with rape and force being common.
Gender differences in masochistic scripts
One common belief of BDSM and kink is that women are more likely to take on masochistic roles than men. Roy Baumeister (2010) actually had more male masochists in his study than female, and fewer male dominants than female. The lack of statistical significance in these gender differences suggests that no assumptions should be made regarding gender and masochistic roles in BDSM. One explanation why we might think otherwise lies in our social and cultural ideals about femininity; masochism may emphasize certain stereotypically feminine elements through activities like feminization of men and ultra-feminine clothing for women. But such tendencies of the submissive masochistic role should not be interpreted as a connection between it and the stereotypical female role—many masochistic scripts do not include any of these tendencies.
Baumeister found that masochistic males experienced greater: severity of pain, frequency of humiliation (status-loss, degrading, oral), partner infidelity, active participation by other persons, and cross-dressing. Trends also suggested that male masochism included more bondage and oral sex than female (though the data was not significant). Female masochists, on the other hand, experienced greater: frequency in pain, pain as punishment for 'misdeeds' in the relationship context, display humiliation, genital intercourse, and presence of non-participating audiences. The exclusiveness of dominant males in a heterosexual relationship happens because, historically, men in power preferred multiple partners. Finally, Baumeister observes a contrast between the 'intense sensation' focus of male masochism to a more 'meaning and emotion' centred female masochistic script.
Prior argues that although some of these women may appear to be engaging in traditional subordinate or submissive roles, BDSM allows women in both dominant and submissive roles to express and experience personal power through their sexual identities. In a study that she conducted in 2013, she found that the majority of the women she interviewed identified as bottom, submissive, captive, or slave/sex slave. In turn, Prior was able to answer whether or not these women found an incongruity between their sexual identities and feminist identity. Her research found that these women saw little to no incongruity, and in fact felt that their feminist identity supported identities of submissive and slave. For them, these are sexually and emotionally fulfilling roles and identities that, in some cases, feed other aspects of their lives. Prior contends that third wave feminism provides a space for women in BDSM communities to express their sexual identities fully, even when those identities seem counter-intuitive to the ideals of feminism. Furthermore, women who do identify as submissive, sexually or otherwise, find a space within BDSM where they can fully express themselves as integrated, well-balanced, and powerful women.
Women in S/M culture
Levitt, Moser, and Jamison's 1994 study provides a general, if outdated, description of characteristics of women in the sadomasochistic (S/M) subculture. They state that women in S/M tend to have higher education, become more aware of their desires as young adults, are less likely to be married than the general population. The researchers found the majority of females identified as heterosexual and submissive, a substantial minority were versatile—able to switch between dominant and submissive roles—and a smaller minority identified with the dominant role exclusively. Oral sex, bondage and master-slave script were among the most popular activities, while feces/watersports were the least popular.
Orientation observances in research
BDSM is considered by some of its practitioners to be a sexual orientation. The BDSM and kink scene is more often seen as a diverse pansexual community. Often this is a non-judgmental community where gender, sexuality, orientation, preferences are accepted as is or worked at to become something a person can be happy with. In research, studies have focused on bisexuality and its parallels with BDSM, as well as gay-straight differences between practitioners.
Comparison between gay and straight men in S/M
Demographically, Nordling et al.'s (2006) study found no differences in age, but 43% of gay male respondents compared to 29% of straight males had university-level education. The gay men also had higher incomes than the general population and tended to work in white-collar jobs while straight men tended toward blue-collar ones. Because there were not enough female respondents (22), no conclusions could be drawn from them.
Sexually speaking, the same 2006 study by Nordling et al. found that gay males were aware of their S/M preferences and took part in them at an earlier age, preferring leather, anal sex, rimming, dildos and special equipment or uniform scenes. In contrast, straight men preferred verbal humiliation, mask and blindfolds, gags, rubber/latex outfits, caning, vaginal sex, straitjackets, and cross-dressing among other activities. From the questionnaire, researchers were able to identify four separate sexual themes: hyper-masculinity, giving and receiving pain, physical restriction (i.e. bondage), and psychological humiliation. Gay men preferred activities that tended towards hyper-masculinity while straight men showed greater preference for humiliation, significantly higher master/madame-slave role play at ~84%. Though there were not enough female respondents to draw a similar conclusion with, the fact that there is a difference in gay and straight men suggests strongly that S/M (and BDSM in general) can not be considered a homogenous phenomenon. As Nordling et al. (2006) puts it, "People who identify as sadomasochists mean different things by these identifications." (54)
Bisexuality
In Steve Lenius' original 2001 paper, he explored the acceptance of bisexuality in a supposedly pansexual BDSM community. The reasoning behind this is that 'coming-out' had become primarily the territory of the gay and lesbian, with bisexuals feeling the push to be one or the other (and being right only half the time either way). What he found in 2001, was that people in BDSM were open to discussion about the topic of bisexuality and pansexuality and all controversies they bring to the table, but personal biases and issues stood in the way of actively using such labels. A decade later, Lenius (2011) looks back on his study and considers if anything has changed. He concluded that the standing of bisexuals in the BDSM and kink community was unchanged, and believed that positive shifts in attitude were moderated by society's changing views towards different sexualities and orientations. But Lenius (2011) does emphasize that the pansexual promoting BDSM community helped advance greater acceptance of alternative sexualities.
Brandy Lin Simula (2012), on the other hand, argues that BDSM actively resists gender-conforming and identified three different types of BDSM bisexuality: gender-switching, gender-based styles (taking on a different gendered style depending on the gender of partner when playing), and rejection of gender (resisting the idea that gender matters in their play partners). Simula (2012) explains that practitioners of BDSM routinely challenge our concepts of sexuality by pushing the limits on pre-existing ideas of sexual orientation and gender norms. For some, BDSM and kink provides a platform in creating identities that are fluid, ever-changing.
History of psychotherapy and current recommendations
Psychiatry has an insensitive history in the area of BDSM. There have been many involvements by institutions of political power to marginalize subgroups and sexual minorities. Mental health professionals have a long history of holding negative assumptions and stereotypes about the BDSM community. Beginning with the DSM-II, Sexual Sadism and Sexual Masochism have been listed as sexually deviant behaviours. Sadism and masochism were also found in the personality disorder section. This negative assumption has not changed significantly which is evident in the continued inclusion of Sexual Sadism and Sexual Masochism as paraphilias in the DSM-IV-TR. The DSM-V, however, has depathologized the language around paraphilias in a way that signifies "the APA's intent to not demand treatment for healthy consenting adult sexual expression". These biases and misinformation can result in pathologizing and unintentional harm to clients who identify as sadists and/or masochists and medical professionals who have been trained under older editions of the DSM can be slow to change in their ways of clinical practice.
According to Kolmes et al. (2006), major themes of biased and inadequate care to BDSM clients are:
Considering BDSM to be unhealthy
Requiring a client to give up BDSM activities in order to continue in treatment
Confusing BDSM with abuse
Having to educate the therapist about BDSM
Assuming that BDSM interests are indicative of past family/spousal abuse
Therapists misrepresenting their expertise by stating that they are BDSM-positive when they are not actually knowledgeable about BDSM practices
These same researchers suggested that therapists should be open to learning more about BDSM, to show comfort in talking about BDSM issues, and to understand and promote "safe, sane, consensual" BDSM.
There has also been research which suggests BDSM can be a beneficial way for victims of sexual assault to deal with their trauma, most notably by Corie Hammers, but this work is limited in scope and to date, has not undergone empirical testing as a treatment.
Clinical issues
Nichols (2006) compiled some common clinical issues: countertransference, non-disclosure, coming out, partner/families, and bleed-through.
Countertransference is a common problem in clinical settings. Despite having no evidence, therapists may find themselves believing that their client's pathology is "self-evident". Therapists may feel intense disgust and aversive reactions. Feelings of countertransference can interfere with therapy. Another common problem is when clients conceal their sexual preferences from their therapists. This can compromise any therapy. To avoid non-disclosure, therapists are encouraged to communicate their openness in indirect ways with literature and artworks in the waiting room. Therapists can also deliberately bring up BDSM topics during the course of therapy. With less informed therapists, sometimes they over-focus on clients' sexuality which detracts from original issues such as family relationships, depression, etc. A special subgroup that needs counselling is the "newbie". Individuals just coming out might have internalized shame, fear, and self-hatred about their sexual preferences. Therapists need to provide acceptance, care, and model positive attitude; providing reassurance, psychoeducation, and bibliotherapy for these clients is crucial. The average age when BDSM individuals realize their sexual preference is around 26 years. Many people hide their sexuality until they can no longer contain their desires. However, they may have married or had children by this point.
History
Origins
Practices of BDSM survive from some of the oldest textual records in the world, associated with rituals to the goddess Inanna (Ishtar in Akkadian). Cuneiform texts dedicated to Inanna which incorporate domination rituals. In particular, she points to ancient writings such as Inanna and Ebih (in which the goddess dominates Ebih), and Hymn to Inanna describing cross-dressing transformations and rituals "imbued with pain and ecstasy, bringing about initation and journeys of altered states of consciousness; punishment, moaning, ecstasy, lament and song, participants exhausting themselves in weeping and grief."
During the 9th century BC, ritual flagellations were performed in Artemis Orthia, one of the most important religious areas of ancient Sparta, where the Cult of Orthia, a pre-Olympic religion, was practiced. Here, ritual flagellation called diamastigosis took place, in which young adolescent men were whipped in a ceremony overseen by the priestess. These are referred to by a number of ancient authors, including Pausanius (III, 16: 10–11).
One of the oldest graphical proofs of sadomasochistic activities is found in the Etruscan Tomb of the Whipping near Tarquinia, which dates to the 5th century BC. Inside the tomb, there is a fresco which portrays two men who flagellate a woman with a cane and a hand during an erotic situation. Another reference related to flagellation is to be found in the sixth book of the Satires of the ancient Roman Poet Juvenal (1st–2nd century A.D.), further reference can be found in Petronius's Satyricon where a delinquent is whipped for sexual arousal. Anecdotal narratives related to humans who have had themselves voluntary bound, flagellated or whipped as a substitute for sex or as part of foreplay reach back to the 3rd and 4th century BC.
In Pompeii, a whip-mistress figure with wings is depicted on the wall of the Villa of Mysteries, as part of an initiation of a young woman into the Mysteries. The whip-mistress role drove the sacred initiation of ceremonial death and rebirth. The archaic Greek Aphrodite may too once have been armed with an implement, with archaeological evidence of armed Aphrodites known from a number of locations in Cythera, Acrocorinth and Sparta, and which may have been a whip.
The Kama Sutra of India describes four different kinds of hitting during lovemaking, the allowed regions of the human body to target and different kinds of joyful "cries of pain" practiced by bottoms. The collection of historic texts related to sensuous experiences explicitly emphasizes that impact play, biting and pinching during sexual activities should only be performed consensually since only some women consider such behavior to be joyful. From this perspective, the Kama Sutra can be considered one of the first written resources dealing with sadomasochistic activities and safety rules. Further texts with sadomasochistic connotation appear worldwide during the following centuries on a regular basis.
There are anecdotal reports of people willingly being bound or whipped, as a prelude to or substitute for sex, during the 14th century. The medieval phenomenon of courtly love in all of its slavish devotion and ambivalence has been suggested by some writers to be a precursor of BDSM. Some sources claim that BDSM as a distinct form of sexual behavior originated at the beginning of the 18th century when Western civilization began medically and legally categorizing sexual behavior (see Etymology).
Flagellation practiced within an erotic setting has been recorded from at least the 1590s evidenced by a John Davies epigram, and references to "flogging schools" in Thomas Shadwell's The Virtuoso (1676) and Tim Tell-Troth's Knavery of Astrology (1680). Visual evidence such as mezzotints and print media is also identified revealing scenes of flagellation, such as "The Cully Flaug'd" from the British Museum collection.
John Cleland's novel Fanny Hill, published in 1749, incorporates a flagellation scene between the character's protagonist Fanny Hill and Mr Barville. A large number of flagellation publications followed, including Fashionable Lectures: Composed and Delivered with Birch Discipline (c. 1761), promoting the names of women offering the service in a lecture room with rods and cat o' nine tails.
Other sources give a broader definition, citing BDSM-like behavior in earlier times and other cultures, such as the medieval flagellates and the physical ordeal rituals of some Native American societies.
BDSM ideas and imagery have existed on the fringes of Western culture throughout the 20th century. Robert Bienvenu attributes the origins of modern BDSM to three sources, which he names as "European Fetish" (from 1928), "American Fetish" (from 1934), and "Gay Leather" (from 1950). Another source are the sexual games played in brothels, which go back to the 19th century, if not earlier. Charles Guyette was the first American to produce and distribute fetish related material (costumes, footwear, photography, props and accessories) in the U.S. His successor, Irving Klaw, produced commercial sexploitation film and photography with a BDSM theme (most notably with Bettie Page) and issued fetish comics (known then as "chapter serials") by the now-iconic artists John Willie, Gene Bilbrew, and Eric Stanton.
Stanton's model Bettie Page became at the same time one of the first successful models in the area of fetish photography and one of the most famous pin-up girls of American mainstream culture. Italian author and designer Guido Crepax was deeply influenced by him, coining the style and development of European adult comics in the second half of the 20th century. The artists Helmut Newton and Robert Mapplethorpe are the most prominent examples of the increasing use of BDSM-related motives in modern photography and the public discussions still resulting from this.
Alfred Binet first coined the term erotic fetishism in his 1887 book, Du fétichisme dans l'amour Richard von Krafft-Ebing saw BDSM interests as the end of a continuum.
Leather movement
Leather has been a predominantly gay male term to refer to one fetish, but it can stand for many more. Members of the gay male leather community may wear leathers such as motorcycle leathers, or may be attracted to men wearing leather. Leather and BDSM are seen as two parts of one whole. Much of the BDSM culture can be traced back to the gay male leather culture, which formalized itself out of the group of men who were soldiers returning home after World War II (1939–1945). World War II was the setting where countless homosexual men and women tasted the life among homosexual peers. Post-war, homosexual individuals congregated in larger cities such as New York, Chicago, San Francisco, and Los Angeles. They formed leather clubs and bike clubs; some were fraternal services. The establishment of Mr. Leather Contest and Mr. Drummer Contest were made around this time. This was the genesis of the gay male leather community. Many of the members were attracted to extreme forms of sexuality, for which peak expression was in the pre-AIDS 1970s. This subculture is epitomized by the Leatherman's Handbook by Larry Townsend, published in 1972, which describes in detail the practices and culture of gay male sadomasochists in the late 1960s and early 1970s.
In the early 1980s, lesbians also joined the leathermen as a recognizable element of the gay leather community. They also formed leather clubs, but there were some gender differences, such as the absence of leatherwomen's bars. In 1981, the publication of Coming to Power by lesbian-feminist group Samois led to a greater knowledge and acceptance of BDSM in the lesbian community. By the 1990s, the gay men's and women's leather communities were no longer underground and played an important role in the kink community.
Today, the leather movement is generally seen as a part of the BDSM-culture instead of as a development deriving from gay subculture, even if a huge part of the BDSM-subculture was gay in the past. In the 1990s, the so-called New Guard leather subculture evolved. This new orientation started to integrate psychological aspects into their play.
The San Francisco South of Market Leather History Alley consists of four works of art along Ringold Alley honoring leather culture; it opened in 2017. One of the works of art is metal bootprints along the curb which honor 28 people (including Steve McEachern, owner of the Catacombs, a gay and lesbian S/M fisting club, and Cynthia Slater, a founder of the Society of Janus, the second oldest BDSM organization in the United States) who were an important part of the leather communities of San Francisco.
Internet
In the late 1980s, the Internet provided a way of finding people with specialized interests around the world as well as on a local level, and communicating with them anonymously. This brought about an explosion of interest and knowledge of BDSM, particularly on the usenet group alt.sex.bondage. When that group became too cluttered with spam, the focus moved to soc.subculture.bondage-bdsm. With an increased focus on forms of social media, FetLife was formed, which advertises itself as "a social network for the BDSM and fetish community". It operates similarly to other social media sites, with the ability to make friends with other users, events, and pages of shared interests.
In addition to traditional sex shops, which sell sex paraphernalia, there has also been an explosive growth of online adult toy companies that specialize in leather/latex gear and BDSM toys. Once a very niche market, there are now very few sex toy companies that do not offer some sort of BDSM or fetish gear in their catalog. Kinky elements seem to have worked their way into "vanilla" markets. The former niche expanded to an important pillar of the business with adult accessories. Today practically all suppliers of sex toys do offer items which originally found usage in the BDSM subculture. Padded handcuffs, latex and leather garments, as well as more exotic items like soft whips for fondling and TENS for erotic electro stimulation, can be found in catalogs aiming at classical vanilla target groups, indicating that former boundaries increasingly seem to shift.
During the last years, the Internet also provides a central platform for networking among individuals who are interested in the subject. Besides countless private and commercial choices, there is an increasing number of local networks and support groups emerging. These groups often offer comprehensive background and health-related information for people who have been unwillingly outed as well as contact lists with information on psychologists, physicians and lawyers who are familiar with BDSM related topics.
University clubs
Increasingly, American universities are witnessing BDSM and kink education by providing student clubs, such as Columbia University's Conversio Virium and Iowa State University's Cuffs. University BDSM clubs are also found in the U.K., Canada, Belgium, and Taiwan.
Some American universities—such as Indiana University and Michigan State University—have professors who research and take classes on BDSM.
Legal status
Austria
Section 90 of the criminal code declares bodily injury (§§ 83–84) or the endangerment of physical security (§ 89) to not be subject to penalty in cases in which the victim has consented and the injury or endangerment does not offend moral sensibilities. Case law from the Austrian Supreme Court has consistently shown that bodily injury is only offensive to moral sensibilities, thus it is only punishable when a "serious injury" (damage to health or an employment disability lasting more than 24 days) or the death of the "victim" results. A light injury is generally considered permissible when the "victim" has consented to it. In cases of threats to bodily well being the standard depends on the probability that an injury will actually occur. If serious injury or even death would be a likely result of a threat being carried out, then even the threat itself is considered punishable.
Canada
In 2004, a judge in Canada ruled that videos seized by the police featuring BDSM activities were not obscene and did not constitute violence, but a "normal and acceptable" sexual activity between two consenting adults.
In 2011, the Supreme Court of Canada ruled in R. v. J.A. that a person must have an active mind during the specific sexual activity in order to legally consent. The Court ruled that it is a criminal offence to perform a sexual act on an unconscious person—whether or not that person consented in advance.
Germany
According to Section 194 of the German criminal code, the charge of insult (slander) can only be prosecuted if the defamed person chooses to press charges. False imprisonment can be charged if the victim—when applying an objective view—can be considered to be impaired in his or her rights of free movement. According to Section 228, a person inflicting a bodily injury on another person with that person's permission violates the law only in cases where the act can be considered to have violated good morals in spite of permission having been given. On 26 May 2004, the Criminal Panel No. 2 of the Bundesgerichtshof (German Federal Court) ruled that sado-masochistically motivated physical injuries are not per se indecent and thus subject to Section 228.
Following cases in which sado-masochistic practices had been repeatedly used as pressure tactics against former partners in custody cases, the Appeals Court of Hamm ruled in February 2006 that sexual inclinations toward sado-masochism are no indication of a lack of capabilities for successful child-raising.
Italy
In Italian law, BDSM is right on the border between crime and legality, and everything lies in the interpretation of the legal code by the judge. This concept is that anyone willingly causing "injury" to another person is to be punished. In this context, though, "injury" is legally defined as "anything causing a condition of illness", and "illness" is ill-defined itself in two different legal ways. The first is "any anatomical or functional alteration of the organism" (thus technically including little scratches and bruises too); the second is "a significant worsening of a previous condition relevant to organic and relational processes, requiring any kind of therapy". This could make it somewhat risky to play with someone, as later the "victim" may call foul play citing even an insignificant mark as evidence against the partner. Also, any injury requiring over 20 days of medical care must be denounced by the professional medic who discovers it, leading to automatic indictment of the person who caused it.
Nordic countries
In September 2010, a Swedish court acquitted a 32-year-old man of assault for engaging in consensual BDSM play with a 16-year-old woman (the age of consent in Sweden is 15). Norway's legal system has likewise taken a similar position, that safe and consensual BDSM play should not be subject to criminal prosecution. This parallels the stance of the mental health professions in the Nordic countries which have removed sadomasochism from their respective lists of psychiatric illnesses.
Switzerland
The age of consent in Switzerland is 16 years, which also applies to BDSM play. Minors (i.e., those under 16) are not subject to punishment for BDSM play as long as the age difference between them is less than three years. Certain practices, however, require granting consent for light injuries, with only those over 18 permitted to give consent. On 1 April 2002, Articles 135 and 197 of the Swiss Criminal Code were tightened to make ownership of "objects or demonstrations [...] which depict sexual acts with violent content" a punishable offense. This law amounts to a general criminalization of sado-masochism since nearly every sado-masochist will have some kind of media that fulfills this criterion. Critics also object to the wording of the law which puts sado-masochists in the same category as pedophiles and pederasts.
United Kingdom
In British law, consent is an absolute defense to common assault, but not necessarily to actual bodily harm, where courts may decide that consent is not valid, as occurred in the case of R v Brown. Accordingly, consensual activities in the U.K. may not constitute "assault occasioning actual or grievous bodily harm" in law. The Spanner Trust states that this is defined as activities which have caused injury "of a lasting nature" but that only a slight duration or injury might be considered "lasting" in law. The decision contrasts with the later case of R v Wilson in which conviction for non-sexual consensual branding within a marriage was overturned, the appeal court ruling that R v Brown was not an authority in all cases of consensual injury and criticizing the decision to prosecute.
Following Operation Spanner, the European Court of Human Rights ruled in January 1999 in Laskey, Jaggard and Brown v. United Kingdom that no violation of Article 8 occurred because the amount of physical or psychological harm that the law allows between any two people, even consenting adults, is to be determined by the jurisdiction the individuals live in, as it is the State's responsibility to balance the concerns of public health and well-being with the amount of control a State should be allowed to exercise over its citizens. In the Criminal Justice and Immigration Bill 2007, the British Government cited the Spanner case as justification for criminalizing images of consensual acts, as part of its proposed criminalization of possession of "extreme pornography". Another contrasting case was that of Stephen Lock in 2013, who was cleared of actual bodily harm on the grounds that the woman consented. In this case, the act was deemed to be sexual.
United States
The United States Federal law does not list a specific criminal determination for consensual BDSM acts. Many BDSM practitioners cite the legal decision of People v. Jovanovic, 95 N.Y.2d 846 (2000), or the "Cybersex Torture Case", which was the first U.S. appellate decision to hold (in effect) that one does not commit assault if the victim consents. However, many individual states do criminalize specific BDSM actions within their state borders. Some states specifically address the idea of "consent to BDSM acts" within their assault laws, such as the state of New Jersey, which defines "simple assault" to be "a disorderly persons offense unless committed in a fight or scuffle entered into by mutual consent, in which case it is a petty disorderly persons offense".
Oregon Ballot Measure 9 was a ballot measure in the U.S. state of Oregon in 1992, concerning sadism, masochism, gay rights, pedophilia, and public education, that drew widespread national attention. It would have added the following text to the Oregon Constitution:
It was defeated in the 3 November 1992 general election with 638,527 votes in favor, 828,290 votes against.
The National Coalition for Sexual Freedom collects reports about punishment for sexual activities engaged in by consenting adults, and about its use in child custody cases.
Cultural aspects
Today, the BDSM culture exists in most Western countries. This offers BDSM practitioners the opportunity to discuss BDSM relevant topics and problems with like-minded people. This culture is often viewed as a subculture, mainly because BDSM is often still regarded as "unusual" by some of the public. Many people hide their leaning from society since they are afraid of the incomprehension and of social exclusion.
In contrast to frameworks seeking to explain sadomasochism through psychological, psychoanalytic, medical or forensic approaches, which seek to categorize behaviour and desires and find a root "cause", Romana Byrne suggests that such practices can be seen as examples of "aesthetic sexuality", in which a founding physiological or psychological impulse is irrelevant. Rather, sadism and masochism may be practiced through choice and deliberation, driven by certain aesthetic goals tied to style, pleasure, and identity. These practices, in certain circumstances and contexts, can be compared with the creation of art.
Symbols
One of the most commonly used symbols of the BDSM community is a derivation of a triskelion shape within a circle. Various forms of triskele have had many uses and many meanings in many cultures; its BDSM usage derives from the Ring of O in the classic book Story of O. The BDSM Emblem Project claims copyright over one particular specified form of the triskelion symbol; other variants of the triskelion are free from such copyright claims.
The leather pride flag is a symbol for the leather subculture and also widely used within BDSM. In continental Europe, the Ring of O is widespread among BDSM practitioners.
The triskelion as a BDSM symbol can easily be perceived as the three separate parts of the acronym BDSM; which are BD, DS, and SM (Bondage & Discipline, Dominance & Submission, Sadism & Masochism). They are three separate items, that are normally associated together.
The BDSM rights flag, shown to the right, is intended to represent the belief that people whose sexuality or relationship preferences include BDSM practises deserve the same human rights as everyone else, and should not be discriminated against for pursuing BDSM with consenting adults.
The flag is inspired by the leather pride flag and BDSM emblem but is specifically intended to represent the concept of BDSM rights and to be without the other symbols' restrictions against commercial use. It is designed to be recognizable by people familiar with either the leather pride flag or BDSM triskelion (or triskele) as "something to do with BDSM"; and to be distinctive whether reproduced in full colour, or in black and white (or another pair of colours).
BDSM and fetish items and styles have been spread widely in Western societies' everyday life by different factors, such as avant-garde fashion, heavy metal, goth subculture, and science fiction TV series, and are often not consciously connected with their BDSM roots by many people. While it was mainly confined to the punk and BDSM subcultures in the 1990s, it has since spread into wider parts of Western societies.
Film and music
In music: the Romanian singer-songwriter Navi featured BDSM and Shibari scenes in her music video "Picture Perfect" (2014). The video was banned in Romania for its explicit content. In 2010, Rihanna's song "S&M" and Christina Aguilera's single "Not Myself Tonight" appeared, both full of BDSM imagery.
In movies: While BDSM activity appeared initially in subtle form, in the 1960s famous works of literature like Story of O and Venus in Furs were filmed explicitly. With the release of the 1986 film 9½ Weeks, the topic of BDSM was transferred to mainstream cinema. From the 1990s, cinematic representation of alternative sexualities, including BDSM, increased dramatically, as seen in documentary productions such as Graphic Sexual Horror (a 2009 film based on the website Insex), KinK (a 2013 film based on the website Kink.com), and movies such as Fifty Shades of Grey (2015) and its two sequels Fifty Shades Darker (2017) and Fifty Shades Freed (2018).
However, mistakenly considered in mainstream society as having BDSM activities that are, rather, abusive are the movies Fifty Shades of Grey (2015) and its two sequels Fifty Shades Darker (2017) and Fifty Shades Freed (2018). "A lot of what happens in the main relationship of Fifty Shades of Grey is domestic abuse, both physical and emotional, and for people whose entire understanding of BDSM now comes from jiggle balls and rooms of pain this is a dangerous misconception to foster."
Theater
Although it would be possible to establish certain elements related to BDSM in classical theater, not until the emergence of contemporary theater would some plays have BDSM as the main theme. Exemplifying this are two works: one Austrian, one German, in which BDSM is not only incorporated but integral to the storyline of the play.
Worauf sich Körper kaprizieren, Austria. Peter Kern directed and wrote the script for this comedy which is a present-day adaption of Jean Genet's 1950 film, Un chant d'amour. It is about a marriage in which the wife (film veteran Miriam Goldschmidt) submits her husband (Heinrich Herkie) and the butler (Günter Bubbnik) to her sadistic treatment until two new characters take their places.
Ach, Hilde (Oh, Hilda), Germany. This play by Anna Schwemmer premiered in Berlin. A young Hilde becomes pregnant, and after being abandoned by her boyfriend she decides to become a professional dominatrix to earn money. The play carefully crafts a playful and frivolous picture of the field of professional dominatrices.
Literature
Although examples of literature catering to BDSM and fetishistic tastes were created in earlier periods, BDSM literature as it exists today cannot be found much earlier than World War II.
The word sadism originates from the works of Donatien Alphonse François, Marquis de Sade, and the word masochism originates from Leopold von Sacher-Masoch, the author of Venus in Furs. However, it is worth noting that the Marquis de Sade describes non-consensual abuse in his works, such as in Justine. Venus in Furs describes a consensual dom-sub relationship.
A central work in modern BDSM literature is undoubtedly Story of O (1954) by Anne Desclos under the pseudonym Pauline Réage.
Other notable works include 9½ Weeks (1978) by Elizabeth McNeill, some works of the writer Anne Rice (Exit to Eden, and her Claiming of Sleeping Beauty series of books), Jeanne de Berg (L'Image (1956) dedicated to Pauline Réage), the Gor series by John Norman, and naturally all the works of Patrick Califia, Gloria Brame, the group Samois and many of the writer Georges Bataille (Histoire de l'oeil-Story of the Eye, Madame Edwarda, 1937), as well as those of Bob Flanagan (Slave Sonnets (1986), Fuck Journal (1987), A Taste of Honey (1990)). A common part of many of the poems of Pablo Neruda is a reflection on feelings and sensations arising from the relations of EPE or erotic exchange of power. The Fifty Shades trilogy is a series of very popular erotic romance novels by E. L. James which involves BDSM; however, the novels have been criticized for their inaccurate and harmful depiction of BDSM.
In the 21st century, a number of prestigious university presses, such as Duke University, Indiana University and University of Chicago, have published books on BDSM written by professors, thereby lending academic legitimacy to this once taboo topic.
Art
In photography: Eric Kroll and Irving Klaw (with Bettie Page, the first well-known bondage model), and Japanese photographer Araki Nobuyoshi, whose works are exhibited in several major art museums, galleries and private collections, such as the Baroness Marion Lambert, the world's largest holder of contemporary photographic art. Also Robert Mapplethorpe, whose most controversial work is that of the underground BDSM scene in the late 1960s and early 1970s of New York. The homoeroticism of this work fuelled a national debate over the public funding of controversial artwork.
Comic book drawings: Guido Crepax with Histoire d'O (1975), Justine (1979) and Venere in Pelliccia (1984); inspired by the work of Pauline Réage, the Marquis de Sade and Leopold von Sacher-Masoch. John Willie and The Adventures of Sweet Gwendoline (1984) which was the basis for the film The Perils of Gwendoline in the Land of the Yik-Yak. The Sunstone/Mercy (2011-ongoing) books by Stjepan Sejic have become very popular and are found in many conventional bookstores around the world.
In graphic design: Eric Stanton and his work on dominance and female bondage, as well as Hajime Sorayama and Robert Bishop.
In art deco sculpture: Bruno Zach produced perhaps his best known sculpture—called "The Riding Crop" (c. 1925)—which features a scantily clad dominatrix wielding a riding crop.
See also
Index of BDSM articles
Autosadism
Dominance hierarchy
Glossary of BDSM
List of BDSM equipment
List of bondage positions
List of BDSM organizations
Leather subculture
Outline of BDSM
Vulnerability and care theory of love
References
Further reading
Baldwin, Guy. Ties That Bind: SM/Leather/Fetish Erotic Style: Issues, Communication, and Advice, Daedalus Publishing, 1993. .
Brame, Gloria G., Brame, William D., and Jacobs, Jon. Different Loving: An Exploration of the World of Sexual Dominance and Submission Villard Books, New York, 1993.
Brame, Gloria. Come Hither: A Commonsense Guide to Kinky Sex, Fireside, 2000. .
Califia, Pat. Sensuous Magic. New York, Masquerade Books, 1993.
Dollie Llama. Diary of an S&M Romance., PEEP! Press (California), 2006,
Henkin, Wiliiam A., Sybil Holiday. Consensual Sadomasochism: How to Talk About It and How to Do It Safely, Daedalus Publishing, 1996. .
Janus, Samuel S., and Janus, Cynthia L. The Janus Report on Sexual Behavior, John Wiley & Sons, 1994.
Masters, Peter. This Curious Human Phenomenon: An Exploration of Some Uncommonly Explored Aspects of BDSM. The Nazca Plains Corporation, 2008.
Phillips, Anita. A Defence of Masochism, Faber and Faber, new edition 1999.
Newmahr, Staci (2011). Playing on the Edge: Sadomasochism, Risk and Intimacy. Bloomington: Indiana University Press. .
Nomis, Anne O. (2013) The History & Arts of the Dominatrix Mary Egan Publishing & Anna Nomis Ltd, U.K.
Rinella, Jack. The Complete Slave: Creating and Living an Erotic Dominant/submissive Lifestyle, Daedalus Publishing, 2002. .
Saez, Fernando y Viñuales, Olga, Armarios de Cuero, Ed. Bellaterra, 2007.
Larry Townsend. Leatherman's Handbook, first edition 1972 (this was the first book to publicize BDSM to the general public—it was a paperback book widely available on newsstands and at bookstores throughout the United States)
Wiseman, Jay. SM 101: A Realistic Introduction (1st ed., 1992); 2nd ed. Greenery Press, 2000.
Byrne, Romana (2013) Aesthetic Sexuality: A Literary History of Sadomasochism , New York: Bloomsbury.
Dominari, Rajan (2019). Welcome to the Darkside: A BDSM Primer. AKO Publishing Company. .
External links
"Pain and the erotic" by Lesley Hall
Control (social and political)
Sexuality and gender identity-based cultures | [
101,
139,
13675,
2107,
1110,
170,
2783,
1104,
1510,
16263,
5660,
1137,
1648,
11044,
1158,
5336,
7069,
2553,
117,
9360,
117,
14678,
1105,
13455,
117,
6782,
7903,
7301,
25564,
117,
1105,
1168,
2272,
9455,
14359,
1348,
14189,
119,
10470,
1103,
2043,
2079,
1104,
5660,
117,
1199,
1104,
1134,
1336,
1129,
4349,
1107,
1118,
1234,
1150,
1202,
1136,
4615,
2310,
1106,
1129,
185,
19366,
6620,
1158,
139,
13675,
2107,
117,
10838,
1107,
1103,
139,
13675,
2107,
1661,
1137,
4841,
19695,
1510,
1110,
1163,
1106,
12864,
1113,
2191,
118,
9117,
1105,
3416,
2541,
119,
1109,
1858,
139,
13675,
2107,
1110,
1148,
1802,
1107,
170,
11696,
6097,
2112,
1121,
1984,
117,
1105,
1110,
9829,
1112,
170,
4612,
1104,
1103,
25732,
1116,
139,
120,
141,
113,
8211,
2553,
1105,
14856,
9717,
2568,
114,
117,
141,
120,
188,
113,
16727,
2983,
3633,
1105,
13455,
114,
117,
1105,
156,
120,
150,
113,
20572,
1863,
1105,
7085,
7301,
25564,
114,
119,
139,
13675,
2107,
1110,
1208,
1215,
1112,
170,
3963,
118,
1155,
7224,
4576,
170,
2043,
2079,
1104,
2619,
117,
2769,
1104,
9455,
14359,
1348,
6085,
117,
1105,
4966,
4841,
19695,
1116,
119,
139,
13675,
2107,
3611,
2412,
7236,
2256,
1114,
170,
1664,
118,
18570,
5838,
9192,
1150,
15625,
1114,
1103,
1661,
132,
1142,
1336,
1511,
2771,
118,
19257,
1116,
117,
1404,
15156,
23139,
117,
3724,
1648,
11044,
1468,
117,
9579,
175,
26883,
5933,
10047,
117,
1105,
1639,
119,
21966,
1105,
6085,
1107,
139,
13675,
2107,
1132,
1510,
6858,
1118,
1103,
6635,
112,
1781,
1113,
3573,
1115,
1132,
24671,
1105,
8803,
18610,
1104,
1540,
132,
2456,
117,
1103,
1911,
1104,
6189,
9635,
1104,
1241,
1103,
6449,
1110,
6818,
119,
1109,
2538,
4841,
15394,
8788,
1105,
7065,
1132,
1510,
1215,
1106,
10706,
1292,
3573,
131,
1103,
7065,
3547,
113,
107,
1202,
1306,
107,
114,
2274,
9189,
1654,
1166,
1103,
4841,
15394,
8788,
113,
107,
4841,
107,
114,
119,
1109,
2538,
1499,
1105,
3248,
1132,
1145,
1215,
132,
1103,
1499,
1110,
1103,
22233,
3121,
25524,
1766,
1104,
1126,
2168,
1229,
1103,
3248,
1110,
1103,
8352,
1104,
1103,
2168,
119,
1109,
1160,
3741,
1104,
2538,
1132,
4841,
8671,
1472,
131,
1111,
1859,
117,
1800,
1336,
4835,
1106,
2496,
1112,
3248,
1106,
1330,
1825,
117,
1111,
1859,
117,
1118,
1217,
12740,
117,
12098,
11240,
1193,
117,
1443,
1251,
24034,
20721,
1104,
1217,
9189,
1193,
6226,
117,
1105,
4841,
15394,
8788,
1116,
1336,
1129,
2802,
1106,
26088,
1147,
7065,
6449,
119,
1966,
1103,
3248,
7450,
1149,
1103,
2168,
1105,
1103,
1499,
7881,
1122,
117,
1152,
1138,
1136,
9073,
6759,
3573,
119,
1109,
25732,
1116,
4841,
1105,
1202,
1306,
1132,
3933,
1215,
1939,
1104,
4841,
15394,
8788,
1105,
7065,
119,
5875,
1103,
2130,
118,
2747,
2538,
14198,
117,
1202,
12140,
117,
1105,
1202,
14503,
19091,
1775,
1132,
1215,
1106,
5594,
170,
7065,
1590,
117,
1939,
1104,
1103,
2121,
5772,
118,
8795,
1858,
1202,
1306,
119,
26381,
1150,
1849,
1206,
1499,
120,
7065,
1105,
3248,
120,
4841,
15394,
8788,
3573,
783,
2480,
1121,
2398,
1106,
2398,
1137,
1439,
170,
1549,
2398,
783,
1132,
1270,
17183,
119,
1109,
10515,
5754,
1104,
3573,
1105,
2191,
118,
9117,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Bambara (Arabic script: ), also known as Bamana (N'Ko script: ) or Bamanankan (), is a lingua franca and national language of Mali spoken by perhaps 15 million people, natively by 5 million Bambara people and about 10 million second-language users. It is estimated that about 80 percent of the population of Mali speak Bambara as a first or second language. It has a subject–object–verb clause structure and two lexical tones. The native name bamanankan means "the language () of greats (), people who reject the religion of Islam", as opposed to speakers of Dyula, who are Muslim.
Classification
Bamana is a variety of a group of closely related languages called Manding, whose native speakers trace their cultural history to the medieval Mali Empire. Varieties of Manding are generally considered (among native speakers) to be mutually intelligible – dependent on exposure or familiarity with dialects between speakers – and spoken by 30 to 40 million people in the countries Burkina Faso, Senegal, Guinea-Bissau, Guinea, Liberia, Ivory Coast and the Gambia. Manding is part of the larger Mandé family of languages.
Geographical distribution
Bambara is spoken throughout Mali as a lingua franca. The language is most widely spoken in the areas east, south, and north of Bamako, where native speakers and/or those that identify as members of the Bambara ethnic group are most densely populated. These regions are also usually considered to be the historical geographical origin of Bambara people, particularly Ségou, after diverging from other Manding groups.
Dialects
The main dialect is Standard Bamara, which has significant influence from Maninkakan. Bambara has many local dialects: Kaarta, Tambacounda (west); Beledugu, Bananba, Mesekele (north); Jitumu, Jamaladugu, Segu (center); Cakadugu, Keleyadugu, Jalakadougu, Kurulamini, Banimɔncɛ, Cɛmala, Cɛndugu, Baninkɔ, Shɛndugu, Ganadugu (south); Kala, Kuruma, Saro, dialects to the northeast of Mopti (especially Bɔrɛ); Zegedugu, Bɛndugu, Bakɔkan, Jɔnka (southeast).,
Writing
Since 1967, Bambara has mostly been written in the Latin script, using some additional phonetic characters. The vowels are a, e, ɛ (formerly è), i, o, ɔ (formerly ò), u; accents can be used to indicate tonality. The former digraph ny is now written ɲ when it designates a palatal nasal glide; the ny spelling is kept for the combination of a nasal vowel with a subsequent oral palatal glide. Following the 1966 Bamako spelling conventions, a nasal velar glide "ŋ" is written as "ŋ", although in early publications it was often transcribed as ng or nk.
The N'Ko () alphabet is a script devised by Solomana Kante in 1949 as a writing system for the Manding languages of West Africa; N’Ko means 'I say' in all Manding languages. Kante created N’Ko in response to what he felt were beliefs that Africans were a "cultureless people" since prior to this time there had been no indigenous African writing system for his language. N'ko first gained a strong user base around the Maninka-speaking area of Kante's hometown of Kankan, Guinea and disseminated from there into other Manding-speaking parts of West Africa. N'ko and the Arabic script are still in use for Bambara, although only the Latin-based orthography is officially recognized in Mali.
Additionally, a script known as Masaba or Ma-sa-ba was developed for the language beginning in 1930 by Woyo Couloubayi (c.1910-1982) of Assatiémala. Named for the first characters in Couloubayi's preferred collation order, Masaba is a syllabary which uses diacritics to indicate vowel qualities such as tone, length, and nasalization. Though not conclusively related to other writing systems, Masaba appears to draw on traditional Bambara iconography and shares some similarities with the Vai syllabary of Liberia and with Arabic-derived secret alphabets used in Hodh (now Hodh El Gharbi and Hodh Ech Chargui Regions of Mauritania). As of 1978, Masaba was in limited use in several communities in Nioro Cercle for accounting, personal correspondence, and the recording of Muslim prayers; the script's current status and prevalence is unknown.
Latin orthography
It uses seven vowels a, e, ɛ, i, o, ɔ and u, each of which can be nasalized, pharyngealized and murmured, giving a total number of 21 vowels (the letters approximate their IPA equivalents).
Writing with the Latin alphabet began during the French colonization, and the first orthography was introduced in 1967. Literacy is limited, especially in rural areas. Although written literature is only slowly evolving (due to the predominance of French as the "language of the educated"), there exists a wealth of oral literature, which is often tales of kings and heroes. This oral literature is mainly tradited by the griots (Jeliw in Bambara) who are a mixture of storytellers, praise singers, and human history books who have studied the trade of singing and reciting for many years. Many of their songs are very old and are said to date back to the old empire of Mali.
Alphabet
A – a – [a]
B – be – [b]
C – ce – [t͡ʃ]
D – de – [d]
E – e – [e]
Ɛ – ɛ – [ɛ]
F – ef – [f]
G – ge – [g]
H – ha – [h]
I – i – [i]
J – je – [d͡ʒ]
K – ka – [k]
L – ɛl – [l]
M – ɛm – [m]
N – ɛn – [n]
Ɲ – ɲe – [ɲ]
Ŋ – ɛŋ – [ŋ]
O – o – [o]
Ɔ – ɔ – [ɔ]
P – pe – [p]
R – ɛr – [r]
S – ɛs – [s]
T – te – [t]
U – u – [u]
W – wa – [w]
Y – ye – [j]
Z – ze – [z]
Other letters
kh – [ɣ] (used for loanwords from other African languages)
-n – nasalises vowel
sh – she – [ʃ] (regional variant of s)
N'ko orthography
Vowels
ߊ – a – [a]
ߋ – e – [e]
ߌ – i – [i]
ߍ – ɛ – [ɛ]
ߎ – u – [u]
ߏ – o – [o]
ߐ – ɔ – [ɔ]
Consonants
ߓ – ba – [b]
ߔ – pa – [p]
ߕ – ta – [t]
ߖ – ja – [d͡ʒ]
ߗ – ca – [t͡ʃ]
ߘ – da – [d]
ߚ/ߙ – ra – [r]
ߛ – sa – [s]
ߜ? – ga – [g/ʀ/ɣ]
ߜ – gba – [ɡ͡b]
ߝ – fa – [f]
ߞ – ka – [k]
ߟ – la – [l]
ߡ – ma – [m]
ߢ – nya/ɲa – [ɲ]
? – nga/ŋa – [ŋ]
ߣ – na – [n]
ߥ – wa – [w]
ߦ – ya – [j]
ߤ – ha – [h]
ߒ – nasal vowel – [-̃]
Tones
߫ – short high
߬ – short low
߯ – long high
߰ – long low
Phonology
Consonants
Each consonant represents a single sound with some exceptions:
"W" is pronounced as in English (e.g. wait) except at the end of a word, when it is the plural mark and is pronounced as [u].
"S" is pronounced most often as in the English word "see" but is sometimes pronounced as "sh" [ʃ] as in the word "shoe" or as [z].
"G" is pronounced most often as in the English word "go" but in the middle of a word, it can be pronounced as in the Spanish word "abogado" ([ɣ]) and sometimes at the beginning of a word as [gw].
Vowels
Grammar
Bambara is an agglutinative language, meaning that morphemes are glued together to form a word.
The basic sentence structure is Subject Object Verb. Take the phrase, "n t'a lon" (I don't know [it]). "n" is the subject (I), "a" is the object (it), and "[ta] lon" is the verb ([to] know). The "t" is from the present tense marker "té." "té" is the negative present tense marker and "bé" is the affirmative present tense marker. Therefore, "n b'a don" would mean "I know it".
Bambara is an SOV language and has two (mid/standard and high) tones; e.g. sa 'die' vs. sá 'snake.' The typical argument structure of the language consists of a subject, followed by an aspectival auxiliary, followed by the direct object, and finally a transitive verb. Naturally, if the verb is intransitive, the direct object is absent.
Bambara does not inflect for gender. Gender for a noun can be specified by adding an adjective, -cɛ or -kɛ for male and -muso for female. The plural is formed by attaching a vocalic suffix -u, most often with a low tone (in the orthography, -w) to nouns or adjectives.
Bambara uses postpositions in much the same manner as languages like English and French use prepositions. These postpositions are found after the noun and are used to express direction, location, and in some cases, possession.
Loan words
In urban areas, many Bamanankan conjunctions have been replaced in everyday use by French borrowings that often mark code-switches. The Bamako dialect makes use of sentences like: N taara Kita mais il n'y avait personne là-bas. : I went to Kita [Bamanankan ] but there was no one there [French]. The sentence in Bamanankan alone would be Ń taara Kita nka mɔkɔ si tun tɛ yen. The French proposition "est-ce que" is also used in Bamanankan ; however, it is pronounced more slowly and as three syllables, .
Bamanankan uses many French loan words. For example, some people might say:
I ka kurusi ye jauni ye: "Your skirt is yellow" (using a derivation of the French word for yellow, jaune.)
However, one could also say:
I ka kulosi ye nɛrɛmukuman ye, also meaning "your skirt is yellow." The original Bamanankan word for yellow comes from "nɛrɛmuku," being flour (muku) made from néré (locust bean), a seed from a long seed pod. Nɛrɛmuku is often used in sauces in Southern Mali.
Most French loan words are suffixed with the sound 'i'; this is particularly common when using French words which have a meaning not traditionally found in Mali. For example, the Bamanankan word for snow is niegei, based on the French word for snow neige. As there has never been snow in Mali, there was no unique word in Bamanankan to describe it.
Examples
Music
Malian artists such as Oumou Sangaré, Sidiki Diabaté, Fatoumata Diawara, Rokia Traoré, Ali Farka Touré, Habib Koité and the married duo Amadou & Mariam often sing in Bambara. Lyrics in Bambara occur on Stevie Wonder's Journey Through "The Secret Life of Plants".
Additionally, in 2010, Spanish rock group Dover released its 7th studio album I Ka Kené with the majority of lyrics in the language. American rapper Nas also released a track titled "Sabali" in 2010, which featured Damian Marley. Sabali is a Bambara word that means patience.
Legal status
Bambara is one of several languages designated by Mali as a national language.
References
Citation
Sources
Bailleul Ch. Dictionnaire Bambara-Français. 3e édition corrigée. Bamako : Donniya, 2007, 476 p.
Bird, Charles, Hutchison, John & Kanté, Mamadou (1976) An Ka Bamanankan Kalan: Beginning Bambara. Bloomington: Indiana Univ. Linguistics Club.
Bird, Charles & Kanté, Mamadou (1977) Bambara-English, English-Bambara student lexicon. Bloomington: Indiana Univ. Linguistics Club.
Dumestre Gérard. Grammaire fondamentale du bambara. Paris : Karthala, 2003.
Dumestre, Gérard. Dictionnaire bambara-français suivi d’un index abrégé français-bambara. Paris : Karthala, 2011. p. 1189
Eidelberg, Joseph "Bambara (A PROTO-HEBREW LANGGUAGE?)"
Kastenholz, Raimund (1998) Grundkurs Bambara (Manding) mit Texten (second revised edition) (Afrikawissenschaftliche Lehrbücher Vol. 1). Köln: Rüdiger Köppe.
Konaré, Demba (1998) Je parle bien bamanan. Bamako: Jamana.
Morales, José (2010) J'apprends le bambara. 61 conversations, (book + CD-ROM). Paris: Editions Karthala.
Touré, Mohamed & Leucht, Melanie (1996) Bambara Lesebuch: Originaltexte mit deutscher und französischer Übersetzung = Chrestomathie Bambara: textes originaux Bambara avec traductions allemandes et françaises (with illustrations by Melanie Leucht) (Afrikawissenschaftliche Lehrbücher Vol. 11) . Köln: Rüdiger Köppe.
Vydrine, Valentin. Manding-English Dictionary (Maninka, Bamana). Vol. 1. St. Petersburg: Dimitry Bulanin Publishing House, 1999
External links
Descriptions
Mali – History – Language
Dictionaries
Maliyiri.com is a website which provides English-Bambara-French translations and is a community-based project where users can add new words, comments, provide feedback and follow one another.
Corpus Bambara de Référence - Etiquetage online and downloadable Bambara-French Dictionary (about 11,500 entries by the end of 2014), with a French-Bambara index, linked with the Corpus Bambara de Référence
An ka taa's Mobile-friendly Bambara-English dictionary that includes French and Jula.
Bambara entries (>2300) in the French Wiktionary
Bambara-French-English dictionary online and downloadable lexicons for language learners
Bambara tree names (scientific name -> common name)
Learning materials
Online Bambara Course from the Indiana University
on peacecorps.gov
Other
Corpus Bambara de Référence Corpus Bambara de Référence, an electronic corpus of Bambara texts (about 2,000,000 words end 2014)
Maliyiri.com's Android application, with thousands of daily users, provides English-Bambara-French translations and users can choose to get daily/weekly word notifications for continuous learning.
Bambara Electronic Library, AMALAN – LLACAN
An ka taa: a website with a dictionary, resources and media for learning Bambara and Manding more generally.
Bambara at French Wikibooks contains more material
Mandenkan Journal
PanAfriL10n page on Manding (includes information on Bambara)
Maneno in Bambara (a blogging platform with a full Bambara interface)
Languages of Burkina Faso
Languages of Ghana
Languages of Guinea
Languages of Ivory Coast
Languages of Mali
Languages of Senegal
Manding languages
Subject–object–verb languages | [
101,
18757,
10806,
1611,
113,
4944,
5444,
131,
114,
117,
1145,
1227,
1112,
18757,
28097,
113,
151,
112,
19892,
5444,
131,
114,
1137,
18757,
28097,
22294,
1179,
113,
114,
117,
1110,
170,
181,
1158,
6718,
175,
4047,
2599,
1105,
1569,
1846,
1104,
17168,
4606,
1118,
3229,
1405,
1550,
1234,
117,
2900,
1193,
1118,
126,
1550,
18757,
10806,
1611,
1234,
1105,
1164,
1275,
1550,
1248,
118,
1846,
4713,
119,
1135,
1110,
3555,
1115,
1164,
2908,
3029,
1104,
1103,
1416,
1104,
17168,
2936,
18757,
10806,
1611,
1112,
170,
1148,
1137,
1248,
1846,
119,
1135,
1144,
170,
2548,
782,
4231,
782,
12464,
13620,
2401,
1105,
1160,
5837,
8745,
7867,
13647,
119,
1109,
2900,
1271,
171,
19853,
1389,
8752,
2086,
107,
1103,
1846,
113,
114,
1104,
1632,
1116,
113,
114,
117,
1234,
1150,
16589,
1103,
4483,
1104,
6489,
107,
117,
1112,
4151,
1106,
7417,
1104,
141,
9379,
1742,
117,
1150,
1132,
4360,
119,
19295,
18757,
28097,
1110,
170,
2783,
1104,
170,
1372,
1104,
4099,
2272,
3483,
1270,
2268,
3408,
117,
2133,
2900,
7417,
8332,
1147,
3057,
1607,
1106,
1103,
5908,
17168,
2813,
119,
159,
7710,
26883,
1279,
1104,
2268,
3408,
1132,
2412,
1737,
113,
1621,
2900,
7417,
114,
1106,
1129,
22376,
1107,
7854,
2646,
12192,
782,
7449,
1113,
7401,
1137,
4509,
1785,
1114,
12336,
1206,
7417,
782,
1105,
4606,
1118,
1476,
1106,
1969,
1550,
1234,
1107,
1103,
2182,
25739,
25408,
117,
17419,
117,
6793,
118,
139,
14916,
1358,
117,
6793,
117,
19427,
117,
17507,
3331,
1105,
1103,
144,
2312,
10242,
119,
2268,
3408,
1110,
1226,
1104,
1103,
2610,
2268,
1181,
2744,
1266,
1104,
3483,
119,
15472,
1348,
3735,
18757,
10806,
1611,
1110,
4606,
2032,
17168,
1112,
170,
181,
1158,
6718,
175,
4047,
2599,
119,
1109,
1846,
1110,
1211,
3409,
4606,
1107,
1103,
1877,
1746,
117,
1588,
117,
1105,
1564,
1104,
18757,
1918,
2718,
117,
1187,
2900,
7417,
1105,
120,
1137,
1343,
1115,
6183,
1112,
1484,
1104,
1103,
18757,
10806,
1611,
5237,
1372,
1132,
1211,
21265,
10240,
119,
1636,
4001,
1132,
1145,
1932,
1737,
1106,
1129,
1103,
3009,
11610,
4247,
1104,
18757,
10806,
1611,
1234,
117,
2521,
156,
2744,
2758,
1358,
117,
1170,
23448,
3375,
1121,
1168,
2268,
3408,
2114,
119,
12120,
7531,
15585,
1109,
1514,
9222,
1110,
6433,
18757,
20377,
117,
1134,
1144,
2418,
2933,
1121,
2268,
10223,
11747,
1179,
119,
18757,
10806,
1611,
1144,
1242,
1469,
12336,
131,
14812,
9349,
1161,
117,
22876,
2822,
2528,
22902,
113,
1745,
114,
132,
26744,
1174,
9610,
1358,
117,
18393,
1389,
2822,
117,
2508,
2217,
13622,
1162,
113,
1564,
114,
132,
13997,
8928,
1358,
117,
27440,
3556,
9610,
1358,
117,
22087,
13830,
113,
2057,
114,
132,
140,
11747,
7641,
13830,
117,
26835,
1926,
3556,
9610,
1358,
117,
147,
5971,
1968,
2572,
9610,
1358,
117,
23209,
5082,
7609,
4729,
117,
18393,
4060,
28276,
26405,
28279,
117,
140,
28279,
7435,
1161,
117,
140,
28279,
3276,
9610,
1358,
117,
18393,
10223,
28276,
117,
156,
1324,
28279,
3276,
9610,
1358,
117,
144,
3906,
7641,
13830,
113,
1588,
114,
132,
14812,
1742,
117,
23209,
5697,
1161,
117,
17784,
2180,
117,
12336,
1106,
1103,
4691,
1104,
12556,
6451,
1182,
113,
2108,
139,
28276,
1197,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Blue Öyster Cult ( ; sometimes abbreviated BÖC or BOC) is an American rock band formed in Stony Brook, New York, in 1967, best known for the singles "(Don't Fear) The Reaper", "Burnin' for You", and "Godzilla". They have sold 25 million records worldwide, including seven million in the United States alone. The band's music videos, especially "Burnin' for You", received heavy rotation on MTV when the music television network premiered in 1981, cementing the band's contribution to the development and success of the music video in modern popular culture.
Blue Öyster Cult's longest-lasting and most commercially successful lineup included Donald "Buck Dharma" Roeser (lead guitar, vocals), Eric Bloom (lead vocals, "stun guitar"), Allen Lanier (keyboards, rhythm guitar, backing vocals), Joe Bouchard (bass, vocals), and Albert Bouchard (drums, percussion, vocals). The band's current lineup still includes Bloom and Roeser, in addition to Danny Miranda (bass, backing vocals), Richie Castellano (keyboards, rhythm guitar, backing vocals), and Jules Radino (drums, percussion). The duo of the band's manager Sandy Pearlman and rock critic Richard Meltzer, who also met at Stony Brook University, played a key role in writing many of the band's lyrics.
History
Early years as Soft White Underbelly (1967–1971)
Blue Öyster Cult was formed in 1967 as Soft White Underbelly (a name the group would occasionally use in the 1970s and 1980s to play small club gigs around the United States and UK) in a communal house at Stony Brook University on Long Island when rock critic Sandy Pearlman overheard a jam session consisting of fellow Stony Brook classmate Donald Roeser and his friends. Pearlman offered to become the band's manager and creative partner, which the band agreed to. The band's original lineup consisted of guitarist Roeser, drummer Albert Bouchard, keyboardist Allen Lanier, singers Jeff Kagel (aka Krishna Das) and Les Braunstein and bassist Andrew Winters.
In October 1967, the band made their debut performance as Steve Noonan's backing band at the Stony Brook University Gymnasium, a gig booked by Pearlman. The band's name came from Winston Churchill's description of Italy as "the soft underbelly of the Axis."
Pearlman was important to the band – he was able to get them gigs and recording contracts with Elektra and Columbia, and he provided them with his poetry for use as lyrics for many of their songs, including "Astronomy". Writer Richard Meltzer, also a Stony Brook University student, provided the band with lyrics from their early days up through their most recent studio album. In 1968, the band moved in together at their first house in the Thomaston area of Great Neck, New York. The band recorded an album's worth of material for Elektra Records in 1968.
Braunstein played his final show as Soft White Underbelly's lead singer in the spring of 1969. His departure led Elektra to shelve the album recorded with him on vocals.
Eric Bloom was hired by the band as their acoustic engineer and eventually became lead singer, replacing Braunstein, through a series of three unlikely coincidences. One of which was Lanier decided to join Bloom on a drive to an upstate gig, where he spent the night with Bloom's old college bandmates and got to hear old tapes of Bloom's talent as lead vocalist. Because of this, Bloom was offered the job of lead singer for Soft White Underbelly. However, a bad review of a 1969 Fillmore East show caused Pearlman to change the name of the band – first to Oaxaca, then to the Stalk-Forrest Group. Pearlman also gave stage names to each of the band members (Jesse Python for Eric Bloom, Andy Panda for Andy Winters, Prince Omega for Albert Bouchard, La Verne for Allen Lanier) but only Buck Dharma kept his. The band recorded yet another album's worth of material for Elektra, but only one single ("What Is Quicksand?" b/w "Arthur Comics") was released (and only in a promo edition of 300 copies) on Elektra Records (this album was eventually released, with additional outtakes, by Rhino Handmade Records as St. Cecilia: The Elektra Recordings in 2001). The album featured Bloom as their main lead singer, but Roeser also sang lead on a few songs, a pattern of sharing lead vocals that have continued throughout the band's career. Under Bloom, Soft White Underbelly and Stalk-Forrest Group became Stony Brook University house bands which were popular on campus.
After a few more temporary band names, including the Santos Sisters, the band settled on Blue Öyster Cult in 1971 (see below for its origin).
New York City producer/composer and jingle writer David Lucas saw the band perform and took them into his Warehouse Recording Studio and produced four demos, with which Pearlman was able to get the renamed band another audition with Columbia Records. Clive Davis liked what he heard, and signed the band to the label. The first album was subsequently produced and recorded by Lucas on eight-track at Lucas' studio. Winters would leave the band and be replaced by Bouchard's brother, Joe Bouchard.
Black-and-white years (1971–1975)
Their debut album Blue Öyster Cult was released in January 1972, with a black-and-white cover designed by artist Bill Gawlik. The album featured the songs "Cities on Flame with Rock and Roll", "Stairway to the Stars", and "Then Came the Last Days of May". By this time, the band's sound had become more oriented toward hard rock, but songs like "She's As Beautiful As a Foot" and "Redeemed" also showed a strong element of the band's psychedelic roots. Pearlman wanted the group to be the American answer to Black Sabbath. All of the band members except for Allen Lanier sang lead, a pattern that would continue on many subsequent albums, although lead singer Eric Bloom sang the majority of the songs. The album sold well, and Blue Öyster Cult toured with artists such as the Byrds, Mahavishnu Orchestra and Alice Cooper. During the touring process, the band's sound became heavier and more direct.
Their next album Tyranny and Mutation, released in 1973, was written while the band was on tour for their first LP. It contained songs such as "The Red and the Black" (an ode to the Royal Canadian Mounted Police and a rewrite of "I'm on the Lamb But I Ain't No Sheep" from their debut album, and also a reference to the novel of the same name by Stendhal), "Hot Rails to Hell" and "Baby Ice Dog", the first of the band's many collaborations with Patti Smith. It featured a harder-rocking approach than before, though the band's songs were also growing more complex. The album outsold its predecessor, a trend that would continue with their next few albums.
The band's third album, Secret Treaties (1974) received positive reviews, featuring songs such as "Career of Evil" (co-written by Patti Smith), "Dominance and Submission" and "Astronomy". As a result of constant touring, the band was now capable of being headliners. The album continued their upward sales trend, and would eventually go gold.
As the three albums during this formative period all had black-and-white covers, the period of their career has been dubbed the 'black and white years' by fans and critics.
Commercial success (1975–1981)
The band's first live album On Your Feet or on Your Knees (1975) achieved greater success and went gold. Its success gave the band more time to work on a follow-up. The band members were able to purchase home recording equipment to record demos for their next album.
Their next studio album, Agents of Fortune (1976), was their first to go platinum and was again produced by David Lucas. It contained the hit single "(Don't Fear) The Reaper", which reached number 12 on the Billboard charts and has become a classic of the hard rock genre. Other major songs on the album were "(This Ain't) The Summer of Love", "E.T.I. (Extra-Terrestrial Intelligence)" and "The Revenge of Vera Gemini". Having recorded demos of the songs at home before recording the album, the band's songwriting process had become more individual, with none of the songs featuring the collaborative writing between the band members that had been common on their earlier albums. Although the album still featured their trademark hard rock with sinister lyrics, the songs had become more conventional in structure, and the production was more polished. For the first and only time, the album featured lead vocals from all five band members, with Allen Lanier singing lead on the song True Confessions. With Albert Bouchard singing lead on three songs and Joe Bouchard and Donald Roeser singing lead on one each, Eric Bloom ended up taking the lead on only four of the album's ten songs.
For the tour, the band added lasers to their light show, for which they became known. They were among the first acts to use lasers in performance.
Their next album, Spectres (1977), had the FM radio hit "Godzilla", and would become one of the band's better-selling albums, with other well-known songs like "I Love the Night" and "Goin' Through the Motions". However, its sales were not as strong as those for the previous album, going gold but not platinum, becoming their first album to sell less than its predecessor. It featured even more polished production, and continued the trend of the lead vocals extensively shared between members, although Allen Lanier did not sing lead. As with the previous album, Eric Bloom sang lead on fewer than half the songs.
The band then released another live album, Some Enchanted Evening (1978). Though it was intended as another double-live album in the vein of On Your Feet or on Your Knees, Columbia insisted that it be edited down to single-album length. It was a resounding commercial success, becoming Blue Öyster Cult's most popular album and eventually selling over two million copies. It also revealed that while the band's studio work was becoming increasingly well-produced, they were still very much a hard rock band on stage.
It was followed by the studio album Mirrors (1979). For Mirrors, instead of working with previous producers Sandy Pearlman (who instead went on to manage Black Sabbath) and Murray Krugman, Blue Öyster Cult chose Tom Werman, who had worked with acts such as Cheap Trick and Ted Nugent. It featured the band's glossiest production to date. It also gave Roeser, the lead vocalist on the band's biggest hits, bigger prominence as a vocalist, singing lead on four of the nine songs. However, the resulting album sales were disappointing.
Pearlman's association with Black Sabbath led to Sabbath's Heaven and Hell producer Martin Birch being hired for the next Blue Öyster Cult record. The album found the band returning to their hard rock roots, and although both of the Bouchard brothers and guitarist Roeser all got lead vocal turns, Bloom would sing the majority of the tracks. The result was positive, with Cultösaurus Erectus (1980) receiving good reviews. The album went to number 12 in the United Kingdom, but did not do as well in the United States. The song "Black Blade", which was written by Bloom with lyrics by science fiction and fantasy author Michael Moorcock, is a kind of retelling of Moorcock's epic Elric of Melniboné saga. The band also did a co-headlining tour with Black Sabbath in support of the album, calling the tour "Black and Blue".
Birch produced the band's next album as well, Fire of Unknown Origin (1981), which peaked at number 24 on the Billboard 200, becoming the band's highest-charting album. The biggest hit on this album was the Top 40 hit "Burnin' for You", a song Roeser had written with a Richard Meltzer lyric. He had intended to use it on his solo album, Flat Out (1982), but he was convinced to use it on the Blue Öyster Cult album instead. The revival of the band's heavier sound continued, albeit with fairly heavy use of synthesizers and some noticeable New Wave influence on a few tracks. It contained other fan favorites such as "Joan Crawford" (inspired by the book and film Mommie Dearest) and "Veteran of the Psychic Wars", another song co-written by Moorcock. Several of the songs had been written for the animated film Heavy Metal, but only "Veteran of the Psychic Wars" (which had not been written for Heavy Metal) was actually used in the movie. The album marked a strong commercial resurgence for the band and achieved gold status, their first studio album since Spectres to do so.
During the tour for Fire of Unknown Origin, Albert Bouchard had a falling out with the others and left the band, and Rick Downey (formerly the band's lighting designer) replaced him on drums. This marked the end of the band's original and best-known lineup.
Decline and fall (1982–1987)
After leaving the band, Albert Bouchard spent five years working on a solo album based on Sandy Pearlman's poem "Imaginos". Blue Öyster Cult also released a third live album Extraterrestrial Live.
The band then went to the studio for the next album, The Revölution by Night (1983), with Bruce Fairbairn as producer. After two albums of a return to a harder rocking sound, the band adopted a more radio-friendly, AOR-oriented sound with Fairbairn providing a 1980s-style production. This approach met with some success, especially on its highest-charting single, Roeser's "Shooting Shark", co-written by Patti Smith and featuring Randy Jackson on bass, which reached number 83 on the charts. Bloom's "Take Me Away" achieved some FM radio play. However, the album didn't match sales of its predecessor, failed to achieve gold status, and marked the beginning of the band's second commercial decline. After touring for Revölution, Rick Downey left, leaving Blue Öyster Cult without a drummer.
Blue Öyster Cult re-united with Albert Bouchard for a California tour in February 1985, infamously known as the 'Albert Returns' Tour. This arrangement was only temporary and caused more tensions between the band and Bouchard, since he had thought he would be staying on permanently, which wasn't the case. The band had only intended to use him as a last-minute fill-in until another drummer could come on board, which resulted in Bouchard's leaving after the tour. Allen Lanier also quit the band shortly thereafter, leaving them without a keyboardist and with only three remaining original members. This incarnation of the band would sometimes be referred to as '3ÖC' by fans , which is a pun on the number of original members left.
Blue Öyster Cult hired drummer Jimmy Wilcox and keyboardist Tommy Zvoncheck to finish the album Club Ninja, which was poorly received, with only "Dancin' in the Ruins"—one of several songs on the record written entirely by outside songwriters—enjoying minimal success on radio and MTV. The best-known original on the album is "Perfect Water" written by Dharma and Jim Carroll (noted author of The Basketball Diaries). While the band members have generally been disparaging about the album in retrospect, Joe Bouchard has stated that "Perfect Water" is "perfect genius".
The band toured in Germany, after which bassist Bouchard left, leaving only two members of the classic lineup: Eric Bloom and Donald Roeser. Some people referred to the band as "Two Öyster Cult" during this period. Jon Rogers was hired to replace Joe and this version of the band finished out the 1986 tour. After it wound up that year, the band took a temporary break from recording and touring. When Blue Öyster Cult received an offer to tour in Greece in the early summer of 1987, the band reformed. Wilcox quit while Zvoncheck was fired for making excessive financial demands. Allen Lanier then was offered to rejoin and agreed, so the new line-up now featured three founding members, along with Jon Rogers returning on bass and Ron Riddle as their newest drummer.
Columbia Records was not interested in releasing the Imaginos project as an Albert Bouchard solo album so it was arranged for the record to be released in 1988 by Columbia as a Blue Öyster Cult album, with some new lead vocal overdubs from Bloom and Roeser and lead guitar overdubs from Roeser. These replaced most of Albert Bouchard's lead vocals, as well as many lead guitar parts that had been recorded by session musicians. Joe Bouchard and Allen Lanier had earlier contributed some minor keyboard and backing vocal parts to the album, allowing all five original members to be credited. The album didn't sell well (despite a positive review in Rolling Stone magazine) and though the then-current Blue Öyster Cult lineup (minus both Bouchard brothers) toured to promote Imaginos, promotion by the label was virtually non-existent. When Columbia Records' parent company CBS Records was purchased by Sony and became Sony Music Entertainment, Blue Öyster Cult were dropped from the label.
1990s and early 2000s
The band spent the next 11 years touring without releasing an album of new material, though they did contribute two new songs to the Bad Channels movie soundtrack, released in 1992, and also released an album of re-recorded songs from the band's original lineup called Cult Classic in 1994. During these years, while the three original members remained constant, there were several changes in the band's rhythm section. Ron Riddle quit in 1991 and was followed by a series of other drummers including
Chuck Burgi (1991–1992, 1992–1995, 1996–1997), John Miceli (1992, 1995), John O'Reilly (1995–1996) and Bobby Rondinelli (1997–2004). As for the bass position, Rogers left in 1995, and was replaced by Danny Miranda.
In the late 1990s, Blue Öyster Cult secured a recording contract with CMC Records (later purchased by Sanctuary Records), and continued to tour frequently. Two studio albums were released, Heaven Forbid (1998) and Curse of the Hidden Mirror (2001). Both albums featured songs co-written by cyberpunk/horror novelist John Shirley. The first mostly featured Miranda on bass and Burgi on drums, though a few tracks feature earliest bassist Jon Rogers and one track features Rondinelli on drums, who had joined the band near the end of the recording. Curse of the Hidden Mirror features Miranda and Rondinelli as the rhythm section, and the pair contributed to the songwriting as well. Neither album sold well.
Another live record and DVD A Long Day's Night followed in 2002, both drawn from one concert in Chicago. This album also featured the Bloom, Roeser, Lanier, Miranda, Rondinelli lineup.
Although the band's lineup had remained stable from 1997 to 2004, they began to experience personnel changes again in 2004. Rondinelli left in 2004, and was replaced by Jules Radino. Miranda left during the same year to become the bassist for Queen + Paul Rodgers in place of the retired John Deacon. He was replaced by Richie Castellano, who would also take occasional turns as a lead vocalist onstage.
In 2001, Sony/Columbia's reissue arm, Legacy Records issued expanded versions of the first four Blue Öyster Cult studio albums, including some previously unreleased demos and outtakes from album sessions, live recordings (from the Live 72 EP), and post-St. Cecilia tunes from the Stalk-Forrest Group era.
Late 2000s and 2010s
Allen Lanier retired from live performances in 2007 after not appearing with the band since late 2006. Castellano switched to rhythm guitar and keyboards (Castellano also filled in on lead guitar and vocals for an ailing Buck Dharma in two shows in 2005), and the position of bassist was taken up by Rudy Sarzo (previously a member of Quiet Riot, Whitesnake, Ozzy Osbourne and Dio), with the band employing Danny Miranda and Jon Rogers as guest bassists to fill in when Sarzo was unavailable. Sarzo then joined as an official member of the band, although Rogers continued to occasionally fill in when Sarzo was busy.
In February 2007, the Sony Legacy remaster series continued, releasing expanded versions of studio album Spectres and live album Some Enchanted Evening.
In June 2012, the band announced that bassist Rudy Sarzo was leaving the band and was being replaced by former Utopia bassist Kasim Sulton.
In August of the same year, it was announced that Sony Legacy would be releasing a 17-disc boxed set entitled The Complete Columbia Albums Collection on October 30, 2012. The set includes the first round of the remastered series plus the long-awaited remastered versions of On Your Feet or on Your Knees (1975), Mirrors, Cultösaurus Erectus, Fire Of Unknown Origin, Extraterrestrial Live, The Revölution by Night, Club Ninja and Imaginos. Also exclusive to this set are two discs of rare and unreleased B-sides, demos and radio broadcasts.
Also in 2012, celebrating the 40th anniversary of Blue Öyster Cult, the then-current incarnation of the band reunited for the first time in 25 years with other original members Joe and Albert Bouchard and Allen Lanier as guests for a special event in New York.
Founding keyboardist/guitarist Allen Lanier died of chronic obstructive pulmonary disease on August 14, 2013.
In 2016, Albert Bouchard played again as guest with the current line-up of the band, playing at shows in New York, Los Angeles, Dublin and London, where Blue Öyster Cult played the album Agents of Fortune in its entirety. The shows featured songs from Agents of Fortune that had either not been played live before ("True Confessions", "The Revenge of Vera Gemini", "Sinful Love", "Tenderloin", "Debbie Denise"), songs that had not been played since the album's debut tour ("Morning Final"), and songs that were either no longer or never were played frequently ("This Ain't the Summer of Love", "Tattoo Vampire"), as well as the fan favorite "Five Guitars", which had not been played since Albert initially left the band in 1981. Albert played in the following songs at the show: "The Revenge of Vera Gemini" (vocals, guitar), "Sinful Love" (vocals, guitar), "Tattoo Vampire" (guitar), "Morning Final" (guitar), "Tenderloin" (cymbals), "Debbie Denise" (vocals, acoustic guitar), "Cities on Flame with Rock and Roll" (vocals, drums), and "Five Guitars" (guitar).
In a May 2017 appearance on Castellano's "Band Geek" podcast, Bloom confirmed that there were tentative plans to release a new album in 2018 and that the band was currently considering offers from multiple record labels. He also stated that former bassist Danny Miranda would be playing with the band for the remainder of the year due to Sulton's prior touring commitments with Todd Rundgren. During the same year, the band's official website started to list Miranda as an official member, stating that Miranda had "returned to BÖC" in early 2017.
Buck Dharma stated in February 2019 that the band would be recording a new album to be released by fall. On July 10, 2019, it was announced that the band had signed to Frontiers Music, and would in fact be releasing the new album in 2020. "It's been a long time since BÖC's last studio album. Recording with Danny, Richie and Jules should be a great experience as we've been touring together for years, and Buck and I look forward to including them in the creative and recording process," said Bloom. "The current band is GREAT and has never been recorded other than live, so we feel now's the time for new songs to be written and recorded. About half of the songs for the new record exist and the rest will be finished during the process," added Buck Dharma. In February 2020, Richie Castellano posted a short video to Facebook featuring himself and Eric Bloom, stating that the band are working on the new Blue Oyster Cult record remotely by using ConnectionOpen online audio collaboration tool.
The Symbol Remains (2020–present)
In August 2020, the band announced on their website that their fifteenth studio album The Symbol Remains would be released on October 9, 2020. The span of nineteen years between Curse of the Hidden Mirror and The Symbol Remains marks the longest gap between studio albums in Blue Öyster Cult's career. The album was released to great critical reception, with tracks such as "Box in my Head" and "Nightmare Epiphany" often praised as a return to form after the band had seemingly turned away from rock and towards pop.
Musical style
Blue Öyster Cult is a hard rock band, whose music has been described as heavy metal, psychedelic rock, occult rock, biker boogie, acid rock, and progressive rock. They have also been recognized for helping pioneer genres such as stoner metal and speed metal. The band has also experimented with additional genres on specific albums. An example of this is Mirrors (1979).
The band is influenced by artists such as Alice Cooper, Grateful Dead, The Doors, Jefferson Airplane, MC5, The Blues Project, Jimi Hendrix, and Black Sabbath.
While Blue Öyster Cult has been noted for heavy rock, they would often add their own tongue-in-cheek style. Keeping with their image, the band would often include out-of-context fragments of Pearlman's The Soft Doctrines of Imaginos into their lyrics, giving their songs cryptic meanings. Additionally, the band would keep a folder of Meltzer's and Pearlman's word associations to insert into their music.
Band name and logo
The name "Blue Öyster Cult" came from a 1960s poem written by manager Sandy Pearlman. It was part of his "Imaginos" poetry, later used more extensively on their album Imaginos (1988). Pearlman had also come up with the band's earlier name, "Soft White Underbelly", from a phrase used by Winston Churchill in describing Italy during World War II. In Pearlman's poetry, the "Blue Oyster Cult" was a group of aliens who had assembled secretly to guide Earth's history. "Initially, the band was not happy with the name, but settled for it, and went to work preparing to record their first release..."
In a 1976 interview published in the U.K. music magazine ZigZag, Pearlman told the story explaining the origin of the band's name was an anagram of "Cully Stout Beer".
The addition of an umlaut was suggested by Allen Lanier, but rock critic Richard Meltzer claims to have suggested it just after Pearlman came up with the name, reportedly "because of the Wagnerian aspect of Metal". Other bands later copied the practice of using umlauts or diacritic marks in their own band names, such as Motörhead, Mötley Crüe, Queensrÿche and parodied by Spın̈al Tap.
The hook-and-cross logo was designed by Bill Gawlik in January 1972, and appears on all of the band's albums. In Greek mythology, "... the hook-and-cross symbol is that of Kronos (Cronus), the king of the Titans and father of Zeus ... and is the alchemical symbol for lead (a heavy metal), one of the heaviest of metals." Sandy Pearlman considered this, combined with the heavy and distorted guitar sound of the band and decided the description "heavy metal" would be apt for the band's sound. The hook-and-cross symbol also resembled the astrological symbol for Saturn, the Roman god of agriculture, and the sickle, which is associated with both Kronos (Cronus) and Saturn (both the planet and the Roman god). The logo's "... metaphysical, alchemical and mythological connotations, combined with its similarity to some religious symbols gave it a flair of decadence and mystery ..."
The band was billed, for the only time, as "The Blue Öyster Cult" on the cover and label of their second album, Tyranny and Mutation.
Legacy and influence
Blue Öyster Cult have been influential to the realm of hard rock and heavy metal, leading them to being referred to as "the thinking man's heavy metal band" due to their often cryptic lyrics, literate songwriting, and links to famous authors. They have influenced many acts including Iron Maiden, Metallica, Fates Warning, Iced Earth, Cirith Ungol, Alice in Chains, Twisted Sister, Ratt, Steel Panther, Green River (and later Mudhoney), Body Count, Possessed, Candlemass, Saint Vitus, Trouble, Opeth, White Zombie, Kvelertak, HIM, Turbonegro, Radio Birdman, The Cult, The Minutemen, Firehose, Hoodoo Gurus, Widespread Panic, Queens of the Stone Age, Umphrey's McGee, Stabbing Westward, Royal Trux, and Moe.
The band's influence has extended beyond the musical sphere. The lyrics of "Astronomy" have been named by author Shawn St. Jean as inspirational to the later chapters of his fantasy novel Clotho's Loom, wherein Sandy Pearlman's "Four Winds Bar" provides the setting for a portion of the action. Titles and lines from the band's songs provided structure and narrative for the third Robert Galbraith (pseudonym for J. K. Rowling) novel – Career of Evil (a Cormoran Strike novel).
Their hit single "(Don't Fear) The Reaper" was featured in the famous Saturday Night Live sketch "More Cowbell". The original recording was produced at The Record Plant in New York by David Lucas, who sang background vocals with Roeser, and introduced the now-famous cowbell part, which may have been played by himself, Albert Bouchard, or Eric Bloom.
"(Don't Fear) The Reaper" was also used in writer/director John Carpenter's horror film classic, Halloween (1978), the opening sequence of the miniseries adaptation of The Stand (1994) by Stephen King, and covered by The Mutton Birds for Peter Jackson's horror-comedy film The Frighteners (1996). "(Don't Fear) The Reaper" was also used throughout the comedy film The Stoned Age (1994) and plays a role in its storyline. In the film Gone Girl (2014), the song plays on the radio during a car driving scene with actor Ben Affleck. The song was also used as the opening theme and main story element in the 1996 FMV computer game "Ripper", by Take Two Interactive, and was also featured in the 2021 video game Returnal.
Members
Current members
Buck Dharma – lead guitar, lead vocals and backing vocals (1967–present)
Eric Bloom – lead vocals and backing vocals, "stun guitar", keyboards, synthesizers (1969–present)
Danny Miranda – bass, backing vocals (1995–2004, 2017–present)
Richie Castellano – keyboards, rhythm guitar, additional lead guitar, backing vocals, additional lead vocals (2007–present), bass (2004–2007)
Jules Radino – drums, percussion (2004–present)
Lyrics
During their career, Blue Öyster Cult have frequently collaborated with outside lyricists, though in the late '70s, the band members also wrote lyrics for some of their songs. Lyricists for Blue Öyster Cult have included all the original members (Bloom, Roeser, Albert & Joe Bouchard, and Lanier), producer Sandy Pearlman, and writers Richard Meltzer, Patti Smith, Michael Moorcock, Eric Van Lustbader, Jim Carroll, Broadway Blotto and John Shirley.
Discography
Studio albums
Blue Öyster Cult (1972)
Tyranny and Mutation (1973)
Secret Treaties (1974)
Agents of Fortune (1976)
Spectres (1977)
Mirrors (1979)
Cultösaurus Erectus (1980)
Fire of Unknown Origin (1981)
The Revölution by Night (1983)
Club Ninja (1985)
Imaginos (1988)
Cult Classic (1994)
Heaven Forbid (1998)
Curse of the Hidden Mirror (2001)
The Symbol Remains (2020)
Bibliography
Blue Öyster Cult: Secrets Revealed!, by Martin Popoff, 303 pages (Canada, 2016)
Blue Öyster Cult: La Carrière du mal, by Mathieu Bollon and Aurélien Lemant, Camion Blanc publishing, 722 pages (France, 2013)
on track... Blue Öyster Cult (every album, every song), by Jacob Holm-Lupo, Sonic Bond Publishing, 158 pages (UK, 2019)
References
External links
1967 establishments in New York (state)
Articles which contain graphical timelines
Columbia Records artists
Hard rock musical groups from New York (state)
Heavy metal musical groups from New York (state)
Musical groups established in 1967
Musical groups from Long Island
Musical quintets
Occult rock musical groups
Psychedelic rock music groups from New York (state) | [
101,
2770,
239,
21878,
140,
7067,
113,
132,
2121,
12258,
139,
28192,
1658,
1137,
139,
9244,
114,
1110,
1126,
1237,
2067,
1467,
1824,
1107,
1457,
10031,
10597,
117,
1203,
1365,
117,
1107,
2573,
117,
1436,
1227,
1111,
1103,
3896,
107,
113,
1790,
112,
189,
11284,
114,
1109,
23696,
107,
117,
107,
16915,
1394,
112,
1111,
1192,
107,
117,
1105,
107,
1875,
20366,
107,
119,
1220,
1138,
1962,
1512,
1550,
3002,
4529,
117,
1259,
1978,
1550,
1107,
1103,
1244,
1311,
2041,
119,
1109,
1467,
112,
188,
1390,
6581,
117,
2108,
107,
16915,
1394,
112,
1111,
1192,
107,
117,
1460,
2302,
9967,
1113,
8316,
1165,
1103,
1390,
1778,
2443,
5281,
1107,
2358,
117,
12527,
1158,
1103,
1467,
112,
188,
6436,
1106,
1103,
1718,
1105,
2244,
1104,
1103,
1390,
1888,
1107,
2030,
1927,
2754,
119,
2770,
239,
21878,
140,
7067,
112,
188,
6119,
118,
9810,
1105,
1211,
11514,
2265,
10545,
1529,
5554,
107,
11505,
27805,
107,
26301,
6906,
113,
1730,
2092,
117,
2172,
114,
117,
3601,
19169,
113,
1730,
2172,
117,
107,
188,
19972,
2092,
107,
114,
117,
4522,
2001,
12682,
113,
6184,
117,
6795,
2092,
117,
4581,
2172,
114,
117,
2658,
9326,
9827,
2881,
113,
2753,
117,
2172,
114,
117,
1105,
3986,
9326,
9827,
2881,
113,
3323,
117,
6316,
117,
2172,
114,
119,
1109,
1467,
112,
188,
1954,
10545,
1253,
2075,
19169,
1105,
26301,
6906,
117,
1107,
1901,
1106,
5595,
9120,
113,
2753,
117,
4581,
2172,
114,
117,
15028,
21452,
7772,
2728,
113,
6184,
117,
6795,
2092,
117,
4581,
2172,
114,
117,
1105,
11011,
16890,
7126,
1186,
113,
3323,
117,
6316,
114,
119,
1109,
6862,
1104,
1103,
1467,
112,
188,
2618,
9908,
7585,
1399,
1105,
2067,
5959,
2055,
11637,
5745,
1200,
117,
1150,
1145,
1899,
1120,
1457,
10031,
10597,
1239,
117,
1307,
170,
2501,
1648,
1107,
2269,
1242,
1104,
1103,
1467,
112,
188,
4017,
119,
2892,
4503,
1201,
1112,
19539,
2061,
2831,
14545,
1183,
113,
2573,
782,
2507,
114,
2770,
239,
21878,
140,
7067,
1108,
1824,
1107,
2573,
1112,
19539,
2061,
2831,
14545,
1183,
113,
170,
1271,
1103,
1372,
1156,
5411,
1329,
1107,
1103,
3095,
1105,
3011,
1106,
1505,
1353,
1526,
23369,
1213,
1103,
1244,
1311,
1105,
1993,
114,
1107,
170,
17022,
1402,
1120,
1457,
10031,
10597,
1239,
1113,
3261,
2054,
1165,
2067,
5959,
9908,
7585,
1399,
22696,
170,
17462,
4912,
4721,
1104,
3235,
1457,
10031,
10597,
26562,
5554,
26301,
6906,
1105,
1117,
2053,
119,
7585,
1399,
2356,
1106,
1561,
1103,
1467,
112,
188,
2618,
1105,
6228,
3547,
117,
1134,
1103,
1467,
2675,
1106,
119,
1109,
1467,
112,
188,
1560,
10545,
4227,
1104,
5506,
26301,
6906,
117,
6924,
3986,
9326,
9827,
2881,
117,
23075,
4522,
2001,
12682,
117,
9500,
4274,
14812,
8863,
113,
10908,
10892,
10730,
114,
1105,
5214,
24317,
7879,
1105,
10042,
3217,
24699,
119,
1130,
1357,
2573,
117,
1103,
1467,
1189,
1147,
1963,
2099,
1112,
3036,
1302,
7637,
1179,
112,
188,
4581,
1467,
1120,
1103,
1457,
10031,
10597,
1239,
19431,
117,
170,
17799,
18951,
1118,
7585,
1399,
119,
1109,
1467,
112,
188,
1271,
1338,
1121,
9982,
10834,
112,
188,
6136,
1104,
2413,
1112,
107,
1103,
2991,
1223,
14545,
1183,
1104,
1103,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Björn Rune Borg (; born 6 June 1956) is a Swedish former world No. 1 tennis player. Between 1974 and 1981, he became the first man in the Open Era to win 11 Grand Slam singles titles (six at the French Open and five consecutively at Wimbledon), but he never won the US Open despite four finals appearances. He is the first male player to win five Wimbledon titles in the Open Era, as well as the only Swedish tennis player, male or female, to win more than 10 Grand Slams.
Borg won four consecutive French Open titles (1978–81) and is 6–0 in French Open finals. He is one of two male players, along with Roger Federer, to appear in French Open and Wimbledon finals for four consecutive years (1978–81) and the only man to win both of them in three consecutive years (1978–80).
He was the first male player since 1886 to appear in six consecutive Wimbledon finals, a record surpassed by Federer's seven consecutive Wimbledon finals (2003–09). Borg is the first male player to appear in the French Open, Wimbledon and US Open finals in the same year three times (1978, 1980–81), a record surpassed by Federer who achieved the same in four consecutive years (2006–09). He won three major titles without dropping a set in the entire tournament.
He also won three year-end championships and 16 Grand Prix Super Series titles. Overall, he set numerous records that still stand. Borg was the first player to win six French Open singles titles. He was ATP Player of the Year from 1976 to 1980, finished the year as No. 1 player in the world in the ATP rankings in 1979 and 1980 and was ITF World Champion from 1978 to 1980.
A teenage sensation at the start of his career, Borg experienced unprecedented stardom and consistent success that helped propel the rising popularity of tennis during the 1970s. As a result, the professional tour became more lucrative, and in 1979, he was the first player to earn more than one million dollars in prize money in a single season. He also made millions in endorsements throughout his career.
Early life
Björn Borg was born in Stockholm, Sweden, on 6 June 1956, as the only child of Rune (1932–2008), an electrician, and Margaretha Borg (b. 1934). He grew up in nearby Södertälje. As a child, Borg became fascinated with a golden tennis racket that his father won at a table-tennis tournament. His father gave him the racket, beginning his tennis career.
A player of great athleticism and endurance, he had a distinctive style and appearance—bowlegged and very fast. His muscularity allowed him to put heavy topspin on both his forehand and two-handed backhand. He followed Jimmy Connors in using the two-handed backhand. By the time he was 13, he was beating the best of Sweden's under-18 players, and Davis Cup captain Lennart Bergelin (who served as Borg's primary coach throughout his professional career) cautioned against anyone trying to change Borg's rough-looking, jerky strokes.
Career
1972–73 – Davis Cup debut and first year on the tour
At the age of 15, Borg represented Sweden in the 1972 Davis Cup and won his debut singles rubber in five sets against veteran Onny Parun of New Zealand. Later that year, he won the Wimbledon junior singles title, recovering from a 5–2 deficit in the final set to overcome Britain's Buster Mottram. Then in December, he won the Orange Bowl Junior Championship for boys 18 and under after a straight-sets victory in the final over Vitas Gerulaitis. Borg joined the professional circuit in 1973, and reached his first singles final in April at the Monte Carlo Open, which he lost to Ilie Năstase. He was unseeded at his first French Open and reached the fourth round where he lost in four sets to eighth-seeded Adriano Panatta. Borg was seeded sixth at his first Wimbledon Championships, in large part due to a boycott by the ATP, and reached the quarterfinal, where he was defeated in a five-set match by Roger Taylor. In the second half of 1973, he was runner-up in San Francisco, Stockholm and Buenos Aires and finished the year ranked No. 18.
1974 – First French Open title
Borg made his only appearance at the Australian Open at the age of 17, and reached the third round, where he lost in straight sets to eventual finalist Phil Dent. In January, he won his first career singles title at the New Zealand Open, followed by titles in London and São Paulo in February and March respectively. Just before his 18th birthday in June 1974, Borg won his first top-level singles title at the Italian Open, defeating defending champion and top-seeded Ilie Năstase in the final and becoming its youngest winner. Two weeks later, he won the singles title at the French Open, his first Grand Slam tournament title, defeating Manuel Orantes in the final in five sets. Barely 18, Borg was the youngest-ever male French Open champion up to that point.
1975 – Retained French Open title
In early 1975, Borg defeated Rod Laver, then 36 years old, in a semifinal of the World Championship Tennis (WCT) finals in Dallas, Texas, in five sets. Borg subsequently lost to Arthur Ashe in the final.
Borg retained his French Open title in 1975, beating Guillermo Vilas in the final in straight sets. Borg then reached the Wimbledon quarterfinals, where he lost to eventual champion Ashe. Borg did not lose another match at Wimbledon until 1981. Borg won two singles and one doubles rubber in the 1975 Davis Cup final, as Sweden beat Czechoslovakia 3–2. With these singles wins, Borg had won 19 consecutive Davis Cup singles rubbers since 1973. That was already a record at the time. However, Borg never lost another Davis Cup singles rubber, and, by the end of his career, he had stretched that winning streak to 33.
1976 – First Wimbledon title
In early 1976, Borg won the World Championship Tennis year-end WCT Finals in Dallas, Texas, with a four-set victory over Guillermo Vilas in the final. At the 1976 French Open, Borg lost to the Italian Adriano Panatta, who remains the only player to defeat Borg at this tournament. Panatta did it twice: in the fourth round in 1973, and in the 1976 quarterfinals. Borg won Wimbledon in 1976 without losing a set, defeating the favored Ilie Năstase in the final. Borg became the youngest male Wimbledon champion of the modern era at 20 years and 1 month (a record subsequently broken by Boris Becker, who won Wimbledon aged 17 in 1985). Năstase later said, "We're playing tennis, he's playing something else." Borg also reached the final of the 1976 U.S. Open, which was then being played on clay courts. Borg lost in four sets to world no. 1 Jimmy Connors. Borg was awarded the ATP Player of the Year award and ranked world No. 1 by Tennis Magazine (France).
1977 – Second Wimbledon title and world No.1 ranking
In February 1977 World Championship Tennis (WCT) sued Borg and his management company IMG claiming that Borg had committed a breach of contract by electing to participate in the competing 1977 Grand Prix circuit instead of the WCT circuit. Borg eventually played, and won, a single WCT event, the Monte Carlo WCT. An out-of-court settlement was reached whereby Borg committed to play six or eight WCT events in 1978 which were then part of the Grand Prix circuit.
Borg skipped the French Open in 1977 because he was under contract with WTT, but he repeated his Wimbledon triumph, although this time he was pushed much harder. He defeated his good friend Vitas Gerulaitis in a semifinal in five sets. In the 1977 final Borg was pushed to five sets for the third time in the tournament, this time by Connors. The win propelled Borg to the No. 1 ranking in the ATP point system, albeit for just one week in August. Prior to the 1977 US Open, Borg aggravated a shoulder injury while waterskiing with Vitas Gerulaitis. This injury ultimately forced him to retire from the Open during a Round of 16 match vs Dick Stockton. Borg was rated number one for 1977 by Tennis Magazine (France), Tennis Magazine (U.S.), Barry Lorge, Lance Tingay, Rino Tommasi, Judith Elian and Rod Laver. Borg was also named "ATP Player of the Year". Through 1977, he had never lost to a player younger than himself.
1978 – French and Wimbledon titles
Borg was at the height of his career from 1978 through 1980, completing the French Open-Wimbledon double all three years. In 1978, Borg won the French Open with a win over Vilas in the final. Borg did not drop a set during the tournament, a feat only he, Năstase (in 1973), and Rafael Nadal (in 2008, 2010, 2017 and 2020) have accomplished at the French Open during the open era. Borg defeated Connors in straight sets in the 1978 Wimbledon final. At the 1978 US Open, now held on hard courts in Flushing Meadow, New York, he lost the final in straight sets to Connors. Borg was suffering from a bad blister on his thumb that required pre-match injections. That autumn, Borg faced John McEnroe for the first time in a semifinal of the Stockholm Open, and lost. Borg was named ATP Player of the Year and was the first ITF World Champion.
1979 – French and Wimbledon titles and year-end No. 1 ranking
Borg lost to McEnroe again in four sets in the final of the 1979 WCT Finals but was now overtaking Connors for the top ranking. Borg established himself firmly in the top spot with his fourth French Open singles title and fourth straight Wimbledon singles title, defeating Connors in a straight-set semifinal at the latter tournament. At the 1979 French Open, Borg defeated big-serving Victor Pecci in a four-set final, and in the 1979 Wimbledon final Borg came from behind to overcome an even bigger server, Roscoe Tanner. Borg was upset by Tanner at the US Open, in a four-set quarterfinal played under the lights. At the season-ending Masters tournament in January 1980, Borg survived a close semifinal against McEnroe. He then beat Gerulaitis in straight sets, winning his first Masters and first title in New York. Borg finished the year at No. 1 in the ATP Point rankings and was considered the No. 1 player in the world by most authorities.
1980 – French and Fifth consecutive Wimbledon title
In June, Borg overcame Gerulaitis, again in straight sets, for his fifth French Open title. Again, he did not drop a set during the tournament.
Borg then won his fifth consecutive Wimbledon singles title, defeating McEnroe in a five-set final, often cited as the best Wimbledon final ever played. Having lost the opening set to an all-out McEnroe assault, Borg took the next two and had two championship points at 5–4 in the fourth. However, McEnroe averted disaster and went on to level the match in Wimbledon's most memorable tiebreaker, which McEnroe won 18–16. In the fourth-set tiebreak, McEnroe saved five match points, and Borg six set points, before McEnroe won the set. Björn served first to begin the 5th set and fell behind 0–30. Borg then won 19 straight points on serve in the deciding set and prevailed after 3 hours, 53 minutes. Borg himself commented years later that this was the first time that he was afraid that he would lose, as well as feeling that it was the beginning of the end of his dominance.
In September, 1980 Borg reached the final of the U.S. Open for the third time, losing to John McEnroe in five sets in a match that cemented what had become the greatest contemporary rivalry, albeit short-lived, in men's tennis.
He defeated McEnroe in the final of the 1980 Stockholm Open, and faced him one more time that year, in the round-robin portion of the year-end Masters, actually played in January 1981. With 19,103 fans in attendance, Borg won a deciding third-set tie-break for the second year in a row. Borg then defeated Ivan Lendl for his second Masters title. Borg again finished the year at No. 1 in the ATP Point Rankings and was considered the No. 1 player in the world by most tennis authorities.
1981 – Sixth and final French Open title
Borg won his last Grand Slam title at the French Open in 1981, defeating Lendl in a five-set final. Borg's six French Open Grand Slam titles was a record bettered only by Rafael Nadal in 2012.
In reaching the Wimbledon final in 1981, Borg stretched his winning streak at the All England Club to a record 41 matches. In a semifinal, Borg was down to Connors by two sets to love, before coming back to win the match. However, Borg's streak was brought to an end by McEnroe, who defeated him in four sets. Years afterward, Borg remarked "And when I lost what shocked me was I wasn't even upset. That was not me: losing a Wimbledon final and not upset. I hate to lose." Borg around that time felt that his desire to play was gone, despite McEnroe's desperate efforts to persuade him not to retire and continue their rivalry.
Borg went on to lose to McEnroe at the 1981 US Open. After that defeat, Borg walked off the court and out of the stadium before the ceremonies and press conference had begun, and headed straight for the airport. There are reports that Borg received threats after his semifinal win over Connors. In later years, Borg apologized to McEnroe. The 1981 US Open would be the Swede's last Grand Slam final. Major tournaments and tour organizers were enforcing a new rule; by 1982, that players had to play at least 10 official tournaments per year. However, Borg wanted to curtail his schedule after many years of winning so often. Although he felt in good condition physically, he recognized that the relentless drive to win and defy tour organizers had begun to fade.
Borg failed to win the US Open in nine tries, losing four finals, 1976 (the surface was clay that year) and 1978 to Jimmy Connors, and 1980 and 1981 to John McEnroe. The surface was hard court from 1978 onward and Borg reached the final there on hard court on three occasions, in 1978, 1980 and 1981. He led 3–2 in the fifth set of the 1980 final, before losing. That match followed Borg's classic encounter with McEnroe at the 1980 Wimbledon. In 1978, 1979 and 1980, Borg was halfway to a Grand Slam after victories at the French and Wimbledon (the Australian Open being the last Grand Slam tournament of each year at the time) only to falter at Flushing Meadows, the left-handed Roscoe Tanner being his conqueror in 1979.
1982–91 – Retirement
In 1982, Borg played only one tournament, losing to Yannick Noah in the quarterfinals of Monte Carlo in April. Nevertheless, Borg's announcement in January 1983 that he was retiring from the game at the age of 26 was a shock to the tennis world. McEnroe tried unsuccessfully to persuade Borg to continue. He did, however, play Monte Carlo again in March 1983, reaching the second round, and Stuttgart in July 1984.
Upon retirement, Borg had three residences: a penthouse in Monte Carlo, not far from his pro shop; a mansion on Long Island, New York and a small island off the Swedish coast.
Borg later bounced back as the owner of the Björn Borg fashion label. In Sweden, his label has become very successful, second only to Calvin Klein.
Failed comeback
In 1991–1993, Borg attempted a comeback on the men's professional tennis tour, coached by Welsh karate expert Ron Thatcher. Before his 1991 return, Borg grew his hair out as it had been during his previous professional tennis career and he returned to using a wooden racket; he had kept his hair cut and used modern graphite rackets in exhibitions he played during the late 1980s. Borg, however, failed to win a single match. He faced Jordi Arrese in his first match back, again at Monte Carlo but without practising or playing any exhibition matches, and fell in two sets. In his first nine matches, played in 1991 and 1992, Borg failed to win a single set. He fared slightly better in 1993, taking a set off his opponent in each of the three matches he played. He came closest to getting a win in what turned out to be his final tour match, falling to second seed Alexander Volkov 6–4, 3–6, 6–7(7–9) at the 1993 Kremlin Cup in Moscow.
In 1992 Borg, aged 35, using a graphite racket, defeated John Lloyd, 37, at the Inglewood Forum Tennis Challenge. Borg later joined the Champions tour, returning to shorter hair and using modern rackets.
Playing style
Borg had one of the most distinctive playing styles in the Open Era. He played from the baseline, with powerful ground-strokes. His highly unorthodox backhand involved taking his racket back with both hands but actually generating his power with his dominant right hand, letting go of the grip with his left hand around point of contact, and following through with his swing as a one-hander. He hit the ball hard and high from the back of the court and brought it down with considerable topspin, which made his ground strokes very consistent. There had been other players, particularly Rod Laver and Arthur Ashe, who played with topspin on both the forehand and backhand, yet Laver and Ashe used topspin only as a way to mix up their shots to pass their opponents at the net easily. Borg was one of the first top players to use heavy topspin on his shots consistently.
Complementing his consistent ground-strokes was his fitness. Both of these factors allowed Borg to be dominant at the French Open.
One of the factors that made Borg unique was his dominance on the grass courts of Wimbledon, where, since World War II, baseliners did not usually succeed. Some experts attributed his dominance on this surface to his consistency, an underrated serve, equally underrated volleys, and his adaptation to grass courts. Against the best players, he almost always served-and-volleyed on his first serves, while he naturally played from the baseline after his second serves.
Another trait usually associated with Borg was his grace under pressure. His calm court demeanor earned him the nickname of the "Ice Man" or "Ice-Borg."
Borg's physical conditioning was unrivalled by contemporaries. He could outlast most of his opponents under the most grueling conditions. Contrary to popular belief, however, this was not due to his exceptionally low resting heart rate, often reported to be near 35 beats per minute. In his introduction to Borg's autobiography My Life and Game, Eugene Scott relates that this rumor arose from a medical exam the 18-year-old Borg once took for military service, where his pulse was recorded as 38. Scott goes on to reveal Borg's true pulse rate as "about 50 when he wakes up and around 60 in the afternoon." Borg is credited with helping to develop the style of play that has come to dominate the game today.
Mental approach
Borg's first wife has said that he was "always very placid and calm, except if he lost a match – he wouldn't talk for at least three days. He couldn't stand losing." This mental approach changed by 1981, when he has said that when he lost the Wimbledon final "what shocked me was I wasn't even upset."
Personal life
Borg and Romanian tennis pro Mariana Simionescu began their relationship in 1976 and married in Bucharest on 24 July 1980. The marriage ended in divorce in 1984. He fathered a son named Robin in 1985 with the Swedish model Jannike Björling; Robin had a daughter in 2014. Borg was married to the Italian singer Loredana Bertè from 1989 to 1993. On 8 June 2002, he married his third wife, Patricia Östfeld. Together they have a son, Leo, born in 2003, who is also a tennis player.
He narrowly avoided personal bankruptcy when business ventures failed. After selling his mansion Astaholm at Ingarö in the Stockholm archipelago in 2019, Björn currently lives in an apartment in Norrmalm, central Stockholm with Ace of Base star Ulf Ekberg as one of his neighbours.
Film
In 2017, Borg vs McEnroe, a biographical film focusing on the rivalry between Borg and McEnroe and the 1980 Wimbledon final, was released.
Memorabilia preserved
In March 2006, Bonhams Auction House in London announced that it would auction Borg's Wimbledon trophies and two of his winning rackets on 21 June 2006. Several players then called Borg in an attempt to make him reconsider, including Jimmy Connors and Andre Agassi, who volunteered to buy them to keep them together. According to Dagens Nyheter – who had talked to Borg – McEnroe called Borg from New York and asked, "What's up? Have you gone mad?" and said "What the hell are you doing?" The conversation with McEnroe, paired with pleas from Connors and Agassi, eventually persuaded Borg to buy out the trophies from Bonhams for an undisclosed amount.
Distinctions and honours
Borg was ranked by the ATP rankings world no. 1 in six stretches between 1977 and 1981, totaling 109 weeks.
During his career, he won a total of 77 (64 listed on the Association of Tennis Professionals website) top-level singles and four doubles titles.
Borg won the BBC Sports Personality of the Year Overseas Personality Award in 1979.
Borg was inducted into the International Tennis Hall of Fame in 1987.
On 10 December 2006, the British Broadcasting Corporation gave Borg a Lifetime Achievement Award, which was presented by Boris Becker.
In December 2014 he was elected Sweden's top sportsperson of all time by the newspaper Dagens Nyheter.
Recognition
With 11 Grand Slam titles, Borg ranks sixth in the list of male tennis players who have won the most Grand Slam singles titles behind Rafael Nadal (21), Roger Federer (20), Novak Djokovic (20), Pete Sampras (14) and Roy Emerson (12). The French Open—Wimbledon double he achieved three times consecutively was described by Wimbledon officials as "the most difficult double in tennis". Only Nadal (in 2008 and 2010), Federer (in 2009), and Djokovic (in 2021) have managed to achieve this double since, and Andre Agassi, Nadal, Federer and Djokovic are the only male players since Borg to have won the French Open and Wimbledon men's singles titles over their career. Ilie Năstase once said about Borg, "We're playing tennis, and he's playing something else".
Borg is widely considered to be one of the greatest players in the history of the sport.
In his 1979 autobiography, Jack Kramer, the long-time tennis promoter and great player himself, had already included Borg in his list of the 21 greatest players of all time. And in 2003, Bud Collins chose Borg as one of his top-five male players of all time.
In 2008, ESPN.com asked tennis analysts, writers, and former players to build the perfect open-era player. Borg was the only player mentioned in four categories: defense, footwork, intangibles, and mental toughness—with his mental game and footwork singled out as the best in open-era history.
Borg famously never won the US Open, losing in the final four times. Borg also did not win the Australian Open, which he only played once in 1974 as a 17-year-old. The only players to defeat Borg in a Grand Slam final were fellow World No. 1 tennis players John McEnroe and Jimmy Connors. Even though it was then played on grass, a surface where he enjoyed much success, Borg chose to play the Australian Open only once, in 1974, where he lost in the third round. Phil Dent, a contemporary of Borg, has pointed out that skipping Grand Slam tournaments—especially the Australian Open—was not unusual then, before counting Grand Slam titles became the norm. Additionally, another contemporary Arthur Ashe told Sports Illustrated, "I think Bjorn could have won the US Open. I think he could have won the Grand Slam, but by the time he left, the historical challenge didn't mean anything. He was bigger than the game. He was like Elvis or Liz Taylor or somebody."
Laver Cup
From 22 to 24 September 2017, Borg was the victorious captain of Team Europe in the first-ever edition of the Laver Cup, held in Prague, Czech Republic. Borg's Team Europe defeated a rest of the world team, known as Team World, who were coached by Borg's old rival, John McEnroe. Europe won the contest 15 points to 9, with Roger Federer achieving a narrow vital victory over Nick Kyrgios in the last match played.
Borg returned as the coach of Team Europe for the second edition in Chicago, Illinois from 21 to 23 September 2018. McEnroe also returned as the coach for Team World. Borg again led Europe to victory as Alexander Zverev defeated Kevin Anderson to secure the title 13–8, after trailing Anderson in the match tiebreak until the last few points.
In the tournament’s third edition, held in Geneva, Switzerland, from 20 to 22 September 2019, Borg captained Team Europe to a third consecutive victory, defeating McEnroe’s Team World 13 points to 11, with Zverev again winning the deciding match.
The fourth edition was held in Boston from 24 to 26 September 2021, having had its original September 2020 date postponed due to the COVID-19 pandemic. Borg once again returned as captain of Team Europe, which had a resounding win over Team World, defeating McEnroe’s players 14 to 1.
Career statistics
Singles performance timeline
The Australian Open was held twice in 1977, in January and December. Borg did not play in either.
The 1972 US Open had a special preliminary round before the main 128 player draw began.
Records
These records were attained in the entire period of tennis from 1877.
Records in bold indicate peer-less achievements.
^ Denotes consecutive streak.
All-time records
Open Era records
These records were attained in the Open Era period of tennis from 1968.
Records in bold indicate peer-less achievements.
^ Denotes consecutive streak.
Professional awards
ITF World Champion: 1978, 1979, 1980
ATP Player of the Year: 1976, 1977, 1978, 1979, 1980
See also
Borg–McEnroe rivalry
Borg–Connors rivalry
List of Grand Slam Men's Singles champions
List of Swedish sportspeople
World number one male tennis player rankings
Björn Borg (brand)
Notes
References
Sources
John Barrett, editor, World of Tennis Yearbooks, London, from 1976 through 1983.
Michel Sutter, Vainqueurs Winners 1946–2003, Paris, 2003. Sutter has attempted to list all tournaments meeting his criteria for selection beginning with 1946 and ending in the fall of 1991. For each tournament, he has indicated the city, the date of the final, the winner, the runner-up, and the score of the final. A tournament is included in his list if: (1) the draw for the tournament included at least eight players (with a few exceptions, such as the Pepsi Grand Slam tournaments in the second half of the 1970s which included only players that had won a Grand Slam tournament); and (2) the level of the tournaments was at least equal to the present day challenger tournaments. Sutter's book is probably the most exhaustive source of tennis tournament information since World War II, even though some professional tournaments held before the start of the open era are missing. Later, Sutter issued a second edition of his book, with only the players, their wins, and years for the 1946 through 27 April 2003, period.
Video
The Wimbledon Collection – Legends of Wimbledon – Bjorn Borg Standing Room Only, DVD Release Date: 21 September 2004, Run Time: 52 minutes, ASIN: B0002HODA4.
The Wimbledon Collection – The Classic Match – Borg vs. McEnroe 1981 Final Standing Room Only, DVD Release Date: 21 September 2004, Run Time: 210 minutes, ASIN: B0002HODAE.
The Wimbledon Collection – The Classic Match – Borg vs. McEnroe 1980 Final Standing Room Only, DVD Release Date: 21 September 2004, Run Time: 240 minutes; ASIN: B0002HOEK8.
Wimbledon Classic Match: Gerulaitis vs Borg Standing Room Only, DVD Release Date: 31 October 2006, Run Time: 180 minutes, ASIN: B000ICLR8O.
External links
Official Wimbledon website profile
BBC profile
Sunday Times article 5 July 2009
French Open champions
International Tennis Hall of Fame inductees
Living people
People from Monte Carlo
People from Södertälje
Sportspeople from Stockholm
Swedish expatriate sportspeople in Monaco
Swedish male tennis players
Wimbledon champions
Wimbledon junior champions
World No. 1 tennis players
1956 births
Grand Slam (tennis) champions in men's singles
Grand Slam (tennis) champions in boys' singles
Masters tennis players | [
101,
139,
3361,
19593,
4558,
6728,
1162,
9326,
10805,
113,
132,
1255,
127,
1340,
2990,
114,
1110,
170,
3619,
1393,
1362,
1302,
119,
122,
5538,
1591,
119,
3847,
2424,
1105,
2358,
117,
1119,
1245,
1103,
1148,
1299,
1107,
1103,
3353,
14903,
1106,
1782,
1429,
2224,
14923,
3896,
3727,
113,
1565,
1120,
1103,
1497,
3353,
1105,
1421,
4776,
1193,
1120,
13752,
114,
117,
1133,
1119,
1309,
1281,
1103,
1646,
3353,
2693,
1300,
4278,
3178,
119,
1124,
1110,
1103,
1148,
2581,
1591,
1106,
1782,
1421,
13752,
3727,
1107,
1103,
3353,
14903,
117,
1112,
1218,
1112,
1103,
1178,
3619,
5538,
1591,
117,
2581,
1137,
2130,
117,
1106,
1782,
1167,
1190,
1275,
2224,
14923,
1116,
119,
9326,
10805,
1281,
1300,
4776,
1497,
3353,
3727,
113,
2406,
782,
5615,
114,
1105,
1110,
127,
782,
121,
1107,
1497,
3353,
4278,
119,
1124,
1110,
1141,
1104,
1160,
2581,
2139,
117,
1373,
1114,
4271,
26356,
22113,
117,
1106,
2845,
1107,
1497,
3353,
1105,
13752,
4278,
1111,
1300,
4776,
1201,
113,
2406,
782,
5615,
114,
1105,
1103,
1178,
1299,
1106,
1782,
1241,
1104,
1172,
1107,
1210,
4776,
1201,
113,
2406,
782,
2908,
114,
119,
1124,
1108,
1103,
1148,
2581,
1591,
1290,
6332,
1106,
2845,
1107,
1565,
4776,
13752,
4278,
117,
170,
1647,
16509,
1118,
26356,
22113,
112,
188,
1978,
4776,
13752,
4278,
113,
1581,
782,
4925,
114,
119,
9326,
10805,
1110,
1103,
1148,
2581,
1591,
1106,
2845,
1107,
1103,
1497,
3353,
117,
13752,
1105,
1646,
3353,
4278,
1107,
1103,
1269,
1214,
1210,
1551,
113,
2406,
117,
2253,
782,
5615,
114,
117,
170,
1647,
16509,
1118,
26356,
22113,
1150,
3890,
1103,
1269,
1107,
1300,
4776,
1201,
113,
1386,
782,
4925,
114,
119,
1124,
1281,
1210,
1558,
3727,
1443,
7367,
170,
1383,
1107,
1103,
2072,
2348,
119,
1124,
1145,
1281,
1210,
1214,
118,
1322,
6430,
1105,
1479,
2224,
4781,
3198,
2768,
3727,
119,
8007,
117,
1119,
1383,
2567,
3002,
1115,
1253,
2484,
119,
9326,
10805,
1108,
1103,
1148,
1591,
1106,
1782,
1565,
1497,
3353,
3896,
3727,
119,
1124,
1108,
12841,
5348,
1104,
1103,
2381,
1121,
2402,
1106,
2253,
117,
1845,
1103,
1214,
1112,
1302,
119,
122,
1591,
1107,
1103,
1362,
1107,
1103,
12841,
13514,
1107,
2333,
1105,
2253,
1105,
1108,
9686,
2271,
1291,
4445,
1121,
2406,
1106,
2253,
119,
138,
11009,
8710,
1120,
1103,
1838,
1104,
1117,
1578,
117,
9326,
10805,
4531,
16789,
2851,
9277,
1105,
8080,
2244,
1115,
2375,
21146,
1883,
1103,
4703,
5587,
1104,
5538,
1219,
1103,
3095,
119,
1249,
170,
1871,
117,
1103,
1848,
2465,
1245,
1167,
23284,
117,
1105,
1107,
2333,
117,
1119,
1108,
1103,
1148,
1591,
1106,
7379,
1167,
1190,
1141,
1550,
5860,
1107,
4716,
1948,
1107,
170,
1423,
1265,
119,
1124,
1145,
1189,
9215,
1107,
22843,
1116,
2032,
1117,
1578,
119,
4503,
1297,
139,
3361,
19593,
4558,
9326,
10805,
1108,
1255,
1107,
8583,
117,
3865,
117,
1113,
127,
1340,
2990,
117,
1112,
1103,
1178,
2027,
1104,
6728,
1162,
113,
3833,
782,
1369,
114,
117,
1126,
3651,
1811,
117,
1105,
4811,
2328,
9326,
10805,
113,
171,
119,
3729,
114,
119,
1124,
2580,
1146,
1107,
2721,
156,
19593,
2692,
1204,
17479,
1233,
5561,
119,
1249,
170,
2027,
117,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The Bronze Age is a historic period, approximately 3300 BCE to 1200 BCE, that was characterized by the use of bronze, in some areas proto-writing, and other early features of urban civilization. The Bronze Age is the second principal period of the three-age Stone-Bronze-Iron system, as proposed in 1836 by Christian Jürgensen Thomsen, for classifying and studying ancient societies and history.
An ancient civilization is deemed to be part of the Bronze Age because it either produced bronze by smelting its own copper and alloying it with tin, arsenic, or other metals, or traded other items for bronze from production areas elsewhere. Bronze was harder and more durable than other metals available at the time, allowing Bronze Age civilizations to gain a technological advantage.
While terrestrial iron is naturally abundant, its high melting point of placed it out of reach of common use until the end of the second millennium BCE. Tin's low melting point of and copper's relatively moderate melting point of placed them within the capabilities of the Neolithic pottery kilns, which date back to 6,000 BC and were able to produce temperatures greater than . Copper and tin ores are rare, since there were no tin bronzes in Western Asia before trading in bronze began in the 3rd millennium BCE. Worldwide, the Bronze Age generally followed the Neolithic period, with the Chalcolithic serving as a transition.
Bronze Age cultures differed in their development of writing. According to archaeological evidence, cultures in Mesopotamia (cuneiform script) and Egypt (hieroglyphs) developed the earliest practical writing systems.
History
The overall period is characterized by the widespread use of bronze, though the place and time of the introduction and development of bronze technology were not universally synchronous. Human-made tin bronze technology requires set production techniques. Tin must be mined (mainly as the tin ore cassiterite) and smelted separately, then added to hot copper to make bronze alloy. The Bronze Age was a time of extensive use of metals and of developing trade networks (See Tin sources and trade in ancient times). A 2013 report suggests that the earliest tin-alloy bronze dates to the mid-5th millennium BCE in a Vinča culture site in Pločnik (Serbia), although this culture is not conventionally considered part of the Bronze Age. The dating of the foil has been disputed.
Near East
Western Asia and the Near East were the first regions to enter the Bronze Age, which began with the rise of the Mesopotamian civilization of Sumer in the mid-4th millennium BCE. Cultures in the ancient Near East (often called one of "the cradles of civilization") practiced intensive year-round agriculture, developed writing systems, invented the potter's wheel, created centralized governments (usually in form of hereditary monarchies), written law codes, city-states and nation-states and empires, embarked on advanced architectural projects, introduced social stratification, economic and civil administration, slavery, and practiced organized warfare, medicine and religion. Societies in the region laid the foundations for astronomy, mathematics and astrology.
Dates are approximate, consult particular article for details
Anatolia
The Hittite Empire was established in Hattusa in northern Anatolia from the 18th century BCE. In the 14th century BCE the Hittite Kingdom was at its height, encompassing central Anatolia, southwestern Syria as far as Ugarit, and upper Mesopotamia. After 1180 BCE, amid general turmoil in the Levant conjectured to have been associated with the sudden arrival of the Sea Peoples, the kingdom disintegrated into several independent "Neo-Hittite" city-states, some of which survived until as late as the 8th century BCE.
Arzawa in Western Anatolia during the second half of the second millennium BCE likely extended along southern Anatolia in a belt that reaches from near the Turkish Lakes Region to the Aegean coast. Arzawa was the western neighbor—sometimes a rival and sometimes a vassal—of the Middle and New Hittite Kingdoms.
The Assuwa league was a confederation of states in western Anatolia that was defeated by the Hittites under an earlier Tudhaliya I, around 1400 BCE. Arzawa has been associated with the much more obscure Assuwa generally located to its north. It probably bordered it, and may even be an alternative term for it (at least during some periods).
Egypt
Early Bronze dynasties
In Ancient Egypt, the Bronze Age begins in the Protodynastic period, 3150 BCE. The archaic Early Bronze Age of Egypt, known as the Early Dynastic Period of Egypt, immediately follows the unification of Lower and Upper Egypt, 3100 BCE. It is generally taken to include the First and Second Dynasties, lasting from the Protodynastic Period of Egypt until about 2686 BCE, or the beginning of the Old Kingdom. With the First Dynasty, the capital moved from Abydos to Memphis with a unified Egypt ruled by an Egyptian god-king. Abydos remained the major holy land in the south. The hallmarks of ancient Egyptian civilization, such as art, architecture and many aspects of religion, took shape during the Early Dynastic Period. Memphis in the Early Bronze Age was the largest city of the time.
The Old Kingdom of the regional Bronze Age is the name given to the period in the 3rd millennium BCE when Egypt attained its first continuous peak of civilization in complexity and achievement – the first of three "Kingdom" periods, which mark the high points of civilization in the lower Nile Valley (the others being Middle Kingdom and the New Kingdom).
The First Intermediate Period of Egypt, often described as a "dark period" in ancient Egyptian history, spanned about 100 years after the end of the Old Kingdom from about 2181 to 2055 BCE. Very little monumental evidence survives from this period, especially from the early part of it. The First Intermediate Period was a dynamic time when the rule of Egypt was roughly divided between two competing for power bases: Heracleopolis in Lower Egypt and Thebes in Upper Egypt. These two kingdoms would eventually come into conflict, with the Theban kings conquering the north, resulting in the reunification of Egypt under a single ruler during the second part of the 11th Dynasty.
Nubia
The Bronze Age in Nubia started as early as 2300 BCE. Copper smelting was introduced by Egyptians to the Nubian city of Meroë, in modern-day Sudan, around 2600 BCE. A furnace for bronze casting has been found in Kerma that is dated to 2300–1900 BCE.
Middle Bronze dynasties
The Middle Kingdom of Egypt lasted from 2055 to 1650 BCE. During this period, the Osiris funerary cult rose to dominate Egyptian popular religion. The period comprises two phases: the 11th Dynasty, which ruled from Thebes and the 12th and 13th Dynasties centered on el-Lisht. The unified kingdom was previously considered to comprise the 11th and 12th Dynasties, but historians now at least partially consider the 13th Dynasty to belong to the Middle Kingdom.
During the Second Intermediate Period, Ancient Egypt fell into disarray for a second time, between the end of the Middle Kingdom and the start of the New Kingdom. It is best known for the Hyksos, whose reign comprised the 15th and 16th dynasties. The Hyksos first appeared in Egypt during the 11th Dynasty, began their climb to power in the 13th Dynasty, and emerged from the Second Intermediate Period in control of Avaris and the Delta. By the 15th Dynasty, they ruled lower Egypt, and they were expelled at the end of the 17th Dynasty.
Late Bronze dynasties
The New Kingdom of Egypt, also referred to as the Egyptian Empire, lasted from the 16th to the 11th century BCE. The New Kingdom followed the Second Intermediate Period and was succeeded by the Third Intermediate Period. It was Egypt's most prosperous time and marked the peak of Egypt's power. The later New Kingdom, i.e. the 19th and 20th Dynasties (1292–1069 BCE), is also known as the Ramesside period, after the eleven pharaohs that took the name of Ramesses.
Iranian Plateau
Elam was a pre-Iranian ancient civilization located to the east of Mesopotamia. In the Old Elamite period (Middle Bronze Age), Elam consisted of kingdoms on the Iranian Plateau, centered in Anshan, and from the mid-2nd millennium BCE, it was centered in Susa in the Khuzestan lowlands. Its culture played a crucial role in the Gutian Empire and especially during the Iranian Achaemenid dynasty that succeeded it.
The Oxus civilization was a Bronze Age Central Asian culture dated to 2300–1700 BCE and centered on the upper Amu Darya (Oxus). In the Early Bronze Age, the culture of the Kopet Dag oases and Altyndepe developed a proto-urban society. This corresponds to level IV at Namazga-Tepe. Altyndepe was a major center even then. Pottery was wheel-turned. Grapes were grown. The height of this urban development was reached in the Middle Bronze Age 2300 BCE, corresponding to level V at Namazga-Depe. This Bronze Age culture is called the Bactria–Margiana Archaeological Complex (BMAC).
The Kulli culture, similar to those of the Indus Valley Civilisation, was located in southern Balochistan (Gedrosia) 2500–2000 BCE. Agriculture was the economic base of these people. At several places, dams were found, providing evidence for a highly developed water management system.
Konar Sandal is associated with the hypothesized "Jiroft culture", a 3rd-millennium-BC culture postulated based on a collection of artifacts confiscated in 2001.
Levant
In modern scholarship, the chronology of the Bronze Age Levant is divided into Early/Proto Syrian; corresponding to the Early Bronze. Old Syrian; corresponding to the Middle Bronze. Middle Syrian; corresponding to the Late Bronze. The term Neo-Syria is used to designate the early Iron Age.
The old Syrian period was dominated by the Eblaite first kingdom, Nagar and the Mariote second kingdom. The Akkadians conquered large areas of the Levant and were followed by the Amorite kingdoms, 2000–1600 BCE, which arose in Mari, Yamhad, Qatna, Assyria. From the 15th century BCE onward, the term Amurru is usually applied to the region extending north of Canaan as far as Kadesh on the Orontes River.
The earliest-known Ugaritic contact with Egypt (and the first exact dating of Ugaritic civilization) comes from a carnelian bead identified with the Middle Kingdom pharaoh Senusret I, 1971–1926 BCE. A stela and a statuette from the Egyptian pharaohs Senusret III and Amenemhet III have also been found. However, it is unclear at what time these monuments got to Ugarit. In the Amarna letters, messages from Ugarit 1350 BCE written by Ammittamru I, Niqmaddu II, and his queen, were discovered. From the 16th to the 13th century BCE, Ugarit remained in constant touch with Egypt and Cyprus (named Alashiya).
The Mitanni was a loosely organized state in northern Syria and south-east Anatolia from 1500–1300 BCE. Founded by an Indo-Aryan ruling class that governed a predominantly Hurrian population, Mitanni came to be a regional power after the Hittite destruction of Kassite Babylon created a power vacuum in Mesopotamia. At its beginning, Mitanni's major rival was Egypt under the Thutmosids. However, with the ascent of the Hittite empire, Mitanni and Egypt allied to protect their mutual interests from the threat of Hittite domination. At the height of its power, during the 14th century BCE, it had outposts centered on its capital, Washukanni, which archaeologists have located on the headwaters of the Khabur River. Eventually, Mitanni succumbed to Hittite, and later Assyrian attacks, and was reduced to a province of the Middle Assyrian Empire.
The Israelites were an ancient Semitic-speaking people of the Ancient Near East who inhabited part of Canaan during the tribal and monarchic periods (15th to 6th centuries BCE), and lived in the region in smaller numbers after the fall of the monarchy. The name "Israel" first appears 1209 BCE, at the end of the Late Bronze Age and the very beginning of the Iron Age, on the Merneptah Stele raised by the Egyptian pharaoh Merneptah.
The Aramaeans were a Northwest Semitic semi-nomadic and pastoralist people who originated in what is now modern Syria (Biblical Aram) during the Late Bronze Age and the early Iron Age. Large groups migrated to Mesopotamia, where they intermingled with the native Akkadian (Assyrian and Babylonian) population. The Aramaeans never had a unified empire; they were divided into independent kingdoms all across the Near East. After the Bronze Age collapse, their political influence was confined to many Syro-Hittite states, which were entirely absorbed into the Neo-Assyrian Empire by the 8th century BCE.
Mesopotamia
The Mesopotamian Bronze Age began about 3500 BCE and ended with the Kassite period ( 1500 BCE – 1155 BCE). The usual tripartite division into an Early, Middle and Late Bronze Age is not used. Instead, a division primarily based on art-historical and historical characteristics is more common.
The cities of the Ancient Near East housed several tens of thousands of people. Ur, Kish, Isin, Larsa and Nippur in the Middle Bronze Age and Babylon, Calah and Assur in the Late Bronze Age similarly had large populations. The Akkadian Empire (2335–2154 BCE) became the dominant power in the region, and after its fall the Sumerians enjoyed a renaissance with the Neo-Sumerian Empire. Assyria was extant from as early as the 25th century BCE, and became a regional power with the Old Assyrian Empire ( 2025–1750 BCE). The earliest mention of Babylon (then a small administrative town) appears on a tablet from the reign of Sargon of Akkad in the 23rd century BCE. The Amorite dynasty established the city-state of Babylon in the 19th century BCE. Over 100 years later, it briefly took over the other city-states and formed the short-lived First Babylonian Empire during what is also called the Old Babylonian Period. Akkad, Assyria, and Babylonia all used the written East Semitic Akkadian language for official use and as a spoken language. By that time, the Sumerian language was no longer spoken, but was still in religious use in Assyria and Babylonia, and would remain so until the 1st century CE. The Akkadian and Sumerian traditions played a major role in later Assyrian and Babylonian culture, even though Babylonia (unlike the more militarily powerful Assyria) itself was founded by non-native Amorites and often ruled by other non-indigenous peoples, such as Kassites, Aramaeans and Chaldeans, as well as its Assyrian neighbors.
Asia
Central Asia
Agropastoralism
For many decades scholars made superficial reference to Central Asia as the "pastoral realm" or alternatively, the "nomadic world", in what researchers have come to call the "Central Asian void" - a 5000 year span that was neglected in studies of the origins of agriculture. Foothill regions and glacial melt streams supported Bronze Age agropastoralists who developed complex east-west trade routes between Central Asia and China that introduced wheat and barley to China and spread millet across Central Asia.
Bactria–Margiana Archaeological Complex
The Bactria–Margiana Archaeological Complex (BMAC), also known as the Oxus civilization, was a Bronze Age civilization in Central Asia, dated to c. 2400–1600 BCE, located in present-day northern Afghanistan, eastern Turkmenistan, southern Uzbekistan and western Tajikistan, centred on the upper Amu Darya (Oxus River). Its sites were discovered and named by the Soviet archaeologist Viktor Sarianidi (1976). Bactria was the Greek name for the area of Bactra (modern Balkh), in what is now northern Afghanistan, and Margiana was the Greek name for the Persian satrapy of Marguš, the capital of which was Merv, in modern-day southeastern Turkmenistan.
A wealth of information indicates that the BMAC had close international relations with the Indus Valley, the Iranian Plateau, and possibly even indirectly with Mesopotamia, and all civilizations were very familiar with lost wax casting.
According to recent studies the BMAC was not a primary contributor to later South-Asian genetics.
Seima-Turbino Phenomenon
The Altai Mountains in what is now southern Russia and central Mongolia have been identified as the point of origin of a cultural enigma termed the Seima-Turbino Phenomenon. It is conjectured that changes in climate in this region around 2000 BCE and the ensuing ecological, economic and political changes triggered a rapid and massive migration westward into northeast Europe, eastward into China and southward into Vietnam and Thailand
across a frontier of some 4,000 miles. This migration took place in just five to six generations and led to peoples from Finland in the west to Thailand in the east employing the same metal working technology and, in some areas, horse breeding and riding. It is further conjectured that the same migrations spread the Uralic group of languages across Europe and Asia: some 39 languages of this group are still extant, including Hungarian, Finnish and Estonian. However, recent genetic testings of sites in south Siberia and Kazakhstan (Andronovo horizon) would rather support a spreading of the bronze technology via Indo-European migrations eastwards, as this technology was well known for quite a while in western regions.
East Asia
China
In China, the earliest bronze artifacts have been found in the Majiayao culture site (between 3100 and 2700 BCE).
The term "Bronze Age" has been transferred to the archaeology of China from that of Western Eurasia, and there is no consensus or universally used convention delimiting the "Bronze Age" in the context of Chinese prehistory.
By convention, the "Early Bronze Age" in China is sometimes taken as equivalent to the "Shang dynasty" period (16th to 11th centuries BCE), and the "Later Bronze Age" as equivalent to the "Zhou dynasty" period (11th to 3rd centuries BCE, from the 5th century, also dubbed "Iron Age"), although there is an argument to be made that the "Bronze Age" proper never ended in China, as there is no recognizable transition to an "Iron Age". Significantly, together with the jade art that precedes it, bronze was seen as a "fine" material for ritual art when compared with iron or stone.
Bronze metallurgy in China originated in what is referred to as the Erlitou () period, which some historians argue places it within the range of dates controlled by the Shang dynasty. Others believe the Erlitou sites belong to the preceding Xia () dynasty. The U.S. National Gallery of Art defines the Chinese Bronze Age as the "period between about 2000 BCE and 771 BCE", a period that begins with the Erlitou culture and ends abruptly with the disintegration of Western Zhou rule.
While it is by far more likely that bronze work developed inside China separately from outside influence, the discovery of Europoid mummies in Xinjiang suggests a possible route of transmission from the West beginning in the early second millennium BCE. This is, however, still just speculation since there is a lack of direct evidence. A few human mummies alone cannot provide sufficient explanation of metallurgy transmission. Furthermore, the oldest bronze objects found in China so far were discovered at the Majiayao site in Gansu rather than at Xinjiang.
The Shang dynasty (also known as the Yin dynasty) of the Yellow River Valley rose to power after the Xia dynasty around 1600 BCE. While some direct information about the Shang dynasty comes from Shang-era inscriptions on bronze artifacts, most comes from oracle bones—turtle shells, cattle scapulae, or other bones—which bear glyphs that form the first significant corpus of recorded Chinese characters.
The production of Erlitou in Henan represents the earliest large-scale metallurgy industry in the Central Plains of China. The influence of the Saima-Turbino metalworking tradition from the north is supported by a series of recent discoveries in China of many unique perforated spearheads with downward hooks and small loops on the same or opposite side of the socket, which could be associated with the Seima-Turbino visual vocabulary of southern Siberia. The metallurgical centers of northwestern China, especially Qijia in Gansu and Kexingzhuang culture in Shaanxi, played an intermediary role in this process.
Iron has been found from the Zhou dynasty, but its use was minimal. Chinese literature dating to the 6th century BCE attests knowledge of iron smelting, yet bronze continues to occupy the seat of significance in the archaeological and historical record for some time after this. Historian W.C. White argues that iron did not supplant bronze "at any period before the end of the Zhou dynasty (256 BC)" and that bronze vessels make up the majority of metal vessels through the Later Han period, or to 221 BC.
The Chinese bronze artifacts generally are either utilitarian, like spear points or adze heads, or "ritual bronzes", which are more elaborate versions in precious materials of everyday vessels, as well as tools and weapons. Examples are the numerous large sacrificial tripods known as dings in Chinese; there are many other distinct shapes. Surviving identified Chinese ritual bronzes tend to be highly decorated, often with the taotie motif, which involves highly stylized animal faces. These appear in three main motif types: those of demons, of symbolic animals, and abstract symbols. Many large bronzes also bear cast inscriptions that are the great bulk of the surviving body of early Chinese writing and have helped historians and archaeologists piece together the history of China, especially during the Zhou dynasty (1046–256 BCE).
The bronzes of the Western Zhou dynasty document large portions of history not found in the extant texts that were often composed by persons of varying rank and possibly even social class. Further, the medium of cast bronze lends the record they preserve a permanence not enjoyed by manuscripts. These inscriptions can commonly be subdivided into four parts: a reference to the date and place, the naming of the event commemorated, the list of gifts given to the artisan in exchange for the bronze, and a dedication. The relative points of reference these vessels provide have enabled historians to place most of the vessels within a certain time frame of the Western Zhou period, allowing them to trace the evolution of the vessels and the events they record.
Korea
The beginning of the Bronze Age on the peninsula is around 1000–800 BCE. Although the Korean Bronze Age culture derives from the Liaoning and Manchuria, it exhibits unique typology and styles, especially in ritual objects.
The Mumun pottery period is named after the Korean name for undecorated or plain cooking and storage vessels that form a large part of the pottery assemblage over the entire length of the period, but especially 850–550 BCE. The Mumun period is known for the origins of intensive agriculture and complex societies in both the Korean Peninsula and the Japanese Archipelago.
The Middle Mumun pottery period culture of the southern Korean Peninsula gradually adopted bronze production ( 700–600? BCE) after a period when Liaoning-style bronze daggers and other bronze artifacts were exchanged as far as the interior part of the Southern Peninsula ( 900–700 BCE). The bronze daggers lent prestige and authority to the personages who wielded and were buried with them in high-status megalithic burials at south-coastal centers such as the Igeum-dong site. Bronze was an important element in ceremonies and as for mortuary offerings until 100.
Japan
The Japanese archipelago saw the introduction of bronze during the beginning of the Early Yayoi period (≈300 BCE), which saw the introduction of metalworking and agricultural practices brought in by settlers arriving from the continent. Bronze and iron smelting techniques spread to the Japanese archipelago through contact with other ancient East Asian civilizations, particularly immigration and trade from ancient Korean peninsula and ancient mainland China. Iron was mainly used for agricultural and other tools, whereas ritual and ceremonial artifacts were mainly made of bronze.
South Asia
Dates are approximate, consult particular article for details
Indus Valley
The Bronze Age on the Indian subcontinent began around 3300 BCE with the beginning of the Indus Valley civilization. Inhabitants of the Indus Valley, the Harappans, developed new techniques in metallurgy and produced copper, bronze, lead and tin. The Late Harappan culture, which dates from 1900 to 1400 BCE, overlapped the transition from the Bronze Age to the Iron Age; thus it is difficult to date this transition accurately. It has been claimed that a 6,000-year-old copper amulet manufactured in Mehrgarh in the shape of wheel spoke is the earliest example of lost wax casting in the world.
The civilization's cities were noted for their urban planning, baked brick houses, elaborate drainage systems, water supply systems, clusters of large non-residential buildings, and new techniques in handicraft (carnelian products, seal carving) and metallurgy (copper, bronze, lead, and tin). The large cities of Mohenjo-daro and Harappa very likely grew to contain between 30,000 and 60,000 individuals, and the civilization itself during its florescence may have contained between one and five million individuals.
Southeast Asia
Thailand
In Ban Chiang, Thailand, (Southeast Asia) bronze artifacts have been discovered dating to 2100 BCE. However, according to the radiocarbon dating on the human and pig bones in Ban Chiang, some scholars propose that the initial Bronze Age in Ban Chiang was in late 2nd millennium. In Nyaunggan, Burma, bronze tools have been excavated along with ceramics and stone artifacts. Dating is still currently broad (3500–500 BCE). Ban Non Wat, excavated by Charles Higham, was a rich site with over 640 graves excavated that gleaned many complex bronze items that may have had social value connected to them.
Ban Chiang, however, is the most thoroughly documented site while having the clearest evidence of metallurgy when it comes to Southeast Asia. With a rough date range of late 3rd millennium BCE to the first millennium CE, this site alone has various artifacts such as burial pottery (dating from 2100 to 1700 BCE), fragments of Bronze, copper-base bangles, and much more. What's interesting about this site, however, is not just the old age of the artifacts but that this technology suggested on-site casting from the very beginning. The on-site casting supports the theory that Bronze was first introduced in Southeast Asia as fully developed which therefore shows that Bronze was innovated from a different country. Some scholars believe that the copper-based metallurgy was disseminated from northwest and central China via south and southwest areas such as Guangdong province and Yunnan province and finally into southeast Asia around 1000 BCE. Archaeology also suggests that Bronze Age metallurgy may not have been as significant a catalyst in social stratification and warfare in Southeast Asia as in other regions, social distribution shifting away from chiefdom-states to a heterarchical network. Data analyses of sites such as Ban Lum Khao, Ban Na Di, Non-Nok Tha, Khok Phanom Di, and Nong Nor have consistently led researchers to conclude that there was no entrenched hierarchy.
Vietnam
Dating back to the Neolithic Age, the first bronze drum, called the Dong Son drum, were uncovered in and around the Red River Delta regions of Northern Vietnam and Southern China. These relate to the prehistoric Dong Son Culture of Vietnam.
Archaeological research in Northern Vietnam indicates an increase in rates of infectious disease following the advent of metallurgy; skeletal fragments in sites dating to the early and mid-Bronze Age evidence a greater proportion of lesions than in sites of earlier periods. There are a few possible implications of this. One is the increased contact with bacterial and/or fungal pathogens due to increased population density and land clearing/cultivation. The other one is decreased levels of immunocompetence in the Metal age due to changes in the diet caused by agriculture. The last is that there may have been an emergence of infectious disease in the Da But the period that evolved into a more virulent form in the metal period.
Europe
A few examples of named Bronze Age cultures in Europe in roughly relative order.
Dates are approximate, consult particular article for details
The chosen cultures overlapped in time and the indicated periods do not fully correspond to their estimated extents.
Balkans
A study in the journal Antiquity published in 2013 reported the discovery of a tin bronze foil from the Pločnik archaeological site securely dated to c. 4650 BCE as well as 14 other artifacts from Serbia and Bulgaria dated to before 4000 BCE has shown that early tin bronze was more common than previously thought, and developed independently in Europe 1500 years before the first tin bronze alloys in the Near East. The production of complex tin bronzes lasted for c. 500 years in the Balkans. The authors reported that evidence for the production of such complex bronzes disappears at the end of the 5th millennium coinciding with the "collapse of large cultural complexes in north-eastern Bulgaria and Thrace in the late fifth millennium BCE". Tin bronzes using cassiterite tin would be reintroduced to the area again some 1500 years later.
Aegean Sea and Balkans
The Aegean Bronze Age began around 3200 BCE, when civilizations first established a far-ranging trade network. This network imported tin and charcoal to Cyprus, where copper was mined and alloyed with the tin to produce bronze. Bronze objects were then exported far and wide and supported the trade. Isotopic analysis of tin in some Mediterranean bronze artifacts suggests that they may have originated from Great Britain.
Knowledge of navigation was well developed at this time and reached a peak of skill not exceeded (except perhaps by Polynesian sailors) until 1730 when the invention of the chronometer enabled the precise determination of longitude.
The Minoan civilization based in Knossos on the island of Crete appears to have coordinated and defended its Bronze Age trade. Ancient empires valued luxury goods in contrast to staple foods, leading to famine.
Aegean collapse
Bronze Age collapse theories have described aspects of the end of the Bronze Age in this region. At the end of the Bronze Age in the Aegean region, the Mycenaean administration of the regional trade empire followed the decline of Minoan primacy. Several Minoan client states lost much of their population to famine and/or pestilence. This would indicate that the trade network may have failed, preventing the trade that would previously have relieved such famines and prevented illness caused by malnutrition. It is also known that in this era the breadbasket of the Minoan empire, the area north of the Black Sea, also suddenly lost much of its population, and thus probably some capacity to cultivate crops. Drought and famine in Anatolia may have also led to the Aegean collapse by disrupting trade networks, and therefore preventing the Aegean from accessing bronze and luxury goods.
The Aegean collapse has been attributed to the exhaustion of the Cypriot forests causing the end of the bronze trade. These forests are known to have existed into later times, and experiments have shown that charcoal production on the scale necessary for the bronze production of the late Bronze Age would have exhausted them in less than fifty years.
The Aegean collapse has also been attributed to the fact that as iron tools became more common, the main justification for the tin trade ended, and that trade network ceased to function as it did formerly. The colonies of the Minoan empire then suffered drought, famine, war, or some combination of those three, and had no access to the distant resources of an empire by which they could easily recover.
The Thera eruption occurred 1600 BCE, north of Crete. Speculation includes that a tsunami from Thera (more commonly known today as Santorini) destroyed Cretan cities. A tsunami may have destroyed the Cretan navy in its home harbor, which then lost crucial naval battles; so that in the LMIB/LMII event ( 1450 BCE) the cities of Crete burned and the Mycenaean civilization took over Knossos. If the eruption occurred in the late 17th century BCE (as most chronologists now think) then its immediate effects belong to the Middle to Late Bronze Age transition, and not to the end of the Late Bronze Age, but it could have triggered the instability that led to the collapse first of Knossos and then of Bronze Age society overall. One such theory highlights the role of Cretan expertise in administering the empire, post—Thera. If this expertise was concentrated in Crete, then the Mycenaeans may have made political and commercial mistakes in administering the Cretan empire.
Archaeological findings, including some on the island of Thera, suggest that the center of the Minoan civilization at the time of the eruption was actually on Thera rather than on Crete. According to this theory, the catastrophic loss of the political, administrative and economic center due to the eruption, as well as the damage wrought by the tsunami to the coastal towns and villages of Crete precipitated the decline of the Minoans. A weakened political entity with a reduced economic and military capability and fabled riches would have then been more vulnerable to conquest. Indeed, the Santorini eruption is usually dated to 1630 BCE, while the Mycenaean Greeks first enter the historical record a few decades later, 1600 BCE. The later Mycenaean assaults on Crete ( 1450 BCE) and Troy ( 1250 BCE) would have been a continuation of the steady encroachment of the Greeks upon the weakened Minoan world.
Central Europe
In Central Europe, the early Bronze Age Unetice culture (1800–1600 BCE) includes numerous smaller groups like the Straubing, Adlerberg and Hatvan cultures. Some very rich burials, such as the one located at Leubingen with grave gifts crafted from gold, point to an increase of social stratification already present in the Unetice culture. All in all, cemeteries of this period are rare and of small size. The Unetice culture is followed by the middle Bronze Age (1600–1200 BCE) Tumulus culture, which is characterised by inhumation burials in tumuli (barrows). In the eastern Hungarian Körös tributaries, the early Bronze Age first saw the introduction of the Mako culture, followed by the Otomani and Gyulavarsand cultures.
The late Bronze Age Urnfield culture (1300–700 BCE) is characterized by cremation burials. It includes the Lusatian culture in eastern Germany and Poland (1300–500 BCE) that continues into the Iron Age. The Central European Bronze Age is followed by the Iron Age Hallstatt culture (700–450 BCE).
Important sites include:
Biskupin (Poland)
Nebra (Germany)
Vráble (Slovakia)
Zug-Sumpf, Zug, Switzerland
The Bronze Age in Central Europe has been described in the chronological schema of German prehistorian Paul Reinecke. He described Bronze A1 (Bz A1) period (2300–2000 BCE: triangular daggers, flat axes, stone wrist-guards, flint arrowheads) and Bronze A2 (Bz A2) period (1950–1700 BCE: daggers with metal hilt, flanged axes, halberds, pins with perforated spherical heads, solid bracelets) and phases Hallstatt A and B (Ha A and B).
South Europe
The Apennine culture (also called Italian Bronze Age) is a technology complex of central and southern Italy spanning the Chalcolithic and Bronze Age proper. The Camuni were an ancient people of uncertain origin (according to Pliny the Elder, they were Euganei; according to Strabo, they were Rhaetians) who lived in Val Camonica—in what is now northern Lombardy—during the Iron Age, although human groups of hunters, shepherds and farmers are known to have lived in the area since the Neolithic.
Located in Sardinia and Corsica, the Nuragic civilization lasted from the early Bronze Age (18th century BCE) to the 2nd century CE, when the islands were already Romanized. They take their name from the characteristic Nuragic towers, which evolved from the pre-existing megalithic culture, which built dolmens and menhirs. The nuraghe towers are unanimously considered the best-preserved and largest megalithic remains in Europe. Their effective use is still debated: some scholars considered them as monumental tombs, others as Houses of the Giants, other as fortresses, ovens for metal fusion, prisons or, finally, temples for a solar cult. Around the end of the 3rd millennium BCE, Sardinia exported towards Sicily a Culture that built small dolmens, trilithic or polygonal shaped, that served as tombs as it has been ascertained in the Sicilian dolmen of “Cava dei Servi”. From this region, they reached Malta island and other countries of Mediterranean basin.
The Terramare was an early Indo-European civilization in the area of what is now Pianura Padana (northern Italy) before the arrival of the Celts and in other parts of Europe. They lived in square villages of wooden stilt houses. These villages were built on land, but generally near a stream, with roads that crossed each other at right angles. The whole complex denoted the nature of a fortified settlement. Terramare was widespread in the Pianura Padana (especially along the Panaro river, between Modena and Bologna) and in the rest of Europe. The civilization developed in the Middle and Late Bronze Age, between the 17th and the 13th centuries BCE.
The Castellieri culture developed in Istria during the Middle Bronze Age. It lasted for more than a millennium, from the 15th century BCE until the Roman conquest in the 3rd century BCE. It takes its name from the fortified boroughs (Castellieri, Friulian: cjastelir) that characterized the culture.
The Canegrate culture developed from the mid-Bronze Age (13th century BCE) until the Iron Age in the Pianura Padana, in what are now western Lombardy, eastern Piedmont and Ticino. It takes its name from the township of Canegrate where, in the 20th century, some fifty tombs with ceramics and metal objects were found. The Canegrate culture migrated from the northwest part of the Alps and descended to Pianura Padana from the Swiss Alps passes and the Ticino.
The Golasecca culture developed starting from the late Bronze Age in the Po plain. It takes its name from Golasecca, a locality next to the Ticino where, in the early 19th century, abbot Giovanni Battista Giani excavated its first findings (some fifty tombs with ceramics and metal objects). Remains of the Golasecca culture span an area of c. 20,000 square kilometers south to the Alps, between the Po, Sesia and Serio rivers, dating from the 9th to the 4th century BCE.
West Europe
Atlantic Bronze Age
The Atlantic Bronze Age is a cultural complex of the period of approximately 1300–700 BCE that includes different cultures in Portugal, Andalusia, Galicia, and the British Isles. It is marked by economic and cultural exchange. Commercial contacts extend to Denmark and the Mediterranean. The Atlantic Bronze Age was defined by many distinct regional centers of metal production, unified by a regular maritime exchange of some of their products.
Great Britain
In Great Britain, the Bronze Age is considered to have been the period from around 2100 to 750 BCE. Migration brought new people to the islands from the continent. Recent tooth enamel isotope research on bodies found in early Bronze Age graves around Stonehenge indicates that at least some of the migrants came from the area of modern Switzerland. Another example site is Must Farm, near Whittlesey, which has recently been host to the most complete Bronze Age wheel ever to be found. The Beaker culture displayed different behaviors from the earlier Neolithic people, and cultural change was significant. Integration is thought to have been peaceful, as many of the early henge sites were seemingly adopted by the newcomers. The rich Wessex culture developed in southern Britain at this time. Additionally, the climate was deteriorating; where once the weather was warm and dry it became much wetter as the Bronze Age continued, forcing the population away from easily defended sites in the hills and into the fertile valleys. Large livestock farms developed in the lowlands and appear to have contributed to economic growth and inspired increasing forest clearances. The Deverel-Rimbury culture began to emerge in the second half of the Middle Bronze Age ( 1400–1100 BCE) to exploit these conditions. Devon and Cornwall were major sources of tin for much of western Europe and copper was extracted from sites such as the Great Orme mine in northern Wales. Social groups appear to have been tribal but with growing complexity and hierarchies becoming apparent.
The burial of the dead (which, until this period, had usually been communal) became more individual. For example, whereas in the Neolithic a large chambered cairn or long barrow housed the dead, Early Bronze Age people buried their dead in individual barrows (also commonly known and marked on modern British Ordnance Survey maps as tumuli), or sometimes in cists covered with cairns.
The greatest quantities of bronze objects in England were discovered in East Cambridgeshire, where the most important finds were recovered in Isleham (more than 6500 pieces).
Alloying of copper with zinc or tin to make brass or bronze was practiced soon after the discovery of copper itself. One copper mine at Great Orme in North Wales, extended to a depth of 70 meters. At Alderley Edge in Cheshire, carbon dates have established mining at around 2280 to 1890 BCE (at 95% probability). The earliest identified metalworking site (Sigwells, Somerset) is much later, dated by Globular Urn style pottery to approximately the 12th century BCE. The identifiable sherds from over 500 mould fragments included a perfect fit of the hilt of a sword in the Wilburton style held in Somerset County Museum.
Ireland
The Bronze Age in Ireland commenced around 2000 BCE when copper was alloyed with tin and used to manufacture Ballybeg type flat axes and associated metalwork. The preceding period is known as the Copper Age and is characterised by the production of flat axes, daggers, halberds and awls in copper. The period is divided into three phases: Early Bronze Age (2000–1500 BCE), Middle Bronze Age (1500–1200 BCE), and Late Bronze Age (1200– 500 BCE). Ireland is also known for a relatively large number of Early Bronze Age burials.
One of the characteristic types of artifact of the Early Bronze Age in Ireland is the flat axe. There are five main types of flat axes: Lough Ravel ( 2200 BCE), Ballybeg ( 2000 BCE), Killaha ( 2000 BCE), Ballyvalley ( 2000–1600 BCE), Derryniggin ( 1600 BCE), and a number of metal ingots in the shape of axes.
North Europe
The Bronze Age in Northern Europe spans the entire 2nd millennium BCE (Unetice culture, Urnfield culture, Tumulus culture, Terramare culture, Lusatian culture) lasting until 600 BCE. The Northern Bronze Age was both a period and a Bronze Age culture in Scandinavian pre-history, 1700–500 BCE, with sites that reached as far east as Estonia. Succeeding the Late Neolithic culture, its ethnic and linguistic affinities are unknown in the absence of written sources. It is followed by the Pre-Roman Iron Age.
Even though Northern European Bronze Age cultures were relatively late, and came into existence via trade, sites present rich and well-preserved objects made of wool, wood and imported Central European bronze and gold. Many rock carvings depict ships, and the large stone burial monuments known as stone ships suggest that shipping played an important role. Thousands of rock carvings depict ships, most probably representing sewn plank built canoes for warfare, fishing, and trade. These may have a history as far back as the neolithic period and continue into the Pre-Roman Iron Age, as shown by the Hjortspring boat. There are many mounds and rock carving sites from the period. Numerous artifacts of bronze and gold are found. No written language existed in the Nordic countries during the Bronze Age. The rock carvings have been dated through comparison with depicted artifacts.
Caucasus
Arsenical bronze artifacts of the Maykop culture in the North Caucasus have been dated around the 4th millennium BCE. This innovation resulted in the circulation of arsenical bronze technology over southern and eastern Europe.
Pontic–Caspian steppe
The Yamnaya culture is a Late Copper Age/Early Bronze Age culture of the Southern Bug/Dniester/Ural region (the Pontic steppe), dating to the 36th–23rd centuries BCE. The name also appears in English as Pit-Grave Culture or Ochre-Grave Culture. The Catacomb culture, 2800–2200 BCE, comprises several related Early Bronze Age cultures occupying what is presently Russia and Ukraine. The Srubnaya culture was a Late Bronze Age (18th–12th centuries BCE) culture. It is a successor to the Yamnaya and the Poltavka culture.
Africa
Sub-Saharan Africa
Iron and copper smelting appeared around the same time in most parts of Africa. As such, most African civilizations outside of Egypt did not experience a distinct Bronze Age. Evidence for iron smelting appears earlier or at the same time as copper smelting in Nigeria c. 900–800 BCE, Rwanda and Burundi c. 700–500 BCE and Tanzania c. 300 BCE.
There is a longstanding debate about whether the development of both copper and iron metallurgy were independently developed in sub-Saharan Africa or were introduced from the outside across the Sahara Desert from North Africa or the Indian Ocean. Evidence for theories of independent development and outside introduction are scarce and subject to active scholarly debate. Scholars have suggested that both the relative dearth of archeological research in sub-Saharan Africa as well as long-standing prejudices have limited or biased our understanding of pre-historic metallurgy on the continent. One scholar characterized the state of historical knowledge as such: "To say that the history of metallurgy in sub-Saharan Africa is complicated is perhaps an understatement."
West Africa
Copper smelting took place in West Africa prior to the appearance of iron smelting in the region. Evidence for copper smelting furnaces was found near Agadez, Niger that has been dated as early as 2200 BCE. However, evidence for copper production in this region before 1000 BCE is debated. Evidence of copper mining and smelting has been found at Akjoujt, Mauretania that suggests small scale production 800 to 400 BCE.
Americas
The Moche civilization of South America independently discovered and developed bronze smelting. Bronze technology was developed further by the Incas and used widely both for utilitarian objects and sculpture. A later appearance of limited bronze smelting in West Mexico suggests either contact of that region with Andean cultures or separate discovery of the technology. The Calchaquí people of Northwest Argentina had bronze technology.
Trade
Trade and industry played a major role in the development of the ancient Bronze Age civilizations. With artifacts of the Indus Valley Civilization being found in ancient Mesopotamia and Egypt, it is clear that these civilizations were not only in touch with each other but also trading with each other. Early long-distance trade was limited almost exclusively to luxury goods like spices, textiles and precious metals. Not only did this make cities with ample amounts of these products extremely rich but also led to an intermingling of cultures for the first time in history.
Trade routes were not only over land but also over water. The first and most extensive trade routes were over rivers such as the Nile, the Tigris and the Euphrates which led to growth of cities on the banks of these rivers. The domestication of camels at a later time also helped encourage the use of trade routes over land, linking the Indus Valley with the Mediterranean. This further led to towns sprouting up in numbers anywhere and everywhere there was a pit-stop or caravan-to-ship port.
See also
Altyndepe
Dover Bronze Age Boat
Ferriby Boats
Hillfort
Human timeline
Langdon Bay hoard
Middle Bronze Age migrations (Ancient Near East)
Namazga
Oxhide ingot
Shropshire bulla
Tollense valley battlefield
Notes
References
Eogan, George (1983). The hoards of the Irish later Bronze Age, Dublin: University College, 331 p.,
Hall, David and Coles, John (1994). Fenland survey : an essay in landscape and persistence, Archaeological report 1, London : English Heritage, 170 p.,
Pernicka, E., Eibner, C., Öztunah, Ö., Wagener, G.A. (2003). "Early Bronze Age Metallurgy in the Northeast Aegean", In: Wagner, G.A., Pernicka, E. and Uerpmann, H-P. (eds), Troia and the Troad: scientific approaches, Natural science in archaeology, Berlin; London : Springer, , pp. 143–172
Piccolo, Salvatore (2013). Ancient Stones: The Prehistoric Dolmens of Sicily. Abingdon (GB): Brazen Head Publishing, ,
Waddell, John (1998). The prehistoric archaeology of Ireland, Galway University Press, 433 p.,
Further reading
External links
Links to the Bronze Age in Europe and beyond Commented web index, geographically structured (private website)
Bronze Age Experimental Archeology and Museum Reproductions
Umha Aois – Reconstructed Bronze Age metal casting
Umha Aois – ancient bronze casting videoclip
Aegean and Balkan Prehistory articles, site-reports and bibliography database concerning the Aegean, Balkans and Western Anatolia
"The Transmission of Early Bronze Technology to Thailand: New Perspectives"
Human Timeline (Interactive) – Smithsonian, National Museum of Natural History (August 2016).
Seafaring
Divers unearth Bronze Age hoard off the coast of Devon
Articles which contain graphical timelines
Historical eras | [
101,
1109,
9385,
4936,
1110,
170,
3432,
1669,
117,
2324,
14747,
1568,
10596,
1106,
15508,
10596,
117,
1115,
1108,
6858,
1118,
1103,
1329,
1104,
4394,
117,
1107,
1199,
1877,
5250,
2430,
118,
2269,
117,
1105,
1168,
1346,
1956,
1104,
3953,
12442,
119,
1109,
9385,
4936,
1110,
1103,
1248,
3981,
1669,
1104,
1103,
1210,
118,
1425,
4118,
118,
9385,
118,
5621,
1449,
117,
1112,
3000,
1107,
9875,
1118,
2131,
147,
17176,
16648,
3792,
24484,
3792,
117,
1111,
1705,
8985,
1105,
5076,
2890,
9306,
1105,
1607,
119,
1760,
2890,
12442,
1110,
8012,
1106,
1129,
1226,
1104,
1103,
9385,
4936,
1272,
1122,
1719,
1666,
4394,
1118,
188,
10212,
1916,
1157,
1319,
7335,
1105,
20107,
1158,
1122,
1114,
14086,
117,
170,
22972,
1596,
117,
1137,
1168,
13237,
117,
1137,
6537,
1168,
4454,
1111,
4394,
1121,
1707,
1877,
6890,
119,
9385,
1108,
5747,
1105,
1167,
3840,
9739,
1190,
1168,
13237,
1907,
1120,
1103,
1159,
117,
3525,
9385,
4936,
12442,
1116,
1106,
4361,
170,
12675,
4316,
119,
1799,
13669,
3926,
1110,
8534,
13504,
117,
1157,
1344,
14838,
1553,
1104,
1973,
1122,
1149,
1104,
2519,
1104,
1887,
1329,
1235,
1103,
1322,
1104,
1103,
1248,
17928,
10596,
119,
16452,
112,
188,
1822,
14838,
1553,
1104,
1105,
7335,
112,
188,
3860,
8828,
14838,
1553,
1104,
1973,
1172,
1439,
1103,
9816,
1104,
1103,
22756,
12993,
180,
2723,
2316,
117,
1134,
2236,
1171,
1106,
127,
117,
1288,
3823,
1105,
1127,
1682,
1106,
3133,
7479,
3407,
1190,
119,
20657,
1105,
14086,
12327,
1116,
1132,
4054,
117,
1290,
1175,
1127,
1185,
14086,
4394,
1116,
1107,
2102,
3165,
1196,
6157,
1107,
4394,
1310,
1107,
1103,
2973,
17928,
10596,
119,
20062,
117,
1103,
9385,
4936,
2412,
1723,
1103,
22756,
1669,
117,
1114,
1103,
24705,
1233,
2528,
26238,
2688,
1112,
170,
6468,
119,
9385,
4936,
8708,
21286,
1107,
1147,
1718,
1104,
2269,
119,
1792,
1106,
8962,
2554,
117,
8708,
1107,
2508,
7301,
11439,
26817,
113,
16408,
1673,
20226,
5444,
114,
1105,
4498,
113,
20844,
10771,
18901,
19992,
114,
1872,
1103,
5041,
6691,
2269,
2344,
119,
2892,
1109,
2905,
1669,
1110,
6858,
1118,
1103,
6506,
1329,
1104,
4394,
117,
1463,
1103,
1282,
1105,
1159,
1104,
1103,
4784,
1105,
1718,
1104,
4394,
2815,
1127,
1136,
23578,
188,
27250,
8167,
23038,
1361,
119,
4243,
118,
1189,
14086,
4394,
2815,
5315,
1383,
1707,
4884,
119,
16452,
1538,
1129,
24359,
113,
2871,
1112,
1103,
14086,
12327,
11019,
19828,
2083,
3150,
114,
1105,
188,
10212,
1906,
10380,
117,
1173,
1896,
1106,
2633,
7335,
1106,
1294,
4394,
20107,
119,
1109,
9385,
4936,
1108,
170,
1159,
1104,
4154,
1329,
1104,
13237,
1105,
1104,
4297,
2597,
6379,
113,
3969,
16452,
3509,
1105,
2597,
1107,
2890,
1551,
114,
119,
138,
1381,
2592,
5401,
1115,
1103,
5041,
14086,
118,
20107,
4394,
4595,
1106,
1103,
2286,
118,
4025,
17928,
10596,
1107,
170,
25354,
18308,
1161,
2754,
1751,
1107,
153,
2858,
18308,
7923,
113,
6689,
114,
117,
1780,
1142,
2754,
1110,
1136,
7228,
1193,
1737,
1226,
1104,
1103,
9385,
4936,
119,
1109,
4676,
1104,
1103,
20235,
1144,
1151,
11807,
119,
9669,
1689,
2102,
3165,
1105,
1103,
9669,
1689,
1127,
1103,
1148,
4001,
1106,
3873,
1103,
9385,
4936,
117,
1134,
1310,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
British Steel was a major British steel producer. It originated from the nationalised British Steel Corporation (BSC), formed in 1967, which was privatised as a public limited company, British Steel plc, in 1988. It was once a constituent of the FTSE 100 Index. The company merged with Koninklijke Hoogovens to form Corus Group in 1999.
History
Alasdair M. Blair (1997), Professor of International Relations and Head of the Department of Politics and Public Policy at De Montfort University, has explored the history of British Steel since the Second World War to evaluate the impact of government intervention in a market economy. He suggests that entrepreneurship was lacking in the 1940s; the government could not persuade the industry to upgrade its plants. For generations, the industry had followed a piecemeal growth pattern that proved relatively inefficient in the face of world competition.
The Labour Party came to power at the 1945 general election, pledging to bring several industries into state ownership. In 1946, it put the first steel development plan into practice with the aim of increasing capacity. It passed the Iron and Steel Act 1949, which meant nationalisation of the industry, as the government bought out the shareholders, and created the Iron and Steel Corporation of Great Britain. American Marshall Plan aid in 1948–50 reinforced modernisation efforts and provided funding for them. However, the nationalisation was reversed by the Conservative government after 1952.
The industry was re-nationalised in 1967 under another Labour government, becoming British Steel Corporation (BSC). But by then, 20 years of political manipulation had left companies, such as British Steel, with serious problems: a complacency with existing equipment, plants operating below full capacity (hence the low efficiency), poor-quality assets, outdated technology, government price controls, higher coal and oil costs, lack of funds for capital improvement, and increasing competition on the world market.
By the 1970s, the Labour government's main goal for the declining industry was to keep employment high. Since British Steel was a major employer in depressed regions, it was decided to keep many mills and facilities operating at a loss. In the 1980s, Conservative Prime Minister Margaret Thatcher re-privatised BSC as British Steel. Under private control, the company dramatically cut its workforce and underwent a radical reorganisation and massive capital investment to again become competitive in the world marketplace.
Nationalisation
BSC was formed from the assets of former private companies which had been nationalised, largely under the Labour government of Harold Wilson, on 28 July 1967. Wilson's was the second attempt at nationalisation, the post-war government of Clement Attlee had created the Iron and Steel Corporation of Great Britain in 1951 taking public ownership of 80 companies but this had been largely reversed by the following Conservative governments of the 1950s with only Britain's largest steel company, Richard Thomas and Baldwins, remaining in public ownership.
BSC was established under the Iron and Steel Act 1967, which vested in the Corporation the shares of the fourteen major UK-based steel companies then in operation, being:
David Colville & Sons;
Consett Iron Company Ltd;
Dorman Long & Company Ltd;
English Steel Corporation Ltd;
GKN Steel Company Ltd;
John Summers & Sons Ltd;
The Lancashire Steel Corporation Ltd;
The Park Gate Iron and Steel Company Ltd;
Richard Thomas and Baldwins Ltd;
Round Oak Steelworks Ltd;
South Durham Steel & Iron Company Ltd;
The Steel Company of Wales Ltd;
Stewarts & Lloyds, Ltd; and
The United Steel Companies Ltd.
At the time of its formation, BSC comprised around ninety percent of the UK's steelmaking capacity; it had around 268,500 employees and around 200 wholly or partly-owned subsidiaries based in the United Kingdom, Australia, New Zealand, Canada, Africa, South Asia, and South America.
Dorman Long, South Durham and Stewarts and Lloyds had merged as British Steel and Tube Ltd before vesting took place. BSC later arranged an exchange deal with Guest, Keen and Nettlefolds Ltd (GKN), the parent company of GKN Steel, under which BSC acquired Dowlais Ironworks at Merthyr Tydfil and GKN took over BSC's Brymbo Steelworks near Wrexham.
Restructuring
According to Blair (1997), British Steel faced serious problems at the time of its formation, including obsolescent plants; plants operating under capacity and thus at low efficiency; outdated technology; price controls that reduced marketing flexibility; soaring coal and oil costs; lack of capital investment funds; and increasing competition on the world market. By the 1970s, the government adopted a policy of keeping employment high in the declining industry. This especially impacted BSC since it was a major employer in a number of depressed regions.
One of the arguments made in favour of nationalisation was that it would enable steel production to be rationalised. This involved concentrating investment on major integrated plants, placed near the coast for ease of access by sea, and closing older, smaller plants, especially those that had been located inland for proximity to coal supplies.
From the mid-1970s, British Steel pursued a strategy of concentrating steelmaking in five areas: South Wales, South Yorkshire, Scunthorpe, Teesside and Scotland. This policy continued following the Conservative victory at the 1979 general election. Other traditional steelmaking areas faced cutbacks. Under the Labour government of James Callaghan, a review by Lord Beswick had led to the reprieve of the so-called 'Beswick plants', for social reasons, but subsequent governments were obliged under EU rules to withdraw subsidies. Major changes resulted across Europe, including in the UK:
At Consett, the closure of the British Steel works in 1980 marked the end of steel production in Derwent Valley and the sharp decline of the area.
At Corby, the closure of the former Stewarts & Lloyds site in the early-1980s saw the loss of 11,000 jobs, leading to an initial unemployment rate of over 30%.
In Wales, works at East Moors (Cardiff) closed.
Shotton closure of the heavy end with the loss of over 6,000 jobs.
In Scotland, Western Europe's largest hot strip steel mill Ravenscraig steelworks, near Motherwell, North Lanarkshire, was closed by British Steel in 1992, leading to high levels of unemployment in the area. It also led to the closure of several local support and satellite businesses, such as the nearby British Steel Clydesdale Works in Mossend, Clyde Alloy in Netherton and equipment maker Anderson Strathclyde. Demolition of the site's landmark blue gasometer in 1996, and the subsequent cleanup operation, has created the largest brownfield site in Europe. This huge area between Motherwell and Wishaw is in line to be transformed into the new town of Ravenscraig, a project partly funded by Corus.
Privatisation
The Conservative manifesto for the 1987 general election noted that "British Steel has more than doubled its productivity since 1979 and made a profit last year for the first time in over ten years."
Following Margaret Thatcher's re-election, on 3 December 1987 the Conservative government formally announced in a statement by Kenneth Clarke, Minister of State for Trade and Industry, that it intended to privatise the British Steel Corporation.
On 5 September 1988 the assets, rights and liabilities of British Steel Corporation were transferred to British Steel plc, registered under the Companies Act as company number 2280000, by the British Steel Act 1988.
The government retained a special share which carried no voting rights but until 31 December 1993, permitted the government to stop any one party controlling more than 15% of the shares.
British Steel employees were given a free allocation of shares, and offered two free shares for each they purchased up to £165, discounted shares up to £2,200, and priority on applying for shares up to £10,000.
Dealing in shares opened on the London Stock Exchange on 5 December 1988.
Post-privatisation
The privatised company later merged with the Dutch steel producer Koninklijke Hoogovens to form Corus Group on 6 October 1999. Corus itself was taken over in March 2007 by the Indian steel operator Tata Steel.
Chairmen
Julian, Lord Melchett (1967–1973)
Monty Finniston (1973–1976)
Charles Villiers (1976–1980)
Ian MacGregor (1980–1983)
Robert Haslam (1983–1986)
Robert Scholey (1986–1992)
Sir Brian Moffat (1992-1999)
Ian MacGregor later became famous for his role as Chairman of the National Coal Board during the UK miners' strike (1984–1985). During the strike the "Battle of Orgreave" took place at British Steel's coking plant.
Sponsorships
In 1971 British Steel sponsored Sir Chay Blyth in his record-making non-stop circumnavigation against the winds and currents, known as 'The Impossible Voyage'. In 1992 they sponsored the British Steel Challenge, the first of a series of 'wrong way' races for amateur crews.
British Steel had agreed a sponsorship deal with Middlesbrough Football Club during the 1994–95 season, with a view to British Steel-sponsored Middlesbrough shirts making their appearance the following season. But the sponsorship deal was terminated before it commenced after it was revealed that British steel only made up a tiny fraction of steel used in construction of the stadium, and that the bulk of the steel had been imported from Germany.
In popular culture
The English rock band XTC mentioned British Steel in their 1979 song Making Plans for Nigel.
See also
British Iron and Steel Research Association
References
Bibliography
Further reading
, on nationalization 1945–50, pp 183–235
Dudley, G. F., and J. J. Richardson, eds. Politics and Steel in Britain, 1967–1988: The Life and Times of the British Steel Corporation (1990)
Rhodes, Martin; Wright, Vincent. "The European Steel Unions and the Steel Crisis, 1974–84: A Study in the Demise of Traditional Unionism," British Journal of Political Science, April 1988, Vol. 18 Issue 2, pp 171–195 in JSTOR
Scheuerman, William. The Steel Crisis: The Economics and Politics of a Declining Industry (1986)
External links
British Steel Corporation, 1988 Competition Commission report
British Steel plc and C Walker & Sons (Holdings) Ltd, 1990 Competition Commission report
Catalogue of the BSC archives, held at the Modern Records Centre, University of Warwick
Catalogue of the BSC Department of Operational Research archives, held at the Modern Records Centre, University of Warwick
Steel companies of the United Kingdom
Defunct companies of the United Kingdom
Former nationalised industries of the United Kingdom
British companies established in 1967
Manufacturing companies established in 1967
Manufacturing companies disestablished in 1999
1967 establishments in England
1999 disestablishments in England
Companies formerly listed on the London Stock Exchange
British companies disestablished in 1999
Tata Steel Europe | [
101,
1418,
8180,
1108,
170,
1558,
1418,
3649,
2451,
119,
1135,
7506,
1121,
1103,
1569,
3673,
1418,
8180,
3436,
113,
21948,
1658,
114,
117,
1824,
1107,
2573,
117,
1134,
1108,
185,
2047,
26465,
3673,
1112,
170,
1470,
2609,
1419,
117,
1418,
8180,
23892,
117,
1107,
2115,
119,
1135,
1108,
1517,
170,
17962,
1104,
1103,
143,
11365,
2036,
1620,
10146,
119,
1109,
1419,
4564,
1114,
19892,
10430,
1377,
2646,
17187,
1162,
9800,
26205,
7912,
1116,
1106,
1532,
3291,
6208,
1990,
1107,
1729,
119,
2892,
2586,
2225,
14117,
1197,
150,
119,
10378,
113,
1816,
114,
117,
2986,
1104,
1570,
9269,
1105,
3763,
1104,
1103,
1951,
1104,
11207,
1105,
2710,
7037,
1120,
3177,
20018,
11088,
1239,
117,
1144,
10581,
1103,
1607,
1104,
1418,
8180,
1290,
1103,
2307,
1291,
1414,
1106,
17459,
1103,
3772,
1104,
1433,
9108,
1107,
170,
2319,
4190,
119,
1124,
5401,
1115,
21607,
3157,
1108,
11744,
1107,
1103,
7177,
132,
1103,
1433,
1180,
1136,
14528,
1103,
2380,
1106,
12764,
1157,
3546,
119,
1370,
8225,
117,
1103,
2380,
1125,
1723,
170,
2727,
3263,
1348,
3213,
4844,
1115,
4132,
3860,
1107,
11470,
19568,
1107,
1103,
1339,
1104,
1362,
2208,
119,
1109,
4560,
1786,
1338,
1106,
1540,
1120,
1103,
2481,
1704,
1728,
117,
185,
2433,
3375,
1106,
2498,
1317,
7519,
1154,
1352,
5582,
119,
1130,
3064,
117,
1122,
1508,
1103,
1148,
3649,
1718,
2197,
1154,
2415,
1114,
1103,
6457,
1104,
4138,
3211,
119,
1135,
2085,
1103,
5621,
1105,
8180,
2173,
3224,
117,
1134,
2318,
1569,
5771,
1104,
1103,
2380,
117,
1112,
1103,
1433,
3306,
1149,
1103,
16741,
117,
1105,
1687,
1103,
5621,
1105,
8180,
3436,
1104,
2038,
2855,
119,
1237,
5137,
7382,
4256,
1107,
3027,
782,
1851,
11331,
2030,
5771,
3268,
1105,
2136,
4198,
1111,
1172,
119,
1438,
117,
1103,
1569,
5771,
1108,
11802,
1118,
1103,
5739,
1433,
1170,
3130,
119,
1109,
2380,
1108,
1231,
118,
1569,
3673,
1107,
2573,
1223,
1330,
4560,
1433,
117,
2479,
1418,
8180,
3436,
113,
21948,
1658,
114,
119,
1252,
1118,
1173,
117,
1406,
1201,
1104,
1741,
18776,
1125,
1286,
2557,
117,
1216,
1112,
1418,
8180,
117,
1114,
3021,
2645,
131,
170,
3254,
11256,
7232,
1114,
3685,
3204,
117,
3546,
3389,
2071,
1554,
3211,
113,
7544,
1103,
1822,
8096,
114,
117,
2869,
118,
3068,
6661,
117,
1149,
14459,
2815,
117,
1433,
3945,
7451,
117,
2299,
5289,
1105,
2949,
4692,
117,
2960,
1104,
4381,
1111,
2364,
8331,
117,
1105,
4138,
2208,
1113,
1103,
1362,
2319,
119,
1650,
1103,
3095,
117,
1103,
4560,
1433,
112,
188,
1514,
2273,
1111,
1103,
14828,
2380,
1108,
1106,
1712,
6233,
1344,
119,
1967,
1418,
8180,
1108,
170,
1558,
11440,
1107,
15941,
4001,
117,
1122,
1108,
1879,
1106,
1712,
1242,
11467,
1105,
3380,
3389,
1120,
170,
2445,
119,
1130,
1103,
3011,
117,
5739,
3460,
2110,
4811,
23300,
1231,
118,
185,
2047,
26465,
3673,
21948,
1658,
1112,
1418,
8180,
119,
2831,
2029,
1654,
117,
1103,
1419,
12235,
2195,
1157,
17034,
1105,
9315,
170,
8276,
1231,
28037,
1105,
4672,
2364,
5151,
1106,
1254,
1561,
6591,
1107,
1103,
1362,
24210,
119,
1305,
5771,
21948,
1658,
1108,
1824,
1121,
1103,
6661,
1104,
1393,
2029,
2557,
1134,
1125,
1151,
1569,
3673,
117,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Bees are insects with wings closely related to wasps and ants, known for their role in pollination and, in the case of the best-known bee species, the western honey bee, for producing honey. Bees are a monophyletic lineage within the superfamily Apoidea. They are presently considered a clade, called Anthophila. There are over 16,000 known species of bees in seven recognized biological families. Some speciesincluding honey bees, bumblebees, and stingless beeslive socially in colonies while most species (>90%)including mason bees, carpenter bees, leafcutter bees, and sweat beesare solitary.
Bees are found on every continent except for Antarctica, in every habitat on the planet that contains insect-pollinated flowering plants. The most common bees in the Northern Hemisphere are the Halictidae, or sweat bees, but they are small and often mistaken for wasps or flies. Bees range in size from tiny stingless bee species, whose workers are less than long, to Megachile pluto, the largest species of leafcutter bee, whose females can attain a length of .
Bees feed on nectar and pollen, the former primarily as an energy source and the latter primarily for protein and other nutrients. Most pollen is used as food for their larvae. Vertebrate predators of bees include primates and birds such as bee-eaters; insect predators include beewolves and dragonflies.
Bee pollination is important both ecologically and commercially, and the decline in wild bees has increased the value of pollination by commercially managed hives of honey bees. The analysis of 353 wild bee and hoverfly species across Britain from 1980 to 2013 found the insects have been lost from a quarter of the places they inhabited in 1980.
Human beekeeping or apiculture (meliponiculture for stingless bees) has been practised for millennia, since at least the times of Ancient Egypt and Ancient Greece. Bees have appeared in mythology and folklore, through all phases of art and literature from ancient times to the present day, although primarily focused in the Northern Hemisphere where beekeeping is far more common. In Mesoamerica, the Mayans have practiced large-scale intensive meliponiculture since pre-Columbian times.
Evolution
The ancestors of bees were wasps in the family Crabronidae, which were predators of other insects. The switch from insect prey to pollen may have resulted from the consumption of prey insects which were flower visitors and were partially covered with pollen when they were fed to the wasp larvae. This same evolutionary scenario may have occurred within the vespoid wasps, where the pollen wasps evolved from predatory ancestors. The oldest non-compression bee fossil is found in New Jersey amber, Cretotrigona prisca, a corbiculate bee of Cretaceous age (~65 mya). A fossil from the early Cretaceous (~100 mya), Melittosphex burmensis, was initially considered "an extinct lineage of pollen-collecting Apoidea sister to the modern bees", but subsequent research has rejected the claim that Melittosphex is a bee, or even a member of the superfamily Apoidea to which bees belong, instead treating the lineage as incertae sedis within the Aculeata. By the Eocene (~45 mya) there was already considerable diversity among eusocial bee lineages.
The highly eusocial corbiculate Apidae appeared roughly 87 Mya, and the Allodapini (within the Apidae) around 53 Mya.
The Colletidae appear as fossils only from the late Oligocene (~25 Mya) to early Miocene.
The Melittidae are known from Palaeomacropis eocenicus in the Early Eocene.
The Megachilidae are known from trace fossils (characteristic leaf cuttings) from the Middle Eocene.
The Andrenidae are known from the Eocene-Oligocene boundary, around 34 Mya, of the Florissant shale.
The Halictidae first appear in the Early Eocene with species found in amber. The Stenotritidae are known from fossil brood cells of Pleistocene age.
Coevolution
The earliest animal-pollinated flowers were shallow, cup-shaped blooms pollinated by insects such as beetles, so the syndrome of insect pollination was well established before the first appearance of bees. The novelty is that bees are specialized as pollination agents, with behavioral and physical modifications that specifically enhance pollination, and are the most efficient pollinating insects. In a process of coevolution, flowers developed floral rewards such as nectar and longer tubes, and bees developed longer tongues to extract the nectar. Bees also developed structures known as scopal hairs and pollen baskets to collect and carry pollen. The location and type differ among and between groups of bees. Most species have scopal hairs on their hind legs or on the underside of their abdomens. Some species in the family Apidae have pollen baskets on their hind legs, while very few lack these and instead collect pollen in their crops. The appearance of these structures drove the adaptive radiation of the angiosperms, and, in turn, bees themselves. Bees coevolved not only with flowers but it is believed that some species coevolved with mites. Some provide tufts of hairs called acarinaria that appear to provide lodgings for mites; in return, it is believed that mites eat fungi that attack pollen, so the relationship in this case may be mutualistc.
Phylogeny
External
This phylogenetic tree is based on Debevic et al, 2012, which used molecular phylogeny to demonstrate that the bees (Anthophila) arose from deep within the Crabronidae, which is therefore paraphyletic. The placement of the Heterogynaidae is uncertain. The small subfamily Mellininae was not included in this analysis.
Internal
This cladogram of the bee families is based on Hedtke et al., 2013, which places the former families Dasypodaidae and Meganomiidae as subfamilies inside the Melittidae. English names, where available, are given in parentheses.
Characteristics
Bees differ from closely related groups such as wasps by having branched or plume-like setae (hairs), combs on the forelimbs for cleaning their antennae, small anatomical differences in limb structure, and the venation of the hind wings; and in females, by having the seventh dorsal abdominal plate divided into two half-plates.
Bees have the following characteristics:
A pair of large compound eyes which cover much of the surface of the head. Between and above these are three small simple eyes (ocelli) which provide information on light intensity.
The antennae usually have 13 segments in males and 12 in females, and are geniculate, having an elbow joint part way along. They house large numbers of sense organs that can detect touch (mechanoreceptors), smell and taste; and small, hairlike mechanoreceptors that can detect air movement so as to "hear" sounds.
The mouthparts are adapted for both chewing and sucking by having both a pair of mandibles and a long proboscis for sucking up nectar.
The thorax has three segments, each with a pair of robust legs, and a pair of membranous wings on the hind two segments. The front legs of corbiculate bees bear combs for cleaning the antennae, and in many species the hind legs bear pollen baskets, flattened sections with incurving hairs to secure the collected pollen. The wings are synchronised in flight, and the somewhat smaller hind wings connect to the forewings by a row of hooks along their margin which connect to a groove in the forewing.
The abdomen has nine segments, the hindermost three being modified into the sting.
The largest species of bee is thought to be Wallace's giant bee Megachile pluto, whose females can attain a length of . The smallest species may be dwarf stingless bees in the tribe Meliponini whose workers are less than in length.
Sociality
Haplodiploid breeding system
According to inclusive fitness theory, organisms can gain fitness not just through increasing their own reproductive output, but also that of close relatives. In evolutionary terms, individuals should help relatives when Cost < Relatedness * Benefit. The requirements for eusociality are more easily fulfilled by haplodiploid species such as bees because of their unusual relatedness structure.
In haplodiploid species, females develop from fertilized eggs and males from unfertilized eggs. Because a male is haploid (has only one copy of each gene), his daughters (which are diploid, with two copies of each gene) share 100% of his genes and 50% of their mother's. Therefore, they share 75% of their genes with each other. This mechanism of sex determination gives rise to what W. D. Hamilton termed "supersisters", more closely related to their sisters than they would be to their own offspring. Workers often do not reproduce, but they can pass on more of their genes by helping to raise their sisters (as queens) than they would by having their own offspring (each of which would only have 50% of their genes), assuming they would produce similar numbers. This unusual situation has been proposed as an explanation of the multiple (at least 9) evolutions of eusociality within Hymenoptera.
Haplodiploidy is neither necessary nor sufficient for eusociality. Some eusocial species such as termites are not haplodiploid. Conversely, all bees are haplodiploid but not all are eusocial, and among eusocial species many queens mate with multiple males, creating half-sisters that share only 25% of each-other's genes. But, monogamy (queens mating singly) is the ancestral state for all eusocial species so far investigated, so it is likely that haplodiploidy contributed to the evolution of eusociality in bees.
Eusociality
Bees may be solitary or may live in various types of communities. Eusociality appears to have originated from at least three independent origins in halictid bees. The most advanced of these are species with eusocial colonies; these are characterised by cooperative brood care and a division of labour into reproductive and non-reproductive adults, plus overlapping generations. This division of labour creates specialized groups within eusocial societies which are called castes. In some species, groups of cohabiting females may be sisters, and if there is a division of labour within the group, they are considered semisocial. The group is called eusocial if, in addition, the group consists of a mother (the queen) and her daughters (workers). When the castes are purely behavioural alternatives, with no morphological differentiation other than size, the system is considered primitively eusocial, as in many paper wasps; when the castes are morphologically discrete, the system is considered highly eusocial.
True honey bees (genus Apis, of which eight species are currently recognized) are highly eusocial, and are among the best known insects. Their colonies are established by swarms, consisting of a queen and several thousand workers. There are 29 subspecies of one of these species, Apis mellifera, native to Europe, the Middle East, and Africa. Africanized bees are a hybrid strain of A. mellifera that escaped from experiments involving crossing European and African subspecies; they are extremely defensive.
Stingless bees are also highly eusocial. They practise mass provisioning, with complex nest architecture and perennial colonies also established via swarming.
Many bumblebees are eusocial, similar to the eusocial Vespidae such as hornets in that the queen initiates a nest on her own rather than by swarming. Bumblebee colonies typically have from 50 to 200 bees at peak population, which occurs in mid to late summer. Nest architecture is simple, limited by the size of the pre-existing nest cavity, and colonies rarely last more than a year. In 2011, the International Union for Conservation of Nature set up the Bumblebee Specialist Group to review the threat status of all bumblebee species worldwide using the IUCN Red List criteria.
There are many more species of primitively eusocial than highly eusocial bees, but they have been studied less often. Most are in the family Halictidae, or "sweat bees". Colonies are typically small, with a dozen or fewer workers, on average. Queens and workers differ only in size, if at all. Most species have a single season colony cycle, even in the tropics, and only mated females hibernate. A few species have long active seasons and attain colony sizes in the hundreds, such as Halictus hesperus. Some species are eusocial in parts of their range and solitary in others, or have a mix of eusocial and solitary nests in the same population. The orchid bees (Apidae) include some primitively eusocial species with similar biology. Some allodapine bees (Apidae) form primitively eusocial colonies, with progressive provisioning: a larva's food is supplied gradually as it develops, as is the case in honey bees and some bumblebees.
Solitary and communal bees
Most other bees, including familiar insects such as carpenter bees, leafcutter bees and mason bees are solitary in the sense that every female is fertile, and typically inhabits a nest she constructs herself. There is no division of labor so these nests lack queens and worker bees for these species. Solitary bees typically produce neither honey nor beeswax.
Bees collect pollen to feed their young, and have the necessary adaptations to do this. However, certain wasp species such as pollen wasps have similar behaviours, and a few species of bee scavenge from carcases to feed their offspring. Solitary bees are important pollinators; they gather pollen to provision their nests with food for their brood. Often it is mixed with nectar to form a paste-like consistency. Some solitary bees have advanced types of pollen-carrying structures on their bodies. Very few species of solitary bee are being cultured for commercial pollination. Most of these species belong to a distinct set of genera which are commonly known by their nesting behavior or preferences, namely: carpenter bees, sweat bees, mason bees, plasterer bees, squash bees, dwarf carpenter bees, leafcutter bees, alkali bees and digger bees.
Most solitary bees are fossorial, digging nests in the ground in a variety of soil textures and conditions, while others create nests in hollow reeds or twigs, or holes in wood. The female typically creates a compartment (a "cell") with an egg and some provisions for the resulting larva, then seals it off. A nest may consist of numerous cells. When the nest is in wood, usually the last (those closer to the entrance) contain eggs that will become males. The adult does not provide care for the brood once the egg is laid, and usually dies after making one or more nests. The males typically emerge first and are ready for mating when the females emerge. Solitary bees very unlikely to sting (only in self-defense, if ever), and some (esp. in the family Andrenidae) are stingless.
While solitary, females each make individual nests. Some species, such as the European mason bee Hoplitis anthocopoides, and the Dawson's Burrowing bee, Amegilla dawsoni, are gregarious, preferring to make nests near others of the same species, and giving the appearance of being social. Large groups of solitary bee nests are called aggregations, to distinguish them from colonies. In some species, multiple females share a common nest, but each makes and provisions her own cells independently. This type of group is called "communal" and is not uncommon. The primary advantage appears to be that a nest entrance is easier to defend from predators and parasites when multiple females use that same entrance regularly.
Biology
Life cycle
The life cycle of a bee, be it a solitary or social species, involves the laying of an egg, the development through several moults of a legless larva, a pupation stage during which the insect undergoes complete metamorphosis, followed by the emergence of a winged adult. Most solitary bees and bumble bees in temperate climates overwinter as adults or pupae and emerge in spring when increasing numbers of flowering plants come into bloom. The males usually emerge first and search for females with which to mate. The sex of a bee is determined by whether or not the egg is fertilised; after mating, a female stores the sperm, and determines which sex is required at the time each individual egg is laid, fertilised eggs producing female offspring and unfertilised eggs, males. Tropical bees may have several generations in a year and no diapause stage.
The egg is generally oblong, slightly curved and tapering at one end. Solitary bees, lay each egg in a separate cell with a supply of mixed pollen and nectar next to it. This may be rolled into a pellet or placed in a pile and is known as mass provisioning. Social bee species provision progressively, that is, they feed the larva regularly while it grows. The nest varies from a hole in the ground or in wood, in solitary bees, to a substantial structure with wax combs in bumblebees and honey bees.
In most species, larvae are whitish grubs, roughly oval and bluntly-pointed at both ends. They have 15 segments and spiracles in each segment for breathing. They have no legs but move within the cell, helped by tubercles on their sides. They have short horns on the head, jaws for chewing food and an appendage on either side of the mouth tipped with a bristle. There is a gland under the mouth that secretes a viscous liquid which solidifies into the silk they use to produce a cocoon. The cocoon is semi-transparent and the pupa can be seen through it. Over the course of a few days, the larva undergoes metamorphosis into a winged adult. When ready to emerge, the adult splits its skin dorsally and climbs out of the exuviae and breaks out of the cell.
Flight
Antoine Magnan's 1934 book Le vol des insectes, says that he and André Sainte-Laguë had applied the equations of air resistance to insects and found that their flight could not be explained by fixed-wing calculations, but that "One shouldn't be surprised that the results of the calculations don't square with reality". This has led to a common misconception that bees "violate aerodynamic theory". In fact it merely confirms that bees do not engage in fixed-wing flight, and that their flight is explained by other mechanics, such as those used by helicopters. In 1996 it was shown that vortices created by many insects' wings helped to provide lift. High-speed cinematography and robotic mock-up of a bee wing showed that lift was generated by "the unconventional combination of short, choppy wing strokes, a rapid rotation of the wing as it flops over and reverses direction, and a very fast wing-beat frequency". Wing-beat frequency normally increases as size decreases, but as the bee's wing beat covers such a small arc, it flaps approximately 230 times per second, faster than a fruitfly (200 times per second) which is 80 times smaller.
Navigation, communication, and finding food
The ethologist Karl von Frisch studied navigation in the honey bee. He showed that honey bees communicate by the waggle dance, in which a worker indicates the location of a food source to other workers in the hive. He demonstrated that bees can recognize a desired compass direction in three different ways: by the sun, by the polarization pattern of the blue sky, and by the earth's magnetic field. He showed that the sun is the preferred or main compass; the other mechanisms are used under cloudy skies or inside a dark beehive. Bees navigate using spatial memory with a "rich, map-like organization".
Digestion
The gut of bees is relatively simple, but multiple metabolic strategies exist in the gut microbiota. Pollinating bees consume nectar and pollen, which require different digestion strategies by somewhat specialized bacteria. While nectar is a liquid of mostly monosaccharide sugars and so easily absorbed, pollen contains complex polysaccharides: branching pectin and hemicellulose. Approximately five groups of bacteria are involved in digestion. Three groups specialize in simple sugars (Snodgrassella and two groups of Lactobacillus), and two other groups in complex sugars (Gilliamella and Bifidobacterium). Digestion of pectin and hemicellulose is dominated by bacterial clades Gilliamella and Bifidobacterium respectively. Bacteria that cannot digest polysaccharides obtain enzymes from their neighbors, and bacteria that lack certain amino acids do the same, creating multiple ecological niches.
Although most bee species are nectarivorous and palynivorous, some are not. Particularly unusual are vulture bees in the genus Trigona, which consume carrion and wasp brood, turning meat into a honey-like substance.
Ecology
Floral relationships
Most bees are polylectic (generalist) meaning they collect pollen from a range of flowering plants, but some are oligoleges (specialists), in that they only gather pollen from one or a few species or genera of closely related plants. Specialist pollinators also include bee species which gather floral oils instead of pollen, and male orchid bees, which gather aromatic compounds from orchids (one of the few cases where male bees are effective pollinators). Bees are able to sense the presence of desirable flowers through ultraviolet patterning on flowers, floral odors, and even electromagnetic fields. Once landed, a bee then uses nectar quality and pollen taste to determine whether to continue visiting similar flowers.
In rare cases, a plant species may only be effectively pollinated by a single bee species, and some plants are endangered at least in part because their pollinator is also threatened. But, there is a pronounced tendency for oligolectic bees to be associated with common, widespread plants visited by multiple pollinator species. For example, the creosote bush in the arid parts of the United States southwest is associated with some 40 oligoleges.
As mimics and models
Many bees are aposematically coloured, typically orange and black, warning of their ability to defend themselves with a powerful sting. As such they are models for Batesian mimicry by non-stinging insects such as bee-flies, robber flies and hoverflies, all of which gain a measure of protection by superficially looking and behaving like bees.
Bees are themselves Müllerian mimics of other aposematic insects with the same colour scheme, including wasps, lycid and other beetles, and many butterflies and moths (Lepidoptera) which are themselves distasteful, often through acquiring bitter and poisonous chemicals from their plant food. All the Müllerian mimics, including bees, benefit from the reduced risk of predation that results from their easily recognised warning coloration.
Bees are also mimicked by plants such as the bee orchid which imitates both the appearance and the scent of a female bee; male bees attempt to mate (pseudocopulation) with the furry lip of the flower, thus pollinating it.
As brood parasites
Brood parasites occur in several bee families including the apid subfamily Nomadinae. Females of these species lack pollen collecting structures (the scopa) and do not construct their own nests. They typically enter the nests of pollen collecting species, and lay their eggs in cells provisioned by the host bee. When the "cuckoo" bee larva hatches, it consumes the host larva's pollen ball, and often the host egg also. In particular, the Arctic bee species, Bombus hyperboreus is an aggressive species that attacks and enslaves other bees of the same subgenus. However, unlike many other bee brood parasites, they have pollen baskets and often collect pollen.
In Southern Africa, hives of African honeybees (A. mellifera scutellata) are being destroyed by parasitic workers of the Cape honeybee, A. m. capensis. These lay diploid eggs ("thelytoky"), escaping normal worker policing, leading to the colony's destruction; the parasites can then move to other hives.
The cuckoo bees in the Bombus subgenus Psithyrus are closely related to, and resemble, their hosts in looks and size. This common pattern gave rise to the ecological principle "Emery's rule". Others parasitize bees in different families, like Townsendiella, a nomadine apid, two species of which are cleptoparasites of the dasypodaid genus Hesperapis, while the other species in the same genus attacks halictid bees.
Nocturnal bees
Four bee families (Andrenidae, Colletidae, Halictidae, and Apidae) contain some species that are crepuscular. Most are tropical or subtropical, but some live in arid regions at higher latitudes. These bees have greatly enlarged ocelli, which are extremely sensitive to light and dark, though incapable of forming images. Some have refracting superposition compound eyes: these combine the output of many elements of their compound eyes to provide enough light for each retinal photoreceptor. Their ability to fly by night enables them to avoid many predators, and to exploit flowers that produce nectar only or also at night.
Predators, parasites and pathogens
Vertebrate predators of bees include bee-eaters, shrikes and flycatchers, which make short sallies to catch insects in flight. Swifts and swallows fly almost continually, catching insects as they go. The honey buzzard attacks bees' nests and eats the larvae. The greater honeyguide interacts with humans by guiding them to the nests of wild bees. The humans break open the nests and take the honey and the bird feeds on the larvae and the wax. Among mammals, predators such as the badger dig up bumblebee nests and eat both the larvae and any stored food.
Specialist ambush predators of visitors to flowers include crab spiders, which wait on flowering plants for pollinating insects; predatory bugs, and praying mantises, some of which (the flower mantises of the tropics) wait motionless, aggressive mimics camouflaged as flowers. Beewolves are large wasps that habitually attack bees; the ethologist Niko Tinbergen estimated that a single colony of the beewolf Philanthus triangulum might kill several thousand honeybees in a day: all the prey he observed were honeybees. Other predatory insects that sometimes catch bees include robber flies and dragonflies. Honey bees are affected by parasites including acarine and Varroa mites. However, some bees are believed to have a mutualistic relationship with mites.
Relationship with humans
In mythology and folklore
Homer's Hymn to Hermes describes three bee-maidens with the power of divination and thus speaking truth, and identifies the food of the gods as honey. Sources associated the bee maidens with Apollo and, until the 1980s, scholars followed Gottfried Hermann (1806) in incorrectly identifying the bee-maidens with the Thriae. Honey, according to a Greek myth, was discovered by a nymph called Melissa ("Bee"); and honey was offered to the Greek gods from Mycenean times. Bees were also associated with the Delphic oracle and the prophetess was sometimes called a bee.
The image of a community of honey bees has been used from ancient to modern times, in Aristotle and Plato; in Virgil and Seneca; in Erasmus and Shakespeare; Tolstoy, and by political and social theorists such as Bernard Mandeville and Karl Marx as a model for human society. In English folklore, bees would be told of important events in the household, in a custom known as "Telling the bees".
In art and literature
Some of the oldest examples of bees in art are rock paintings in Spain which have been dated to 15,000 BC.
W. B. Yeats's poem The Lake Isle of Innisfree (1888) contains the couplet "Nine bean rows will I have there, a hive for the honey bee, / And live alone in the bee loud glade." At the time he was living in Bedford Park in the West of London. Beatrix Potter's illustrated book The Tale of Mrs Tittlemouse (1910) features Babbity Bumble and her brood (pictured). Kit Williams' treasure hunt book The Bee on the Comb (1984) uses bees and beekeeping as part of its story and puzzle. Sue Monk Kidd's The Secret Life of Bees (2004), and the 2009 film starring Dakota Fanning, tells the story of a girl who escapes her abusive home and finds her way to live with a family of beekeepers, the Boatwrights.
The humorous 2007 animated film Bee Movie used Jerry Seinfeld's first script and was his first work for children; he starred as a bee named Barry B. Benson, alongside Renée Zellweger. Critics found its premise awkward and its delivery tame. Dave Goulson's A Sting in the Tale (2014) describes his efforts to save bumblebees in Britain, as well as much about their biology. The playwright Laline Paull's fantasy The Bees (2015) tells the tale of a hive bee named Flora 717 from hatching onwards.
Beekeeping
Humans have kept honey bee colonies, commonly in hives, for millennia. Beekeepers collect honey, beeswax, propolis, pollen, and royal jelly from hives; bees are also kept to pollinate crops and to produce bees for sale to other beekeepers.
Depictions of humans collecting honey from wild bees date to 15,000 years ago; efforts to domesticate them are shown in Egyptian art around 4,500 years ago. Simple hives and smoke were used; jars of honey were found in the tombs of pharaohs such as Tutankhamun. From the 18th century, European understanding of the colonies and biology of bees allowed the construction of the moveable comb hive so that honey could be harvested without destroying the colony. Among Classical Era authors, beekeeping with the use of smoke is described in Aristotle's History of Animals Book 9. The account mentions that bees die after stinging; that workers remove corpses from the hive, and guard it; castes including workers and non-working drones, but "kings" rather than queens; predators including toads and bee-eaters; and the waggle dance, with the "irresistible suggestion" of άpοσειονται ("aroseiontai", it waggles) and παρακολουθούσιν ("parakolouthousin", they watch).
Beekeeping is described in detail by Virgil in his Georgics; it is also mentioned in his Aeneid, and in Pliny's Natural History.
As commercial pollinators
Bees play an important role in pollinating flowering plants, and are the major type of pollinator in many ecosystems that contain flowering plants. It is estimated that one third of the human food supply depends on pollination by insects, birds and bats, most of which is accomplished by bees, whether wild or domesticated. Over the last half century, there has been a general decline in the species richness of wild bees and other pollinators, probably attributable to stress from increased parasites and disease, the use of pesticides, and a general decrease in the number of wild flowers. Climate change probably exacerbates the problem.
Contract pollination has overtaken the role of honey production for beekeepers in many countries. After the introduction of Varroa mites, feral honey bees declined dramatically in the US, though their numbers have since recovered. The number of colonies kept by beekeepers declined slightly, through urbanization, systematic pesticide use, tracheal and Varroa mites, and the closure of beekeeping businesses. In 2006 and 2007 the rate of attrition increased, and was described as colony collapse disorder. In 2010 invertebrate iridescent virus and the fungus Nosema ceranae were shown to be in every killed colony, and deadly in combination. Winter losses increased to about 1/3. Varroa mites were thought to be responsible for about half the losses.
Apart from colony collapse disorder, losses outside the US have been attributed to causes including pesticide seed dressings, using neonicotinoids such as Clothianidin, Imidacloprid and Thiamethoxam. From 2013 the European Union restricted some pesticides to stop bee populations from declining further. In 2014 the Intergovernmental Panel on Climate Change report warned that bees faced increased risk of extinction because of global warming. In 2018 the European Union decided to ban field use of all three major neonicotinoids; they remain permitted in veterinary, greenhouse, and vehicle transport usage.
Farmers have focused on alternative solutions to mitigate these problems. By raising native plants, they provide food for native bee pollinators like Lasioglossum vierecki and L. leucozonium, leading to less reliance on honey bee populations.
As food producers
Honey is a natural product produced by bees and stored for their own use, but its sweetness has always appealed to humans. Before domestication of bees was even attempted, humans were raiding their nests for their honey. Smoke was often used to subdue the bees and such activities are depicted in rock paintings in Spain dated to 15,000 BC.
Honey bees are used commercially to produce honey. They also produce some substances used as dietary supplements with possible health benefits, pollen, propolis, and royal jelly, though all of these can also cause allergic reactions.
As food
Bees are considered edible insects. People in some countries eat insects, including the larvae and pupae of bees, mostly stingless species. They also gather larvae, pupae and surrounding cells, known as bee brood, for consumption. In the Indonesian dish botok tawon from Central and East Java, bee larvae are eaten as a companion to rice, after being mixed with shredded coconut, wrapped in banana leaves, and steamed.
Bee brood (pupae and larvae) although low in calcium, has been found to be high in protein and carbohydrate, and a useful source of phosphorus, magnesium, potassium, and trace minerals iron, zinc, copper, and selenium. In addition, while bee brood was high in fat, it contained no fat soluble vitamins (such as A, D, and E) but it was a good source of most of the water-soluble B-vitamins including choline as well as vitamin C. The fat was composed mostly of saturated and monounsaturated fatty acids with 2.0% being polyunsaturated fatty acids.
As alternative medicine
Apitherapy is a branch of alternative medicine that uses honey bee products, including raw honey, royal jelly, pollen, propolis, beeswax and apitoxin (Bee venom). The claim that apitherapy treats cancer, which some proponents of apitherapy make, remains unsupported by evidence-based medicine.
Stings
The painful stings of bees are mostly associated with the poison gland and the Dufour's gland which are abdominal exocrine glands containing various chemicals. In Lasioglossum leucozonium, the Dufour's Gland mostly contains octadecanolide as well as some eicosanolide. There is also evidence of n-triscosane, n-heptacosane, and 22-docosanolide. However, the secretions of these glands could also be used for nest construction.
See also
Australian native bees
Superorganism
World Bee Day
Notes
References
External links
"Apoidea" at All Living Thingsimages, identification guides, and maps of bees
Bee Genera of the World
Anthophila (Apoidea) – BeesNorth American species of bees at BugGuide
Native Bees of North America at BugGuide
"Bee declines driven by combined stress from parasites, pesticides, and lack of flowers"Science
Extant Early Cretaceous first appearances | [
101,
16385,
1116,
1132,
9895,
1114,
4743,
4099,
2272,
1106,
1108,
3491,
1105,
19652,
117,
1227,
1111,
1147,
1648,
1107,
9590,
9400,
1105,
117,
1107,
1103,
1692,
1104,
1103,
1436,
118,
1227,
17775,
1530,
117,
1103,
2466,
8531,
17775,
117,
1111,
4411,
8531,
119,
16385,
1116,
1132,
170,
19863,
4184,
18873,
9265,
14209,
1439,
1103,
7688,
21390,
138,
5674,
3269,
1161,
119,
1220,
1132,
16269,
1737,
170,
24904,
117,
1270,
1760,
1582,
4184,
20473,
1161,
119,
1247,
1132,
1166,
1479,
117,
1288,
1227,
1530,
1104,
18568,
1107,
1978,
3037,
7269,
2073,
119,
1789,
1530,
1394,
1665,
7535,
3408,
8531,
18568,
117,
171,
15932,
11891,
1116,
117,
1105,
17975,
2008,
18568,
2646,
2707,
15315,
1107,
8990,
1229,
1211,
1530,
113,
135,
3078,
110,
114,
1259,
12477,
2142,
18568,
117,
25169,
18568,
117,
7404,
12734,
2083,
18568,
117,
1105,
7920,
18568,
8836,
15801,
119,
16385,
1116,
1132,
1276,
1113,
1451,
10995,
2589,
1111,
13116,
117,
1107,
1451,
6296,
1113,
1103,
5015,
1115,
2515,
15754,
118,
9590,
16868,
11853,
3546,
119,
1109,
1211,
1887,
18568,
1107,
1103,
2579,
24371,
1132,
1103,
12193,
17882,
5106,
117,
1137,
7920,
18568,
117,
1133,
1152,
1132,
1353,
1105,
1510,
14184,
1111,
1108,
3491,
1137,
10498,
119,
16385,
1116,
2079,
1107,
2060,
1121,
4296,
17975,
2008,
17775,
1530,
117,
2133,
3239,
1132,
1750,
1190,
1263,
117,
1106,
16501,
4313,
1513,
185,
25937,
1186,
117,
1103,
2026,
1530,
1104,
7404,
12734,
2083,
17775,
117,
2133,
3032,
1169,
20386,
170,
2251,
1104,
119,
16385,
1116,
4877,
1113,
24928,
5822,
1813,
1105,
27151,
117,
1103,
1393,
3120,
1112,
1126,
2308,
2674,
1105,
1103,
2985,
3120,
1111,
4592,
1105,
1168,
22667,
119,
2082,
27151,
1110,
1215,
1112,
2094,
1111,
1147,
9923,
119,
159,
7340,
15581,
5498,
15334,
1104,
18568,
1511,
185,
19123,
3052,
1105,
4939,
1216,
1112,
17775,
118,
3940,
1468,
132,
15754,
15334,
1511,
17775,
12821,
14455,
1105,
7556,
21311,
119,
16385,
9590,
9400,
1110,
1696,
1241,
14769,
1193,
1105,
11514,
117,
1105,
1103,
6246,
1107,
4098,
18568,
1144,
2569,
1103,
2860,
1104,
9590,
9400,
1118,
11514,
2374,
20844,
5710,
1104,
8531,
18568,
119,
1109,
3622,
1104,
2588,
1495,
4098,
17775,
1105,
16358,
4121,
15911,
1530,
1506,
2855,
1121,
2253,
1106,
1381,
1276,
1103,
9895,
1138,
1151,
1575,
1121,
170,
3861,
1104,
1103,
2844,
1152,
9375,
1107,
2253,
119,
4243,
17775,
14692,
1137,
170,
20437,
15936,
113,
1143,
10913,
13207,
15936,
1111,
17975,
2008,
18568,
114,
1144,
1151,
22426,
1111,
6159,
1424,
5813,
117,
1290,
1120,
1655,
1103,
1551,
1104,
7622,
4498,
1105,
7622,
4747,
119,
16385,
1116,
1138,
1691,
1107,
12040,
1105,
16106,
117,
1194,
1155,
12877,
1104,
1893,
1105,
3783,
1121,
2890,
1551,
1106,
1103,
1675,
1285,
117,
1780,
3120,
3378,
1107,
1103,
2579,
24371,
1187,
17775,
14692,
1110,
1677,
1167,
1887,
119,
1130,
2508,
7301,
16470,
15353,
117,
1103,
9738,
2316,
1138,
8720,
1415,
118,
3418,
12885,
1143,
10913,
13207,
15936,
1290,
3073,
118,
3132,
1179,
1551,
119,
16781,
1109,
11005,
1104,
18568,
1127,
1108,
3491,
1107,
1103,
1266,
140,
17952,
3484,
5106,
117,
1134,
1127,
15334,
1104,
1168,
9895,
119,
1109,
6878,
1121,
15754,
8368,
1106,
27151,
1336,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Baron Aberdare, of Duffryn in the County of Glamorgan, is a title in the Peerage of the United Kingdom. It was created on 23 August 1873 for the Liberal politician Henry Bruce. He served as Home Secretary from 1868 to 1873. His grandson, the third Baron, was a soldier, cricketer and tennis player and a member of the International Olympic Committee. His son, the fourth Baron, held office in the Conservative administration of Edward Heath and was later a Deputy Speaker of the House of Lords. Lord Aberdare was one of the ninety-two elected hereditary peers that were allowed to remain in the House of Lords after the passing of the House of Lords Act 1999. the title is held by his son, the fifth Baron, who succeeded in 2005 and was elected to the House of Lords in 2009.
Coat of arms
The heraldic blazon for the coat of arms of the family is: Or, a saltire gules, on a chief of the last a martlet of the field.
Baron Aberdare (1873)
Henry Austin Bruce, 1st Baron Aberdare (1815–1895)
Henry Campbell Bruce, 2nd Baron Aberdare (1851–1929)
Clarence Napier Bruce, 3rd Baron Aberdare (1885–1957)
Morys George Lyndhurst Bruce, 4th Baron Aberdare (1919–2005)
Alastair John Lyndhurst Bruce, 5th Baron Aberdare (born 1947)
The heir apparent is the present holder's son, Hon. Hector Morys Napier Bruce (born 1974).
Male-line family tree
References
Bibliography
Baronies in the Peerage of the United Kingdom
Noble titles created in 1873
Noble titles created for UK MPs | [
101,
5483,
15849,
18484,
1874,
117,
1104,
23719,
15023,
1107,
1103,
1391,
1104,
26725,
117,
1110,
170,
1641,
1107,
1103,
153,
27472,
2176,
1104,
1103,
1244,
2325,
119,
1135,
1108,
1687,
1113,
1695,
1360,
7110,
1111,
1103,
4561,
2931,
1985,
4767,
119,
1124,
1462,
1112,
3341,
2909,
1121,
7077,
1106,
7110,
119,
1230,
7254,
117,
1103,
1503,
5483,
117,
1108,
170,
5176,
117,
9469,
1105,
5538,
1591,
1105,
170,
1420,
1104,
1103,
1570,
3557,
2341,
119,
1230,
1488,
117,
1103,
2223,
5483,
117,
1316,
1701,
1107,
1103,
5739,
3469,
1104,
2594,
10640,
1105,
1108,
1224,
170,
4831,
9911,
1104,
1103,
1585,
1104,
9880,
119,
2188,
15849,
18484,
1874,
1108,
1141,
1104,
1103,
16696,
118,
1160,
1809,
17676,
14097,
1115,
1127,
2148,
1106,
3118,
1107,
1103,
1585,
1104,
9880,
1170,
1103,
3744,
1104,
1103,
1585,
1104,
9880,
2173,
1729,
119,
1103,
1641,
1110,
1316,
1118,
1117,
1488,
117,
1103,
3049,
5483,
117,
1150,
3760,
1107,
1478,
1105,
1108,
1809,
1106,
1103,
1585,
1104,
9880,
1107,
1371,
119,
3291,
2980,
1104,
1739,
1109,
1123,
18728,
1596,
171,
1742,
9515,
1111,
1103,
4920,
1104,
1739,
1104,
1103,
1266,
1110,
131,
2926,
117,
170,
6870,
5817,
176,
11806,
117,
1113,
170,
2705,
1104,
1103,
1314,
170,
12477,
3740,
5765,
1104,
1103,
1768,
119,
5483,
15849,
18484,
1874,
113,
7110,
114,
1985,
5202,
4767,
117,
2198,
5483,
15849,
18484,
1874,
113,
10569,
782,
5639,
114,
1985,
5379,
4767,
117,
2518,
5483,
15849,
18484,
1874,
113,
8424,
782,
3762,
114,
11863,
23471,
4767,
117,
2973,
5483,
15849,
18484,
1874,
113,
5951,
782,
3034,
114,
12556,
1616,
1116,
1667,
149,
5730,
17868,
7719,
1204,
4767,
117,
3492,
5483,
15849,
18484,
1874,
113,
3688,
782,
1478,
114,
2586,
12788,
8341,
1287,
149,
5730,
17868,
7719,
1204,
4767,
117,
4025,
5483,
15849,
18484,
1874,
113,
1255,
3138,
114,
1109,
8048,
6281,
1110,
1103,
1675,
10266,
112,
188,
1488,
117,
10942,
119,
12059,
12556,
1616,
1116,
23471,
4767,
113,
1255,
2424,
114,
119,
10882,
118,
1413,
1266,
2780,
19714,
1116,
139,
13292,
27800,
5483,
1905,
1107,
1103,
153,
27472,
2176,
1104,
1103,
1244,
2325,
13396,
3727,
1687,
1107,
7110,
13396,
3727,
1687,
1111,
1993,
13904,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Balsall Heath is an inner-city area of Birmingham, West Midlands, England. It has a diverse cultural mix of people and is the location of the Balti Triangle.
History
Balsall Heath was agricultural land between Moseley village and the city of Birmingham until the 1850s when expansion along Moseley Road joined the two. The area was originally part of the Worcestershire parish of King's Norton, and was added to the county borough of Birmingham in Warwickshire on 1 October 1891.
During negotiations in the previous year it had been promised a public baths and a free library. In 1895, the library was opened on Moseley Road and, in 1907, Balsall Heath Baths were opened in an adjoining building.
In 1900, the city's College of Art was also opened on Moseley Road. By this time the small lake ("Lady Pool" on old maps) at the end of Ladypool Road had been filled in to create a park.
Balsall Heath initially had a reasonably affluent population, which can still be seen in the dilapidated grandeur of some of the larger houses. A railway station on Brighton Road (on the Birmingham to Bristol line) led to further expansion, and the end of the 19th century saw a proliferation of high-density small terraced houses.
A Muslim community was started in June 1940 when two Yemenis purchased an artisan cottage on Mary Street. With the mosque being located in the area, more Muslim immigrants began to move into private lodgings in Balsall Heath. Today, Balsall Heath has one of the largest Muslim communities in Birmingham. It is also home to diverse communities from across the Commonwealth.
By the 1980s, many of Balsall Heath's houses were in a dilapidated condition; some still lacked bathrooms or indoor toilets. The local council considered demolishing these properties but chose to refurbish them as part of an urban renewal scheme. Most of these Victorian terraces still exist and, along with more modern social housing, characterise the area today. The area's traditional 'brick' pavements were replaced at this time by the more modern and conventional paving slabs.
Balsall Heath's low rents also attracted a bohemian student population. Its proximity to the University of Birmingham, the city centre and the "trendy" area of Moseley were all contributing factors. There was little conflict between the students and locals despite their vastly differing lifestyles. However, a knife-incident in 1991 led to an article in Redbrick warning students not to live in the area.
In July 2005, Balsall Heath was hit by a tornado, which devastated many buildings around Church Road and Ladypool Road. Birmingham City Council offered loans to those who would otherwise be unable to repair their properties, and the area has now made a full recovery.
Red light era
Street prostitution first appeared in Balsall Heath during the 1950s. Property values fell, attracting Birmingham's poorer migrants. By the 1970s, the area was notorious for street robberies and drug dealing. Cheddar Road was the centre of a red-light district worked by 450 women. About half of the 50 houses on this road had prostitutes advertising themselves in the windows, similar to Amsterdam. It was labelled Britain's busiest cul-de-sac. This period of the area's history is depicted in the 1980 film Prostitute.
In 1986, an organisation called ANAWIM was formed by the Sisters of Charity to provide outreach support to the prostitutes.
In September 1992, a report was published encouraging the formation of a zone of tolerance towards prostitution in Balsall Heath. This was opposed by residents and a local police inspector. In the following year Samo Paull, a woman working as a prostitute, was abducted from Balsall Heath and murdered.
In 1994, residents began to organise street patrols forcing the prostitutes and street criminals out of the area. These patrols had the qualified support of the police but were regarded as vigilantes by some. There was an immediate two-thirds reduction in street and window prostitution. By November 1995, they had been almost completely eliminated.
The area has enjoyed a slow revival. House prices are now similar to those in other inner-city areas, while the crime rate is among the lowest.
Notable buildings
Moseley Road Baths
Moseley School of Art
St Barnabas' Church
St Paul's Church
Notable residents
Donnaleigh Bailey, Michelle Corrigan in the Birmingham-based soap Doctors
Alderman John Bowen, JP
Percy Bullock, Worcestershire cricketer
Howard R. Davies, racing motorcyclist
Alan Deakin, former Aston Villa captain
Oscar Deutsch, founder of the Odeon cinema chain
David Edgar, playwright
John Kenneally VC
Don Maclean, comedian
Conroy Maddox, surrealist artist
William Mosedale, George Cross recipient
Sir Robert Howson Pickard FRS stereochemist and vice-chancellor of the University of London 1937–1939
Anthony E. Pratt, inventor of the board game Cluedo
UB40, a reggae band
References
V.M. Hart (1992) Balsall Heath: A History. Brewin Books Limited
J. Moth (1951) The City of Birmingham Baths Department 1851 – 1951.
External links
Balsall Heath Local History Society
About Balsall Heath
Areas of Birmingham, West Midlands | [
101,
18757,
3447,
5727,
10640,
1110,
1126,
5047,
118,
1331,
1298,
1104,
5836,
117,
1537,
13869,
117,
1652,
119,
1135,
1144,
170,
7188,
3057,
5495,
1104,
1234,
1105,
1110,
1103,
2450,
1104,
1103,
18757,
6066,
1182,
20742,
119,
2892,
18757,
3447,
5727,
10640,
1108,
5035,
1657,
1206,
12556,
11510,
2254,
1491,
1105,
1103,
1331,
1104,
5836,
1235,
1103,
17513,
1165,
4298,
1373,
12556,
11510,
2254,
1914,
1688,
1103,
1160,
119,
1109,
1298,
1108,
2034,
1226,
1104,
1103,
22067,
3363,
1104,
1624,
112,
188,
10685,
117,
1105,
1108,
1896,
1106,
1103,
2514,
7833,
1104,
5836,
1107,
19876,
1113,
122,
1357,
6002,
119,
1507,
7624,
1107,
1103,
2166,
1214,
1122,
1125,
1151,
5163,
170,
1470,
26066,
1105,
170,
1714,
3340,
119,
1130,
5639,
117,
1103,
3340,
1108,
1533,
1113,
12556,
11510,
2254,
1914,
1105,
117,
1107,
4796,
117,
18757,
3447,
5727,
10640,
10567,
1116,
1127,
1533,
1107,
1126,
14241,
1459,
119,
1130,
4337,
117,
1103,
1331,
112,
188,
1531,
1104,
2051,
1108,
1145,
1533,
1113,
12556,
11510,
2254,
1914,
119,
1650,
1142,
1159,
1103,
1353,
3521,
113,
107,
2876,
13384,
107,
1113,
1385,
7415,
114,
1120,
1103,
1322,
1104,
2876,
13764,
1914,
1125,
1151,
2709,
1107,
1106,
2561,
170,
2493,
119,
18757,
3447,
5727,
10640,
2786,
1125,
170,
17517,
25539,
1416,
117,
1134,
1169,
1253,
1129,
1562,
1107,
1103,
4267,
16046,
27893,
5372,
8816,
1104,
1199,
1104,
1103,
2610,
2725,
119,
138,
2529,
1466,
1113,
10162,
1914,
113,
1113,
1103,
5836,
1106,
6490,
1413,
114,
1521,
1106,
1748,
4298,
117,
1105,
1103,
1322,
1104,
1103,
2835,
1432,
1486,
170,
23766,
1104,
1344,
118,
3476,
1353,
18655,
1181,
2725,
119,
138,
4360,
1661,
1108,
1408,
1107,
1340,
3020,
1165,
1160,
14466,
1548,
3310,
1126,
1893,
21599,
11218,
1113,
2090,
1715,
119,
1556,
1103,
11666,
1217,
1388,
1107,
1103,
1298,
117,
1167,
4360,
7162,
1310,
1106,
1815,
1154,
2029,
25338,
13556,
1116,
1107,
18757,
3447,
5727,
10640,
119,
3570,
117,
18757,
3447,
5727,
10640,
1144,
1141,
1104,
1103,
2026,
4360,
3611,
1107,
5836,
119,
1135,
1110,
1145,
1313,
1106,
7188,
3611,
1121,
1506,
1103,
5044,
119,
1650,
1103,
3011,
117,
1242,
1104,
18757,
3447,
5727,
10640,
112,
188,
2725,
1127,
1107,
170,
4267,
16046,
27893,
3879,
132,
1199,
1253,
10778,
5056,
1116,
1137,
9287,
24719,
119,
1109,
1469,
3193,
1737,
11238,
27706,
1292,
4625,
1133,
4102,
1106,
1231,
14703,
26281,
2944,
1172,
1112,
1226,
1104,
1126,
3953,
18240,
5471,
119,
2082,
1104,
1292,
6046,
18655,
1116,
1253,
4056,
1105,
117,
1373,
1114,
1167,
2030,
1934,
3328,
117,
1959,
4862,
1103,
1298,
2052,
119,
1109,
1298,
112,
188,
2361,
112,
5003,
112,
15823,
1116,
1127,
2125,
1120,
1142,
1159,
1118,
1103,
1167,
2030,
1105,
7228,
185,
19176,
19871,
1116,
119,
18757,
3447,
5727,
10640,
112,
188,
1822,
9795,
1116,
1145,
5666,
170,
171,
10559,
20504,
1179,
2377,
1416,
119,
2098,
10013,
1106,
1103,
1239,
1104,
5836,
117,
1103,
1331,
2642,
1105,
1103,
107,
10209,
1183,
107,
1298,
1104,
12556,
11510,
2254,
1127,
1155,
7773,
5320,
119,
1247,
1108,
1376,
4139,
1206,
1103,
1651,
1105,
10953,
2693,
1147,
6047,
1193,
18470,
9897,
1116,
119,
1438,
117,
170,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Berkeley DB (BDB) is a software library intended to provide a high-performance embedded database for key/value data. Berkeley DB is written in C with API bindings for C++, C#, Java, Perl, PHP, Python, Ruby, Smalltalk, Tcl, and many other programming languages. BDB stores arbitrary key/data pairs as byte arrays, and supports multiple data items for a single key. Berkeley DB is not a relational database, although it has advanced database features including database transactions, multiversion concurrency control and write-ahead logging.
BDB can support thousands of simultaneous threads of control or concurrent processes manipulating databases as large as 256 terabytes, on a wide variety of operating systems including most Unix-like and Windows systems, and real-time operating systems.
BDB was commercially supported and developed by Sleepycat Software from 1996 to 2006. Sleepycat Software was acquired by Oracle Corporation in February 2006, which continues to develop and sell the C Berkeley DB library. In 2013 Oracle re-licensed BDB under the AGPL license. As of 2022, Bloomberg LP continues to develop a fork of BDB within their Comdb2 database, under the original Sleepycat permissive license.
Origin
Berkeley DB originated at the University of California, Berkeley as part of BSD, Berkeley's version of the Unix operating system. After 4.3BSD (1986), the BSD developers attempted to remove or replace all code originating in the original AT&T Unix from which BSD was derived. In doing so, they needed to rewrite the Unix database package. Seltzer and Yigit created a new database, unencumbered by any AT&T patents: an on-disk hash table that outperformed the existing dbm libraries. Berkeley DB itself was first released in 1991 and later included with 4.4BSD. In 1996 Netscape requested that the authors of Berkeley DB improve and extend the library, then at version 1.86, to suit Netscape's requirements for an LDAP server and for use in the Netscape browser. That request led to the creation of Sleepycat Software. This company was acquired by Oracle Corporation in February 2006, which continues to develop and sell Berkeley DB.
Since its initial release, Berkeley DB has gone through various versions. Each major release cycle has introduced a single new major feature generally layering on top of the earlier features to add functionality to the product. The 1.x releases focused on managing key/value data storage and are referred to as "Data Store" (DS). The 2.x releases added a locking system enabling concurrent access to data. This is what is known as "Concurrent Data Store" (CDS). The 3.x releases added a logging system for transactions and recovery, called "Transactional Data Store" (TDS). The 4.x releases added the ability to replicate log records and create a distributed highly available single-master multi-replica database. This is called the "High Availability" (HA) feature set. Berkeley DB's evolution has sometimes led to minor API changes or log format changes, but very rarely have database formats changed. Berkeley DB HA supports online upgrades from one version to the next by maintaining the ability to read and apply the prior release's log records.
The FreeBSD and OpenBSD operating systems continue to use Berkeley DB 1.8x for compatibility reasons; Linux-based operating systems commonly include several versions to accommodate for applications still using older interfaces/files.
Starting with the 6.0.21 (Oracle 12c) release, all Berkeley DB products are licensed under the GNU AGPL. Previously, Berkeley DB was redistributed under the 4-clause BSD license (before version 2.0), and the Sleepycat Public License, which is an OSI-approved open-source license as well as an FSF-approved free software license. The product ships with complete source code, build script, test suite, and documentation. The comprehensive feature along with the licensing terms have led to its use in a multitude of free and open-source software. Those who do not wish to abide by the terms of the GNU AGPL, or use an older version with the Sleepycat Public License, have the option of purchasing another proprietary license for redistribution from Oracle Corporation. This technique is called dual licensing.
Berkeley DB includes compatibility interfaces for some historic Unix database libraries: dbm, ndbm and hsearch (a System V and POSIX library for creating in-memory hash tables).
Architecture
Berkeley DB has an architecture notably simpler than that of other database systems like relational database management systems. For example, like SQLite, it is not based on a server/client model, and does not provide support for network access programs access the database using in-process API calls. Oracle added support for SQL in 11g R2 release based on the popular SQLite API by including a version of SQLite in Berkeley DB (it uses Berkeley DB for storage). There is third party support for PL/SQL in Berkeley DB via a commercial product named Metatranz StepSqlite.
A program accessing the database is free to decide how the data is to be stored in a record. Berkeley DB puts no constraints on the record's data. The record and its key can both be up to four gigabytes long.
Despite having a simple architecture, Berkeley DB supports many advanced database features such as ACID transactions, fine-grained locking, hot backups and replication.
Oracle Corporation use of name "Berkeley DB"
The name "Berkeley DB" is used by Oracle Corporation for three different products, two of which are not BDB:
Berkeley DB, the C database library that is the subject of this article
Berkeley DB Java Edition, a pure Java library whose design is modelled after the C library but is otherwise unrelated
Berkeley DB XML, a C++ program that supports XQuery, and which includes a legacy version of the C database library
Programs that use Berkeley DB
Berkeley DB provides the underlying storage and retrieval system of several LDAP servers, database systems, and other proprietary and free/open source applications. BDB was once very widespread, but usage dropped steeply from 2013 (see licensing section). Notable software that still uses Berkeley DB for data storage include:
Bitcoin Core – The first implementation of the Bitcoin cryptocurrency retains use of 2009 Berkeley DB 4.8 for one feature
Bogofilter – A free/open source spam filter that saves its wordlists using Berkeley DB by default
Citadel – A free/open source groupware platform that keeps all of its data stores, including the message base, in Berkeley DB. Citadel is licensed under the GPLv3 which is compatible with Oracle BDB licensing
Sendmail – A free/open source MTA for Linux/Unix systems no longer in widespread use
Spamassassin – A free/open source anti-spam application
Licensing
Berkeley DB V2.0 and higher is available under a dual license:
Oracle commercial license with professional support
Open source license
Berkeley DB and Berkeley DB XML
V2.0 - V6.0.19 is licensed under the Sleepycat License
V6.0.20 and newer is licensed under the GNU AGPL v3.
The switch to AGPL has caused major Linux distributions such as Debian to completely phase out their use of Berkeley DB, with a preference for Lightning Memory-Mapped Database (LMDB). The rationale is that having commercial users use AGPL code would be unacceptable, as they would be forced to provide their source code to users by a simple software upgrade.
References
External links
Oracle Berkeley DB
Oracle Berkeley DB Downloads
Oracle Berkeley DB Documentation
Oracle Berkeley DB Licensing Information
Licensing pitfalls for Oracle Technology Products
Oracle Licensing Knowledge Net
The Berkeley DB Book by Himanshu Yadava
Launchpad.net Berkeley DB at Launchpad
Database engines
Database-related software for Linux
Embedded databases
Free database management systems
Free software programmed in C
Key-value databases
NoSQL
Oracle software
Structured storage
Software using the GNU AGPL license | [
101,
7823,
24044,
113,
139,
2137,
2064,
114,
1110,
170,
3594,
3340,
3005,
1106,
2194,
170,
1344,
118,
2099,
11783,
8539,
1111,
2501,
120,
2860,
2233,
119,
7823,
24044,
1110,
1637,
1107,
140,
1114,
20480,
7861,
1116,
1111,
140,
116,
116,
117,
140,
108,
117,
9155,
117,
14286,
1233,
117,
153,
18104,
117,
23334,
117,
11374,
117,
6844,
6163,
1377,
117,
157,
1665,
1233,
117,
1105,
1242,
1168,
4159,
3483,
119,
139,
2137,
2064,
4822,
16439,
2501,
120,
2233,
7608,
1112,
1118,
1566,
9245,
1116,
117,
1105,
6253,
2967,
2233,
4454,
1111,
170,
1423,
2501,
119,
7823,
24044,
1110,
1136,
170,
6796,
1348,
8539,
117,
1780,
1122,
1144,
3682,
8539,
1956,
1259,
8539,
14409,
117,
4321,
12475,
27994,
1654,
1105,
3593,
118,
3075,
17844,
119,
139,
2137,
2064,
1169,
1619,
4674,
1104,
19648,
18636,
1104,
1654,
1137,
19522,
5669,
1299,
9717,
10164,
19908,
1112,
1415,
1112,
18440,
21359,
17952,
14300,
1116,
117,
1113,
170,
2043,
2783,
1104,
3389,
2344,
1259,
1211,
27272,
118,
1176,
1105,
5647,
2344,
117,
1105,
1842,
118,
1159,
3389,
2344,
119,
139,
2137,
2064,
1108,
11514,
2726,
1105,
1872,
1118,
15153,
1183,
12650,
10331,
1121,
1820,
1106,
1386,
119,
15153,
1183,
12650,
10331,
1108,
2888,
1118,
19265,
3436,
1107,
1428,
1386,
117,
1134,
3430,
1106,
3689,
1105,
4582,
1103,
140,
7823,
24044,
3340,
119,
1130,
1381,
19265,
1231,
118,
6825,
139,
2137,
2064,
1223,
1103,
14731,
27258,
5941,
119,
1249,
1104,
17881,
1477,
117,
25638,
6400,
3430,
1106,
3689,
170,
13097,
1104,
139,
2137,
2064,
1439,
1147,
3291,
1306,
1181,
1830,
1477,
8539,
117,
1223,
1103,
1560,
15153,
1183,
12650,
1679,
15394,
8788,
5941,
119,
18999,
7823,
24044,
7506,
1120,
1103,
1239,
1104,
1756,
117,
7823,
1112,
1226,
1104,
21948,
2137,
117,
7823,
112,
188,
1683,
1104,
1103,
27272,
3389,
1449,
119,
1258,
125,
119,
124,
9782,
2137,
113,
2177,
114,
117,
1103,
21948,
2137,
10300,
3867,
1106,
5782,
1137,
4971,
1155,
3463,
16394,
1107,
1103,
1560,
13020,
111,
157,
27272,
1121,
1134,
21948,
2137,
1108,
4408,
119,
1130,
1833,
1177,
117,
1152,
1834,
1106,
1231,
2246,
10587,
1103,
27272,
8539,
7305,
119,
22087,
23501,
1200,
1105,
14141,
24632,
1687,
170,
1207,
8539,
117,
25731,
26405,
1818,
25757,
1118,
1251,
13020,
111,
157,
15674,
131,
1126,
1113,
118,
10437,
1144,
1324,
1952,
1115,
1149,
3365,
17747,
1103,
3685,
173,
1830,
1306,
9818,
119,
7823,
24044,
2111,
1108,
1148,
1308,
1107,
1984,
1105,
1224,
1529,
1114,
125,
119,
125,
9782,
2137,
119,
1130,
1820,
20820,
26996,
3186,
6792,
1115,
1103,
5752,
1104,
7823,
24044,
4607,
1105,
7532,
1103,
3340,
117,
1173,
1120,
1683,
122,
119,
5942,
117,
1106,
4228,
20820,
26996,
3186,
112,
188,
5420,
1111,
1126,
149,
11392,
2101,
9770,
1105,
1111,
1329,
1107,
1103,
20820,
26996,
3186,
19089,
119,
1337,
4566,
1521,
1106,
1103,
3707,
1104,
15153,
1183,
12650,
10331,
119,
1188,
1419,
1108,
2888,
1118,
19265,
3436,
1107,
1428,
1386,
117,
1134,
3430,
1106,
3689,
1105,
4582,
7823,
24044,
119,
1967,
1157,
3288,
1836,
117,
7823,
24044,
1144,
2065,
1194,
1672,
3827,
119,
2994,
1558,
1836,
5120,
1144,
2234,
170,
1423,
1207,
1558,
2672,
2412,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
A bidirectional text contains two text directionalities, right-to-left (RTL) and left-to-right (LTR). It generally involves text containing different types of alphabets, but may also refer to boustrophedon, which is changing text direction in each row.
Many computer programs fail to display bidirectional text correctly. For example, the Hebrew name Sarah (שרה) is spelled: sin (ש) (which appears rightmost), then resh (ר), and finally heh (ה) (which should appear leftmost).
Note: Some web browsers may display the Hebrew text in this article in the opposite direction.
Bidirectional script support
Bidirectional script support is the capability of a computer system to correctly display bidirectional text. The term is often shortened to "BiDi" or "bidi".
Early computer installations were designed only to support a single writing system, typically for left-to-right scripts based on the Latin alphabet only. Adding new character sets and character encodings enabled a number of other left-to-right scripts to be supported, but did not easily support right-to-left scripts such as Arabic or Hebrew, and mixing the two was not practical. Right-to-left scripts were introduced through encodings like ISO/IEC 8859-6 and ISO/IEC 8859-8, storing the letters (usually) in writing and reading order. It is possible to simply flip the left-to-right display order to a right-to-left display order, but doing this sacrifices the ability to correctly display left-to-right scripts. With bidirectional script support, it is possible to mix characters from different scripts on the same page, regardless of writing direction.
In particular, the Unicode standard provides foundations for complete BiDi support, with detailed rules as to how mixtures of left-to-right and right-to-left scripts are to be encoded and displayed.
Unicode bidi support
The Unicode standard calls for characters to be ordered 'logically', i.e. in the sequence they are intended to be interpreted, as opposed to 'visually', the sequence they appear. This distinction is relevant for bidi support because at any bidi transition, the visual presentation ceases to be the 'logical' one. Thus, in order to offer bidi support, Unicode prescribes an algorithm for how to convert the logical sequence of characters into the correct visual presentation. For this purpose, the Unicode encoding standard divides all its characters into one of four types: 'strong', 'weak', 'neutral', and 'explicit formatting'.
Strong characters
Strong characters are those with a definite direction. Examples of this type of character include most alphabetic characters, syllabic characters, Han ideographs, non-European or non-Arabic digits, and punctuation characters that are specific to only those scripts.
Weak characters
Weak characters are those with vague direction. Examples of this type of character include European digits, Eastern Arabic-Indic digits, arithmetic symbols, and currency symbols.
Neutral characters
Neutral characters have direction indeterminable without context. Examples include paragraph separators, tabs, and most other whitespace characters. Punctuation symbols that are common to many scripts, such as the colon, comma, full-stop, and the no-break-space also fall within this category.
Explicit formatting
Explicit formatting characters, also referred to as "directional formatting characters", are special Unicode sequences that direct the algorithm to modify its default behavior. These characters are subdivided into "marks", "embeddings", "isolates", and "overrides". Their effects continue until the occurrence of either a paragraph separator, or a "pop" character.
Marks
If a "weak" character is followed by another "weak" character, the algorithm will look at the first neighbouring "strong" character. Sometimes this leads to unintentional display errors. These errors are corrected or prevented with "pseudo-strong" characters. Such Unicode control characters are called marks. The mark ( or ) is to be inserted into a location to make an enclosed weak character inherit its writing direction.
For example, to correctly display the for an English name brand (LTR) in an Arabic (RTL) passage, an LRM mark is inserted after the trademark symbol if the symbol is not followed by LTR text (e.g. ""). If the LRM mark is not added, the weak character ™ will be neighbored by a strong LTR character and a strong RTL character. Hence, in an RTL context, it will be considered to be RTL, and displayed in an incorrect order (e.g. "").
Embeddings
The "embedding" directional formatting characters are the classical Unicode method of explicit formatting, and as of Unicode 6.3, are being discouraged in favor of "isolates". An "embedding" signals that a piece of text is to be treated as directionally distinct. The text within the scope of the embedding formatting characters is not independent of the surrounding text. Also, characters within an embedding can affect the ordering of characters outside. Unicode 6.3 recognized that directional embeddings usually have too strong an effect on their surroundings and are thus unnecessarily difficult to use.
Isolates
The "isolate" directional formatting characters signal that a piece of text is to be treated as directionally isolated from its surroundings. As of Unicode 6.3, these are the formatting characters that are being encouraged in new documents – once target platforms are known to support them. These formatting characters were introduced after it became apparent that directional embeddings usually have too strong an effect on their surroundings and are thus unnecessarily difficult to use. Unlike the legacy 'embedding' directional formatting characters, 'isolate' characters have no effect on the ordering of the text outside their scope. Isolates can be nested, and may be placed within embeddings and overrides.
Overrides
The "override" directional formatting characters allow for special cases, such as for part numbers (e.g. to force a part number made of mixed English, digits and Hebrew letters to be written from right to left), and are recommended to be avoided wherever possible. As is true of the other directional formatting characters, "overrides" can be nested one inside another, and in embeddings and isolates.
Pops
The "pop" directional formatting characters terminate the scope of the most recent "embedding", "override", or "isolate".
Runs
In the algorithm, each sequence of concatenated strong characters is called a "run". A "weak" character that is located between two "strong" characters with the same orientation will inherit their orientation. A "weak" character that is located between two "strong" characters with a different writing direction, will inherit the main context's writing direction (in an LTR document the character will become LTR, in an RTL document, it will become RTL).
Table of possible BiDi character types
Security
Unicode bidirectional characters are used in the Trojan Source vulnerability.
Visual Studio Code highlights BiDi control characters since version 1.62 released on October 2021.
Visual Studio highlights BiDi control characters since version 17.0.3 released on December 14, 2021.
Scripts using bidirectional text
Egyptian hieroglyphs
Egyptian hieroglyphs can be written bidirectionally, where the signs had a distinct "head" that faced the beginning of a line and "tail" that faced the end.
Chinese characters and other CJK scripts
Chinese characters can be written in either direction as well as vertically (top to bottom then right to left), especially in signs (such as plaques), but the orientation of the individual characters is never changed. This can often be seen on tour buses in China, where the company name customarily runs from the front of the vehicle to its rear — that is, from right to left on the right side of the bus, and from left to right on the left side of the bus. English texts on the right side of the vehicle are also quite commonly written in reverse order. (See pictures of tour bus and post vehicle below.)
Likewise, other CJK scripts made up of the same square characters, such as the Japanese writing system and Korean writing system, can also be written in any direction, although left-to-right, top-to-bottom and, right-to-left are most common.
Boustrophedon
Boustrophedon is a writing style found in ancient Greek inscriptions and in Hungarian runes. This method of writing alternates direction, and usually reverses the individual characters, on each successive line.
Moon type
Moon type is an embossed adaptation of the Latin alphabet invented as a tactile alphabet for the blind.
Initially the text changed direction (but not character orientation) at the end of the lines.
Special embossed lines connected the end of a line and the beginning of the next.
Around 1990, it changed to a left-to-right orientation.
See also
Internationalization and localization
Horizontal and vertical writing in East Asian scripts
Combining Cyrillic Millions
Right-to-left mark
Transformation of text
Boustrophedon
References
External links
Unicode Standards Annex #9 The Bidirectional Algorithm
W3C guidelines on authoring techniques for bi-directional text - includes examples and good explanations
ICU International Components for Unicode contains an implementation of the bi-directional algorithm — along with other internationalization services
Character encoding
Unicode algorithms
Internationalization and localization
Writing direction | [
101,
138,
6875,
5817,
17264,
3087,
2515,
1160,
3087,
23317,
4233,
117,
1268,
118,
1106,
118,
1286,
113,
155,
20156,
114,
1105,
1286,
118,
1106,
118,
1268,
113,
149,
23313,
114,
119,
1135,
2412,
6808,
3087,
4051,
1472,
3322,
1104,
14502,
1116,
117,
1133,
1336,
1145,
5991,
1106,
171,
2285,
8005,
27801,
3842,
117,
1134,
1110,
4787,
3087,
2447,
1107,
1296,
5105,
119,
2408,
2775,
2648,
8693,
1106,
3934,
6875,
5817,
17264,
3087,
11214,
119,
1370,
1859,
117,
1103,
6235,
1271,
3696,
113,
557,
28466,
28449,
114,
1110,
11517,
131,
11850,
113,
557,
114,
113,
1134,
2691,
1268,
10019,
114,
117,
1173,
1231,
2737,
113,
556,
114,
117,
1105,
1921,
1119,
1324,
113,
539,
114,
113,
1134,
1431,
2845,
1286,
10019,
114,
119,
5322,
131,
1789,
5127,
19089,
1116,
1336,
3934,
1103,
6235,
3087,
1107,
1142,
3342,
1107,
1103,
3714,
2447,
119,
139,
2386,
5817,
17264,
5444,
1619,
139,
2386,
5817,
17264,
5444,
1619,
1110,
1103,
11137,
1104,
170,
2775,
1449,
1106,
11214,
3934,
6875,
5817,
17264,
3087,
119,
1109,
1858,
1110,
1510,
12898,
1106,
107,
139,
1182,
2137,
1182,
107,
1137,
107,
6875,
1182,
107,
119,
4503,
2775,
15111,
1127,
2011,
1178,
1106,
1619,
170,
1423,
2269,
1449,
117,
3417,
1111,
1286,
118,
1106,
118,
1268,
15690,
1359,
1113,
1103,
2911,
14502,
1178,
119,
24930,
3408,
1207,
1959,
3741,
1105,
1959,
18922,
1116,
8824,
170,
1295,
1104,
1168,
1286,
118,
1106,
118,
1268,
15690,
1106,
1129,
2726,
117,
1133,
1225,
1136,
3253,
1619,
1268,
118,
1106,
118,
1286,
15690,
1216,
1112,
4944,
1137,
6235,
117,
1105,
7021,
1103,
1160,
1108,
1136,
6691,
119,
4114,
118,
1106,
118,
1286,
15690,
1127,
2234,
1194,
18922,
1116,
1176,
11533,
120,
146,
8231,
5385,
1571,
1580,
118,
127,
1105,
11533,
120,
146,
8231,
5385,
1571,
1580,
118,
129,
117,
27580,
1103,
3784,
113,
1932,
114,
1107,
2269,
1105,
3455,
1546,
119,
1135,
1110,
1936,
1106,
2566,
12785,
1103,
1286,
118,
1106,
118,
1268,
3934,
1546,
1106,
170,
1268,
118,
1106,
118,
1286,
3934,
1546,
117,
1133,
1833,
1142,
20597,
1103,
2912,
1106,
11214,
3934,
1286,
118,
1106,
118,
1268,
15690,
119,
1556,
6875,
5817,
17264,
5444,
1619,
117,
1122,
1110,
1936,
1106,
5495,
2650,
1121,
1472,
15690,
1113,
1103,
1269,
3674,
117,
8334,
1104,
2269,
2447,
119,
1130,
2440,
117,
1103,
12118,
10658,
2007,
2530,
2790,
11217,
1111,
2335,
139,
1182,
2137,
1182,
1619,
117,
1114,
6448,
2995,
1112,
1106,
1293,
7759,
1116,
1104,
1286,
118,
1106,
118,
1268,
1105,
1268,
118,
1106,
118,
1286,
15690,
1132,
1106,
1129,
12544,
1105,
6361,
119,
12118,
10658,
2007,
6875,
1182,
1619,
1109,
12118,
10658,
2007,
2530,
3675,
1111,
2650,
1106,
1129,
2802,
112,
11730,
1193,
112,
117,
178,
119,
174,
119,
1107,
1103,
4954,
1152,
1132,
3005,
1106,
1129,
9829,
117,
1112,
4151,
1106,
112,
19924,
112,
117,
1103,
4954,
1152,
2845,
119,
1188,
7762,
1110,
7503,
1111,
6875,
1182,
1619,
1272,
1120,
1251,
6875,
1182,
6468,
117,
1103,
5173,
8685,
14092,
1116,
1106,
1129,
1103,
112,
11730,
112,
1141,
119,
4516,
117,
1107,
1546,
1106,
2906,
6875,
1182,
1619,
117,
12118,
10658,
2007,
3073,
1116,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The Baudot code is an early character encoding for telegraphy invented by Émile Baudot in the 1870s. It was the predecessor to the International Telegraph Alphabet No. 2 (ITA2), the most common teleprinter code in use until the advent of ASCII. Each character in the alphabet is represented by a series of five bits, sent over a communication channel such as a telegraph wire or a radio signal. The symbol rate measurement is known as baud, and is derived from the same name.
History
Baudot code (ITA1)
In the below table, Columns I, II, III, IV, and V show the code; the Let. and Fig. columns show the letters and numbers for the Continental and UK versions; and the sort keys present the table in the order: alphabetical, Gray and UK
Baudot developed his first multiplexed telegraph in 1872 and patented it in 1874. In 1876, he changed from a six-bit code to a five-bit code, as suggested by Carl Friedrich Gauss and Wilhelm Weber in 1834,
with equal on and off intervals, which allowed for transmission of the Roman alphabet, and included punctuation and control signals. The code itself was not patented (only the machine) because French patent law does not allow concepts to be patented.
Baudot's 5-bit code was adapted to be sent from a manual keyboard, and no teleprinter equipment was ever constructed that used it in its original form. The code was entered on a keyboard which had just five piano-type keys and was operated using two fingers of the left hand and three fingers of the right hand. Once the keys had been pressed, they were locked down until mechanical contacts in a distributor unit passed over the sector connected to that particular keyboard, at which time the keyboard was unlocked ready for the next character to be entered, with an audible click (known as the "cadence signal") to warn the operator. Operators had to maintain a steady rhythm, and the usual speed of operation was 30 words per minute.
The table "shows the allocation of the Baudot code which was employed in the British Post Office for continental and inland services. A number of characters in the continental code are replaced by fractionals in the inland code. Code elements 1, 2 and 3 are transmitted by keys 1, 2 and 3, and these are operated by the first three fingers of the right hand. Code elements 4 and 5 are transmitted by keys 4 and 5, and these are operated by the first two fingers of the left hand."
Baudot's code became known as the International Telegraph Alphabet No. 1 (ITA1). It is no longer used.
Murray code
In 1901, Baudot's code was modified by Donald Murray (1865–1945), prompted by his development of a typewriter-like keyboard. The Murray system employed an intermediate step; a keyboard perforator, which allowed an operator to punch a paper tape, and a tape transmitter for sending the message from the punched tape. At the receiving end of the line, a printing mechanism would print on a paper tape, and/or a reperforator could be used to make a perforated copy of the message. As there was no longer a connection between the operator's hand movement and the bits transmitted, there was no concern about arranging the code to minimize operator fatigue, and instead Murray designed the code to minimize wear on the machinery, assigning the code combinations with the fewest punched holes to the most frequently used characters.
For example, the one-hole letters are E and T. The ten two-hole letters are AOINSHRDLZ, very similar to the "Etaoin shrdlu" order used in Linotype machines. Ten more letters, BCGFJMPUWY, have three holes each, and the four-hole letters are VXKQ.
The Murray code also introduced what became known as "format effectors" or "control characters" the CR (Carriage Return) and LF (Line Feed) codes. A few of Baudot's codes moved to the positions where they have stayed ever since: the NULL or BLANK and the DEL code. NULL/BLANK was used as an idle code for when no messages were being sent, but the same code was used to encode the space separation between words. Sequences of DEL codes (fully punched columns) were used at start or end of messages or between them, allowing easy separation of distinct messages. (BELL codes could be inserted in those sequences to signal to the remote operator that a new message was coming or that transmission of a message was terminated).
Early British Creed machines also used the Murray system.
Western Union
Murray's code was adopted by Western Union which used it until the 1950s, with a few changes that consisted of omitting some characters and adding more control codes. An explicit SPC (space) character was introduced, in place of the BLANK/NULL, and a new BEL code rang a bell or otherwise produced an audible signal at the receiver. Additionally, the WRU or "Who aRe yoU?" code was introduced, which caused a receiving machine to send an identification stream back to the sender.
ITA2
In 1924, the CCITT introduced the International Telegraph Alphabet No. 2 (ITA2) code as an international standard, which was based on the Western Union code with some minor changes. The US standardized on a version of ITA2 called the American Teletypewriter code (US TTY) which was the basis for 5-bit teletypewriter codes until the debut of 7-bit ASCII in 1963.
Some code points (marked blue in the table) were reserved for national-specific usage.
The code position assigned to Null was in fact used only for the idle state of teleprinters. During long periods of idle time, the impulse rate was not synchronized between both devices (which could even be powered off or not permanently interconnected on commuted phone lines). To start a message it was first necessary to calibrate the impulse rate, a sequence of regularly timed "mark" pulses (1), by a group of five pulses, which could also be detected by simple passive electronic devices to turn on the teleprinter. This sequence of pulses generated a series of Erasure/Delete characters while also initializing the state of the receiver to the Letters shift mode. However, the first pulse could be lost, so this power on procedure could then be terminated by a single Null immediately followed by an Erasure/Delete character. To preserve the synchronization between devices, the Null code could not be used arbitrarily in the middle of messages (this was an improvement to the initial Baudot system where spaces were not explicitly differentiated, so it was difficult to maintain the pulse counters for repeating spaces on teleprinters). But it was then possible to resynchronize devices at any time by sending a Null in the middle of a message (immediately followed by an Erasure/Delete/LS control if followed by a letter, or by a FS control if followed by a figure). Sending Null controls also did not cause the paper band to advance to the next row (as nothing was punched), so this saved precious lengths of punchable paper band. On the other hand, the Erasure/Delete/LS control code was always punched and always shifted to the (initial) letters mode. According to some sources, the Null code point was reserved for country-internal usage only.
The Shift to Letters code (LS) is also usable as a way to cancel/delete text from a punched tape after it has been read, allowing the safe destruction of a message before discarding the punched band. Functionally, it can also play the same filler role as the Delete code in ASCII (or other 7-bit and 8-bit encodings, including EBCDIC for punched cards). After codes in a fragment of text have been replaced by an arbitrary number of LS codes, what follows is still preserved and decodable. It can also be used as an initiator to make sure that the decoding of the first code will not give a digit or another symbol from the figures page (because the Null code can be arbitrarily inserted near the end or beginning of a punch band, and has to be ignored, whereas the Space code is significant in text).
The cells marked as reserved for extensions (which use the LS code again a second time—just after the first LS code—to shift from the figures page to the letters shift page) has been defined to shift into a new mode. In this new mode, the letters page contains only lowercase letters, but retains access to a third code page for uppercase letters, either by encoding for a single letter (by sending LS before that letter), or locking (with FS+LS) for an unlimited number of capital letters or digits before then unlocking (with a single LS) to return to lowercase mode. The cell marked as "Reserved" is also usable (using the FS code from the figures shift page) to switch the page of figures (which normally contains digits and national lowercase letters or symbols) to a fourth page (where national letters are uppercase and other symbols may be encoded).
ITA2 is still used in telecommunications devices for the deaf (TDD), Telex, and some amateur radio applications, such as radioteletype ("RTTY"). ITA2 is also used in Enhanced Broadcast Solution, an early 21st-century financial protocol specified by Deutsche Börse, to reduce the character encoding footprint.
Nomenclature
Nearly all 20th-century teleprinter equipment used Western Union's code, ITA2, or variants thereof. Radio amateurs casually call ITA2 and variants "Baudot" incorrectly, and even the American Radio Relay League's Amateur Radio Handbook does so, though in more recent editions the tables of codes correctly identifies it as ITA2.
Character set
The values shown in each cell are the Unicode codepoints, given for comparison.
Original Baudot variants
Original Baudot, domestic UK
Original Baudot, Continental European
Original Baudot, ITA 1
Baudot–Murray variants
Murray Code
ITA 2 and US-TTY
Weather code
Meteorologists used a variant of ITA2 with the figures-case symbols, except for the ten digits, BEL and a few other characters, replaced by weather symbols:
Details
Note: This table presumes the space called "1" by Baudot and Murray is rightmost, and least significant. The way the transmitted bits were packed into larger codes varied by manufacturer. The most common solution allocates the bits from the least significant bit towards the most significant bit (leaving the three most significant bits of a byte unused).
In ITA2, characters are expressed using five bits. ITA2 uses two code sub-sets, the "letter shift" (LTRS), and the "figure shift" (FIGS). The FIGS character (11011) signals that the following characters are to be interpreted as being in the FIGS set, until this is reset by the LTRS (11111) character. In use, the LTRS or FIGS shift key is pressed and released, transmitting the corresponding shift character to the other machine. The desired letters or figures characters are then typed. Unlike a typewriter or modern computer keyboard, the shift key isn't kept depressed whilst the corresponding characters are typed. "ENQuiry" will trigger the other machine's answerback. It means "Who are you?"
CR is carriage return, LF is line feed, BEL is the bell character which rang a small bell (often used to alert operators to an incoming message), SP is space, and NUL is the null character (blank tape).
Note: the binary conversions of the codepoints are often shown in reverse order, depending on (presumably) from which side one views the paper tape. Note further that the "control" characters were chosen so that they were either symmetric or in useful pairs so that inserting a tape "upside down" did not result in problems for the equipment and the resulting printout could be deciphered. Thus FIGS (11011), LTRS (11111) and space (00100) are invariant, while CR (00010) and LF (01000), generally used as a pair, are treated the same regardless of order by page printers. LTRS could also be used to overpunch characters to be deleted on a paper tape (much like DEL in 7-bit ASCII).
The sequence RYRYRY... is often used in test messages, and at the start of every transmission. Since R is 01010 and Y is 10101, the sequence exercises much of a teleprinter's mechanical components at maximum stress. Also, at one time, fine-tuning of the receiver was done using two coloured lights (one for each tone). 'RYRYRY...' produced 0101010101..., which made the lights glow with equal brightness when the tuning was correct. This tuning sequence is only useful when ITA2 is used with two-tone FSK modulation, such as is commonly seen in radioteletype (RTTY) usage.
US implementations of Baudot code may differ in the addition of a few characters, such as #, & on the FIGS layer.
The Russian version of Baudot code (MTK-2) used three shift modes; the Cyrillic letter mode was activated by the character (00000). Because of the larger number of characters in the Cyrillic alphabet, the characters !, &, £ were omitted and replaced by Cyrillics, and BEL has the same code as Cyrillic letter Ю. The Cyrillic letters Ъ and Ё are omitted, and Ч is merged with the numeral 4.
See also
Asynchronous serial communication
Bacon's cipher – A 5-bit binary encoding of the English alphabet devised by Francis Bacon in 1605.
List of information system character sets
Morse code
Prosigns for Morse code
Serial communication
Notes
References
Further reading
MTK-2 code table
Baudot, Murray, ITA2, ITA5, etc.
Online Baudot code converter (includes paper tape view)
A breakdown of the patent for Baudot's first device
Character encoding
Character sets
Telegraphy
Amateur radio | [
101,
1109,
18757,
18109,
1204,
3463,
1110,
1126,
1346,
1959,
18922,
1111,
22821,
1183,
8620,
1118,
234,
17893,
18757,
18109,
1204,
1107,
1103,
15583,
119,
1135,
1108,
1103,
8283,
1106,
1103,
1570,
12627,
8461,
16632,
1302,
119,
123,
113,
9686,
1592,
1477,
114,
117,
1103,
1211,
1887,
21359,
1513,
10988,
1200,
3463,
1107,
1329,
1235,
1103,
16889,
1104,
15278,
19747,
2240,
119,
2994,
1959,
1107,
1103,
14502,
1110,
2533,
1118,
170,
1326,
1104,
1421,
9182,
117,
1850,
1166,
170,
4909,
3094,
1216,
1112,
170,
22821,
7700,
1137,
170,
2070,
4344,
119,
1109,
5961,
2603,
11842,
1110,
1227,
1112,
171,
16631,
117,
1105,
1110,
4408,
1121,
1103,
1269,
1271,
119,
2892,
18757,
18109,
1204,
3463,
113,
9686,
1592,
1475,
114,
1130,
1103,
2071,
1952,
117,
9518,
1818,
2316,
146,
117,
1563,
117,
2684,
117,
4191,
117,
1105,
159,
1437,
1103,
3463,
132,
1103,
2421,
119,
1105,
17355,
1403,
119,
7411,
1437,
1103,
3784,
1105,
2849,
1111,
1103,
9211,
1105,
1993,
3827,
132,
1105,
1103,
3271,
6631,
1675,
1103,
1952,
1107,
1103,
1546,
131,
14502,
4571,
117,
4823,
1105,
1993,
18757,
18109,
1204,
1872,
1117,
1148,
2967,
14771,
22821,
1107,
7052,
1105,
17994,
1122,
1107,
7079,
119,
1130,
6789,
117,
1119,
2014,
1121,
170,
1565,
118,
2113,
3463,
1106,
170,
1421,
118,
2113,
3463,
117,
1112,
3228,
1118,
4804,
8523,
144,
25134,
1116,
1105,
8725,
13718,
1107,
10586,
117,
1114,
4463,
1113,
1105,
1228,
14662,
117,
1134,
2148,
1111,
6580,
1104,
1103,
2264,
14502,
117,
1105,
1529,
23609,
26405,
7926,
1891,
1105,
1654,
7981,
119,
1109,
3463,
2111,
1108,
1136,
17994,
113,
1178,
1103,
3395,
114,
1272,
1497,
8581,
1644,
1674,
1136,
2621,
8550,
1106,
1129,
17994,
119,
18757,
18109,
1204,
112,
188,
126,
118,
2113,
3463,
1108,
5546,
1106,
1129,
1850,
1121,
170,
9506,
9303,
117,
1105,
1185,
21359,
1513,
10988,
1200,
3204,
1108,
1518,
3033,
1115,
1215,
1122,
1107,
1157,
1560,
1532,
119,
1109,
3463,
1108,
2242,
1113,
170,
9303,
1134,
1125,
1198,
1421,
3267,
118,
2076,
6631,
1105,
1108,
2622,
1606,
1160,
2220,
1104,
1103,
1286,
1289,
1105,
1210,
2220,
1104,
1103,
1268,
1289,
119,
2857,
1103,
6631,
1125,
1151,
3691,
117,
1152,
1127,
4594,
1205,
1235,
6676,
10492,
1107,
170,
19371,
2587,
2085,
1166,
1103,
4291,
3387,
1106,
1115,
2440,
9303,
117,
1120,
1134,
1159,
1103,
9303,
1108,
14776,
2407,
1111,
1103,
1397,
1959,
1106,
1129,
2242,
117,
1114,
1126,
22395,
13440,
113,
1227,
1112,
1103,
107,
11019,
23496,
4344,
107,
114,
1106,
11857,
1103,
6650,
119,
5434,
5067,
1125,
1106,
4731,
170,
6386,
6795,
117,
1105,
1103,
4400,
2420,
1104,
2805,
1108,
1476,
1734,
1679,
2517,
119,
1109,
1952,
107,
2196,
1103,
18205,
1104,
1103,
18757,
18109,
1204,
3463,
1134,
1108,
4071,
1107,
1103,
1418,
3799,
3060,
1111,
10998,
1105,
11054,
1826,
119,
138,
1295,
1104,
2650,
1107,
1103,
10998,
3463,
1132,
2125,
1118,
13394,
7264,
1107,
1103,
11054,
3463,
119,
6741,
3050,
122,
117,
123,
1105,
124,
1132,
12086,
1118,
6631,
122,
117,
123,
1105,
124,
117,
1105,
1292,
1132,
2622,
1118,
1103,
1148,
1210,
2220,
1104,
1103,
1268,
1289,
119,
6741,
3050,
125,
1105,
126,
1132,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The Basenji is a breed of hunting dog. It was bred from stock that originated in central Africa. The Fédération Cynologique Internationale places the breed in the Spitz and primitive types. The Basenji produces an unusual yodel-like sound, due to its unusually shaped larynx. This trait also gives the Basenji the nickname the 'barkless dog.'
Basenjis share many distinctive traits with pariah dog types. Basenjis come into estrus only once annually similar to dingoes and New Guinea singing dogs, when compared with other dog breeds which may have two or more breeding seasons each year. Basenji lack a distinctive odor, and are prone to howls, yodels, and other vocalizations over the characteristic bark of modern dog breeds. The breed's original foundation stock came from the Democratic Republic of the Congo.
Name
The Azande and Mangbetu people from the northeastern Congo region describe Basenjis, in the local Lingala language, as . Translated, this means 'dogs of the savages', or 'dogs of the villagers'. In the Congo, the Basenji is also known as the "dog of the bush". The dogs are also known to the Azande of southern Sudan as . The word itself is the plural form of . In Swahili, another Bantu language, from East Africa, translates to 'Savage dog'. Another local name is m'bwa m'kube, 'mbwa wa mwitu'(Wild dog), or 'dog that jumps up and down', a reference to their tendency to jump straight up to spot their quarry.
Lineage
The Basenji has been identified as a basal breed that predates the emergence of the modern breeds in the 19th century. DNA studies based on whole-genome sequences indicate that the basenji and the dingo are both considered to be basal members of the domestic dog clade.
In 2021, the genome of two basenjis were assembled, which indicated that the basenji fell within the Asian spitz group. The AMY2B gene produces an enzyme, amylase, that helps to digest starch. Similar to the wolf, the husky and the dingo possess only two copies of this gene, which provides evidence that they arose before the expansion of agriculture. The genomic study found that similarly, the basenji possesses only two copies of this gene.
History
Originating on the continent of Africa, Europeans first described the type of dog the Basenji breed derives from in 1895—in the Congo. These local dogs, which Europeans identified as a distinct breed and called basenji, were prized by locals for their intelligence, courage, speed, and silence. Some consider independent dogs such as Basenjis and Afghan Hounds more intelligent than obedient breeds because of their ability to recognize which actions benefit them, and which simply please another.
Several attempts were made to bring the breed to England, but the earliest imports succumbed to disease. In 1923, for example, Lady Helen Nutting brought six Basenjis with her from Sudan, but all six died from distemper shots they received in quarantine. It was not until the 1930s that foundation stock was successfully established in England, and then in the United States by animal importer Henry Trefflich. It is likely that nearly all the Basenjis in the Western world are descended from these few original imports. The breed was officially accepted into the AKC in 1943. In 1990, the AKC stud book was reopened to 14 new imports at the request of the Basenji Club of America. The stud book was reopened again to selected imported dogs from 1 January 2009 to 31 December 2013. An American-led expedition collected breeding stock in villages in the Basankusu area of the Democratic Republic of Congo, in 2010. Basenjis are also registered with the United Kennel Club.
The popularity of the Basenji in the United States, according to the American Kennel Club, has declined over the past decade, with the breed ranked 71st in 1999, decreasing to 84th in 2006, and to 93rd in 2011.
Characteristics
Appearance
Basenjis are small, short-haired dogs with erect ears, tightly curled tails and graceful necks. A Basenji's forehead is wrinkled, even more so when it is young or extremely excited. A Basenji's eyes are typically almond-shaped. Basenjis typically weigh about and stand at the shoulder. They are a square breed, which means they are as long as they are tall with males usually larger than females. Basenjis are athletic dogs, and deceptively powerful for their size. They have a graceful, confident gait like a trotting horse, and skim the ground in a double suspension gallop, with their characteristic curled tail straightened out for greater balance when running at their top speed. Basenjis come in a few different colorations: red, black, tricolor, and brindle, and they all have white feet, chests and tail tips. They can also come in trindle, which is a tricolor with brindle points, a rare combination.
Temperament and behavior
The Basenji is alert, energetic, curious and reserved with strangers. The Basenji tends to become emotionally attached to a single human. Basenjis may not get along with non-canine pets. Basenjis dislike wet weather, much like cats, and will often refuse to go outside in any sort of damp conditions. They like to climb, and can easily scale chain wire/link fences.
Basenjis often stand on their hind legs, somewhat like a meerkat, by themselves or leaning on something; this behavior is often observed when the dog is curious about something. Basenjis have a strong prey drive. According to the book The Intelligence of Dogs, they are the second least trainable dog, when required to do human commands (behind only the Afghan Hound). Their real intelligence manifests when they are required to actually solve problems for the sake of the dogs' own goals (such as food, or freedom).
Basenjis are highly prey driven and will go after cats and other small animals.
Health
There is only one completed health survey of dog breeds, including the Basenji, that was conducted by the UK Kennel Club in 2004. The survey indicated the prevalence of diseases in Basenjis with dermatitis (9% of responses), incontinence and bladder infection (5%), hypothyroidism (4%), pyometra and infertility (4%).
Longevity
Basenjis in the 2004 UK Kennel Club survey had a median lifespan of 13.6 years (sample size of 46 deceased dogs), which is 1–2 years longer than the median lifespan of other breeds of similar size. The oldest dog in the survey was 17.5 years. The most common causes of death were old age (30%), urologic (incontinence, Fanconi syndrome, chronic kidney failure 13%), behavior ("unspecified" and aggression 9%), and cancer (9%).
Fanconi syndrome
Fanconi syndrome, an inheritable disorder in which the renal (kidney) tubes fail to reabsorb electrolytes and nutrients, is unusually common in Basenjis. Symptoms include excessive drinking, excessive urination, and glucose in the urine, which may lead to a misdiagnosis of diabetes. Fanconi syndrome usually presents between 4 and 8 years of age, but sometimes as early as 3 years or as late as 10 years. Fanconi syndrome is treatable and organ damage is reduced if treatment begins early. Basenji owners are advised to test their dog's urine for glucose once a month beginning at the age of 3 years. Glucose testing strips designed for human diabetics are inexpensive and available at most pharmacies. A Fanconi disease management protocol has been developed that can be used by veterinarians to treat Fanconi-afflicted dogs.
Beginning in 2011, the direct DNA Fanconi Test became available from the Orthopedic Foundation for Animals (OFA) and replaces the Fanconi Linked Marker Test. The results from the test will indicate "Probably," "Clear/Normal," "Carrier," and "Affected" and will remain OFA website until the dogs are retested. The DNA Fanconi Direct Test does not have an "Indeterminate" result, as this was only necessary in the Linked Marker Test, when the markers did not clearly indicate the status of the dog. Dogs with a "carrier" status may be safely bred only to mates with a "clear/normal" test result.
Other Basenji health issues
Basenjis sometimes carry a simple recessive gene that, when homozygous for the defect, causes genetic hemolytic anemia. Most 21st-century Basenjis are descended from ancestors that have tested clean. When lineage from a fully tested line (set of ancestors) cannot be completely verified, the dog should be tested before breeding. As this is a non-invasive DNA test, a Basenji can be tested for HA at any time.
Basenjis sometimes suffer from hip dysplasia, resulting in loss of mobility and arthritis-like symptoms. All dogs should be tested by either OFA or PennHIP prior to breeding.
Malabsorption, or immunoproliferative enteropathy, is an autoimmune intestinal disease that leads to anorexia, chronic diarrhea, and even death. A special diet can improve the quality of life for afflicted dogs.
The breed can also fall victim to progressive retinal atrophy (a degeneration of the retina causing blindness) and several less serious hereditary eye problems such as coloboma (a hole in the eye structure), and persistent pupillary membrane (tiny threads across the pupil).
In popular culture
In Nyanga mythology, Rukuba was a talking Basenji and the pet of the fire god Nyamuriri. A man named either Nkhango or Mikhango convinced Rukuba to help him steal fire for his people. Angered by this, Nyamuriri sent his dog away. In some versions, he also takes the dog's ability to speak. In most versions, Rukuba is still able to speak when he goes to live with the Nyanga, but refuses to do so anymore once Nkhango tries to make him a messenger for the village.
The title character of the 1954 novel Good-bye, My Lady, by James H. Street, is a Basenji (female). The book was made into a film of the same name in 1956, with a cast that included Brandon deWilde, Walter Brennan, and Sidney Poitier. Several Basenjis were used in the lead role, the main "star" being "My Lady of the Congo" a six-month-old Basenji bred by Veronica Tudor-Williams of Molesey, England. She was followed by four other young Basenjis to act as doubles including her sibling, "My Lord of the Congo", and "Flageolet of the Congo", (who would become an International Champion). "My Lady" did most of the scenes.
The true story of a Basenji was featured in the episode "The Cat Came Back" on the radio program This American Life.
According to the webcomic Achewood, if Jesus Christ were a dog, he would be a Basenji.
Basenjis are featured in the fourth episode, "Tyler Tucker, I Presume?", of the third season of the animated television series The Wild Thornberrys. Nigel Thornberry encounters a group of tribesmen along with their Congolese hunting dogs. The series's director, Mark Risley, owns several Basenjis, and his dogs provided the recorded voices for their animated counterparts.
An episode of Pound Puppies, "The Pups Who Loved Me", revolves around a Basenji secret agent character by the name of Bondo. The dog is drawn with an appropriate likeness, but appears to bark, which is uncharacteristic of the breed.
Basenjis are featured in the first part of The Apu Trilogy (India).
A Basenji dog is one of the main protagonists of the novel August Magic by Veronica Anne Starbuck.
Anubis, the barkless dog, is a Basenji dog featured in a horror movie Soulmate and Tales of Halloween.
Yodels, Wails and Basenji Tails – the 1998 book that features a compilation of Basenji stories.
The Story of Tongdaeng by His Majesty King Bhumibol Adulyadej of Thailand features one of his pets Tongdaeng, the Basenji dog.
Ace Ventura: Pet Detective. New release of this film on video includes footage of a black and white Basenji, which was cut from the original release. This Basenji has also been featured on Australia's video cover.
The African Queen features a Basenji sitting on the lap of the native in the church scene at the beginning of the film.
Ring of Fire: An Indonesian Odyssey features a Basenji.
Mystic Fire Video contains the Borneo Basenji.
The Magic of Lassie – Basenji is seen during one of the scenes in the cab of an 18-wheeler in the parking lot.
The Constant Gardener features a Basenji puppy in the village, held by a child on a rope leash.
So Quiet on the Canine Front and Trader Hound, movie shorts of the Dogville Comedies series, contain trained dogs as actors, two of which are Basenjis.
Air Bud: World Pup – two Basenjis of different colors are seen running with the pack of dogs and chasing two crooks at the end of the film.
A Basenji is carried on Matthew Barney's head, in depiction of the Egyptian god of the dead Anubis, in his 2007 performance Guardian of the Veil.
See also
Dogs portal
List of dog breeds
African village dog
Indian pariah dog
Pariah dog
New Guinea singing dog
References
External links
FCI breeds
Dog breeds originating in Africa
Dog breeds originating in the Democratic Republic of the Congo
Rare dog breeds | [
101,
1109,
5524,
21440,
1110,
170,
9489,
1104,
5693,
3676,
119,
1135,
1108,
14698,
1121,
4482,
1115,
7506,
1107,
2129,
2201,
119,
1109,
143,
2744,
1181,
27686,
27688,
2728,
13791,
5484,
25807,
2844,
1103,
9489,
1107,
1103,
156,
18965,
1584,
1105,
12130,
3322,
119,
1109,
5524,
21440,
6570,
1126,
5283,
26063,
6738,
118,
1176,
1839,
117,
1496,
1106,
1157,
14624,
4283,
2495,
15023,
1775,
119,
1188,
20323,
1145,
3114,
1103,
5524,
21440,
1103,
8002,
1103,
112,
12001,
2008,
3676,
119,
112,
5524,
21440,
1116,
2934,
1242,
7884,
13474,
1114,
14247,
15963,
3676,
3322,
119,
5524,
21440,
1116,
1435,
1154,
12890,
6208,
1178,
1517,
6089,
1861,
1106,
28028,
2758,
1279,
1105,
1203,
6793,
4241,
6363,
117,
1165,
3402,
1114,
1168,
3676,
17530,
1134,
1336,
1138,
1160,
1137,
1167,
8103,
2955,
1296,
1214,
119,
5524,
21440,
2960,
170,
7884,
21430,
117,
1105,
1132,
13557,
1106,
1293,
3447,
117,
26063,
6738,
1116,
117,
1105,
1168,
5563,
20412,
1166,
1103,
7987,
12001,
1104,
2030,
3676,
17530,
119,
1109,
9489,
112,
188,
1560,
4686,
4482,
1338,
1121,
1103,
2978,
2250,
1104,
1103,
8695,
119,
10208,
1109,
138,
14883,
2007,
1105,
2268,
1403,
16632,
1358,
1234,
1121,
1103,
10081,
8695,
1805,
5594,
5524,
21440,
1116,
117,
1107,
1103,
1469,
20815,
5971,
1846,
117,
1112,
119,
13809,
6951,
117,
1142,
2086,
112,
6363,
1104,
1103,
20745,
1116,
112,
117,
1137,
112,
6363,
1104,
1103,
12453,
112,
119,
1130,
1103,
8695,
117,
1103,
5524,
21440,
1110,
1145,
1227,
1112,
1103,
107,
3676,
1104,
1103,
13771,
107,
119,
1109,
6363,
1132,
1145,
1227,
1106,
1103,
138,
14883,
2007,
1104,
2359,
10299,
1112,
119,
1109,
1937,
2111,
1110,
1103,
14920,
1532,
1104,
119,
1130,
156,
3624,
20473,
1182,
117,
1330,
18393,
7926,
1846,
117,
1121,
1689,
2201,
117,
17391,
1106,
112,
12160,
3676,
112,
119,
2543,
1469,
1271,
1110,
182,
112,
171,
3624,
182,
112,
180,
15209,
117,
112,
182,
1830,
3624,
20049,
182,
10073,
7926,
112,
113,
5469,
3676,
114,
117,
1137,
112,
3676,
1115,
15457,
1146,
1105,
1205,
112,
117,
170,
3835,
1106,
1147,
12034,
1106,
5152,
2632,
1146,
1106,
3205,
1147,
16929,
119,
2800,
2553,
1109,
5524,
21440,
1144,
1151,
3626,
1112,
170,
16361,
9489,
1115,
3073,
20388,
1103,
15351,
1104,
1103,
2030,
17530,
1107,
1103,
2835,
1432,
119,
5394,
2527,
1359,
1113,
2006,
118,
15519,
10028,
5057,
1115,
1103,
2259,
21440,
1105,
1103,
28028,
2758,
1132,
1241,
1737,
1106,
1129,
16361,
1484,
1104,
1103,
4500,
3676,
24904,
119,
1130,
17881,
1475,
117,
1103,
15519,
1104,
1160,
2259,
21440,
1116,
1127,
8968,
117,
1134,
4668,
1115,
1103,
2259,
21440,
2204,
1439,
1103,
3141,
15277,
1584,
1372,
119,
1109,
6586,
3663,
1477,
2064,
5565,
6570,
1126,
8744,
117,
1821,
22948,
2217,
117,
1115,
6618,
1106,
11902,
2556,
2851,
1732,
119,
12250,
1106,
1103,
6164,
117,
1103,
24418,
1105,
1103,
28028,
2758,
10192,
1178,
1160,
4034,
1104,
1142,
5565,
117,
1134,
2790,
2554,
1115,
1152,
10246,
1196,
1103,
4298,
1104,
6487,
119,
1109,
176,
26601,
7257,
2025,
1276,
1115,
9279,
117,
1103,
2259,
21440,
15614,
1178,
1160,
4034,
1104,
1142,
5565,
119,
2892,
18999,
3798,
1113,
1103,
10995,
1104,
2201,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The bell curve is typical of the normal distribution.
Bell curve may also refer to:
Gaussian function, a specific kind of function whose graph is a bell-shaped curve
The Bell Curve, a 1994 book by Richard J. Herrnstein and Charles Murray
Bell curve grading, a method of evaluating scholastic performance | [
101,
1109,
7315,
7660,
1110,
4701,
1104,
1103,
2999,
3735,
119,
4720,
7660,
1336,
1145,
5991,
1106,
131,
144,
25134,
11890,
3053,
117,
170,
2747,
1912,
1104,
3053,
2133,
10873,
1110,
170,
7315,
118,
4283,
7660,
1109,
4720,
140,
2149,
2707,
117,
170,
1898,
1520,
1118,
2055,
147,
119,
26497,
18475,
1105,
1889,
5593,
4720,
7660,
176,
23857,
117,
170,
3442,
1104,
27698,
188,
8401,
20519,
2099,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
A biome () is a large collection of flora and fauna occupying a major habitat.
Etymology
The term was suggested in 1916 by Clements, originally as a synonym for biotic community of Möbius (1877). Later, it gained its current definition, based on earlier concepts of phytophysiognomy, formation and vegetation (used in opposition to flora), with the inclusion of the animal element and the exclusion of the taxonomic element of species composition. In 1935, Tansley added the climatic and soil aspects to the idea, calling it ecosystem. The International Biological Program (1964–74) projects popularized the concept of biome.
However, in some contexts, the term biome is used in a different manner. In German literature, particularly in the Walter terminology, the term is used similarly as biotope (a concrete geographical unit), while the biome definition used in this article is used as an international, non-regional, terminology—irrespectively of the continent in which an area is present, it takes the same biome name—and corresponds to his "zonobiome", "orobiome" and "pedobiome" (biomes determined by climate zone, altitude or soil).
In Brazilian literature, the term "biome" is sometimes used as synonym of "biogeographic province", an area based on species composition (the term "floristic province" being used when plant species are considered), or also as synonym of the "morphoclimatic and phytogeographical domain" of Ab'Sáber, a geographic space with subcontinental dimensions, with the predominance of similar geomorphologic and climatic characteristics, and of a certain vegetation form. Both include many biomes in fact.
Classifications
To divide the world into a few ecological zones is difficult, notably because of the small-scale variations that exist everywhere on earth and because of the gradual changeover from one biome to the other. Their boundaries must therefore be drawn arbitrarily and their characterization made according to the average conditions that predominate in them.
A 1978 study on North American grasslands found a positive logistic correlation between evapotranspiration in mm/yr and above-ground net primary production in g/m2/yr. The general results from the study were that precipitation and water use led to above-ground primary production, while solar irradiation and temperature lead to below-ground primary production (roots), and temperature and water lead to cool and warm season growth habit. These findings help explain the categories used in Holdridge's bioclassification scheme (see below), which were then later simplified by Whittaker. The number of classification schemes and the variety of determinants used in those schemes, however, should be taken as strong indicators that biomes do not fit perfectly into the classification schemes created.
Holdridge (1947, 1964) life zones
In 1947, the American botanist and climatologist Leslie Holdridge classified climates based on the biological effects of temperature and rainfall on vegetation under the assumption that these two abiotic factors are the largest determinants of the types of vegetation found in a habitat. Holdridge uses the four axes to define 30 so-called "humidity provinces", which are clearly visible in his diagram. While this scheme largely ignores soil and sun exposure, Holdridge acknowledged that these were important.
Allee (1949) biome-types
The principal biome-types by Allee (1949):
Tundra
Taiga
Deciduous forest
Grasslands
Desert
High plateaus
Tropical forest
Minor terrestrial biomes
Kendeigh (1961) biomes
The principal biomes of the world by Kendeigh (1961):
Terrestrial
Temperate deciduous forest
Coniferous forest
Woodland
Chaparral
Tundra
Grassland
Desert
Tropical savanna
Tropical forest
Marine
Oceanic plankton and nekton
Balanoid-gastropod-thallophyte
Pelecypod-annelid
Coral reef
Whittaker (1962, 1970, 1975) biome-types
Whittaker classified biomes using two abiotic factors: precipitation and temperature. His scheme can be seen as a simplification of Holdridge's; more readily accessible, but missing Holdridge's greater specificity.
Whittaker based his approach on theoretical assertions and empirical sampling. He had previously compiled a review of biome classifications.
Key definitions for understanding Whittaker's scheme
Physiognomy: the apparent characteristics, outward features, or appearance of ecological communities or species.
Biome: a grouping of terrestrial ecosystems on a given continent that is similar in vegetation structure, physiognomy, features of the environment and characteristics of their animal communities.
Formation: a major kind of community of plants on a given continent.
Biome-type: grouping of convergent biomes or formations of different continents, defined by physiognomy.
Formation-type: a grouping of convergent formations.
Whittaker's distinction between biome and formation can be simplified: formation is used when applied to plant communities only, while biome is used when concerned with both plants and animals. Whittaker's convention of biome-type or formation-type is a broader method to categorize similar communities.
Whittaker's parameters for classifying biome-types
Whittaker used what he called "gradient analysis" of ecocline patterns to relate communities to climate on a worldwide scale. Whittaker considered four main ecoclines in the terrestrial realm.
Intertidal levels: The wetness gradient of areas that are exposed to alternating water and dryness with intensities that vary by location from high to low tide
Climatic moisture gradient
Temperature gradient by altitude
Temperature gradient by latitude
Along these gradients, Whittaker noted several trends that allowed him to qualitatively establish biome-types:
The gradient runs from favorable to the extreme, with corresponding changes in productivity.
Changes in physiognomic complexity vary with how favorable of an environment exists (decreasing community structure and reduction of stratal differentiation as the environment becomes less favorable).
Trends in the diversity of structure follow trends in species diversity; alpha and beta species diversities decrease from favorable to extreme environments.
Each growth-form (i.e. grasses, shrubs, etc.) has its characteristic place of maximum importance along the ecoclines.
The same growth forms may be dominant in similar environments in widely different parts of the world.
Whittaker summed the effects of gradients (3) and (4) to get an overall temperature gradient and combined this with a gradient (2), the moisture gradient, to express the above conclusions in what is known as the Whittaker classification scheme. The scheme graphs average annual precipitation (x-axis) versus average annual temperature (y-axis) to classify biome-types.
Biome-types
Tropical rainforest
Tropical seasonal rainforest
deciduous
semideciduous
Temperate giant rainforest
Montane rainforest
Temperate deciduous forest
Temperate evergreen forest
needleleaf
sclerophyll
Subarctic-subalpine needle-leaved forests (taiga)
Elfin woodland
Thorn forests and woodlands
Thorn scrub
Temperate woodland
Temperate shrublands
deciduous
heath
sclerophyll
subalpine-needleleaf
subalpine-broadleaf
Savanna
Temperate grassland
Alpine grasslands
Tundra
Tropical desert
Warm-temperate desert
Cool temperate desert scrub
Arctic-alpine desert
Bog
Tropical fresh-water swamp forest
Temperate fresh-water swamp forest
Mangrove swamp
Salt marsh
Wetland
Goodall (1974–) ecosystem types
The multiauthored series Ecosystems of the world, edited by David W. Goodall, provides a comprehensive coverage of the major "ecosystem types or biomes" on earth:
Walter (1976, 2002) zonobiomes
The eponymously-named Heinrich Walter classification scheme considers the seasonality of temperature and precipitation. The system, also assessing precipitation and temperature, finds nine major biome types, with the important climate traits and vegetation types. The boundaries of each biome correlate to the conditions of moisture and cold stress that are strong determinants of plant form, and therefore the vegetation that defines the region. Extreme conditions, such as flooding in a swamp, can create different kinds of communities within the same biome.
Schultz (1988) ecozones
Schultz (1988, 2005) defined nine ecozones (his concept of ecozone is more similar to the concept of biome than to the concept of ecozone of BBC):
polar/subpolar zone
boreal zone
humid mid-latitudes
dry mid-latitudes
subtropics with winter rain
subtropics with year-round rain
dry tropics and subtropics
tropics with summer rain
tropics with year-round rain
Bailey (1989) ecoregions
Robert G. Bailey nearly developed a biogeographical classification system of ecoregions for the United States in a map published in 1976. He subsequently expanded the system to include the rest of North America in 1981, and the world in 1989. The Bailey system, based on climate, is divided into four domains (polar, humid temperate, dry, and humid tropical), with further divisions based on other climate characteristics (subarctic, warm temperate, hot temperate, and subtropical; marine and continental; lowland and mountain).
100 Polar Domain
120 Tundra Division (Köppen: Ft)
M120 Tundra Division – Mountain Provinces
130 Subarctic Division (Köppen: E)
M130 Subarctic Division – Mountain Provinces
200 Humid Temperate Domain
210 Warm Continental Division (Köppen: portion of Dcb)
M210 Warm Continental Division – Mountain Provinces
220 Hot Continental Division (Köppen: portion of Dca)
M220 Hot Continental Division – Mountain Provinces
230 Subtropical Division (Köppen: portion of Cf)
M230 Subtropical Division – Mountain Provinces
240 Marine Division (Köppen: Do)
M240 Marine Division – Mountain Provinces
250 Prairie Division (Köppen: arid portions of Cf, Dca, Dcb)
260 Mediterranean Division (Köppen: Cs)
M260 Mediterranean Division – Mountain Provinces
300 Dry Domain
310 Tropical/Subtropical Steppe Division
M310 Tropical/Subtropical Steppe Division – Mountain Provinces
320 Tropical/Subtropical Desert Division
330 Temperate Steppe Division
340 Temperate Desert Division
400 Humid Tropical Domain
410 Savanna Division
420 Rainforest Division
Olson & Dinerstein (1998) biomes for WWF / Global 200
A team of biologists convened by the World Wildlife Fund (WWF) developed a scheme that divided the world's land area into biogeographic realms (called "ecozones" in a BBC scheme), and these into ecoregions (Olson & Dinerstein, 1998, etc.). Each ecoregion is characterized by a main biome (also called major habitat type).
This classification is used to define the Global 200 list of ecoregions identified by the WWF as priorities for conservation.
For the terrestrial ecoregions, there is a specific EcoID, format XXnnNN (XX is the biogeographic realm, nn is the biome number, NN is the individual number).
Biogeographic realms (terrestrial and freshwater)
NA: Nearctic
PA: Palearctic
AT: Afrotropic
IM: Indomalaya
AA: Australasia
NT: Neotropic
OC: Oceania
AN: Antarctic
The applicability of the realms scheme above - based on Udvardy (1975)—to most freshwater taxa is unresolved.
Biogeographic realms (marine)
Arctic
Temperate Northern Atlantic
Temperate Northern Pacific
Tropical Atlantic
Western Indo-Pacific
Central Indo-Pacific
Eastern Indo-Pacific
Tropical Eastern Pacific
Temperate South America
Temperate Southern Africa
Temperate Australasia
Southern Ocean
Biomes (terrestrial)
Tropical and subtropical moist broadleaf forests (tropical and subtropical, humid)
Tropical and subtropical dry broadleaf forests (tropical and subtropical, semihumid)
Tropical and subtropical coniferous forests (tropical and subtropical, semihumid)
Temperate broadleaf and mixed forests (temperate, humid)
Temperate coniferous forests (temperate, humid to semihumid)
Boreal forests/taiga (subarctic, humid)
Tropical and subtropical grasslands, savannas, and shrublands (tropical and subtropical, semiarid)
Temperate grasslands, savannas, and shrublands (temperate, semiarid)
Flooded grasslands and savannas (temperate to tropical, fresh or brackish water inundated)
Montane grasslands and shrublands (alpine or montane climate)
Tundra (Arctic)
Mediterranean forests, woodlands, and scrub or sclerophyll forests (temperate warm, semihumid to semiarid with winter rainfall)
Deserts and xeric shrublands (temperate to tropical, arid)
Mangrove (subtropical and tropical, salt water inundated)
Biomes (freshwater)
According to the WWF, the following are classified as freshwater biomes:
Large lakes
Large river deltas
Polar freshwaters
Montane freshwaters
Temperate coastal rivers
Temperate floodplain rivers and wetlands
Temperate upland rivers
Tropical and subtropical coastal rivers
Tropical and subtropical floodplain rivers and wetlands
Tropical and subtropical upland rivers
Xeric freshwaters and endorheic basins
Oceanic islands
Biomes (marine)
Biomes of the coastal and continental shelf areas (neritic zone):
Polar
Temperate shelves and sea
Temperate upwelling
Tropical upwelling
Tropical coral
Summary of the scheme
Biosphere
Biogeographic realms (terrestrial) (8)
Ecoregions (867), each characterized by a main biome type (14)
Ecosystems (biotopes)
Biosphere
Biogeographic realms (freshwater) (8)
Ecoregions (426), each characterized by a main biome type (12)
Ecosystems (biotopes)
Biosphere
Biogeographic realms (marine) (12)
(Marine provinces) (62)
Ecoregions (232), each characterized by a main biome type (5)
Ecosystems (biotopes)
Example:
Biosphere
Biogeographic realm: Palearctic
Ecoregion: Dinaric Mountains mixed forests (PA0418); biome type: temperate broadleaf and mixed forests
Ecosystem: Orjen, vegetation belt between 1,100 and 1,450 m, Oromediterranean zone, nemoral zone (temperate zone)
Biotope: Oreoherzogio-Abietetum illyricae Fuk. (Plant list)
Plant: Silver fir (Abies alba)
Other biomes
Marine biomes
Pruvot (1896) zones or "systems":
Littoral zone
Pelagic zone
Abyssal zone
Longhurst (1998) biomes:
Coastal
Polar
Trade wind
Westerly
Other marine habitat types (not covered yet by the Global 200/WWF scheme):
Open sea
Deep sea
Hydrothermal vents
Cold seeps
Benthic zone
Pelagic zone (trades and westerlies)
Abyssal
Hadal (ocean trench)
Littoral/Intertidal zone
Salt marsh
Estuaries
Coastal lagoons/Atoll lagoons
Kelp forest
Pack ice
Anthropogenic biomes
Humans have altered global patterns of biodiversity and ecosystem processes. As a result, vegetation forms predicted by conventional biome systems can no longer be observed across much of Earth's land surface as they have been replaced by crop and rangelands or cities. Anthropogenic biomes provide an alternative view of the terrestrial biosphere based on global patterns of sustained direct human interaction with ecosystems, including agriculture, human settlements, urbanization, forestry and other uses of land. Anthropogenic biomes offer a way to recognize the irreversible coupling of human and ecological systems at global scales and manage Earth's biosphere and anthropogenic biomes.
Major anthropogenic biomes:
Dense settlements
Croplands
Rangelands
Forested
Indoor
Microbial biomes
Endolithic biomes
The endolithic biome, consisting entirely of microscopic life in rock pores and cracks, kilometers beneath the surface, has only recently been discovered, and does not fit well into most classification schemes.
See also
References
External links
Biomes of the world (Missouri Botanic Garden)
Global Currents and Terrestrial Biomes Map
WorldBiomes.com is a site covering the 5 principal world biome types: aquatic, desert, forest, grasslands, and tundra.
UWSP's online textbook The Physical Environment: – Earth Biomes
Panda.org's Habitats – describes the 14 major terrestrial habitats, 7 major freshwater habitats, and 5 major marine habitats.
Panda.org's Habitats Simplified – provides simplified explanations for 10 major terrestrial and aquatic habitat types.
UCMP Berkeley's The World's Biomes – provides lists of characteristics for some biomes and measurements of climate statistics.
Gale/Cengage has an excellent Biome Overview of terrestrial, aquatic, and man-made biomes with a particular focus on trees native to each, and has detailed descriptions of desert, rain forest, and wetland biomes.
Islands Of Wildness, The Natural Lands Of North America by Jim Bones, a video about continental biomes and climate change.
Dreams Of The Earth, Love Songs For A Troubled Planet by Jim Bones, a poetic video about the North American Biomes and climate change.
NASA's Earth Observatory Mission: Biomes gives an exemplar of each biome that is described in detail and provides scientific measurements of the climate statistics that define each biome.
Habitats | [
101,
138,
25128,
3263,
113,
114,
1110,
170,
1415,
2436,
1104,
16812,
1105,
18335,
14854,
170,
1558,
6296,
119,
142,
2340,
19969,
1109,
1858,
1108,
3228,
1107,
4145,
1118,
13875,
1116,
117,
2034,
1112,
170,
10646,
1111,
25128,
2941,
1661,
1104,
150,
19593,
19071,
113,
7028,
114,
119,
2611,
117,
1122,
3388,
1157,
1954,
5754,
117,
1359,
1113,
2206,
8550,
1104,
185,
7889,
9870,
7889,
23652,
25566,
4527,
117,
3855,
1105,
10338,
113,
1215,
1107,
4078,
1106,
16812,
114,
117,
1114,
1103,
10838,
1104,
1103,
3724,
5290,
1105,
1103,
18434,
1104,
1103,
3641,
23038,
7257,
5290,
1104,
1530,
5239,
119,
1130,
3588,
117,
13880,
8980,
1896,
1103,
172,
24891,
7698,
1105,
5384,
5402,
1106,
1103,
1911,
117,
3516,
1122,
19534,
119,
1109,
1570,
20312,
4659,
113,
2668,
782,
5692,
114,
3203,
22390,
1103,
3400,
1104,
25128,
3263,
119,
1438,
117,
1107,
1199,
20011,
117,
1103,
1858,
25128,
3263,
1110,
1215,
1107,
170,
1472,
4758,
119,
1130,
1528,
3783,
117,
2521,
1107,
1103,
3985,
20925,
117,
1103,
1858,
1110,
1215,
9279,
1112,
25128,
9870,
1162,
113,
170,
5019,
11610,
2587,
114,
117,
1229,
1103,
25128,
3263,
5754,
1215,
1107,
1142,
3342,
1110,
1215,
1112,
1126,
1835,
117,
1664,
118,
2918,
117,
20925,
783,
178,
11604,
16776,
1193,
1104,
1103,
10995,
1107,
1134,
1126,
1298,
1110,
1675,
117,
1122,
2274,
1103,
1269,
25128,
3263,
1271,
783,
1105,
15497,
1106,
1117,
107,
195,
23038,
25959,
3263,
107,
117,
107,
1137,
12809,
2660,
3263,
107,
1105,
107,
185,
1174,
12809,
2660,
3263,
107,
113,
25128,
6801,
3552,
1118,
4530,
4834,
117,
7761,
1137,
5384,
114,
119,
1130,
5468,
3783,
117,
1103,
1858,
107,
25128,
3263,
107,
1110,
2121,
1215,
1112,
10646,
1104,
107,
25128,
2176,
9597,
3199,
107,
117,
1126,
1298,
1359,
1113,
1530,
5239,
113,
1103,
1858,
107,
22593,
25758,
2941,
3199,
107,
1217,
1215,
1165,
2582,
1530,
1132,
1737,
114,
117,
1137,
1145,
1112,
10646,
1104,
1103,
107,
182,
1766,
7880,
13335,
24891,
7698,
1105,
185,
7889,
2430,
2176,
9597,
1348,
5777,
107,
1104,
138,
1830,
112,
156,
5589,
3169,
117,
170,
13351,
2000,
1114,
4841,
25442,
1348,
10082,
117,
1114,
1103,
3073,
9277,
2983,
3633,
1104,
1861,
176,
8209,
26271,
7880,
12805,
11007,
1105,
172,
24891,
7698,
5924,
117,
1105,
1104,
170,
2218,
10338,
1532,
119,
2695,
1511,
1242,
25128,
6801,
1107,
1864,
119,
19295,
1116,
1706,
13330,
1103,
1362,
1154,
170,
1374,
14769,
10490,
1110,
2846,
117,
5087,
1272,
1104,
1103,
1353,
118,
3418,
9138,
1115,
4056,
7244,
1113,
4033,
1105,
1272,
1104,
1103,
18258,
1849,
5909,
1121,
1141,
25128,
3263,
1106,
1103,
1168,
119,
2397,
7070,
1538,
3335,
1129,
3795,
170,
26281,
2875,
22190,
5264,
1105,
1147,
27419,
1189,
2452,
1106,
1103,
1903,
2975,
1115,
3073,
9277,
14248,
1107,
1172,
119,
138,
2406,
2025,
1113,
1456,
1237,
23560,
1116,
1276,
170,
3112,
9366,
5562,
18741,
1206,
174,
2497,
11439,
4047,
21240,
1107,
2608,
120,
194,
1197,
1105,
1807,
118,
1747,
5795,
2425,
1707,
1107,
176,
120,
182,
1477,
120,
194,
1197,
119,
1109,
1704,
2686,
1121,
1103,
2025,
1127,
1115,
14886,
1105,
1447,
1329,
1521,
1106,
1807,
118,
1747,
2425,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The Balkan Wars consisted of two conflicts that took place in the Balkan Peninsula in 1912 and 1913. Four Balkan states defeated the Ottoman Empire in the First Balkan War. In the Second Balkan War, Bulgaria fought against all four original combatants of the first war. It also faced an attack from Romania from the north. The Ottoman Empire lost the bulk of its territory in Europe. Although not involved as a combatant, Austria-Hungary became relatively weaker as a much enlarged Serbia pushed for union of the South Slavic peoples. The war set the stage for the Balkan crisis of 1914 and thus served as a "prelude to the First World War".
By the early 20th century, Bulgaria, Greece, Montenegro and Serbia had achieved independence from the Ottoman Empire, but large elements of their ethnic populations remained under Ottoman rule. In 1912, these countries formed the Balkan League. The First Balkan War began on 8 October 1912, when the League member states attacked the Ottoman Empire, and ended eight months later with the signing of the Treaty of London on 30 May 1913. The Second Balkan War began on 16 June 1913, when Bulgaria, dissatisfied with its loss of Macedonia, attacked its former Balkan League allies. The more numerous combined Serbian and Greek armies repelled the Bulgarian offensive and counter-attacked into Bulgaria from the west and the south. Romania, having taken no part in the conflict, had intact armies to strike with and invaded Bulgaria from the north in violation of a peace treaty between the two states. The Ottoman Empire also attacked Bulgaria and advanced in Thrace regaining Adrianople. In the resulting Treaty of Bucharest, Bulgaria conserved most of the territories it had gained in the First Balkan War. However, it was forced to cede the ex-Ottoman south part of Dobruja province to Romania.
The Balkan Wars were marked by ethnic cleansing with all parties being responsible for grave atrocities against civilians and helped inspire later atrocities including war crimes during the 1990s Yugoslav Wars.
Background
The background to the wars lies in the incomplete emergence of nation-states on the European territory of the Ottoman Empire during the second half of the 19th century. Serbia had gained substantial territory during the Russo-Turkish War, 1877–1878, while Greece acquired Thessaly in 1881 (although it lost a small area back to the Ottoman Empire in 1897) and Bulgaria (an autonomous principality since 1878) incorporated the formerly distinct province of Eastern Rumelia (1885). All three countries, as well as Montenegro, sought additional territories within the large Ottoman-ruled region known as Rumelia, comprising Eastern Rumelia, Albania, Macedonia, and Thrace.
The First Balkan War had some main causes briefly presented below:
The Ottoman Empire was unable to reform itself, govern satisfactorily, or deal with the rising ethnic nationalism of its diverse peoples.
The Italo-Ottoman war of 1911 and the Albanian Revolts in the Albanian Provinces showed that the Empire was deeply "wounded" and unable to strike back against another war.
The Great Powers quarreled amongst themselves and failed to ensure that the Ottomans would carry out the needed reforms. This led the Balkan states to impose their own solution.
The Christian populations of the European part of the Ottoman Empire were oppressed by the Ottoman Reign, thus forcing the Christian Balkan states to take action.
Most importantly, the Balkan League was formed, and its members were confident that under those circumstances an organised and simultaneous declaration of war to the Ottoman Empire would be the only way to protect their compatriots and expand their territories in the Balkan Peninsula.
Policies of the Great Powers
Throughout the 19th century, the Great Powers shared different aims over the "Eastern Question" and the integrity of the Ottoman Empire. Russia wanted access to the "warm waters" of the Mediterranean from the Black Sea; it pursued a pan-Slavic foreign policy and therefore supported Bulgaria and Serbia. Britain wished to deny Russia access to the "warm waters" and supported the integrity of the Ottoman Empire, although it also supported a limited expansion of Greece as a backup plan in case integrity of the Ottoman Empire was no longer possible. France wished to strengthen its position in the region, especially in the Levant (today's Lebanon, Syria, and Israel).
Habsburg-ruled Austria-Hungary wished for a continuation of the existence of the Ottoman Empire, since both were troubled multinational entities and thus the collapse of the one might weaken the other. The Habsburgs also saw a strong Ottoman presence in the area as a counterweight to the Serbian nationalistic call to their own Serb subjects in Bosnia, Vojvodina and other parts of the empire. Italy's primary aim at the time seems to have been the denial of access to the Adriatic Sea to another major sea power. The German Empire, in turn, under the "Drang nach Osten" policy, aspired to turn the Ottoman Empire into its own de facto colony, and thus supported its integrity. In the late 19th and early 20th century, Bulgaria and Greece contended for Ottoman Macedonia and Thrace. Ethnic Greeks sought the forced "Hellenization" of ethnic Bulgars, who sought "Bulgarization" of Greeks (Rise of nationalism). Both nations sent armed irregulars into Ottoman territory to protect and assist their ethnic kindred. From 1904, there was low-intensity warfare in Macedonia between the Greek and Bulgarian bands and the Ottoman army (the Struggle for Macedonia). After the Young Turk revolution of July 1908, the situation changed drastically.
Young Turk Revolution
The 1908 Young Turk Revolution saw the reinstatement of constitutional monarchy in the Ottoman Empire and the start of the Second Constitutional Era. When the revolt broke out, it was supported by intellectuals, the army, and almost all the ethnic minorities of the Empire. It forced Sultan Abdul Hamid II to re-adopt the defunct Ottoman constitution of 1876 and parliament. Hopes were raised among the Balkan ethnicities of reforms and autonomy. Elections were held to form a representative, multi-ethnic, Ottoman parliament. However, following the Sultan's failed counter-coup of 1909, the liberal element of the Young Turks was sidelined and the nationalist element became dominant.
In October 1908, Austria-Hungary seized the opportunity of the Ottoman political upheaval to annex the de jure Ottoman province of Bosnia and Herzegovina, which it had occupied since 1878 (see Bosnian Crisis). Bulgaria declared independence as it had done in 1878, but this time the independence was internationally recognized. The Greeks of the autonomous Cretan State proclaimed unification with Greece, though the opposition of the Great Powers prevented the latter action from taking practical effect.
Reaction in the Balkan states
Serbia was frustrated in the north by Austria-Hungary's incorporation of Bosnia. In March 1909, Serbia was forced to accept the annexation and restrain anti-Habsburg agitation by Serbian nationalists. Instead, the Serbian government (PM: Nikola Pašić) looked to formerly Serb territories in the south, notably "Old Serbia" (the Sanjak of Novi Pazar and the province of Kosovo).
On 15 August 1909, the Military League, a group of Greek officers, took action against the government to reform their country's national government and reorganize the army. The Military League sought the creation of a new political system and thus summoned the Cretan politician Eleutherios Venizelos to Athens as its political advisor. Venizelos persuaded King George I to revise the constitution and asked the League to disband in favor of a National Assembly. In March 1910, the Military League dissolved itself.
Bulgaria, which had secured Ottoman recognition of her independence in April 1909 and enjoyed the friendship of Russia, also looked to annex districts of Ottoman Thrace and Macedonia. In August 1910, Montenegro followed Bulgaria's precedent by becoming a kingdom.
Pre-War treaties
Following the Italian victory in the Italo-Turkish War of 1911–1912, the severity of the Ottomanizing policy of the Young Turkish regime and a series of three revolts in Ottoman held Albania, the Young Turks fell from power after a coup. The Christian Balkan countries were forced to take action and saw this as an opportunity to promote their national agenda by expanding in the territories of the falling empire and liberating their enslaved co-patriots. In order to achieve that, a wide net of treaties was constructed and an alliance was formed.
The negotiation among the Balkan states' governments started in the latter part of 1911 and was all conducted in secret. The treaties and military conventions were published in French translations after the Balkan Wars on 24–26 of November in Le Matin, Paris, France
In April 1911, Greek PM Eleutherios Venizelos’ attempt to reach an agreement with the Bulgarian PM and form a defensive alliance against the Ottoman Empire was fruitless, because of the doubts the Bulgarians held on the strength of the Greek Army. Later that year, in December 1911, Bulgaria and Serbia agreed to start negotiations in forming an alliance under the tight inspection of Russia. The treaty between Serbia and Bulgaria was signed on 29 of February/13 of March 1912. Serbia sought expansion to "Old Serbia" and as Milan Milovanovich noted in 1909 to the Bulgarian counterpart, "As long as we are not allied with you, our influence over the Croats and Slovens will be insignificant". On the other side, Bulgaria wanted the autonomy of Macedonia region under the influence of the two countries. The then Bulgarian Minister of Foreign Affairs General Stefan Paprikov stated in 1909 that, "It will be clear that if not today then tomorrow, the most important issue will again be the Macedonian Question. And this question, whatever happens, cannot be decided without more or less direct participation of the Balkan States". Last but not least, they noted down the divisions should be made of the Ottoman territories after a victorious outcome of the war. More specifically, Bulgaria would gain all the territories eastern of Rodopi Mountains and River Strimona, while Serbia would annex the territories northern and western of Mount Skardu.
The alliance pact between Greece and Bulgaria was finally signed on 16/29 of May 1912, without stipulating any specific division of Ottoman territories. In summer 1912, Greece proceeded on making "gentlemen's agreements" with Serbia and Montenegro. Despite the fact that a draft of the alliance pact with Serbia was submitted on 22 of October, a formal pact was never signed due to the outbreak of the war. As a result, Greece did not have any territorial or other commitments, other than the common cause to fight the Ottoman Empire.
In April 1912 Montenegro and Bulgaria reached an agreement including financial aid to Montenegro in case of war with the Ottoman Empire. A gentlemen's agreement with Greece was reached soon after, as mentioned before. By the end of September a political and military alliance between Montenegro and Serbia was achieved.
By the end of September 1912, Bulgaria had formal-written alliances with Serbia, Greece, and Montenegro. A formal alliance was also signed between Serbia and Montenegro, while Greco-Montenegrin and Greco-Serbian agreements were basically oral "gentlemen's agreements". All these completed the formation of the Balkan League.
Balkan League
At that time, the Balkan states had been able to maintain armies that were both numerous, in relation to each country's population, and eager to act, being inspired by the idea that they would free enslaved parts of their homeland. The Bulgarian Army was the leading army of the coalition. It was a well-trained and fully equipped army, capable of facing the Imperial Army. It was suggested that the bulk of the Bulgarian Army would be in the Thracian front, as it was expected that the front near the Ottoman Capital would be the most crucial one. The Serbian Army would act on the Macedonian front, while the Greek Army was thought powerless and was not taken under serious consideration. Greece was needed in the Balkan League for its navy and its capability to dominate the Aegean Sea, cutting off the Ottoman Armies from reinforcements.
On 13/26 of September 1912, the Ottoman mobilization in Thrace forced Serbia and Bulgaria to act and order their own mobilization. On 17/30 of September Greece also ordered mobilization. On 25 of September/8 of October, Montenegro declared war on the Ottoman Empire, after negotiations failed regarding the border status. On 30 of September/13 of October, the ambassadors of Serbia, Bulgaria, and Greece delivered the common ultimatum to the Ottoman government, which was immediately rejected. The Empire withdrew its ambassadors from Sofia, Belgrade, and Athens, while the Bulgarian, Serbian and Greek diplomats left the Ottoman capital delivering the war declaration on 4/17 of October 1912.
First Balkan War
The three Slavic allies (Bulgaria, Serbia, and Montenegro) had laid out extensive plans to coordinate their war efforts, in continuation of their secret prewar settlements and under close Russian supervision (Greece was not included). Serbia and Montenegro would attack in the theater of Sandjak, Bulgaria, and Serbia in Macedonia and Thrace.
The Ottoman Empire's situation was difficult. Its population of about 26 million people provided a massive pool of manpower, but three-quarters of the population lived in the Asian part of the Empire. Reinforcements had to come from Asia mainly by sea, which depended on the result of battles between the Turkish and Greek navies in the Aegean.
With the outbreak of the war, the Ottoman Empire activated three Army HQs: the Thracian HQ in Constantinople, the Western HQ in Salonika, and the Vardar HQ in Skopje, against the Bulgarians, the Greeks and the Serbians respectively. Most of their available forces were allocated to these fronts. Smaller independent units were allocated elsewhere, mostly around heavily fortified cities.
Montenegro was the first that declared war on 8 October (25 September O.S.). Its main thrust was towards Shkodra, with secondary operations in the Novi Pazar area. The rest of the Allies, after giving a common ultimatum, declared war a week later. Bulgaria attacked towards Eastern Thrace, being stopped only at the outskirts of Constantinople at the Çatalca line and the isthmus of the Gallipoli peninsula, while secondary forces captured Western Thrace and Eastern Macedonia. Serbia attacked south towards Skopje and Monastir and then turned west to present-day Albania, reaching the Adriatic, while a second Army captured Kosovo and linked with the Montenegrin forces. Greece's main forces attacked from Thessaly into Macedonia through the Sarantaporo strait. On 7 November, in response to an Ottoman initiative, they entered into negotiations for the surrender of Thessaloniki. With the Greeks already there, and the Bulgarian 7th Rila Division moving swiftly from the north towards Thessaloniki, Hassan Tahsin Pasha considered his position to be hopeless. The Greeks offered more attractive terms than the Bulgarians did. On 8 November, Tahsin Pasha agreed to terms and 26,000 Ottoman troops passed over into Greek captivity. Before the Greeks entered the city, a German warship whisked the former sultan Abdul Hamid II out of Thessaloniki to continue his exile, across the Bosporus from Constantinople. With their army in Thessaloniki, the Greeks took new positions to the east and northeast, including Nigrita. On 12 November (on 26 October 1912, O.S.) Greece expanded its occupied area and teamed up with the Serbian army to the northwest, while its main forces turned east towards Kavala, reaching the Bulgarians. Another Greek army attacked into Epirus towards Ioannina.
On the naval front, the Ottoman fleet twice exited the Dardanelles and was twice defeated by the Greek Navy, in the battles of Elli and Lemnos. Greek dominance on the Aegean Sea made it impossible for the Ottomans to transfer the planned troops from the Middle East to the Thracian (against the Bulgarian) and to the Macedonian (against the Greeks and Serbians) fronts. According to E.J. Erickson the Greek Navy also played a crucial, albeit indirect role, in the Thracian campaign by neutralizing no less than three Thracian Corps (see First Balkan War, the Bulgarian theater of operations), a significant portion of the Ottoman Army there, in the all-important opening round of the war. After the defeat of the Ottoman fleet, the Greek Navy was also free to liberate the islands of the Aegean. General Nikola Ivanov identified the activity of the Greek Navy as the chief factor in the general success of the allies.
In January, after a successful coup by young army officers, the Ottoman Empire decided to continue the war. After a failed Ottoman counter-attack in the Western-Thracian front, Bulgarian forces, with the help of the Serbian Army, managed to conquer Adrianople, while Greek forces managed to take Ioannina after defeating the Ottomans in the Battle of Bizani. In the joint Serbian-Montenegrin theater of operation, the Montenegrin army besieged and captured the Shkodra, ending the Ottoman presence in Europe west of the Çatalca line after nearly 500 years. The war ended officially with the Treaty of London on 30(17) May 1913.
Prelude to the Second Balkan War
After pressure from the Great Powers towards Greece and Serbia, who had postponed signing in order to fortify their defensive positions, the signing of the Treaty of London took place on 30 May 1913. With this treaty, the war between the Balkan Allies and the Ottoman Empire came to an end. From now on, the Great Powers had the right of decision on the territorial adjustments that had to be made, which even led to the creation of an independent Albania. Every Aegean island belonging to the Ottoman Empire, with the exception of Imbros and Tenedos, was handed over to the Greeks, including the island of Crete.
Furthermore, all European territory of the Ottoman Empire west of the Enos-Midia (Enez-Midye) line, was ceded to the Balkan League, but the division of the territory among the League was not to be decided by the Treaty itself.
This event led to the formation of two ‘de facto’ military occupation zones on the Macedonian territory, as Greece and Serbia tried to create a common border. The Bulgarians were not satisfied with their share of spoils and as a result, the Second Balkan War broke out on the night of 29 June 1913, as Bulgaria confronted the Serbian and Greek lines in Macedonia.
Second Balkan War
Though the Balkan allies had fought together against the common enemy, that was not enough to overcome their mutual rivalries. In the original document for the Balkans league, Serbia promised Bulgaria most of Macedonia. But before the first war had come to an end, Serbia (in violation of the previous agreement) and Greece revealed their plan to keep possession of the territories that their forces had occupied. This act prompted the tsar of Bulgaria to invade his allies. The Second Balkan War broke out on 29 (16) June 1913, when Bulgaria attacked its erstwhile allies in the First Balkan War, Serbia and Greece, while Montenegro and the Ottoman Empire intervened later against Bulgaria, with Romania attacking Bulgaria from the north in violation of a peace treaty.
When the Greek army had entered Thessaloniki in the First Balkan War ahead of the Bulgarian 7th division by only a day, they were asked to allow a Bulgarian battalion to enter the city. Greece accepted in exchange for allowing a Greek unit to enter the city of Serres. The Bulgarian unit that entered Thessaloniki turned out to be an 18,000-strong division instead of the battalion, which caused concern among the Greeks, who viewed it as a Bulgarian attempt to establish a condominium over the city. In the event, due to the urgently needed reinforcements in the Thracian front, Bulgarian Headquarters was soon forced to remove its troops from the city (while the Greeks agreed by mutual treaty to remove their units based in Serres) and transport them to Dedeağaç (modern Alexandroupolis), but it left behind a battalion that started fortifying its positions.
Greece had also allowed the Bulgarians to control the stretch of the Thessaloniki-Constantinople railroad that lay in Greek-occupied territory since Bulgaria controlled the largest part of this railroad towards Thrace. After the end of the operations in Thrace, and confirming Greek concerns, Bulgaria was not satisfied with the territory it controlled in Macedonia and immediately asked Greece to relinquish its control over Thessaloniki and the land north of Pieria, effectively handing over all of Greek Macedonia. These demands, with the Bulgarian refusal to demobilize its army after the Treaty of London had ended the common war against the Ottomans, alarmed Greece, which decided to also keep its army mobilized. A month after the Second Balkan War started, the Bulgarian community of Thessaloniki no longer existed, as hundreds of long-time Bulgarian locals were arrested. Thirteen hundred Bulgarian soldiers and about five hundred komitadjis were also arrested and transferred to Greek prisons. In November 1913, the Bulgarians were forced to admit their defeat, as the Greeks received international recognition on their claim of Thessaloniki.
Similarly, in modern North Macedonia, the tension between Serbia and Bulgaria due to the latter's aspirations over Vardar Macedonia generated many incidents between their respective armies, prompting Serbia to keep its army mobilized. Serbia and Greece proposed that each of the three countries reduce its army by a quarter, as the first step towards a peaceful solution, but Bulgaria rejected it. Seeing the omens, Greece and Serbia started a series of negotiations and signed a treaty on 1 June(19 May) 1913. With this treaty, a mutual border was agreed between the two countries, together with an agreement for mutual military and diplomatic support in case of a Bulgarian or/and Austro-Hungarian attack. Tsar Nicholas II of Russia, being well informed, tried to stop the upcoming conflict on 8 June, by sending an identical personal message to the Kings of Bulgaria and Serbia, offering to act as arbitrator according to the provisions of the 1912 Serbo-Bulgarian treaty. But Bulgaria, by making the acceptance of Russian arbitration conditional, in effect denied any discussion, causing Russia to repudiate its alliance with Bulgaria (see Russo-Bulgarian military convention signed 31 May 1902).
The Serbs and the Greeks had a military advantage on the eve of the war because their armies confronted comparatively weak Ottoman forces in the First Balkan War and suffered relatively light casualties, while the Bulgarians were involved in heavy fighting in Thrace. The Serbs and Greeks had time to fortify their positions in Macedonia. The Bulgarians also held some advantages, controlling internal communication and supply lines.
On 29(16) June 1913, General Savov, under direct orders of Tsar Ferdinand I, issued attack orders against both Greece and Serbia without consulting the Bulgarian government and without an official declaration of war. During the night of 30(17) June 1913, they attacked the Serbian army at Bregalnica river and then the Greek army in Nigrita. The Serbian army resisted the sudden night attack, while most of the soldiers did not even know who they were fighting with, as Bulgarian camps were located next to Serbs and were considered allies. Montenegro's forces were just a few kilometers away and also rushed to the battle. The Bulgarian attack was halted.
The Greek army was also successful. It retreated according to plan for two days while Thessaloniki was cleared of the remaining Bulgarian regiment. Then, the Greek army counterattacked and defeated the Bulgarians at Kilkis (Kukush), after which the mostly Bulgarian town was plundered and burnt and part of its mostly Bulgarian population massacred by the Greek army. Following the capture of Kilkis, the Greek army's pace was not quick enough to prevent the retaliatory destruction of Nigrita, Serres, and Doxato and massacres of non-combatant Greek inhabitants at Sidirokastro and Doxato by the Bulgarian army. The Greek army then divided its forces and advanced in two directions. Part proceeded east and occupied Western Thrace. The rest of the Greek army advanced up to the Struma River valley, defeating the Bulgarian army in the battles of Doiran and Mt. Beles, and continued its advance to the north towards Sofia. In the Kresna straits, the Greeks were ambushed by the Bulgarian 2nd and 1st Armies, newly arrived from the Serbian front, that had already taken defensive positions there following the Bulgarian victory at Kalimanci.
By 30 July, the Greek army was outnumbered by the counter-attacking Bulgarian army, which attempted to encircle the Greeks in a Cannae-type battle, by applying pressure on their flanks. The Greek army was exhausted and faced logistical difficulties. The battle was continued for 11 days, between 29 July and 9 August over 20 km of a maze of forests and mountains with no conclusion. The Greek king, seeing that the units he fought were from the Serbian front, tried to convince the Serbs to renew their attack, as the front ahead of them was now thinner, but the Serbs declined. By then, news came of the Romanian advance toward Sofia and its imminent fall. Facing the danger of encirclement, Constantine realized that his army could no longer continue hostilities. Thus, he agreed to Eleftherios Venizelos' proposal and accepted the Bulgarian request for an armistice as had been communicated through Romania.
Romania had raised an army and declared war on Bulgaria on 10 July (27 June) as it had from 28 (15) June officially warned Bulgaria that it would not remain neutral in a new Balkan war, due to Bulgaria's refusal to cede the fortress of Silistra as promised before the First Balkan War in exchange for Romanian neutrality. Its forces encountered little resistance and, by the time the Greeks accepted the Bulgarian request for an armistice, they had reached Vrazhdebna, from the center of Sofia.
Seeing the military position of the Bulgarian army, the Ottomans decided to intervene. They attacked, and, finding no opposition, managed to win back all of their lands which had been officially ceded to Bulgaria as a part of the Sofia Conference in 1914, i.e. Thrace with its fortified city of Adrianople, regaining an area in Europe which was only slightly larger than the present-day European territory of the Republic of Turkey.
Reactions among the Great Powers during the wars
The developments that led to the First Balkan War did not go unnoticed by the Great Powers. Although there was an official consensus between the European Powers over the territorial integrity of the Ottoman Empire, which led to a stern warning to the Balkan states, unofficially each of them took a different diplomatic approach due to their conflicting interests in the area. As a result, any possible preventive effect of the common official warning was cancelled by the mixed unofficial signals, and failed to prevent or to stop the war:
Russia was a prime mover in the establishment of the Balkan League and saw it as an essential tool in case of a future war against its rival, the Austro-Hungarian Empire. But it was unaware of the Bulgarian plans over Thrace and Constantinople, territories on which it had long-held ambitions, and on which it had just secured a secret agreement of expansion from its allies France and Britain, as a reward for participating in the upcoming Great War against the Central Powers.
France, not feeling ready for a war against Germany in 1912, took a totally negative position against the war, firmly informing its ally Russia that it would not take part in a potential conflict between Russia and Austria-Hungary if it resulted from the actions of the Balkan League. The French, however, failed to achieve British participation in a common intervention to stop the Balkan conflict.
Great Britain, although officially a staunch supporter of the Ottoman Empire's integrity, took secret diplomatic steps encouraging Greek entry into the League in order to counteract Russian influence. At the same time, it encouraged Bulgarian aspirations over Thrace, preferring a Bulgarian Thrace to a Russian one, despite the assurances the British government had given to the Russians in regard to Russia's expansion there.
Austria-Hungary, struggling for a port on the Adriatic and seeking ways for expansion in the south at the expense of the Ottoman Empire, was totally opposed to any other nation's expansion in the area. At the same time, the Habsburg empire had its own internal problems with significant Slav populations that campaigned against German-Hungarian control of the multinational state. Serbia, whose aspirations in the direction of Austrian-held Bosnia were no secret, was considered an enemy and the main tool of Russian machinations that were behind the agitation of Austria's Slav subjects. But Austria-Hungary failed to secure German backup for a firm reaction. Initially, Emperor Wilhelm II told the Archduke Franz Ferdinand that Germany was ready to support Austria in all circumstances — even at the risk of a world war, but the Austro-Hungarians hesitated. Finally, in the German Imperial War Council of 8 December 1912 the consensus was that Germany would not be ready for war until at least mid-1914 and passed notes to that effect to the Habsburgs. Consequently, no actions could be taken when the Serbs acceded to the Austrian ultimatum of 18 October and withdrew from Albania.
Germany, already heavily involved in internal Ottoman politics, officially opposed a war against the Empire. But, in her effort to win Bulgaria for the Central Powers, and seeing the inevitability of Ottoman disintegration, was toying with the idea of replacing the Balkan area of the Ottomans with a friendly Greater Bulgaria in her San Stefano borders—an idea that was based on the German origin of the Bulgarian King and his anti-Russian sentiments.
The Second Balkan war was a catastrophic blow to Russian policies in the Balkans, which for centuries had focused on access to the "warm seas". First, it marked the end of the Balkan League, a vital arm of the Russian system of defense against Austria-Hungary. Second, the clearly pro-Serbian position Russia had been forced to take in the conflict, mainly due to the disagreements over land partitioning between Serbia and Bulgaria, caused a permanent break-up between the two countries. Accordingly, Bulgaria reverted its policy to one closer to the Central Powers' understanding over an anti-Serbian front, due to its new national aspirations, now expressed mainly against Serbia. As a result, Serbia was isolated militarily against its rival Austria-Hungary, a development that eventually doomed Serbia in the coming war a year later. Most damaging, the new situation effectively trapped Russian foreign policy: After 1913, Russia could not afford to lose its last ally in this crucial area and thus had no alternatives but to unconditionally support Serbia when the crisis between Serbia and Austria escalated in 1914. This was a position that inevitably drew Russia into an unwelcome World War with devastating results since it was less prepared (both militarily and socially) for that event than any other Great Power.
Austria-Hungary took alarm at the great increase in Serbia's territory at the expense of its national aspirations in the region, as well as Serbia's rising status, especially to Austria-Hungary's Slavic populations. This concern was shared by Germany, which saw Serbia as a satellite of Russia. These concerns contributed significantly to the two Central Powers' willingness to go to war against Serbia. This meant that when a Serbian backed organization assassinated Archduke Franz Ferdinand of Austria, the reform-minded heir to the Austro-Hungarian throne, causing the 1914 July Crisis, the conflict quickly escalated and resulted in the First World War.
Epilogue
The Treaty of Bucharest
The epilogue to this nine-month pan-Balkan war was drawn mostly by the treaty of Bucharest, 10 August 1913. Delegates of Greece, Serbia, Montenegro, and Bulgaria, hosted by the deputy of Romania arrived in Bucharest to settle negotiations. Ottoman's request to participate was rejected, on the basis that the talks were to deal with matters strictly among the Balkan allies. The Great Powers maintained a very influential presence, but they did not dominate the proceedings. The Treaty partitioned Macedonia, made changes to the Balkan borders and established the independent state of Albania.
Serbia gained the territory of north-east Macedonia, settled the eastern borders with Bulgaria and gained the eastern half of the Sanjak of Novi-Bazar, doubling its size. Montenegro gained the western half of the Sanjak of Novi-Bazar and secured the borders with Serbia. Greece more than doubled its size by gaining southern Epirus, the biggest part of southern Macedonia, including the city-port of Kavala in its eastern border. The Aegean Islands were annexed by the Greek Kingdom, apart from the Dodecanese, and the Cretan unification was completed and formalized. Romania annexed the southern part of Dobruja province. Bulgaria, even though defeated, managed to hold some territorial gains from the First Balkan War. Bulgaria embraced a portion of Macedonia, including the town of Strumnitza, and western Thrace with a 70-mile Aegean coastline including the port-town of Alexandroupolis.
The Final Treaties
The Bulgarian delegates then meet the Ottomans for negotiations in Constantinople. Bulgaria's hope to regain lost territories in Eastern Thrace, where the bulk of Bulgarian forces had struggled to conquer and many died, was dashed as the Turks retained the lands they had regained in the counter-attack. The straight line of Ainos-Midia was not accepted for the eastern Border; the regions of Lozengrad, Lyule Burgas-Buni Hisar, and Adrianople reverted to the Ottomans. After this Treaty of Constantinople, 30 September 1913, Bulgaria sought an alliance with the Ottoman Empire against Greece and Serbia (in support of their claims to Macedonia).
This was followed by the Treaty of Athens, 14 November 1913, between the Turks and Greeks, concluding the conflict between them. However, the status of the Aegean Islands, under Greek control, was left in question. Especially the islands of Imvros and Tenedos strategically positioned near the Dardanelles Straights. Even after signing this treaty, relations between the two countries remained very bad, and war almost broke out in spring 1914.
Finally, the second Treaty in Constantinople re-established the relations between Serbia and the Ottoman Empire, concluding officially the Balkan Wars. Montenegro never signed a pact with the Turks.
Aftermath
The Balkan Wars brought to an end Ottoman rule of the Balkan Peninsula, except for eastern Thrace and Constantinople. The Young Turk regime was unable to reverse their Empire's decline, but remained in power, establishing a dictatorship in June 1913. A large influx of Turks fled from the lost lands to the Ottoman heartland. By 1914, the remaining Empire saw a population increase of around 2.5 million. The estimated war dead were 122,000 killed in action, 20,000 of direct war wounds, and 82,000 of disease (according to Soviet demographer Boris Urlanis in Voini I Narodo-Nacelenie Europi [1960]).
A major issue was the partitioning of these Ottoman territories, inhabited by Greeks, Bulgarians, Aromanians, Serbs, Jews*, Turks, Albanians, and other nationalities. The new state of Albania was established on lands conquered by Greeks and Serbs. Their armies were asked to leave after the establishment of the new country. Greece never gained North Epirus, and Serbia lost a wide littoral to the Adriatic Sea. This arrangement satisfied Italy and Austria-Hungary's wish to limit a greater and more powerful Serbia.
During and after the wars, the Greek fleet proved the only considerable naval power in the Aegean Sea, blocking the Turkish fleet inside the Dardanelles. The Hellenic Navy managed to liberate the Greek islands and boost the morale of the Greeks. However, the Greek populations in Asia Minor and Pontus faced the rage of the Young Turks' regime, answering for the defeat with embargoes, exiles, persecutions, and population exchange between Turkey and Greece.**
All Balkan War conflicts
First Balkan War conflicts
Bulgarian-Ottoman battles
Greek–Ottoman battles
Serbian–Ottoman battles
Second Balkan War conflicts
Bulgarian–Greek battles
Bulgarian–Serbian battles
Bulgarian–Ottoman battles
Bulgarian–Romanian battles
Legacy
Citizens of Turkey regard the Balkan Wars as a major disaster (Balkan harbi faciası) in the nation's history. The Ottoman Empire lost all its European territories west of the River Maritsa as a result of the two Balkan Wars, which thus delineated present-day Turkey's western border. By 1923, only 38% of the Muslim population of 1912 still lived in the Balkans and majority of Balkan Turks had been killed or expelled. The unexpected fall and sudden relinquishing of Turkish-dominated European territories created a traumatic event amongst many Turks that triggered the ultimate collapse of the empire itself within five years. Paul Mojzes has called the Balkan Wars an ''unrecognized genocide''.
Nazım Pasha, Chief of Staff of the Ottoman Army, was held responsible for the failure and was assassinated on 23 January 1913 during the 1913 Ottoman coup d'état.
Most Greeks regard the Balkan Wars as a period of epic achievements. They managed to liberate and gain territories that had been inhabited by Greeks since ancient times and doubled the size of the Greek Kingdom. The Greek Army, small and ill-equipped compared to the superior Ottoman but also Bulgarian and Serbian armies, won very important battles. That made Greece a viable pawn in the Great Powers' chess play. Two great personalities rose in the Greek political arena, Prime Minister Eleftherios Venizelos, the leading mind behind the Greek foreign policy, and Crown Prince, and later King, Konstantinos I, the Major General of the Greek Army.
See also
International relations (1814–1919)
Ottoman wars in Europe
Serbo-Bulgarian War (1885)
Albanian Revolt of 1910
Albanian Revolt of 1911
Albanian Revolt of 1912
Destruction of the Thracian Bulgarians in 1913
Balkans Campaign (World War I)
Balkans Campaign (World War II)
List of places burned during the Balkan Wars
References
Bibliography
Further reading
Antić, Čedomir. Ralph Paget: a diplomat in Serbia (Institute for Balkan Studies, Serbian Academy of Sciences and Arts, 2006) online free.
Bobroff, Ronald. (2000) "Behind the Balkan Wars: Russian Policy toward Bulgaria and the Turkish Straits, 1912–13." Russian Review 59.1 (2000): 76–95 online
Boeckh, Katrin, and Sabine Rutar. eds. (2020) The Wars of Yesterday: The Balkan Wars and the Emergence of Modern Military Conflict, 1912–13 (2020)
Dakin, Douglas. (1962) "The diplomacy of the Great Powers and the Balkan States, 1908-1914." Balkan Studies 3.2 (1962): 327–374. online
Farrar Jr, Lancelot L. (2003) "Aggression versus apathy: the limits of nationalism during the Balkan wars, 1912-1913." East European Quarterly 37.3 (2003): 257.
Ginio, Eyal. The Ottoman Culture of Defeat: The Balkan Wars and their Aftermath (Oxford UP, 2016) 377 pp. online review
Hall, Richard C. ed. War in the Balkans: An Encyclopedic History from the Fall of the Ottoman Empire to the Breakup of Yugoslavia (2014)
Howard, Harry N. "The Balkan Wars in perspective: their significance for Turkey." Balkan Studies 3.2 (1962): 267–276 online.
External links
U.S. State Department. "The Formation of the Balkan Alliance of 1912" (1918)
C. Hall, Richard: Balkan Wars 1912–1913, in: 1914-1918-online. International Encyclopedia of the First World War.
Project Gutenberg's The Balkan Wars: 1912–1913, by Jacob Gould Schurman
US Library of Congress in the Balkan Wars
The Balkan crises, 1903–1914
Balkan Wars from a Turkish perspective
Wikisource: The New Student's Reference Work/The Balkans and the Peace of Europe
Historic films about the Balkan Wars at europeanfilmgateway.eu
Causes of World War I
1910s in Europe | [
101,
1109,
18903,
6238,
4227,
1104,
1160,
9802,
1115,
1261,
1282,
1107,
1103,
18903,
7339,
1107,
4080,
1105,
4325,
119,
3396,
18903,
2231,
2378,
1103,
5568,
2813,
1107,
1103,
1752,
18903,
1414,
119,
1130,
1103,
2307,
18903,
1414,
117,
7599,
3214,
1222,
1155,
1300,
1560,
4127,
7418,
1104,
1103,
1148,
1594,
119,
1135,
1145,
3544,
1126,
2035,
1121,
5726,
1121,
1103,
1564,
119,
1109,
5568,
2813,
1575,
1103,
9634,
1104,
1157,
3441,
1107,
1980,
119,
1966,
1136,
2017,
1112,
170,
4127,
2861,
117,
4318,
118,
5169,
1245,
3860,
16990,
1112,
170,
1277,
12089,
6689,
2873,
1111,
3779,
1104,
1103,
1375,
14331,
7983,
119,
1109,
1594,
1383,
1103,
2016,
1111,
1103,
18903,
5532,
1104,
3710,
1105,
2456,
1462,
1112,
170,
107,
3073,
12906,
1106,
1103,
1752,
1291,
1414,
107,
119,
1650,
1103,
1346,
3116,
1432,
117,
7599,
117,
4747,
117,
13259,
1105,
6689,
1125,
3890,
4574,
1121,
1103,
5568,
2813,
117,
1133,
1415,
3050,
1104,
1147,
5237,
6623,
1915,
1223,
5568,
3013,
119,
1130,
4080,
117,
1292,
2182,
1824,
1103,
18903,
1453,
119,
1109,
1752,
18903,
1414,
1310,
1113,
129,
1357,
4080,
117,
1165,
1103,
1453,
1420,
2231,
3623,
1103,
5568,
2813,
117,
1105,
2207,
2022,
1808,
1224,
1114,
1103,
6086,
1104,
1103,
6599,
1104,
1498,
1113,
1476,
1318,
4325,
119,
1109,
2307,
18903,
1414,
1310,
1113,
1479,
1340,
4325,
117,
1165,
7599,
117,
4267,
11655,
20605,
1114,
1157,
2445,
1104,
11504,
117,
3623,
1157,
1393,
18903,
1453,
8224,
119,
1109,
1167,
2567,
3490,
5881,
1105,
2414,
9099,
1231,
24015,
1103,
7145,
5810,
1105,
4073,
118,
3623,
1154,
7599,
1121,
1103,
1745,
1105,
1103,
1588,
119,
5726,
117,
1515,
1678,
1185,
1226,
1107,
1103,
4139,
117,
1125,
9964,
9099,
1106,
4585,
1114,
1105,
10784,
7599,
1121,
1103,
1564,
1107,
11574,
1104,
170,
3519,
7274,
1206,
1103,
1160,
2231,
119,
1109,
5568,
2813,
1145,
3623,
7599,
1105,
3682,
1107,
157,
20955,
2093,
12699,
1158,
7687,
4184,
1513,
119,
1130,
1103,
3694,
6599,
1104,
14806,
117,
7599,
21996,
1211,
1104,
1103,
6835,
1122,
1125,
3388,
1107,
1103,
1752,
18903,
1414,
119,
1438,
117,
1122,
1108,
2257,
1106,
172,
15018,
1103,
4252,
118,
5568,
1588,
1226,
1104,
2091,
1830,
5082,
3174,
3199,
1106,
5726,
119,
1109,
18903,
6238,
1127,
3597,
1118,
5237,
4044,
4253,
1114,
1155,
3512,
1217,
2784,
1111,
6569,
27232,
1222,
9112,
1105,
2375,
21792,
1224,
27232,
1259,
1594,
6969,
1219,
1103,
3281,
12433,
6238,
119,
24570,
1109,
3582,
1106,
1103,
8755,
2887,
1107,
1103,
13975,
15351,
1104,
3790,
118,
2231,
1113,
1103,
1735,
3441,
1104,
1103,
5568,
2813,
1219,
1103,
1248,
1544,
1104,
1103,
2835,
1432,
119,
6689,
1125,
3388,
6432,
3441,
1219,
1103,
18182,
118,
4229,
1414,
117,
7028,
782,
6723,
117,
1229,
4747,
2888,
1109,
11655,
1193,
1107,
6411,
113,
1780,
1122,
1575,
170,
1353,
1298,
1171,
1106,
1103,
5568,
2813,
1107,
5678,
114,
1105,
7599,
113,
1126,
10661,
3981,
1785,
1290,
6723,
114,
4572,
1103,
3147,
4966,
3199,
1104,
2882,
155,
15447,
4567,
113,
5951,
114,
119,
1398,
1210,
2182,
117,
1112,
1218,
1112,
13259,
117,
4110,
2509,
6835,
1439,
1103,
1415,
5568,
118,
4741,
1805,
1227,
1112,
155,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Blitz BASIC is the programming language dialect of the first Blitz compilers, devised by New Zealand-based developer Mark Sibly. Being derived from BASIC, Blitz syntax was designed to be easy to pick up for beginners first learning to program. The languages are game-programming oriented but are often found general-purpose enough to be used for most types of application. The Blitz language evolved as new products were released, with recent incarnations offering support for more advanced programming techniques such as object-orientation and multithreading. This led to the languages losing their BASIC moniker in later years.
History
The first iteration of the Blitz language was created for the Amiga platform and published by the Australian firm Memory and Storage Technology. Returning to New Zealand, Blitz BASIC 2 was published several years later (around 1993 according this press release ) by Acid Software (a local Amiga game publisher). Since then, Blitz compilers have been released on several platforms. Following the demise of the Amiga as a commercially viable platform, the Blitz BASIC 2 source code was released to the Amiga community. Development continues to this day under the name AmiBlitz.
BlitzBasic
Idigicon published BlitzBasic for Microsoft Windows in October 2000. The language included a built-in API for performing basic 2D graphics and audio operations. Following the release of Blitz3D, BlitzBasic is often synonymously referred to as Blitz2D.
Recognition of BlitzBasic increased when a limited range of "free" versions were distributed in popular UK computer magazines such as PC Format. This resulted in a legal dispute between the developer and publisher which was eventually resolved amicably.
BlitzPlus
In February 2003, Blitz Research Ltd. released BlitzPlus also for Microsoft Windows. It lacked the 3D engine of Blitz3D, but did bring new features to the 2D side of the language by implementing limited Microsoft Windows control support for creating native GUIs. Backwards compatibility of the 2D engine was also extended, allowing compiled BlitzPlus games and applications to run on systems that might only have DirectX 1.
BlitzMax
The first BlitzMax compiler was released in December 2004 for Mac OS X. This made it the first Blitz dialect that could be compiled on *nix platforms. Compilers for Microsoft Windows and Linux were subsequently released in May 2005. BlitzMax brought the largest change of language structure to the modern range of Blitz products by extending the type system to include object-oriented concepts and modifying the graphics API to better suit OpenGL. BlitzMax was also the first of the Blitz languages to represent strings internally using UCS-2, allowing native-support for string literals composed of non-ASCII characters.
BlitzMax's platform-agnostic command-set allows developers to compile and run source code on multiple platforms. However the official compiler and build chain will only generate binaries for the platform that it is executing on. Unofficially, users have been able to get Linux and Mac OS X to cross-compile to the Windows platform.
BlitzMax is also the first modular version of the Blitz languages, improving the extensibility of the command-set. In addition, all of the standard modules shipped with the compiler are open-source and so can be tweaked and recompiled by the programmer if necessary. The official BlitzMax cross-platform GUI module (known as MaxGUI) allows developers to write GUI interfaces for their applications on Linux (FLTK), Mac (Cocoa) and Windows. Various user-contributed modules extend the use of the language by wrapping such libraries as wxWidgets, Cairo, and Fontconfig as well as a selection of database modules. There are also a selection of third-party 3D modules available namely MiniB3D - an open-source OpenGL engine which can be compiled and used on all three of BlitzMax's supported platforms.
In October 2007, BlitzMax 1.26 was released which included the addition of a reflection module. BlitzMax 1.32 shipped new threading and Lua scripting modules and most of the standard library functions have been updated so that they are unicode friendly.
Blitz3D SDK
Blitz3D SDK is a 3D graphics engine based on the engine in Blitz3D. It was marketed for use with C++, C#, BlitzMax, and PureBasic, however it could also be used with other languages that follow compatible calling conventions.
Max3D module
In 2008, the source code to Max3D - a C++-based cross-platform 3D engine - was released under a BSD license. This engine focused on OpenGL but had an abstract backend for other graphics drivers (such as DirectX) and made use of several open-source libraries, namely Assimp, Boost, and ODE.
Despite the excitement in the Blitz community of Max3D being the eagerly awaited successor to Blitz3D, interest and support died off soon after the source code was released and eventually development came to a halt. There is no indication that Blitz Research will pick up the project again.
Open-source release
BlitzPlus was released as open-source on 28 April 2014 under the zlib license on GitHub. Blitz3D followed soon after and was released as Open Source on 3 August 2014. BlitzMax was later released as Open Source on 21 September 2015.
Examples
Hello World program that prints to the screen, waits until a key is pressed, and then terminates: Print "Hello World" ; Prints to the screen.
WaitKey() ; Pauses execution until a key is pressed.
End ; Ends Program.Program that demonstrates the declaration of variables using the three main data types (Strings, Integers and Floats) and printing them onto the screen:name$ = "John" ; Create a string variable ($)
age = 36 ; Create an integer variable (No Suffix)
temperature# = 27.3 ; Create a float variable (#)
print "My name is " + name$ + " and I am " + age + " years old."
print "Today, the temperature is " + temperature# + " degrees."
Waitkey() ; Pauses execution until a key is pressed.
End ; Ends program.
Program that creates a windowed application that shows the current time in binary and decimal format. See below for the BlitzMax and BlitzBasic versions:
Software written using BlitzBasic
Eschalon: Book I - BlitzMax
Eschalon: Book II - BlitzMax
Fairway Solitaire - BlitzMax
GridWars - BlitzMax
TVTower (open source clone of MadTV) - BlitzMax
Platypus - Blitz2D (Mac port, BlitzMax)
SCP – Containment Breach - Blitz3D
Worms - originally titled Total Wormage and developed in Blitz Basic on the Amiga before its commercial release
Legacy
In 2011, BRL released a new cross-platform programming language called Monkey and its first official module called Mojo. Monkey has a similar syntax to BlitzMax, but instead of compiling direct to assembly code, it translates Monkey source files directly into source code for a chosen language, framework or platform e.g. Windows, Mac OS X, iOS, Android, HTML5, and Adobe Flash.
Development of Monkey X has been halted in favor of Monkey 2, an updated version of the language by Mark Sibly.
References
External links
Blitz Research subsite on itch.io (BlitzPlus, Blitz 3D, Monkey X, Monkey 2)
Monkey X subsite (open source)
Monkey 2 subsite
blitz-research (Mark Sibly) on GitHub (BlitzPlus, BlitzMax, Blitz3D, Monkey, BlitzMax, Blitz3D for MSVC-CE 2017)
Blitz Research website (archived 3 June 2017)
Monkey X website (archived 15 July 2017)
Amiga development software
Articles with example BASIC code
BASIC compilers
BASIC programming language family
Formerly proprietary software
Free game engines
Free software
Object-oriented programming languages
Software using the zlib license
Video game development software
Video game IDE | [
101,
139,
15516,
12465,
13882,
1658,
1110,
1103,
4159,
1846,
9222,
1104,
1103,
1148,
139,
15516,
26012,
1116,
117,
15724,
1118,
1203,
2512,
118,
1359,
9991,
2392,
14159,
4999,
119,
6819,
4408,
1121,
12465,
13882,
1658,
117,
139,
15516,
24426,
1108,
2011,
1106,
1129,
3123,
1106,
3368,
1146,
1111,
3295,
9268,
1148,
3776,
1106,
1788,
119,
1109,
3483,
1132,
1342,
118,
4159,
7779,
1133,
1132,
1510,
1276,
1704,
118,
3007,
1536,
1106,
1129,
1215,
1111,
1211,
3322,
1104,
4048,
119,
1109,
139,
15516,
1846,
7601,
1112,
1207,
2982,
1127,
1308,
117,
1114,
2793,
17825,
1116,
4733,
1619,
1111,
1167,
3682,
4159,
4884,
1216,
1112,
4231,
118,
10592,
1105,
4321,
1582,
11613,
1158,
119,
1188,
1521,
1106,
1103,
3483,
3196,
1147,
12465,
13882,
1658,
24395,
1107,
1224,
1201,
119,
2892,
1109,
1148,
1122,
17166,
1104,
1103,
139,
15516,
1846,
1108,
1687,
1111,
1103,
27424,
3482,
1105,
1502,
1118,
1103,
1925,
3016,
14500,
1105,
1457,
27611,
3529,
119,
15250,
1106,
1203,
2512,
117,
139,
15516,
12465,
13882,
1658,
123,
1108,
1502,
1317,
1201,
1224,
113,
1213,
1949,
2452,
1142,
3181,
1836,
114,
1118,
138,
16388,
10331,
113,
170,
1469,
27424,
1342,
6654,
114,
119,
1967,
1173,
117,
139,
15516,
26012,
1116,
1138,
1151,
1308,
1113,
1317,
6833,
119,
2485,
1103,
14353,
1104,
1103,
27424,
1112,
170,
11514,
15668,
3482,
117,
1103,
139,
15516,
12465,
13882,
1658,
123,
2674,
3463,
1108,
1308,
1106,
1103,
27424,
1661,
119,
3273,
3430,
1106,
1142,
1285,
1223,
1103,
1271,
7277,
1182,
2064,
15516,
119,
139,
15516,
2064,
17506,
1665,
146,
3309,
11007,
1320,
1502,
139,
15516,
2064,
17506,
1665,
1111,
6998,
5647,
1107,
1357,
1539,
119,
1109,
1846,
1529,
170,
1434,
118,
1107,
20480,
1111,
4072,
3501,
22947,
9043,
1105,
6056,
2500,
119,
2485,
1103,
1836,
1104,
139,
15516,
1495,
2137,
117,
139,
15516,
2064,
17506,
1665,
1110,
1510,
25239,
1193,
2752,
1106,
1112,
139,
15516,
1477,
2137,
119,
11336,
27176,
1104,
139,
15516,
2064,
17506,
1665,
2569,
1165,
170,
2609,
2079,
1104,
107,
1714,
107,
3827,
1127,
4901,
1107,
1927,
1993,
2775,
6959,
1216,
1112,
7054,
15075,
2980,
119,
1188,
3657,
1107,
170,
2732,
7287,
1206,
1103,
9991,
1105,
6654,
1134,
1108,
2028,
10456,
1821,
4578,
4999,
119,
139,
15516,
2101,
5954,
1130,
1428,
1581,
117,
139,
15516,
2713,
4492,
119,
1308,
139,
15516,
2101,
5954,
1145,
1111,
6998,
5647,
119,
1135,
10778,
1103,
7860,
2395,
1104,
139,
15516,
1495,
2137,
117,
1133,
1225,
2498,
1207,
1956,
1106,
1103,
22947,
1334,
1104,
1103,
1846,
1118,
16381,
2609,
6998,
5647,
1654,
1619,
1111,
3780,
2900,
144,
22054,
1116,
119,
4388,
5984,
1116,
25400,
1104,
1103,
22947,
2395,
1108,
1145,
2925,
117,
3525,
9064,
139,
15516,
2101,
5954,
1638,
1105,
4683,
1106,
1576,
1113,
2344,
1115,
1547,
1178,
1138,
15974,
3190,
122,
119,
139,
15516,
2107,
7897,
1109,
1148,
139,
15516,
2107,
7897,
26012,
1108,
1308,
1107,
1382,
1516,
1111,
6603,
11570,
161,
119,
1188,
1189,
1122,
1103,
1148,
139,
15516,
9222,
1115,
1180,
1129,
9064,
1113,
115,
11437,
1775,
6833,
119,
3291,
8223,
25614,
1116,
1111,
6998,
5647,
1105,
11735,
1127,
2886,
1308,
1107,
1318,
1478,
119,
139,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Berkeley ( ) is a city on the eastern shore of San Francisco Bay in northern Alameda County, California, United States. It is named after the 18th-century Irish bishop and philosopher George Berkeley. It borders the cities of Oakland and Emeryville to the south and the city of Albany and the unincorporated community of Kensington to the north. Its eastern border with Contra Costa County generally follows the ridge of the Berkeley Hills. The 2020 census recorded a population of 124,321.
Berkeley is home to the oldest campus in the University of California system, the University of California, Berkeley, and the Lawrence Berkeley National Laboratory, which is managed and operated by the university. It also has the Graduate Theological Union, one of the largest religious studies institutions in the world. Berkeley is considered one of the most socially progressive cities in the United States.
History
Early history
The site of today's City of Berkeley was the territory of the Chochenyo/Huchiun band of the Ohlone people when the first Europeans arrived. Evidence of their existence in the area include pits in rock formations, which they used to grind acorns, and a shellmound, now mostly leveled and covered up, along the shoreline of San Francisco Bay at the mouth of Strawberry Creek. Other artifacts were discovered in the 1950s in the downtown area during remodeling of a commercial building, near the upper course of the creek.
The first people of European descent (most of whom were of mixed race and born in America) arrived with the De Anza Expedition in 1776. The De Anza Expedition led to establishment of the Spanish Presidio of San Francisco at the entrance to San Francisco Bay (the Golden Gate). Luis Peralta was among the soldiers at the Presidio. For his services to the King of Spain, he was granted a vast stretch of land on the east shore of San Francisco Bay (the contra costa, "opposite shore") for a ranch, including that portion that now comprises the City of Berkeley.
Luis Peralta named his holding "Rancho San Antonio". The primary activity of the ranch was raising cattle for meat and hides, but hunting and farming were also pursued. Eventually, Peralta gave portions of the ranch to each of his four sons. What is now Berkeley lies mostly in the portion that went to Peralta's son Domingo, with a little in the portion that went to another son, Vicente. No artifact survives of the Domingo or Vicente ranches, but their names survive in Berkeley street names (Vicente, Domingo, and Peralta). However, legal title to all land in the City of Berkeley remains based on the original Peralta land grant.
The Peraltas' Rancho San Antonio continued after Alta California passed from Spanish to Mexican sovereignty after the Mexican War of Independence. However, the advent of U.S. sovereignty after the Mexican–American War, and especially, the Gold Rush, saw the Peraltas' lands quickly encroached on by squatters and diminished by dubious legal proceedings. The lands of the brothers Domingo and Vicente were quickly reduced to reservations close to their respective ranch homes. The rest of the land was surveyed and parceled out to various American claimants (See Kellersberger's Map).
Politically, the area that became Berkeley was initially part of a vast Contra Costa County. On March 25, 1853, Alameda County was created from a division of Contra Costa County, as well as from a small portion of Santa Clara County. The area that became Berkeley was then the northern part of the "Oakland Township" subdivision of Alameda County. During this period, "Berkeley" was mostly a mix of open land, farms, and ranches, with a small, though busy, wharf by the bay.
Late 19th century
In 1866, Oakland's private College of California looked for a new site. It settled on a location north of Oakland along the foot of the Contra Costa Range (later called the Berkeley Hills) astride Strawberry Creek, at an elevation of about above the bay, commanding a view of the Bay Area and the Pacific Ocean through the Golden Gate.
According to the Centennial Record of the University of California, "In 1866…at Founders' Rock, a group of College of California men watched two ships standing out to sea through the Golden Gate. One of them, Frederick Billings, thought of the lines of the Anglo-Irish Anglican Bishop George Berkeley, 'westward the course of empire takes its way,' and suggested that the town and college site be named for the eighteenth-century Anglo-Irish philosopher." The philosopher's name is pronounced BARK-lee, but the city's name, to accommodate American English, is pronounced BERK-lee.
The College of California's College Homestead Association planned to raise funds for the new campus by selling off adjacent parcels of land. To this end, they laid out a plat and street grid that became the basis of Berkeley's modern street plan. Their plans fell far short of their desires, and they began a collaboration with the State of California that culminated in 1868 with the creation of the public University of California.
As construction began on the new site, more residences were constructed in the vicinity of the new campus. At the same time, a settlement of residences, saloons, and various industries grew around the wharf area called "Ocean View". A horsecar ran from Temescal in Oakland to the university campus along what is now Telegraph Avenue. The first post office opened in 1872.
By the 1870s, the Transcontinental Railroad reached its terminus in Oakland. In 1876, a branch line of the Central Pacific Railroad, the Berkeley Branch Railroad, was laid from a junction with the mainline called Shellmound (now a part of Emeryville) into what is now downtown Berkeley. That same year, the mainline of the transcontinental railroad into Oakland was re-routed, putting the right-of-way along the bay shore through Ocean View.
There was a strong prohibition movement in Berkeley at this time. In 1876, the state enacted the mile limit law, which forbade sale or public consumption of alcohol within of the new University of California. Then, in 1899, Berkeley residents voted to make their city an alcohol-free zone. Scientists, scholars and religious leaders spoke vehemently of the dangers of alcohol.
On April 1, 1878, the people of Ocean View and the area around the university campus, together with local farmers, were granted incorporation by the State of California as the Town of Berkeley. The first elected trustees of the town were the slate of Denis Kearney's Workingman's Party, who were particularly favored in the working-class area of the former Ocean View, now called "West Berkeley". The area near the university became known for a time as "East Berkeley".
Due to the influence of the university, the modern age came quickly to Berkeley. Electric lights and the telephone were in use by 1888. Electric streetcars soon replaced the horsecar. A silent film of one of these early streetcars in Berkeley can be seen at the Library of Congress website.
Early 20th century
Berkeley's slow growth ended abruptly with the Great San Francisco earthquake of 1906. The town and other parts of the East Bay escaped serious damage, and thousands of refugees flowed across the Bay. Among them were most of San Francisco's painters and sculptors, who between 1907 and 1911 created one of the largest art colonies west of Chicago. Artist and critic Jennie V. Cannon described the founding of the Berkeley Art Association and the rivalries of competing studios and art clubs.
In 1904, the first hospitals in Berkeley were created: the Alta Bates Sanatorium for women and children, founded by nurse Alta Bates on Walnut Street, and the Roosevelt (later, Herrick) Hospital, founded by Dr. LeRoy Francis Herrick, on the corner of Dwight Way and Milvia Street.
In 1908, a statewide referendum that proposed moving the California state capital to Berkeley was defeated by a margin of about 33,000 votes. The city named streets around the proposed capitol grounds for California counties. They bear those names today, a legacy of the failed referendum.
On March 4, 1909, following public referendums, the citizens of Berkeley were granted a new charter by the State of California, and the Town of Berkeley became the City of Berkeley. Rapid growth continued up to the Crash of 1929. The Great Depression hit Berkeley hard, but not as hard as many other places in the U.S., thanks in part to the university.
It is believed that Berkeley is where single-family zoning first originated (in 1916), as an effort to keep minorities out of white neighborhoods.
On September 17, 1923, a major fire swept down the hills toward the university campus and the downtown section. Around 640 structures burned before a late-afternoon sea breeze stopped its progress, allowing firefighters to put it out.
The next big growth occurred with the advent of World War II, when large numbers of people moved to the Bay Area to work in the many war industries, such as the immense Kaiser Shipyards in nearby Richmond. One who moved out, but played a big role in the outcome of the war, was U.C. Professor and Berkeley resident J. Robert Oppenheimer. During the war, an Army base, Camp Ashby, was temporarily sited in Berkeley.
The element berkelium was synthesized utilizing the cyclotron at UC Berkeley, and named in 1949, in recognition of the university, thus also placing the city's name in the list of elements.
1950s and 1960s
During the 1940s, many African Americans migrated to Berkeley. In 1950, the Census Bureau reported Berkeley's population as 11.7% black and 84.6% white.
The postwar years brought moderate growth to the city, as events on the U.C. campus began to build up to the recognizable activism of the sixties. In the 1950s, McCarthyism induced the university to demand a loyalty oath from its professors, many of whom refused to sign the oath on the principle of freedom of thought. In 1960, a U.S. House committee (HUAC) came to San Francisco to investigate the influence of communists in the Bay Area. Their presence was met by protesters, including many from the university. Meanwhile, a number of U.C. students became active in the civil rights movement. Finally, in 1964, the university provoked a massive student protest by banning distribution of political literature on campus. This protest became the Free Speech Movement. As the Vietnam War rapidly escalated in the ensuing years, so did student activism at the university, particularly that organized by the Vietnam Day Committee.
Berkeley is strongly identified with the rapid social changes, civic unrest, and political upheaval that characterized the late 1960s. In that period, Berkeley—especially Telegraph Avenue—became a focal point for the hippie movement, which spilled over the Bay from San Francisco. Many hippies were apolitical drop-outs, rather than students, but in the heady atmosphere of Berkeley in 1967–1969 there was considerable overlap between the hippie movement and the radical left. An iconic event in the Berkeley Sixties scene was a conflict over a parcel of university property south of the contiguous campus site that came to be called "People's Park".
The battle over the disposition of People's Park resulted in a month-long occupation of Berkeley by the National Guard on orders of then-Governor Ronald Reagan. In the end, the park remained undeveloped, and remains so today. A spin-off, People's Park Annex, was established at the same time by activist citizens of Berkeley on a strip of land above the Bay Area Rapid Transit subway construction along Hearst Avenue northwest of the U.C. campus. The land had also been intended for development, but was turned over to the city by BART and is now Ohlone Park.
The era of large public protest in Berkeley waned considerably with the end of the Vietnam War in 1975. While the 1960s were the heyday of liberal activism in Berkeley, it remains one of the most overwhelmingly Democratic cities in the United States.
1970s and 1980s
Housing and zoning changes
The Berkeley population declined in the 1970s, partly due to an exodus to the suburbs. Some moved because of the rising cost of living throughout the Bay Area, and others because of the decline and disappearance of many industries in West Berkeley.
Increasing enrollment at the university led to replacement of older buildings by large apartment buildings, especially in older parts of the city near the university and downtown. Increasing enrollment also led the university to wanting to redevelop certain places of Berkeley, especially Southside, but more specifically People's Park. Preservationists passed the Neighborhood Protection Ordinance in 1973 by ballot measure and the Landmarks Preservation Ordinance in 1974 by City Council. Together, these ordinances brought most new construction to a halt. Facing rising housing costs, residents voted to enact rent control and vacancy control in 1980. Though more far-reaching in their effect than those of some of the other jurisdictions in California that chose to use rent-control where they could, these policies were limited by the Costa-Hawkins Act, a statewide ban on rent control that came into effect in 1995 and limited rent control to multi-family units that were built (or technically buildings that were issued their original certificate of occupation) before the state law came into effect in 1995. For cities such as Berkeley, where rent-control was already in place, the law limited the use of rent-control to units built before the local rent-control law was enacted, i.e. 1980.
Political movements
During the 1970s and 1980s, activists increased their power in local government. This era also saw major developments in Berkeley's environmental and food culture. Berkeley's last Republican mayor, Wallace J.S. Johnson, left office in 1971. Alice Waters opened Chez Panisse in 1971. The first curbside recycling program in the U.S. was started by the Ecology Center in 1973. Styrofoam was banned in 1988.
As the city leaned more and more Democratic, local politics became divided between "Progressives" and "Moderates". 1984 saw the Progressives take the majority for the first time. Nancy Skinner became the first UC Berkeley student elected to City Council. In 1986, in reaction to the 1984 election, a ballot measure switched Berkeley from at-large to district-based elections for city council.
In 1983, Berkeley's Domestic Partner Task Force was established, which in 1984 made policy recommendation to the school board, which passed domestic partner legislation. The legislation became a model for similar measures nationwide.
1990s and 2000s
Demographic changes
In 1995, California's Costa-Hawkins Rental Housing Act ended vacancy control, allowing rents to increase when a tenant moved out. Despite a slow down in 2005–2007, median home prices and rents remain dramatically higher than the rest of the nation, fueled by spillover from the San Francisco housing shortage and population growth.
South and West Berkeley underwent gentrification, with some historically Black neighborhoods such as the Adeline Corridor seeing a 50% decline in Black / African American population from 1990 to 2010. In the 1990s, Public Television's Frontline documentary series featured race relations at Berkeley's only public high school, Berkeley High School.
With an economy dominated by the University of California and a high-demand housing market, Berkeley was relatively unaffected by the Great Recession. State budget cuts caused the university to increase the number of out-of-state and international students, with international enrollment, mostly from Asia, rising from 2,785 in 2007 to 5,951 in 2016. Since then, more international restaurants have opened downtown and on Telegraph Avenue, including East Asian chains such as Ippudo and Daiso.
A wave of downtown apartment construction began in 1998.
Protests
In 2006, the Berkeley Oak Grove Protest began protesting construction of a new sports center annex to Memorial Stadium at the expense of a grove of oak trees on the UC campus. The protest ended in September 2008 after a lengthy court process.
In 2007–2008, Berkeley received media attention due to demonstrations against a Marine Corps recruiting office in downtown Berkeley and a series of controversial motions by Berkeley's city council regarding opposition to Marine recruiting. (See Berkeley Marine Corps Recruiting Center controversy.)
2010s and 2020s
During the fall of 2010, the Berkeley Student Food Collective opened after many protests on the UC Berkeley campus due to the proposed opening of the fast food chain Panda Express. Students and community members worked together to open a collectively run grocery store right off of the UC Berkeley campus, where the community can buy local, seasonal, humane, and organic foods. The Berkeley Student Food Collective still operates at 2440 Bancroft Way.
On September 18, 2012, Berkeley became what may be the first city in the U.S. to officially proclaim a day recognizing bisexuals September 23, which is known as Celebrate Bisexuality Day.
On September 2, 2014, the city council approved a measure to provide free medical marijuana to low-income patients.
The Measure D soda tax was approved by Berkeley voters on November 4, 2014, the first such tax in the United States.
Protests
In the Fall of 2011, the nationwide Occupy Wall Street movement came to two Berkeley locations: on the campus of the University of California and as an encampment in Civic Center Park.
During a Black Lives Matter protest on December 6, 2014, police use of tear gas and batons to clear protesters from Telegraph Avenue led to a riot and five consecutive days and nights of protests, marches, and freeway occupations in Berkeley and Oakland. Afterwards, changes were implemented by the Police Department to avoid escalation of violence and to protect bystanders during protests.
During a protest against bigotry and President Trump in August 2017, anti-fascist protesters grew violent against Trump supporters in attendance. Police intervened, arresting 14 people. Sometimes called "antifa", these anti-fascist activists were clad in all black, while some carried shields and others had masks or bandanas hiding their faces. These protests spanned February to September 2017 (See more at 2017 Berkeley Protests).
In 2019, protesters took up residence in People's Park against tree-chopping and were arrested by police in riot gear. Many activists saw this as the university preparing to develop the park.
Renaming controversy
In January, 2022 the Berkeleyside news platform published an opinion piece calling for the city to be renamed. Daniel O'Connell argued that although city namesake George Berkeley was considered a great philosopher in his time, he owned three enslaved persons and forced them to work on his plantation in Rhode Island. Berkeley argued that slaveholders should baptize their slaves on the grounds that it made them "better slaves." According to O'Connell, "Berkeley’s writings express other repugnant ideas, including his proposal to open a missionary school for the purpose of converting the 'American heathen', ... whom Berkeley proposed to kidnap if peaceful methods of separating them from their parents proved unsuccessful. And it is Berkeley’s colonialist verse that inspired the naming of our city, and which today is commemorated by Founders’ Rock on the university campus: 'Westward the Course of Empire Takes its Way'."
Homelessness
The city of Berkeley has historically been a central location for homeless communities in the Bay Area. Since the 1930s, the city of Berkeley has fostered a tradition of political activism. The city has been perceived as a hub for liberal thought and action and it has passed ordinances to oust homeless individuals from Berkeley on multiple occasions. Despite efforts to remove unhoused individuals from the streets and projects to improve social service provision for this demographic, homelessness has continued to be a significant problem in Berkeley.
1960s
A culture of anti-establishment and sociopolitical activism marked the 1960s. The San Francisco Bay Area became a hotspot for hippie counterculture, and Berkeley became a haven for nonconformists and anarchists from all over the United States. Most public discourse around homelessness in Berkeley at this time was centered around the idea of street-living as an expression of counterculture.
During the Free Speech Movement in the Fall of 1964, Berkeley became a hub of civil unrest, with demonstrators and UC Berkeley students sympathizing with the statewide protests for free speech and assembly, as well as revolting against university restrictions against student political activities and organizations established by UC President Clark Kerr in 1959. Many non-student youth and adolescents sought alternative lifestyles and opted for voluntary homelessness during this time.
In 1969, People's Park was created and eventually became a haven for "small-time drug dealers, street people, and the homeless". Although the City of Berkeley has moved unhoused individuals from its streets, sometimes even relocating them to an unused landfill, People's Park has remained a safe space for them since its inception. The park has become one of the few relatively safe spaces for homeless individuals to congregate in Berkeley and the greater Bay Area.
1970s
Stereotypes of homeless people as deviant individuals who chose to live vagrant lifestyles continued to color the discourse around street-dwellers in American cities. However, this time period was also characterized by a subtle shift in the perception of unhoused individuals. The public began to realize that homelessness affected not only single men, but also women, children, and entire families. This recognition set the stage for the City of Berkeley's attitude towards homelessness in the next decade.
1980s
Federal policy changes led to increased rates of homelessness in California, and the deinstitutionalization of those with mental conditions led to greater visibility of the homeless. Although homelessness increased substantially during the 1980s, the deinstitutionalization of the mentally ill has been occurring steadily since the mid-1950s. Large-scale deinstitutionalization of the mentally ill in the last quarter of the 20th century coincided with growth in the number of public shelters and increased visibility of the homeless. Organizations such as Building Opportunities for Self Sufficiency (BOSS) were established in 1971 in response to the needs of mentally ill individuals being released to the streets by state hospital closures.
1990s
In the 1990s, the City of Berkeley faced a substantial increase in the need for emergency housing shelters and saw a rise in the average amount of time individuals spent without stable housing. As housing became a more widespread problem, the general public, Berkeley City Council, and the University of California became increasingly anti-homeless in their opinions. In 1994, Berkeley City Council considered the implementation of a set of anti-homeless laws that the San Francisco Chronicle described as being "among the strictest in the country". These laws prohibited sitting, sleeping and begging in public spaces, and outlawed panhandling from people in a variety of contexts, such as sitting on public benches, buying a newspaper from a rack, or waiting in line for a movie. In February 1995, the American Civil Liberties Union (ACLU) sued the city for infringing free speech rights through its proposed anti-panhandling law. In May of that same year, a federal judge ruled that the anti-panhandling law did violate the First Amendment, but left the anti-sitting and sleeping laws untouched.
Following the implementation of these anti-sitting and sleeping ordinances in 1998, Berkeley increased its policing of homeless adults and youth, particularly in the shopping district surrounding Telegraph Avenue. The mayor at that time, Shirley Dean, proposed a plan to increase both social support services for homeless youth and enforcement of anti-encampment laws. Unhoused youth countered this plan with a request for the establishment of the city's first youth shelter, more trash cans, and more frequent cleaning of public bathrooms.
21st century
The City of Berkeley's 2017 annual homeless report and point-in-time count (PIT) estimate that on a given night, 972 people are homeless. Sixty-eight percent (664 people) of these individuals are also unsheltered, living in places not considered suitable for human habitation, such as cars or streets. Long-term homelessness in Berkeley is double the national average, with 27% of the city's homeless population facing chronic homelessness. Chronic homelessness has been on the rise since 2015, and has been largely a consequence of the constrained local housing market. In 2015, rent in Alameda County increased by 25%, while the average household income only grew by 5%. The City of Berkeley's 2017 report also estimated the number of unaccompanied youth in Berkeley at 189 individuals, 19% of the total homeless population in the city. Homeless youth display greater risk of mental health issues, behavioral problems, and substance abuse, than any other homeless age group. Furthermore, homeless youth identifying as LGBTQ+ are exposed to greater rates of physical and sexual abuse, and higher risk for sexually-transmitted diseases, predominantly HIV.
The City of Berkeley has seen a consistent rise in the number of chronically homeless individuals over the past 30 years, and has implemented a number of different projects to reduce the number of people living on the streets. In 2008, the City focused its efforts on addressing chronic homelessness. This led to a 48% decline in the number of chronically homeless individuals reported in the 2009 Berkeley PIT. However, the number of "hidden homeless" individuals (those coping with housing insecurity by staying at a friend or relative's residence), increased significantly, likely in response to rising housing costs and costs of living. In 2012, the City considered measures that banned sitting in commercial areas throughout Berkeley. The measure was met with strong public opposition and did not pass. However, the City saw a strong need for it to implement rules addressing encampments and public usage of space as well as assessing the resources needed to assist the unhoused population. In response to these needs the City of Berkeley established the Homeless Task Force, headed by then-Councilmember Jesse Arreguín. Since its formation, the Task Force has proposed a number of different recommendations, from expanding the City Homeless Outreach and Mobile Crisis Teams, to building a short-term transitional shelter for unhoused individuals.
With the political activism of the UC, Berkeley has historically been vocal about the housing crisis that affects students and locals alike. With the history of homelessness and lack of affordable housing, there have been masses of organizations opening up with the sole mission to help this vulnerable population with not only housing assistance, but other symptoms that derive from homelessness. These organizations have stemmed from church groups, non-profits, even the UC. One of the many UC Berkeley student run programs that focuses on assisting the homeless is the Suitcase Clinic. The Suitcase Clinic was established in the late 1980s by undergraduate and graduate level students to provide direct medical services to the homeless and underrepresented population of Berkeley. Services provided by students have altered over the years to cater to the needs of the homeless population, and now include not only professional medical and dental support, but also health education, foot-washing, child care, a hot meal, and services that promote mental well-being.
Geography
Berkeley is located at (37.871775, −122.274603).
According to the United States Census Bureau, the city's area includes of land and (40.83%) water, most of it part of San Francisco Bay.
Berkeley borders the cities of Albany, Oakland, and Emeryville and Contra Costa County, including unincorporated Kensington, as well as San Francisco Bay.
Berkeley lies within telephone area code 510 (until September 2, 1991, Berkeley was part of the 415 telephone code that now covers only San Francisco and Marin counties), and the postal ZIP codes are 94701 through 94710, 94712, and 94720 for the University of California campus.
Geology
Most of Berkeley lies on a rolling sedimentary plain that rises gently from sea level to the base of the Berkeley Hills. East of the Hayward Fault along the base of the hills, elevation increases more rapidly. The highest peak along the ridge line above Berkeley is Grizzly Peak, at an elevation of . A number of small creeks run from the hills to the Bay through Berkeley: Cerrito, Codornices, Schoolhouse and Strawberry Creeks are the principal streams. Most of these are largely culverted once they reach the plain west of the hills.
The Berkeley Hills are part of the Pacific Coast Ranges, and run in a northwest–southeast alignment. Exposed in the Berkeley Hills are cherts and shales of the Claremont Formation (equivalent to the Monterey Formation), conglomerate and sandstone of the Orinda Formation and lava flows of the Moraga Volcanics. Of similar age to the Moraga Volcanics (extinct), within the Northbrae neighborhood of Berkeley, are outcroppings of erosion resistant rhyolite. These rhyolite formations can be seen in several city parks and in the yards of a number of private residences. Indian Rock Park in the northeastern part of Berkeley near the Arlington/Marin Circle features a large example.
Earthquakes
Berkeley is traversed by the Hayward Fault Zone, a major branch of the San Andreas Fault to the west. No large earthquake has occurred on the Hayward Fault near Berkeley in historic times (except possibly in 1836), but seismologists warn about the geologic record of large temblors several times in the deeper past. The current assessment is that a Bay Area earthquake of magnitude 6.7 or greater within the next 30 years is likely, with the Hayward Fault having the highest likelihood among faults in the Bay Area of being the epicenter. Moreover, like much of the Bay Area, Berkeley has many areas of some risk to soil liquefaction, with the flat areas closer to the shore at low to high susceptibility.
The 1868 Hayward earthquake did occur on the southern segment of the Hayward Fault in the vicinity of today's city of Hayward. This quake destroyed the county seat of Alameda County then located in San Leandro and it subsequently moved to Oakland. It was strongly felt in San Francisco, causing major damage. It was regarded as the "Great San Francisco earthquake" prior to 1906. It produced a furrow in the ground along the fault line in Berkeley, across the grounds of the new State Asylum for the Deaf, Dumb and Blind then under construction, which was noted by one early University of California professor. Although no significant damage was reported to most of the few Berkeley buildings of the time, the 1868 quake did destroy the vulnerable adobe home of Domingo Peralta in north Berkeley.
Today, evidence of the Hayward Fault's "creeping" is visible at various locations in Berkeley. Cracked roadways, sharp jogs in streams, and springs mark the fault's path. However, since it cuts across the base of the hills, the creep is often concealed by or confused with slide activity. Some of the slide activity itself, however, results from movement on the Hayward Fault.
A notorious segment of the Hayward Fault runs lengthwise down the middle of Memorial Stadium at the mouth of Strawberry Canyon on the University of California campus. Photos and measurements show the movement of the fault through the stadium.
Climate
Berkeley has a warm-summer Mediterranean climate (Csb in the Köppen climate classification), with warm, dry summers and cool, wet winters. Berkeley's location directly opposite the Golden Gate ensures that typical eastward fog flow blankets the city more often than its neighbors. The summers are cooler than a typical Mediterranean climate thanks to upwelling ocean currents along the California coast. These help produce cool and foggy nights and mornings.
Winter is punctuated with rainstorms of varying ferocity and duration, but also produces stretches of bright sunny days and clear cold nights. It does not normally snow, though occasionally the hilltops get a dusting. Spring and fall are transitional and intermediate, with some rainfall and variable temperature. Summer typically brings night and morning low clouds or fog, followed by sunny, warm days. The warmest and driest months are typically June through September, with the highest temperatures occurring in September. Mid-summer (July–August) is often a bit cooler due to the sea breezes and fog common then.
In a year, there are an average of 2.9 days with highs of or higher, and an average of 0.8 days with lows of or lower. The highest recorded temperature was on June 15, 2000, and July 16, 1993, and the lowest recorded temperature was on December 22, 1990.
February is normally the wettest month, averaging of precipitation. Average annual precipitation is , falling on an average of 63.7 days each year. The most rainfall in one month was in February 1998. The most rainfall in 24 hours was on January 4, 1982. As in most of California, the heaviest rainfall years are usually associated with warm water El Niño episodes in the Pacific (e.g., 1982–83; 1997–98), which bring in drenching "pineapple express" storms. In contrast, dry years are often associated with cold Pacific La Niña episodes. Light snow has fallen on rare occasions. Snow has generally fallen every several years on the higher peaks of the Berkeley Hills.
In the late spring and early fall, strong offshore winds of sinking air typically develop, bringing heat and dryness to the area. In the spring, this is not usually a problem as vegetation is still moist from winter rains, but extreme dryness prevails by the fall, creating a danger of wildfires. In September 1923 a major fire swept through the neighborhoods north of the university campus, stopping just short of downtown. (See 1923 Berkeley fire). On October 20, 1991, gusty, hot winds fanned a conflagration along the Berkeley–Oakland border, killing 25 people and injuring 150, as well as destroying 2,449 single-family dwellings and 437 apartment and condominium units. (See 1991 Oakland firestorm)
Demographics
2020 census
Note: the US Census treats Hispanic/Latino as an ethnic category. This table excludes Latinos from the racial categories and assigns them to a separate category. Hispanics/Latinos can be of any race
The 2020 United States Census reported that Berkeley had a population of 124,321. The population density was 11,874 people per square mile of land area (4,584/km2). The racial makeup of Berkeley was 62,450 (50.2%) White, 9,495 (7.6%) Black or African American, 24,701 (19.9%) Asian, 253 (0.2%) Pacific Islander, 226 (0.2%) from Native American, 1,109 (0.9%) from other races, and 9,069 (7.2%) multiracial (two or more races). There were 17,018 (13.7%) of Hispanic or Latino ancestry, of any race.
Earlier demographics
From the 2010 United States Census, the racial makeup of Berkeley was 66,996 (59.5%) White, 11,241 (10.0%) Black or African American, 479 (0.4%) Native American, 21,690 (19.3%) Asian (8.4% Chinese, 2.4% Indian, 2.1% Korean, 1.6% Japanese, 1.5% Filipino, 1.0% Vietnamese), 186 (0.2%) Pacific Islander, 4,994 (4.4%) from other races, and 6,994 (6.2%) from two or more races. There were 12,209 people (10.8%) of Hispanic or Latino ancestry, of any race. 6.8% of the city's population was of Mexican ancestry.
The Census reported that 99,731 people (88.6% of the population) lived in households, 12,430 (11.0%) lived in non-institutionalized group quarters, and 419 (0.4%) were institutionalized.
There were 46,029 households, out of which 8,467 (18.4%) had children under the age of 18 living in them, 13,569 (29.5%) were opposite-sex married couples living together, 3,855 (8.4%) had a female householder with no husband present, 1,368 (3.0%) had a male householder with no wife present. There were 2,931 (6.4%) unmarried opposite-sex partnerships, and 961 (2.1%) same-sex married couples or partnerships. 16,904 households (36.7%) were made up of individuals, and 4,578 (9.9%) had someone living alone who was 65 years of age or older. The average household size was 2.17. There were 18,792 families (40.8% of all households); the average family size was 2.81. There were 49,454 housing units at an average density of 2,794.6 per square mile (1,079.0/km2), of which 46,029 were occupied, of which 18,846 (40.9%) were owner-occupied, and 27,183 (59.1%) were occupied by renters. The homeowner vacancy rate was 1.0%; the rental vacancy rate was 4.5%. 45,096 people (40.1% of the population) lived in owner-occupied housing units and 54,635 people (48.5%) lived in rental housing units.
The population was spread out, with 13,872 people (12.3%) under the age of 18, 30,295 people (26.9%) aged 18 to 24, 30,231 people (26.9%) aged 25 to 44, 25,006 people (22.2%) aged 45 to 64, and 13,176 people (11.7%) who were 65 years of age or older. The median age was 31.0 years. For every 100 females, there were 95.6 males. For every 100 females age 18 and over, there were 94.2 males.
According to the 2011 American Community Survey 5-Year estimate, the median income for a household in the city was $60,908, and the median income for a family was $102,976. Males had a median income of $67,476 versus $57,319 for females. The per capita income for the city was $38,896. About 7.2% of families and 18.3% of the population were below the poverty line, including 13.2% of those under age 18 and 9.2% of those age 65 or over.
Berkeley has a higher-than-average crime rate, particularly property crime, though the crime rate has fallen significantly since 2000.
Transportation
Berkeley is served by Amtrak (Capitol Corridor), AC Transit, BART (Ashby, Downtown Berkeley Station and North Berkeley) and bus shuttles operated by major employers including UC Berkeley and Lawrence Berkeley National Laboratory. The Eastshore Freeway (Interstate 80 and Interstate 580) runs along the bay shoreline. Each day there is an influx of thousands of cars into the city by commuting UC faculty, staff and students, making parking for more than a few hours an expensive proposition.
Berkeley has one of the highest rates of bicycle and pedestrian commuting in the nation. Berkeley is the safest city of its size in California for pedestrians and cyclists, considering the number of injuries per pedestrian and cyclist, rather than per capita.
Berkeley has modified its original grid roadway structure through use of diverters and barriers, moving most traffic out of neighborhoods and onto arterial streets (visitors often find this confusing, because the diverters are not shown on all maps). Berkeley maintains a separate grid of arterial streets for bicycles, called Bicycle Boulevards, with bike lanes and lower amounts of car traffic than the major streets they often parallel.
Berkeley hosts car sharing networks including Uhaul Car Share, Gig Car Share, and Zipcar. Rather than owning (and parking) their own cars, members share a group of cars parked nearby. Web- and telephone-based reservation systems keep track of hours and charges. Several "pods" (points of departure where cars are kept) exist throughout the city, in several downtown locations, at the Ashby and North Berkeley BART stations, and at various other locations in Berkeley (and other cities in the region). Using alternative transportation is encouraged.
Berkeley has had recurring problems with parking meter vandalism. In 1999, over 2,400 Berkeley meters were jammed, smashed, or sawed apart. Starting in 2005 and continuing into 2006, Berkeley began to phase out mechanical meters in favor of more centralized electronic meters.
Transportation history
The first commuter service to San Francisco was provided by the Central Pacific's Berkeley Branch Railroad, a standard gauge steam railroad, which terminated in downtown Berkeley, and connected in Emeryville (at a locale then known as "Shellmound") with trains to the Oakland ferry pier as well as with the Central Pacific main line starting in 1876. The Berkeley Branch line was extended from Shattuck and University to Vine Street ("Berryman's Station") in 1878. Starting in 1882, Berkeley trains ran directly to the Oakland Pier. In the 1880s, Southern Pacific assumed operations of the Berkeley Branch under a lease from its own paper affiliate, the Northern Railway. In 1911, Southern Pacific electrified this line and the several others it constructed in Berkeley, creating its East Bay Electric Lines division. The huge and heavy cars specially built for these lines were called the "Red Trains" or the "Big Red Cars". The Shattuck line was extended and connected with two other Berkeley lines (the Ninth Street Line and the California Street line) at Solano and Colusa (the "Colusa Wye"). At this time, the Northbrae Tunnel and Rose Street Undercrossing were constructed, both of which still exist. (The Rose Street Undercrossing is not accessible to the public, being situated between what is now two backyards.) The fourth Berkeley line was the Ellsworth St. line to the university campus. The last Red Trains ran in July 1941.
The first electric rail service in Berkeley was provided by several small streetcar companies starting in 1891. Most of these were eventually bought up by the Key System of Francis "Borax" Smith who added lines and improved equipment. The Key System's streetcars were operated by its East Bay Street Railways division. Principal lines in Berkeley ran on Euclid, The Arlington, , Telegraph, Shattuck, San Pablo, , and Grove (today's Martin Luther King Jr. Way). The last streetcars ran in 1948, replaced by buses.
The first electric commuter interurban-type trains to San Francisco from Berkeley were put in operation by the Key System in 1903, several years before the Southern Pacific electrified its steam commuter lines. Like the SP, Key trains ran to a pier serviced by the Key's own fleet of ferryboats, which also docked at the Ferry Building in San Francisco. After the Bay Bridge was built, the Key trains ran to the Transbay Terminal in San Francisco, sharing tracks on the lower deck of the Bay Bridge with the SP's red trains and the Sacramento Northern Railroad. It was at this time that the Key trains acquired their letter designations, which were later preserved by Key's public successor, AC Transit. Today's F bus is the successor of the F train. Likewise, the E, G and the H. Before the Bridge, these lines were simply the Shattuck Avenue Line, the Claremont Line, the Westbrae Line, and the Sacramento Street Line, respectively.
After the Southern Pacific abandoned transbay service in 1941, the Key System acquired the rights to use its tracks and catenary on Shattuck north of Dwight Way and through the Northbrae Tunnel to The Alameda for the F-train. The SP tracks along Monterey Avenue as far as Colusa had been acquired by the Key System in 1933 for the H-train, but were abandoned in 1941. The Key System trains stopped running in April 1958. On December 15, 1962, the Northbrae Tunnel was opened to auto traffic.
Economy
Top employers
According to the city's 2021 Annual Comprehensive Financial Report, the top employers in the city are:
Businesses
Berkeley is the location of a number of nationally prominent businesses, many of which have been pioneers in their areas of operation. Notable businesses include Chez Panisse, birthplace of California cuisine, Peet's Coffee's original store, the Claremont Resort, punk rock haven 924 Gilman, Saul Zaentz's Fantasy Studios, and Caffe Strada. Notable former businesses include pioneer bookseller Cody's Books, The Nature Company, The North Face, Clif Bar energy foods, the Berkeley Co-op, and Caffe Mediterraneum.
Berkeley has relatively few chain stores for a city of its size, due to policies and zoning that promote small businesses and impose limits on the size of certain types of stores.
Places
Major streets
Shattuck Avenue passes through several neighborhoods from north to south, including the downtown business district in Berkeley. It is named for Francis K. Shattuck, one of Berkeley's earliest influential citizens.
University Avenue runs from Berkeley's bayshore and marina in the west to the University of California campus in the east.
College Avenue, running from the University of California from the north to Broadway in Oakland in the south close to the foothill, is a relatively quiet street compared with other major streets in Berkeley. It has many nice restaurants and small shops.
Ashby Avenue (Highway 13), which also runs from Berkeley's bayshore to the hills, connects with the Warren Freeway and Highway 24 leading to the Caldecott Tunnel, named for a former Berkeley mayor.
San Pablo Avenue (Highway 123) runs north–south through West Berkeley, connecting Oakland and Emeryville to the south and Albany to the north.
Telegraph Avenue, which runs north–south from the university campus to Oakland, historically the site of much of the hippie culture of Berkeley.
Martin Luther King Jr. Way, which until 1984 was called Grove Street, runs north–south a few blocks west of Shattuck Avenue, connecting Oakland and the freeways to the south with the neighborhoods and other communities to the north.
Sacramento Street is one of the four streets with a median in Berkeley, running from Hopkins Street from the north to Alcatraz Ave in the south.
Solano Avenue, a major street for shopping and restaurants, runs east–west near the north end of Berkeley, continuing into Albany. Since 1974, Solano Avenue has hosted the annual Solano Avenue Stroll and Parade of the twin-cities of Albany and Berkeley, the East Bay's largest street festival.
Freeways
The Eastshore Freeway (I-80 and I-580) runs along Berkeley's bayshore with exits at Ashby Avenue, University Avenue and Gilman Street.
Bicycle and pedestrian paths
Ohlone Greenway
San Francisco Bay Trail
Berkeley I-80 bridge – opened in 2002, an arch-suspension bridge spanning Interstate 80, for bicycles and pedestrians only, giving access from the city at the foot of Addison Street to the San Francisco Bay Trail, the Eastshore State Park and the Berkeley Marina.
Berkeley's Network of Historic Pathways – Berkeley has a network of historic pathways that link the winding neighborhoods found in the hills and offer panoramic lookouts over the East Bay. A complete guide to the pathways may be found at Berkeley Path Wanderers Association website.
Neighborhoods
Berkeley has a number of distinct neighborhoods. Surrounding the University of California campus are the most densely populated parts of the city. West of the campus is Downtown Berkeley, the city's traditional commercial core; home of the civic center, the city's only public high school, the busiest BART station in Berkeley, as well as a major transfer point for AC Transit buses. South of the campus is Southside, mainly a student ghetto, where much of the university's student housing is located. The busiest stretch of Telegraph Avenue is in this neighborhood. North of the campus is the quieter Northside neighborhood, the location of the Graduate Theological Union.
Farther from the university campus, the influence of the university quickly becomes less visible. Most of Berkeley's neighborhoods are primarily made up of detached houses, often with separate in-law units in the rear, although larger apartment buildings are also common in many neighborhoods. Commercial activities are concentrated along the major avenues and at important intersections and frequently define the neighborhood within which they reside.
In the southeastern corner of the city is the Claremont District, home to the Claremont Hotel. Also in the southeast is the Elmwood District known for its commercial area on College Avenue. West of Elmwood is South Berkeley, known for its weekend flea market at the Ashby Station.
West of (and including) San Pablo Avenue, itself a major commercial and transport corridor, is West Berkeley, the historic commercial center of the city. This neighborhood and area includes the former unincorporated town of Ocean View. West Berkeley contains the remnants of Berkeley's industrial area, much of which has been replaced by retail and office uses, as well as residential live/work loft space, paralleling the decline of manufacturing in the United States. This area abuts the shoreline of the San Francisco Bay and is home to the Berkeley Marina. Also nearby is Berkeley's Aquatic Park, featuring an artificial linear lagoon of San Francisco Bay.
North of downtown is North Berkeley which has its main commercial area nicknamed the "Gourmet Ghetto" because of the concentration of well-known restaurants and other food-related businesses. West of North Berkeley (roughly west of Sacramento and north of Cedar) is Westbrae, a small neighborhood centered on a small commercial area on Gilman Street and through which part of the Ohlone Greenway runs. Meanwhile, further north of North Berkeley are Northbrae, a master-planned subdivision from the early 20th century, and Thousand Oaks. Above these last three neighborhoods, on the western slopes of the Berkeley Hills are the neighborhoods of Cragmont and La Loma Park, notable for their dramatic views, winding streets, and numerous public stairways and paths.
Points of interest
Berkeley Art Museum and Pacific Film Archive
Berkeley Free Clinic, a free clinic operating since 1969.
Berkeley High School
Berkeley History Center (1931 Center St.)
Berkeley Marina
Berkeley Public Library (Shattuck Avenue at Kittredge Street)
Berkeley Repertory Theatre
Berkeley Rose Garden
Cloyne Court Hotel, a member of the Berkeley Student Cooperative
The Edible Schoolyard is a one-acre garden at Martin Luther King Middle School (Berkeley)
Hearst Greek Theatre (home of the annual Berkeley Jazz Festival)
Judah L. Magnes Museum
Lawrence Berkeley National Laboratory
Lawrence Hall of Science
Regional Parks Botanic Garden
Telegraph Avenue and People's Park, both known as centers of the counterculture of the 1960s
Tilden Regional Park
University of California, Berkeley
The Campanile (Sather Tower) in the University of California, Berkeley campus.
University of California Botanical Garden
Parks and recreation
The city has many parks, and promotes greenery and the environment. The city has planted trees for years and is a leader in the nationwide effort to re-tree urban areas. Tilden Regional Park, lies east of the city, occupying the upper extent of Wildcat Canyon between the Berkeley Hills and the San Pablo Ridge. The city is also heavily involved in creek restoration and wetlands restoration, including a planned daylighting of Strawberry Creek along Center Street. The Berkeley Marina and East Shore State Park flank its shoreline at San Francisco Bay and organizations like the Urban Creeks Council and Friends of the Five Creeks the former of which is headquartered in Berkeley support the riparian areas in the town and coastlines as well. César Chávez Park, near the Berkeley Marina, was built at the former site of the city dump.
Landmarks and historic districts
165 buildings in Berkeley are designated as local landmarks or local structures of merit. Of these, 49 are listed in the National Register of Historic Places, including:
Berkeley High School (the city's only public high school) and the Berkeley Community Theatre, which is on its campus.
Berkeley Women's City Club, now Berkeley City Club – Julia Morgan (1929–30)
First Church of Christ, Scientist – Bernard Maybeck (1910)
St. John's Presbyterian Church – Julia Morgan (1910), now the Berkeley Playhouse
Studio Building – architect not recorded, built for Frederick H. Dakin (1905)
Thorsen House (Sigma Phi Society of the Thorsen House) – Charles Sumner Greene & Henry Mather Greene (1908–10)
Historic districts listed in the National Register of Historic Places:
George C. Edwards Stadium – Located at intersection of Bancroft Way and Fulton Street on University of California, Berkeley campus (, 3 buildings, 4 structures, 3 objects; added 1993).
Site of the Clark Kerr Campus, UC Berkeley – until 1980, this location housed the State Asylum for the Deaf, Dumb and Blind, also known as The California Schools for the Deaf and Blind – Bounded by Dwight Way, the city line, Derby Street, and Warring Street (, 20 buildings; added 1982). The school was closed in 1980 and the Clark Kerr Campus was opened in 1986.
See List of Berkeley Landmarks, Structures of Merit, and Historic Districts
Arts and culture
Berkeley is home to the Chilean-American community's La Peña Cultural Center, the largest cultural center for this community in the United States. The Freight and Salvage is the oldest established full-time folk and traditional music venue west of the Mississippi River.
Additionally, Berkeley is home to the off-broadway theater Berkeley Repertory Theater, commonly known as "Berkeley Rep". The Berkeley Repertory Theater consists of two stages, a school, and has received a Tony Award for Outstanding Regional Theatre. The historic Berkeley Art Museum and Pacific Film Archive (BAMPFA) is operated by UC Berkeley, and was moved to downtown Berkeley in January 2016. It offers many exhibitions and screenings of historic films, as well as outreach programs within the community.
Annual events
Jewish Music Festival – March
Cal Day, University of California, Berkeley Open House – April
Berkeley Arts Festival – April and May
Himalayan Fair – May
The Berkeley Juneteenth Festival – Adeline/Alcatraz Corridor – June
Berkeley Kite Festival – July
Berkeley Juggling and Unicycling Festival – July or August
The Solano Avenue Stroll – Solano Avenue, Berkeley and Albany – September
The Bay Area Book Festival – Martin Luther King Jr. Civic Center Park and throughout Downtown Berkeley – May
Education
Colleges and universities
University of California, Berkeley's main campus is in the city limits.
The Graduate Theological Union, a consortium of eight independent theological schools, is located a block north of the University of California Berkeley's main campus. The Graduate Theological Union has the largest number of students and faculty of any religious studies doctoral program in the United States. In addition to more theological schools, Zaytuna College, a newly established Muslim liberal arts college, has taken 'Holy Hill' as its new home. The Institute of Buddhist Studies has been located in Berkeley since 1966. Wright Institute, a psychology graduate school, is located in Berkeley. Berkeley City College is a community college in the Peralta Community College District.
Primary and secondary schools
The Berkeley Unified School District operates public schools.
The first public school in Berkeley was the Ocean View School, now the site of the Berkeley Adult School located at Virginia Street and San Pablo Avenue. The public schools today are administered by the Berkeley Unified School District. In the 1960s, Berkeley was one of the earliest US cities to voluntarily desegregate, utilizing a system of buses, still in use. The city has one public high school, Berkeley High School (BHS). Established in 1880, BHS currently has over 3,000 students. The Berkeley High campus was designated a historic district by the National Register of Historic Places on January 7, 2008. Saint Mary's College High School, a Catholic school, also has its street address in Berkeley, although most of the grounds and buildings are actually in neighboring Albany. Berkeley has 11 public elementary schools and three middle schools.
The East Bay campus of the German International School of Silicon Valley (GISSV) formerly occupied the Hillside Campus, Berkeley, California; it opened there in 2012. In December 2016, the GISSV closed the building, due to unmet seismic retrofit needs.
There is also the Bay Area Technology School, the only school in the whole Bay Area to offer a technology- and science-based curriculum, with connections to leading universities.
Berkeley also houses Zaytuna College, the first accredited Muslim, liberal-arts college in the United States.
Public libraries
Berkeley Public Library serves as the municipal library. University of California, Berkeley Libraries operates the University of California Berkeley libraries.
Government
Berkeley has a council–manager government. The mayor is elected at-large for a four-year term and is the ceremonial head of the city and the chair of the city council. The Berkeley City Council is composed of the mayor and eight council members elected by district who each serve four-year terms. Districts 2, 3, 5 and 6 hold their elections in years divisible by four while Districts 1, 4, 7 and 8 hold theirs in even-numbered years not divisible by four. The city council appoints a city manager, who is the chief executive of the city. Additionally, the city voters directly elect an independent city auditor, school board, and rent stabilization board. Most city officials, including council members, are elected using instant-runoff voting since November 2010. The current council members and auditor are:
Mayor (At-Large): Jesse Arreguín
District 1: Rashi Kesarwani
District 2: Terry Taplin
District 3: Ben Bartlett
District 4: Kate Harrison
District 5: Sophie Hahn
District 6: Susan Wengraf
District 7: Rigel Robinson
District 8: Lori Droste
City Auditor: Jenny Wong
Kriss Worthington, elected in 1996 to represent District 7, was the first openly LGBT man elected to Berkeley City Council. Lori Droste, elected in 2014 to represent District 8, is the first openly LGBT woman elected to Berkeley City Council.
Jenny Wong, elected in 2018, is the first Asian American City Auditor in Berkeley.
Nancy Skinner remains the only student to have served on the City Council, elected in 1984 as a graduate student. Today, most of the university housing is located in District 7 (although Foothill and Clark Kerr are in Districts 6 and 8, respectively). Districts 4 and 7 are majority-student. The City of Berkeley in 2014 passed a redistricting measure to create the nation's first student supermajority district in District 7, which in 2018 elected Rigel Robinson, a 22-year-old UC Berkeley graduate and the youngest Councilmember in the city's history.
The city's Public Health Division is one of four municipally-operated public health agencies in California (the other three being Long Beach, Pasadena, and Vernon). Though it is part of the city government, it qualifies for the same state funds as a county public health department.
Berkeley is also part of Alameda County, for which the Government of Alameda County is defined and authorized under the California Constitution, California law, and the Charter of the County of Alameda. The county government provides countywide services, such as elections and voter registration, law enforcement, jails, vital records, property records, tax collection, and social services. The county's health department does not cover the city. The county government is primarily composed of the elected five-member Board of Supervisors, other elected offices including the Sheriff/Coroner, the District Attorney, Assessor, Auditor-Controller/County Clerk/Recorder, and Treasurer/Tax Collector, and numerous county departments and entities under the supervision of the County Administrator.
In addition to the Berkeley Unified School District (which is coterminous with the city), Berkeley is also part of the Bay Area Rapid Transit District (BART), the Alameda-Contra Costa Transit District (AC Transit), the East Bay Regional Park District, the East Bay Municipal Utility District, and the Peralta Community College District.
Politics
Berkeley has been a Democratic stronghold in presidential elections since 1960, becoming one of the most Democratic cities in the country. The last Republican presidential candidate to receive at least one-quarter of the vote in Berkeley was Richard Nixon in 1968. Consistent with Berkeley's reputation as a strongly liberal and/or progressive city, in the 2016 presidential election more votes were won by Green Party presidential candidate Jill Stein than by Republican candidate Donald Trump. In the 2020 Presidential election, Joe Biden received 93.8% of the vote while Donald Trump received 4.0% of the vote.
However, at the local level, Republicans dominated Berkeley city politics into the 1970s, with Republicans holding the mayor's office for all but eight years from 1919 to 1971, with Wallace J.S. Johnson being the last Republican mayor. (See also: List of mayors of Berkeley, California)
According to the California Secretary of State, as of August 30, 2021, Berkeley has 75,390 registered voters. Of those, 56,740 (75.26%) are registered Democrats, 1,910 (2.53%) are registered Republicans, 14,106 (18.71%) have declined to state a political party affiliation, and 2,634 (3.49%) are registered with a third party.
Berkeley became the first city in the United States to pass a sanctuary resolution on November 8, 1971.
Media
The city had a daily newspaper, the Berkeley Gazette, which was founded and folded in 1984. The Berkeley Barb published counter-culture news from 1965 to 1980. Current media include The Daily Californian, the student newspaper of UC Berkeley, and local online-only publications Berkeleyside and the Berkeley Daily Planet.
Notable people
Notable individuals who were born in and/or have lived in Berkeley include Steve Wozniak, scientists Robert Oppenheimer and Ernest Lawrence, actors Ben Affleck and Andy Samberg, Billie Joe Armstrong, lead singer of Green Day, Adam Duritz of Counting Crows, rapper Lil B, author Michael Chabon, entertainment and real estate mogul Herbie Herbert, and EDM producer Kshmr.
Sister cities
Berkeley has 17 sister cities:
References
Further reading
Exactly Opposite the Golden Gate, edited by Phil McCardle. Berkeley Historical Society, 1983
Berkeley: The Life and Spirit of a Remarkable Town, Ellen Weis, photographs by Kiran Singh. Berkeley: Frog, Ltd. 2004
Berkeley Inside/Out, Don Pitcher, history sections by Malcolm Margolin. Berkeley: Heyday Books. 1989
A Heartbreaking Work of Staggering Genius, by Dave Eggers.
External links
Official website
Berkeley Historical Society website
Finding Aid to City of Berkeley Records, The Bancroft Library
Berkeley Daily Gazette, Google news archive.
1878 establishments in California
Cities in Alameda County, California
Cities in the San Francisco Bay Area
Incorporated cities and towns in California
Populated places established in the 1850s
Populated places established in 1878
Populated coastal places in California | [
101,
7823,
113,
114,
1110,
170,
1331,
1113,
1103,
2638,
5781,
1104,
1727,
2948,
2410,
1107,
2350,
2586,
25282,
1161,
1391,
117,
1756,
117,
1244,
1311,
119,
1135,
1110,
1417,
1170,
1103,
4186,
118,
1432,
2600,
5446,
1105,
10070,
1667,
7823,
119,
1135,
6641,
1103,
3038,
1104,
8847,
1105,
28019,
2138,
1106,
1103,
1588,
1105,
1103,
1331,
1104,
10128,
1105,
1103,
7420,
1661,
1104,
19087,
1106,
1103,
1564,
119,
2098,
2638,
3070,
1114,
16752,
4487,
7176,
1391,
2412,
3226,
1103,
8699,
1104,
1103,
7823,
5377,
119,
1109,
12795,
2314,
1802,
170,
1416,
1104,
13743,
117,
26963,
119,
7823,
1110,
1313,
1106,
1103,
3778,
3314,
1107,
1103,
1239,
1104,
1756,
1449,
117,
1103,
1239,
1104,
1756,
117,
7823,
117,
1105,
1103,
4898,
7823,
1305,
8891,
117,
1134,
1110,
2374,
1105,
2622,
1118,
1103,
2755,
119,
1135,
1145,
1144,
1103,
11045,
14029,
1913,
117,
1141,
1104,
1103,
2026,
2689,
2527,
4300,
1107,
1103,
1362,
119,
7823,
1110,
1737,
1141,
1104,
1103,
1211,
15315,
8706,
3038,
1107,
1103,
1244,
1311,
119,
2892,
4503,
1607,
1109,
1751,
1104,
2052,
112,
188,
1392,
1104,
7823,
1108,
1103,
3441,
1104,
1103,
22964,
10415,
7490,
120,
20164,
4313,
3488,
1467,
1104,
1103,
2048,
25770,
1234,
1165,
1103,
1148,
13810,
2474,
119,
16573,
1104,
1147,
3796,
1107,
1103,
1298,
1511,
16187,
1107,
2067,
14075,
117,
1134,
1152,
1215,
1106,
5207,
1181,
170,
13433,
1116,
117,
1105,
170,
5963,
3702,
6775,
117,
1208,
2426,
25569,
1105,
2262,
1146,
117,
1373,
1103,
20953,
1104,
1727,
2948,
2410,
1120,
1103,
1779,
1104,
1457,
28115,
6614,
3063,
119,
2189,
10701,
1127,
2751,
1107,
1103,
4057,
1107,
1103,
5215,
1298,
1219,
1231,
3702,
6738,
1158,
1104,
170,
2595,
1459,
117,
1485,
1103,
3105,
1736,
1104,
1103,
10791,
119,
1109,
1148,
1234,
1104,
1735,
6585,
113,
1211,
1104,
2292,
1127,
1104,
3216,
1886,
1105,
1255,
1107,
1738,
114,
2474,
1114,
1103,
3177,
1760,
3293,
12143,
1107,
14447,
119,
1109,
3177,
1760,
3293,
12143,
1521,
1106,
4544,
1104,
1103,
2124,
11689,
5053,
13447,
1104,
1727,
2948,
1120,
1103,
3448,
1106,
1727,
2948,
2410,
113,
1103,
3684,
8375,
114,
119,
6132,
14286,
1348,
1777,
1108,
1621,
1103,
2803,
1120,
1103,
11689,
5053,
13447,
119,
1370,
1117,
1826,
1106,
1103,
1624,
1104,
2722,
117,
1119,
1108,
3609,
170,
6047,
7461,
1104,
1657,
1113,
1103,
1746,
5781,
1104,
1727,
2948,
2410,
113,
1103,
14255,
4487,
20658,
117,
107,
3714,
5781,
107,
114,
1111,
170,
10804,
117,
1259,
1115,
3849,
1115,
1208,
8302,
1103,
1392,
1104,
7823,
119,
6132,
14286,
1348,
1777,
1417,
1117,
2355,
107,
20864,
1727,
4464,
107,
119,
1109,
2425,
3246,
1104,
1103,
10804,
1108,
5920,
6937,
1111,
6092,
1105,
18915,
117,
1133,
5693,
1105,
7718,
1127,
1145,
9281,
119,
6382,
117,
14286,
1348,
1777,
1522,
8924,
1104,
1103,
10804,
1106,
1296,
1104,
1117,
1300,
3824,
119,
1327,
1110,
1208,
7823,
2887,
2426,
1107,
1103,
3849,
1115,
1355,
1106,
14286,
1348,
1777,
112,
188,
1488,
16540,
117,
1114,
170,
1376,
1107,
1103,
3849,
1115,
1355,
1106,
1330,
1488,
117,
18481,
119,
1302,
24690,
14134,
1104,
1103,
16540,
1137,
18481,
10804,
1279,
117,
1133,
1147,
2666,
5195,
1107,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Black metal is an extreme subgenre of heavy metal music. Common traits include fast tempos, a shrieking vocal style, heavily distorted guitars played with tremolo picking, raw (lo-fi) recording, unconventional song structures, and an emphasis on atmosphere. Artists often appear in corpse paint and adopt pseudonyms.
During the 1980s, several thrash metal and death metal bands formed a prototype for black metal. This "first wave" included bands such as Venom, Bathory, Mercyful Fate, Hellhammer and Celtic Frost. A second wave arose in the early 1990s, spearheaded by Norwegian bands such as Mayhem, Darkthrone, Burzum, Immortal, Emperor, Satyricon and Gorgoroth. The early Norwegian black metal scene developed the style of their forebears into a distinct genre. Norwegian-inspired black metal scenes emerged throughout Europe and North America, although some other scenes developed their own styles independently. Some prominent Swedish bands spawned during this second wave, the second generation in Sweden being led by Dissection, Abruptum, Marduk, and Nifelheim.
Initially a synonym for "Satanic metal", black metal has often sparked controversy, due to the actions and ideologies associated with the genre. Some artists express misanthropic views, and others advocating various forms of extreme anti-Christian sentiment, Satanism, or ethnic paganism. In the 1990s, members of the scene were responsible for a spate of church burnings and murders. There is also a small neo-Nazi movement within black metal, although it has been shunned by many prominent artists. Generally, black metal strives to remain an underground phenomenon.
Characteristics
Although contemporary black metal typically refers to the Norwegian style with shrieking vocals and raw production, the term has traditionally been applied to bands with widely differing sounds, such as Death SS, Mercyful Fate, Mayhem, Blasphemy, and the Greek and Finnish bands that emerged around the same time as the Norwegian scene.
Instrumentation and song structure
Norwegian-inspired black metal guitarists usually favor high-pitched or trebly guitar tones and heavy distortion. The guitar is usually played with fast, un-muted tremolo picking and power chords. Guitarists often use dissonance—along with specific scales, intervals and chord progressions—to create a sense of dread. The tritone, or flat-fifth, is often used. Guitar solos and low guitar tunings are rare in black metal. The bass guitar is seldom used to play stand-alone melodies. It is not uncommon for the bass to be muted against the guitar, or for it to homophonically follow the low-pitched riffs of the guitar. While electronic keyboards are not a standard instrument, some bands, like Dimmu Borgir, use keyboards "in the background" or as "proper instruments" for creating atmosphere. Some newer black metal bands began raising their production quality and introducing additional instruments such as synthesizers and even orchestras.
The drumming is usually fast and relies on double-bass and blast beats to maintain tempos that can sometimes approach 300 beats per minute. These fast tempos require great skill and physical stamina, typified by black metal drummers Frost (Kjetil-Vidar Haraldstad) and Hellhammer (Jan Axel Blomberg). Even still, authenticity is still prioritized over technique. "This professionalism has to go," insists well-respected drummer and metal historian Fenriz (Gylve Fenris Nagell) of Darkthrone. "I want to de-learn playing drums, I want to play primitive and simple, I don't want to play like a drum solo all the time and make these complicated riffs".
Black metal songs often stray from conventional song structure and often lack clear verse-chorus sections. Instead, many black metal songs contain lengthy and repetitive instrumental sections. The Greek style—established by Rotting Christ, Necromantia and Varathron—has more traditional heavy metal and death metal traits than Norwegian black metal.
Vocals and lyrics
Traditional black metal bands tend to favor raspy, high-pitched vocals which include techniques such as shrieking, screaming, and snarling, a vocal style influenced by Quorthon of Bathory. Death growls, common in the death metal genre, are sometimes used, but less frequently than the characteristic black metal shriek.
Black metal lyrics typically attack Christianity and the other institutional religions, often using apocalyptic language. Satanic lyrics are common, and many see them as essential to black metal. For Satanist black metal artists, "Black metal songs are meant to be like Calvinist sermons; deadly serious attempts to unite the true believers". Misanthropy, global catastrophe, war, death, destruction and rebirth are also common themes. Another topic often found in black metal lyrics is that of the wild and extreme aspects and phenomena of the natural world, particularly the wilderness, forests, mountains, winter, storms, and blizzards. Black metal also has a fascination with the distant past. Many bands write about the mythology and folklore of their homelands and promote a revival of pre-Christian, pagan traditions. A significant number of bands write lyrics only in their native language and a few (e.g. Arckanum and early Ulver) have lyrics in archaic languages. Some doom metal-influenced artists' lyrics focus on depression, nihilism, introspection, self-harm and suicide.
Imagery and performances
Many bands choose not to play live. Many of those who do play live maintain that their performances "are not for entertainment or spectacle. Sincerity, authenticity and extremity are valued above all else". Some bands consider their concerts to be rituals and often make use of stage props and theatrics. Bands such as Mayhem, Gorgoroth, and Watain are noted for their controversial shows, which have featured impaled animal heads, mock crucifixions, medieval weaponry and band members doused in animal blood. A few vocalists, such as Dead, Maniac and Kvarforth, are known for cutting themselves while singing onstage.
Black metal artists often appear dressed in black with combat boots, bullet belts, spiked wristbands and inverted crosses and inverted pentagrams to reinforce their anti-Christian or anti-religious stance. However, the most stand-out trait is their use of corpse paint—black and white face paint sometimes mixed with real or fake blood, which is used to create a corpse-like or demonic appearance.
The imagery of black metal reflects its lyrics and ideology. In the early 1990s, most pioneering black metal artists had minimalist album covers featuring xeroxed black-and-white pictures and/or writing. This was partly a reaction against death metal bands, who at that time had begun to use brightly colored album artwork. Many purist black metal artists have continued this style. Black metal album covers are typically dark and tend to be atmospheric or provocative; some feature natural or fantasy landscapes (for example Burzum's Filosofem and Emperor's In the Nightside Eclipse) while others are violent, sexually transgressive, sacrilegious, or iconoclastic (for example Marduk's Fuck Me Jesus and Dimmu Borgir's In Sorte Diaboli).
Production
The earliest black metal artists had very limited resources, which meant that recordings were often made in homes or basements, giving their recordings a distinctive "lo-fi" quality. However, even when success allowed access to professional studios, many artists instead chose to continue making lo-fi recordings. Artists believed that by doing so, they would both stay true to the genre's underground roots as well as make the music sound more "raw" or "cold". A well-known example of this approach is on the album Transilvanian Hunger by Darkthrone, a band who Johnathan Selzer of Terrorizer magazine says "represent the DIY aspect of black metal." In addition, lo-fi production was used to keep black metal inaccessible or unappealing to mainstream music fans and those who are not committed. Many have claimed that black metal was originally intended only for those who were part of the scene and not for a wider audience. Vocalist Gaahl said that during its early years, "Black metal was never meant to reach an audience, it was purely for our own satisfaction".
History
The conventional history of black metal is that pioneers like Venom, Bathory and Hellhammer were part of a "first wave", and that a "second wave" was begun by the early Norwegian scene, especially by Mayhem vocalist Dead; Mayhem's leader, Euronymous, who founded the Norwegian scene after Dead's suicide; and Darkthrone's album A Blaze in the Northern Sky. There are also some who argue that albums like Sarcófago's I.N.R.I. or Samael's Worship Him began the second wave.
Roots
Occult and Satanic lyrical themes were present in the music of heavy metal and rock bands of the late 1960s and early 1970s such as Black Sabbath and Coven.
In the late 1970s, the form of rough and aggressive heavy metal played by the British band Motörhead gained popularity. Many first wave black metal bands cited Motörhead as an influence. Also popular in the late 1970s, punk rock came to influence the birth of black metal. Tom G. Warrior of Hellhammer and Celtic Frost credited English punk group Discharge as "a revolution, much like Venom", saying, "When I heard the first two Discharge records, I was blown away. I was just starting to play an instrument and I had no idea you could go so far."
The use of corpse paint in the black metal imagery was mainly influenced by the American 1970s rock band Kiss.
First wave
The first wave of black metal refers to bands during the 1980s who influenced the black metal sound and formed a prototype for the genre. By today's musical standards, their sound is closer to speed metal or thrash metal.
The term "black metal" was coined by the English band Venom with their second album Black Metal (1982). Although generally deemed speed metal or thrash metal rather than black metal, the album's lyrics and imagery focused more on anti-Christian and Satanic themes than any before it. Their music was fast, unpolished in production and with raspy or grunted vocals. Venom's members also adopted pseudonyms, a practice that became widespread among black metal musicians.
Another major influence on black metal was the Swedish band Bathory. The band, led by Thomas Forsberg (a.k.a. Quorthon), created "the blueprint for Scandinavian black metal". Not only was Bathory's music dark, fast, heavily distorted, lo-fi and with anti-Christian themes, Quorthon was also the first to use the shrieked vocals that later became a common trait. The band played in this style on their first four albums: Bathory (1984), The Return…… (1985), Under the Sign of the Black Mark (1987) and Blood Fire Death (1988). With Blood Fire Death and the two following albums, Bathory pioneered the style that became known as Viking metal.
Hellhammer, from Switzerland, "made truly raw and brutal music" with Satanic lyrics, and became an important influence on later black metal; "Their simple yet effective riffs and fast guitar sound were groundbreaking, anticipating the later trademark sound of early Swedish death metal". In 1984, members of Hellhammer formed Celtic Frost, whose music "explored more orchestral and experimental territories. The lyrics also became more personal, with topics about inner feelings and majestic stories. But for a couple of years, Celtic Frost was one of the world's most extreme and original metal bands, with a huge impact on the mid-1990s black metal scene".
The Danish band Mercyful Fate influenced the Norwegian scene with their imagery and lyrics. Frontman King Diamond, who wore ghoulish black-and-white facepaint on stage, may be one of the inspirators of what became known as 'corpse paint'. Other acts which adopted a similar appearance on stage were the horror punk band Misfits, Celtic Frost and the Brazilian extreme metal band Sarcófago. Other artists usually considered part of this movement include Kreator, Sodom and Destruction (from Germany), Bulldozer and Death SS (from Italy), whose vocalist Steve Sylvester was a member of the Ordo Templi Orientis.
In 1987, in the fifth issue of his Slayer fanzine, Jon 'Metalion' Kristiansen wrote that "the latest fad of black/Satanic bands seems to be over", the tradition being continued by a few bands like Incubus and Morbid Angel (from the United States), Sabbat (from Great Britain), Tormentor (from Hungary), Sarcófago (from Brazil), Grotesque, Treblinka and early Tiamat (from Sweden). Other early black metal bands include Sabbat (formed 1983 in Japan), Parabellum (formed 1983 in Colombia), Salem (formed 1985 in Israel) and Mortuary Drape (formed 1986 in Italy). Japanese band Sigh formed in 1990 and was in regular contact with key members of the Norwegian scene. Their debut album, Scorn Defeat, became "a cult classic in the black metal world". In the years before the Norwegian black metal scene arose, important recordings were released by Root and Master's Hammer (from Czechoslovakia), Von (from the United States), Rotting Christ (from Greece), Samael (from Switzerland) and Blasphemy (from Canada), whose debut album Fallen Angel of Doom (1990) is considered one of the most influential records for the war metal style. Fenriz of the Norwegian band Darkthrone called Master's Hammer's debut album Ritual "the first Norwegian black metal album, even though they are from Czechoslovakia".
In 1990 and 1991, Northern European metal acts began to release music influenced by these bands or the older ones from the first wave. In Sweden, this included Marduk, Dissection, Nifelheim and Abruptum. In Finland, there emerged a scene that mixed the first wave black metal style with elements of death metal and grindcore; this included Beherit, Archgoat and Impaled Nazarene, whose debut album Tol Cormpt Norz Norz Norz Rock Hard journalist Wolf-Rüdiger Mühlmann considers a part of war metal's roots. Bands such as Demoncy and Profanatica emerged during this time in the United States, when death metal was more popular among extreme metal fans. The Norwegian band Mayhem's concert in Leipzig with Eminenz and Manos in 1990, later released as Live in Leipzig, was said to have had a strong influence on the East German scene and is even called the unofficial beginning of German black metal.
Second wave
The second wave of black metal began in the early 1990s and was spearheaded by the Norwegian black metal scene. During , a number of Norwegian artists began performing and releasing a new kind of black metal music; this included Mayhem, Darkthrone, Burzum, Immortal, Emperor, Satyricon, Enslaved, Thorns, and Gorgoroth. They developed the style of their 1980s forebears into a distinct genre. This was partly thanks to a new kind of guitar playing developed by Snorre 'Blackthorn' Ruch of Stigma Diabolicum/Thorns and Øystein 'Euronymous' Aarseth of Mayhem. Fenriz of Darkthrone described it as being "derived from Bathory" and noted that "those kinds of riffs became the new order for a lot of bands in the '90s".
The wearing of corpse paint became standard, and was a way for many black metal artists to distinguish themselves from other metal bands of the era. The scene also had an ideology and ethos. Artists were bitterly opposed to Christianity and presented themselves as misanthropic Devil worshippers who wanted to spread terror, hatred and evil. They professed to be serious in their views and vowed to act on them. Ihsahn of Emperor said that they sought to "create fear among people" and "be in opposition to society". The scene was exclusive and created boundaries around itself, incorporating only those who were "true" and attempting to expel all "poseurs". Some members of the scene were responsible for a spate of church burnings and murder, which eventually drew attention to it and led to a number of artists being imprisoned.
Dead's suicide
On 8 April 1991, Mayhem vocalist Per "Dead" Ohlin committed suicide while left alone in a house shared by the band. Fellow musicians described Dead as odd, introverted and depressed. Mayhem's drummer, Hellhammer, said that Dead was the first to wear the distinctive corpse paint that became widespread in the scene. He was found with slit wrists and a shotgun wound to the head. Dead's suicide note began with "Excuse all the blood", and apologized for firing the weapon indoors. Before calling the police, Euronymous got a disposable camera and photographed the body, after re-arranging some items. One of these photographs was later used as the cover of a bootleg live album, Dawn of the Black Hearts.
Euronymous made necklaces with bits of Dead's skull and gave some to musicians he deemed worthy. Rumors also spread that he had made a stew with bits of his brain. Euronymous used Dead's suicide to foster Mayhem's evil image and claimed Dead had killed himself because extreme metal had become trendy and commercialized. Mayhem bassist Jørn 'Necrobutcher' Stubberud noted that "people became more aware of the black metal scene after Dead had shot himself ... I think it was Dead's suicide that really changed the scene".
Two other members of the early Norwegian scene later committed suicide: Erik 'Grim' Brødreskift (of Immortal, Borknagar, Gorgoroth) in 1999 and Espen 'Storm' Andersen (of Strid) in 2001.
Helvete and Deathlike Silence
During May–June 1991, Euronymous of Mayhem opened an independent record shop named "Helvete" (Norwegian for "Hell") at Schweigaards gate 56 in Oslo. It quickly became the focal point of Norway's emerging black metal scene and a meeting place for many of its musicians; especially the members of Mayhem, Burzum, Emperor and Thorns. Jon 'Metalion' Kristiansen, writer of the fanzine Slayer, said that the opening of Helvete was "the creation of the whole Norwegian black metal scene". In its basement, Euronymous founded an independent record label named Deathlike Silence Productions. With the rising popularity of his band and others like it, the underground success of Euronymous's label is often credited for encouraging other record labels, who had previously shunned black metal acts, to then reconsider and release their material.
Church burnings
In 1992, members of the Norwegian black metal scene began a wave of arson attacks on Christian churches. By 1996, there had been at least 50 such attacks in Norway. Some of the buildings were hundreds of years old and seen as important historical landmarks. The first to be burnt down was Norway's Fantoft stave church. Police believe Varg Vikernes of Burzum was responsible. The cover of Burzum's EP Aske ("ashes") is a photograph of the destroyed church. In May 1994, Vikernes was found guilty for burning down Holmenkollen Chapel, Skjold Church and Åsane Church. To coincide with the release of Mayhem's De Mysteriis Dom Sathanas, Vikernes and Euronymous had also allegedly plotted to bomb Nidaros Cathedral, which appears on the album cover. The musicians Faust, Samoth, (both of Emperor) and Jørn Inge Tunsberg (of Hades Almighty) were also convicted for church arsons. Members of the Swedish scene started to burn churches in 1993.
Those convicted for church burnings showed no remorse and described their actions as a symbolic "retaliation" against Christianity in Norway. Mayhem drummer Hellhammer said he had called for attacks on mosques and Hindu temples, on the basis that they were more foreign. Today, opinions on the church burnings differ within the black metal community. Many, such as Infernus and Gaahl of Gorgoroth, continue to praise the church burnings, with the latter saying "there should have been more of them, and there will be more of them". Others, such as Necrobutcher and Kjetil Manheim of Mayhem and Abbath of Immortal, see the church burnings as having been futile. Manheim claimed that many arsons were "just people trying to gain acceptance" within the black metal scene. Watain vocalist Erik Danielsson respected the attacks, but said of those responsible: "the only Christianity they defeated was the last piece of Christianity within themselves. Which is a very good beginning, of course".
Murder of Euronymous
In early 1993, animosity arose between Euronymous and Vikernes. On the night of 10 August 1993, Varg Vikernes (of Burzum) and Snorre 'Blackthorn' Ruch (of Thorns) drove from Bergen to Euronymous's apartment in Oslo. When they arrived a confrontation began and Vikernes stabbed Euronymous to death. His body was found outside the apartment with 23 cut wounds—two to the head, five to the neck, and sixteen to the back.
It has been speculated that the murder was the result of either a power struggle, a financial dispute over Burzum records or an attempt at outdoing a stabbing in Lillehammer the year before by Faust. Vikernes denies all of these, claiming that he attacked Euronymous in self-defense. He says that Euronymous had plotted to stun him with an electroshock weapon, tie him up and torture him to death while videotaping the event. He said Euronymous planned to use a meeting about an unsigned contract to ambush him. Vikernes claims he intended to hand Euronymous the signed contract that night and "tell him to fuck off", but that Euronymous panicked and attacked him first. He also claims that most of the cuts were from broken glass Euronymous had fallen on during the struggle. The self-defense story is doubted by Faust, while Necrobutcher confirmed that Vikernes killed Euronymous in self-defense due to the death threats he received from him.
Vikernes was arrested on 19 August 1993, in Bergen. Many other members of the scene were taken in for questioning around the same time. Some of them confessed to their crimes and implicated others. In May 1994, Vikernes was sentenced to 21 years in prison (Norway's maximum penalty) for the murder of Euronymous, the arson of four churches, and for possession of 150 kg of explosives. However, he only confessed to the latter. Two churches were burnt the day he was sentenced, "presumably as a statement of symbolic support". Vikernes smiled when his verdict was read and the picture was widely reprinted in the news media. Blackthorn was sentenced to eight years in prison for being an accomplice to the murder. That month saw the release of Mayhem's album De Mysteriis Dom Sathanas, which featured Euronymous on guitar and Vikernes on bass guitar. Euronymous's family had asked Mayhem's drummer, Hellhammer, to remove the bass tracks recorded by Vikernes, but Hellhammer said: "I thought it was appropriate that the murderer and victim were on the same record. I put word out that I was re-recording the bass parts. But I never did". In 2003, Vikernes failed to return to Tønsberg prison after being given a short leave. He was re-arrested shortly after while driving a stolen car with various weapons. Vikernes was released on parole in 2009.
Outside Norway
Black metal scenes also emerged on the European mainland during the early 1990s, inspired by the Norwegian scene or the older bands, or both. In Poland, a scene was spearheaded by Graveland and Behemoth. In France, a close-knit group of musicians known as Les Légions Noires emerged; this included artists such as Mütiilation, Vlad Tepes, Belketre and Torgeist. In Belgium, there were acts such as Ancient Rites and Enthroned. Bands such as Black Funeral, Grand Belial's Key and Judas Iscariot emerged during this time in the United States. Black Funeral, from Houston, formed in 1993, was associated with black magic and Satanism.
A notable black metal group in England was Cradle of Filth, who released three demos in a black/death metal style with symphonic flourishes, followed by the album The Principle of Evil Made Flesh, which featured a then-unusual hybrid style of black and gothic metal. The band then abandoned black metal for gothic metal, becoming one of the most successful extreme metal bands to date. John Serba of AllMusic commented that their first album "made waves in the early black metal scene, putting Cradle of Filth on the tips of metalheads' tongues, whether in praise of the band's brazen attempts to break the black metal mold or in derision for its 'commercialization' of an underground phenomenon that was proud of its grimy heritage". Some black metal fans did not consider Cradle of Filth to be black metal. When asked if he considers Cradle of Filth a black metal band, vocalist Dani Filth said he considers them black metal in terms of philosophy and atmosphere, but not in other ways. Another English band called Necropolis never released any music, but "began a desecratory assault against churches and cemeteries in their area" and "almost caused Black Metal to be banned in Britain as a result". Dayal Patterson says successful acts like Cradle of Filth "provoked an even greater extremity [of negative opinion] from the underground" scene due to concerns about "selling out".
The controversy surrounding the Thuringian band Absurd drew attention to the German black metal scene. In 1993, the members murdered a boy from their school, Sandro Beyer. A photo of Beyer's gravestone is on the cover of one of their demos, Thuringian Pagan Madness, along with pro-Nazi statements. It was recorded in prison and released in Poland by Graveland drummer Capricornus. The band's early music was more influenced by Oi! and Rock Against Communism (RAC) than by black metal, and described as being "more akin to '60s garage punk than some of the […] Black Metal of their contemporaries". Alexander von Meilenwald from German band Nagelfar considers Ungod's 1993 debut Circle of the Seven Infernal Pacts, Desaster's 1994 demo Lost in the Ages, Tha-Norr's 1995 album Wolfenzeitalter, Lunar Aurora's 1996 debut Weltengänger and Katharsis's 2000 debut 666 to be the most important recordings for the German scene. He said they were "not necessarily the best German releases, but they all kicked off something".
After the second wave
In the beginning of the second wave, the different scenes developed their own styles; as Alan 'Nemtheanga' Averill says, "you had the Greek sound and the Finnish sound, and the Norwegian sound, and there was German bands and Swiss bands and that kind of thing." By the mid-1990s, the style of the Norwegian scene was being adopted by bands worldwide, and in 1998, Kerrang! journalist Malcolm Dome said that "black metal as we know it in 1998 owes more to Norway and to Scandinavia than any other particular country". Newer black metal bands also began raising their production quality and introducing additional instruments such as synthesizers and even full-symphony orchestras. By the late 1990s, the underground concluded that several of the Norwegian pioneers—like Emperor, Immortal, Dimmu Borgir, Ancient, Covenant/The Kovenant, and Satyricon—had commercialized or sold out to the mainstream and "big bastard labels." Dayal Patterson states that successful acts like Dimmu Borgir "provoked and even greater extremity [of negative opinion] from the underground" regarding the view that these bands had "sold out."
After Euronymous's death, "some bands went more towards the Viking metal and epic style, while some bands went deeper into the abyss." Since 1993, the Swedish scene had carried out church burnings, grave desecration, and other violent acts. In 1995, Jon Nödtveidt of Dissection joined the Misanthropic Luciferian Order (MLO). In 1997, he and another MLO member were arrested and charged with shooting dead a 37-year-old man. It was said he was killed "out of anger" because he had "harassed" the two men. Nödtveidt received a 10-year sentence. As the victim was a homosexual immigrant, Dissection was accused of being a Nazi band, but Nödtveidt denied this and dismissed racism and nationalism.
The Swedish band Shining, founded in 1996, began writing music almost exclusively about depression and suicide, musically inspired by Strid and by Burzum's albums Hvis lyset tar oss and Filosofem. Vocalist Niklas Kvarforth wanted to "force-feed" his listeners "with self-destructive and suicidal imagery and lyrics." In the beginning, he used the term "suicidal black metal" for his music. However, he stopped using the term in 2001 because it had begun to be used by a slew of other bands, whom he felt had misinterpreted his vision and were using the music as a kind of therapy rather than a weapon against the listener as Kvarforth intended. He said that he "wouldn't call Shining a black metal band" and called the "suicidal black metal" term a "foolish idea."
According to Erik Danielsson, when his band Watain formed in 1998, there were very few bands who took black metal as seriously as the early Norwegian scene had. A newer generation of Swedish Satanic bands like Watain and Ondskapt, supposedly inspired by Ofermod, the new band of Nefandus member Belfagor, put this scene "into a new light." Kvarforth said, "It seems like people actually [got] afraid again." "The current Swedish black metal scene has a particularly ambitious and articulate understanding of mysticism and its validity to black metal. Many Swedish black metal bands, most notably Watain and Dissection, are [or were] affiliated with the Temple of the Black Light, or Misanthropic Luciferian Order […] a Theistic, Gnostic, Satanic organization based in Sweden". Upon his release in 2004, Jon Nödtveidt restarted Dissection with new members whom he felt were able to "stand behind and live up to the demands of Dissection's Satanic concept." He started calling Dissection "the sonic propaganda unit of the MLO" and released a third full-length album, Reinkaos. The lyrics contain magical formulae from the Liber Azerate and are based on the organization's teachings. After the album's release and a few concerts, Nödtveidt said that he had "reached the limitations of music as a tool for expressing what I want to express, for myself and the handful of others that I care about" and disbanded Dissection before dying by suicide.
A part of the underground scene adopted a Jungian interpretation of the church burnings and other acts of the early scene as the re-emergence of ancient archetypes, which Kadmon of Allerseelen and the authors of Lords of Chaos had implied in their writings. They mixed this interpretation with Paganism and Nationalism. Varg Vikernes was seen as "an ideological messiah" by some, although Vikernes had disassociated himself from black metal and his neo-Nazism had nothing to do with that subculture. This led to the rise of National Socialist black metal (NSBM), which Hendrik Möbus of Absurd calls "the logical conclusion" of the Norwegian black metal "movement". Other parts of the scene oppose NSBM as it is "indelibly linked with Asá Trŭ and opposed to Satanism", or look upon Nazism "with vague skepticism and indifference". Members of the NSBM scene, among others, see the Norwegian bands as poseurs whose "ideology is cheap", although they still respect Vikernes and Burzum, whom Grand Belial's Key vocalist Richard Mills called "the only Norwegian band that remains unapologetic and literally convicted of his beliefs."
In France, besides Les Légions Noires (The Black Legions), an NSBM scene arose. Members of French band Funeral desecrated a grave in Toulon in June 1996, and a 19-year-old black metal fan stabbed a priest to death in Mulhouse on Christmas Eve 1996. According to MkM of Antaeus and Aosoth, the early French scene "was quite easy to divide: either you were NSBM, and you had the support from zine and the audience, or you were part of the black legions, and you had that 'cult' aura", whereas his band Antaeus, not belonging to either of these sub-scenes, "did not fit anywhere." Many French bands, like Deathspell Omega and Aosoth, have an avantgarde approach and a disharmonic sound that is representative of that scene.
The early American black metal bands remained underground. Some of them—like Grand Belial's Key and Judas Iscariot—joined an international NSBM organization called the Pagan Front, although Judas Iscariot's sole member Akhenaten left the organization. Other bands like Averse Sefira never had any link with Nazism. The US bands have no common style. Many were musically inspired by Burzum but did not necessarily adopt Vikernes's ideas. Profanatica's music is close to death metal, while Demoncy were accused of ripping off Gorgoroth riffs. There also emerged bands like Xasthur and Leviathan (whose music is inspired by Burzum and whose lyrics focus on topics such as depression and suicide), Nachtmystium, Krallice, Wolves in the Throne Room (a band linked to the crust punk scene and the environmental movement), and Liturgy (the style of whom frontwoman Hunter Hunt-Hendrix describes as 'trancendental black metal'). These bands eschew black metal's traditional lyrical content for "something more Whitman-esque" and have been rejected by some traditional black-metallers for their ideologies and the post-rock and shoegazing influences some of them have adopted. Also, some bands like Agalloch started to incorporate "doom and folk elements into the traditional blast-beat and tremolo-picking of the Scandinavian incarnation", a style that later became known as Cascadian black metal, in reference to the region where it emerged.
In Australia, a scene led by bands like Deströyer 666, Vomitor, Hobbs' Angel of Death, Nocturnal Graves and Gospel of the Horns arose. This scene's typical style is a mixture of old school black metal and raw thrash metal influenced by old Celtic Frost, Bathory, Venom, and Sodom but also with its own elements.
Melechesh was formed in Jerusalem in 1993, "the first overtly anti-Christian band to exist in one of the holiest cities in the world". Melechesh began as a straightforward black metal act with their first foray into folk metal occurring on their 1996 EP The Siege of Lachish. Their subsequent albums straddled black, death, and thrash metal. Another band, Arallu, was formed in the late 1990s and has relationships with Melechesh and Salem. Melechesh and Arallu perform a style they call "Mesopotamian Black Metal", a blend of black metal and Mesopotamian folk music.
Since the 2000s, a number of anti-Islamic and anti-religious black metal bands—whose members come from Muslim backgrounds—have emerged in the Middle East. Janaza, believed to be Iraq's first female black metal artist, released the demo Burning Quran Ceremony in 2010. Its frontwoman, Anahita, claimed her parents and brother were killed by a suicide bomb during the Iraq War. Another Iraqi band, Seeds of Iblis, also fronted by Anahita, released their debut EP Jihad Against Islam in 2011 through French label Legion of Death. Metal news website Metalluminati suggests that their claims of being based in Iraq are a hoax. These bands, along with Tadnees (from Saudi Arabia), Halla (from Iran), False Allah (from Bahrain), and Mosque of Satan (from Lebanon), style themselves as the "Arabic Anti-Islamic Legion." Another Lebanese band, Ayat, drew much attention with their debut album Six Years of Dormant Hatred, released through North American label Moribund Records in 2008. Some European bands have also begun expressing anti-Islamic views, most notably the Norwegian band Taake.
Stylistic divisions
Regarding the sound of black metal, there are two conflicting groups within the genre: "those that stay true to the genre's roots, and those that introduce progressive elements". The former believe that the music should always be minimalist—performed only with the standard guitar-bass-drums setup and recorded in a low fidelity style. One supporter of this train of thought is Blake Judd of Nachtmystium, who has rejected labeling his band black metal for its departure from the genre's typical sound. Snorre Ruch of Thorns, on the other hand, has said that modern black metal is "too narrow" and believes that this was "not the idea at the beginning".
Since the 1990s, different styles of black metal have emerged and some have melded Norwegian-style black metal with other genres:
Ambient black metal
Ambient black metal is a style of black metal that relies on heavy incorporation of atmospheric, sometimes dreamy textures, and is therefore less aggressive. It often features synthesizers or classical instrumentation, typically for melody or ethereal "shimmering" over the wall of sound provided by the guitars. The music is usually slow to mid paced with rare blast beat usage, without any abrupt changes and generally features slowly developing, sometimes repetitive melodies and riffs, which separate it from other black metal styles. Subject matter usually concerns nature, folklore, mythology, and personal introspection. Artists include Agalloch and Wolves in the Throne Room.
Black-doom
Black-doom, also known as blackened doom, is a style that combines the slowness and thicker, bassier sound of doom metal with the shrieking vocals and heavily distorted guitar sound of black metal. Black-doom bands maintain the Satanic ideology associated with black metal, while melding it with moodier themes more related to doom metal, like depression, nihilism and nature. They also use the slower pace of doom metal in order to emphasize the harsh atmosphere present in black metal. Examples of black-doom bands include Barathrum, Forgotten Tomb, Woods of Ypres, Deinonychus, Shining, Nortt, Bethlehem, early Katatonia, Tiamat, Dolorian, and October Tide.
Depressive suicidal black metal
Pioneered by black-doom bands like Ophthalamia, Katatonia, Bethlehem, Forgotten Tomb and Shining, depressive suicidal black metal, also known as suicidal black metal, depressive black metal or DSBM, is a style that melds the second wave-style of black metal with doom metal, with lyrics revolving around themes such as depression, self-harm, misanthropy, suicide and death. DSBM bands draws the lo-fi recording and highly distorted guitars of black metal, while employing the usage of acoustic instruments and non-distorted electric guitar's timbres present in doom metal, interchanging the slower, doom-like, sections with faster tremolo picking. Vocals are usually high-pitched like in black metal, but lacking of energy, simulating feelings like hopelessness, desperation and plea. The presence of one-man bands is more prominent in this genre compared to others. Examples of bands include Xasthur, Leviathan, Strid, Silencer, Make a Change… Kill Yourself, Lifelover and I Shalt Become.
Black 'n' roll
Black 'n' roll is a style of black metal that incorporates elements from 1970s hard rock and rock and roll music. Examples of black 'n' roll bands include Midnight, Kvelertak, Vreid, and Khold. Bands such as Satyricon, Darkthrone, Nachtmystium, Nidingr, Craft, and Sarke also experimented with the genre.
Blackened crust
Crust punk groups, such as Antisect, Sacrilege and Anti System took some influence from early black metal bands like Venom, Hellhammer, and Celtic Frost, while Amebix's lead vocalist and guitarist sent his band's early demo tape to Cronos of Venom, who replied by saying "We'll rip you off." Similarly, Bathory was initially inspired by crust punk as well as heavy metal. Crust punk was affected by a second wave of black metal in the 1990s, with some bands emphasizing these black metal elements. Iskra are probably the most obvious example of second wave black metal-influenced crust punk; Iskra coined their own phrase "blackened crust" to describe their new style. The Japanese group Gallhammer also fused crust punk with black metal while the English band Fukpig has been said to have elements of crust punk, black metal, and grindcore. North Carolina's Young and in the Way have been playing blackened crust since their formation in 2009. In addition, Norwegian band Darkthrone have incorporated crust punk traits in their more recent material. As Daniel Ekeroth wrote in 2008,
Red and anarchist black metal
Red and anarchist black metal, also known as RABM, is a subgenre that melds black metal with anarchist crust punk, promoting ideologies such as anarchism, environmentalism, or Marxism. RABM was launched by supporters of these and related movements in response to National socialist black metal. Artists labelled RABM include Iskra, Panopticon, Skagos, Storm of Sedition, Not A Cost, and Black Kronstadt.
Blackened death-doom
Blackened death-doom is a genre that combines the slow tempos and monolithic drumming of doom metal, the complex and loud riffage of death metal and the shrieking vocals of black metal. Examples of blackened death-doom bands include Morast, Faustcoven, The Ruins of Beverast, Bölzer, Necros Christos, Harvest Gulgaltha, Dragged into Sunlight, Hands of Thieves, and Soulburn.
Blackened death metal
Blackened death metal is commonly death metal that incorporates musical, lyrical or ideological elements of black metal, such as an increased use of tremolo picking, anti-Christian or Satanic lyrical themes and chord progressions similar to those used in black metal. Blackened death metal bands are also more likely to wear corpse paint and suits of armour, than bands from other styles of death metal. Lower range guitar tunings, death growls and abrupt tempo changes are common in the genre. Examples of blackened death metal bands are Belphegor, Behemoth, Akercocke, and Sacramentum.
Melodic black-death
Melodic black-death (also known as blackened melodic death metal or melodic blackened death metal) is a genre of extreme metal that describes the style created when melodic death metal bands began being inspired by black metal and European romanticism. However, unlike most other black metal, this take on the genre incorporated an increased sense of melody and narrative. Some bands who have played this style include Dissection, Sacramentum, Naglfar, God Dethroned, Dawn, Unanimated, Thulcandra, Skeletonwitch and Cardinal Sin.
War metal
War metal (also known as war black metal or bestial black metal) is an aggressive, cacophonous, and chaotic subgenre of blackened death metal, described by Rock Hard journalist Wolf-Rüdiger Mühlmann as "rabid" and "hammering". Important influences include early black and death metal bands, such as Sodom, Possessed, Autopsy, Sarcófago, and the first two Sepultura releases, as well as seminal grindcore acts like Repulsion. War metal bands include Blasphemy, Archgoat, Impiety, Beherit, Crimson Thorn, and Bestial Warlust.
Blackened grindcore
Blackened grindcore is a fusion genre that combines elements of black metal and grindcore. Notable bands include Anaal Nathrakh and early Rotting Christ.
Blackened thrash metal
Blackened thrash metal, also known as black-thrash, is a fusion genre that combines elements of black metal and thrash metal. Being considered one of the first fusions of extreme metal, it was inspired by bands such as Venom, Sodom, and Sarcófago. Notable bands include Aura Noir, Witchery, Black Fast, Sathanas, and Deströyer 666.
Folk black metal, pagan metal, and Viking metal
Folk black metal, pagan metal and Viking metal are styles that incorporates elements of folk music, with pagan metal bands focusing on pagan lyrics and imagery, and Viking metal bands giving thematic focus on Norse mythology, Norse paganism, and the Viking Age, more influenced by Nordic folk music. While not focused on Satanism, the bands' use of ancient folklore and mythologies still express anti-Christian views, with folk black metal doing it as part of a "rebellion to the status quo", that developed concurrently along with the rise of folk metal in Europe in the 1990s, Notable artist include Negură Bunget, Windir, Primordial, In the Woods..., Cruachan, and Bathory, to whose albums Blood Fire Death (1988) and Hammerheart (1990) the origin of Viking metal can be traced.
Industrial black metal
Industrial black metal is a style of black metal that incorporates elements of industrial music. Mysticum, formed in 1991, was the first of these groups. DHG (Dødheimsgard), Thorns from Norway and Blut Aus Nord, N.K.V.D. and Blacklodge from France, have been acclaimed for their incorporation of industrial elements. Other industrial black metal musicians include Samael, The Axis of Perdition, Aborym, and ...And Oceans. In addition, The Kovenant, Mortiis and Ulver emerged from the Norwegian black metal scene, but later chose to experiment with industrial music.
Post-black metal
Post-black metal is an umbrella term for genres that experiment beyond black metal's conventions and broaden their sounds, evolving past the genre's limits. Notable bands include Myrkur, Alcest, Bosse-de-Nage, and Wildernessking.
Blackgaze
Blackgaze incorporates common black metal and post-black metal elements such as blast beat drumming and high-pitched screamed vocals with the melodic and heavily distorted guitar styles typically associated with shoegazing. It is associated with bands such as Deafheaven, Alcest, Vaura, Amesoeurs, Bosse-de-Nage, Oathbreaker, and Fen.
National Socialist black metal
National Socialist black metal (also known as NSBM) is a subgenre that promotes neo-Nazi or similar beliefs through its lyrics and imagery. Artists typically meld neo-Nazi ideology with ethnic European paganism, but a few meld these beliefs with Satanism or occultism. Some commentators see this ideology as a natural development of the black metal worldview. Members of the early Norwegian scene flirted with Nazi themes, but this was largely an attempt to provoke. Varg Vikernes—who now refers to his ideology as 'Odalism'—is credited with popularizing such views within the scene. NSBM emerged in the mid-1990s and was spearheaded by artists such as Absurd (from Germany), Graveland, Infernum, and Veles (from Poland), and Grand Belial's Key (from the US). It is particularly strong in the former Eastern Bloc.
Psychedelic black metal
Psychedelic black metal is a subgenre of black metal which employs the usage of psychedelic elements. Notable acts include Oranssi Pazuzu, Nachtmystium, Deafheaven, Woe, Amesoeurs, and In the Woods....
Raw black metal
Raw black metal is a subgenre that seeks to amplify the primitive qualities of the second wave of black metal, by giving priority to its lo-fi production values. To achieve this, bands under this style usually emphasize the usage of higher-pitches in their guitar sound and vocals, while employing techniques such as tremolo picking and blast beats more often. Its imagery is often associated with dystopic and minimalistic tendencies. Notable bands include Gorgoroth, Darkthrone, Satyricon, Bathory and Burzum.
Symphonic black metal
Symphonic black metal is a style of black metal that incorporates symphonic and orchestral elements. This may include the usage of instruments found in symphony orchestras (piano, violin, cello, flute and keyboards), "clean" or operatic vocals and guitars with less distortion.
Unblack metal
Unblack metal (or Christian black metal) is a subgenre that promotes Christianity through its lyrics and imagery. The first unblack metal record, Hellig Usvart (1994) by Australian artist Horde, was a provocative parody of Norwegian black metal. It sparked controversy, and death threats were issued against Horde. Norwegian unblack metal band Antestor was originally formed as a death/doom band bearing a different name, Crush Evil.
Ideology
Unlike other metal genres, black metal is associated with an ideology and ethos. It is fiercely opposed to Christianity and the other main institutional religions, Islam and Judaism. Many black metal bands are Satanists and see Satanism as a key part of black metal. Others advocate ethnic Paganism, "often coupled with nationalism", although the early Pagan bands did not call themselves 'black metal'.
Black metal tends to be misanthropic and hostile to modern society. It is "a reaction against the mundanity, insincerity and emotional emptiness that participants feel is intrinsic to modern secular culture". The black metal scene tends to oppose political correctness, humanitarianism, consumerism, globalization and homogeneity. Aaron Weaver from Wolves in the Throne Room said: "I think that black metal is an artistic movement that is critiquing modernity on a fundamental level, saying that the modern world view is missing something". As part of this, some parts of the scene glorify nature and have a fascination with the distant past. Black metal has been likened to Romanticism and there is an undercurrent of romantic nationalism in the genre. Sam Dunn noted that "unlike any other heavy metal scene, the culture and the place is incorporated into the music and imagery". Individualism is also an important part of black metal, with Fenriz of Darkthrone describing black metal as "individualism above all". Unlike other kinds of metal, black metal has numerous one-man bands. However, it is argued that followers of Euronymous were anti-individualistic, and that "Black Metal is characterized by a conflict between radical individualism and group identity and by an attempt to accept both polarities simultaneously".
In his master's thesis, Benjamin Hedge Olson wrote that some artists can be seen as transcendentalists. Dissatisfied with a "world that they feel is devoid of spiritual and cultural significance", they try to leave or "transcend" their "mundane physical forms" and become one with the divine. This is done through their concerts, which he describes as "musical rituals" that involve self-mortification and taking on an alternative, "spiritual persona" (for example by the wearing of costume and face paint).
Satanism
Black metal was originally a term for extreme metal bands with Satanic lyrics and imagery. However, most of the 'first wave' bands (including Venom, who coined the term 'black metal') were not Satanists and rather used Satanic themes to provoke controversy or gain attention. One of the few exceptions was Mercyful Fate singer and Church of Satan member King Diamond, whom Michael Moynihan calls "one of the only performers of the '80s Satanic metal who was more than just a poseur using a devilish image for shock value".
In the early 1990s, many Norwegian black-metallers presented themselves as genuine Devil worshippers. Mayhem's Euronymous was the key figure behind this. They attacked the Church of Satan for its "freedom and life-loving" views; the theistic Satanism they espoused was an inversion of Christianity. Benjamin Hedge Olson wrote that they "transform[ed] Venom's quasi-Satanic stage theatrics into a form of cultural expression unique from other forms of metal or Satanism" and "abandoned the mundane identities and ambitions of other forms of metal in favor of religious and ideological fanaticism". Some prominent scene members—such as Euronymous and Faust—stated that only bands who are Satanists can be called 'black metal'. Bands with a Norwegian style, but without Satanic lyrics, tended to use other names for their music. This view is still held by many artists—such as Infernus, Arioch, Nornagest and Erik Danielsson. Some bands, like the reformed Dissection and Watain, insist that all members must be of the same Satanic belief, whereas Michael Ford of Black Funeral and MkM of Antaeus believe black metal must be Satanic but not all band members need to be Satanists. Others—such as Jan Axel Blomberg, Sigurd Wongraven and Eric Horner—believe that black metal does not need to be Satanic. An article in Metalion's Slayer fanzine attacked musicians that "care more about their guitars than the actual essence onto which the whole concept was and is based upon", and insisted that "the music itself doesn't come as the first priority". Bands with a similar style but with Pagan lyrics tend to be referred to as 'Pagan Metal' by many 'purist' black-metallers.
Others shun Satanism, seeing it as Christian or "Judeo-Christian" in origin, and regard Satanists as perpetuating the "Judeo-Christian" worldview. Quorthon of Bathory said he used 'Satan' to provoke and attack Christianity. However, with his third and fourth albums, Under the Sign of the Black Mark and Blood Fire Death, he began "attacking Christianity from a different angle", realizing that Satanism is a "Christian product". Nevertheless, some artists use Satan as a symbol or metaphor for their beliefs, such as LaVeyan Satanists (who are atheist). Vocalist Gaahl, who considers himself a Norse Shaman, said: "We use the word 'Satanist' because it is Christian world and we have to speak their language ... When I use the word 'Satan', it means the natural order, the will of a man, the will to grow, the will to become the superman". Varg Vikernes called himself a Satanist in early interviews but "now downplays his former interest in Satanism", saying he was using Satan as a symbol for Odin as the 'adversary' of the Christian God. He saw Satanism as "an introduction to more indigenous heathen beliefs". Some bands such as Carach Angren, Immortal and Enslaved do not have Satanic lyrics.
Christianity
Many black-metallers see "Christian black metal" as an oxymoron and believe black metal cannot be Christian. In fact, the early unblack metal groups Horde and Antestor refused to call their music "black metal" because they did not share its ethos. Horde called its music "holy unblack metal" and Antestor called theirs "sorrow metal". Horde's Jayson Sherlock later said "I will never understand why Christians think they can play Black Metal. I really don't think they understand what true Black Metal is". However, current unblack metal bands such as Crimson Moonlight feel that black metal has changed from an ideological movement to a purely musical genre, and thus call their music 'black metal'.
Environmentalism
Black metal has a long tradition of environmentalism. Groups such as Botanist and Wolves in the Throne Room have been described as exemplifying radical environmentalism.
Politics
A wide range of political views are found in the black metal scene. The vast majority of black metal bands are apolitical.
Albeit a small minority within the genre, Neo-Nazi artists have gained some notoriety throughout the years. While some black metal fans boycott Neo-Nazi artists, many are indifferent or appreciate the music without supporting the musicians, but overall Neo-Nazism has been criticized by some prominent and influential black metal artists—including Jon Nödtveidt, Gorgoroth, Dark Funeral, Richard Lederer, Michael Ford, and Arkhon Infaustus. Some liken Nazism to Christianity by arguing that both are authoritarian, collectivist, and a "herd mentality". Olson writes that the shunning of Nazism by some black-metallers "has nothing to do with notions of a 'universal humanity' or a rejection of hate" but that Nazism is shunned "because its hatred is too specific and exclusive".
Some time later, a movement promoting Marxist and anarchist ideas was born in the genre, mostly as a reaction to neo-Nazi movements. Others with similar outlook, such as Wolves in the Throne Room, are not overtly political and do not endorse the label.
Media
Documentaries on black metal
666 – At Calling Death (1993) was a documentary released by Nuclear Blast, which provides an abundance of interviews and perspectives on the meaning of both death and black metal genres from musicians who perform these styles, in light of the Norwegian scene church burnings and murders, which had been occurring around that time. The latter half of the documentary focuses on black metal.
Det svarte alvor (1994)
Satan Rides the Media (1998)
Black Metal (1998), a Belgian documentary by Marilyn Watelet.
Norsk Black Metal (2003) was aired on Norwegian TV by the Norwegian Broadcasting Corporation (NRK).
Metal: A Headbanger's Journey (2005) touches on black metal in the early 1990s, and includes an extensive 25-minute feature on the DVD release.
True Norwegian Black Metal (2007) is a five-part feature from VICE. It explores some of the aspects of the lifestyle, beliefs and controversies surrounding former Gorgoroth vocalist Gaahl.
Black Metal: A Documentary (2007), produced by Bill Zebub, explores the world of black metal from the point of view of the artists. There is no narrator and no one outside of black metal takes part in any interview or storytelling.
Pure Fucking Mayhem (2009) tells the story of the black metal band Mayhem and the tragedies surrounding them.
Murder Music: A History of Black Metal (2007)
The Misanthrope (2007) written and directed by Ted "Nocturno Culto" Skjellum from extreme metal duo Darkthrone.
Once Upon a Time in Norway (2008)
Black Metal Satanica (2008)
Until the Light Takes Us (2009) explores black metal's origins and subculture, featuring exclusive interviews and including rare footage from the Black Circle's early days.
Loputon Gehennan Liekki (Eternal Flame of Gehenna)(2011) Finnish black metal documentary
Out of the Black – A Black Metal Documentary (2012), an examination of the musical and social origins of black metal while exploring the full spectrum of the religious ideology within the scene. Also examines black metal in America and the multiple differences between the American and the Scandinavian scene.
One Man Metal (2012) explores the lifestyle and thoughts of the members of the three one-man bands Xasthur, Leviathan and Striborg.
Attention! Black Metal (2012)
References in media
A black metal mockumentary Legalize Murder was released in 2006.
The cartoon show Metalocalypse is about an extreme metal band called Dethklok, with many references to leading black metal artists on the names of various businesses, such as Fintroll's convenience store, Dimmu Burger, Gorgoroth's electric wheelchair store, Carpathian Forest High School, Marduk's Putt & Stuff, Burzum's hot-dogs and Behemoth studios (the man who owns Behemoth studios is also named Mr. Grishnackh). In the episode "Dethdad", Dethklok travels to Norway to both visit Toki's dying father and the original black metal record store, much to the dismay of the band members when they find out the store does not sell any of their music, described by the owner as being "too digital".
A Norwegian commercial for a laundry detergent once depicted black metal musicians as part of the advertisement.
Black metal bands such as 1349, Emperor, Behemoth, Dimmu Borgir, Enslaved and Satyricon have had their videos make appearances on MTV's Headbangers Ball.
Comedian Brian Posehn made a visual reference to Norwegian black metal bands in the music video for his comedy song "Metal by Numbers".
A KFC commercial screened in Canada (2008) and Australia (2010) featuring a fictional black metal band called Hellvetica. Onstage, the band's singer does a fire-eating trick. Once backstage, he takes a bite of the spicy KFC chicken and declares, "Oh man, that is hot".
The twenty-first episode of the fourth season of Bones, "Mayhem on a Cross", featured the discovery of a human skeleton at a black metal concert in Norway.
There are many references to black/extreme metal bands (Bathory, Marduk, Cradle of Filth and Dimmu Borgir) in Åke Edwardson's 1999 crime novel Sun and Shadow (Sol och skugga). The plot involves the music of a fictional Canadian black metal band called Sacrament. As part of the inquiry, Inspector Winter tries to distinguish between black and death metal artists.
In the UK show The Inbetweeners during some scenes in the sixth form common room, a Mayhem poster for the album Ordo ad Chao can be seen.
A recurring theme in The IT Crowd (seasons 1 and 2) is the conversion of a character (Richmond) from executive to pariah through his exposure to Cradle of Filth.
A black metal act is used to advertise "ZYX Sitruuna" a Finnish remedy for throat pain.
Jonas Åkerlund's 2018 horror-thriller film, Lords of Chaos, based on the 1998 non-fiction book of the same name, centres around a series of crimes that occurred in Oslo, Norway in the early 1990s surrounding the black metal bands Mayhem and Burzum.
See also
List of black metal bands
Shrieking
References
Sources
Further reading
European culture
20th-century music genres
1980s in music
1990s in music
2000s in music
2010s in music
21st-century music genres
Heavy metal genres
Extreme metal
Obscenity controversies in music
Norwegian styles of music
British rock music genres | [
101,
2117,
2720,
1110,
1126,
6122,
4841,
4915,
1874,
1104,
2302,
2720,
1390,
119,
6869,
13474,
1511,
2698,
16655,
1116,
117,
170,
188,
8167,
24324,
1158,
5563,
1947,
117,
3777,
21387,
7789,
1307,
1114,
189,
16996,
12805,
8184,
117,
7158,
113,
25338,
118,
20497,
114,
2730,
117,
27668,
1461,
4413,
117,
1105,
1126,
7569,
1113,
6814,
119,
8428,
1510,
2845,
1107,
12382,
6628,
1105,
11258,
14420,
1116,
119,
1507,
1103,
3011,
117,
1317,
24438,
16543,
2720,
1105,
1473,
2720,
4393,
1824,
170,
8933,
1111,
1602,
2720,
119,
1188,
107,
1148,
4003,
107,
1529,
4393,
1216,
1112,
159,
26601,
1306,
117,
10567,
4649,
117,
14130,
2365,
17711,
117,
5479,
21427,
1105,
8389,
12194,
119,
138,
1248,
4003,
10246,
1107,
1103,
1346,
3281,
117,
14690,
14443,
1118,
4236,
4393,
1216,
1112,
1318,
15391,
117,
4753,
1582,
18516,
117,
139,
2149,
10337,
1306,
117,
146,
6262,
12148,
1348,
117,
3637,
117,
17784,
2340,
4907,
1320,
1105,
3414,
17161,
21941,
119,
1109,
1346,
4236,
1602,
2720,
2741,
1872,
1103,
1947,
1104,
1147,
24387,
3962,
7666,
1154,
170,
4966,
6453,
119,
4236,
118,
3768,
1602,
2720,
4429,
5338,
2032,
1980,
1105,
1456,
1738,
117,
1780,
1199,
1168,
4429,
1872,
1147,
1319,
6739,
8942,
119,
1789,
3289,
3619,
4393,
19897,
1219,
1142,
1248,
4003,
117,
1103,
1248,
3964,
1107,
3865,
1217,
1521,
1118,
12120,
11553,
5796,
117,
138,
1830,
20910,
8928,
117,
9751,
7641,
1377,
117,
1105,
27453,
8124,
1233,
6797,
119,
7245,
170,
10646,
1111,
107,
18166,
1596,
2720,
107,
117,
1602,
2720,
1144,
1510,
14514,
6392,
117,
1496,
1106,
1103,
3721,
1105,
25021,
8209,
27600,
2628,
1114,
1103,
6453,
119,
1789,
2719,
6848,
1940,
9995,
21850,
1596,
4696,
117,
1105,
1639,
22660,
1672,
2769,
1104,
6122,
2848,
118,
2131,
17024,
117,
18166,
1863,
117,
1137,
5237,
21253,
1863,
119,
1130,
1103,
3281,
117,
1484,
1104,
1103,
2741,
1127,
2784,
1111,
170,
15732,
1162,
1104,
1749,
4968,
1116,
1105,
10574,
119,
1247,
1110,
1145,
170,
1353,
15242,
118,
5755,
2230,
1439,
1602,
2720,
117,
1780,
1122,
1144,
1151,
188,
17315,
3540,
1118,
1242,
3289,
2719,
119,
15559,
117,
1602,
2720,
188,
19091,
5710,
1106,
3118,
1126,
5433,
9501,
119,
23543,
5562,
1116,
1966,
3793,
1602,
2720,
3417,
4431,
1106,
1103,
4236,
1947,
1114,
188,
8167,
24324,
1158,
2172,
1105,
7158,
1707,
117,
1103,
1858,
1144,
7440,
1151,
3666,
1106,
4393,
1114,
3409,
18470,
3807,
117,
1216,
1112,
4735,
6663,
117,
14130,
2365,
17711,
117,
1318,
15391,
117,
139,
25552,
15391,
1183,
117,
1105,
1103,
2414,
1105,
6389,
4393,
1115,
5338,
1213,
1103,
1269,
1159,
1112,
1103,
4236,
2741,
119,
1130,
2050,
5697,
20936,
1105,
1461,
2401,
4236,
118,
3768,
1602,
2720,
5506,
1116,
1932,
5010,
1344,
118,
7813,
1137,
189,
1874,
4999,
2092,
13647,
1105,
2302,
25856,
119,
1109,
2092,
1110,
1932,
1307,
1114,
2698,
117,
8362,
118,
25088,
189,
16996,
12805,
8184,
1105,
1540,
22098,
119,
7656,
3681,
1510,
1329,
4267,
6598,
3923,
783,
1373,
1114,
2747,
9777,
117,
14662,
1105,
15461,
16147,
1116,
783,
1106,
2561,
170,
2305,
1104,
18410,
119,
1109,
189,
20376,
1673,
117,
1137,
3596,
118,
3049,
117,
1110,
1510,
1215,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The British Army is the principal land warfare force of the United Kingdom, a part of the British Armed Forces along with the Royal Navy and the Royal Air Force. , the British Army comprises 82,040 regular full-time personnel, 3,960 Gurkhas, and 29,740 reserve personnel.
The modern British Army traces back to 1707, with antecedents in the English Army and Scots Army that were created during the Restoration in 1660. The term British Army was adopted in 1707 after the Acts of Union between England and Scotland. Members of the British Army swear allegiance to the monarch as their commander-in-chief, but the Bill of Rights of 1689 and Claim of Right Act 1689 require parliamentary consent for the Crown to maintain a peacetime standing army. Therefore, Parliament approves the army by passing an Armed Forces Act at least once every five years. The army is administered by the Ministry of Defence and commanded by the Chief of the General Staff.
The British Army, composed primarily of cavalry and infantry, was originally one of two Regular Forces within the British military (those parts of the British Armed Forces tasked with land warfare, as opposed to the naval forces), with the other having been the Ordnance Military Corps (made up of the Royal Artillery, Royal Engineers, and the Royal Sappers and Miners) of the Board of Ordnance, which along with the originally civilian Commissariat Department, stores and supply departments, as well as barracks and other departments were absorbed into the British Army when the Board of Ordnance was abolished in 1855 (various other civilian departments of the board were absorbed into the War Office).
The British Army has seen action in major wars between the world's great powers, including the Seven Years' War, the American Revolutionary War, the Napoleonic Wars, the Crimean War and the First and Second World Wars. Britain's victories in most of these decisive wars allowed it to influence world events and establish itself as one of the world's leading military and economic powers. Since the end of the Cold War, the British Army has been deployed to a number of conflict zones, often as part of an expeditionary force, a coalition force or part of a United Nations peacekeeping operation.
History
Formation
Until the English Civil War, England never had a standing army with professional officers and careerist corporals and sergeants. It relied on militia organised by local officials or private forces mobilised by the nobility, or on hired mercenaries from Europe. From the later Middle Ages until the English Civil War, when a foreign expeditionary force was needed, such as the one that Henry V of England took to France and that fought at the Battle of Agincourt (1415), the army, a professional one, was raised for the duration of the expedition.
During the English Civil War, the members of the Long Parliament realised that the use of county militia organised into regional associations (such as the Eastern Association), often commanded by local members of parliament (both from the House of Commons and the House of Lords), while more than able to hold their own in the regions which Parliamentarians controlled, were unlikely to win the war. So Parliament initiated two actions. The Self-denying Ordinance forbade members of parliament (with the notable exception of Oliver Cromwell) from serving as officers in the Parliamentary armies. This created a distinction between the civilians in Parliament, who tended to be Presbyterian and conciliatory to the Royalists in nature, and a corps of professional officers, who tended to be Independent (Congregational) in theology, to whom they reported. The second action was legislation for the creation of a Parliamentary-funded army, commanded by Lord General Thomas Fairfax, which became known as the New Model Army (originally new-modelled Army).
While this proved to be a war-winning formula, the New Model Army, being organised and politically active, went on to dominate the politics of the Interregnum and by 1660 was widely disliked. The New Model Army was paid off and disbanded at the Restoration of the monarchy in 1660. For many decades the alleged excesses of the New Model Army under the Protectorate of Oliver Cromwell were used as propaganda (and still feature in Irish folklore) and the Whig element recoiled from allowing a standing army. The militia acts of 1661 and 1662 prevented local authorities from calling up militia and oppressing their own local opponents. Calling up the militia was possible only if the king and local elites agreed to do so.
Charles II and his Cavalier supporters favoured a new army under royal control, and immediately after the Restoration began working on its establishment. The first English Army regiments, including elements of the disbanded New Model Army, were formed between November 1660 and January 1661 and became a standing military force for England (financed by Parliament). The Royal Scots and Irish Armies were financed by the parliaments of Scotland and Ireland. Parliamentary control was established by the Bill of Rights 1689 and Claim of Right Act 1689, although the monarch continued to influence aspects of army administration until at least the end of the nineteenth century.
After the Restoration Charles II pulled together four regiments of infantry and cavalry, calling them his guards, at a cost of £122,000 from his general budget. This became the foundation of the permanent English Army. By 1685 it had grown to 7,500 soldiers in marching regiments, and 1,400 men permanently stationed in garrisons. A rebellion in 1685 allowed James II to raise the forces to 20,000 men. There were 37,000 in 1678 when England played a role in the closing stage of the Franco-Dutch War. After William and Mary's accession to the throne, England involved itself in the War of the Grand Alliance, primarily to prevent a French invasion restoring James II (Mary's father). In 1689, William III expanded the army to 74,000, and then to 94,000 in 1694. Parliament was very nervous and reduced the cadre to 7000 in 1697. Scotland and Ireland had theoretically separate military establishments, but they were unofficially merged with the English force.
By the time of the 1707 Acts of Union, many regiments of the English and Scottish armies were combined under one operational command and stationed in the Netherlands for the War of the Spanish Succession. Although all the regiments were now part of the new British military establishment, they remained under the old operational-command structure and retained much of the institutional ethos, customs and traditions of the standing armies created shortly after the restoration of the monarchy 47 years earlier. The order of seniority of the most-senior British Army line regiments is based on that of the English army. Although technically the Scots Royal Regiment of Foot was raised in 1633 and is the oldest Regiment of the Line, Scottish and Irish regiments were only allowed to take a rank in the English army on the date of their arrival in England (or the date when they were first placed on the English establishment). In 1694, a board of general officers was convened to decide the rank of English, Irish and Scots regiments serving in the Netherlands; the regiment which became known as the Scots Greys were designated the 4th Dragoons because there were three English regiments raised prior to 1688 when the Scots Greys were first placed in the English establishment. In 1713, when a new board of general officers was convened to decide the rank of several regiments, the seniority of the Scots Greys was reassessed and based on their June 1685 entry into England. At that time there was only one English regiment of dragoons, and the Scots Greys eventually received the British Army rank of 2nd Dragoons.
British Empire (1700–1914)
After 1700 British continental policy was to contain expansion by competing powers such as France and Spain. Although Spain was the dominant global power during the previous two centuries and the chief threat to England's early transatlantic ambitions, its influence was now waning. The territorial ambitions of the French, however, led to the War of the Spanish Succession and the Napoleonic Wars.
Although the Royal Navy is widely regarded as vital to the rise of the British Empire, the British Army played an important role in the formation of colonies, protectorates and dominions in the Americas, Africa, Asia, India and Australasia. British soldiers captured strategically important territories, and the army was involved in wars to secure the empire's borders and support friendly governments. Among these actions were the Seven Years' War, the American Revolutionary War, the Napoleonic Wars, the First and Second Opium Wars, the Boxer Rebellion, the New Zealand Wars, the Australian frontier wars, the Sepoy Rebellion of 1857, the first and second Boer Wars, the Fenian raids, the Irish War of Independence, interventions in Afghanistan (intended to maintain a buffer state between British India and the Russian Empire) and the Crimean War (to keep the Russian Empire at a safe distance by aiding Turkey). Like the English Army, the British Army fought the kingdoms of Spain, France (including the Empire of France) and the Netherlands for supremacy in North America and the West Indies. With native and provincial assistance, the army conquered New France in the North American theatre of the Seven Years' War and suppressed a Native American uprising in Pontiac's War. The British Army was defeated in the American Revolutionary War, losing the Thirteen Colonies but retaining The Canadas and The Maritimes as British North America, including Bermuda (originally part of Virginia, and which had been strongly sympathetic to the rebels early in the war).
Halifax, Nova Scotia and Bermuda were to become Imperial fortresses (although Bermuda, being safer from attack over water and impervious to attack overland, quickly became the most important in British North America), along with Malta and Gibraltar, providing bases for Royal Navy squadrons to control the oceans, and heavily garrisoned by the British Army both for defence of the bases and to provide military forces to work with the navy in amphibious operations throughout their regions.
The British Army was heavily involved in the Napoleonic Wars, participating in a number of campaigns in Europe (including continuous deployment in the Peninsular War), the Caribbean, North Africa and North America. The war between the British and the First French Empire of Napoleon Bonaparte stretched around the world; at its peak in 1813, the regular army contained over 250,000 men. A coalition of Anglo-Dutch and Prussian armies under the Duke of Wellington and Field Marshal von Blücher finally defeated Napoleon at Waterloo in 1815.
The English were involved politically and militarily in Ireland since receiving the Lordship of Ireland from the pope in 1171. The campaign of English republican Protector Oliver Cromwell involved uncompromising treatment of the Irish towns (most notably Drogheda and Wexford) which supported the Royalists during the English Civil War. The English Army (and the subsequent British Army) remained in Ireland primarily to suppress Irish revolts or disorder. In addition to its conflict with Irish nationalists, it was faced with the prospect of battling Anglo-Irish and Ulster Scots in Ireland who were angered by unfavourable taxation of Irish produce imported into Britain. With other Irish groups, they raised a volunteer army and threatened to emulate the American colonists if their conditions were not met. Learning from their experience in America, the British government sought a political solution. The British Army fought Irish rebels—Protestant and Catholic—primarily in Ulster and Leinster (Wolfe Tone's United Irishmen) in the 1798 rebellion.
In addition to battling the armies of other European empires (and its former colonies, the United States, in the American War of 1812), the British Army fought the Chinese in the First and Second Opium Wars and the Boxer Rebellion, Māori tribes in the first of the New Zealand Wars, Nawab Shiraj-ud-Daula's forces and British East India Company mutineers in the Sepoy Rebellion of 1857, the Boers in the first and second Boer Wars, Irish Fenians in Canada during the Fenian raids and Irish separatists in the Anglo-Irish War. The increasing demands of imperial expansion and the inadequacy and inefficiency of the underfunded British Army, Militia, Yeomanry and Volunteer Force after the Napoleonic Wars led to series of reforms following the failures of the Crimean War.
Inspired by the successes of the Prussian Army (which relied on short-term conscription of all eligible young men to maintain a large reserve of recently discharged soldiers, ready to be recalled on the outbreak of war to immediately bring the small peacetime regular army up to strength), the Regular Reserve of the British Army was originally created in 1859 by Secretary of State for War Sidney Herbert, and re-organised under the Reserve Force Act, 1867. Prior to this, a soldier was generally enlisted into the British Army for a 21-year engagement, following which (should he survive so long) he was discharged as a Pensioner. Pensioners were sometimes still employed on garrison duties, as were younger soldiers no longer deemed fit for expeditionary service who were generally organised in invalid units or returned to the regimental depot for home service. The cost of paying pensioners, and the obligation the government was under to continue to employ invalids as well as soldiers deemed by their commanding officers as detriments to their units were motivations to change this system. The long period of engagement also discouraged many potential recruits. The long service enlistments were consequently replaced with short service enlistments, with undesirable soldiers not permitted to re-engage on the completion of their first engagement. The size of the army also fluctuated greatly, increasing in war time, and drastically shrinking with peace. Battalions posted on garrison duty overseas were allowed an increase on their normal peacetime establishment, which resulted in their having surplus men on their return to a Home station. Consequently, soldiers engaging on short term enlistments were enabled to serve several years with the colours and the remainder in the Regular Reserve, remaining liable for recall to the colours if required. Among the other benefits, this thereby enabled the British Army to have a ready pool of recently trained men to draw upon in an emergency. The name of the Regular Reserve (which for a time was divided into a First Class and a Second Class) has resulted in confusion with the Reserve Forces, which were the pre-existing part-time, local-service home-defence forces that were auxiliary to the British Army (or Regular Force), but not originally part of it: the Yeomanry, Militia (or Constitutional Force) and Volunteer Force. These were consequently also referred to as Auxiliary Forces or Local Forces.
The late-19th-century Cardwell and Childers Reforms gave the army its modern shape and redefined its regimental system. The 1907 Haldane Reforms created the Territorial Force as the army's volunteer reserve component, merging and reorganising the Volunteer Force, Militia and Yeomanry.
World Wars (1914–1945)
Great Britain was challenged by other powers, primarily the German Empire and Nazi Germany, during the 20th century. A century earlier it vied with Napoleonic France for global pre-eminence, and Hanoverian Britain's natural allies were the kingdoms and principalities of northern Germany. By the middle of the 19th century, Britain and France were allies in preventing Russia's appropriation of the Ottoman Empire, although the fear of French invasion led shortly afterwards to the creation of the Volunteer Force. By the first decade of the 20th century, the United Kingdom was allied with France (by the Entente Cordiale) and Russia (which had a secret agreement with France for mutual support in a war against the Prussian-led German Empire and the Austro-Hungarian Empire).
When the First World War broke out in August 1914 the British Army sent the British Expeditionary Force (BEF), consisting mainly of regular army troops, to France and Belgium. The fighting bogged down into static trench warfare for the remainder of the war. In 1915 the army created the Mediterranean Expeditionary Force to invade the Ottoman Empire via Gallipoli, an unsuccessful attempt to capture Constantinople and secure a sea route to Russia.
The First World War was the most devastating in British military history, with nearly 800,000 men killed and over two million wounded. Early in the war, the BEF was virtually destroyed and was replaced first by volunteers and then by a conscript force. Major battles included those at the Somme and Passchendaele. Advances in technology saw the advent of the tank (and the creation of the Royal Tank Regiment) and advances in aircraft design (and the creation of the Royal Flying Corps) which would be decisive in future battles. Trench warfare dominated Western Front strategy for most of the war, and the use of chemical weapons (disabling and poison gases) added to the devastation.
The Second World War broke out in September 1939 with the Russian and German Army's invasion of Poland. British assurances to the Poles led the British Empire to declare war on Germany. As in the First World War, a relatively small BEF was sent to France but then hastily evacuated from Dunkirk as the German forces swept through the Low Countries and across France in May 1940.
After the British Army recovered from its earlier defeats, it defeated the Germans and Italians at the Second Battle of El Alamein in North Africa in 1942–1943 and helped drive them from Africa. It then fought through Italy and, with the help of American, Canadian, Australian, New Zealand, Indian and Free French forces, and took part in the D-Day invasion of Normandy on 6 June 1944; nearly half the Allied soldiers were British. In the Far East, the British Army rallied against the Japanese in the Burma Campaign and regained the British Far Eastern colonial possessions.
Postcolonial era (1945–2000)
After the Second World War the British Army was significantly reduced in size, although National Service continued until 1960. This period saw decolonisation begin with the partition and independence of India and Pakistan, followed by the independence of British colonies in Africa and Asia.
The Corps Warrant, which is the official list of which bodies of the British Military (not to be confused with naval) Forces were to be considered Corps of the British Army for the purposes of the Army Act, the Reserve Forces Act, 1882, and the Territorial and Reserve Forces Act, 1907, had not been updated since 1926 (Army Order 49 of 1926), although amendments had been made up to and including Army Order 67 of 1950. A new Corps Warrant was declared in 1951.
Although the British Army was a major participant in Korea in the early 1950s and Suez in 1956, during this period Britain's role in world events was reduced and the army was downsized. The British Army of the Rhine, consisting of I (BR) Corps, remained in Germany as a bulwark against Soviet invasion. The Cold War continued, with significant technological advances in warfare, and the army saw the introduction of new weapons systems. Despite the decline of the British Empire, the army was engaged in Aden, Indonesia, Cyprus, Kenya and Malaya. In 1982, the British Army and the Royal Marines helped liberate the Falkland Islands during the conflict with Argentina after that country's invasion of the British territory.
In the three decades following 1969, the army was heavily deployed in Northern Ireland's Operation Banner to support the Royal Ulster Constabulary (later the Police Service of Northern Ireland) in their conflict with republican paramilitary groups. The locally recruited Ulster Defence Regiment was formed, becoming home-service battalions of the Royal Irish Regiment in 1992 before it was disbanded in 2006. Over 700 soldiers were killed during the Troubles. Following the 1994–1996 IRA ceasefires and since 1997, demilitarisation has been part of the peace process and the military presence has been reduced. On 25 June 2007 the 2nd Battalion of the Princess of Wales's Royal Regiment left the army complex in Bessbrook, County Armagh, ending the longest operation in British Army history.
Persian Gulf War
The British Army contributed 50,000 troops to the coalition which fought Iraq in the Persian Gulf War, and British forces controlled Kuwait after its liberation. Forty-seven British military personnel died during the war.
Balkan conflicts
The army was deployed to former Yugoslavia in 1992. Initially part of the United Nations Protection Force, in 1995 its command was transferred to the Implementation Force (IFOR) and then to the Stabilisation Force in Bosnia and Herzegovina (SFOR); the commitment rose to over 10,000 troops. In 1999, British forces under SFOR command were sent to Kosovo and the contingent increased to 19,000 troops. Between early 1993 and June 2010, 72 British military personnel died during operations in the former Yugoslavian countries of Bosnia, Kosovo and Macedonia.
The Troubles
Although there have been permanent garrisons in Northern Ireland throughout its history, the British Army was deployed as a peacekeeping force from 1969 to 2007 in Operation Banner. Initially, this was (in the wake of unionist attacks on nationalist communities in Derry and Belfast) to prevent further loyalist attacks on Catholic communities; it developed into support of the Royal Ulster Constabulary (RUC) and its successor, the Police Service of Northern Ireland (PSNI) against the Provisional Irish Republican Army (PIRA). Under the 1998 Good Friday Agreement, there was a gradual reduction in the number of soldiers deployed. In 2005, after the PIRA declared a ceasefire, the British Army dismantled posts, withdrew many troops and restored troop levels to those of a peacetime garrison.
Operation Banner ended at midnight on 31 July 2007 after about 38 years of continuous deployment, the longest in British Army history. According to an internal document released in 2007, the British Army had failed to defeat the IRA but made it impossible for them to win by violence. Operation Helvetic replaced Operation Banner in 2007, maintaining fewer service personnel in a more-benign environment. Of the 300,000 troops who served in Northern Ireland since 1969, there were 763 British military personnel killed and 306 killed by the British military, mostly civilians. An estimated 100 soldiers committed suicide during Operation Banner or soon afterwards and a similar number died in accidents. A total of 6,116 were wounded.
Sierra Leone
The British Army deployed to Sierra Leone for Operation Palliser in 1999, under United Nations resolutions, to aid the government in quelling violent uprisings by militiamen. British troops also provided support during the 2014 West African Ebola virus epidemic.
Recent history (2000–present)
War in Afghanistan
In November 2001, as part of Operation Enduring Freedom with the United States, the United Kingdom deployed forces in Afghanistan to topple the Taliban in Operation Herrick. The 3rd Division were sent to Kabul to assist in the liberation of the capital and defeat Taliban forces in the mountains. In 2006 the British Army began concentrating on fighting Taliban forces and bringing security to Helmand Province, with about 9,500 British troops (including marines, airmen and sailors) deployed at its peak—the second-largest force after that of the US. In December 2012 Prime Minister David Cameron announced that the combat mission would end in 2014, and troop numbers gradually fell as the Afghan National Army took over the brunt of the fighting. Between 2001 and 26 April 2014 a total of 453 British military personnel died in Afghan operations. Operation Herrick ended with the handover of Camp Bastion on 26 October 2014, but the British Army maintains a deployment in Afghanistan as part of Operation Toral.
Following an announcement by the US Government of the end of their operations in the Afghanistan, the Ministry of Defence announced in April 2021 that British forces would withdraw from the country by 11 September 2021. It was later reported that all UK troops would be out by early July. Following the collapse of the Afghan Army, and the completion of the withdrawal of civilians, all British troops had left by the end of August 2021.
Iraq War
In 2003 the United Kingdom was a major contributor to the invasion of Iraq, sending a force of over 46,000 military personnel. The British Army controlled southern Iraq, and maintained a peace-keeping presence in Basra. All British troops were withdrawn from Iraq by 30 April 2009, after the Iraqi government refused to extend their mandate. One hundred and seventy-nine British military personnel died in Iraqi operations. The British Armed Forces returned to Iraq in 2014 as part of Operation Shader to counter the Islamic State (ISIL).
Recent military aid
The British Army maintains a standing liability to support the civil authorities in certain circumstances, usually in either niche capabilities (e.g. explosive ordnance removal) or in general support of the civil authorities when their capacity is exceeded. In recent years this has been seen as army personnel supporting the civil authorities in the face of the 2001 United Kingdom foot-and-mouth outbreak, the 2002 firefighters strike, widespread flooding in 2005, 2007, 2009, 2013 and 2014, Operation Temperer following the Manchester Arena bombing in 2017 and, most recently, Operation Rescript during the COVID-19 pandemic.
Modern army
Personnel
The British Army has been a volunteer force since national service ended during the 1960s. Since the creation of the part-time, reserve Territorial Force in 1908 (renamed the Army Reserve in 2014), the full-time British Army has been known as the Regular Army. In July 2020 there were just over 78,800 Regulars, with a target strength of 82,000, and just over 30,000 Army Reservists, with a target strength of 30,000. All former Regular Army personnel may also be recalled to duty in exceptional circumstances during the 6-year period following completion of their Regular service, which creates an additional force known as the Regular Reserve.
The table below illustrates British Army personnel figures from 1710 to 2020.
Equipment
Infantry
The British Army's basic weapon is the 5.56 mm L85A2 or L85A3 assault rifle, with some specialist personnel using the L22A2 carbine variant (pilots and some tank crew). The weapon was traditionally equipped with either iron sights or an optical SUSAT, although other optical sights have been subsequently purchased to supplement these. The weapon can be enhanced further utilising the Picatinny rail with attachments such as the L17A2 under-barrel grenade launcher.
Some soldiers are equipped with the 7.62mm L129A1 sharpshooter rifle, which in 2018 formally replaced the L86A2 Light Support Weapon. Support fire is provided by the L7 general-purpose machine gun (GPMG), and indirect fire is provided by L16 81mm mortars. Sniper rifles include the L118A1 7.62 mm, L115A3 and the AW50F, all manufactured by Accuracy International. The British Army utilises the Glock 17 as its side arm.
Armour
The army's main battle tank is the Challenger 2. It is supported by the Warrior Infantry Fighting Vehicle as the primary armoured personnel carrier and the many variants of the Combat Vehicle Reconnaissance (Tracked) and Bulldog. Light armoured units often utilise the Supacat "Jackal" MWMIK and Coyote for reconnaissance and fire support.
Artillery
The army has three main artillery systems: the Multi Launch Rocket System (MLRS), the AS-90 and the L118 light gun. The MLRS, first used in Operation Granby, has an range. The AS-90 is a 155 mm self-propelled armoured gun with a range. The L118 light gun is a 105 mm towed gun. To identify artillery targets, the army operates weapon locators such as the MAMBA Radar and utilises artillery sound ranging. For air defence it uses the Short-Range Air Defence (SHORAD) Rapier FSC missile system, widely deployed since the Falklands War, and the Very Short-Range Air Defence (VSHORAD) Starstreak HVM (high-velocity missile) launched by a single soldier or from a vehicle-mounted launcher.
Protected mobility
Where armour is not required or mobility and speed are favoured the British Army utilises protected patrol vehicles, such as the Panther variant of the Iveco LMV, the Foxhound, and variants of the Cougar family (such as the Ridgeback, Husky and Mastiff). For day-to-day utility work the army commonly uses the Land Rover Wolf, which is based on the Land Rover Defender.
Engineers, utility and signals
Specialist engineering vehicles include bomb-disposal robots and the modern variants of the Armoured Vehicle Royal Engineers, including the Titan bridge-layer, Trojan combat-engineer vehicle, Terrier Armoured Digger and Python Minefield Breaching System. Day-to-day utility work uses a series of support vehicles, including six-, nine- and fifteen-tonne trucks (often called "Bedfords", after a historic utility vehicle), heavy-equipment transporters (HET), close-support tankers, quad bikes and ambulances. Tactical communication uses the Bowman radio system, and operational or strategic communication is controlled by the Royal Corps of Signals.
Aviation
The Army Air Corps (AAC) provides direct aviation support, with the Royal Air Force providing support helicopters. The primary attack helicopter is the Westland WAH-64 Apache, a licence-built, modified version of the US AH-64 Apache which replaced the Westland Lynx AH7 in the anti-tank role. Other helicopters include the Westland Gazelle (a light surveillance aircraft), the Bell 212 (in jungle "hot and high" environments) and the AgustaWestland AW159 Wildcat, a dedicated intelligence, surveillance, target acquisition, and reconnaissance (ISTAR) helicopter. The Eurocopter AS 365N Dauphin is used for special operations aviation, and the Britten-Norman Islander is a light, fixed-wing aircraft used for airborne reconnaissance and command and control. The army operates two unmanned aerial vehicles ('UAV's) in a surveillance role: the small Lockheed Martin Desert Hawk III and the larger Thales Watchkeeper WK450.
Current deployments
Low-intensity operations
Permanent overseas postings
Structure
Army Headquarters is located in Andover, Hampshire, and is responsible for providing forces at operational readiness for employment by the Permanent Joint Headquarters. The command structure is hierarchical, with overall command residing with the Chief of the General Staff (CGS), who is immediately subordinate to The Chief of Defence Staff, the head of the British Armed Services. The CGS is supported by the Deputy Chief of the General Staff. Army Headquarters is further organised into two subordinate commands, Field Army and Home Command, each commanded by a lieutenant general. These two Commands serve distinct purposes and are divided into a structure of divisions and brigades, which themselves consist of a complex mix of smaller units such as Battalions. British Army units are either full-time 'Regular' units, or part-time Army Reserve units.
Field Army
Led by Commander Field Army, the Field Army is responsible for generating and preparing forces for current and contingency operations. The Field Army comprises
1st (United Kingdom) Division
3rd (United Kingdom) Division which is the United Kingdom's strategic land warfare asset
6th (United Kingdom) Division
16 Air Assault Brigade is the British Army's Air Assault formation
Land Warfare Centre (United Kingdom) which is responsible for driving adaptation in order to deliver success on operations.
Home Command
Home Command is the British Army's supporting command; a generating, recruiting and training force that supports the Field Army and delivers UK resilience. It comprises
Army Personnel Centre, which deals with personnel issues and liaises with outside agencies.
Army Personnel Services Group, which supports personnel administration
HQ Army Recruiting and Initial Training Command, which is responsible for all recruiting and training of Officers and Soldiers.
London District Command, which is the main headquarters for all British Army units within the M25 corridor of London. It also provides for London's ceremonial events as well as supporting operational deployments overseas.
Regional Command, which enables the delivery of a secure home front that sustains the Army, notably helping to coordinate the British Army's support to the civil authorities, overseeing the British Army's Welfare Service, and delivering the British Army's civil engagement mission.
Standing Joint Command, which coordinates defence's contribution to UK resilience operations in support of other government departments.
Special Forces
The British Army contributes two of the three special forces formations to the United Kingdom Special Forces directorate: the Special Air Service (SAS) and Special Reconnaissance Regiment (SRR). The SAS consists of one regular and two reserve regiments. The regular regiment, 22 SAS, has its headquarters at Stirling Lines, Credenhill, Herefordshire. It consists of 5 squadrons (A, B, D, G and Reserve) and a training wing. 22 SAS is supported by 2 reserve regiments, 21 SAS and 23 SAS, which collectively form the Special Air Service (Reserve) (SAS [R]), who in 2020 were transferred back under the command of Director of Special Forces after previously being under the command of the 1st Intelligence, Surveillance and Reconnaissance Brigade. The SRR, formed in 2005, performs close reconnaissance and special surveillance tasks. The Special Forces Support Group, under the operational control of the Director of Special Forces, provides operational manoeuvring support to the United Kingdom Special Forces.
Colonial units
The British Army historically included many units from what are now separate Commonwealth realms. When the English Empire was established in North America, Bermuda, and the West Indies in the early 17th century there was no standing English Army, only the Militia, Yeomanry, and Royal bodyguards, of which the Militia, as the primary home-defence force, was immediately extended to the colonies. Colonial militias defended colonies single-handedly at first against indigenous peoples and European competitors. Once the standing English Army, later the British Army, came into existence and began to garrison the colonies, the colonial militias fought side by side with it in a number of wars, including the Seven Years' War. Some of the colonial militias rebelled during the American War of Independence. The militia fought alongside the regular British Army (and native allies) in defending British North America from their former countrymen during the War of 1812.
Locally raised units in strategically located Imperial fortress colonies (including: Nova Scotia before the Canadian Confederation; Bermuda - which was treated as part of The Maritimes under the Commander-in-Chief at Nova Scotia until Canadian Confederation; Gibraltar; and Malta) and the Channel Islands were generally maintained from army funds and more fully integrated into the British Army as evident from their appearances in British Army lists, unlike units such as the King's African Rifles.
The larger colonies (Australia, New Zealand, Canada, South Africa, etc.) mostly achieved Commonwealth Dominion status before or after the First World War and were granted full legislative independence in 1931. While remaining within the British Empire, this placed their governments on a par with the British government, and hence their military units comprised separate armies (e.g. the Australian Army), although Canada retained the term "militia" for its military forces until the Second World War. From the 1940s, these dominions and many colonies chose full independence, usually becoming Commonwealth realms (as member states of the Commonwealth are known today).
Units raised in self-governing and Crown colonies (those without local elected Legislatures, as was the case with British Hong Kong) that are part of the British realm remain under British Government control. As the territorial governments are delegated responsibility only for internal government, the UK Government, as the government of the Sovereign state, retains responsibility for national security and the defence of the fourteen remaining British Overseas Territories, of which six have locally raised regiments:
Royal Bermuda Regiment
Royal Gibraltar Regiment
Falkland Islands Defence Force
Royal Montserrat Defence Force
Cayman Islands Regiment
Turks and Caicos Regiment
Levels of Command
The structure of the British Army beneath the level of Divisions and Brigades is also hierarchical and command is based on rank. The table below details how many units within the British Army are structured, although there can be considerable variation between individual units:
Whilst many units are organised as Battalions or Regiments administratively, the most common fighting unit is the combined arms unit known as a Battlegroup. This is formed around a combat unit and supported by units (or sub-units) from other capabilities. An example of a battlegroup would be two companies of armoured infantry (e.g. from the 1st Battalion of the Mercian Regiment), one squadron of heavy armour (e.g. A Squadron of the Royal Tank Regiment), a company of engineers (e.g. B Company of the 22nd Engineer Regiment), a Battery of artillery (e.g. D Battery of the 1st Regiment of the Royal Horse Artillery) and smaller attachments from medical, logistic and intelligence units. Typically organised and commanded by a battlegroup headquarters and named after the unit which provided the most combat units, in this example, it would be the 1 Mercian Battlegroup. This creates a self-sustaining mixed formation of armour, infantry, artillery, engineers and support units, commanded by a lieutenant colonel.
Recruitment
The British Army primarily recruits from within the United Kingdom, but accept applications from all British citizens. It also accepts applications from Irish citizens and Commonwealth citizens, with certain restrictions. Since 2018 the British Army has been an equal-opportunity employer (with some legal exceptions due to medical standards), and does not discriminate based on race, religion or sexual orientation. Applicants for the Regular Army must be a minimum age of 16, although soldiers under 18 may not serve in operations, and the maximum age is 36. Applicants for the Army Reserve must be a minimum of 17 years and 9 months, and a maximum age of 43. Different age limits apply for Officers and those in some specialist roles. Applicants must also meet several other requirements, notably regarding medical health, physical fitness, past-criminal convictions, education, and regarding any tattoos and piercings.
Soldiers & Officers in the Regular Army now enlist for an initial period of 12 years, with options to extend if they meet certain requirements. Soldiers & Officers are normally required to serve for a minimum of 4 years from date of enlistment and must give 12 months' notice before leaving.
Oath of allegiance
All soldiers and commissioned officers must take an oath of allegiance upon joining the Army, a process known as attestation. Those who wish to swear by God use the following words:
Others replace the words "swear by Almighty God" with "solemnly, sincerely and truly declare and affirm".
Training
Candidates for the Army undergo common training, beginning with initial military training, to bring all personnel to a similar standard in basic military skills, which is known as Phase 1 training. They then undertake further specialist trade-training for their specific Regiment or Corps, known as Phase 2 training. After completing Phase 1 training a soldier is counted against the Army's trained strength, and upon completion of Phase 2 are counted against the Army's fully trained trade strength.
Soldiers under the age of 17 and 6 months will complete Phase 1 training at the Army Foundation College. Infantry Soldiers will complete combined Phase 1 & 2 training at the Infantry Training Centre, Catterick, whilst all other Soldiers will attend Phase 1 training at the Army Training Centre Pirbright or Army Training Regiment, Winchester, and then complete Phase 2 training at different locations depending on their specialism. Officers conduct their initial training, which lasts 44 weeks, at the Royal Military Academy Sandhurst (RMAS), before also completing their Phase 2 training at multiple different locations.
Flags and ensigns
The British Army's official flag is the 3:5 ratio Union Jack. The Army also has a non-ceremonial flag that is often seen flying from military buildings and is used at recruiting and military events and exhibitions. Traditionally most British Army units had a set of flags, known as the colours—normally a Regimental Colour and a Queen's Colour (the Union Jack). Historically these were carried into battle as a rallying point for the soldiers and were closely guarded. In modern units the colours are often prominently displayed, decorated with battle honours, and act as a focal point for Regimental pride. A soldier re-joining a regiment (upon recall from the reserve) is described as re-called to the Colours.
Ranks and insignia
Most ranks across the British Army are known by the same name regardless of which Regiment they are in. However, the Household Cavalry call many ranks by different names, the Royal Artillery refer to Corporals as Bombardiers, and Private soldiers are known by a wide variety of titles; notably trooper, gunner, guardsman, sapper, signalman, fusilier, craftsman and rifleman dependant on the Regiment they belong to. These names do not affect a soldier's pay or role.
Reserve forces
The oldest of the Reserve Forces was the Militia Force (also referred to as the Constitutional Force), which (in the Kingdom of England, prior to 1707) was originally the main military defensive force (there otherwise were originally only Royal bodyguards, including the Yeomen Warders and the Yeomen of the Guard, with armies raised only temporarily for expeditions overseas), made up of civilians embodied for annual training or emergencies, which had used various schemes of compulsory service during different periods of its long existence. From the 1850s it recruited volunteers who engaged for terms of service. The Militia was originally an all-infantry force, though Militia coastal artillery, field artillery, and engineers units were introduced from the 1850s, organised at the city or county level, and members were not required to serve outside of their recruitment area, although the area within which militia units in Britain could be posted was increased to anywhere in the Britain during the Eighteenth Century.
Volunteer Force units were also frequently raised during wartime and disbanded upon peace. This was re-established as a permanent (i.e., in war and peace) part of the Reserve Forces in 1859. It differed from the Militia in a number of ways, most particularly in that volunteers did not commit to a term service, and were able to resign with fourteen days notice (except while embodied). As volunteer soldiers were originally expected to fund the cost of their own equipment, few tended to come from the labouring class among whom the Militia primarily recruited.
The Yeomanry Force was made up of mounted units, organised similarly to the Volunteer Force, first raised during the two decades of war with France that followed the French Revolution. As with the Volunteers, members of the Yeomanry were expected to foot much of the cost of their own equipment, including their horses, and the make-up of the units tended to be from more affluent classes.
Although Militia regiments were linked with British Army regiments during the course of the Napoleonic Wars to feed volunteers for service abroad into the regular army, and volunteers from the Reserve Forces served abroad either individually or in contingents, service companies, or battalions in a succession of conflicts from the Crimean War to the Second Boer War, personnel did not normally move between forces unless re-attested as a member of the new force, and units did not normally move from the Reserve Forces to become part of the Regular Forces, or vice versa. There were exceptions, however, as with the New Brunswick Regiment of Fencible Infantry, raised in 1803, which became the 104th (New Brunswick) Regiment of Foot when it was transferred to the British Army on 13 September, 1810.
Another type of reserve force was created during the period between the French Revolution and the end of the Napoleonic Wars. Called Fencibles, these were disbanded after the Napoleonic Wars and not raised again, although the Royal Malta Fencible Regiment, later the Royal Malta Fencible Artillery, existed from 1815 until the 1880s when it became the Royal Malta Artillery, and the Royal New Zealand Fencible Corps was formed in 1846.
The Reserve Forces were raised locally (in Britain, under the control of Lords-Lieutenant of counties, and, in British colonies, under the colonial governors, and members originally were obliged to serve only within their locality (which, in the United Kingdom, originally meant within the county or other recruitment area, but was extended to anywhere in Britain, though not overseas). They have consequently also been referred to as Local Forces. As they were (and in some cases are) considered separate forces from the British Army, though still within the British military, they have also been known as Auxiliary Forces. The Militia and Volunteer units of a colony were generally considered to be separate forces from the Home Militia Force and Volunteer Force in the United Kingdom, and from the Militia Forces and Volunteer Forces of other colonies. Where a colony had more than one Militia or Volunteer unit, they would be grouped as a Militia or Volunteer Force for that colony, such as the Jamaica Volunteer Defence Force. Officers of the Reserve Forces could not sit on Courts Martial of regular forces personnel. The Mutiny Act did not apply to members of the Reserve Forces. The Reserve Forces within the British Isles were increasingly integrated with the British Army through a succession of reforms (beginning with the Cardwell Reforms) of the British military forces over the last two decades of the Nineteenth Century and the early years of the Twentieth Century, whereby the Reserve Forces units mostly lost their own identities and became numbered Militia or Volunteer battalions of regular British Army corps or regiments.
In 1908, the Yeomanry and Volunteer Force were merged to create the Territorial Force (changed to Territorial Army after the First World War), with terms of service similar to the army and Militia, and the Militia was renamed the Special Reserve, After the First World War the Special Reserve was renamed the Militia, again, but permanently suspended (although a handful of Militia units survived in the United Kingdom, its colonies, and the Crown Dependencies). Although the Territorial Force was nominally still a separate force from the British Army, by the end of the century, at the latest, any unit wholly or partly funded from Army Funds was considered part of the British Army. Outside the United Kingdom-proper, this was generally only the case for those units in the Channel Islands or the Imperial fortress colonies (Nova Scotia, before Canadian confederation; Bermuda; Gibraltar; and Malta).
The Bermuda Militia Artillery, Bermuda Militia Infantry, Bermuda Volunteer Engineers, and the Bermuda Volunteer Rifle Corps, by example were paid for by the War Office and considered part of the British Army, with their officers appearing in the Army List unlike those of many other colonial units deemed auxiliaries. Today, the British Army is the only Home British military force, including the various other forces it has absorbed, though British military units organised on Territorial Army lines remain in British Overseas Territories that are still not considered formally part of the British Army, with only the Royal Gibraltar Regiment and the Royal Bermuda Regiment (an amalgam of the old Bermuda Militia Artillery and Bermuda Volunteer Rifle Corps) appearing on the British Army order-of-precedence and in the Army List, as well as on the Corps Warrant (the official list of those British military forces that are considered corps of the British Army).
Uniforms
The British Army uniform has sixteen categories, ranging from ceremonial uniforms to combat dress to evening wear. No. 8 Dress, the day-to-day uniform, is known as "Personal Clothing System – Combat Uniform" (PCS-CU) and consists of a Multi-Terrain Pattern (MTP) windproof smock, a lightweight jacket and trousers with ancillary items such as thermals and waterproofs. The army has introduced tactical recognition flashes (TRFs); worn on the right arm of a combat uniform, the insignia denotes the wearer's regiment or corps. In addition to working dress, the army has a number of parade uniforms for ceremonial and non-ceremonial occasions. The most-commonly-seen uniforms are No.1 Dress (full ceremonial, seen at formal occasions such as at the changing of the guard at Buckingham Palace) and No.2 Dress (Service Dress), a brown khaki uniform worn for non-ceremonial parades.
Working headdress is typically a beret, whose colour indicates its wearer's type of regiment. Beret colours are:
Khaki—Foot Guards, Honourable Artillery Company, Princess of Wales's Royal Regiment, Royal Anglian Regiment, Royal Welsh
Light grey—Royal Scots Dragoon Guards, Queen Alexandra's Royal Army Nursing Corps
Brown—King's Royal Hussars
Black—Royal Tank Regiment
Dark (rifle) green—The Rifles, Royal Gurkha Rifles, Small Arms School Corps
Maroon—Parachute Regiment
Beige—Special Air Service
Sky blue—Army Air Corps
Cypress green—Intelligence Corps
Scarlet—Royal Military Police
Green—Adjutant General's Corps
Navy blue—All other units
Emerald grey—Special Reconnaissance Regiment
See also
Army Cadet Force (ACF)
British Army order of precedence
Corps Warrant
British Army uniform
British campaign medals
British military history
Army 2020 Refine
Strategic Defence and Security Review 2015
List of British Army installations
List of British Army regiments
Ministry of Defence
List of all weapons current and former of the United Kingdom
List of wars involving the United Kingdom
List of wars involving England
List of wars involving Scotland
Modern equipment of the British Army
Redcoat
Royal Air Force
Royal Navy
"Rule, Britannia!"
Army Reserve (United Kingdom)
United Kingdom Special Forces
British military bands
Tommy Atkins
Notes
References
Bibliography
French, David. Army, Empire, and Cold War: The British Army and Military Policy, 1945–1971 (2012) DOI:10.1093/acprof:oso/9780199548231.001.0001
External links
1707 establishments in Great Britain
Army
Ministry of Defence (United Kingdom)
Military of the United Kingdom
Organizations established in 1707
Wars involving the United Kingdom | [
101,
1109,
1418,
1740,
1110,
1103,
3981,
1657,
9405,
2049,
1104,
1103,
1244,
2325,
117,
170,
1226,
1104,
1103,
1418,
8776,
4791,
1373,
1114,
1103,
1787,
2506,
1105,
1103,
1787,
1806,
2300,
119,
117,
1103,
1418,
1740,
8302,
5787,
117,
5129,
1568,
2366,
1554,
118,
1159,
4675,
117,
124,
117,
5306,
1568,
144,
2149,
14457,
1116,
117,
1105,
1853,
117,
5692,
1568,
4837,
4675,
119,
1109,
2030,
1418,
1740,
10749,
1171,
1106,
10837,
1559,
117,
1114,
22904,
10294,
15018,
5240,
1107,
1103,
1483,
1740,
1105,
12364,
1740,
1115,
1127,
1687,
1219,
1103,
15988,
1107,
19306,
119,
1109,
1858,
1418,
1740,
1108,
3399,
1107,
10837,
1559,
1170,
1103,
13720,
1104,
1913,
1206,
1652,
1105,
3030,
119,
7667,
1104,
1103,
1418,
1740,
8222,
16487,
1106,
1103,
14390,
1112,
1147,
3877,
118,
1107,
118,
2705,
117,
1133,
1103,
2617,
1104,
5399,
1104,
25221,
1105,
140,
20737,
1306,
1104,
4114,
2173,
25221,
4752,
6774,
9635,
1111,
1103,
5373,
1106,
4731,
170,
3519,
4974,
2288,
2306,
119,
6589,
117,
2901,
14942,
1116,
1103,
2306,
1118,
3744,
1126,
8776,
4791,
2173,
1120,
1655,
1517,
1451,
1421,
1201,
119,
1109,
2306,
1110,
8318,
1118,
1103,
3424,
1104,
6231,
1105,
5724,
1118,
1103,
2534,
1104,
1103,
1615,
5949,
119,
1109,
1418,
1740,
117,
2766,
3120,
1104,
7915,
1105,
6404,
117,
1108,
2034,
1141,
1104,
1160,
14381,
4791,
1439,
1103,
1418,
1764,
113,
1343,
2192,
1104,
1103,
1418,
8776,
4791,
13940,
1114,
1657,
9405,
117,
1112,
4151,
1106,
1103,
5527,
2088,
114,
117,
1114,
1103,
1168,
1515,
1151,
1103,
19369,
4012,
3158,
113,
1189,
1146,
1104,
1103,
1787,
7211,
117,
1787,
8665,
117,
1105,
1103,
1787,
17784,
11292,
1116,
1105,
9139,
1733,
114,
1104,
1103,
2464,
1104,
19369,
117,
1134,
1373,
1114,
1103,
2034,
6688,
3291,
6262,
14916,
3464,
1204,
1951,
117,
4822,
1105,
3880,
7844,
117,
1112,
1218,
1112,
14539,
1105,
1168,
7844,
1127,
8761,
1154,
1103,
1418,
1740,
1165,
1103,
2464,
1104,
19369,
1108,
8632,
1107,
8082,
113,
1672,
1168,
6688,
7844,
1104,
1103,
2313,
1127,
8761,
1154,
1103,
1414,
3060,
114,
119,
1109,
1418,
1740,
1144,
1562,
2168,
1107,
1558,
8755,
1206,
1103,
1362,
112,
188,
1632,
3758,
117,
1259,
1103,
5334,
5848,
112,
1414,
117,
1103,
1237,
9013,
1414,
117,
1103,
20395,
6238,
117,
1103,
22442,
1414,
1105,
1103,
1752,
1105,
2307,
1291,
6238,
119,
2855,
112,
188,
9056,
1107,
1211,
1104,
1292,
13630,
8755,
2148,
1122,
1106,
2933,
1362,
1958,
1105,
4586,
2111,
1112,
1141,
1104,
1103,
1362,
112,
188,
2020,
1764,
1105,
2670,
3758,
119,
1967,
1103,
1322,
1104,
1103,
7437,
1414,
117,
1103,
1418,
1740,
1144,
1151,
6925,
1106,
170,
1295,
1104,
4139,
10490,
117,
1510,
1112,
1226,
1104,
1126,
6084,
3113,
2049,
117,
170,
7453,
2049,
1137,
1226,
1104,
170,
1244,
3854,
3519,
14692,
2805,
119,
2892,
10762,
5226,
1103,
1483,
3145,
1414,
117,
1652,
1309,
1125,
170,
2288,
2306,
1114,
1848,
3099,
1105,
1578,
1776,
1884,
15615,
17536,
1116,
1105,
13956,
1116,
119,
1135,
13892,
1113,
10193,
6967,
1118,
1469,
3878,
1137,
2029,
2088,
13221,
22279,
1174,
1118,
1103,
12276,
117,
1137,
1113,
4327,
22222,
1121,
1980,
119,
1622,
1103,
1224,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The beta sheet, (β-sheet) (also β-pleated sheet) is a common motif of the regular protein secondary structure. Beta sheets consist of beta strands (β-strands) connected laterally by at least two or three backbone hydrogen bonds, forming a generally twisted, pleated sheet. A β-strand is a stretch of polypeptide chain typically 3 to 10 amino acids long with backbone in an extended conformation. The supramolecular association of β-sheets has been implicated in the formation of the fibrils and protein aggregates observed in amyloidosis, notably Alzheimer's disease.
History
The first β-sheet structure was proposed by William Astbury in the 1930s. He proposed the idea of hydrogen bonding between the peptide bonds of parallel or antiparallel extended β-strands. However, Astbury did not have the necessary data on the bond geometry of the amino acids in order to build accurate models, especially since he did not then know that the peptide bond was planar. A refined version was proposed by Linus Pauling and Robert Corey in 1951. Their model incorporated the planarity of the peptide bond which they previously explained as resulting from keto-enol tautomerization.
Structure and orientation
Geometry
The majority of β-strands are arranged adjacent to other strands and form an extensive hydrogen bond network with their neighbors in which the N−H groups in the backbone of one strand establish hydrogen bonds with the C=O groups in the backbone of the adjacent strands. In the fully extended β-strand, successive side chains point straight up, then straight down, then straight up, etc. Adjacent β-strands in a β-sheet are aligned so that their Cα atoms are adjacent and their side chains point in the same direction. The "pleated" appearance of β-strands arises from tetrahedral chemical bonding at the Cα atom; for example, if a side chain points straight up, then the bonds to the C′ must point slightly downwards, since its bond angle is approximately 109.5°. The pleating causes the distance between C and C to be approximately , rather than the expected from two fully extended trans peptides. The "sideways" distance between adjacent Cα atoms in hydrogen-bonded β-strands is roughly .
However, β-strands are rarely perfectly extended; rather, they exhibit a twist. The energetically preferred dihedral angles near (φ, ψ) = (–135°, 135°) (broadly, the upper left region of the Ramachandran plot) diverge significantly from the fully extended conformation (φ, ψ) = (–180°, 180°). The twist is often associated with alternating fluctuations in the dihedral angles to prevent the individual β-strands in a larger sheet from splaying apart. A good example of a strongly twisted β-hairpin can be seen in the protein BPTI.
The side chains point outwards from the folds of the pleats, roughly perpendicularly to the plane of the sheet; successive amino acid residues point outwards on alternating faces of the sheet.
Hydrogen bonding patterns
Because peptide chains have a directionality conferred by their N-terminus and C-terminus, β-strands too can be said to be directional. They are usually represented in protein topology diagrams by an arrow pointing toward the C-terminus. Adjacent β-strands can form hydrogen bonds in antiparallel, parallel, or mixed arrangements.
In an antiparallel arrangement, the successive β-strands alternate directions so that the N-terminus of one strand is adjacent to the C-terminus of the next. This is the arrangement that produces the strongest inter-strand stability because it allows the inter-strand hydrogen bonds between carbonyls and amines to be planar, which is their preferred orientation. The peptide backbone dihedral angles (φ, ψ) are about (–140°, 135°) in antiparallel sheets. In this case, if two atoms C and C are adjacent in two hydrogen-bonded β-strands, then they form two mutual backbone hydrogen bonds to each other's flanking peptide groups; this is known as a close pair of hydrogen bonds.
In a parallel arrangement, all of the N-termini of successive strands are oriented in the same direction; this orientation may be slightly less stable because it introduces nonplanarity in the inter-strand hydrogen bonding pattern. The dihedral angles (φ, ψ) are about (–120°, 115°) in parallel sheets. It is rare to find less than five interacting parallel strands in a motif, suggesting that a smaller number of strands may be unstable, however it is also fundamentally more difficult for parallel β-sheets to form because strands with N and C termini aligned necessarily must be very distant in sequence . There is also evidence that parallel β-sheet may be more stable since small amyloidogenic sequences appear to generally aggregate into β-sheet fibrils composed of primarily parallel β-sheet strands, where one would expect anti-parallel fibrils if anti-parallel were more stable.
In parallel β-sheet structure, if two atoms C and C are adjacent in two hydrogen-bonded β-strands, then they do not hydrogen bond to each other; rather, one residue forms hydrogen bonds to the residues that flank the other (but not vice versa). For example, residue i may form hydrogen bonds to residues j − 1 and j + 1; this is known as a wide pair of hydrogen bonds. By contrast, residue j may hydrogen-bond to different residues altogether, or to none at all.
The hydrogen bond arrangement in parallel beta sheet resembles that in an amide ring motif with 11 atoms.
Finally, an individual strand may exhibit a mixed bonding pattern, with a parallel strand on one side and an antiparallel strand on the other. Such arrangements are less common than a random distribution of orientations would suggest, suggesting that this pattern is less stable than the anti-parallel arrangement, however bioinformatic analysis always struggles with extracting structural thermodynamics since there are always numerous other structural features present in whole proteins. Also proteins are inherently constrained by folding kinetics as well as folding thermodynamics, so one must always be careful in concluding stability from bioinformatic analysis.
The hydrogen bonding of β-strands need not be perfect, but can exhibit localized disruptions known as β-bulges.
The hydrogen bonds lie roughly in the plane of the sheet, with the peptide carbonyl groups pointing in alternating directions with successive residues; for comparison, successive carbonyls point in the same direction in the alpha helix.
Amino acid propensities
Large aromatic residues (tyrosine, phenylalanine, tryptophan) and β-branched amino acids (threonine, valine, isoleucine) are favored to be found in β-strands in the middle of β-sheets. Different types of residues (such as proline) are likely to be found in the edge strands in β-sheets, presumably to avoid the "edge-to-edge" association between proteins that might lead to aggregation and amyloid formation.
Common structural motifs
β-hairpin motif
A very simple structural motif involving β-sheets is the β-hairpin, in which two antiparallel strands are linked by a short loop of two to five residues, of which one is frequently a glycine or a proline, both of which can assume the dihedral-angle conformations required for a tight turn or a β-bulge loop. Individual strands can also be linked in more elaborate ways with longer loops that may contain α-helices.
Greek key motif
The Greek key motif consists of four adjacent antiparallel strands and their linking loops. It consists of three antiparallel strands connected by hairpins, while the fourth is adjacent to the first and linked to the third by a longer loop. This type of structure forms easily during the protein folding process. It was named after a pattern common to Greek ornamental artwork (see meander).
β-α-β motif
Due to the chirality of their component amino acids, all strands exhibit right-handed twist evident in most higher-order β-sheet structures. In particular, the linking loop between two parallel strands almost always has a right-handed crossover chirality, which is strongly favored by the inherent twist of the sheet. This linking loop frequently contains a helical region, in which case it is called a β-α-β motif. A closely related motif called a β-α-β-α motif forms the basic component of the most commonly observed protein tertiary structure, the TIM barrel.
β-meander motif
A simple supersecondary protein topology composed of two or more consecutive antiparallel β-strands linked together by hairpin loops. This motif is common in β-sheets and can be found in several structural architectures including β-barrels and β-propellers.
The vast majority of β-meander regions in proteins are found packed against other motifs or sections of the polypeptide chain, forming portions of the hydrophobic core that canonically drives formation of the folded structure. However, several notable exceptions include the Outer Surface Protein A (OspA) variants and the Single Layer β-sheet Proteins (SLBPs) which contain single-layer β-sheets in the absence of a traditional hydrophobic core. These β-rich proteins feature an extended single-layer β-meander β-sheets that are primarily stabilized via inter-β-strand interactions and hydrophobic interactions present in the turn regions connecting individual strands.
Psi-loop motif
The psi-loop (Ψ-loop) motif consists of two antiparallel strands with one strand in between that is connected to both by hydrogen bonds. There are four possible strand topologies for single Ψ-loops. This motif is rare as the process resulting in its formation seems unlikely to occur during protein folding. The Ψ-loop was first identified in the aspartic protease family.
Structural architectures of proteins with β-sheets
β-sheets are present in all-β, α+β and α/β domains, and in many peptides or small proteins with poorly defined overall architecture. All-β domains may form β-barrels, β-sandwiches, β-prisms, β-propellers, and β-helices.
Structural topology
The topology of a β-sheet describes the order of hydrogen-bonded β-strands along the backbone. For example, the flavodoxin fold has a five-stranded, parallel β-sheet with topology 21345; thus, the edge strands are β-strand 2 and β-strand 5 along the backbone. Spelled out explicitly, β-strand 2 is H-bonded to β-strand 1, which is H-bonded to β-strand 3, which is H-bonded to β-strand 4, which is H-bonded to β-strand 5, the other edge strand. In the same system, the Greek key motif described above has a 4123 topology. The secondary structure of a β-sheet can be described roughly by giving the number of strands, their topology, and whether their hydrogen bonds are parallel or antiparallel.
β-sheets can be open, meaning that they have two edge strands (as in the flavodoxin fold or the immunoglobulin fold) or they can be closed β-barrels (such as the TIM barrel). β-Barrels are often described by their stagger or shear. Some open β-sheets are very curved and fold over on themselves (as in the SH3 domain) or form horseshoe shapes (as in the ribonuclease inhibitor). Open β-sheets can assemble face-to-face (such as the β-propeller domain or immunoglobulin fold) or edge-to-edge, forming one big β-sheet.
Dynamic features
β-pleated sheet structures are made from extended β-strand polypeptide chains, with strands linked to their neighbours by hydrogen bonds. Due to this extended backbone conformation, β-sheets resist stretching. β-sheets in proteins may carry out low-frequency accordion-like motion as observed by the Raman spectroscopy and analyzed with the quasi-continuum model.
Parallel β-helices
A β-helix is formed from repeating structural units consisting of two or three short β-strands linked by short loops. These units "stack" atop one another in a helical fashion so that successive repetitions of the same strand hydrogen-bond with each other in a parallel orientation. See the β-helix article for further information.
In lefthanded β-helices, the strands themselves are quite straight and untwisted; the resulting helical surfaces are nearly flat, forming a regular triangular prism shape, as shown for the 1QRE archaeal carbonic anhydrase at right. Other examples are the lipid A synthesis enzyme LpxA and insect antifreeze proteins with a regular array of Thr sidechains on one face that mimic the structure of ice.
Righthanded β-helices, typified by the pectate lyase enzyme shown at left or P22 phage tailspike protein, have a less regular cross-section, longer and indented on one of the sides; of the three linker loops, one is consistently just two residues long and the others are variable, often elaborated to form a binding or active site.
A two-sided β-helix (right-handed) is found in some bacterial metalloproteases; its two loops are each six residues long and bind stabilizing calcium ions to maintain the integrity of the structure, using the backbone and the Asp side chain oxygens of a GGXGXD sequence motif. This fold is called a β-roll in the SCOP classification.
In pathology
Some proteins that are disordered or helical as monomers, such as amyloid β (see amyloid plaque) can form β-sheet-rich oligomeric structures associated with pathological states. The amyloid β protein's oligomeric form is implicated as a cause of Alzheimer's. Its structure has yet to be determined in full, but recent data suggest that it may resemble an unusual two-strand β-helix.
The side chains from the amino acid residues found in a β-sheet structure may also be arranged such that many of the adjacent sidechains on one side of the sheet are hydrophobic, while many of those adjacent to each other on the alternate side of the sheet are polar or charged (hydrophilic), which can be useful if the sheet is to form a boundary between polar/watery and nonpolar/greasy environments.
See also
Collagen helix
Foldamers
Folding (chemistry)
Tertiary structure
α-helix
Structural motif
References
Further reading
External links
Anatomy & Taxonomy of Protein Structures -survey
NetSurfP - Secondary Structure and Surface Accessibility predictor
Protein structural motifs | [
101,
1109,
11933,
6837,
117,
113,
419,
118,
6837,
114,
113,
1145,
419,
118,
16150,
1906,
6837,
114,
1110,
170,
1887,
17853,
1104,
1103,
2366,
4592,
3718,
2401,
119,
13470,
8675,
8296,
1104,
11933,
15060,
113,
419,
118,
15060,
114,
3387,
11937,
1193,
1118,
1120,
1655,
1160,
1137,
1210,
25776,
9986,
10150,
117,
5071,
170,
2412,
6061,
117,
16150,
1906,
6837,
119,
138,
419,
118,
15947,
1110,
170,
7461,
1104,
185,
23415,
3186,
6451,
3269,
4129,
3417,
124,
1106,
1275,
13736,
13087,
1263,
1114,
25776,
1107,
1126,
2925,
26736,
1891,
119,
1109,
28117,
20488,
3702,
1513,
11702,
3852,
1104,
419,
118,
8675,
1144,
1151,
22512,
1107,
1103,
3855,
1104,
1103,
20497,
27647,
3447,
1105,
4592,
9453,
1116,
4379,
1107,
1821,
7777,
7874,
11776,
117,
5087,
24278,
112,
188,
3653,
119,
2892,
1109,
1148,
419,
118,
6837,
2401,
1108,
3000,
1118,
1613,
1249,
1204,
4109,
1107,
1103,
4970,
119,
1124,
3000,
1103,
1911,
1104,
9986,
22587,
1206,
1103,
185,
27105,
10150,
1104,
5504,
1137,
2848,
17482,
22096,
1233,
2925,
419,
118,
15060,
119,
1438,
117,
1249,
1204,
4109,
1225,
1136,
1138,
1103,
3238,
2233,
1113,
1103,
7069,
12053,
1104,
1103,
13736,
13087,
1107,
1546,
1106,
3076,
8026,
3584,
117,
2108,
1290,
1119,
1225,
1136,
1173,
1221,
1115,
1103,
185,
27105,
7069,
1108,
2197,
1813,
119,
138,
16686,
1683,
1108,
3000,
1118,
12221,
1361,
1795,
1158,
1105,
1823,
19521,
1107,
3280,
119,
2397,
2235,
4572,
1103,
2197,
14405,
1104,
1103,
185,
27105,
7069,
1134,
1152,
2331,
3716,
1112,
3694,
1121,
180,
20713,
118,
4035,
4063,
24609,
23806,
2734,
119,
25341,
1105,
10592,
144,
8209,
21027,
1109,
2656,
1104,
419,
118,
15060,
1132,
4768,
4903,
1106,
1168,
15060,
1105,
1532,
1126,
4154,
9986,
7069,
2443,
1114,
1147,
11209,
1107,
1134,
1103,
151,
25532,
3048,
2114,
1107,
1103,
25776,
1104,
1141,
15947,
4586,
9986,
10150,
1114,
1103,
140,
134,
152,
2114,
1107,
1103,
25776,
1104,
1103,
4903,
15060,
119,
1130,
1103,
3106,
2925,
419,
118,
15947,
117,
11598,
1334,
9236,
1553,
2632,
1146,
117,
1173,
2632,
1205,
117,
1173,
2632,
1146,
117,
3576,
119,
24930,
3174,
8298,
419,
118,
15060,
1107,
170,
419,
118,
6837,
1132,
14006,
1177,
1115,
1147,
140,
15561,
14296,
1132,
4903,
1105,
1147,
1334,
9236,
1553,
1107,
1103,
1269,
2447,
119,
1109,
107,
16150,
1906,
107,
2468,
1104,
419,
118,
15060,
20251,
1121,
21359,
4487,
8961,
4412,
5297,
22587,
1120,
1103,
140,
15561,
18858,
132,
1111,
1859,
117,
1191,
170,
1334,
4129,
1827,
2632,
1146,
117,
1173,
1103,
10150,
1106,
1103,
140,
797,
1538,
1553,
2776,
14833,
1116,
117,
1290,
1157,
7069,
6341,
1110,
2324,
11523,
119,
126,
7259,
119,
1109,
16150,
1916,
4680,
1103,
2462,
1206,
140,
1105,
140,
1106,
1129,
2324,
117,
1897,
1190,
1103,
2637,
1121,
1160,
3106,
2925,
14715,
185,
27105,
1116,
119,
1109,
107,
13158,
107,
2462,
1206,
4903,
140,
15561,
14296,
1107,
9986,
118,
23781,
419,
118,
15060,
1110,
4986,
119,
1438,
117,
419,
118,
15060,
1132,
6034,
6150,
2925,
132,
1897,
117,
1152,
8245,
170,
11079,
119,
1109,
20069,
2716,
6349,
4267,
8961,
4412,
12879,
1485,
113,
439,
117,
441,
114,
134,
113,
782,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Bacardi Limited (; ) is one of the largest privately held, family-owned spirits companies in the world. Originally known for its eponymous Bacardi white rum, it now has a portfolio of more than 200 brands and labels. Founded in Cuba in 1862 and family-owned for seven generations, Bacardi Limited employs more than 7,000 people with sales in approximately 170 countries. Bacardi Limited refers to the Bacardi group of companies, including Bacardi International Limited.
Bacardi Limited is headquartered in Hamilton, Bermuda, and has a board of directors led by the original founder's great-great grandson, Facundo L. Bacardí who is chairman of the board.
History
Early history
Facundo Bacardí Massó, a Spanish wine merchant, was born in Sitges, Catalonia, Spain, in 1814, and emigrated to Santiago, Cuba in 1830. At the time, rum was cheaply made and not considered a refined drink, and rarely sold in upmarket taverns or purchased by the growing emerging middle class on the island. Facundo began attempting to "tame" rum by isolating a proprietary strain of yeast harvested from local sugar cane still used in Bacardi production today. This yeast gives Bacardi rum its flavour profile. After experimenting with several techniques for close to ten years, Facundo pioneered charcoal rum filtration, which removed impurities from his rum. Facundo then created two separate distillates that he could blend together, balancing a variety of flavors: Aguardiente (a robust, flavorful distillate) and Redestillado (a refined, delicate distillate). Once Facundo achieved the perfect balance of flavors by marrying the two distillates together, he purposefully aged the rum in white oak barrels to develop subtle flavors and characteristics while mellowing out those that were unwanted. The final product was the first clear, light-bodied and mixable "white" rum in the world.
Moving from the experimental stage to a more commercial endeavour as local sales began to grow, Facundo and his brother José purchased a Santiago de Cuba distillery on February 4, 1862, which housed a still made of copper and cast iron. In the rafters of this building lived fruit bats – the inspiration for the Bacardi bat logo. It was the idea of Doña Amalia, Facundo's wife, to adopt the bat to the rum bottle when she recognized its symbolism of family unity, good health, and good fortune to her husband's homeland of Spain. This logo was pragmatic considering the high illiteracy rate in the 19th century, enabling customers to easily identify the product.
The 1880s and 90s were turbulent times for Cuba and the company. Emilio Bacardí, Don Facundo's eldest son, known for his forward thinking in both his professional and personal life and a passionate advocate for Cuban Independence was imprisoned twice for having fought in the rebel army against Spain in the Cuban War of Independence.
Emilio's brothers, Facundo and José, and their brother-in-law Enrique 'Henri' Schueg, remained in Cuba with the difficult task of sustaining the company during a period of war. With Don Facundo's passing in 1886, Doña Amalia sought refuge by exile in Kingston, Jamaica. At the end of the Cuban War of Independence during the US occupation of Cuba, "The Original Cuba Libre" and the Daiquiri cocktails were both created, with the then Cuban based Bacardi rum. In 1899, Emilio Bacardí became the first democratically elected mayor of Santiago, appointed US General Leonard Wood.
During his time in public office, Emilio established schools and hospitals, completed municipal projects such as the famous Padre Pico Street and the Bacardi Dam, financed the creation of parks, and decorated the city of Santiago with monuments and sculptures. In 1912, Emilio and his wife travelled to Egypt, where he purchased a mummy (still on display) for the future Emilio Bacardi Moreau Municipal Museum in Santiago de Cuba. In Santiago, his brother Facundo M. Bacardí continued to manage the company along with Schueg, who began the company's international expansion by opening bottling plants in Barcelona (1910) and New York City (1916). The New York plant was soon shut down due to Prohibition, yet during this time Cuba became a hotspot for US tourists, kicking off a period of rapid growth for the Bacardi company and the onset of cocktail culture in America.
In 1922 the family completed the expansion and renovation of the original distillery in Santiago, increasing the sites rum production capacity. In 1930 Schueg oversaw the construction and opening of Edificio Bacardí in Havana, regarded as one of the finest Art Deco buildings in Latin America, as the third generation of the Bacardí family entered the business. In 1927, Bacardi ventured outside the realm of spirits for the first time, with the introduction of an authentic Cuban Malt beer: Hatuey beer.
Bacardi's success in transitioning into an international brand and company was due mostly to Schueg, who branded Cuba as "The home of rum", and Bacardi as "The king of rums and the rum of Kings". Expansion began overseas, first to Mexico in 1931 where it had architects Ludwig Mies Van Der Rohe and Felix Candela design office buildings and a bottling plant in Mexico City during the 1950s. The building complex was added to the tentative list of UNESCO's World Heritage Site list on 20 November 2001. In 1936, Bacardi began producing rum on U.S. territory in Puerto Rico after Prohibition which enabled the company to sell rum tariff-free in the United States. The company later expanded to the United States in 1944 with the opening of Bacardi Imports, Inc. in Manhattan, New York City.
During World War II, the company was led by Schueg's son-in-law, José "Pepin" Bosch. Pepin founded Bacardi Imports in New York City, and became Cuba's Minister of the Treasury in 1949.
Cuban Revolution
During the years of the Cuban Revolution, the Bacardí family (and hence the company) supported and aided the rebels. However, after the triumph of the revolutionaries, and turn to Communism, the family maintained a fierce opposition to Fidel Castro's policies in Cuba in the 1960s. In his book Bacardi and the Long Fight for Cuba, Tom Gjelten describes how the Bacardí family and the company left Cuba in exile after the Cuban government confiscated the company's Cuban assets without compensation on 14 October 1960, particularly nationalizing and banning all private property on the island as well as all bank accounts. However, due to concerns over the previous Cuban leader, Fulgencio Batista, the company had started foreign branches a few years before the revolution; the company moved the ownership of its trademarks, assets and proprietary formulas out of the country to the Bahamas prior to the revolution and already produced Bacardi rum at other distillery sites in Puerto Rico and Mexico. This helped the company survive after the Cuban government confiscated all Bacardí assets in the country without any compensation.
In 1965, over 100 years after the company was established in Cuba, Bacardi established new roots and found a new home with global headquarters in Hamilton, Bermuda. In February 2019, Bacardi's CEO, Mahesh Madhavan, stated that Bacardí's global headquarters would remain in Bermuda for the next "500 years" and that "Bermuda is our home now."
In 1999, Otto Reich, a lobbyist in Washington on behalf of Bacardí, drafted section 211 of the Omnibus Consolidated and Emergency Appropriations Act, FY1999 (), a bill that became known as the Bacardi Act. Section 211 denied trademark protection to products of Cuban businesses expropriated after the Cuban revolution, a provision sought by Bacardí. The act was aimed primarily at the Havana Club brand in the United States. The brand was created by the José Arechabala S.A. and nationalised without compensation in the Cuban revolution, the Arechabala family left Cuba and stopped producing rum. They therefore allowed the US trademark registration for "Havana Club" to lapse in 1973. Taking advantage of the lapse, the Cuban government registered the mark in the United States in 1976. This new law was drafted to invalidate the trademark registration. Section 211 has been challenged unsuccessfully by the Cuban government and the European Union in US courts. It was ruled illegal by the WTO in 2001 and 2002. The US Congress has yet to re-examine the matter. The brand was assigned by the Cuban government to Pernod Ricard in 1993.
Bacardi rekindled the story of the Arechabala family and Havana Club in the United States when it launched the AMPARO Experience in 2018, an immersive play experience based in Miami, the city with the highest population of Cuban exiles. AMPARO “is the story of the family’s entire history being erased and their heritage ‘stolen’” according to playwright Vanessa Garcia.
Bacardi and Cuba today
Bacardi drinks are not easily found in Cuba today. The main brand of rum in Cuba is Havana Club, produced by a company that was confiscated and nationalized by the government following the revolution. Bacardi later bought the brand from the original owners, the Arechabala family. The Cuban government, in partnership with the French company Pernod Ricard, sells its Havana Club products internationally, except in the United States and its territories. Bacardi created the Real Havana Club rum based on the original recipe from the Arechabala family, manufactures it in Puerto Rico, and sells it in the United States. Bacardi continues to fight in the courts, attempting to legalize their own Havana Club trademark outside the United States.
Brands
Bacardi Limited has made numerous acquisitions to diversify away from the eponymous Bacardi rum brand. In 1993, Bacardi merged with Martini & Rossi, the Italian producer of Martini vermouth and sparkling wines, creating the Bacardi-Martini group.
In 1998, the company acquired Dewar's scotch, including Royal Brackla and Bombay Sapphire gin from Diageo for $2 billion. Bacardi acquired the Cazadores tequila brand in 2002 and in 2004 purchased Grey Goose, a French-made vodka, from Sidney Frank for $2 billion. In 2006 Bacardi Limited purchased New Zealand vodka brand 42 Below. In 2018, Bacardi Limited purchased tequila manufacturer Patrón for $5.1 billion.
Other associated brands include the Real Havana Club, Drambuie Scotch whisky liqueur, DiSaronno Amaretto, Eristoff vodka, Cazadores Tequila, B&B and Bénédictine liqueurs.
Rum: Bacardi, Havana Club (USA only), Castillo, Banks, Pyrat XO Reserve, Oakheart Spice Rum
Tequila: Patrón, Corzo, Cazadores, Camino Real
Scotch whisky: Dewar's, Aberfeldy, Craigellachie, Royal Brackla, Aultmore, The Deveron, Glen Deveron, William Lawson's
Bourbon: Angel's Envy, Stillhouse Black Bourbon
American Whiskey: Stillhouse
Cognac: Otard, D'ussé Cognac, Gaston De LaGrange
Cachaça: Leblon Cachaça
Vodka: Grey Goose, Eristoff, Ultimat Vodka, Russian Prince, Stillhouse Classic American Vodka, 42 Below, Plume & Petal
Gin: Bombay Sapphire, Bosford, Oxley
Vermouth: Martini & Rossi, Noilly Prat
Sparkling wine: Martini Prosecco, Martini Asti, Martini rosé
Liqueur: Bénédictine, St-Germain, Get 27, Get 31, Nassau Royale, Martini Spirito, Patrón liqueurs
Awards
Since the creation of the rum brand in 1862, Bacardi remains the world's most awarded rum, with hundreds of medals awarded for quality and taste. Emblems of gold medals and the Spanish Coat of Arms awarded during the formative years of the business appear on the bottle.
Bacardi rums have been entered for a number of international spirit ratings awards. Several Bacardi spirits have performed notably well. In 2020, Bacardi Superior, Bacardi Gold, Bacardi Black, Bacardi Añejo Cuatro were each awarded a gold medal by the International Quality Institute Monde Selection. In addition, both Bacardi Reserva Ocho and Bacardi Gran Reserva Diez were awarded the top honor of Grand Gold quality award.
Hemingway connection
Ernest Hemingway lived in Cuba from 1939 until shortly after the Cuban Revolution. He lived at Finca Vigía, in the small town of San Francisco de Paula, located very close to Bacardi's Modelo Brewery for Hatuey Beer in Cotorro, Havana.
In 1954, Compañía Ron Bacardi S.A. threw Hemingway a party when he was awarded the Nobel Prize in Literature – soon after the publication of his novel The Old Man and the Sea (1952) – in which he honored the company by mentioning its Hatuey beer. Hemingway also mentioned Bacardi and Hatuey in his novels To Have and Have Not (1937) and For Whom the Bell Tolls (1940). Guillermo Cabrera Infante wrote an account of the festivities for the periodical Ciclón, titled "El Viejo y la Marca" ("The Old Man and the Brand", a play on "El Viejo y el Mar", the book's Spanish title). In his account he described how "on one side there was a wooden stage with two streamers – Hatuey beer and Bacardi rum – on each end and a Cuban flag in the middle. Next to the stage was a bar, at which people crowded, ordering daiquiris and beer, all free.” A sign at the event read "Bacardi rum welcomes the author of The Old Man and the Sea".
In his article "The Old Man and the Daiquiri", Wayne Curtis writes about how Hemingway's "home bar also held a bottle of Bacardi rum". Hemingway wrote in Islands in the Stream, "...this frozen daiquirí, so well beaten as it is, looks like the sea where the wave falls away from the bow of a ship when she is doing thirty knots."
Bacardi in the United States
In 1964 Bacardi opened its new US offices in Miami, Florida. Exiled Cuban architect Enrique Gutierrez created a building that was hurricane-proof, using a system of steel cables and pulleys which allow the building to move slightly in the event of a strong shock. The steel cables are anchored into the bedrock and extend through marble-covered shafts up to the top floor, where they are led over large pulleys. Outside, on both sides of the eight-story building, more than 28,000 tiles painted and fired by Brazilian artist Francisco Brennand, depicting abstract blue flowers, were placed on the walls according to the artist's exact specifications.
In 1973, the Company commissioned the square building in the plaza. Architect Ignacio Carrera-Justiz used cantilevered construction, a style invented by Frank Lloyd Wright. Wright observed how well trees with taproots withstood hurricane-force winds. The building, raised 47 feet off the ground around a central core, features four massive walls, made of sections of inch-thick hammered glass mural tapestries, designed and manufactured in France. The striking design of the annex, affectionately known as the 'Jewel Box' building, came from a painting by German artist Johannes M. Dietz.
In 2006, Bacardi USA leased a 15-story headquarters complex in Coral Gables, Florida. Bacardi had employees in seven buildings across Miami-Dade County at the time.
Bacardi vacated its former headquarters buildings on Biscayne Boulevard in Midtown Miami. The building currently serves as the headquarters of the National YoungArts Foundation. Miami citizens began a campaign to label the buildings as "historic". The Bacardi Buildings Complex has been a locally protected historic resource since Oct. 6, 2009, when it was designated by unanimous decision by the Historic and Environmental Preservation Board. University of Miami professor of architecture Allan Schulman said "Miami's brand is its identity as a tropical city. The Bacardi buildings are exactly the sort that resonate with our consciousness of what Miami is about". In 2007 Chad Oppenheim, the head of Oppenheim Architecture + Design, described the Bacardi buildings as "elegant, with a Modernist [look combined with] a local flavour."
The current American headquarters is in Coral Gables, Florida. The 300 employees occupy of leased office space.
References
External links
Map of Distillery in Puerto Rico from Google Maps
Food and drink companies established in 1862
Food and drink companies of Bermuda
Distilleries
Privately held companies of Bermuda
Rums
1862 establishments in Cuba
Food and drink companies of Cuba | [
101,
18757,
10542,
1182,
5975,
113,
132,
114,
1110,
1141,
1104,
1103,
2026,
9045,
1316,
117,
1266,
118,
2205,
9494,
2557,
1107,
1103,
1362,
119,
5798,
1227,
1111,
1157,
16105,
18757,
10542,
1182,
1653,
187,
1818,
117,
1122,
1208,
1144,
170,
12256,
1104,
1167,
1190,
2363,
10915,
1105,
11080,
119,
10288,
1107,
6881,
1107,
6283,
1105,
1266,
118,
2205,
1111,
1978,
8225,
117,
18757,
10542,
1182,
5975,
13856,
1167,
1190,
128,
117,
1288,
1234,
1114,
3813,
1107,
2324,
10837,
2182,
119,
18757,
10542,
1182,
5975,
4431,
1106,
1103,
18757,
10542,
1182,
1372,
1104,
2557,
117,
1259,
18757,
10542,
1182,
1570,
5975,
119,
18757,
10542,
1182,
5975,
1110,
9514,
1107,
4436,
117,
13906,
117,
1105,
1144,
170,
2313,
1104,
6435,
1521,
1118,
1103,
1560,
3249,
112,
188,
1632,
118,
1632,
7254,
117,
143,
7409,
6775,
1186,
149,
119,
18757,
10542,
6212,
1150,
1110,
3931,
1104,
1103,
2313,
119,
2892,
4503,
1607,
143,
7409,
6775,
1186,
18757,
10542,
6212,
8718,
7774,
117,
170,
2124,
4077,
6800,
117,
1108,
1255,
1107,
20985,
7562,
117,
17795,
117,
2722,
117,
1107,
10943,
117,
1105,
11384,
1106,
8349,
117,
6881,
1107,
9200,
119,
1335,
1103,
1159,
117,
187,
1818,
1108,
10928,
1193,
1189,
1105,
1136,
1737,
170,
16686,
3668,
117,
1105,
6034,
1962,
1107,
1146,
19919,
19444,
1116,
1137,
3310,
1118,
1103,
2898,
8999,
2243,
1705,
1113,
1103,
2248,
119,
143,
7409,
6775,
1186,
1310,
6713,
1106,
107,
27629,
3263,
107,
187,
1818,
1118,
1110,
5326,
1916,
170,
18287,
10512,
1104,
25693,
25309,
1121,
1469,
6656,
14671,
1253,
1215,
1107,
18757,
10542,
1182,
1707,
2052,
119,
1188,
25693,
3114,
18757,
10542,
1182,
187,
1818,
1157,
22593,
23140,
6334,
6168,
119,
1258,
27193,
1114,
1317,
4884,
1111,
1601,
1106,
1995,
1201,
117,
143,
7409,
6775,
1186,
17320,
21648,
187,
1818,
20497,
21875,
117,
1134,
2856,
24034,
8212,
4338,
1121,
1117,
187,
1818,
119,
143,
7409,
6775,
1186,
1173,
1687,
1160,
2767,
4267,
2050,
5878,
3052,
1115,
1119,
1180,
13390,
1487,
117,
23858,
170,
2783,
1104,
16852,
1116,
131,
138,
12188,
9080,
1162,
113,
170,
17351,
117,
16852,
2365,
4267,
2050,
5878,
1566,
114,
1105,
2156,
2556,
5878,
2572,
113,
170,
16686,
117,
10141,
4267,
2050,
5878,
1566,
114,
119,
2857,
143,
7409,
6775,
1186,
3890,
1103,
3264,
5233,
1104,
16852,
1116,
1118,
14244,
1103,
1160,
4267,
2050,
5878,
3052,
1487,
117,
1119,
3007,
5834,
4079,
1103,
187,
1818,
1107,
1653,
8760,
14619,
1106,
3689,
11515,
16852,
1116,
1105,
5924,
1229,
1143,
24834,
1158,
1149,
1343,
1115,
1127,
20194,
119,
1109,
1509,
3317,
1108,
1103,
1148,
2330,
117,
1609,
118,
25448,
1105,
5495,
1895,
107,
1653,
107,
187,
1818,
1107,
1103,
1362,
119,
13091,
1121,
1103,
6700,
2016,
1106,
170,
1167,
2595,
1322,
4490,
17532,
1112,
1469,
3813,
1310,
1106,
4328,
117,
143,
7409,
6775,
1186,
1105,
1117,
1711,
5180,
3310,
170,
8349,
1260,
6881,
4267,
28042,
1113,
1428,
125,
117,
6283,
117,
1134,
6960,
170,
1253,
1189,
1104,
7335,
1105,
2641,
3926,
119,
1130,
1103,
187,
17495,
1468,
1104,
1142,
1459,
2077,
5735,
13534,
782,
1103,
7670,
1111,
1103,
18757,
10542,
1182,
7693,
7998,
119,
1135,
1108,
1103,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
A brass instrument is a musical instrument that produces sound by sympathetic vibration of air in a tubular resonator in sympathy with the vibration of the player's lips. Brass instruments are also called labrosones or labrophones, from Latin and Greek elements meaning 'lip' and 'sound'.
There are several factors involved in producing different pitches on a brass instrument. Slides, valves, crooks (though they are rarely used today), or keys are used to change vibratory length of tubing, thus changing the available harmonic series, while the player's embouchure, lip tension and air flow serve to select the specific harmonic produced from the available series.
The view of most scholars (see organology) is that the term "brass instrument" should be defined by the way the sound is made, as above, and not by whether the instrument is actually made of brass. Thus one finds brass instruments made of wood, like the alphorn, the cornett, the serpent and the didgeridoo, while some woodwind instruments are made of brass, like the saxophone.
Families
Modern brass instruments generally come in one of two families:
Valved brass instruments use a set of valves (typically three or four but as many as seven or more in some cases) operated by the player's fingers that introduce additional tubing, or crooks, into the instrument, changing its overall length. This family includes all of the modern brass instruments except the trombone: the trumpet, horn (also called French horn), euphonium, and tuba, as well as the cornet, flugelhorn, tenor horn (alto horn), baritone horn, sousaphone, and the mellophone. As valved instruments are predominant among the brasses today, a more thorough discussion of their workings can be found below. The valves are usually piston valves, but can be rotary valves; the latter are the norm for the horn (except in France) and are also common on the tuba.
Slide brass instruments use a slide to change the length of tubing. The main instruments in this category are the trombone family, though valve trombones are occasionally used, especially in jazz. The trombone family's ancestor, the sackbut, and the folk instrument bazooka are also in the slide family.
There are two other families that have, in general, become functionally obsolete for practical purposes. Instruments of both types, however, are sometimes used for period-instrument performances of Baroque or Classical pieces. In more modern compositions, they are occasionally used for their intonation or tone color.
Natural brass instruments only play notes in the instrument's harmonic series. These include the bugle and older variants of the trumpet and horn. The trumpet was a natural brass instrument prior to about 1795, and the horn before about 1820. In the 18th century, makers developed interchangeable crooks of different lengths, which let players use a single instrument in more than one key. Natural instruments are still played for period performances and some ceremonial functions, and are occasionally found in more modern scores, such as those by Richard Wagner and Richard Strauss.
Keyed or Fingered brass instruments used holes along the body of the instrument, which were covered by fingers or by finger-operated pads (keys) in a similar way to a woodwind instrument. These included the cornett, serpent, ophicleide, keyed bugle and keyed trumpet. They are more difficult to play than valved instruments.
Bore taper and diameter
Brass instruments may also be characterised by two generalizations about geometry of the bore, that is, the tubing between the mouthpiece and the flaring of the tubing into the bell. Those two generalizations are with regard to
the degree of taper or conicity of the bore and
the diameter of the bore with respect to its length.
Cylindrical vs. conical bore
While all modern valved and slide brass instruments consist in part of conical and in part of cylindrical tubing, they are divided as follows:
Cylindrical bore brass instruments are those in which approximately constant diameter tubing predominates. Cylindrical bore brass instruments are generally perceived as having a brighter, more penetrating tone quality compared to conical bore brass instruments. The trumpet, and all trombones are cylindrical bore. In particular, the slide design of the trombone necessitates this.
Conical bore brass instruments are those in which tubing of constantly increasing diameter predominates. Conical bore instruments are generally perceived as having a more mellow tone quality than the cylindrical bore brass instruments. The "British brass band" group of instruments fall into this category. This includes the flugelhorn, cornet, tenor horn (alto horn), baritone horn, horn, euphonium and tuba. Some conical bore brass instruments are more conical than others. For example, the flugelhorn differs from the cornet by having a higher percentage of its tubing length conical than does the cornet, in addition to possessing a wider bore than the cornet. In the 1910s and 1920s, the E. A. Couturier company built brass band instruments utilizing a patent for a continuous conical bore without cylindrical portions even for the valves or tuning slide.
Whole-tube vs. half-tube
The resonances of a brass instrument resemble a harmonic series, with the exception of the lowest resonance, which is significantly lower than the fundamental frequency of the series that the other resonances are overtones of. Depending on the instrument and the skill of the player, the missing fundamental of the series can still be played as a pedal tone, which relies mainly on vibration at the overtone frequencies to produce the fundamental pitch. The bore diameter in relation to length determines whether the fundamental tone or the first overtone is the lowest partial practically available to the player in terms of playability and musicality, dividing brass instruments into whole-tube and half-tube instruments. These terms stem from a comparison to organ pipes, which produce the same pitch as the fundamental pedal tone of a brass instrument of equal length.
Whole-tube instruments have larger bores in relation to tubing length, and can play the fundamental tone with ease and precision. The tuba and euphonium are examples of whole-tube brass instruments.
Half-tube instruments have smaller bores in relation to tubing length and cannot easily or accurately play the fundamental tone. The second partial (first overtone) is the lowest note of each tubing length practical to play on half-tube instruments. The trumpet and horn are examples of half-tube brass instruments.
Other brass instruments
The instruments in this list fall for various reasons outside the scope of much of the discussion above regarding families of brass instruments.
Alphorn (wood)
Conch (shell)
Didgeridoo (wood, Australia)
Natural horn (no valves or slides—except tuning crooks in some cases)
Jazzophone
Keyed bugle (keyed brass)
Keyed trumpet (keyed brass)
Serpent (keyed brass)
Ophicleide (keyed brass)
Shofar (animal horn)
Vladimirskiy rozhok (wood, Russia)
Vuvuzela (simple short horn, origins disputed but achieved fame or notoriety through many plastic examples in the 2010 World Cup)
Lur
Valves
Valves are used to change the length of tubing of a brass instrument allowing the player to reach the notes of various harmonic series. Each valve pressed diverts the air stream through additional tubing, individually or in conjunction with other valves. This lengthens the vibrating air column thus lowering the fundamental tone and associated harmonic series produced by the instrument. Designs exist, although rare, in which this behaviour is reversed, i.e., pressing a valve removes a length of tubing rather than adding one. One modern example of such an ascending valve is the Yamaha YSL-350C trombone, in which the extra valve tubing is normally engaged to pitch the instrument in B, and pressing the thumb lever removes a whole step to pitch the instrument in C. Valves require regular lubrication.
A core standard valve layout based on the action of three valves had become almost universal by (at latest) 1864 as witnessed by Arban's method published in that year. The effect of a particular combination of valves may be seen in the table below. This table is correct for the core three-valve layout on almost any modern valved brass instrument. The most common four-valve layout is a superset of the well-established three-valve layout and is noted in the table, despite the exposition of four-valve and also five-valve systems (the latter used on the tuba) being incomplete in this article.
Tuning
Since valves lower the pitch, a valve that makes a pitch too low (flat) creates an interval wider than desired, while a valve that plays sharp creates an interval narrower than desired. Intonation deficiencies of brass instruments that are independent of the tuning or temperament system are inherent in the physics of the most popular valve design, which uses a small number of valves in combination to avoid redundant and heavy lengths of tubing (this is entirely separate from the slight deficiencies between Western music's dominant equal (even) temperament system and the just (not equal) temperament of the harmonic series itself). Since each lengthening of the tubing has an inversely proportional effect on pitch (Pitch of brass instruments), while pitch perception is logarithmic, there is no way for a simple, uncompensated addition of length to be correct in every combination when compared with the pitches of the open tubing and the other valves.
Absolute tube length
For example, given a length of tubing equaling 100 units of length when open, one may obtain the following tuning discrepancies:
Playing notes using valves (notably 1st + 3rd and 1st + 2nd + 3rd) requires compensation to adjust the tuning appropriately, either by the player's lip-and-breath control, via mechanical assistance of some sort, or, in the case of horns, by the position of the stopping hand in the bell. 'T' stands for trigger on a trombone.
Relative tube length
Traditionally the valves lower the pitch of the instrument by adding extra lengths of tubing based on a just tuning:
1st valve: of main tube, making an interval of 9:8, a pythagorean major second
2nd valve: of main tube, making an interval of 16:15, a just minor second
3rd valve: of main tube, making an interval of 6:5, a just minor third
Combining the valves and the harmonics of the instrument leads to the following ratios and comparisons to 12-tone equal tuning and to a common five-limit tuning in C:
Tuning compensation
The additional tubing for each valve usually features a short tuning slide of its own for fine adjustment of the valve's tuning, except when it is too short to make this practicable. For the first and third valves this is often designed to be adjusted as the instrument is played, to account for the deficiencies in the valve system.
In most trumpets and cornets, the compensation must be provided by extending the third valve slide with the third or fourth finger, and the first valve slide with the left hand thumb (see Trigger or throw below). This is used to lower the pitch of the 1–3 and 1–2–3 valve combinations. On the trumpet and cornet, these valve combinations correspond to low D, low C, low G, and low F, so chromatically, to stay in tune, one must use this method.
In instruments with a fourth valve, such as tubas, euphoniums, piccolo trumpets, etc. that valve lowers the pitch by a perfect fourth; this is used to compensate for the sharpness of the valve combinations 1–3 and 1–2–3 (4 replaces 1–3, 2–4 replaces 1–2–3). All three normal valves may be used in addition to the fourth to increase the instrument's range downwards by a perfect fourth, although with increasingly severe intonation problems.
When four-valved models without any kind of compensation play in the corresponding register, the sharpness becomes so severe that players must finger the note a half-step below the one they are trying to play. This eliminates the note a half-step above their open fundamental.
Manufacturers of low brass instruments may choose one or a combination of four basic approaches to compensate for the tuning difficulties, whose respective merits are subject to debate:
Compensation system
In the Compensation system, each of the first two (or three) valves has an additional set of tubing extending from the back of the valve. When the third (or fourth) valve is depressed in combination with another one, the air is routed through both the usual set of tubing plus the extra one, so that the pitch is lowered by an appropriate amount. This allows compensating instruments to play with accurate intonation in the octave below their open second partial, which is critical for tubas and euphoniums in much of their repertoire.
The compensating system was applied to horns to serve a different purpose. It was used to allow a double horn in F and B to ease playing difficulties in the high register. In contrast to the system in use in tubas and euphoniums, the default 'side' of the horn is the longer F horn, with secondary lengths of tubing coming into play when the first, second or third valves are pressed; pressing the thumb valve takes these secondary valve slides and the extra length of main tubing out of play to produce a shorter B horn. A later "full double" design has completely separate valve section tubing for the two sides, and is considered superior, although rather heavier in weight.
Additional valves
Initially, compensated instruments tended to sound stuffy and blow less freely due to the air being doubled back through the main valves. In early designs, this led to sharp bends in the tubing and other obstructions of the air-flow. Some manufacturers therefore preferred adding more ‘straight’ valves instead, which for example could be pitched a little lower than the 2nd and 1st valves and were intended to be used instead of these in the respective valve combinations. While no longer featured in euphoniums for decades, many professional tubas are still built like this, with five valves being common on CC- and BB-tubas and five or six valves on F-tubas.
Compensating double horns can also suffer from the stuffiness resulting from the air being passed through the valve section twice, but as this really only affects the longer F side, a compensating double can be very useful for a 1st or 3rd horn player, who uses the F side less.
Additional sets of slides on each valve
Another approach was the addition of two sets of slides for different parts of the range. Some euphoniums and tubas were built like this, but today, this approach has become highly exotic for all instruments except horns, where it is the norm, usually in a double, sometimes even triple configuration.
Trigger or throw
Some valved brass instruments provide triggers or throws that manually lengthen (or, less commonly, shorten) the main tuning slide, a valve slide, or the main tubing. These mechanisms alter the pitch of notes that are naturally sharp in a specific register of the instrument, or shift the instrument to another playing range. Triggers and throws permit speedy adjustment while playing.
Trigger is used in two senses:
A trigger can be a mechanical lever that lengthens a slide when pressed in a contrary direction. Triggers are sprung in such a way that they return the slide to its original position when released.
The term "trigger" also describes a device engaging a valve to lengthen the main tubing, e.g. lowering the key of certain trombones from B to F.
A throw is a simple metal grip for the player's finger or thumb, attached to a valve slide. The general term "throw" can describe a u-hook, a saddle (u-shaped grips), or a ring (ring-shape grip) in which a player's finger or thumb rests. A player extends a finger or thumb to lengthen a slide, and retracts the finger to return the slide to its original position.
Examples of instruments that use triggers or throws
Trumpet or cornet
Triggers or throws are sometimes found on the first valve slide. They are operated by the player's thumb and are used to adjust a large range of notes using the first valve, most notably the player's written top line F, the A above directly above that, and the B above that. Other notes that require the first valve slide, but are not as problematic without it include the first line E, the F above that, the A above that, and the third line B.
Triggers or throws are often found on the third valve slide. They are operated by the player's fourth finger, and are used to adjust the lower D and C. Trumpets typically use throws, whilst cornets may have a throw or trigger.
Trombone
Trombone triggers are primarily but not exclusively installed on the F-trigger, bass, and contrabass trombones to alter the length of tubing, thus making certain ranges and pitches more accessible.
Euphoniums
A euphonium occasionally has a trigger on valves other than 2 (especially 3), although many professional quality euphoniums, and indeed other brass band instruments, have a trigger for the main tuning slide.
Mechanism
The two major types of valve mechanisms are rotary valves and piston valves. The first piston valve instruments were developed just after the start of the 19th century. The Stölzel valve (invented by Heinrich Stölzel in 1814) was an early variety. In the mid 19th century the Vienna valve was an improved design. However many professional musicians preferred rotary valves for quicker, more reliable action, until better designs of piston valves were mass manufactured towards the end of the 19th century. Since the early decades of the 20th century, piston valves have been the most common on brass instruments except for the orchestral horn and the tuba. See also the article Brass Instrument Valves.
Sound production in brass instruments
Because the player of a brass instrument has direct control of the prime vibrator (the lips), brass instruments exploit the player's ability to select the harmonic at which the instrument's column of air vibrates. By making the instrument about twice as long as the equivalent woodwind instrument and starting with the second harmonic, players can get a good range of notes simply by varying the tension of their lips (see embouchure).
Most brass instruments are fitted with a removable mouthpiece. Different shapes, sizes and styles of mouthpiece may be used to suit different embouchures, or to more easily produce certain tonal characteristics. Trumpets, trombones, and tubas are characteristically fitted with a cupped mouthpiece, while horns are fitted with a conical mouthpiece.
One interesting difference between a woodwind instrument and a brass instrument is that woodwind instruments are non-directional. This means that the sound produced propagates in all directions with approximately equal volume. Brass instruments, on the other hand, are highly directional, with most of the sound produced traveling straight outward from the bell. This difference makes it significantly more difficult to record a brass instrument accurately. It also plays a major role in some performance situations, such as in marching bands.
Manufacture
Metal
Traditionally the instruments are normally made of brass, polished and then lacquered to prevent corrosion. Some higher quality and higher cost instruments use gold or silver plating to prevent corrosion.
Alternatives to brass include other alloys containing significant amounts of copper or silver. These alloys are biostatic due to the oligodynamic effect, and thus suppress growth of molds, fungi or bacteria. Brass instruments constructed from stainless steel or aluminium have good sound quality but are rapidly colonized by microorganisms and become unpleasant to play.
Most higher quality instruments are designed to prevent or reduce galvanic corrosion between any steel in the valves and springs, and the brass of the tubing. This may take the form of desiccant design, to keep the valves dry, sacrificial zincs, replaceable valve cores and springs, plastic insulating washers, or nonconductive or noble materials for the valve cores and springs. Some instruments use several such features.
The process of making the large open end (bell) of a brass instrument is called metal beating. In making the bell of, for example, a trumpet, a person lays out a pattern and shapes sheet metal into a bell-shape using templates, machine tools, handtools, and blueprints. The maker cuts out the bell blank, using hand or power shears. He hammers the blank over a bell-shaped mandrel, and butts the seam, using a notching tool. The seam is brazed, using a torch and smoothed using a hammer or file. A draw bench or arbor press equipped with expandable lead plug is used to shape and smooth the bell and bell neck over a mandrel. A lathe is used to spin the bell head and to form a bead at the edge of bell head. Previously shaped bell necks are annealed, using a hand torch to soften the metal for further bending. Scratches are removed from the bell using abrasive-coated cloth.
Other materials
A few specialty instruments are made from wood.
Instruments made mostly from plastic emerged in the 2010s as a cheaper and more robust alternative to brass. Plastic instruments could come in almost any colour. The sound plastic instruments produce is different from the one of brass, lacquer, gold or silver. While originally seen as a gimmick, these plastic models have found increasing popularity during the last decade and are now viewed as practice tools that make for more convenient travel as well as a cheaper option for beginning players.
Ensembles
Brass instruments are one of the major classical instrument families and are played across a range of musical ensembles.
Orchestras include a varying number of brass instruments depending on music style and era, typically:
two to three trumpets
two to four French horns
two tenor trombones
one bass trombone
one tuba
Baroque and classical period orchestras may include valveless trumpets or bugles, or have valved trumpets/cornets playing these parts, and they may include valveless horns, or have valved horns playing these parts.
Romantic, modern, and contemporary orchestras may include larger numbers of brass including more exotic instruments.
Concert bands generally have a larger brass section than an orchestra, typically:
four to six trumpets or cornets
four French horns
two to four tenor trombones
one to two bass trombones
two to three euphoniums or baritone horns
two to three tubas
British brass bands are made up entirely of brass, mostly conical bore instruments. Typical membership is:
one soprano cornet
nine cornets
one flugelhorn
three tenor (alto) horns
two baritone horns
two tenor trombones
one bass trombone
two euphoniums
two E tubas
two B tubas
Quintets are common small brass ensembles; a quintet typically contains:
two trumpets
one horn
one trombone
one tuba or bass trombone
Big bands and other jazz bands commonly contain cylindrical bore brass instruments.
A big band typically includes:
four trumpets
four tenor trombones
one bass trombone (in place of one of the tenor trombones)
Smaller jazz ensembles may include a single trumpet or trombone soloist.
Mexican bandas have:
three trumpets
three trombones
two alto horns, also called "charchetas" and "saxores"
one sousaphone, called "tuba"
Single brass instruments are also often used to accompany other instruments or ensembles such as an organ or a choir.
See also
Wind instruments
Drum and bugle corps (modern)
Pitch of brass instruments
Horn section
Brass instrument valve
References
External links
Brass Instruments Information on individual Brass Instruments
The traditional manufacture of brass instruments, a 1991 video (RealPlayer format) featuring maker Robert Barclay; from the web site of the Canadian Museum of Civilization.
The Orchestra: A User's Manual – Brass
Brassmusic.Ru – Russian Brass Community
Acoustics of Brass Instruments from Music Acoustics at the University of New South Wales
Early Valve designs, John Ericson
3-Valve and 4-Valve Compensating Systems, David Werden
Metallic objects | [
101,
138,
10488,
6337,
1110,
170,
2696,
6337,
1115,
6570,
1839,
1118,
13493,
20401,
1104,
1586,
1107,
170,
15511,
5552,
1231,
2142,
6579,
1107,
12775,
1114,
1103,
20401,
1104,
1103,
1591,
112,
188,
2089,
119,
20982,
5349,
1132,
1145,
1270,
8074,
5864,
18764,
1137,
8074,
12736,
17541,
1116,
117,
1121,
2911,
1105,
2414,
3050,
2764,
112,
4764,
112,
1105,
112,
1839,
112,
119,
1247,
1132,
1317,
5320,
2017,
1107,
4411,
1472,
21271,
1113,
170,
10488,
6337,
119,
156,
18498,
1116,
117,
19056,
117,
172,
18562,
1116,
113,
1463,
1152,
1132,
6034,
1215,
2052,
114,
117,
1137,
6631,
1132,
1215,
1106,
1849,
191,
13292,
11412,
1183,
2251,
1104,
15511,
1158,
117,
2456,
4787,
1103,
1907,
23650,
1326,
117,
1229,
1103,
1591,
112,
188,
9712,
4043,
9827,
3313,
117,
4764,
6646,
1105,
1586,
4235,
2867,
1106,
8247,
1103,
2747,
23650,
1666,
1121,
1103,
1907,
1326,
119,
1109,
2458,
1104,
1211,
5716,
113,
1267,
5677,
4807,
114,
1110,
1115,
1103,
1858,
107,
10488,
6337,
107,
1431,
1129,
3393,
1118,
1103,
1236,
1103,
1839,
1110,
1189,
117,
1112,
1807,
117,
1105,
1136,
1118,
2480,
1103,
6337,
1110,
2140,
1189,
1104,
10488,
119,
4516,
1141,
4090,
10488,
5349,
1189,
1104,
3591,
117,
1176,
1103,
2393,
7880,
8456,
117,
1103,
11184,
5912,
117,
1103,
26534,
1105,
1103,
1225,
2895,
12894,
1186,
117,
1229,
1199,
3591,
11129,
5349,
1132,
1189,
1104,
10488,
117,
1176,
1103,
8479,
119,
21860,
4825,
10488,
5349,
2412,
1435,
1107,
1141,
1104,
1160,
2073,
131,
12226,
5790,
10488,
5349,
1329,
170,
1383,
1104,
19056,
113,
3417,
1210,
1137,
1300,
1133,
1112,
1242,
1112,
1978,
1137,
1167,
1107,
1199,
2740,
114,
2622,
1118,
1103,
1591,
112,
188,
2220,
1115,
8698,
2509,
15511,
1158,
117,
1137,
172,
18562,
1116,
117,
1154,
1103,
6337,
117,
4787,
1157,
2905,
2251,
119,
1188,
1266,
2075,
1155,
1104,
1103,
2030,
10488,
5349,
2589,
1103,
16537,
131,
1103,
10273,
117,
9621,
113,
1145,
1270,
1497,
9621,
114,
117,
174,
4455,
8613,
3656,
117,
1105,
15511,
1161,
117,
1112,
1218,
1112,
1103,
11184,
2105,
117,
23896,
8863,
9772,
117,
9969,
9621,
113,
17138,
9621,
114,
117,
16177,
9621,
117,
1177,
11700,
9293,
117,
1105,
1103,
1143,
6643,
9293,
119,
1249,
11727,
1181,
5349,
1132,
23375,
1621,
1103,
10488,
1279,
2052,
117,
170,
1167,
17213,
6145,
1104,
1147,
1684,
1116,
1169,
1129,
1276,
2071,
119,
1109,
19056,
1132,
1932,
18796,
19056,
117,
1133,
1169,
1129,
24692,
3113,
19056,
132,
1103,
2985,
1132,
1103,
18570,
1111,
1103,
9621,
113,
2589,
1107,
1699,
114,
1105,
1132,
1145,
1887,
1113,
1103,
15511,
1161,
119,
156,
18498,
10488,
5349,
1329,
170,
7253,
1106,
1849,
1103,
2251,
1104,
15511,
1158,
119,
1109,
1514,
5349,
1107,
1142,
4370,
1132,
1103,
16537,
1266,
117,
1463,
11727,
16537,
1116,
1132,
5411,
1215,
117,
2108,
1107,
4888,
119,
1109,
16537,
1266,
112,
188,
13596,
117,
1103,
14204,
16442,
117,
1105,
1103,
5191,
6337,
171,
10961,
9753,
1161,
1132,
1145,
1107,
1103,
7253,
1266,
119,
1247,
1132,
1160,
1168,
2073,
1115,
1138,
117,
1107,
1704,
117,
1561,
8458,
1193,
17070,
1111,
6691,
4998,
119,
25832,
1104,
1241,
3322,
117,
1649,
117,
1132,
2121,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Book of Common Prayer (BCP) is the short title of a number of related prayer books used in the Anglican Communion, as well as by other Christian churches historically related to Anglicanism. The original book, published in 1549 in the reign of King Edward VI of England, was a product of the English Reformation following the break with Rome. The work of 1549 was the first prayer book to include the complete forms of service for daily and Sunday worship in English. It contained Morning Prayer, Evening Prayer, the Litany, and Holy Communion and also the occasional services in full: the orders for Baptism, Confirmation, Marriage, "prayers to be said with the sick", and a funeral service. It also set out in full the "propers" (that is the parts of the service which varied week by week or, at times, daily throughout the Church's Year): the introits, collects, and epistle and gospel readings for the Sunday service of Holy Communion. Old Testament and New Testament readings for daily prayer were specified in tabular format as were the Psalms and canticles, mostly biblical, that were provided to be said or sung between the readings.
The 1549 book was soon succeeded by a more Reformed revision in 1552 under the same editorial hand, that of Thomas Cranmer, Archbishop of Canterbury. It was used only for a few months, as after Edward VI's death in 1553, his half-sister Mary I restored Roman Catholic worship. Mary died in 1558 and, in 1559, Elizabeth I reintroduced the 1552 book with modifications to make it acceptable to more traditionally minded worshippers and clergy.
In 1604, James I ordered some further changes, the most significant being the addition to the Catechism of a section on the Sacraments. Following the tumultuous events surrounding the English Civil War, when the Prayer Book was again abolished, another modest revision was published in 1662. That edition remains the official prayer book of the Church of England, although through the later twentieth century, alternative forms which were technically supplements have largely displaced the Book of Common Prayer for the main Sunday worship of most English parish churches.
A Book of Common Prayer with local variations is used in churches around, or deriving from, the Anglican Communion in over 50 different countries and in over 150 different languages. In some parts of the world, the 1662 Prayer Book remains technically authoritative, but other books or patterns have replaced it in regular worship.
Traditional English-language Lutheran, Methodist and Presbyterian prayer books have borrowed from the Book of Common Prayer, and the marriage and burial rites have found their way into those of other denominations and into the English language. Like the King James Version of the Bible and the works of Shakespeare, many words and phrases from the Book of Common Prayer have entered common parlance.
Full name
The full name of the 1662 Book of Common Prayer is The Book of Common Prayer and Administration of the Sacraments and other Rites and Ceremonies of the Church, according to the use of the Church of England, Together with the Psalter or Psalms of David, pointed as they are to be Sung or said in churches: And the Form and Manner of Making, ordaining, and Consecrating of Bishops, Priests, and Deacons.
History
Background
The forms of parish worship in the late medieval church in England, which followed the Latin Roman Rite, varied according to local practice. By far the most common form, or "use", found in Southern England was that of Sarum (Salisbury). However, there was no single book; the services that would be provided by the Book of Common Prayer were to be found in the Missal (the Eucharist), the Breviary (daily offices), Manual (the occasional services of baptism, marriage, burial etc.), and Pontifical (services appropriate to a bishop—confirmation, ordination). The chant (plainsong, plainchant) for worship was contained in the Roman Gradual for the Mass, the Antiphonale for the offices, and the Processionale for the litanies. The Book of Common Prayer has never contained prescribed music or chant; however, John Merbecke produced his Booke of Common Praier noted in 1550, which set what would have been the ordinary of the Mass (Kyrie, Gloria, Creed, etc.) in the new BCP to simple plainchant inspired by Sarum Use.
The work of producing a liturgy in the English language was largely done by Thomas Cranmer, Archbishop of Canterbury, starting cautiously in the reign of Henry VIII (1509-1547) and then more radically under his son Edward VI (1547-1553). In his early days, Cranmer was a conservative humanist, and an admirer of Erasmus. After 1531, Cranmer's contacts with reformers from continental Europe helped to change his outlook. The Exhortation and Litany, the earliest English-language service of the Church of England, was the first overt manifestation of his changing views. It was no mere translation from the Latin, instead making its Protestant character clear by the drastic reduction of the place of saints, compressing what had been the major part into three petitions. Published in 1544, the Exhortation and Litany borrowed greatly from Martin Luther's Litany and Myles Coverdale's New Testament and was the only service that might be considered Protestant to have been finished within the lifetime of Henry VIII.
1549 prayer book
Only after the death of Henry VIII and the accession of Edward VI in 1547 could revision of prayer books proceed faster. Despite conservative opposition, Parliament passed the Act of Uniformity on 21 January 1549, and the newly authorised Book of Common Prayer (BCP) was required to be in use by Whitsunday (Pentecost), 9 June. Cranmer is "credited [with] the overall job of editorship and the overarching structure of the book," though he borrowed and adapted material from other sources.
The prayer book had provisions for the daily offices (Morning and Evening Prayer), scripture readings for Sundays and holy days, and services for Communion, public baptism, confirmation, matrimony, visitation of the sick, burial, purification of women upon the birth of a child, and Ash Wednesday. An ordinal for ordination services of bishops, priests, and deacons was added in 1550. There was also a calendar and lectionary, which meant a Bible and a Psalter were the only other books required by a priest.
The BCP represented a "major theological shift" in England towards Protestantism. Cranmer's doctrinal concerns can be seen in the systematic amendment of source material to remove any idea that human merit contributed to an individual's salvation. The doctrines of justification by faith and predestination are central to Cranmer's theology. These doctrines are implicit throughout the prayer book and had important implications for his understanding of the sacraments. Cranmer believed that someone who was not one of God's elect received only the outward form of the sacrament (washing in baptism or eating bread in Communion), but did not receive actual grace, with only the elect receiving the sacramental sign and the grace. Cranmer held the position that faith, a gift given only to the elect, united the outward sign of sacrament and its inward grace, with only the unity of the two making the sacrament effective. This position was in agreement with the Reformed churches, but was in opposition to Roman Catholic and Lutheran views.
As a compromise with conservatives, the word Mass was kept, with the service titled "The Supper of the Lord and the Holy Communion, commonly called the Mass". The service also preserved much of the medieval structure of the Mass—stone altars remained, the clergy wore traditional vestments, much of the service was sung, and the priest was instructed to put the communion wafer into communicants' mouths instead of in their hands. Nevertheless, the first BCP was a "radical" departure from traditional worship in that it "eliminated almost everything that had till then been central to lay Eucharistic piety".
A priority for Protestants was to replace the Roman Catholic teaching that the Mass was a sacrifice to God ("the very same sacrifice as that of the cross") with the Protestant teaching that it was a service of thanksgiving and spiritual communion with Christ. Cranmer's intention was to suppress Catholic notions of sacrifice and transubstantiation in the Mass. To stress this, there was no elevation of the consecrated bread and wine, and eucharistic adoration was prohibited. The elevation had been the central moment of the medieval Mass, attached as it was to the idea of real presence. Cranmer's eucharistic theology was close to the Calvinist spiritual presence view, and can be described as Receptionism and Virtualism - i.e. the real presence of Jesus by the power of the Holy Spirit. The words of administration in the 1549 rite were deliberately ambiguous; they could be understood as identifying the bread with the body of Christ or (following Cranmer's theology) as a prayer that the communicant might spiritually receive the body of Christ by faith.
Many of the other services were little changed. Cranmer based his baptism service on Martin Luther's service, which was a simplification of the long and complex medieval rite. Like communion, the baptism service maintained a traditional form. The confirmation and marriage services followed the Sarum rite. There were also remnants of prayer for the dead and the Requiem Mass, such as the provision for celebrating holy communion at a funeral. Cranmer's work of simplification and revision was also applied to the Daily Offices, which were reduced to Morning and Evening Prayer. Cranmer hoped these would also serve as a daily form of prayer to be used by the laity, thus replacing both the late medieval lay observation of the Latin Hours of the Virgin and its English equivalent, the Primer.
1552 prayer book
The 1549 book was, from the outset, intended only as a temporary expedient, as German reformer Bucer was assured on meeting Cranmer for the first time in April 1549: "concessions...made both as a respect for antiquity and to the infirmity of the present age," as he wrote. Both Bucer and Peter Martyr Vermigli wrote detailed proposals for modification; Bucer's Censura ran to 28 chapters which influenced Cranmer significantly though he did not follow them slavishly, and the new book was duly produced in 1552, making "fully perfect" what was already implicit. The policy of incremental reform was now unveiled: more Roman Catholic practices were now excised, as doctrines had in 1549 been subtly changed. Thus, in the Eucharist, gone were the words 'Mass' and 'altar'; the 'Lord have mercy' was interleaved into a recitation of the Ten Commandments and the Gloria was removed to the end of the service. The Eucharistic prayer was split in two so that Eucharistic bread and wine were shared immediately after the words of institution (This is my Body..., This is my blood..., ...in remembrance of me.), while its final element, the Prayer of Oblation, (with its reference to an offering of a 'Sacrifice of praise and thanksgiving'), was transferred, much changed, to a position after the priest and congregation had received Communion, and was made optional to an alternative prayer of thanksgiving. The Elevation of the Host had been forbidden in 1549; all manual acts were now omitted. The words at the administration of Communion which, in the prayer book of 1549 described the Eucharistic species as 'The body of our Lorde Jesus Christe...', 'The blood of our Lorde Jesus Christe...' were replaced with the words 'Take, eat, in remembrance that Christ died for thee..' etc. The Peace, at which the congregation in the early Church had exchanged a greeting, was removed altogether. Vestments such as the stole, chasuble, and cope were no longer to be worn, but only a surplice, removing all elements of sacrificial offering from the Latin Mass so that it should cease to be seen as a ritual at which the priest, on behalf of the flock, gave Christ to God, and such as wanted partook of Christ, and might rather be seen as a ritual whereby, according to a different sacramental theology, Christ shared his body and blood with the faithful.
Cranmer recognized that the 1549 rite of Communion was capable of conservative (i.e. Catholic) misinterpretation and misuse in that the consecration rite might still be undertaken even when no congregational Communion followed. Consequently, in 1552 he thoroughly integrated Consecration and Communion into a single rite, with congregational preparation preceding the words of institution — such that it would not be possible to mimic the Mass with the priest communicating (taking the bread and wine) alone. He appears, nevertheless, to have been resigned to being unable at that time to establish in parishes the weekly practice of receiving Communion, so he restructured the service so as to allow ante-Communion as a distinct rite of worship — i.e. following the Communion rite through the readings and offertory, as far as the intercessory "Prayer for the Church Militant," stopping short of Communion itself.
Cranmer made sure in the Second Prayer Book Rite that no possible ambiguity or association with sacrifice would be made: the Prayer of Consecration ended with the Words of Institution. The rest of the prayer that had followed was completely eliminated. There is an oblation of sorts, but it is not the same as in the Roman Rite, in which the priest offers the sacrifice of Christ to God (using bread and wine) and, by association, the congregation during the consecration. The truncated 1549 Rite had referred to making and celebrating the memorial with the holy gifts without an oblation of them to God thus reducing the sacrifice to a memorial, prayers, praises and sentiments. In the 1552 Book the sacrifice of praise and thanksgiving is found in the optional post-communion Prayer of Oblation whereby the communicants ask that 'this our sacrifice of praise and thanksgiving' be accepted followed by the self-oblation of the communicants as holy and living sacrifices. He omitted the Epiclesis, invoking the Holy Spirit.
Diarmaid MacCulloch suggests that Cranmer's own Eucharistic theology in these years approximated most closely to that of Heinrich Bullinger but that he intended the Prayer Book to be acceptable to the widest range of Reformed Eucharistic belief, including the high sacramental theology of Bucer and John Calvin. Indeed, he seems to have aligned his views with the latter by 1546. The 1552 edition showed the influence of John Hooper, Nicholas Ridley, Martin Bucer, and Peter Martyr Vermigli. At the same time, however, Cranmer intended that constituent parts of the rites gathered into the Prayer Book should still, so far as possible, be recognizably derived from traditional Catholic forms and elements.
In the baptism service, the signing with the cross over the infant was moved until after the baptism and the exorcism, the anointing, the putting-on of the chrysom robe, and the triple immersion were omitted.
Most drastic of all was the removal of the Burial service from church: it was to take place at the graveside. In 1549, there had been provision for a Requiem (not so called) and prayers of commendation and committal, the first addressed to the deceased. All that remained was a single reference to the deceased, giving thanks for their delivery from 'the myseryes of this sinneful world.' This new Order for the Burial of the Dead was a drastically stripped-down memorial service designed to undermine definitively the whole complex of traditional Catholic beliefs about Purgatory and intercessory prayer for the dead.
In other respects, however, both the Baptism and Burial services imply a theology of salvation that accords notably less with Reformed teachings than do the counterpart passages in the Anglican Thirty-Nine Articles of Religion. In the Baptism service, the priest explicitly pronounces the baptised infant as being now regenerate (or "born again"). In the Burial service, the possibility that a deceased person who has died in the faith may nevertheless not be counted amongst God's elect is not entertained. In both cases, conformity with strict Reformed Protestant principles would have resulted in a conditional formulation in the Prayer Book.
The continued inconsistency in Anglicanism between the Articles of Religion and the Prayer Book remained a point of contention for Puritans and would, in the 19th century, come close to tearing the Church of England apart through to the 1847 Gorham judgement on baptismal regeneration.
The Orders of Morning and Evening Prayer were extended by the inclusion of a penitential section at the beginning including a corporate confession of sin and a general absolution, although the text was printed only in Morning Prayer with rubrical directions to use it in the evening as well. The general pattern of Bible reading in the 1549 edition was retained (as it was in 1559) except that distinct Old and New Testament readings were now specified for Morning and Evening Prayer on certain feast days. Following the publication of the 1552 Prayer Book, a revised English Primer was published in 1553, adapting the Offices, Morning and Evening Prayer, and other prayers for lay domestic piety.
English Prayer Book during the reign of Mary I
The 1552 book, however, was used only for a short period, as Edward VI had died in the summer of 1553 and, as soon as she could do so, Mary I restored union with Rome. The Latin Mass was re-established, altars, roods and statues of saints were reinstated in an attempt to restore the English Church to its Roman affiliation. Cranmer was punished for his work in the English Reformation by being burned at the stake on 21 March 1556. Nevertheless, the 1552 book was to survive. After Mary's death in 1558, it became the primary source for the Elizabethan Book of Common Prayer, with subtle, if significant, changes only.
Hundreds of English Protestants fled into exile, establishing an English church in Frankfurt am Main. A bitter and very public dispute ensued between those, such as Edmund Grindal and Richard Cox, who wished to preserve in exile the exact form of worship of the 1552 Prayer Book, and those, such as John Knox the minister of the congregation, who regarded that book as still partially tainted with compromise. Eventually, in 1555, the civil authorities expelled Knox and his supporters to Geneva, where they adopted a new prayer book, The Form of Prayers, which derived principally from Calvin's French-language La Forme des Prières. Consequently, when the accession of Elizabeth I re-asserted the dominance of the Reformed Church of England, there remained a significant body of more Protestant believers who were nevertheless hostile to the Book of Common Prayer. John Knox took The Form of Prayers with him to Scotland, where it formed the basis of the Scottish Book of Common Order.
1559 Prayer Book
Under Elizabeth I, a more permanent enforcement of the reformed Church of England was undertaken and the 1552 book was republished, scarcely altered, in 1559. The Prayer Book of 1552 "...was a masterpiece of theological engineering." The doctrines in the Prayer Book and the Thirty-Nine Articles of Religion as set forth in 1559 would set the tone of Anglicanism, which preferred to steer a via media ("middle way") between Lutheranism and Calvinism. The conservative nature of these changes underlines the fact that Reformed principles were by no means universally popular – a fact that the Queen recognised. Her revived Act of Supremacy, giving her the ambiguous title of supreme governor, passed without difficulty, but the Act of Uniformity 1559, giving statutory force to the Prayer Book, passed through the House of Lords by only three votes. It made constitutional history in being imposed by the laity alone, as all the bishops, except those imprisoned by the Queen and unable to attend, voted against it. Convocation had made its position clear by affirming the traditional doctrine of the Eucharist, the authority of the Pope, and the reservation by divine law to clergy "of handling and defining concerning the things belonging to faith, sacraments, and discipline ecclesiastical." After these innovations and reversals, the new forms of Anglican worship took several decades to gain acceptance, but by the end of her reign in 1603, 70-75% of the English population were on board.
The alterations, though minor, were, however, to cast a long shadow over the development of the Church of England. It would be a long road back for the Church, with no clear indication that it would retreat from the 1559 Settlement except for minor official changes. In one of the first moves to undo Cranmer's liturgy, the Queen insisted that the Words of Administration of Communion from the 1549 Book be placed before the Words of Administration in the 1552 Book, thereby re-opening the issue of the Real Presence. At the administration of the Holy Communion, the words from the 1549 book, "the Body of our Lord Jesus Christ ...," were combined with the words of Edward VI's second Prayer Book of 1552, "Take, eat in remembrance...," "suggesting on the one hand a real presence to those who wished to find it and on the other, the communion as memorial only," i.e. an objective presence and subjective reception. The 1559 Prayer Book, however, retained the truncated Prayer of Consecration of the Communion elements, which omitted any notion of objective sacrifice. It was preceded by the Proper Preface and Prayer of Humble Access (placed there to remove any implication that the Communion was a sacrifice to God). The Prayer of Consecration was followed by Communion, the Lord's Prayer, and a Prayer of Thanksgiving or an optional Prayer of Oblation whose first line included a petition that God would "...accepte this our Sacrifice of prayse and thankes geuing..." The latter prayer was removed (a longer version followed the Words of the Institution in the 1549 Rite) "to avoid any suggestion of the sacrifice of the Mass." The Marian Bishop Scot opposed the 1552 Book "on the grounds it never makes any connection between the bread and the Body of Christ. Untrue though [his accusation] was, the restoration of the 1549 Words of Distribution emphasized its falsity."
However, beginning in the 17th century, some prominent Anglican theologians tried to cast a more traditional Catholic interpretation onto the text as a Commemorative Sacrifice and Heavenly Offering even though the words of the Rite did not support such interpretations. Cranmer, a good liturgist, was aware that the Eucharist from the mid-second century on had been regarded as the Church's offering to God, but he removed the sacrificial language anyway, whether under pressure or conviction. It was not until the Anglican Oxford Movement of the mid-19th century and later 20th-century revisions that the Church of England would attempt to deal with the Eucharistic doctrines of Cranmer by bringing the Church back to "pre-Reformation doctrine." In the meantime, the Scottish and American Prayer Books not only reverted to the 1549 text, but even to the older Roman and Eastern Orthodox pattern by adding the Oblation and an Epiclesis - i.e. the congregation offers itself in union with Christ at the Consecration and receives Him in Communion - while retaining the Calvinist notions of "may be for us" rather than "become" and the emphasis on "bless and sanctify us" (the tension between the Catholic stress on objective Real Presence and Protestant subjective worthiness of the communicant). However, these Rites asserted a kind of Virtualism in regard to the Real Presence while making the Eucharist a material sacrifice because of the oblation, and the retention of "...may be for us the Body and Blood of thy Savior..." rather than "become" thus eschewing any suggestion of a change in the natural substance of bread and wine.
Another move, the "Ornaments Rubric", related to what clergy were to wear while conducting services. Instead of the banning of all vestments except the rochet for bishops and the surplice for parish clergy, it permitted "such ornaments...as were in use...in the second year of King Edward VI." This allowed substantial leeway for more traditionalist clergy to retain the vestments which they felt were appropriate to liturgical celebration, namely Mass vestments such as albs, chasubles, dalmatics, copes, stoles, maniples, etc. (at least until the Queen gave further instructions, as per the text of the Act of Uniformity of 1559). The rubric also stated that the Communion service should be conducted in the 'accustomed place,' namely facing a Table against the wall with the priest facing it. The rubric was placed at the section regarding Morning and Evening Prayer in this Prayer Book and in the 1604 and 1662 Books. It was to be the basis of claims in the 19th century that vestments such as chasubles, albs and stoles were canonically permitted.
The instruction to the congregation to kneel when receiving communion was retained, but the Black Rubric (#29 in the Forty-Two Articles of Faith, which were later reduced to 39) which denied any "real and essential presence" of Christ's flesh and blood, was removed to "conciliate traditionalists" and aligned with the Queen's sensibilities. The removal of the Black Rubric complements the double set of Words of Administration at the time of communion and permits an action — kneeling to receive — which people were used to doing. Therefore, nothing at all was stated in the Prayer Book about a theory of the Presence or forbidding reverence or adoration of Christ via the bread and wine in the Sacrament. On this issue, however, the Prayer Book was at odds with the repudiation of transubstantiation and the forbidden carrying about of the Blessed Sacrament in the Thirty-Nine Articles. As long as one did not subscribe publicly to or assert the latter, one was left to hold whatever opinion one wanted on the former. The Queen herself was famous for saying she was not interested in "looking in the windows of men's souls."
Among Cranmer's innovations, retained in the new Prayer Book, was the requirement of weekly Holy Communion services. In practice, as before the English Reformation, many received communion rarely, as little as once a year in some cases; George Herbert estimated it at no more than six times per year. Practice, however, varied from place to place. Very high attendance at festivals was the order of the day in many parishes and in some, regular communion was very popular; in other places families stayed away or sent "a servant to be the liturgical representative of their household." Few parish clergy were initially licensed by the bishops to preach; in the absence of a licensed preacher, Sunday services were required to be accompanied by reading one of the homilies written by Cranmer. George Herbert was, however, not alone in his enthusiasm for preaching, which he regarded as one of the prime functions of a parish priest. Music was much simplified, and a radical distinction developed between, on the one hand, parish worship, where only the metrical psalms of Sternhold and Hopkins might be sung, and, on the other hand, worship in churches with organs and surviving choral foundations, where the music of John Marbeck and others was developed into a rich choral tradition. The whole act of parish worship might take well over two hours, and accordingly, churches were equipped with pews in which households could sit together (whereas in the medieval church, men and women had worshipped separately). Diarmaid MacCulloch describes the new act of worship as "a morning marathon of prayer, scripture reading, and praise, consisting of mattins, litany, and ante-communion, preferably as the matrix for a sermon to proclaim the message of scripture anew week by week."
Many ordinary churchgoers — that is, those who could afford one, as it was expensive — would own a copy of the Prayer Book. Judith Maltby cites a story of parishioners at Flixton in Suffolk who brought their own Prayer Books to church in order to shame their vicar into conforming with it. They eventually ousted him. Between 1549 and 1642, roughly 290 editions of the Prayer Book were produced. Before the end of the English Civil War (1642-1651) and the introduction of the 1662 prayer book, something like a half a million prayer books are estimated to have been in circulation.
The 1559 Book of Common Prayer was also translated into other languages within the English sphere of influence. A (re)translation into Latin was made in the form of Walter Haddon's Liber Precum Publicarum of 1560. Its was destined for use in the English universities. The Welsh edition of the Book of Common Prayer for use in the Church in Wales was published in 1567. It was translated by William Salesbury assisted by Richard Davies.
Changes in 1604
On Elizabeth's death in 1603, the 1559 book, substantially that of 1552 which had been regarded as offensive by some, such as Bishop Stephen Gardiner, as being a break with the tradition of the Western Church, had come to be regarded in some quarters as unduly Catholic. On his accession and following the so-called "Millenary Petition", James I called the Hampton Court Conference in 1604—the same meeting of bishops and Puritan divines that initiated the Authorized King James Version of the Bible. This was in effect a series of two conferences: (i) between James and the bishops; (ii) between James and the Puritans on the following day. The Puritans raised four areas of concern: purity of doctrine; the means of maintaining it; church government; and the Book of Common Prayer. Confirmation, the cross in baptism, private baptism, the use of the surplice, kneeling for communion, reading the Apocrypha; and subscription to the BCP and Articles were all touched on. On the third day, after James had received a report back from the bishops and made final modifications, he announced his decisions to the Puritans and bishops.
The business of making the changes was then entrusted to a small committee of bishops and the Privy Council and, apart from tidying up details, this committee introduced into Morning and Evening Prayer a prayer for the Royal Family; added several thanksgivings to the Occasional Prayers at the end of the Litany; altered the rubrics of Private Baptism limiting it to the minister of the parish, or some other lawful minister, but still allowing it in private houses (the Puritans had wanted it only in the church); and added to the Catechism the section on the sacraments. The changes were put into effect by means of an explanation issued by James in the exercise of his prerogative under the terms of the 1559 Act of Uniformity and Act of Supremacy.
The accession of Charles I (1625–1649) brought about a complete change in the religious scene in that the new king used his supremacy over the established church "to promote his own idiosyncratic style of sacramental Kingship" which was "a very weird aberration from the first hundred years of the early reformed Church of England". He questioned "the populist and parliamentary basis of the Reformation Church" and unsettled to a great extent "the consensual accommodation of Anglicanism". and this led to the Civil War and republican Commonwealth</ref>
With the defeat of Charles I (1625–1649) in the Civil War, the Puritan pressure, exercised through a much-changed Parliament, had increased. Puritan-inspired petitions for the removal of the prayer book and episcopacy "root and branch" resulted in local disquiet in many places and, eventually, the production of locally organized counter petitions. The parliamentary government had its way but it became clear that the division was not between Catholics and Protestants, but between Puritans and those who valued the Elizabethan settlement. The 1604 book was finally outlawed by Parliament in 1645 to be replaced by the Directory of Public Worship, which was more a set of instructions than a prayer book. How widely the Directory was used is not certain; there is some evidence of its having been purchased, in churchwardens' accounts, but not widely. The Prayer Book certainly was used clandestinely in some places, not least because the Directory made no provision at all for burial services. Following the execution of Charles I in 1649 and the establishment of the Commonwealth under Lord Protector Cromwell, it would not be reinstated until shortly after the restoration of the monarchy to England.
John Evelyn records, in Diary, receiving communion according to the 1604 Prayer Book rite:
Christmas Day 1657. I went to London with my wife to celebrate Christmas Day... Sermon ended, as [the minister] was giving us the holy sacrament, the chapel was surrounded with soldiers, and all the communicants and assembly surprised and kept prisoners by them, some in the house, others carried away... These wretched miscreants held their muskets against us as we came up to receive the sacred elements, as if they would have shot us at the altar.
Changes made in Scotland
In 1557, the Scots Protestant lords had adopted the English Prayer Book of 1552, for reformed worship in Scotland. However, when John Knox returned to Scotland in 1559, he continued to use the Form of Prayer he had created for the English exiles in Geneva and, in 1564, this supplanted the Book of Common Prayer under the title of the Book of Common Order.
Following the accession of King James VI of Scotland to the throne of England his son, King Charles I, with the assistance of Archbishop Laud, sought to impose the prayer book on Scotland. The book concerned was not, however, the 1559 book but one much closer to that of 1549, the first book of Edward VI. First used in 1637, it was never accepted, having been violently rejected by the Scots. During one reading of the book at the Holy Communion in St Giles' Cathedral, the Bishop of Brechin was forced to protect himself while reading from the book by pointing loaded pistols at the congregation. Following the Wars of the Three Kingdoms (including the English Civil War), the Church of Scotland was re-established on a presbyterian basis but by the Act of Comprehension 1690, the rump of Episcopalians were allowed to hold onto their benefices. For liturgy they looked to Laud's book and in 1724 the first of the "wee bookies" was published, containing, for the sake of economy, the central part of the Communion liturgy beginning with the offertory.
Between then and 1764, when a more formal revised version was published, a number of things happened which were to separate the Scottish Episcopal liturgy more firmly from either the English books of 1549 or 1559. First, informal changes were made to the order of the various parts of the service and inserting words indicating a sacrificial intent to the Eucharist clearly evident in the words, "we thy humble servants do celebrate and make before thy Divine Majesty with these thy holy gifts which we now OFFER unto thee, the memorial thy Son has commandeth us to make;" secondly, as a result of Bishop Rattray's researches into the liturgies of St James and St Clement, published in 1744, the form of the invocation was changed. These changes were incorporated into the 1764 book which was to be the liturgy of the Scottish Episcopal Church (until 1911 when it was revised) but it was to influence the liturgy of the Episcopal Church in the United States. A new revision was finished in 1929, the Scottish Prayer Book 1929, and several alternative orders of the Communion service and other services have been prepared since then.
1662
The 1662 Prayer Book was printed two years after the restoration of the monarchy, following the Savoy Conference between representative Presbyterians and twelve bishops which was convened by Royal Warrant to "advise upon and review the Book of Common Prayer". Attempts by the Presbyterians, led by Richard Baxter, to gain approval for an alternative service book failed. Their major objections (exceptions) were: firstly, that it was improper for lay people to take any vocal part in prayer (as in the Litany or Lord's Prayer), other than to say "amen"; secondly, that no set prayer should exclude the option of an extempore alternative from the minister; thirdly, that the minister should have the option to omit part of the set liturgy at his discretion; fourthly, that short collects should be replaced by longer prayers and exhortations; and fifthly, that all surviving "Catholic" ceremonial should be removed. The intent behind these suggested changes was to achieve a greater correspondence between liturgy and Scripture. The bishops gave a frosty reply. They declared that liturgy could not be circumscribed by Scripture, but rightfully included those matters which were "generally received in the Catholic church." They rejected extempore prayer as apt to be filled with "idle, impertinent, ridiculous, sometimes seditious, impious and blasphemous expressions." The notion that the Prayer Book was defective because it dealt in generalizations brought the crisp response that such expressions were "the perfection of the liturgy".
The Savoy Conference ended in disagreement late in July 1661, but the initiative in prayer book revision had already passed to the Convocations and from there to Parliament. The Convocations made some 600 changes, mostly of details, which were "far from partisan or extreme". However, Edwards states that more of the changes suggested by high Anglicans were implemented (though by no means all ) and Spurr comments that (except in the case of the Ordinal) the suggestions of the "Laudians" (Cosin and Matthew Wren) were not taken up possibly due to the influence of moderates such as Sanderson and Reynolds. For example, the inclusion in the intercessions of the Communion rite of prayer for the dead was proposed and rejected. The introduction of "Let us pray for the whole state of Christ's Church militant here in earth" remained unaltered and only a thanksgiving for those "departed this life in thy faith and fear" was inserted to introduce the petition that the congregation might be "given grace so to follow their good examples that with them we may be partakers of thy heavenly kingdom". Griffith Thomas commented that the retention of the words "militant here in earth" defines the scope of this petition: we pray for ourselves, we thank God for them, and adduces collateral evidence to this end. Secondly, an attempt was made to restore the Offertory. This was achieved by the insertion of the words "and oblations" into the prayer for the Church and the revision of the rubric so as to require the monetary offerings to be brought to the table (instead of being put in the poor box) and the bread and wine placed upon the table. Previously it had not been clear when and how bread and wine got onto the altar. The so-called "manual acts", whereby the priest took the bread and the cup during the prayer of consecration, which had been deleted in 1552, were restored; and an "amen" was inserted after the words of institution and before communion, hence separating the connections between consecration and communion which Cranmer had tried to make. After communion, the unused but consecrated bread and wine were to be reverently consumed in church rather than being taken away for the priest's own use. By such subtle means were Cranmer's purposes further confused, leaving it for generations to argue over the precise theology of the rite. One change made that constituted a concession to the Presbyterian Exceptions, was the updating and re-insertion of the so-called "Black Rubric", which had been removed in 1559. This now declared that kneeling in order to receive communion did not imply adoration of the species of the Eucharist nor "to any Corporal Presence of Christ's natural Flesh and Blood"—which, according to the rubric, were in heaven, not here.
While intended to create unity, the division established under the Commonwealth and the licence given by the Directory for Public Worship were not easily passed by. Unable to accept the new book, 936 ministers were deprived. The actual language of the 1662 revision was little changed from that of Cranmer. With two exceptions, some words and phrases which had become archaic were modernised; secondly, the readings for the epistle and gospel at Holy Communion, which had been set out in full since 1549, were now set to the text of the 1611 Authorized King James Version of the Bible. The Psalter, which had not been printed in the 1549, 1552 or 1559 books—was in 1662 provided in Miles Coverdale's translation from the Great Bible of 1538.
It was this edition which was to be the official Book of Common Prayer during the growth of the British Empire and, as a result, has been a great influence on the prayer books of Anglican churches worldwide, liturgies of other denominations in English, and of the English people and language as a whole.
Further attempts at revision
1662–1832
Between 1662 and the 19th century, further attempts to revise the Book in England stalled. On the death of Charles II, his brother James, a Roman Catholic, became James II. James wished to achieve toleration for those of his own Roman Catholic faith, whose practices were still banned. This, however, drew the Presbyterians closer to the Church of England in their common desire to resist 'popery'; talk of reconciliation and liturgical compromise was thus in the air. But with the flight of James in 1688 and the arrival of the Calvinist William of Orange the position of the parties changed. The Presbyterians could achieve toleration of their practices without such a right being given to Roman Catholics and without, therefore, their having to submit to the Church of England, even with a liturgy more acceptable to them. They were now in a much stronger position to demand changes that were ever more radical. John Tillotson, Dean of Canterbury pressed the king to set up a commission to produce such a revision. The so-called Liturgy of Comprehension of 1689, which was the result, conceded two thirds of the Presbyterian demands of 1661; but, when it came to convocation the members, now more fearful of William's perceived agenda, did not even discuss it and its contents were, for a long time, not even accessible. This work, however, did go on to influence the prayer books of many British colonies.
1833–1906
By the 19th century, pressures to revise the 1662 book were increasing. Adherents of the Oxford Movement, begun in 1833, raised questions about the relationship of the Church of England to the apostolic church and thus about its forms of worship. Known as Tractarians after their production of Tracts for the Times on theological issues, they advanced the case for the Church of England being essentially a part of the "Western Church", of which the Roman Catholic Church was the chief representative. The illegal use of elements of the Roman rite, the use of candles, vestments and incense – practices collectively known as Ritualism – had become widespread and led to the establishment of a new system of discipline, intending to bring the "Romanisers" into conformity, through the Public Worship Regulation Act 1874. The Act had no effect on illegal practices: five clergy were imprisoned for contempt of court and after the trial of the much loved Bishop Edward King of Lincoln, it became clear that some revision of the liturgy had to be embarked upon.
One branch of the Ritualism movement argued that both "Romanisers" and their Evangelical opponents, by imitating, respectively, the Church of Rome and Reformed churches, transgressed the Ornaments Rubric of 1559 ("...that such Ornaments of the Church, and of the Ministers thereof, at all Times of their Ministration, shall be retained, and be in use, as were in this Church of England, by the Authority of Parliament, in the Second Year of the Reign of King Edward the Sixth"). These adherents of ritualism, among whom were Percy Dearmer and others, claimed that the Ornaments Rubric prescribed the ritual usages of the Sarum Rite with the exception of a few minor things already abolished by the early reformation.
Following a Royal Commission report in 1906, work began on a new prayer book. It took twenty years to complete, prolonged partly due to the demands of the First World War and partly in the light of the 1920 constitution of the Church Assembly, which "perhaps not unnaturally wished to do the work all over again for itself".
1906–2000
In 1927, the work on a new version of the prayer book reached its final form. In order to reduce conflict with traditionalists, it was decided that the form of service to be used would be determined by each congregation. With these open guidelines, the book was granted approval by the Church of England Convocations and Church Assembly in July 1927. However, it was defeated by the House of Commons in 1928.
The effect of the failure of the 1928 book was salutary: no further attempts were made to revise the Book of Common Prayer. Instead a different process, that of producing an alternative book, led to the publication of Series 1, 2 and 3 in the 1960s, the 1980 Alternative Service Book and subsequently to the 2000 Common Worship series of books. Both differ substantially from the Book of Common Prayer, though the latter includes in the Order Two form of the Holy Communion a very slight revision of the prayer book service, largely along the lines proposed for the 1928 Prayer Book. Order One follows the pattern of the modern Liturgical Movement.
In the Anglican Communion
With British colonial expansion from the 17th century onwards, Anglicanism spread across the globe. The new Anglican churches used and revised the use of the Book of Common Prayer, until they, like the English church, produced prayer books which took into account the developments in liturgical study and practice in the 19th and 20th centuries which come under the general heading of the Liturgical Movement.
Africa
In South Africa a Book of Common Prayer was "Set Forth by Authority for Use in the Church of the Province of South Africa" in 1954. The 1954 prayer book is still in use in some churches in southern Africa, however it has been largely replaced by An Anglican Prayerbook 1989 and its translations to the other languages in use in southern Africa.
Asia
China
The Book of Common Prayer is translated literally as in Chinese (Mandarin: Gōng dǎo shū; Cantonese: Gūng tóu syū). The former dioceses in the now defunct Chung Hua Sheng Kung Hui had their own Book of Common Prayer. The General Synod and the College of Bishops of Chung Hwa Sheng Kung Hui planned to publish a unified version for the use of all Anglican churches in China in 1949, which was the 400th anniversary of the first publishing of the Book of Common Prayer. After the communists took over mainland China, the Diocese of Hong Kong and Macao became independent of the Chung Hua Sheng Kung Hui, and continued to use the edition issued in Shanghai in 1938 with a revision in 1959. This edition, also called the "Black-Cover Book of Common Prayer" () for its cover, still remains in use after the establishment of the Hong Kong Sheng Kung Hui (Anglican province in Hong Kong). The language style of "Black-Cover Book of Common Prayer" is closer to Classical Chinese than contemporary Chinese.
India
The Church of South India was the first modern Episcopal uniting church, consisting as it did, from its foundation in 1947, at the time of Indian independence, of Anglicans, Methodists, Congregationalists, Presbyterians and Reformed Christians. Its liturgy, from the first, combined the free use of Cranmer's language with an adherence to the principles of congregational participation and the centrality of the Eucharist, much in line with the Liturgical Movement. Because it was a minority church of widely differing traditions in a non-Christian culture (except in Kerala, where Christianity has a long history), practice varied wildly.
Japan
The BCP is called "Kitōsho" () in Japanese. The initial effort to compile such a book in Japanese goes back to 1859, when the missionary societies of the Church of England and of the Episcopal Church of the United States started their work in Japan, later joined by the Anglican Church of Canada in 1888. In 1879, the Seikōkai Tō Bun (, Anglican Prayer Texts) were prepared in Japanese As the Anglican Church in Japan was established in 1887, the Romanized Nippon Seikōkai Kitō Bun () were compiled in 1879. There was a major revision of these texts and the first Kitōsho was born in 1895, which had the Eucharistic part in both English and American traditions. There were further revisions, and the Kitōsho published in 1939 was the last revision that was done before the World War II, still using the Historical kana orthography.
After the end of the War, the Kitōsho of 1959 became available, using post-war Japanese orthography, but still in traditional classical Japanese language and vertical writing. In the fifty years after World War II, there were several efforts to translate the Bible into modern colloquial Japanese, the most recent of which was the publication in 1990 of the Japanese New Interconfessional Translation Bible. The Kitōsho using the colloquial Japanese language and horizontal writing was published in the same year. It also used the Revised Common Lectionary. This latest Kitōsho since went through several minor revisions, such as employing the Lord's Prayer in Japanese common with the Catholic Church (共通口語訳「主の祈り」) in 2000.
Korea
In 1965, the Anglican Church of Korea first published a translation of the 1662 BCP into Korean and called it gong-dong-gi-do-mun (공동기도문) meaning "common prayers". In 1994, the prayers announced "allowed" by the 1982 Bishops Council of the Anglican Church of Korea was published in a second version of the Book of Common Prayers In 2004, the National Anglican Council published the third and the current Book of Common Prayers known as "seong-gong-hwe gi-do-seo (성공회 기도서)" or the "Anglican Prayers", including the Calendar of the Church Year, Daily Offices, Collects, Proper Liturgies for Special Days, Baptism, Holy Eucharist, Pastoral Offices, Episcopal Services, Lectionary, Psalms and all of the other events the Anglican Church of Korea celebrates.
The Diction of the books has changed from the 1965 version to the 2004 version. For example, the word "God" has changed from classical Chinese term "Cheon-ju (천주)" to native Korean word "ha-neu-nim (하느님)," in accordance with to the Public Christian translation, and as used in 1977 Common Translation Bible (gong-dong beon-yeok-seong-seo, 공동번역성서) that the Anglican Church of Korea currently uses.
Philippines
As the Philippines is connected to the worldwide Anglican Communion through the Episcopal Church in the Philippines, the main edition of the Book of Common Prayer in use throughout the islands is the same as that of the United States.
Aside from the American version and the newly published Philippine Book of Common Prayer, Filipino-Chinese congregants of Saint Stephen's Pro-Cathedral in the Diocese of the Central Philippines uses the English-Chinese Diglot Book of Common Prayer, published by the Episcopal Church of Southeast Asia.
The ECP has since published its own Book of Common Prayer upon gaining full autonomy on 1 May 1990. This version is notable for the inclusion of the Misa de Gallo, a popular Christmastide devotion amongst Filipinos that is of Catholic origin.
Europe
Ireland
The first printed book in Ireland was in English, the Book of Common Prayer.
William Bedell had undertaken an Irish translation of the Book of Common Prayer in 1606. An Irish translation of the revised prayer book of 1662 was effected by John Richardson (1664–1747) and published in 1712 as Leabhar na nornaightheadh ccomhchoitchionn. "Until the 1960s, the Book of Common Prayer, derived from 1662 with only mild tinkering, was quite simply the worship of the church of Ireland." The 1712 edition had parallel columns in English and Irish languages.
It has been revised several times, and the present edition has been used since 2004.
Isle of Man
The first Manx translation of the Book of Common Prayer was made by John Phillips (Bishop of Sodor and Man) in 1610. A more successful "New Version" by his successor Mark Hiddesley was in use until 1824 when English liturgy became universal on the island.
Portugal
The Lusitanian Catholic Apostolic Evangelical Church formed in 1880. A Portuguese language Prayer Book is the basis of the Church's liturgy. In the early days of the church, a translation into Portuguese from 1849 of the 1662 edition of the Book of Common Prayer was used. In 1884 the church published its own prayer book based on the Anglican, Roman and Mozarabic liturgies. The intent was to emulate the customs of the primitive apostolic church. Newer editions of their prayer book are available in Portuguese and with an English translation.
Spain
The Spanish Reformed Episcopal Church (, IERE) is the church of the Anglican Communion in Spain. It was founded in 1880 and since 1980 has been an extra-provincial church under the metropolitan authority of the Archbishop of Canterbury. Previous to its organization, there were several translations of the Book of Common Prayer into Spanish in 1623 and in 1707.
In 1881 the church combined a Spanish translation of the 1662 edition of the Book of Common Prayer with the Mozarabic Rite liturgy, which had recently been translated. This is apparently the first time the Spanish speaking Anglicans inserted their own "historic, national tradition of liturgical worship within an Anglican prayer book." A second edition was released in 1889, and a revision in 1975. This attempt combined the Anglican structure of worship with indigenous prayer traditions.
Wales
An Act of Parliament passed in 1563, entitled "An Act for the Translating of the Bible and the Divine Service into the Welsh Tongue", ordered that both the Old and New Testament be translated into Welsh, alongside the Book of Common Prayer. This translation – completed by the then bishop of St David's, Richard Davies, and the scholar William Salesbury – was published in 1567 as Y Llyfr Gweddi Gyffredin. A further revision, based on the 1662 English revision, was published in 1664.
The Church in Wales began a revision of the book of Common Prayer in the 1950s. Various sections of authorised material were published throughout the 1950s and 1960s; however, common usage of these revised versions only began with the introduction of a revised order for the Holy Eucharist. Revision continued throughout the 1960s and 1970s, with definitive orders being confirmed throughout the 70s for most orders. A finished, fully revised Book of Common Prayer for use in the Church in Wales was authorised in 1984, written in traditional English, after a suggestion for a modern language Eucharist received a lukewarm reception.
In the 1990s, new initiation services were authorised, followed by alternative orders for morning and evening prayer in 1994, alongside an alternative order for the Holy Eucharist, also in 1994. Revisions of various orders in the Book of Common Prayer continued throughout the 2000s and into the 2010s.
Oceania
Aotearoa, New Zealand, Polynesia
As for other parts of the British Empire, the 1662 Book of Common Prayer was initially the standard of worship for Anglicans in New Zealand. The 1662 Book was first translated into Maori in 1830, and has gone through several translations and a number of different editions since then. The translated 1662 BCP has commonly been called Te Rawiri ("the David"), reflecting the prominence of the Psalter in the services of Morning and Evening Prayer, as the Maori often looked for words to be attributed to a person of authority. The Maori translation of the 1662 BCP is still used in New Zealand, particularly among older Maori living in rural areas.
After earlier trial services in the mid-twentieth century, in 1988 the Anglican Church of Aotearoa, New Zealand and Polynesia authorised through its general synod A New Zealand Prayer Book, He Karakia Mihinare o Aotearoa intended to serve the needs of New Zealand, Fiji, Tonga, Samoa and the Cook Island Anglicans. This book is unusual for its cultural diversity; it includes passages in the Maori, Fijian, Tongan and English languages. In other respects, it reflects the same ecumenical influence of the Liturgical Movement as in other new Anglican books of the period, and borrows freely from a variety of international sources. The book is not presented as a definitive or final liturgical authority, such as the use of the definite article in the title might have implied. While the preface is ambiguous regarding the status of older forms and books, the implication however is that this book is now the norm of worship for Anglicans in Aotearoa/New Zealand. The book has also been revised in a number of minor ways since the initial publication, such as by the inclusion of the Revised Common Lectionary and an online edition is offered freely as the standard for reference.
Australia
The Anglican Church of Australia, known officially until 1981 as the Church of England in Australia and Tasmania, became self-governing in 1961. Its general synod agreed that the Book of Common Prayer was to "be regarded as the authorised standard of worship and doctrine in this Church". After a series of experimental services offered in many dioceses during the 1960s and 70s, in 1978 An Australian Prayer Book was produced, formally as a supplement to the book of 1662, although in fact it was widely taken up in place of the old book. The AAPB sought to adhere to the principle that, where the liturgical committee could not agree on a formulation, the words or expressions of the Book of Common Prayer were to be used, if in a modern idiom. The result was a conservative revision, including two forms of eucharistic rite: a First Order that was essentially the 1662 rite in more contemporary language, and a Second Order that reflected the Liturgical Movement norms, but without elements such as a Eucharistic Epiclesis or other features that would have represented a departure from the doctrine of the old Book. An Australian Prayer Book has been formally accepted for usage in other churches, including the Reformed Episcopal Church in the United States.
A Prayer Book for Australia, produced in 1995 and again not technically a substitute for the 1662 prayer book, nevertheless departed from both the structure and wording of the Book of Common Prayer, prompting conservative reaction. Numerous objections were made and the notably conservative evangelical Diocese of Sydney drew attention both to the loss of BCP wording and of an explicit "biblical doctrine of substitutionary atonement". Sydney delegates to the general synod sought and obtained various concessions but that diocese never adopted the book. The Diocese of Sydney has instead developed its own prayer book, called Sunday Services, to "supplement" the 1662 prayer book (which, as elsewhere in Australia, is rarely used), and preserve the original theology which the Sydney diocese asserts has been changed. In 2009 the diocese published Better Gatherings which includes the book Common Prayer (published 2012), an updated revision of Sunday Services.
North and Central America
Canada
The Anglican Church of Canada, which until 1955 was known as the Church of England in the Dominion of Canada, or simply the Church of England in Canada, developed its first Book of Common Prayer separately from the English version in 1918, which received final authorization from General Synod on April 16, 1922. The revision of 1959 was much more substantial, bearing a family relationship to that of the abortive 1928 book in England. The language was conservatively modernized, and additional seasonal material was added. As in England, while many prayers were retained though the structure of the Communion service was altered: a prayer of oblation was added to the eucharistic prayer after the "words of institution", thus reflecting the rejection of Cranmer's theology in liturgical developments across the Anglican Communion. More controversially, the Psalter omitted certain sections, including the entirety of Psalm 58. General Synod gave final authorization to the revision in 1962, to coincide with the 300th anniversary of the 1662 Book of Common Prayer. A French translation, Le Recueil des Prières de la Communauté Chrétienne, was published in 1967.
After a period of experimentation with the publication of various supplements, the Book of Alternative Services was published in 1985. This book (which owes much to Roman Catholic, Lutheran, Anglican and other sources) has widely supplanted the 1959 book, though the latter remains authorized. As in other places, there has been a reaction and the Canadian version of the Book of Common Prayer has found supporters.
Indigenous languages
The Book of Common Prayer has also been translated into these North American indigenous languages: Cowitchan, Cree, Haida, Ntlakyapamuk, Slavey, Eskimo-Aleut, Dakota, Delaware, Mohawk, Ojibwe.
Ojibwa
Joseph Gilfillan was the chief editor of the 1911 Ojibwa edition of the Book of Common Prayer entitled Iu Wejibuewisi Mamawi Anamiawini Mazinaigun (Iw Wejibwewizi Maamawi-anami'aawini Mazina'igan).
United States
The Episcopal Church separated itself from the Church of England in 1789, the first church in the American colonies having been founded in 1607. The first Book of Common Prayer of the new body, approved in 1789, had as its main source the 1662 English book, with significant influence also from the 1764 Scottish Liturgy (see above) which Bishop Seabury of Connecticut brought to the USA following his consecration in Aberdeen in 1784.
The preface to the 1789 Book of Common Prayer says, "this Church is far from intending to depart from the Church of England in any essential point of doctrine, discipline, or worship...further than local circumstances require." There were some notable differences. For example, in the Communion service the prayer of consecration follows mainly the Scottish orders derived from 1549 and found in the 1764 Book of Common Prayer. The compilers also used other materials derived from ancient liturgies especially Eastern Orthodox ones such as the Liturgy of St. James. An epiclesis or invocation of the Holy Spirit in the eucharistic prayer was included, as in the Scottish book, though modified to meet reformist objections. Overall however, the book was modelled on the English Prayer Book, the Convention having resisted attempts at more radical deletion and revision. The 1789 American BCP reintroduced explicit sacrificial language in the Prayer of Consecration by adding the words "which we now offer unto Thee", after "with these thy holy gifts" from the 1549 BCP. The insertion undid Cranmer's rejection of the Eucharist as a material sacrifice by which the Church offers itself to God by means of the very same sacrifice of Christ but in an unbloody, liturgical representation of it. This reworking thereby aligned the church's eucharistic theology more closely to that of the Roman Catholic and Orthodox churches.
Further revisions occurred in 1892 and 1928, in which minor changes were made, removing, for instance, some of Cranmer's Exhortations and introducing such innovations as prayers for the dead. In 1979, a more substantial revision was made under the influence of the Liturgical Movement. Its most distinctive feature may be the presentation of two rites for the Holy Eucharist and for Morning and Evening Prayer. The Rite I services keep most of the language of the 1928 and older books, while Rite II uses contemporary language and offers a mixture of newly composed texts, some adapted from the older forms, and some borrowed from other sources, notably Byzantine rites. The Book also offers changed rubrics and the shapes of the services, which were generally made for both the traditional and contemporary language versions.
Article X of the Canons of the Episcopal Church provides that "[t]he Book of Common Prayer, as now established or hereafter amended by the authority of this Church, shall be in use in all the Dioceses of this Church," which is a reference to the 1979 Book of Common Prayer. Many traditionalists, both Anglo-Catholics and Evangelicals, felt alienated by the theological and ritual changes made in the 1979 BCP, and resisted or looked elsewhere for models of liturgy. In 1991 the Anglo-Catholic Church of the Good Shepherd (Rosemont, Pennsylvania) published a book entitled, the Anglican Service Book which is "a traditional language adaptation of the 1979 Book of Common Prayer together with the Psalter or Psalms of David and Additional Devotions." In 2000, the General Convention of the Episcopal Church issued an apology to those "offended or alienated during the time of liturgical transition to the 1979 Book of Common Prayer."
The Prayer Book Cross was erected in San Francisco's Golden Gate Park in 1894 as a gift from the Church of England. Created by Ernest Coxhead, it stands on one of the higher points in Golden Gate Park. It is located between John F. Kennedy Drive and Park Presidio Drive, near Cross Over Drive. This sandstone cross commemorates the first use of the Book of Common Prayer in California by Sir Francis Drake's chaplain on June 24, 1579.
In 2019, the Anglican Church in North America released its own revised edition of the BCP. It included a modernized rendering of the Coverdale Psalter, "renewed for contemporary use through efforts that included the labors of 20th century Anglicans T.S. Eliot and C.S. Lewis..." According to Robert Duncan, the first archbishop of the ACNA, "The 2019 edition takes what was good from the modern liturgical renewal movement and also recovers what had been lost from the tradition."
The 2019 edition does not contain a catechism, but is accompanied by an extensive ACNA catechism, in a separate publication, To Be a Christian: An Anglican Catechism.
Modern Catholic adaptations
Under Pope John Paul II's Pastoral Provision of the early 1980s, former Anglicans began to be admitted into new Anglican Use parishes in the US. The Book of Divine Worship was published in the United States in 2003 as a liturgical book for their use, composed of material drawn from the 1928 and 1979 Book of Common Prayer of the Episcopal Church in the United States of America and the Roman Missal. It was mandated for use in all personal ordinariates for former Anglicans in the US from Advent 2013. Following the adoption of the ordinariates' Divine Worship: The Missal in Advent 2015, the Book of Divine Worship was suppressed.
To complement the upcoming Divine Worship missal, the newly erected Personal Ordinariate of Our Lady of Walsingham in the UK authorized the usage of an interim Anglican Use Divine Office in 2012. The Customary of Our Lady of Walsingham followed from both the Church of England's Book of Common Prayer tradition and that of the Catholic Church's Liturgy of the Hours, introducing hours–Terce, Sext, and None–not found in any standard Book of Common Prayer. Unlike other contemporary forms of the Catholic Divine Office, the Customary contained the full 150 Psalm psalter.
In 2019, the St. Gregory's Prayer Book was published by Ignatius Press as a resource for all Catholic laity, combining selections from the Divine Worship missal with devotions drawn from various Anglican prayer books and other Anglican sources approved for Catholic use in a format that somewhat mimics the form and content of the Book of Common Prayer.
In 2020, the first of two editions of Divine Worship: Daily Office was published. While the North American Edition was the first Divine Office introduced in the Personal Ordinariate of the Chair of Saint Peter, the Commonwealth Edition succeeded the previous Customary for the Personal Ordinariates of Our Lady of Walsingham and Our Lady of the Southern Cross. The North American Edition more closely follows the American 1928, American 1979, and Canadian 1962 prayer books, while the Commonwealth Edition more closely follows the precedents set by the Church of England's 1549 and 1662 Book of Common Prayer.
Religious influence
The Book of Common Prayer has had a great influence on a number of other denominations. While theologically different, the language and flow of the service of many other churches owe a great debt to the prayer book. In particular, many Christian prayer books have drawn on the Collects for the Sundays of the Church Year—mostly freely translated or even "rethought" by Cranmer from a wide range of Christian traditions, but including a number of original compositions—which are widely recognized as masterpieces of compressed liturgical construction.
John Wesley, an Anglican priest whose revivalist preaching led to the creation of Methodism wrote in his preface to The Sunday Service of the Methodists in North America (1784), "I believe there is no Liturgy in the world, either in ancient or modern language, which breathes more of a solid, scriptural, rational piety than the Common Prayer of the Church of England." Many Methodist churches in England and the United States continued to use a slightly revised version of the book for communion services well into the 20th century. In the United Methodist Church, the liturgy for Eucharistic celebrations is almost identical to what is found in the Book of Common Prayer, as are some of the other liturgies and services.
A unique variant was developed in 1785 in Boston, Massachusetts when the historic King's Chapel (founded 1686) left the Episcopal Church and became an independent Unitarian church. To this day, King's Chapel uniquely uses The Book of Common Prayer According to the Use in King's Chapel in its worship; the book eliminates trinitarian references and statements.
Literary influence
Together with the King James Version of the Bible and the works of Shakespeare, the Book of Common Prayer has been one of the three fundamental underpinnings of modern English. As it has been in regular use for centuries, many phrases from its services have passed into everyday English, either as deliberate quotations or as unconscious borrowings. They have often been used metaphorically in non-religious contexts, and authors have used phrases from the prayer book as titles for their books.
Some examples of well-known phrases from the Book of Common Prayer are:
"Speak now or forever hold your peace" from the marriage liturgy.
"Till death us do part", from the marriage liturgy.
"Earth to earth, ashes to ashes, dust to dust" from the funeral service.
"In the midst of life, we are in death." from the committal in the service for the burial of the dead (first rite).
"From all the deceits of the world, the flesh, and the devil" from the litany.
"Read, mark, learn, and inwardly digest" from the collect for the second Sunday of Advent.
"Evil liver" from the rubrics for Holy Communion.
"All sorts and conditions of men" from the Order for Morning Prayer.
"Peace in our time" from Morning Prayer, Versicles.
References and allusions to Prayer Book services in the works of Shakespeare were tracked down and identified by Richmond Noble. Derision of the Prayer Book or its contents "in any interludes, plays, songs, rhymes, or by other open words" was a criminal offence under the 1559 Act of Uniformity, and consequently Shakespeare avoids too direct reference; but Noble particularly identifies the reading of the Psalter according to the Great Bible version specified in the Prayer Book, as the biblical book generating the largest number of Biblical references in Shakespeare's plays. Noble found a total of 157 allusions to the Psalms in the plays of the First Folio, relating to 62 separate Psalms—all, save one, of which he linked to the version in the Psalter, rather than those in the Geneva Bible or Bishops' Bible. In addition, there are a small number of direct allusions to liturgical texts in the Prayer Book; e.g. Henry VIII 3:2 where Wolsey states "Vain Pomp and Glory of this World, I hate ye!", a clear reference to the rite of Public Baptism; where the Godparents are asked "Doest thou forsake the vaine pompe and glory of the worlde..?"
As novelist P. D. James observed, "We can recognize the Prayer Book’s cadences in the works of Isaac Walton and John Bunyan, in the majestic phrases of John Milton, Sir Thomas Browne and Edward Gibbon. We can see its echo in the works of such very different writers as Daniel Defoe, Thackeray, the Brontës, Coleridge, T. S. Eliot and even Dorothy L. Sayers." James herself used phrases from the Book of Common Prayer and made them into bestselling titles – Devices and Desires and The Children of Men – while Alfonso Cuarón's 2006 film Children of Men placed the phrase onto cinema marquees worldwide.
Copyright status
In England there are only three bodies entitled to print the Book of Common Prayer: the two privileged presses (Cambridge University Press and Oxford University Press), and The Queen's Printer. Cambridge University Press holds letters patent as The Queen's Printer and so two of these three bodies are the same. The Latin term ("with privilege") is printed on the title pages of Cambridge editions of the 1662 Book of Common Prayer (and the King James Version of the Bible) to denote the charter authority or privilege under which they are published.
The primary function for Cambridge University Press in its role as Queen's Printer is preserving the integrity of the text, continuing a long-standing tradition and reputation for textual scholarship and accuracy of printing. Cambridge University Press has stated that as a university press, a charitable enterprise devoted to the advancement of learning, it has no desire to restrict artificially that advancement, and that commercial restrictiveness through a partial monopoly is not part of its purpose. It therefore grants permission to use the text, and license printing or the importation for sale within the UK, as long as it is assured of acceptable quality and accuracy.
The Church of England, supported by the Prayer Book Society, publishes an online edition of the Book of Common Prayer with permission of Cambridge University Press.
In accordance with Canon II.3.6(b)(2) of the Episcopal Church (United States), the church relinquishes any copyright for the version of the Book of Common Prayer currently adopted by the Convention of the church (although the text of proposed revisions remains copyrighted).
Editions
Anglican Church of Canada (1964). The Canadian Book of Occasional Offices: Services for Certain Occasions not Provided in the Book of Common Prayer, compiled by the Most Rev. Harold E. Sexton, Abp. of British Columbia, published at the request of the House of Bishops of the Anglican Church of Canada. Toronto: Anglican Church of Canada, Dept. of Religious Education. x, 162 p.
Anglican Catholic Church of Canada (198-?). When Ye Pray: Praying with the Church, [by] Roland F. Palmer [an editor of the 1959/1962 Canadian B.C.P.]. Ottawa: Anglican Catholic Convent Society. N.B.: "This book is a companion to the Prayer Book to help ... to use the Prayer Book better."—Pg. 1. Without ISBN
Reformed Episcopal Church in Canada and Newfoundland (1892). The Book of Common Prayer and Administration of the Sacraments and Other Rites and Ceremonies of the Church, According to the Use of the Reformed Episcopal Church in the Dominion of Canada, Otherwise Known as the Protestant Church of England.... Toronto, Ont.: Printed ... by the Ryerson Press ... for the Synod of Canada, 1951, t.p. verso 1892. N.B.: This is the liturgy as it had been authorized in 1891.
Church in Wales (1984). The Book of Common Prayer, for the Use in the Church in Wales. Penarth, Wales: Church in Wales Publications. 2 vol. N.B.: Title also in Welsh on vol. 2: Y Llfr Gweddi Giffredin i'w arfer yn Yr Eglwys yng Nghymru; vol. 1 is entirely in English; vol. 2 is in Welsh and English on facing pages. Without ISBN
Reformed Episcopal Church (U.S.A.)(1932). The Book of Common Prayer, According to the Use of the Reformed Episcopal Church in the United States of America. Rev. fifth ed. Philadelphia, Penn.: Reformed Episcopal Publication Society, 1963, t.p. 1932. xxx, 578 p. N.B.: On p. iii: "[T]he revisions made ... in the Fifth Edition [of 1932] are those authorized by the [Reformed Episcopal] General Councils from 1943 through 1963."
The Episcopal Church (2003). The Book of Common Prayer: Selected Liturgies ... According to the Use of the Episcopal Church = Le Livre de la prière commune: Liturgies sélectionnées ... selon l'usage de l'Eglise Épiscopale. Paris: Convocation of American Churches in Europe. 373, [5] p. N.B.: Texts in English and as translated into French, from the 1979 B.C.P. of the Episcopal Church (U.S.A.), on facing pages.
The Episcopal Church (2007). The Book of Common Prayer and Administration of the Sacraments and Other Rites and Ceremonies of the Church Together with The Psalter or Psalms of David According to the use of The Episcopal Church". New York, Church Publishing Incorporated. N.B.: "...amended by action of the 2006 General Convention to include the Revised Common Lectionary." (Gregory Michael Howe, February 2007)
See also
Anglican devotions
Anglican Service Book
Prayer Book Rebellion
Prayer Book Society of Canada
The Books of Homilies
Metrical psalter
16th century Protestant hymnals
Anabaptist
Ausbund
Anglican
Whole Book of Psalms
Lutheran
First Lutheran hymnal
Erfurt Enchiridion
Eyn geystlich Gesangk Buchleyn
Swenske songer eller wisor 1536
Thomissøn's hymnal
Presbyterian
Book of Common Order
Scottish Psalter
Reformed
Souterliedekens
Genevan Psalter
References
Notes
Citations
Sources
Lewis, C.S. (196-). "Miserable Offenders": an Interpretation of [sinfulness and] Prayer Book Language [about it], in series, The Advent Papers. Cincinnati, Ohio: Forward Movement Publications.
— Original in English is The Worship of the Church Seabury Press (1952)
Further reading
Chronological order of publication (oldest first):
Order for Celebrating Mass: being a complete calendar for mass and vespers ... in strict accordance with the use of the Western Church. Wantage: St Mary's Press, printed for the compiler, 1953
The Order of Divine Service for the year of Our Lord 1966, eightieth year of issue. London: W. Knott & Son Ltd, [1965]
Forbes, Dennis (1992). Did the Almighty intend His book to be copyrighted?, European Christian Bookstore Journal, April 1992
External links
Full text online edition of The Book of Common Prayer at The Church of England
The full text of The Book of Common Prayer according to the use of The Episcopal Church, 1979 edition
The online text of The Book of Common Prayer according to the use of The Episcopal Church, 1979 edition
Links to various editions of the Book of Common Prayer from various Provinces of the Anglican Communion, curated by Charles Wohlers at Society of Archbishop Justus Books of Common Prayer
The Prayer Book Society of England
Prayer Book Society USA
1549 books
1552 books
1559 books
1662 books
1789 non-fiction books
1892 non-fiction books
1918 non-fiction books
1928 non-fiction books
1962 non-fiction books
1979 non-fiction books
16th-century Christian texts
17th-century Christian texts
18th-century Christian texts
19th-century Christian texts
20th-century Christian texts
Anglican liturgy
Anglicanism
Anglican Church of Canada
Episcopal Church (United States)
History of Christianity in the United Kingdom
History of the Church of England
Christian prayer books
English Reformation
British non-fiction literature
Anglican Liturgical book | [
101,
3168,
1104,
6869,
16203,
113,
3823,
2101,
114,
1110,
1103,
1603,
1641,
1104,
170,
1295,
1104,
2272,
8070,
2146,
1215,
1107,
1103,
9137,
27212,
117,
1112,
1218,
1112,
1118,
1168,
2131,
5189,
8528,
2272,
1106,
9137,
1863,
119,
1109,
1560,
1520,
117,
1502,
1107,
17733,
1580,
1107,
1103,
5436,
1104,
1624,
2594,
7118,
1104,
1652,
117,
1108,
170,
3317,
1104,
1103,
1483,
16746,
1378,
1103,
2549,
1114,
3352,
119,
1109,
1250,
1104,
17733,
1580,
1108,
1103,
1148,
8070,
1520,
1106,
1511,
1103,
2335,
2769,
1104,
1555,
1111,
3828,
1105,
3625,
7697,
1107,
1483,
119,
1135,
4049,
7151,
16203,
117,
11718,
16203,
117,
1103,
5255,
26504,
117,
1105,
3930,
27212,
1105,
1145,
1103,
7957,
1826,
1107,
1554,
131,
1103,
3791,
1111,
18757,
6451,
1863,
117,
16752,
8702,
10841,
2116,
117,
16032,
117,
107,
13865,
1106,
1129,
1163,
1114,
1103,
4809,
107,
117,
1105,
170,
6594,
1555,
119,
1135,
1145,
1383,
1149,
1107,
1554,
1103,
107,
4778,
1116,
107,
113,
1115,
1110,
1103,
2192,
1104,
1103,
1555,
1134,
9177,
1989,
1118,
1989,
1137,
117,
1120,
1551,
117,
3828,
2032,
1103,
1722,
112,
188,
2381,
114,
131,
1103,
27553,
6439,
117,
19213,
117,
1105,
174,
19093,
5034,
1105,
15037,
17813,
1111,
1103,
3625,
1555,
1104,
3930,
27212,
119,
2476,
9873,
1105,
1203,
9873,
17813,
1111,
3828,
8070,
1127,
9467,
1107,
27629,
23601,
1197,
3536,
1112,
1127,
1103,
153,
11794,
4206,
1105,
1169,
2941,
2897,
117,
2426,
16239,
117,
1115,
1127,
2136,
1106,
1129,
1163,
1137,
7399,
1206,
1103,
17813,
119,
1109,
17733,
1580,
1520,
1108,
1770,
3760,
1118,
170,
1167,
15212,
16547,
1107,
14691,
1477,
1223,
1103,
1269,
9378,
1289,
117,
1115,
1104,
1819,
140,
4047,
4027,
117,
6785,
1104,
9763,
119,
1135,
1108,
1215,
1178,
1111,
170,
1374,
1808,
117,
1112,
1170,
2594,
7118,
112,
188,
1473,
1107,
14691,
1495,
117,
1117,
1544,
118,
2104,
2090,
146,
5219,
2264,
2336,
7697,
119,
2090,
1452,
1107,
14691,
1604,
1105,
117,
1107,
14691,
1580,
117,
3019,
146,
1231,
10879,
27318,
1103,
14691,
1477,
1520,
1114,
13334,
1106,
1294,
1122,
12095,
1106,
1167,
7440,
13767,
7697,
6206,
1105,
12538,
119,
1130,
7690,
1527,
117,
1600,
146,
2802,
1199,
1748,
2607,
117,
1103,
1211,
2418,
1217,
1103,
1901,
1106,
1103,
8572,
11252,
1863,
1104,
170,
2237,
1113,
1103,
17784,
1665,
4515,
9857,
119,
2485,
1103,
189,
1818,
7067,
8163,
1958,
3376,
1103,
1483,
3145,
1414,
117,
1165,
1103,
16203,
3168,
1108,
1254,
8632,
117,
1330,
11263,
16547,
1108,
1502,
1107,
20104,
1477,
119,
1337,
2596,
2606,
1103,
2078,
8070,
1520,
1104,
1103,
1722,
1104,
1652,
117,
1780,
1194,
1103,
1224,
9976,
1432,
117,
4174,
2769,
1134,
1127,
12444,
15491,
1116,
1138,
3494,
13577,
1103,
3168,
1104,
6869,
16203,
1111,
1103,
1514,
3625,
7697,
1104,
1211,
1483,
3363,
5189,
119,
138,
3168,
1104,
6869,
16203,
1114,
1469,
9138,
1110,
1215,
1107,
5189,
1213,
117,
1137,
4167,
21877,
1121,
117,
1103,
9137,
27212,
1107,
1166,
1851,
1472,
2182,
1105,
1107,
1166,
4214,
1472,
3483,
119,
1130,
1199,
2192,
1104,
1103,
1362,
117,
1103,
20104,
1477,
16203,
3168,
2606,
12444,
27355,
117,
1133,
1168,
2146,
1137,
6692,
1138,
2125,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Wilfred Bailey Everett Bixby III (January 22, 1934 – November 21, 1993) professionally known stage name as Bill Bixby, was an American actor, director, producer, and frequent game-show panelist.
Bixby's career spanned more than three decades, including appearances on stage, in films, and on television series. He is known for his roles in the CBS sitcom My Favorite Martian as Tim O'Hara, in the ABC sitcom The Courtship of Eddie's Father as Tom Corbett, in the NBC crime drama series The Magician as stage Illusionist Anthony Blake, and the CBS science-fiction drama series The Incredible Hulk as Dr. David Banner.
Early life
An only child, Bixby was born Wilfred Bailey Everett Bixby III, a fourth-generation Californian of English descent, on January 22, 1934, in San Francisco, California. His father,
Wilfred Bailey Everett Bixby II, was a store clerk. His mother, Jane (née McFarland) Bixby, was a senior manager at I. Magnin & Co. In 1942, when Bixby was eight years old, his father enlisted in the Navy during World War II and traveled to the South Pacific. While in the seventh grade, Bixby attended Grace Cathedral and sang in the church's choir. In one notable incident, he shot the bishop using a slingshot during a service and was kicked out of the choir. In 1946, his mother encouraged him to take ballroom dance lessons and from there he started dancing all around the city. While dancing, he attended Lowell High School, where he perfected his oratory and dramatic skills as a member of the Lowell Forensic Society. Though he received average grades, he also competed in high-school speech tournaments regionally.
After graduation from high school in 1952, against his parents' wishes, he majored in drama at City College of San Francisco.
During the Korean War, Bixby was drafted shortly after his 18th birthday. Rather than report to the United States Army, Bixby joined the United States Marine Corps Reserve. He served primarily in personnel management with Marine Attack Squadron 141 (VMA-141) at Naval Air Station Oakland, and attained the rank of private first class before his 1956 discharge.
Later, he attended the University of California, Berkeley, his parents' alma mater, and left just a few credits short of earning a degree. He then moved to Hollywood, California, where he had a string of odd jobs that included bellhop and lifeguard. He organized shows at a resort in Jackson Hole, Wyoming, and in 1959 was hired to work as a model and to do commercial work for General Motors and Chrysler.
Career
Beginning acting
In 1961, Bixby was in the musical The Boy Friend at the Detroit Civic Theater, returning to Hollywood to make his television debut on an episode of The Many Loves of Dobie Gillis. He became a highly regarded character actor and guest-starred in many television series, including Ben Casey, The Twilight Zone, The Andy Griffith Show, Dr. Kildare, Straightaway, and Hennesey. He also joined the cast of The Joey Bishop Show in 1962. In 1963, he played a sailor with a Napoleon tattoo in the movie Irma La Douce, a romantic comedy starring Jack Lemmon and Shirley MacLaine, directed by Billy Wilder based on the 1956 French musical. During the 1970s, he made guest appearances on television series such as Ironside, Insight, Barbary Coast, The Love Boat, Medical Center, four episodes of Love, American Style, Fantasy Island, and two episodes each of The Streets of San Francisco and Rod Serling's Night Gallery.
My Favorite Martian and other early roles
Bixby took the role of young reporter Tim O'Hara in the 1963 CBS sitcom, My Favorite Martian, in which he co-starred with Ray Walston. By 1966, though, high production costs forced the series to come to an end after 107 episodes. After its cancellation, Bixby starred in four movies: Ride Beyond Vengeance, Doctor, You've Got to Be Kidding!, and two of Elvis Presley's movies, Clambake and Speedway. He turned down the role as Marlo Thomas's boyfriend in the successful That Girl, though he later guest-starred in the show, and starred in two failed pilots.
The Courtship of Eddie's Father
In 1969, Bixby starred in his second high-profile television role, as Tom Corbett in The Courtship of Eddie's Father, a comedy-drama on ABC. The series concerned a widowed father raising a young son, managing a major syndicated magazine, and at the same time trying to re-enter the dating scene. This series was in the vein of other 1960s and 1970s sitcoms that dealt with widowerhood, such as The Andy Griffith Show and My Three Sons. Eddie was played by novice actor Brandon Cruz. The pair developed a close rapport that translated to an off-camera friendship, as well. The core cast was rounded out by Academy Award-winning actress Miyoshi Umeki, who played the role of Tom's housekeeper, Mrs. Livingston, James Komack (one of the series' producers) as Norman Tinker, Tom's pseudo-hippie, quirky photographer, and actress Kristina Holland as Tom's secretary, Tina. One episode of the series co-starred Bixby's future wife, Brenda Benet, as one of Tom's girlfriends.
Bixby was nominated for the Emmy Award for Lead Actor in a Comedy Series in 1971. The following year, he won the Parents Without Partners Exemplary Service Award for 1972.
Bixby made his directorial debut on the sitcom in 1970, directing eight episodes. ABC cancelled the sitcom in 1972 at the end of season three.
After the show was cancelled, Bixby and Cruz remained in contact, with Cruz making a guest appearance on Bixby's later series The Incredible Hulk. The death of Bixby's only child, in 1981, drew Bixby and Cruz closer still. The two remained in touch until Bixby's death in 1993. In 1995, Cruz named his own son Lincoln Bixby Cruz.
Brandon Cruz said of the show that developed a professional father-son relationship, compared to that of The Andy Griffith Show, "We dealt with issues that were talked about, but were never brought up on television. Bill wasn't the first actor to portray a single widowed father, but he became one of the popular ones, because of his easy-going way of this crazy little kid." Prior to Bixby's promotion to director, Brandon said, "He was looking for the best dolly grip, along with the boom operator that if something was called specifically and failed, Bill could be easily angry." On the kind of relationship Bill had wanted with his co-star, Brandon also said, "Bill would never speak down to me. Bill treated me as an equal. He made sure that we had a lot of time together, just so he could kinda crawl inside my head and see what actually made a kid tick." Upon the death of Bill's real-life father in 1971, Cruz stated, "He had that type of mentality that the show must go on, thinking it was just a great TV show, after he broke down weeping."
In a 2011 interview with Marilyn Beck and Stacy Jenel Smith about how Bill Bixby's fame was supposed to posthumously honor him for a star on the Hollywood Walk of Fame, Cruz said, "When I found out they were putting this out, I thought, 'It's about time.' Bill Bixby had an amazing body of work, not only Courtship of Eddie's Father, but My Favorite Martian, The Magician, The Incredible Hulk, and so many other things, as an actor, as a director — and he never got an Emmy. He's never been recognized posthumously by the Academy. And he doesn't have a star on the Hollywood Walk of Fame. That is criminal.... There are people who have stars that, not to be blunt, but I wouldn't bother spitting on their stars. Bill's talent would take a couple of blocks of stars compared to them. It really demeans the whole thing that Bill is not included."
1973 to 1977
In 1973, Bixby starred in The Magician. The series was well liked, but lasted only one season. An accomplished amateur magician himself, he hosted several TV specials in the mid-1970s which featured other amateur magicians, and was a respected member of the Hollywood magic community, belonging to The Magic Castle, an exclusive club for magicians. During the show's popular, although short-lived, production, Bixby invited a few old friends along to co-star such as Pamela Britton (in her final role), Kristina Holland, and Ralph O'Hara.
Also in 1973, he starred in Steambath, a play by author Bruce Jay Friedman, on PBS with Valerie Perrine and Jose Perez.
Bixby became a popular game-show panelist, appearing mostly on Password and The Hollywood Squares. He was also a panelist on the 1974 revival of Masquerade Party hosted by Richard Dawson. He had also appeared with Dawson on Cop-Out. In 1974–1975, he directed four episodes of the eighth season of Mannix, guest-starring as Mannix's friend-turned-villain in one of the episodes.
In 1975, he co-starred with Tim Conway and Don Knotts in the Disney movie The Apple Dumpling Gang, which was well received by the public.
Returning to television, Bixby worked with Susan Blakely on Rich Man, Poor Man, a highly successful television miniseries in 1976. He played a daredevil stunt pilot in an episode of the short-lived 1976 CBS adventure series Spencer's Pilots, starring Gene Evans. In 1977, he co-starred in the pilot for the television series Fantasy Island; starred in "No Way Out", the final episode of the NBC anthology series Quinn Martin's Tales of the Unexpected (known in the United Kingdom as Twist in the Tale); and appeared with Donna Mills, Richard Jaeckel, and William Shatner in the last episode, "The Scarlet Ribbon", of NBC's Western series The Oregon Trail, starring Rod Taylor and Andrew Stevens. Bixby directed two episodes of The Oregon Trail.
In 1976, he was honored with two Emmy Award nominations, one for Outstanding Lead Actor for a Single Appearance in Drama or Comedy for The Streets of San Francisco and the other for Outstanding Single Performance by a Supporting Actor in Comedy or Drama Series for Rich Man, Poor Man.
Bixby hosted Once Upon a Classic on PBS from 1976 to 1980.
The Incredible Hulk
Bixby starred in the role of Dr. David Banner in the pilot movie, The Incredible Hulk, based on the Stan Lee and Jack Kirby Marvel characters. Kenneth Johnson, the creator, director, and writer, said that Bixby was his only choice to play the part. Although, reportedly, when Bixby was offered the role, he declined it – until he read the script and discussed it with Johnson. The success of the pilot (coupled with some theatrical releases of the film in Europe) convinced CBS to turn it into a weekly series, which began airing in the spring of 1978. The pilot also starred Susan Sullivan as Dr. Elaina Marks, who tries to help the conflicted and widowed Dr. Banner overcome his "problem", and falls in love with him in the process. In a retrospective on The Incredible Hulk, Glenn Greenberg declared Bixby's performance to be the series's "foremost" strength, elaborating that he "masterfully conveyed the profound loneliness and tragedy of Dr. Banner while also bringing to the role an abundance of warmth, intelligence, humor, nobility, likability, and above all else, humanity."
During the series' run, Bixby invited two of his longtime friends, Ray Walston and Brandon Cruz, to guest-star with him in different episodes of the series. He also worked on the series with his friend, movie actress Mariette Hartley, who later starred with Bixby in his final series, Goodnight, Beantown, in 1983. Hartley appears in the well-regarded double-length episode "Married", and subsequently won an Emmy Award for her guest appearance. Future star Loni Anderson also guest-starred with Bixby during the first season. Bixby directed one episode of the series, "Bring Me the Head of the Hulk", in 1980 (original airdate: January 9, 1981). The series was cancelled after the following season, but leftover episodes aired as late as the next June. Bixby later executive-produced and reprised the role in three television movies – The Incredible Hulk Returns, The Trial of the Incredible Hulk, and The Death of the Incredible Hulk – the last two of which he also directed, and the first of which he has been said to have unofficially co-directed.
Later work
Bixby was executive producer and co-star of the short-lived sitcom Goodnight, Beantown (1983–84). He also directed three episodes of the series. During the same time, Bixby directed several episodes of another short-lived television series, Wizards and Warriors, which aired in 1983. From 1983 to 1984, he hosted a documentary series for Nickelodeon entitled Against the Odds. The series, which was cancelled after only two seasons, consists of short biographies of famous people throughout history. From 1986 to 1987, he hosted the syndicated weekday anthology series True Confessions. In 1987, he directed eight episodes of the satirical police sitcom Sledge Hammer!, including the episode "Hammer Hits the Rock" in season two, where he made an uncredited appearance as Zeke.
Bixby hosted two specials regarding Elvis conspiracy theories and his alleged sightings: The Elvis Files (1991) and The Elvis Conspiracy (1992).
Bixby made his last acting appearance in 1992, guest-starring in the television movie Diagnosis Murder: Diagnosis of Murder.
He finished his career by directing 30 episodes (in seasons two and three) of the NBC sitcom Blossom.
Personal life
Bixby's first marriage was to actress Brenda Benet. They were married in 1971, and she gave birth to their son, Christopher, in September 1974. They divorced in 1980. A few months later, in March 1981, six-year-old Christopher died while on a skiing vacation at Mammoth Lakes with Benet. He went into cardiac arrest after doctors inserted a breathing tube when he suffered acute epiglottitis. Benet committed suicide the following year.
Bixby met Laura Michaels, who had worked on the set of one of his Hulk movies, in 1989. They married a year later in Hawaii. In early 1991, he was diagnosed with prostate cancer and underwent treatment. He was divorced in the same year.
In late 1992, friends introduced Bixby to the artist Judith Kliban, widow of the cartoonist B. Kliban. He married her in October 1993, just six weeks before he collapsed on the set of Blossom.
In early 1993, after rumors began circulating about his health, Bixby went public with his illness, and made several appearances on shows such as Entertainment Tonight, Today, and Good Morning America, among others.
Death
On November 21, 1993, six days after his final assignment on Blossom, Bixby died of complications from prostate cancer in Century City, Los Angeles. He was 59 years old.
Filmography
Film
Television
Production credits
Television
References
External links
1934 births
1993 deaths
20th-century American male actors
American male film actors
American male stage actors
American male television actors
American people of English descent
American television directors
Television personalities from San Francisco
Television producers from California
Deaths from cancer in California
City College of San Francisco alumni
Deaths from prostate cancer
Film directors from California
Male actors from San Francisco
United States Marines
University of California, Berkeley alumni
20th-century American businesspeople
United States Marine Corps reservists | [
101,
160,
2723,
23943,
9039,
15896,
139,
7231,
2665,
2684,
113,
1356,
1659,
117,
3729,
782,
1379,
1626,
117,
1949,
114,
12486,
1227,
2016,
1271,
1112,
2617,
139,
7231,
2665,
117,
1108,
1126,
1237,
2811,
117,
1900,
117,
2451,
117,
1105,
6539,
1342,
118,
1437,
5962,
1776,
119,
139,
7231,
2665,
112,
188,
1578,
19606,
1167,
1190,
1210,
4397,
117,
1259,
3178,
1113,
2016,
117,
1107,
2441,
117,
1105,
1113,
1778,
1326,
119,
1124,
1110,
1227,
1111,
1117,
3573,
1107,
1103,
5957,
13664,
1422,
22585,
23194,
1112,
4446,
152,
112,
21046,
117,
1107,
1103,
5254,
13664,
1109,
16624,
3157,
1104,
5040,
112,
188,
4505,
1112,
2545,
27082,
117,
1107,
1103,
6181,
3755,
3362,
1326,
1109,
6734,
1811,
1112,
2016,
9190,
17855,
1776,
4140,
5887,
117,
1105,
1103,
5957,
2598,
118,
4211,
3362,
1326,
1109,
3561,
4359,
5225,
19408,
1112,
1987,
119,
1681,
18985,
119,
4503,
1297,
1760,
1178,
2027,
117,
139,
7231,
2665,
1108,
1255,
160,
2723,
23943,
9039,
15896,
139,
7231,
2665,
2684,
117,
170,
2223,
118,
3964,
1756,
1179,
1104,
1483,
6585,
117,
1113,
1356,
1659,
117,
3729,
117,
1107,
1727,
2948,
117,
1756,
119,
1230,
1401,
117,
160,
2723,
23943,
9039,
15896,
139,
7231,
2665,
1563,
117,
1108,
170,
2984,
9477,
119,
1230,
1534,
117,
4074,
113,
7658,
150,
1665,
2271,
23464,
114,
139,
7231,
2665,
117,
1108,
170,
2682,
2618,
1120,
146,
119,
7085,
22152,
1179,
111,
3291,
119,
1130,
2889,
117,
1165,
139,
7231,
2665,
1108,
2022,
1201,
1385,
117,
1117,
1401,
9358,
1107,
1103,
2506,
1219,
1291,
1414,
1563,
1105,
5505,
1106,
1103,
1375,
2662,
119,
1799,
1107,
1103,
5001,
3654,
117,
139,
7231,
2665,
2323,
4378,
5761,
1105,
6407,
1107,
1103,
1749,
112,
188,
8041,
119,
1130,
1141,
3385,
4497,
117,
1119,
2046,
1103,
5446,
1606,
170,
188,
11082,
12217,
1219,
170,
1555,
1105,
1108,
5866,
1149,
1104,
1103,
8041,
119,
1130,
3064,
117,
1117,
1534,
6182,
1140,
1106,
1321,
20511,
2842,
8497,
1105,
1121,
1175,
1119,
1408,
5923,
1155,
1213,
1103,
1331,
119,
1799,
5923,
117,
1119,
2323,
16367,
1693,
1323,
117,
1187,
1119,
3264,
1174,
1117,
1137,
13424,
1105,
7271,
4196,
1112,
170,
1420,
1104,
1103,
16367,
1370,
5026,
1596,
2015,
119,
3473,
1119,
1460,
1903,
7093,
117,
1119,
1145,
3042,
1107,
1344,
118,
1278,
4055,
8446,
2918,
1193,
119,
1258,
7477,
1121,
1344,
1278,
1107,
3130,
117,
1222,
1117,
2153,
112,
8921,
117,
1119,
1558,
1174,
1107,
3362,
1120,
1392,
1531,
1104,
1727,
2948,
119,
1507,
1103,
3947,
1414,
117,
139,
7231,
2665,
1108,
7071,
3992,
1170,
1117,
4186,
5913,
119,
11056,
1190,
2592,
1106,
1103,
1244,
1311,
1740,
117,
139,
7231,
2665,
1688,
1103,
1244,
1311,
4620,
3158,
5081,
119,
1124,
1462,
3120,
1107,
4675,
2635,
1114,
4620,
13704,
3837,
16308,
113,
159,
8271,
118,
16308,
114,
1120,
4715,
1806,
2874,
8847,
117,
1105,
12961,
1103,
3997,
1104,
2029,
1148,
1705,
1196,
1117,
2990,
12398,
119,
2611,
117,
1119,
2323,
1103,
1239,
1104,
1756,
117,
7823,
117,
1117,
2153,
112,
24095,
23662,
117,
1105,
1286,
1198,
170,
1374,
6459,
1603,
1104,
6957,
170,
2178,
119,
1124,
1173,
1427,
1106,
4613,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The Brezhnev Doctrine was a Soviet foreign policy that proclaimed any threat to socialist rule in any state of the Soviet bloc in Central and Eastern Europe was a threat to them all, and therefore justified the intervention of fellow socialist states. It was proclaimed in order to justify the Soviet-led occupation of Czechoslovakia earlier in 1968, with the overthrow of the reform government there. The references to "socialism" meant control by the communist parties loyal to the Kremlin. Soviet leader Mikhail Gorbachev repudiated the doctrine in the late 1980s, as the Kremlin accepted the peaceful overthrow of communist rule in all its satellite countries in Eastern Europe.
The policy was first and most clearly outlined by Sergei Kovalev in a September 26, 1968 Pravda article entitled "Sovereignty and the International Obligations of Socialist Countries". Leonid Brezhnev reiterated it in a speech at the Fifth Congress of the Polish United Workers' Party on November 13, 1968, which stated: "When forces that are hostile to socialism try to turn the development of some socialist country towards capitalism, it becomes not only a problem of the country concerned, but a common problem and concern of all socialist countries."
This doctrine was announced to retroactively justify the invasion of Czechoslovakia in August 1968 that ended the Prague Spring, along with earlier Soviet military interventions, such as the invasion of Hungary in 1956. These interventions were meant to put an end to liberalization efforts and uprisings that had the potential to compromise Soviet hegemony inside the Eastern Bloc, which was considered by the Soviet Union to be an essential and defensive and strategic buffer in case hostilities with NATO were to break out.
In practice, the policy meant that only limited independence of the satellite states' communist parties was allowed and that none would be allowed to compromise the cohesiveness of the Eastern Bloc in any way. That is, no country could leave the Warsaw Pact or disturb a ruling communist party's monopoly on power. Implicit in this doctrine was that the leadership of the Soviet Union reserved, for itself, the power to define "socialism" and "capitalism". Following the announcement of the Brezhnev Doctrine, numerous treaties were signed between the Soviet Union and its satellite states to reassert these points and to further ensure inter-state cooperation. The principles of the doctrine were so broad that the Soviets even used it to justify their military intervention in the communist (but non-Warsaw Pact) nation of Afghanistan in 1979. The Brezhnev Doctrine stayed in effect until it was ended with the Soviet reaction to the Polish crisis of 1980–1981.
Mikhail Gorbachev refused to use military force when Poland held free elections in 1989 and Solidarity defeated the Polish United Workers' Party. It was superseded by the facetiously named Sinatra Doctrine in 1989, alluding to the Frank Sinatra song "My Way". The failure to intervene in the emancipation of the Eastern European satellite states and the Pan-European Picnic then led to the fall of the Iron Curtain and the largely peaceful collapse of the Eastern Bloc.
Origins
1956 Hungarian crisis
The period between 1953–1968 was saturated with dissidence and reformation within the Soviet satellite states. 1953 saw the death of Soviet Leader Joseph Stalin, followed closely by Nikita Khrushchev's "Secret Speech" denouncing Stalin in 1956. This denouncement of the former leader led to a period of the Soviet Era known commonly as "De-Stalinization." Under the blanket reforms of this process, Imre Nagy came to power in Hungary as the new Prime Minister, taking over for Mátyás Rákosi. Almost immediately Nagy set out on a path of reform. Police power was reduced, collectivized farms were breaking apart, industry and food production shifted and religious tolerance was becoming more prominent. These reforms shocked the Hungarian Communist Party. Nagy was quickly overthrown by Rákosi in 1955, and stripped of his political livelihood. Shortly after this coup, Khrushchev signed the Belgrade Declaration which stated "separate paths to socialism were permissible within the Soviet Bloc." With hopes for serious reform just having been extinguished in Hungary, this declaration was not received well by the Hungarians. Tensions quickly mounted in Hungary with demonstrations and calls for not only the withdrawal of Soviet troops, but for a Hungarian withdrawal from the Warsaw Pact as well. By October 23 Soviet forces landed in Budapest. A chaotic and bloody squashing of revolutionary forces lasted from the October 24 until November 7. Although order was restored, tensions remained on both sides of the conflict. Hungarians resented the end of the reformation, and the Soviets wanted to avoid a similar crisis from occurring again anywhere in the socialist camp.
A peaceful Brezhnev Doctrine
When the Hungarian Revolution of 1956 ended, the Soviets adopted the mindset that governments supporting both Communism and capitalism must coexist, and more importantly, build relations. The Communist Party of the Soviet Union called for a peaceful coexistence, where the war between the United States and Soviet Union would come to a close. This ideal, further stressed that all people are equal, and own the right to solve the problems of their own countries themselves. The idea was that in order for both states to peacefully coexist, neither country can exercise the right to get involved in each other's internal affairs. The Soviets did not want the Americans getting into their business, as the Americans did not want the Soviets in theirs. While this idea was brought up following the events of Hungary, they were not put into effect for a great deal of time. This is further explained in the Renunciation section.
1968 Prague Spring
Notions of reform had been slowly growing in Czechoslovakia since the early-mid 1960s. However, once the Stalinist President Antonín Novotný resigned as head of the Czechoslovak Communist Party in January 1968, the Prague Spring began to take shape. Alexander Dubček replaced Novotný as head of the party, initially thought a friend to the Soviet Union. It was not long before Dubček began making serious liberal reforms. In an effort to establish what Dubček called "developed socialism", he instituted changes in Czechoslovakia to create a much more free and liberal version of the socialist state. Aspects of a market economy were implemented, travel abroad became easier for citizens, state censorship loosened, the power of the secret police was limited, and steps were taken to improve relations with the west. As the reforms piled up, the Kremlin quickly grew uneasy as they hoped to not only preserve socialism within Czechoslovakia, but to avoid another Hungarian-style crisis as well. Soviet panic compounded in March of ’68 when student protests erupted in Poland and Antonín Novotný resigned as the Czechoslovak President. March 21 Yuri Andropov, the KGB Chairman, issued a grave statement concerning the reforms taking place under Dubček. "The methods and forms by which the work is progressing in Czechoslovakia remind one very much of Hungary. In this outward appearance of chaos…there is a certain order. It all began like this in Hungary also, but then came the first and second echelons, and then, finally the social democrats."
Ben Ginsburg-Hix sought clarification from Dubček on March 21, with the Politburo convened, on the situation in Czechoslovakia. Eager to avoid a similar fate as Imre Nagy, Dubček reassured Brezhnev that the reforms were totally under control and not on a similar path to those seen in 1956 in Hungary. Despite Dubček's assurances, other socialist allies grew uneasy by the reforms taking place in an Eastern European neighbor. Namely, the Ukrainians were very alarmed by the Czechoslovak deviation from standard socialism. The First Secretary of the Ukrainian Communist Party called on Moscow for an immediate invasion of Czechoslovakia in order to stop Dubček's "socialism with a human face" from spreading into Ukraine and sparking unrest. By May 6 Brezhnev condemned Dubček's system, declaring it a step toward "the complete collapse of the Warsaw Pact." After three months of negotiations, agreements, and rising tensions between Moscow and Czechoslovakia, the Soviet/Warsaw Pact invasion began on the night of August 20, 1968 which was to be met with great Czechoslovak discontent and resistance for many months into 1970.
Formation of the Doctrine
Brezhnev realized the need for a shift from Nikita Khrushchev's idea of "different paths to socialism" towards one that fostered a more unified vision throughout the socialist camp. "Economic integration, political consolidation, a return to ideological orthodoxy, and inter-Party cooperation became the new watchwords of Soviet bloc relations." On November 12, 1968 Brezhnev stated that "[w]hen external and internal forces hostile to socialism try to turn the development of a given socialist country in the direction of … the capitalist system ... this is no longer merely a problem for that country's people, but a common problem, the concern of all socialist countries." Brezhnev's statement at the Fifth Congress of the Polish United Workers Party effectively classified the issue of sovereignty as less important than the preservation of international socialism. While no new doctrine had been officially announced, it was clear that Soviet intervention was imminent if Moscow perceived any country to be at risk of jeopardizing the integrity of socialism.
Brezhnev Doctrine in practice
The vague, broad nature of the Brezhnev Doctrine allowed application to any international situation the USSR saw fit. This is clearly evident not only through the Prague Spring in 1968, and the indirect pressure on Poland from 1980–81, but also in the Soviet involvement in Afghanistan starting in the 1970s. Any instance which caused the USSR to question whether or not a country was becoming a risk to international socialism, the use of military intervention was, in Soviet eyes, not only justified, but necessary.
Afghanistan 1979
The Soviet government's desire to link its foreign policy to the Brezhnev Doctrine was evoked again when it ordered a military intervention in Afghanistan in 1979. This was perhaps the last chapter of this doctrine's saga.
In April 1978, a coup in Kabul brought the Afghan Communist Party to power with Nur Muhammad Taraki being installed as the second president of Afghanistan. The previous president, Mohammed Daoud Khan was killed during the coup. The Saur Revolution (as the coup was known) took Moscow by surprise, who preferred that the pro-Soviet Daoud Khan stay in power. The previous regime had maintained a pro-Soviet foreign policy as Daoud Khan was a Pashtun who rejected the Durand Line as the frontier with Pakistan. The Afghan Communist Party was divided into a murderous factional struggle between factions known as the Khalq and Parcham. The Parcham was the more moderate of the two factions, arguing that Afghanistan was not ready for socialism, requiring more gradual process while the ultra-Communist Khalq favored a more radical approach. The Khalq faction was victorious and the leader of the Pacham faction Babrak Karmal fled to Moscow in fear of his life, to take up the position as Afghan ambassador in Moscow.
Islamic fundamentalists took issue with the Communist party in power. As a result, a jihad was proclaimed against the Communist government. Brezhnev and other Soviet leaders believed that the United States was behind the jihad in Afghanistan, and the rebellion in Afghanistan was seen in Moscow not so much in the context of Afghan politics with an unpopular government pursuing policies that much of the population rejected as the collectivisation of agriculture, but rather in the context of the Cold War, being seen as the first stage of an alleged American plot to instigate a jihad in Soviet Central Asia where the majority of the population was Muslim. To assist the government, the Soviet Union drastically increased its military aid to Afghanistan while sending Soviet advisers to train the Afghan military.
Following a split in the Communist Party, the leader of the Khalq faction, Hafizullah Amin, overthrew President Nur Muhammad Taraki and had him murdered on 8 October 1979. Soviet diplomats in Kabul had a low opinion of Taraki's ability to handle the rebellion, and an even lower one of Amin, who was regarded as a fanatic, but incompetent leader who lost control of the situation. In the fall of 1979, the leaders who pressed the most strongly for an invasion of Afghanistan to replace the incompetent Amin with Karmal who was the man better able to handle the crisis were the Foreign Minister Andrei Gromyko; the Chairman of KGB, Yuri Andropov and the Defense Minister Marshal Dmitry Ustinov. What was envisioned in Moscow was merely a short intervention to stabilise the situation and allowed the Communist government to stay in power. Brezhnev was indecisive, fearing that an occupation of Afghanistan might not be the short war that Gromyko, Ustinov and Andropov kept insisting it would be, but was fearful of the possibility of an Islamic fundamentalist regime being established that would expand to export radical Islam into Soviet Central Asia. As it was, the inability and unwillingness of much of the Afghan Army to fight led the Soviets to fight in Afghanistan for almost 10 years. Ironically, despite what was being feared in Moscow, the United States was not supporting the Islamic fundamentalist rebellion in Afghanistan, and only started to support the mujahideen ("warriors of Allah") with weapons after the Soviet invasion, concentrating foreign policy matters in the form of linkage towards preventing Soviet expansion.
During his talks with the Soviets during his time as Ambassador, Karmal coordinated with the Soviet government to replace Amin. It was this coordination that led to both Soviet soldiers and airborne units attacking the Amin-lead Afghanistan government. In light of this attack, Amin ended up dead. The Soviets took it upon themselves to place their ally, former-Ambassador Babrak Karmal as the new lead of the government in Afghanistan.
The Soviet Union, once again, fell back to the Brezhnev Doctrine for rationale, claiming that it was both morally and politically justified. It was also explained by the Soviets that they owed help to their friend and ally Babrak Karmal.
Renunciation
The long lasting struggle of the war in Afghanistan made the Soviets realize that their reach and influence was in fact limited. "[The war in Afghanistan] had shown that socialist internationalism and Soviet national interests were not always compatible." Tensions between the USSR and Czechoslovakia since 1968, as well as Poland in 1980, proved the inefficiencies inherent in the Brezhnev Doctrine. The Solidarity Crisis in Poland was resolved with outside intervention, leaving the Brezhnev doctrine effectively dead. Although the Kremlin wanted to preserve socialism in its satellites, the decision was not to intervene. Gorbachev's Glasnost and Perestroika finally opened the door for Soviet Bloc countries and republics to make reforms without fear of Soviet intervention. When East Germany desperately asked for Soviet troops to put down growing unrest in 1989, Gorbachev flatly refused.
Post-Brezhnev Doctrine
With the agreement to terminate the Brezhnev Doctrine, later came on a new leader for the Soviets—Mikhail Gorbachev. His were much more relaxed. This is most likely due to the fact that Brezhnev Doctrine was no longer at the disposal of the Soviet Union. This had a major effect on the way that the Soviets carried out their new mentality when dealing with countries they once tried to control. This was best captured by Gorbachev's involvement with a group by the name of the Council of Mutual Economic Assistance (CMEA). This organization lessens the control that the Soviet's had on all other partners of the agreement. This notion provided other countries that were once oppressed under communist intervention, to go about their own political reform. This actually carried over internally as well. In fact, the Soviet Union's biggest problem after the removal of the Brezhnev Doctrine, was the Khrushchev Dilemma. This did not address how to stop internal political reform, but how to tame the physical violence that comes along with it. It had become clear that the Soviet Union was beginning to loosen up.
It is possible to pinpoint the renouncement of the Brezhnev Doctrine as to what started the end for the Soviet Union. Countries that were once micromanaged now could do what they wanted to politically, because the Soviets could no longer try to conquer where they saw fit. With that, the Soviet Union began to collapse. While the communist agenda had caused infinite problems for other countries, it was the driving force behind the Soviet Union staying together. After all, it seems that the removal of the incentive to conquer, and forcing of communism upon other nations, defeated the one thing Soviet Russia had always been about, the expansion of Communism.
With the fall of the Brezhnev Doctrine, came the fall of the man, Brezhnev himself, the share of power in the Warsaw Pact, and perhaps the final moment for the Soviet Union, the Berlin Wall. The Brezhnev Doctrine coming to a close, was perhaps the beginning of the end for one of the strongest empires in the world's history, the Soviet Union.
In other Communist countries
The Soviet Union was not the only Communist country to intervene militarily in fellow countries. Vietnam deposed the Khmer Rouge in the Cambodian–Vietnamese War of 1978, which was followed by a revenge Chinese invasion of Vietnam in the Sino-Vietnamese War of 1979.
Criticisms
Brezhnev Doctrine as a UN violation
This doctrine was even furthermore a problem in the view of the United Nations. The UN's first problem was that it permits use of force. This is a clear violation of Article 2, Chapter 4 of the United Nations Charter which states, "All members shall refrain in their international relations from the threat or use of force against the territorial integrity political independence of any state, or in any other manner inconsistent with the Purposes of the United Nations." When international law conflicts with the Charter, the Charter has precedent. It is this, that makes the Brezhnev Doctrine illegal.
See also
Soviet occupations
Tankie
Ulbricht Doctrine
References
Bibliography
Freedman, Lawrence, and Jeffrey Michaels. "Soviet Doctrine from Brezhnev to Gorbachev." in The Evolution of Nuclear Strategy (Palgrave Macmillan, London, 2019) pp. 527-542.
.
Hunt, Lynn. The Making of the West: Peoples and Cultures (Bedford/St. Martin's, Boston and London. 2009).
Jones, Robert A. The Soviet Concept of 'Limited Sovereignty' from Lenin to Gorbachev: The Brezhnev Doctrine (Springer, 2016).
Kemp-Welch, Anthony. "Poland and the Brezhnev Doctrine (1968-1989)." Wolność i Solidarność 10 (2017): 155-223. online in English
Kramer, Mark. "The Kremlin, the Prague Spring, and the Brezhnev Doctrine." in Promises of 1968 (2010) pp: 285-370. online
Lesaffer, Randall. "Brezhnev Doctrine." in The Encyclopedia of Diplomacy (2018) pp: 1-5.
Loth, Wilfried. "Moscow, Prague and Warsaw: Overcoming the Brezhnev Doctrine." Cold War History 1.2 (2001): 103-118.
Mitchell, R. Judson. "The Brezhnev doctrine and communist ideology." The Review of Politics 34.2 (1972): 190-209. online
Ouimet, Matthew: The Rise and Fall of the Brezhnev Doctrine in Soviet Foreign Policy. University of North Carolina Press, Chapel Hill and London. 2003.
Pravda, September 25, 1968; translated by Novosti, Soviet press agency. Reprinted in L. S. Stavrianos, The Epic of Man (Englewood Cliffs, N.J.: Prentice Hall, 1971), pp. 465–466.
Valenta, Jiri. "Soviet Decisionmaking on Afghanistan, 1979." im Soviet Decisionmaking for National Security (Routledge, 2021) pp. 218-236.
External links
1968 in international relations
1968 in the Soviet Union
Czechoslovakia–Soviet Union relations
Eastern Bloc
Foreign policy doctrines
Foreign relations of the Soviet Union
Leonid Brezhnev
Neo-Stalinism
Prague Spring | [
101,
1109,
139,
18550,
7272,
6348,
11387,
23889,
1108,
170,
2461,
2880,
2818,
1115,
9950,
1251,
4433,
1106,
11181,
3013,
1107,
1251,
1352,
1104,
1103,
2461,
171,
27089,
1107,
1970,
1105,
2882,
1980,
1108,
170,
4433,
1106,
1172,
1155,
117,
1105,
3335,
16489,
1103,
9108,
1104,
3235,
11181,
2231,
119,
1135,
1108,
9950,
1107,
1546,
1106,
17422,
1103,
2461,
118,
1521,
5846,
1104,
13028,
2206,
1107,
2477,
117,
1114,
1103,
18310,
1104,
1103,
5851,
1433,
1175,
119,
1109,
7732,
1106,
107,
20560,
107,
2318,
1654,
1118,
1103,
8356,
3512,
9125,
1106,
1103,
148,
16996,
2836,
119,
2461,
2301,
11329,
3414,
26281,
12804,
1964,
1231,
16091,
7168,
1906,
1103,
9978,
1107,
1103,
1523,
3011,
117,
1112,
1103,
148,
16996,
2836,
3134,
1103,
9441,
18310,
1104,
8356,
3013,
1107,
1155,
1157,
5989,
2182,
1107,
2882,
1980,
119,
1109,
2818,
1108,
1148,
1105,
1211,
3817,
15530,
1118,
15173,
19892,
18236,
1964,
1107,
170,
1347,
1744,
117,
2477,
153,
1611,
1964,
1810,
3342,
3909,
107,
24600,
2340,
1105,
1103,
1570,
152,
1830,
10811,
6126,
1104,
7365,
19510,
107,
119,
8393,
2386,
139,
18550,
7272,
6348,
1231,
19385,
2913,
1122,
1107,
170,
4055,
1120,
1103,
9638,
2757,
1104,
1103,
3129,
1244,
8736,
112,
1786,
1113,
1379,
1492,
117,
2477,
117,
1134,
2202,
131,
107,
1332,
2088,
1115,
1132,
10518,
1106,
20560,
2222,
1106,
1885,
1103,
1718,
1104,
1199,
11181,
1583,
2019,
20582,
117,
1122,
3316,
1136,
1178,
170,
2463,
1104,
1103,
1583,
4264,
117,
1133,
170,
1887,
2463,
1105,
4517,
1104,
1155,
11181,
2182,
119,
107,
1188,
9978,
1108,
1717,
1106,
1231,
8005,
19667,
1193,
17422,
1103,
4923,
1104,
13028,
1107,
1360,
2477,
1115,
2207,
1103,
8254,
5350,
117,
1373,
1114,
2206,
2461,
1764,
22496,
117,
1216,
1112,
1103,
4923,
1104,
5169,
1107,
2990,
119,
1636,
22496,
1127,
2318,
1106,
1508,
1126,
1322,
1106,
7691,
2734,
3268,
1105,
13034,
1116,
1115,
1125,
1103,
3209,
1106,
13018,
2461,
1119,
2176,
27027,
1656,
1103,
2882,
24675,
117,
1134,
1108,
1737,
1118,
1103,
2461,
1913,
1106,
1129,
1126,
6818,
1105,
5341,
1105,
7061,
20232,
1107,
1692,
19550,
1114,
10017,
1127,
1106,
2549,
1149,
119,
1130,
2415,
117,
1103,
2818,
2318,
1115,
1178,
2609,
4574,
1104,
1103,
5989,
2231,
112,
8356,
3512,
1108,
2148,
1105,
1115,
3839,
1156,
1129,
2148,
1106,
13018,
1103,
1884,
23838,
1757,
1104,
1103,
2882,
24675,
1107,
1251,
1236,
119,
1337,
1110,
117,
1185,
1583,
1180,
1817,
1103,
7760,
27175,
1137,
26886,
170,
6550,
8356,
1710,
112,
188,
18356,
1113,
1540,
119,
146,
8223,
18726,
1107,
1142,
9978,
1108,
1115,
1103,
3645,
1104,
1103,
2461,
1913,
9142,
117,
1111,
2111,
117,
1103,
1540,
1106,
9410,
107,
20560,
107,
1105,
107,
20582,
107,
119,
2485,
1103,
8679,
1104,
1103,
139,
18550,
7272,
6348,
11387,
23889,
117,
2567,
19151,
1127,
1878,
1206,
1103,
2461,
1913,
1105,
1157,
5989,
2231,
1106,
1231,
11192,
7340,
1292,
1827,
1105,
1106,
1748,
4989,
9455,
118,
1352,
7395,
119,
1109,
6551,
1104,
1103,
9978,
1127,
1177,
4728,
1115,
1103,
16359,
1256,
1215,
1122,
1106,
17422,
1147,
1764,
9108,
1107,
1103,
8356,
113,
1133,
1664,
118,
7760,
27175,
114,
3790,
1104,
6469,
1107,
2333,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The zebrafish (Danio rerio) is a freshwater fish belonging to the minnow family (Cyprinidae) of the order Cypriniformes. Native to South Asia, it is a popular aquarium fish, frequently sold under the trade name zebra danio (and thus often called a "tropical fish" although both tropical and subtropical). It is also found in private ponds.
The zebrafish is an important and widely used vertebrate model organism in scientific research, for example in drug development, in particular pre-clinical development. It is also notable for its regenerative abilities, and has been modified by researchers to produce many transgenic strains.
Taxonomy
The zebrafish is a derived member of the genus Brachydanio, of the family Cyprinidae. It has a sister-group relationship with Danio aesculapii. Zebrafish are also closely related to the genus Devario, as demonstrated by a phylogenetic tree of close species.
Range
The zebrafish is native to fresh water habitats in South Asia where it is found in India, Pakistan, Bangladesh, Nepal and Bhutan. The northern limit is in the South Himalayas, ranging from the Sutlej river basin in the Pakistan–India border region to the state of Arunachal Pradesh in northeast Indian. Its range is concentrated in the Ganges and Brahmaputra River basins, and the species was first described from Kosi River (lower Ganges basin) of India. Its range further south is more local, with scattered records from the Western and Eastern Ghats regions. It has frequently been said to occur in Myanmar (Burma), but this is entirely based on pre-1930 records and likely refers to close relatives only described later, notably Danio kyathit. Likewise, old records from Sri Lanka are highly questionable and remain unconfirmed.
Zebrafish have been introduced to California, Connecticut, Florida and New Mexico in the United States, presumably by deliberate release by aquarists or by escape from fish farms. The New Mexico population had been extirpated by 2003 and it is unclear if the others survive, as the last published records were decades ago. Elsewhere the species has been introduced to Colombia and Malaysia.
Habitat
Zebrafish typically inhabit moderately flowing to stagnant clear water of quite shallow depth in streams, canals, ditches, oxbow lakes, ponds and rice paddies. There is usually some vegetation, either submerged or overhanging from the banks, and the bottom is sandy, muddy or silty, often mixed with pebbles or gravel. In surveys of zebrafish locations throughout much of its Bangladeshi and Indian distribution, the water had a near-neutral to somewhat basic pH and mostly ranged from in temperature. One unusually cold site was only and another unusually warm site was , but the zebrafish still appeared healthy. The unusually cold temperature was at one of the highest known zebrafish locations at above sea level, although the species has been recorded to .
Description
The zebrafish is named for the five uniform, pigmented, horizontal, blue stripes on the side of the body, which are reminiscent of a zebra's stripes, and which extend to the end of the caudal fin. Its shape is fusiform and laterally compressed, with its mouth directed upwards. The male is torpedo-shaped, with gold stripes between the blue stripes; the female has a larger, whitish belly and silver stripes instead of gold. Adult females exhibit a small genital papilla in front of the anal fin origin. The zebrafish can reach up to in length, although they typically are in the wild with some variations depending on location. Its lifespan in captivity is around two to three years, although in ideal conditions, this may be extended to over five years. In the wild it is typically an annual species.
Psychology
In 2015, a study was published about zebrafishes' capacity for episodic memory. The individuals showed a capacity to remember context with respect to objects, locations and occasions (what, when, where). Episodic memory is a capacity of explicit memory systems, typically associated with conscious experience.
The Mauthner cells integrate a wide array of sensory stimuli to produce the escape reflex. Those stimuli are found to include the lateral line signals by McHenry et al 2009 and visual signals consistent with looming objects by Temizer et al 2015, Dunn et al 2016, and Yao et al 2016.
Reproduction
The approximate generation time for Danio rerio is three months. A male must be present for ovulation and spawning to occur. Zebrafish are asynchronous spawners and under optimal conditions (such as food availability and favorable water parameters) can spawn successfully frequently, even on a daily basis. Females are able to spawn at intervals of two to three days, laying hundreds of eggs in each clutch. Upon release, embryonic development begins; in absence of sperm, growth stops after the first few cell divisions. Fertilized eggs almost immediately become transparent, a characteristic that makes D. rerio a convenient research model species.
The zebrafish embryo develops rapidly, with precursors to all major organs appearing within 36 hours of fertilization. The embryo begins as a yolk with a single enormous cell on top (see image, 0 h panel), which divides into two (0.75 h panel) and continues dividing until there are thousands of small cells (3.25 h panel). The cells then migrate down the sides of the yolk (8 h panel) and begin forming a head and tail (16 h panel). The tail then grows and separates from the body (24 h panel). The yolk shrinks over time because the fish uses it for food as it matures during the first few days (72 h panel). After a few months, the adult fish reaches reproductive maturity (bottom panel).
To encourage the fish to spawn, some researchers use a fish tank with a sliding bottom insert, which reduces the depth of the pool to simulate the shore of a river. Zebrafish spawn best in the morning due to their Circadian rhythms. Researchers have been able to collect 10,000 embryos in 10 minutes using this method. In particular, one pair of adult fish is capable of laying 200–300 eggs in one morning in approximately 5 to 10 at time. Male zebrafish are furthermore known to respond to more pronounced markings on females, i.e., "good stripes", but in a group, males will mate with whichever females they can find. What attracts females is not currently understood. The presence of plants, even plastic plants, also apparently encourages spawning.
Exposure to environmentally relevant concentrations of diisononyl phthalate (DINP), commonly used in a large variety of plastic items, disrupt the endocannabinoid system and thereby affect reproduction in a sex-specific manner.
Feeding
Zebrafish are omnivorous, primarily eating zooplankton, phytoplankton, insects and insect larvae, although they can eat a variety of other foods, such as worms and small crustaceans, if their preferred food sources are not readily available.
In research, adult zebrafish are often fed with brine shrimp, or paramecia.
In the aquarium
Zebrafish are hardy fish and considered good for beginner aquarists. Their enduring popularity can be attributed to their playful disposition, as well as their rapid breeding, aesthetics, cheap price and broad availability. They also do well in schools or shoals of six or more, and interact well with other fish species in the aquarium. However, they are susceptible to Oodinium or velvet disease, microsporidia (Pseudoloma neurophilia), and Mycobacterium species. Given the opportunity, adults eat hatchlings, which may be protected by separating the two groups with a net, breeding box or separate tank.
In captivity, zebrafish live approximately forty-two months. Some captive zebrafish can develop a curved spine.
The zebra danio was also used to make genetically modified fish and were the first species to be sold as GloFish (fluorescent colored fish).
Strains
In late 2003, transgenic zebrafish that express green, red, and yellow fluorescent proteins became commercially available in the United States. The fluorescent strains are tradenamed GloFish; other cultivated varieties include "golden", "sandy", "longfin" and "leopard".
The leopard danio, previously known as Danio frankei, is a spotted colour morph of the zebrafish which arose due to a pigment mutation. Xanthistic forms of both the zebra and leopard pattern, along with long-finned subspecies, have been obtained via selective breeding programs for the aquarium trade.
Various transgenic and mutant strains of zebrafish were stored at the China Zebrafish Resource Center (CZRC), a non-profit organization, which was jointly supported by the Ministry of Science and Technology of China and the Chinese Academy of Sciences.
Wild-type strains
The Zebrafish Information Network (ZFIN) provides up-to-date information about current known wild-type (WT) strains of D. rerio, some of which are listed below.
AB (AB)
AB/C32 (AB/C32)
AB/TL (AB/TL)
AB/Tuebingen (AB/TU)
C32 (C32)
Cologne (KOLN)
Darjeeling (DAR)
Ekkwill (EKW)
HK/AB (HK/AB)
HK/Sing (HK/SING)
Hong Kong (HK)
India (IND)
Indonesia (INDO)
Nadia (NA)
RIKEN WT (RW)
Singapore (SING)
SJA (SJA)
SJD (SJD)
SJD/C32 (SJD/C32)
Tuebingen (TU)
Tupfel long fin (TL)
Tupfel long fin nacre (TLN)
WIK (WIK)
WIK/AB (WIK/AB)
Hybrids
Hybrids between different Danio species may be fertile: for example, between D. rerio and D. nigrofasciatus.
Scientific research
D. rerio is a common and useful scientific model organism for studies of vertebrate development and gene function. Its use as a laboratory animal was pioneered by the American molecular biologist George Streisinger and his colleagues at the University of Oregon in the 1970s and 1980s; Streisinger's zebrafish clones were among the earliest successful vertebrate clones created. Its importance has been consolidated by successful large-scale forward genetic screens (commonly referred to as the Tübingen/Boston screens). The fish has a dedicated online database of genetic, genomic, and developmental information, the Zebrafish Information Network (ZFIN). The Zebrafish International Resource Center (ZIRC) is a genetic resource repository with 29,250 alleles available for distribution to the research community. D. rerio is also one of the few fish species to have been sent into space.
Research with D. rerio has yielded advances in the fields of developmental biology, oncology, toxicology, reproductive studies, teratology, genetics, neurobiology, environmental sciences, stem cell research, regenerative medicine, muscular dystrophies and evolutionary theory.
Model characteristics
As a model biological system, the zebrafish possesses numerous advantages for scientists. Its genome has been fully sequenced, and it has well-understood, easily observable and testable developmental behaviors. Its embryonic development is very rapid, and its embryos are relatively large, robust, and transparent, and able to develop outside their mother. Furthermore, well-characterized mutant strains are readily available.
Other advantages include the species' nearly constant size during early development, which enables simple staining techniques to be used, and the fact that its two-celled embryo can be fused into a single cell to create a homozygous embryo. The zebrafish is also demonstrably similar to mammalian models and humans in toxicity testing, and exhibits a diurnal sleep cycle with similarities to mammalian sleep behavior. However, zebrafish are not a universally ideal research model; there are a number of disadvantages to their scientific use, such as the absence of a standard diet and the presence of small but important differences between zebrafish and mammals in the roles of some genes related to human disorders.
Regeneration
Zebrafish have the ability to regenerate their heart and lateral line hair cells during their larval stages. In 2011, the British Heart Foundation ran an advertising campaign publicising its intention to study the applicability of this ability to humans, stating that it aimed to raise £50 million in research funding.
Zebrafish have also been found to regenerate photoreceptor cells and retinal neurons following injury, which has been shown to be mediated by the dedifferentiation and proliferation of Müller glia. Researchers frequently amputate the dorsal and ventral tail fins and analyze their regrowth to test for mutations. It has been found that histone demethylation occurs at the site of the amputation, switching the zebrafish's cells to an "active", regenerative, stem cell-like state. In 2012, Australian scientists published a study revealing that zebrafish use a specialised protein, known as fibroblast growth factor, to ensure their spinal cords heal without glial scarring after injury. In addition, hair cells of the posterior lateral line have also been found to regenerate following damage or developmental disruption. Study of gene expression during regeneration has allowed for the identification of several important signaling pathways involved in the process, such as Wnt signaling and Fibroblast growth factor.
In probing disorders of the nervous system, including neurodegenerative diseases, movement disorders, psychiatric disorders and deafness, researchers are using the zebrafish to understand how the genetic defects underlying these conditions cause functional abnormalities in the human brain, spinal cord and sensory organs. Researchers have also studied the zebrafish to gain new insights into the complexities of human musculoskeletal diseases, such as muscular dystrophy. Another focus of zebrafish research is to understand how a gene called Hedgehog, a biological signal that underlies a number of human cancers, controls cell growth.
Genetics
Background genetics
Inbred strains and traditional outbred stocks have not been developed for laboratory zebrafish, and the genetic variability of wild-type lines among institutions may contribute to the replication crisis in biomedical research. Genetic differences in wild-type lines among populations maintained at different research institutions have been demonstrated using both Single-nucleotide polymorphisms and microsatellite analysis.
Gene expression
Due to their fast and short life cycles and relatively large clutch sizes, D. rerio or zebrafish are a useful model for genetic studies. A common reverse genetics technique is to reduce gene expression or modify splicing using Morpholino antisense technology. Morpholino oligonucleotides (MO) are stable, synthetic macromolecules that contain the same bases as DNA or RNA; by binding to complementary RNA sequences, they can reduce the expression of specific genes or block other processes from occurring on RNA. MO can be injected into one cell of an embryo after the 32-cell stage, reducing gene expression in only cells descended from that cell. However, cells in the early embryo (less than 32 cells) are interpermeable to large molecules, allowing diffusion between cells. Guidelines for using Morpholinos in zebrafish describe appropriate control strategies. Morpholinos are commonly microinjected in 500pL directly into 1-2 cell stage zebrafish embryos. The morpholino is able to integrate into most cells of the embryo.
A known problem with gene knockdowns is that, because the genome underwent a duplication after the divergence of ray-finned fishes and lobe-finned fishes, it is not always easy to silence the activity of one of the two gene paralogs reliably due to complementation by the other paralog. Despite the complications of the zebrafish genome, a number of commercially available global platforms exist for analysis of both gene expression by microarrays and promoter regulation using ChIP-on-chip.
Genome sequencing
The Wellcome Trust Sanger Institute started the zebrafish genome sequencing project in 2001, and the full genome sequence of the Tuebingen reference strain is publicly available at the National Center for Biotechnology Information (NCBI)'s Zebrafish Genome Page. The zebrafish reference genome sequence is annotated as part of the Ensembl project, and is maintained by the Genome Reference Consortium.
In 2009, researchers at the Institute of Genomics and Integrative Biology in Delhi, India, announced the sequencing of the genome of a wild zebrafish strain, containing an estimated 1.7 billion genetic letters. The genome of the wild zebrafish was sequenced at 39-fold coverage. Comparative analysis with the zebrafish reference genome revealed over 5 million single nucleotide variations and over 1.6 million insertion deletion variations. The zebrafish reference genome sequence of 1.4GB and over 26,000 protein coding genes was published by Kerstin Howe et al. in 2013.
Mitochondrial DNA
In October 2001, researchers from the University of Oklahoma published D. rerio's complete mitochondrial DNA sequence. Its length is 16,596 base pairs. This is within 100 base pairs of other related species of fish, and it is notably only 18 pairs longer than the goldfish (Carassius auratus) and 21 longer than the carp (Cyprinus carpio). Its gene order and content are identical to the common vertebrate form of mitochondrial DNA. It contains 13 protein-coding genes and a noncoding control region containing the origin of replication for the heavy strand. In between a grouping of five tRNA genes, a sequence resembling vertebrate origin of light strand replication is found. It is difficult to draw evolutionary conclusions because it is difficult to determine whether base pair changes have adaptive significance via comparisons with other vertebrates' nucleotide sequences.
Developmental genetics
T-boxes and homeoboxes are vital in Danio similarly to other vertebrates. The Bruce et al team are known for this area, and in Bruce et al 2003 & Bruce et al 2005 uncover the role of two of these elements in oocytes of this species. By interfering via a dominant nonfunctional allele and a morpholino they find the T-box transcription activator Eomesodermin and its target mtx2 – a transcription factor – are vital to epiboly. (In Bruce et al 2003 they failed to support the possibility that Eomesodermin behaves like Vegt. Neither they nor anyone else has been able to locate any mutation which – in the mother – will prevent initiation of the mesoderm or endoderm development processes in this species.)
Pigmentation genes
In 1999, the nacre mutation was identified in the zebrafish ortholog of the mammalian MITF transcription factor. Mutations in human MITF result in eye defects and loss of pigment, a type of Waardenburg Syndrome. In December 2005, a study of the golden strain identified the gene responsible for its unusual pigmentation as SLC24A5, a solute carrier that appeared to be required for melanin production, and confirmed its function with a Morpholino knockdown. The orthologous gene was then characterized in humans and a one base pair difference was found to strongly segregate fair-skinned Europeans and dark-skinned Africans. Zebrafish with the nacre mutation have since been bred with fish with a roy orbison (roy) mutation to make fish that have no melanophores or iridophores, and are transparent into adulthood. These fish are characterized by uniformly pigmented eyes and translucent skin.
Transgenesis
Transgenesis is a popular approach to study the function of genes in zebrafish. Construction of transgenic zebrafish is rather easy by a method using the Tol2 transposon system. Tol2 element which encodes a gene for a fully functional transposase capable of catalyzing transposition in the zebrafish germ lineage. Tol2 is the only natural DNA transposable element in vertebrates from which an autonomous member has been identified. Examples include the artificial interaction produced between LEF1 and Catenin beta-1/β-catenin/CTNNB1. Dorsky et al 2002 investigated the developmental role of Wnt by transgenically expressing a Lef1/β-catenin reporter.
Transparent adult bodies
In 2008, researchers at Boston Children's Hospital developed a new strain of zebrafish, named Casper, whose adult bodies had transparent skin. This allows for detailed visualization of cellular activity, circulation, metastasis and many other phenomena. In 2019 researchers published a crossing of a prkdc-/- and a IL2rga-/- strain that produced transparent, immunodeficient offspring, lacking natural killer cells as well as B- and T-cells. This strain can be adapted to warm water and the absence of an immune system makes the use of patient derived xenografts possible. In January 2013, Japanese scientists genetically modified a transparent zebrafish specimen to produce a visible glow during periods of intense brain activity.
In January 2007, Chinese researchers at Fudan University genetically modified zebrafish to detect oestrogen pollution in lakes and rivers, which is linked to male infertility. The researchers cloned oestrogen-sensitive genes and injected them into the fertile eggs of zebrafish. The modified fish turned green if placed into water that was polluted by oestrogen.
RNA splicing
In 2015, researchers at Brown University discovered that 10% of zebrafish genes do not need to rely on the U2AF2 protein to initiate RNA splicing. These genes have the DNA base pairs AC and TG as repeated sequences at the ends of each intron. On the 3'ss (3' splicing site), the base pairs adenine and cytosine alternate and repeat, and on the 5'ss (5' splicing site), their complements thymine and guanine alternate and repeat as well. They found that there was less reliance on U2AF2 protein than in humans, in which the protein is required for the splicing process to occur. The pattern of repeating base pairs around introns that alters RNA secondary structure was found in other teleosts, but not in tetrapods. This indicates that an evolutionary change in tetrapods may have led to humans relying on the U2AF2 protein for RNA splicing while these genes in zebrafish undergo splicing regardless of the presence of the protein.
Orthology
D. rerio has three transferrins, all of which cluster closely with other vertebrates.
Inbreeding depression
When close relatives mate, progeny may exhibit the detrimental effects of inbreeding depression. Inbreeding depression is predominantly caused by the homozygous expression of recessive deleterious alleles. For zebra fish, inbreeding depression might be expected to be more severe in stressful environments, including those caused by anthropogenic pollution. Exposure of zebra fish to environmental stress induced by the chemical clotrimazole, an imidazole fungicide used in agriculture and in veterinary and human medicine, amplified the effects of inbreeding on key reproductive traits. Embryo viability was significantly reduced in inbred exposed fish and there was a tendency for inbred males to sire fewer offspring.
Drug discovery and development
The zebrafish and zebrafish larva is a suitable model organism for drug discovery and development. As a vertebrate with 70% genetic homology with humans, it can be predictive of human health and disease, while its small size and fast development facilitates experiments on a larger and quicker scale than with more traditional in vivo studies, including the development of higher-throughput, automated investigative tools. As demonstrated through ongoing research programmes, the zebrafish model enables researchers not only to identify genes that might underlie human disease, but also to develop novel therapeutic agents in drug discovery programmes. Zebrafish embryos have proven to be a rapid, cost-efficient, and reliable teratology assay model.
Drug screens
Drug screens in zebrafish can be used to identify novel classes of compounds with biological effects, or to repurpose existing drugs for novel uses; an example of the latter would be a screen which found that a commonly used statin (rosuvastatin) can suppress the growth of prostate cancer. To date, 65 small-molecule screens have been carried out and at least one has led to clinical trials. Within these screens, many technical challenges remain to be resolved, including differing rates of drug absorption resulting in levels of internal exposure that cannot be extrapolated from the water concentration, and high levels of natural variation between individual animals.
Toxico- or pharmacokinetics
To understand drug effects, the internal drug exposure is essential, as this drives the pharmacological effect. Translating experimental results from zebrafish to higher vertebrates (like humans) requires concentration-effect relationships, which can be derived from pharmacokinetic and pharmacodynamic analysis.
Because of its small size, however, it is very challenging to quantify the internal drug exposure. Traditionally multiple blood samples would be drawn to characterize the drug concentration profile over time, but this technique remains to be developed. To date, only a single pharmacokinetic model for paracetamol has been developed in zebrafish larvae.
Computational data analysis
Using smart data analysis methods, pathophysiological and pharmacological processes can be understood and subsequently translated to higher vertebrates, including humans. An example is the use of systems pharmacology, which is the integration of systems biology and pharmacometrics.
Systems biology characterizes (part of) an organism by a mathematical description of all relevant processes. These can be for example different signal transduction pathways that upon a specific signal lead to a certain response. By quantifying these processes, their behaviour in healthy and diseased situation can be understood and predicted.
Pharmacometrics uses data from preclinical experiments and clinical trials to characterize the pharmacological processes that are underlying the relation between the drug dose and its response or clinical outcome. These can be for example the drug absorption in or clearance from the body, or its interaction with the target to achieve a certain effect. By quantifying these processes, their behaviour after different doses or in different patients can be understood and predicted to new doses or patients.
By integrating these two fields, systems pharmacology has the potential to improve the understanding of the interaction of the drug with the biological system by mathematical quantification and subsequent prediction to new situations, like new drugs or new organisms or patients.
Using these computational methods, the previously mentioned analysis of paracetamol internal exposure in zebrafish larvae showed reasonable correlation between paracetamol clearance in zebrafish with that of higher vertebrates, including humans.
Medical research
Cancer
Zebrafish have been used to make several transgenic models of cancer, including melanoma, leukemia, pancreatic cancer and hepatocellular carcinoma. Zebrafish expressing mutated forms of either the BRAF or NRAS oncogenes develop melanoma when placed onto a p53 deficient background. Histologically, these tumors strongly resemble the human disease, are fully transplantable, and exhibit large-scale genomic alterations. The BRAF melanoma model was utilized as a platform for two screens published in March 2011 in the journal Nature. In one study, the model was used as a tool to understand the functional importance of genes known to be amplified and overexpressed in human melanoma. One gene, SETDB1, markedly accelerated tumor formation in the zebrafish system, demonstrating its importance as a new melanoma oncogene. This was particularly significant because SETDB1 is known to be involved in the epigenetic regulation that is increasingly appreciated to be central to tumor cell biology.
In another study, an effort was made to therapeutically target the genetic program present in the tumor's origin neural crest cell using a chemical screening approach. This revealed that an inhibition of the DHODH protein (by a small molecule called leflunomide) prevented development of the neural crest stem cells which ultimately give rise to melanoma via interference with the process of transcriptional elongation. Because this approach would aim to target the "identity" of the melanoma cell rather than a single genetic mutation, leflunomide may have utility in treating human melanoma.
Cardiovascular disease
In cardiovascular research, the zebrafish has been used to model blood clotting, blood vessel development, heart failure, and congenital heart and kidney disease.
Immune system
In programmes of research into acute inflammation, a major underpinning process in many diseases, researchers have established a zebrafish model of inflammation, and its resolution. This approach allows detailed study of the genetic controls of inflammation and the possibility of identifying potential new drugs.
Zebrafish has been extensively used as a model organism to study vertebrate innate immunity. The innate immune system is capable of phagocytic activity by 28 to 30 h postfertilization (hpf) while adaptive immunity is not functionally mature until at least 4 weeks postfertilization.
Infectious diseases
As the immune system is relatively conserved between zebrafish and humans, many human infectious diseases can be modeled in zebrafish. The transparent early life stages are well suited for in vivo imaging and genetic dissection of host-pathogen interactions. Zebrafish models for a wide range of bacterial, viral and parasitic pathogens have already been established; for example, the zebrafish model for tuberculosis provides fundamental insights into the mechanisms of pathogenesis of mycobacteria. Furthermore, robotic technology has been developed for high-throughput antimicrobial drug screening using zebrafish infection models.
Repairing retinal damage
Another notable characteristic of the zebrafish is that it possesses four types of cone cell, with ultraviolet-sensitive cells supplementing the red, green and blue cone cell subtypes found in humans. Zebrafish can thus observe a very wide spectrum of colours. The species is also studied to better understand the development of the retina; in particular, how the cone cells of the retina become arranged into the so-called 'cone mosaic'. Zebrafish, in addition to certain other teleost fish, are particularly noted for having extreme precision of cone cell arrangement.
This study of the zebrafish's retinal characteristics has also extrapolated into medical enquiry. In 2007, researchers at University College London grew a type of zebrafish adult stem cell found in the eyes of fish and mammals that develops into neurons in the retina. These could be injected into the eye to treat diseases that damage retinal neurons—nearly every disease of the eye, including macular degeneration, glaucoma, and diabetes-related blindness. The researchers studied Müller glial cells in the eyes of humans aged from 18 months to 91 years, and were able to develop them into all types of retinal neurons. They were also able to grow them easily in the lab. The stem cells successfully migrated into diseased rats' retinas, and took on the characteristics of the surrounding neurons. The team stated that they intended to develop the same approach in humans.
Muscular dystrophies
Muscular dystrophies (MD) are a heterogeneous group of genetic disorders that cause muscle weakness, abnormal contractions and muscle wasting, often leading to premature death. Zebrafish is widely used as model organism to study muscular dystrophies. For example, the sapje (sap) mutant is the zebrafish orthologue of human Duchenne muscular dystrophy (DMD). The Machuca-Tzili and co-workers applied zebrafish to determine the role of alternative splicing factor, MBNL, in myotonic dystrophy type 1 (DM1) pathogenesis. More recently, Todd et al. described a new zebrafish model designed to explore the impact of CUG repeat expression during early development in DM1 disease. Zebrafish is also an excellent animal model to study congenital muscular dystrophies including CMD Type 1 A (CMD 1A) caused by mutation in the human laminin α2 (LAMA2) gene. The zebrafish, because of its advantages discussed above, and in particular the ability of zebrafish embryos to absorb chemicals, has become a model of choice in screening and testing new drugs against muscular distrophies.
Bone physiology and pathology
Zebrafish have been used as model organisms for bone metabolism, tissue turnover, and resorbing activity. These processes are largely evolutionary conserved. They have been used to study osteogenesis (bone formation), evaluating differentiation, matrix deposition activity, and cross-talk of skeletal cells, to create and isolate mutants modeling human bone diseases, and test new chemical compounds for the ability to revert bone defects. The larvae can be used to follow new (de novo) osteoblast formation during bone development. They start mineralising bone elements as early as 4 days post fertilisation. Recently, adult zebrafish are being used to study complex age related bone diseases such as osteoporosis and osteogenesis imperfecta. The (elasmoid) scales of zebrafish function as a protective external layer and are little bony plates made by osteoblasts. These exoskeletal structures are formed by bone matrix depositing osteoblasts and are remodeled by osteoclasts. The scales also act as the main calcium storage of the fish. They can be cultured ex-vivo (kept alive outside of the organism) in a multi-well plate, which allows manipulation with drugs and even screening for new drugs that could change bone metabolism (between osteoblasts and osteoclasts).
Diabetes
Zebrafish pancreas development is very homologous to mammals, such as mice. The signaling mechanisms and way the pancreas functions are very similar. The pancreas has an endocrine compartment, which contains a variety of cells. Pancreatic PP cells that produce polypeptides, and β-cells that produce insulin are two examples of those such cells. This structure of the pancreas, along with the glucose homeostasis system, are helpful in studying diseases, such as diabetes, that are related to the pancreas. Models for pancreas function, such as fluorescent staining of proteins, are useful in determining the processes of glucose homeostasis and the development of the pancreas. Glucose tolerance tests have been developed using zebrafish, and can now be used to test for glucose intolerance or diabetes in humans. The function of insulin are also being tested in zebrafish, which will further contribute to human medicine. The majority of work done surrounding knowledge on glucose homeostasis has come from work on zebrafish transferred to humans.
Obesity
Zebrafish have been used as a model system to study obesity, with research into both genetic obesity and over-nutrition induced obesity. Obese zebrafish, similar to obese mammals, show dysregulation of lipid controlling metabolic pathways, which leads to weight gain without normal lipid metabolism. Also like mammals, zebrafish store excess lipids in visceral, intramuscular, and subcutaneous adipose deposits. These reasons and others make zebrafish good models for studying obesity in humans and other species. Genetic obesity is usually studied in transgenic or mutated zebrafish with obesogenic genes. As an example, transgenic zerbafish with overexpressed AgRP, an endogenous melacortin antagonist, showed increased body weight and adipose deposition during growth. Though zebrafish genes may not be the exact same as human genes, these tests could provide important insight into possible genetic causes and treatments for human genetic obesity. Diet-induced obesity zebrafish models are useful, as diet can be modified from a very early age. High fat diets and general overfeeding diets both show rapid increases in adipose deposition, increased BMI, hepatosteatosis, and hypertriglyceridemia. However, the normal fat, overfed specimens are still metabolically healthy, while high-fat diet specimens are not. Understanding differences between types of feeding-induced obesity could prove useful in human treatment of obesity and related health conditions.
Environmental toxicology
Zebrafish have been used as a model system in environmental toxicology studies.
Epilepsy
Zebrafish have been used as a model system to study epilepsy. Mammalian seizures can be recapitulated molecularly, behaviorally, and electrophysiologically, using a fraction of the resources required for experiments in mammals.
See also
Japanese rice fish or medaka, another fish used for genetic, developmental, and biomedical research
List of freshwater aquarium fish species
ZebraBox, a specialised container for the scientific study of zebrafish
References
Further reading
External links
British Association of Zebrafish Husbandry
International Zebrafish Society (IZFS)
European Society for Fish Models in Biology and Medicine (EuFishBioMed)
The Zebrafish Information Network (ZFIN)
The Zebrafish International Resource Center (ZIRC)
The European Zebrafish Resource Center (EZRC)
The China Zebrafish Resource Center (CZRC)
The Zebrafish Genome Sequencing Project at the Wellcome Trust Sanger Institute
FishMap: The Zebrafish Community Genomics Browser at the Institute of Genomics and Integrative Biology (IGIB)
WebHome Zebrafish GenomeWiki Beta Preview at the IGIB
Genome sequencing initiative at the IGIB
Danio rerio at Danios.info
Sanger Institute Zebrafish Mutation Resource
Zebrafish genome via Ensembl
FishforScience.com – using zebrafish for medical research
FishForPharma
Breeding Zebrafish
Fish described in 1822
Danio
Fish of Bangladesh
Freshwater fish of India
Fish of Pakistan
Animal models
Stem cell research
Regenerative biomedicine
Animal models in neuroscience
Taxa named by Francis Buchanan-Hamilton | [
101,
1109,
195,
15581,
1611,
6529,
113,
21555,
1186,
1231,
8558,
114,
1110,
170,
13800,
3489,
7078,
1106,
1103,
11241,
2728,
2246,
1266,
113,
27688,
1643,
19764,
5598,
114,
1104,
1103,
1546,
27688,
1643,
19764,
13199,
1279,
119,
4363,
1106,
1375,
3165,
117,
1122,
1110,
170,
1927,
27496,
3489,
117,
3933,
1962,
1223,
1103,
2597,
1271,
195,
15581,
1611,
5358,
22772,
113,
1105,
2456,
1510,
1270,
170,
107,
5065,
3489,
107,
1780,
1241,
5065,
1105,
12227,
114,
119,
1135,
1110,
1145,
1276,
1107,
2029,
20054,
119,
1109,
195,
15581,
1611,
6529,
1110,
1126,
1696,
1105,
3409,
1215,
1396,
22460,
6766,
1566,
2235,
17102,
1107,
3812,
1844,
117,
1111,
1859,
1107,
3850,
1718,
117,
1107,
2440,
3073,
118,
7300,
1718,
119,
1135,
1110,
1145,
3385,
1111,
1157,
1231,
27054,
15306,
7134,
117,
1105,
1144,
1151,
5847,
1118,
6962,
1106,
3133,
1242,
14715,
19438,
21116,
119,
13429,
19608,
1109,
195,
15581,
1611,
6529,
1110,
170,
4408,
1420,
1104,
1103,
2804,
139,
19366,
7889,
6778,
2660,
117,
1104,
1103,
1266,
27688,
1643,
19764,
5598,
119,
1135,
1144,
170,
2104,
118,
1372,
2398,
1114,
21555,
1186,
170,
22102,
16046,
6904,
119,
163,
15581,
1611,
6529,
1132,
1145,
4099,
2272,
1106,
1103,
2804,
18433,
20438,
117,
1112,
7160,
1118,
170,
28084,
2780,
1104,
1601,
1530,
119,
7389,
1109,
195,
15581,
1611,
6529,
1110,
2900,
1106,
4489,
1447,
10902,
1107,
1375,
3165,
1187,
1122,
1110,
1276,
1107,
1726,
117,
3658,
117,
6735,
117,
7795,
1105,
20325,
119,
1109,
2350,
5310,
1110,
1107,
1103,
1375,
15619,
27399,
1116,
117,
7032,
1121,
1103,
15463,
5034,
3361,
2186,
8434,
1107,
1103,
3658,
782,
1726,
3070,
1805,
1106,
1103,
1352,
1104,
138,
10607,
26992,
7530,
1107,
4691,
1890,
119,
2098,
2079,
1110,
7902,
1107,
1103,
12469,
1279,
1105,
139,
10659,
1918,
16156,
1611,
1595,
26404,
117,
1105,
1103,
1530,
1108,
1148,
1758,
1121,
19892,
5053,
1595,
113,
2211,
12469,
1279,
8434,
114,
1104,
1726,
119,
2098,
2079,
1748,
1588,
1110,
1167,
1469,
117,
1114,
7648,
3002,
1121,
1103,
2102,
1105,
2882,
144,
11220,
1116,
4001,
119,
1135,
1144,
3933,
1151,
1163,
1106,
4467,
1107,
12820,
113,
11023,
114,
117,
1133,
1142,
1110,
3665,
1359,
1113,
3073,
118,
3630,
3002,
1105,
2620,
4431,
1106,
1601,
8908,
1178,
1758,
1224,
117,
5087,
21555,
1186,
180,
2315,
14298,
1204,
119,
18872,
117,
1385,
3002,
1121,
4471,
6722,
1132,
3023,
23589,
1105,
3118,
8362,
7235,
22750,
119,
163,
15581,
1611,
6529,
1138,
1151,
2234,
1106,
1756,
117,
5432,
117,
2631,
1105,
1203,
2470,
1107,
1103,
1244,
1311,
117,
11280,
1118,
16170,
1836,
1118,
170,
13284,
12937,
1116,
1137,
1118,
3359,
1121,
3489,
9464,
119,
1109,
1203,
2470,
1416,
1125,
1151,
4252,
3121,
15615,
2913,
1118,
1581,
1105,
1122,
1110,
10527,
1191,
1103,
1639,
5195,
117,
1112,
1103,
1314,
1502,
3002,
1127,
4397,
2403,
119,
2896,
2217,
15839,
1103,
1530,
1144,
1151,
2234,
1106,
6855,
1105,
5355,
119,
11679,
9208,
2980,
163,
15581,
1611,
6529,
3417,
23778,
19455,
8342,
1106,
188,
21365,
14618,
2330,
1447,
1104,
2385,
8327,
5415,
1107,
9136,
117,
20094,
117,
15916,
1279,
117,
184,
1775,
14251,
9231,
117,
20054,
1105,
7738,
12921,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Ellas McDaniel (born Ellas Bates; December 30, 1928 – June 2, 2008), known as Bo Diddley, was an American singer, guitarist, songwriter and music producer who played a key role in the transition from the blues to rock and roll. He influenced many artists, including Buddy Holly, Elvis Presley, the Beatles, the Rolling Stones, the Animals, George Thorogood, and the Clash.
His use of African rhythms and a signature beat, a simple five-accent hambone rhythm, is a cornerstone of hip hop, rock, and pop music. In recognition of his achievements, he was inducted into the Rock and Roll Hall of Fame in 1987, the Blues Hall of Fame in 2003, and the Rhythm and Blues Music Hall of Fame in 2017. He received a Lifetime Achievement Award from the Rhythm and Blues Foundation and the Grammy Lifetime Achievement Award. Diddley is also recognized for his technical innovations, including his use of tremolo and reverb effects to enhance the sound of his distinctive rectangular-shaped guitar.
Life and career
Early life
Born in McComb, Mississippi, as Ellas Bates (some sources give his name as Otha Ellas Bates or as Elias Otha Bates), Bo Diddley was the only child of Ethel Wilson, a sharecropper's teenaged daughter, and Eugene Bates, whom he never knew. Wilson was only sixteen, and being unable to support a family, she gave her cousin, Gussie McDaniel, permission to raise her son. McDaniel eventually adopted him, and he assumed her surname. After his adoptive father Robert died in 1934, when Diddley was 5 years old, Gussie McDaniel moved with him and her three children to the South Side of Chicago; he later dropped Otha from his name and became Ellas McDaniel. He was an active member of Chicago's Ebenezer Baptist Church, where he studied the trombone and the violin, becoming so proficient on the violin that the musical director invited him to join the orchestra, in which he played until he was 18. However, he was more interested in the joyful, rhythmic music he heard at a local Pentecostal Church and took up the guitar; his first recordings were based on that frenetic church music. Diddley said he thought that the trance-like rhythm he used in his rhythm and blues music came from the Sanctified churches he had attended as a youth in his Chicago neighborhood.
Inspired by a John Lee Hooker performance, Diddley supplemented his income as a carpenter and mechanic by playing on street corners with friends, including Jerome Green, in the Hipsters band, later renamed the Langley Avenue Jive Cats. Green became a near-constant member of McDaniel's backing band, the two often trading joking insults with each other during live shows. In the summers of 1943 and 1944, he played at the Maxwell Street market in a band with Earl Hooker. By 1951 he was playing on the street with backing from Roosevelt Jackson on washtub bass and Jody Williams, who had played harmonica as a boy but took up guitar in his teens after he met Diddley at a talent show, with Diddley teaching him some aspects of playing the instrument, including how to play the bass line. Williams later played lead guitar on "Who Do You Love?" (1956).
In 1951, he landed a regular spot at the 708 Club, on Chicago's South Side, with a repertoire influenced by Louis Jordan, John Lee Hooker, and Muddy Waters. In late 1954, he teamed up with harmonica player Billy Boy Arnold, drummer Clifton James and bass player Roosevelt Jackson and recorded demos of "I'm a Man" and "Bo Diddley". They re-recorded the songs at Universal Recording Corp. for Chess Records, with a backing ensemble comprising Otis Spann (piano), Lester Davenport (harmonica), Frank Kirkland (drums), and Jerome Green (maracas). The record was released in March 1955, and the A-side, "Bo Diddley", became a number one R&B hit.
Origins of stage name
The origin of the stage name Bo Diddley is unclear. McDaniel claimed that his peers gave him the name, which he suspected was an insult. Diddly is a truncation of diddly squat, which means "absolutely nothing".
Diddley also said that the name first belonged to a singer his adoptive mother knew. Harmonicist Billy Boy Arnold said that it was a local comedian's name, which Leonard Chess adopted as McDaniel's stage name and the title of his first single. McDaniel also stated that his school classmates in Chicago gave him the nickname, which he started using when sparring and boxing in the neighborhood with The Little Neighborhood Golden Gloves Bunch.
In the story "Black Death" by Zora Neale Hurston, Beau Diddely was a womanizer who impregnates a young woman, disavows responsibility, and meets his undoing by the powers of the local hoodoo man. Hurston submitted it in a contest run by the academic journal Opportunity in 1925, where it won an honorable mention, but it was never published in her lifetime.
A diddley bow is a homemade single-string instrument that survived in the American Deep South, especially in Mississippi. Played mainly by children, the diddley bow in its simplest form was made by nailing a length of broom wire to the side of a house, using a rock placed under the string as a movable bridge, and played in the style of a bottleneck guitar, with various objects used as a slider. The apparent consensus among scholars is that the diddley bow is derived from the monochord zithers of central Africa. Diddley played his song "Bo Diddley" in one string fashion on the guitar, in the style of the children's instrument.
Success in the 1950s and 1960s
On November 20, 1955, Diddley appeared on the popular television program The Ed Sullivan Show. According to legend, when someone on the show's staff overheard him casually singing "Sixteen Tons" in the dressing room, he was asked to perform the song on the show. One of Diddley's later versions of the story was that upon seeing "Bo Diddley" on the cue card, he thought he was to perform both his self-titled hit single and "Sixteen Tons". Sullivan was furious and banned Diddley from his show, reputedly saying that he wouldn't last six months. Chess Records included Diddley's cover of "Sixteen Tons" on the 1963 album Bo Diddley Is a Gunslinger.
Diddley's hit singles continued in the 1950s and 1960s: "Pretty Thing" (1956), "Say Man" (1959), and "You Can't Judge a Book by the Cover" (1962). He also released numerous albums, including Bo Diddley Is a Gunslinger and Have Guitar, Will Travel. These bolstered his self-invented legend. Between 1958 and 1963, Checker Records released eleven full-length Bo Diddley albums. In the 1960s, he broke through as a crossover artist with white audiences (appearing at the Alan Freed concerts, for example), but he rarely aimed his compositions at teenagers. Diddley was among those musicians who capitalized on the mid-1960s surfing and beach party craze in the United States, and released the albums Surfin' with Bo Diddley and Bo Diddley's Beach Party. These featured heavy, distorted blues, played on his Gretsch guitar with bended notes and minor key riffs, unlike the clean, undistorted sounds of the Fender guitars used by the California surf bands. The cover of Surfin' with Bo Diddley had a photograph of two surfers riding a big wave.
In 1963, Diddley starred in a UK concert tour with the Everly Brothers and Little Richard along with the Rolling Stones (a little-known band at that time).
Diddley wrote many songs for himself and also for others. In 1956, he and guitarist Jody Williams co-wrote the pop song "Love Is Strange", a hit for Mickey & Sylvia in 1957, reaching number 11 on the chart. Mickey Baker claimed that he (Baker) and Bo Diddley's wife, Ethel Smith, wrote the song. Diddley also wrote "Mama (Can I Go Out)", which was a minor hit for the pioneering rockabilly singer Jo Ann Campbell, who performed the song in the 1959 rock and roll film Go Johnny Go.
After moving from Chicago to Washington, D.C., Diddley built his first home recording studio in the basement of his home at 2614 Rhode Island Avenue NE. Frequented by several of Washington, D.C.'s musical luminaries, the studio was the site where he recorded the Checker LP (Checker LP-2977) Bo Diddley Is a Gunslinger. Diddley also produced and recorded several up-and-coming groups from the Washington, D.C. area. One of the first groups he recorded was local doo-wop group the Marquees, featuring Marvin Gaye and baritone-bass Chester Simmons, who mooonlighted as Diddley's chaffeur.
The Marquees appeared in talent shows at the Lincoln Theatre, and Diddley, impressed by their smooth vocal delivery, let them rehearse in his studio. Diddley got the Marquees signed to Columbia subsidiary label OKeh Records after unsuccessfully attempting to get them a contract with his own label, Chess. The OKeh label rivaled Chess in the promotion of rhythm and blues. On September 25, 1957, Diddley drove the group to New York City to record "Wyatt Earp", a novelty song written by Reese Palmer, lead singer of the Marquees. Diddley produced the session, with the group backed by his own band. They cut their first record, a single with "Wyatt Earp" on the A-side and "Hey Little School Girl" on the B-side, but it failed to become a hit. Diddley persuaded Moonglows founder and backing vocalist Harvey Fuqua to hire Gaye. Gaye joined the Moonglows as first tenor; the group then moved to Detroit with the hope of signing with Motown Records founder Berry Gordy Jr.
Diddley included women in his band: Norma-Jean Wofford, also known as The Duchess; Gloria Jolivet; Peggy Jones, also known as Lady Bo, a lead guitarist (rare for a woman at that time); and Cornelia Redmond, also known as Cookie V.
Later years
In early 1971, writer-musician Michael Lydon, a founding editor of Rolling Stone, conducted a lengthy, rambling interview of Diddley, at his then home in the San Fernando Valley, California. Lydon described him as a "protean genius" whose songs were "hymns to himself", and led the published piece with a Diddley quote: "Everything I know I taught myself."
Over the decades, Diddley's performing venues ranged from intimate clubs to stadiums. On March 25, 1972, he played with the Grateful Dead at the Academy of Music in New York City. The Grateful Dead released part of this concert as Volume 30 of the band's concert album series, Dick's Picks. Also in the early 1970s, the soundtrack of the ground-breaking animated film Fritz the Cat contained his song "Bo Diddley", in which a crow dances and finger-pops to the track.
Diddley spent some years in New Mexico, living in Los Lunas from 1971 to 1978, while continuing his musical career. He served for two and a half years as a deputy sheriff in the Valencia County Citizens' Patrol; during that time he purchased and donated three highway-patrol pursuit cars. In the late 1970s, he left Los Lunas and moved to Hawthorne, Florida, where he lived on a large estate in a custom-made log cabin, which he helped to build. For the remainder of his life he divided his time between Albuquerque and Florida, living the last 13 years of his life in Archer, Florida, a small farming town near Gainesville.
In 1979, he appeared as an opening act for The Clash on their US tour.
In 1983, he made a cameo appearance as a Philadelphia pawn shop owner in the comedy film Trading Places. He also appeared in George Thorogood's music video for the song "Bad to the Bone," portraying a guitar-slinging pool shark.
In 1985, he appeared on George Thorogood's set, alongside fellow blues legend Albert Collins, on the Live Aid American stage to perform Thorogood's popular cover of Diddley's song Who Do You Love?".
In 1989, Diddley entered into a licensing agreement with the sportswear brand Nike. The Wieden & Kennedy-produced commercial in the "Bo Knows" campaign teamed Diddley with dual sportsman Bo Jackson. The agreement ended in 1991, but in 1999, a T-shirt of Diddley's image and "You don't know diddley" slogan was purchased in a Gainesville, Florida, sports apparel store. Diddley felt that Nike should not continue to use the slogan or his likeness and fought Nike over the copyright infringement. Despite the fact that lawyers for both parties could not come to a renewed legal arrangement, Nike allegedly continued marketing the apparel and ignored cease-and-desist orders, and a lawsuit was filed on Diddley's behalf, in Manhattan Federal Court.
In Legends of Guitar (filmed live in Spain in 1991), Diddley performed with B.B. King, Les Paul, Albert Collins, and George Benson, among others. He joined the Rolling Stones on their 1994 concert broadcast of Voodoo Lounge, performing "Who Do You Love?".
In 1996, he released A Man Amongst Men, his first major-label album (and his final studio album) with guest artists like Keith Richards, Ron Wood and the Shirelles. The album earned a Grammy Award nomination in 1997 for the Best Contemporary Blues Album category.
Diddley performed a number of shows around the country in 2005 and 2006, with fellow Rock and Roll Hall of Famer Johnnie Johnson and his band, consisting of Johnson on keyboards, Richard Hunt on drums and Gus Thornton on bass. In 2006, he participated as the headliner of a grassroots-organized fundraiser concert to benefit the town of Ocean Springs, Mississippi, which had been devastated by Hurricane Katrina. The "Florida Keys for Katrina Relief" had originally been set for October 23, 2005, when Hurricane Wilma barreled through the Florida Keys on October 24, causing flooding and economic mayhem.
In January 2006, the Florida Keys had recovered enough to host the fundraising concert to benefit the more hard-hit community of Ocean Springs. When asked about the fundraiser, Diddley stated, "This is the United States of America. We believe in helping one another". The all-star band included members of the Soul Providers, and famed artists Clarence Clemons of the E Street Band, Joey Covington of Jefferson Airplane, Alfonso Carey of The Village People, and Carl Spagnuolo of Jay & The Techniques. In an interview with Holger Petersen, on Saturday Night Blues on CBC Radio in the fall of 2006, He commented on racism in the music industry establishment during his early career, which deprived him of royalties from the most successful part of his career.
His final guitar performance on a studio album was with the New York Dolls on their 2006 album One Day It Will Please Us to Remember Even This. He contributed guitar work to the song "Seventeen", which was included as a bonus track on the limited-edition version of the disc.
In May 2007, Diddley suffered a stroke after a concert the previous day in Council Bluffs, Iowa. Nonetheless, he delivered an energetic performance to an enthusiastic crowd. A few months later he had a heart attack. While recovering, Diddley came back to his hometown of McComb, Mississippi, in early November 2007, for the unveiling of a plaque devoted to him on the Mississippi Blues Trail. This marked his achievements and noted that he was "acclaimed as a founder of rock-and-roll." He was not supposed to perform, but as he listened to the music of local musician Jesse Robinson, who sang a song written for this occasion, Robinson sensed that Diddley wanted to perform and handed him a microphone, the only time that he performed publicly after his stroke.
Personal life
Marriages and children
Bo Diddley was married four times. His first marriage, at 18, to Louise Willingham, lasted a year. Diddley married his second wife Ethel Mae Smith in 1949; they had two children. He met his third wife, Kay Reynolds, when she was 15, while performing in Birmingham, Alabama. They soon moved in together and married, despite taboos against interracial marriage. They had two daughters. He married his fourth wife, Sylvia Paiz, in 1992; they were divorced at the time of his death.
Health problems
On May 13, 2007, Diddley was admitted to intensive care in Creighton University Medical Center in Omaha, Nebraska, following a stroke after a concert the previous day in Council Bluffs, Iowa. Starting the show, he had complained that he did not feel well. He referred to smoke from the wildfires that were ravaging south Georgia and blowing south to the area near his home in Archer, Florida. The next day, as he was heading back home, he seemed dazed and confused at the airport; 911 and airport security were called, and he was immediately taken by ambulance to Creighton University Medical Center where he stayed for several days. After tests, it was confirmed that he had suffered a stroke. Diddley had a history of hypertension and diabetes, and the stroke affected the left side of his brain, causing receptive and expressive aphasia (speech impairment). The stroke was followed by a heart attack, which he suffered in Gainesville, Florida, on August 28, 2007.
Death
Bo Diddley died on June 2, 2008, of heart failure at his home in Archer, Florida at the age of 79. Garry Mitchell, his grandson and one of more than thirty-five family members at the musician's home when he died at 1:45 am. EDT, said his death was not unexpected. "There was a gospel song that was sung [at his bedside] and [when it was done] he said 'wow' with a thumbs up," Mitchell told Reuters, when asked to describe the scene at the deathbed. "The song was 'Walk Around Heaven' and in his last words he stated that he was going to heaven."
He was survived by his children, Evelyn Kelly, Ellas A. McDaniel, Pamela Jacobs, Steven Jones, Terri Lynn McDaniel-Hines, and Tammi D. McDaniel; a brother, the Rev. Kenneth Haynes; and eighteen grandchildren, fifteen great-grandchildren and three great-great-grandchildren.
His funeral, a four-hour "homegoing" service, took place on June 7, 2008, at Showers of Blessings Church in Gainesville, Florida. Some in attendance chanted "Hey Bo Diddley" as the Archer Church of God in Christ gospel band played. A number of notable musicians sent flowers, including Little Richard, George Thorogood, Tom Petty and Jerry Lee Lewis. Little Richard, who had been asking his audiences to pray for Bo Diddley throughout his illness, had to fulfill concert commitments in Westbury and New York City the weekend of the funeral. He remembered Diddley at the concert, performing his namesake tune.
After the funeral service, a tribute concert was held at the Martin Luther King Center in Gainesville, Florida, and featured guest performances by his son and daughter, Ellas A. McDaniel and Evelyn "Tan" Cooper; long-time background vocalist and original Boette, Gloria Jolivet; long-time friend, co-producer, and former Bo Diddley & Offspring guitarist Scott "Skyntyte" Free; and Eric Burdon. In the days following his death, tributes were paid by then-President George W. Bush, the United States House of Representatives, and musicians and performers including B. B. King, Ronnie Hawkins, Mick Jagger, Ronnie Wood, George Thorogood, Eric Clapton, Tom Petty, Robert Plant, Elvis Costello, Bonnie Raitt, Robert Randolph and the Family Band and Eric Burdon. Burdon used video footage of the McDaniel family and friends in mourning for a video promoting his ABKCO Records release "Bo Diddley Special".
In November 2009, the guitar used by Bo Diddley in his final stage performance sold for $60,000 at auction.
In 2019, members of Bo Diddley's family sued to regain control of the music catalog held in trust by attorney Charles Littell. The family was successful in appointing a new trustee, music industry veteran Kendall Minter. The family was represented by Charles David of Florida Probate Law Group in the 2019 lawsuit.
Accolades
Bo Diddley was posthumously awarded a Doctor of Fine Arts degree by the University of Florida for his influence on American popular music. In its People in America radio series, about influential people in American history, the Voice of America radio service paid tribute to him, describing how "his influence was so widespread that it is hard to imagine what rock and roll would have sounded like without him." Mick Jagger stated that "he was a wonderful, original musician who was an enormous force in music and was a big influence on the Rolling Stones. He was very generous to us in our early years and we learned a lot from him". Jagger also praised the late star as a one-of-a-kind musician, adding, "We will never see his like again". The documentary film Cheat You Fair: The Story of Maxwell Street by director Phil Ranstrom features Bo Diddley's last on-camera interview.
He achieved numerous accolades in recognition of his significant role as one of the founding fathers of rock and roll.
1986: Inducted into the Washington Area Music Association's Hall of Fame.
1987: Inducted into the Rock and Roll Hall of Fame
1987: Inducted into the Rockabilly Hall of Fame
1990: Lifetime Achievement Award from Guitar Player magazine
1996: Lifetime Achievement Award from the Rhythm and Blues Foundation
1998: Grammy Lifetime Achievement Award
1999: His 1955 recording of his song "Bo Diddley" inducted into the Grammy Hall of Fame
2000: Inducted into the Mississippi Musicians Hall of Fame
2000: Inducted into the North Florida Music Association's Hall of Fame
2002: Pioneer in Entertainment Award from the National Association of Black Owned Broadcasters
2002: Honored as one of the first BMI Icons at the 50th annual BMI Pop Awards, along with BMI affiliates Chuck Berry and Little Richard.
2003: Inducted into the Blues Hall of Fame
2008: Honorary Doctor of Fine Arts degree posthumously conferred on Diddley by the University of Florida in August (the award had been confirmed before his death in June).
2020: Induction into the Florida Artists Hall of Fame
2010: Induction into the Hit Parade Hall of Fame.
2017: Inducted into the Rhythm and Blues Music Hall of Fame.
In 2003, U.S. Representative John Conyers paid tribute to Bo Diddley in the United States House of Representatives, describing him as "one of the true pioneers of rock and roll, who has influenced generations".
In 2004, Mickey and Sylvia's 1956 recording of "Love Is Strange" (a song first recorded by Bo Diddley but not released until a year before his death) was inducted into the Grammy Hall of Fame as a recording of qualitative or historical significance. Also in 2004, Bo Diddley was inducted into the Blues Foundation's Blues Hall of Fame and was ranked number 20 on Rolling Stone magazine's list of the 100 Greatest Artists of All Time.
In 2005, Bo Diddley celebrated his 50th anniversary in music with successful tours of Australia and Europe and with coast-to-coast shows across North America. He performed his song "Bo Diddley" with Eric Clapton and Robbie Robertson at the Rock and Roll Hall of Fame's 20th annual induction ceremony. In the UK, Uncut magazine included his 1957 debut album, Bo Diddley, in its listing of the '100 Music, Movie & TV Moments That Have Changed the World'.
Bo Diddley was honored by the Mississippi Blues Commission with a Mississippi Blues Trail historic marker placed in McComb, his birthplace, in recognition of his enormous contribution to the development of the blues in Mississippi. On June 5, 2009, the city of Gainesville, Florida, officially renamed and dedicated its downtown plaza the Bo Diddley Community Plaza. The plaza was the site of a benefit concert at which Bo Diddley performed to raise awareness about the plight of the homeless in Alachua County and to raise money for local charities, including the Red Cross.
Beat
The "Bo Diddley beat" is essentially the clave rhythm, one of the most common bell patterns found in sub-Saharan African music traditions. One scholar found this rhythm in 13 rhythm and blues recordings made in the years 1944–55, including two by Johnny Otis from 1948.
Bo Diddley gave different accounts of how he began to use this rhythm. Ned Sublette says, "In the context of the time, and especially those maracas [heard on the record], 'Bo Diddley' has to be understood as a Latin-tinged record. A rejected cut recorded at the same session was titled only 'Rhumba' on the track sheets." The Bo Diddley beat is similar to "hambone", a style used by street performers who play out the beat by slapping and patting their arms, legs, chest, and cheeks while chanting rhymes. Somewhat resembling the "shave and a haircut, two bits" rhythm, Diddley came across it while trying to play Gene Autry's "(I've Got Spurs That) Jingle, Jangle, Jingle". Three years before his "Bo Diddley", a song with similar syncopation "Hambone", was cut by the Red Saunders Orchestra with the Hambone Kids. In 1944, "Rum and Coca Cola", containing the Bo Diddley beat, was recorded by the Andrews Sisters. Buddy Holly's "Not Fade Away" (1957) and Them's "Mystic Eyes" (1965) used the beat.
In its simplest form, the Bo Diddley beat can be counted out as either a one-bar or a two-bar phrase. Here is the count as a one-bar phrase: One e and ah, two e and ah, three e and ah, four e and ah (the boldface counts are the clave rhythm).
Many songs (for example, "Hey Bo Diddley" and "Who Do You Love?") often have no chord changes; that is, the musicians play the same chord throughout the piece, so that the rhythms create the excitement, rather than having the excitement generated by harmonic tension and release. In his other recordings, Bo Diddley used various rhythms, from straight back beat to pop ballad style to doo-wop, frequently with maracas by Jerome Green. His 1955 rhythm and blues hit, "Bo Diddley", had a "driving African rhythm and ham-bone beat". Beginning that same year, Diddley collaborated with various doo-wop vocal groups, using the Moonglows as a backing group on his first album, Bo Diddley, released in 1958. In one of the most well-known of his 1958 doo-wop sessions, Diddley added harmonies by the Carnations recording as the Teardrops, who sang smooth, polished doo-wop in the backgrounds on the songs "I'm Sorry", "Crackin' Up", and "Don't Let it Go".
An influential guitar player, Bo Diddley developed many special effects and other innovations in tone and attack, particularly the "shimmering" tremolo sound, and amp reverb. His trademark instrument was his self-designed, one-of-a-kind, rectangular-bodied "Twang Machine" (referred to as "cigar-box shaped" by music promoter Dick Clark), built by Gretsch. He had other uniquely shaped guitars custom-made for him by other manufacturers throughout the years, most notably the "Cadillac" and the rectangular "Turbo 5-speed" (with built-in envelope filter, flanger and delay) designs, made by Tom Holmes (who also made guitars for ZZ Top's Billy Gibbons, among others). In a 2005 interview on JJJ radio in Australia, he implied that the rectangular design sprang from an embarrassing moment. During an early gig, while jumping around on stage with a Gibson L5 guitar, he landed awkwardly, hurting his groin. He then went about designing a smaller, less-restrictive guitar that allowed him to keep jumping around on stage while still playing his guitar. He also played the violin, which is featured on his mournful instrumental "The Clock Strikes Twelve", a twelve-bar blues.
Diddley often created lyrics as witty and humorous adaptations of folk music themes. His first hit, "Bo Diddley", was based on hambone rhymes. The first line of his song "Hey Bo Diddley" is derived from the nursery rhyme "Old MacDonald". The song "Who Do You Love?" with its rap-style boasting, and his use of the African-American game known as "the dozens" on the songs "Say Man" and "Say Man, Back Again," are cited as progenitors of hip-hop music; for example, in the dialogue of the song, "Say Man", percussionist Jerome Green says the lines: "You've got the nerve to call somebody ugly. Why, you so ugly till the stork that brought you in the world oughta be arrested."
Discography
Studio albums
Collaborations
Chuck Berry Is on Top, with Chuck Berry (Chess, 1959)
Two Great Guitars, with Chuck Berry (Checker, 1964)
Super Blues, with Muddy Waters and Little Walter (Checker, 1967)
The Super Super Blues Band, with Muddy Waters and Howlin' Wolf (Checker, 1968)
Chart singles
Notes
References
Books
Arsicaud, Laurent (2012). Bo Diddley, Je suis un homme. Camion Blanc editions.
White, George R. (1995), Living Legend. Sanctuary Publishing.
External links
1928 births
2008 deaths
20th-century American guitarists
20th-century African-American male singers
African-American Christians
African-American guitarists
African-American rock musicians
African-American male singer-songwriters
American adoptees
American blues guitarists
American blues singers
American evangelicals
American male guitarists
American rock guitarists
American rock singers
American rock songwriters
Atlantic Records artists
Black Lion Records artists
Blues musicians from Mississippi
Burials in Florida
Checker Records artists
Chess Records artists
Deaths from diabetes
Electric blues musicians
Grammy Lifetime Achievement Award winners
Guitarists from Florida
Guitarists from Mississippi
Mississippi Blues Trail
People from Hawthorne, Florida
People from Los Lunas, New Mexico
People from McComb, Mississippi
RCA Records artists
Rock and roll musicians
Singer-songwriters from Mississippi
Singer-songwriters from Florida
Triple X Records artists | [
101,
11915,
1116,
150,
1665,
2137,
7192,
1883,
113,
1255,
11915,
1116,
11197,
132,
1382,
1476,
117,
3825,
782,
1340,
123,
117,
1369,
114,
117,
1227,
1112,
9326,
2966,
11814,
117,
1108,
1126,
1237,
2483,
117,
5506,
117,
5523,
1105,
1390,
2451,
1150,
1307,
170,
2501,
1648,
1107,
1103,
6468,
1121,
1103,
9274,
1106,
2067,
1105,
5155,
119,
1124,
4401,
1242,
2719,
117,
1259,
11999,
9030,
117,
12452,
18386,
117,
1103,
11581,
117,
1103,
8782,
15165,
117,
1103,
16519,
117,
1667,
16261,
26205,
5412,
117,
1105,
1103,
140,
9936,
119,
1230,
1329,
1104,
2170,
21890,
1105,
170,
8250,
3222,
117,
170,
3014,
1421,
118,
9603,
5871,
13685,
1673,
6795,
117,
1110,
170,
8993,
4793,
1104,
5110,
6974,
117,
2067,
117,
1105,
3618,
1390,
119,
1130,
4453,
1104,
1117,
10227,
117,
1119,
1108,
8016,
1154,
1103,
2977,
1105,
9916,
1944,
1104,
4710,
1107,
2164,
117,
1103,
5791,
1944,
1104,
4710,
1107,
1581,
117,
1105,
1103,
15885,
1105,
5791,
1953,
1944,
1104,
4710,
1107,
1504,
119,
1124,
1460,
170,
14852,
10295,
1698,
1121,
1103,
15885,
1105,
5791,
2974,
1105,
1103,
8645,
14852,
10295,
1698,
119,
2966,
11814,
1110,
1145,
3037,
1111,
1117,
4301,
18168,
117,
1259,
1117,
1329,
1104,
189,
16996,
12805,
1105,
1231,
4121,
1830,
3154,
1106,
11778,
1103,
1839,
1104,
1117,
7884,
10848,
118,
4283,
2092,
119,
2583,
1105,
1578,
4503,
1297,
3526,
1107,
150,
1665,
1658,
20972,
117,
5201,
117,
1112,
11915,
1116,
11197,
113,
1199,
3509,
1660,
1117,
1271,
1112,
152,
7702,
11915,
1116,
11197,
1137,
1112,
16325,
152,
7702,
11197,
114,
117,
9326,
2966,
11814,
1108,
1103,
1178,
2027,
1104,
20995,
3425,
117,
170,
2934,
1665,
12736,
3365,
112,
188,
11009,
1181,
1797,
117,
1105,
8889,
11197,
117,
2292,
1119,
1309,
1450,
119,
3425,
1108,
1178,
7423,
117,
1105,
1217,
3372,
1106,
1619,
170,
1266,
117,
1131,
1522,
1123,
5009,
117,
13067,
9819,
150,
1665,
2137,
7192,
1883,
117,
6156,
1106,
4693,
1123,
1488,
119,
150,
1665,
2137,
7192,
1883,
2028,
3399,
1140,
117,
1105,
1119,
4260,
1123,
12239,
119,
1258,
1117,
11258,
2109,
1401,
1823,
1452,
1107,
3729,
117,
1165,
2966,
11814,
1108,
126,
1201,
1385,
117,
13067,
9819,
150,
1665,
2137,
7192,
1883,
1427,
1114,
1140,
1105,
1123,
1210,
1482,
1106,
1103,
1375,
6383,
1104,
2290,
132,
1119,
1224,
2434,
152,
7702,
1121,
1117,
1271,
1105,
1245,
11915,
1116,
150,
1665,
2137,
7192,
1883,
119,
1124,
1108,
1126,
2327,
1420,
1104,
2290,
112,
188,
142,
9672,
23762,
7047,
1722,
117,
1187,
1119,
2376,
1103,
16537,
1105,
1103,
7106,
117,
2479,
1177,
5250,
19568,
1113,
1103,
7106,
1115,
1103,
2696,
1900,
4022,
1140,
1106,
2866,
1103,
5898,
117,
1107,
1134,
1119,
1307,
1235,
1119,
1108,
1407,
119,
1438,
117,
1119,
1108,
1167,
3888,
1107,
1103,
8730,
2365,
117,
17732,
1390,
1119,
1767,
1120,
170,
1469,
23544,
19000,
15540,
1348,
1722,
1105,
1261,
1146,
1103,
2092,
132,
1117,
1148,
5982,
1127,
1359,
1113,
1115,
175,
16717,
2941,
1749,
1390,
119,
2966,
11814,
1163,
1119,
1354,
1115,
1103,
21724,
118,
1176,
6795,
1119,
1215,
1107,
1117,
6795,
1105,
9274,
1390,
1338,
1121,
1103,
1727,
5822,
6202,
5189,
1119,
1125,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Brigham Young (; June 1, 1801August 29, 1877) was an American religious leader and politician. He was the second president of The Church of Jesus Christ of Latter-day Saints (LDS Church) from 1847 until his death in 1877. During his time as church president, Young led his followers, the Mormon pioneers, west from Nauvoo, Illinois to the Salt Lake Valley. He founded Salt Lake City and served as the first governor of the Utah Territory. Young also worked to establish the learning institutions which would later become the University of Utah and Brigham Young University. A polygamist, Young had at least 55 wives and 56 children. He instituted a ban prohibiting conferring the priesthood on men of black African descent, and led the church in the Utah War against the United States.
Early life
Young was born the ninth child of John Young and Abigail "Nabby" Howe, a farming family living in Whitingham, Vermont. When he was three years old his family moved to upstate New York, settling in Chenango County. At age twelve, he moved with his parents to Aurelius, New York, close to Cayuga Lake. His mother died of tuberculosis when he was fourteen years old. Following her death, he moved with his father to Tyrone, New York. While there, Young's father remarried to a widow named Hannah Brown, who had several children of her own.
At age sixteen, Young left home, working odd jobs before becoming an apprentice to John C. Jeffries in Auburn, New York. He worked as a carpenter, joiner, glazier, and painter. One of the homes that Young helped paint in Auburn belonged to Elijah Miller and later to William Seward, and is now a local museum. It is claimed by locals that the fireplace mantle of the house was created by Young. With the onset of the Panic of 1819, Jeffries dismissed Young from his apprenticeship and Young moved to Bucksville (now Port Byron).
Young was married on October 8, 1824 to Miriam Angeline Works, whom he had met in Bucksville. They first resided in a small unpainted house adjacent to a pail factory, which was Young's main place of employment at the time. Young helped organize the Bucksville Forensic and Oratorical Society, which he remained a member of throughout his time in Bucksville.
Throughout his early life, Young used tobacco but refused to drink alcohol. He refused to sign a temperance pledge, however, stating that "if I sign the temperance pledge I feel that I am bound, and I wish to do just right, without being bound to do it; I want my liberty." Young converted to the Reformed Methodist Church in 1824 after a period of deep study of the Bible. Upon joining the Methodists, he insisted on being baptized by immersion rather than by their normal practice of sprinkling.
Shortly after the birth of their first daughter the family moved briefly to Oswego, New York on the shore of Lake Ontario, and in 1828 to Mendon, New York. Most of Young's siblings had already moved to Mendon, or did so shortly after he arrived there. It was in Mendon that he first became acquainted with Heber C. Kimball, an early member of the LDS Church. Young worked as a carpenter and joiner, and built a saw mill that he operated.
Conversion to the LDS faith
By this point Young had effectively left the Reformed Methodist church and become a Christian seeker, unconvinced that he had found a church possessing the true authority of Jesus Christ. As early as 1830, Young was introduced to the Book of Mormon by way of a copy that his brother, Phineas Howe, had obtained from Samuel H. Smith. In 1831, five missionaries of the Latter Day Saint movement—Eleazer Miller, Elial Strong, Alpheus Gifford, Enos Curtis, and Daniel Bowen—came from the branch of the church in Columbia, Pennsylvania to preach in Mendon. A key element of the teachings of this group in Young's eyes was their practicing of spiritual gifts. This was partly experienced when Young had traveled with his wife Miriam and Heber C. Kimball to visit the branch of the church in Columbia.
Young was drawn to the new church after reading the Book of Mormon. He officially joined the Church of Christ (now The Church of Jesus Christ of Latter-day Saints) on April 14, 1832, and was baptized by Eleazer Miller. Miriam and the Kimball family were baptized soon after. Young and Heber C. Kimball spent the summer following their baptism conducting missionary work in western New York. Miriam died later that year, and Young and his two young daughters moved into the household of Kimball and his wife, Vilate.
A branch of the church was organized in Mendon, and Young was one of its regular preachers. He quickly began sharing the restored gospel in other areas, traveling southwest to Warsaw, New York and southeast to various towns along Lake Canandaigua. Shortly after this, Young saw Alpheus Gifford speak in tongues, and in response Young also spoke in an unknown language. In November 1832, Young travelled with Kimball to Kirtland, Ohio and visited Joseph Smith Jr. During this trip Young spoke in a tongue that was identified by Smith as the "Adamic language".
In December 1832, Young left his daughters with the Kimballs and set out on a mission with his brother Joseph, to Upper Canada, primarily to what is now Kingston, Ontario. They later extended their preaching to various towns along the north shore of Lake Erie, returning to Mendon in February 1833. A few months later Young again set out on a mission, this time traveling into the north of New York before continuing on into modern Ontario.
In the summer of 1833, Young moved to Kirtland, Ohio. Here he became acquainted with Mary Ann Angell, a convert to the faith from Rhode Island, and the two were married on February 18, 1834. In Kirtland, Young continued to preach the gospel; in fact he first met Mary Ann when she heard him preach. Young also resumed work on building houses for the arriving saints. In May 1834, Young became a member of Zion's Camp, and traveled to Missouri and remained until the camp's disbandment on July 3, 1834. After his return to Kirtland, Young focused his carpentry work on the Kirtland Temple while preparing for the birth of his third child and first son, Joseph A. Young. Mary Ann, who was pregnant at the time, had largely provided for Young's two daughters on her own while Young was away with Zion's Camp. In Kirtland, Young was involved in adult education, including studying in a Hebrew language class under Joshua Sexias.
Church service
Young was ordained a member of the original Quorum of the Twelve Apostles in May 1835. Later that month, Young left with the other members of the Quorum of the Twelve on a proselytizing mission to New York and New England. In August 1835, Young and the rest of the Quorum of the Twelve issued a testimony in support of the divine origin of the Doctrine and Covenants. He was then involved in the dedication of the Kirtland Temple in 1836. Shortly after this Young went on another mission with his brother Joseph to New York and New England. On this mission he visited the family of his aunt, Rhoda Howe Richards. They converted to the church, including his cousin Willard Richards. He then returned to Kirtland where he remained until events related to anger over the failure of the Kirtland Safety Society forced him to flee the community in December 1837. He then stayed for a short time in Dublin, Indiana with his brother Lorenzo before moving to Far West, Missouri. He was later joined by his family and by other members of the church.
Young became President of the Quorum of the Twelve Apostles in January 1841. Under his direction as an apostle, the quorum organized the exodus of Latter Day Saints from Missouri to Illinois in 1838 and served a year-long mission to the United Kingdom. Young also served in various leadership and community organization roles among church members in Nauvoo, and served another mission to the Eastern seaboard. It was during his time in Nauvoo that the doctrine of plural marriage was introduced among church leaders by Joseph Smith, and Young married Lucy Ann Decker in June 1842, making her his first plural wife.
In June 1844, while in jail awaiting trial for filed treason charges, Joseph Smith was killed by an armed mob who stormed the jail. At the time, Young was on a mission to the Eastern States and did not learn of the assassination until early July. Several claimants to the role of church president emerged during the succession crisis that ensued. Before a large meeting convened to discuss the succession in Nauvoo, Illinois, Sidney Rigdon, the senior surviving member of the church's First Presidency, argued there could be no successor to the deceased prophet and that he should be made the "Protector" of the church. Young opposed this reasoning and motion. Smith had earlier recorded a revelation which stated the Quorum of the Twelve was "equal in authority and power" to the First Presidency, so Young claimed that the leadership of the church fell to the Twelve Apostles. The majority in attendance were persuaded that the Quorum of the Twelve was to lead the church, with Young as the quorum's president. Many of Young's followers stated in reminiscent accounts (earliest in 1850 and the latest in 1920) that when Young spoke to the congregation, he looked or sounded exactly like Smith, which they attributed to the power of God. Young led the church as president of the Quorum of the Twelve until December 5, 1847, when the quorum unanimously agreed to organize a new First Presidency with Young as president of the church. A church conference held in Iowa sustained Young and his First Presidency on December 27, 1847. Meanwhile, Rigdon became the president of a separate church organization based in Pittsburgh, Pennsylvania, and several other potential successors emerged to lead what became other denominations of the movement.
Migration west
Repeated conflict in Nauvoo led Young to relocate his group of Latter-day Saints to the Salt Lake Valley, which was then part of Mexico. Young organized the journey that would take the Mormon pioneers to Winter Quarters, Nebraska, in 1846, then to the Salt Lake Valley. By the time Young arrived at the final destination, it had come under American control as a result of war with Mexico, although U.S. sovereignty would not be confirmed until 1848. Young arrived in the Salt Lake Valley on July 24, 1847, a date now recognized as Pioneer Day in Utah. Two days after their arrival, Young and the Twelve Apostles climbed the peak just north of the city and raised the American flag, calling it the "Ensign of Liberty."
Upon being asked why he chose for them to settle in the Salt Lake Valley, Young stated: "We have been kicked out of the frying-pan into the fire, out of the fire into the middle of the floor, and here we are and here we will stay. God has shown me that this is the spot to locate his people, and here is where they will prosper."
Among Young's first acts upon arriving in the valley were the naming of the city as "The City of the Great Salt Lake" and its organization into blocks of ten acres, each divided into eight equal-sized lots. On August 7, Brigham suggested that the members of the camp be re-baptized to signify a re-dedication to their beliefs and covenants. Young spent just over a month in the Valley recovering from mountain fever before returning to Winter Quarters on August 31. Young's expedition was one of the largest and one of the best organized westward treks, and he made various trips back and forth between the Salt Lake Valley and Winter Quarters to assist other companies in their journeys.
After three years of leading the church as the President of the Quorum of the Twelve Apostles, Young reorganized a new First Presidency and was sustained as the second president of the church on December 27, 1847 at Winter Quarters. Young named Heber C. Kimball as his first counselor and Willard Richards as his second. Young and his counselors were again sustained unanimously by church members upon the arrival of Young's company in the Salt Lake Valley on October 8, 1848.
Governor of Utah Territory
The Utah Territory was created by Congress as part of the Compromise of 1850, and as colonizer and founder of Salt Lake City, Young was appointed the territory's first governor and superintendent of American Indian affairs by President Millard Fillmore on February 3, 1851. He was sworn in by Justice Daniel H. Wells for a salary of $1,500 a year, and named as superintendent of Indian Affairs for an additional $1,000. During his time as governor, Young directed the establishment of settlements throughout present-day Utah, Idaho, Arizona, Nevada, California and parts of southern Colorado and northern Mexico. Under his direction, the Mormons built roads and bridges, forts, irrigation projects; established public welfare; organized a militia; issued a "selective extermination" order against male Timpanogos and after a series of wars eventually made peace with the Native Americans. Young was also one of the first to subscribe to Union Pacific stock, for the construction of the First Transcontinental Railroad. He also authorized the construction of the Utah Central railroad line, which connected Salt Lake City to the Union Pacific transcontinental railroad. Young organized the first Utah Territorial Legislature and established Fillmore as the territory's first capital.
Young established a gold mint in 1849 and called for the minting of coins using gold dust which had been accumulated from travelers during the Gold Rush. The mint was closed in 1861 by Alfred Cumming, gubernatorial successor to Young. Young also organized a board of regents to establish a university in the Salt Lake Valley. It was established on February 28, 1850, as the University of Deseret; its name was eventually changed to the University of Utah. In 1849, Young arranged for a printing press to be brought to the Salt Lake Valley, and established the Deseret News periodical.
In 1851, Young and several federal officials—including territorial Secretary Broughton Harris—became unable to work cooperatively. Within months, Harris and the others departed their Utah appointments without replacements being named, and their posts remained unfilled for the next two years. These individuals later became known as the Runaway Officials of 1851.
Young supported slavery and its expansion into Utah, and led the efforts to legalize and regulate slavery in the 1852 Act in Relation to Service, based on his beliefs on slavery. Young said in an 1852 speech, "In as much as we believe in the Bible... we must believe in slavery. This colored race have been subjected to severe curses... which they have brought upon themselves." Seven years later in 1859, Young stated in an interview with the New York Tribune that he considered slavery a "divine institution... not to be abolished".
In 1856, Young organized an efficient mail service. In 1858, following the events of the Utah War, he stepped down to his gubernatorial successor, Alfred Cumming.
LDS Church president
Young is the longest-serving president of The Church of Jesus Christ of Latter-day Saints to date, having served for 29 years.
Educational endeavors
During time as prophet and governor, Young encouraged each bishop to establish a grade school for his congregation, which would be supported by volunteer work and tithing payments. Young viewed education as a process of learning how to make the Kingdom of God a reality on earth, and at the core of his "philosophy of education" was the belief that the church had within itself all that was necessary to save mankind materially, spiritually, and intellectually.
On October 16, 1875, Young deeded buildings and land in Provo, Utah to a board of trustees for establishing an institution of learning, ostensibly as part of the University of Deseret. Young said, "I hope to see an Academy established in Provo ... at which the children of the Latter-day Saints can receive a good education unmixed with the pernicious atheistic influences that are found in so many of the higher schools of the country." The school broke off from the University of Deseret and became Brigham Young Academy in 1876 under the leadership of Karl G. Maeser, and was the precursor to Brigham Young University.
Within the church, Young reorganized the Relief Society for women in 1867, and created organizations for young women in 1869 and young men in 1875. The Young Women organization was first called the Retrenchment Association, and was intended to promote the turning of young girls away from the costly and extravagant ways of the world. It later became known as the Young Ladies Mutual Improvement Association, and was a charter member of the National Council of Women and International Council of Women.
Young also organized a committee to refine the Deseret alphabet—a phonetic alphabet which had been developed sometime between 1847 and 1854. During its heydey, the alphabet was used in two Deseret News articles, two elementary readers, and in a translation of the Book of Mormon. By 1870, it had all but disappeared from use.
Temple building
Young was involved in temple building throughout his membership in the LDS Church, making it a priority during his time as church president. Under Smith's leadership, Young participated in the building of the Kirtland and Nauvoo temples. Just four days after arriving in the Salt Lake Valley, Young designated the location for the Salt Lake Temple; he presided over its groundbreaking years later on April 6, 1853. During his tenure, Young oversaw construction of the Salt Lake Tabernacle and announced plans to build the St. George (1871), Manti (1875), and Logan (1877) temples. He also provisioned the building of the Endowment House, a "temporary temple" which began to be used in 1855 to provide temple ordinances to church members while the Salt Lake Temple was under construction.
Teachings
The majority of Young's teachings are contained in the 19 volumes of transcribed and edited sermons in the Journal of Discourses. The LDS Church's Doctrine and Covenants contains one section from Young that has been canonized as scripture, added in 1876.
Polygamy
Though polygamy was practiced by Young's predecessor Joseph Smith Jr., the practice is often associated with Young. Some Latter Day Saint denominations, such as the Community of Christ, consider Young the "Father of Mormon Polygamy". In 1853, Young made the church's first official statement on the subject since the church had arrived in Utah. Young acknowledged that the doctrine was challenging for many women, but stated its necessity for creating large families, proclaiming: "But the first wife will say, 'It is hard, for I have lived with my husband twenty years, or thirty, and have raised a family of children for him, and it is a great trial to me for him to have more women;' then I say it is time that you gave him up to other women who will bear children."
Adam-God doctrine and blood atonement
One of the more controversial teachings of Young during the Mormon Reformation was the Adam–God doctrine. According to Young, he was taught by Smith that Adam is "our Father and our God, and the only God with whom we have to do". According to the doctrine, Adam was once a mortal man who became resurrected and exalted. From another planet, Adam brought Eve, one of his wives, with him to the earth, where they became mortal by eating the fruit of the tree of knowledge of good and evil. After bearing mortal children and establishing the human race, Adam and Eve returned to their heavenly thrones where Adam acts as the god of this world. Later, as Young is generally understood to have taught, Adam returned to the earth to become the biological father of Jesus. The LDS Church has since repudiated the Adam–God doctrine.
Young also taught the doctrine of blood atonement, in which the atonement of Jesus cannot redeem an eternal sin, which included apostasy, theft, fornication (but not sodomy), or adultery. Instead, those who committed such sins could partially atone for their sin by sacrificing their life in a way that sheds blood. The LDS Church has formally repudiated the doctrine as early as 1889, and multiple times since the days of Young.
Priesthood ban for black men
Young is generally considered to have instituted a church ban against conferring the priesthood on men of black African descent, who had been treated equally to white men in this respect under Smith's presidency. After settling in Utah in 1848, Young announced the ban, which also forbade blacks from participating in Mormon temple rites such as the endowment or sealings. On many occasions, Young taught that blacks were denied the priesthood because they were "the seed of Cain." In 1863, Young stated: "Shall I tell you the law of God in regard to the African race? If the white man who belongs to the chosen seed mixes his blood with the seed of Cain, the penalty, under the law of God, is death on the spot. This will always be so." Young was also a vocal opponent of theories of human polygenesis, being a firm voice for stating that all humans were the product of one creation.
Throughout his time as prophet, Young went to great lengths to deny the assumption that he was the author of the practice of priesthood denial to black men, asserting instead that the Lord was. According to Young, the matter was beyond his personal control, and was divinely determined rather than historically or personally as many assumed. Young taught that the day would come when black men would again have the priesthood, saying that after "all the other children of Adam have the privilege of receiving the Priesthood, and of coming into the kingdom of God, and of being redeemed from the four-quarters of the earth, and have received their resurrection from the dead, then it will be time enough to remove the curse from Cain and his posterity."
These racial restrictions remained in place until 1978, when the policy was rescinded by President Spencer W. Kimball, and the church subsequently "disavow[ed] theories advanced in the past" to explain this ban, thereby "plac[ing] the origins of black priesthood denial blame squarely on Brigham Young."
Mormon Reformation
During 1856 and 1857, a period of renewed emphasis on spirituality within the church known as the Mormon Reformation took place under Young's direction. The Mormon Reformation called for a spiritual reawakening among members of the church, and took place largely in the Utah Territory. Jedediah M. Grant, one of the key figures of the Reformation and one of Young's counselors, traveled throughout the Territory preaching to Latter-day Saint communities and settlements with the goal of inspiring them to reject sin and turn towards spiritual things. As part of the Reformation, almost all "active" or involved LDS Church members were rebaptized as a symbol of their commitment. At a church meeting on September 21, 1856, Brigham Young stated: “We need a reformation in the midst of this people; we need a thorough reform.” Large gatherings and meetings during this period were conducted by Young and Grant, and Young played a key role in the circulation of the Mormon Reformation with his emphasis on plural marriage, rebaptism, and passionate preaching and oration. It was during this period that the controversial doctrine of blood atonement was occasionally preached by Young, though it was repudiated in 1889 and never practiced by members of the church. The Reformation appeared to have ended completely by early 1858.
Conflicts
Shortly after the arrival of Young's pioneers, the new Latter-day Saint colonies were incorporated into the United States through the Mexican Cession. Young petitioned the U.S. Congress to create the State of Deseret. The Compromise of 1850 instead carved out Utah Territory and Young was appointed governor. As governor and church president, Young directed both religious and economic matters. He encouraged independence and self-sufficiency. Many cities and towns in Utah, and some in neighboring states, were founded under Young's direction. Young's leadership style has been viewed as autocratic.
Utah War
When federal officials received reports of widespread and systematic obstruction of federal officials in Utah (most notably judges), U.S. President James Buchanan decided in early 1857 to install a non-Mormon governor. Buchanan accepted the reports of the Runaway Officials without any further investigation, and the new non-sectarian governor was appointed and sent to the new territory accompanied by 2,500 soldiers. When Young received word in July that federal troops were headed to Utah with his replacement, he called out his militia to ambush the federal force using delaying tactics. During the defense of Utah, now called the Utah War, Young held the U.S. Army at bay for a winter by taking their cattle and burning supply wagons. Young eventually reached a settlement with the aid of a peace commission and agreed to step down as governor. He later received a pardon from Buchanan.
Mountain Meadows massacre
The degree of Young's involvement in the Mountain Meadows massacre, which took place in Washington County in 1857, is disputed. Leonard J. Arrington reports that Young received a rider at his office on the day of the massacre, and that when he learned of the contemplated attack by members of the church in Parowan and Cedar City, he sent back a letter directing that the Fancher party be allowed to pass through the territory unmolested. Young's letter reportedly arrived on September 13, 1857, two days after the massacre. As governor, Young had promised the federal government he would protect immigrants passing through Utah Territory, but over 120 men, women and children were killed in this incident. There is no debate concerning the involvement of individual Mormons from the surrounding communities by scholars. Only children under the age of seven, who were cared for by local Mormon families, survived, and the murdered members of the wagon train were left unburied. The remains of about 40 people were later found and buried, and Union Army officer James Henry Carleton had a large cross made from local trees, the transverse beam bearing the engraving, "Vengeance Is Mine, Saith The Lord: I Will Repay" and erected a cairn of rocks at the site. A large slab of granite was put up on which he had the following words engraved: "Here 120 men, women and children were massacred in cold blood early in September, 1857. They were from Arkansas." For two years, the monument stood as a memorial to those travelling the Spanish Trail through Mountain Meadow. According to Wilford Woodruff, in 1861 Young brought an entourage to Mountain Meadows and suggested that the monument read "Vengeance is mine and I have taken a little".
Death
Before his death in Salt Lake City on August 29, 1877, Young was suffering from cholera morbus and inflammation of the bowels. It is believed that he died of peritonitis from a ruptured appendix. His last words were "Joseph! Joseph! Joseph!", invoking the name of the late Joseph Smith Jr, founder of the Latter Day Saint movement. On September 2, 1877, Young's funeral was held in the Tabernacle with an estimated 12,000 to 15,000 people in attendance. He is buried on the grounds of the Mormon Pioneer Memorial Monument in the heart of Salt Lake City. A bronze marker was placed at the grave site June 10, 1938, by members of the Young Men and Young Women organizations, which he founded.
Business ventures and wealth
Young engaged in a vast assortment of commercial ventures by himself and in partnership with others. These included a wagon express company, a ferryboat company, a railroad and the manufacturing of processed lumber, wool, sugar beets, iron, and liquor. Young achieved greatest success in real estate. He also tried to promote Mormon self-sufficiency by establishing collectivist communities, known as the United Order of Enoch.
Young was also involved in the organization of the Salt Lake Gas Works, the Salt Lake Water Works, an insurance company, a bank, and the ZCMI store in downtown Salt Lake City. In 1873, he announced that he would step down as president of the Deseret National Bank and of ZCMI, as well as from his role as trustee-in-trust for the church. He cited as his reason for this that he was ready to relieve himself from the burden of "secular affairs."
At the time of his death, Young was the wealthiest man in Utah, with an estimated personal fortune of $600,000 ().
Legacy
Impact
Young had many nicknames during his lifetime, among the most popular being "American Moses" (alternatively, "Modern Moses" or "Mormon Moses"), because, like the biblical figure, Young led his followers, the Mormon pioneers, in an exodus through a desert, to what they saw as a promised land. Young was dubbed by his followers the "Lion of the Lord" for his bold personality and commonly was called "Brother Brigham" by Latter-day Saints.
A century after Young's death, historian Rodman W. Paul wrote,
He credited Young's leadership with helping to settle much of the American West:
Memorials to Young include a bronze statue in front of the Abraham O. Smoot Administration Building, Brigham Young University; a marble statue in the National Statuary Hall Collection at the United States Capitol, donated by the State of Utah in 1950; and a statue atop the This is the Place Monument in Salt Lake City.
Views of race and slavery
Young had a somewhat mixed view of slavery which historian John G. Turner called a "bundle of contradictions". In the 1840s, Young strove to keep aloof from nationwide political debates over slavery, avoiding committing to either antislavery or proslavery positions. In the early 1850s, he expressed some support for the antislavery "free soil" position in American politics, and in January 1852, he declared in a speech that "no property can or should be recognized as existing in slaves", suggesting opposition to the existence of slavery. However, two weeks later Young declared himself a "firm believer in slavery". There is also evidence to suggest Young believed in the racial superiority of white men. His manuscript history from January 5, 1852, which was published in the Deseret News, reads:The negro . . . should serve the seed of Abraham; he should not be a ruler, nor vote for men to rule over me nor my brethren. The Constitution of Deseret is silent upon this, we meant it should be so. The seed of Canaan cannot hold any office, civil or ecclesiastical. . . . The decree of God that Canaan should be a servant of servants unto his brethren (i.e., Shem and Japhet [sic]) is in full force. The day will come when the seed of Canaan will be redeemed and have all the blessings their brethren enjoy. Any person that mingles his seed with the seed of Canaan forfeits the right to rule and all the blessings of the Priesthood of God; and unless his blood were spilled and that of his offspring he nor they could not be saved until the posterity of Canaan are redeemed.On this topic, Young wrote: "They have not wisdom to act like white men." Young adopted the Christian idea of the Curse of Ham—a racist interpretation of Genesis 9 which white proponents of slavery in antebellum America used to justify enslaving black people of African descent—and applied it liberally and literally. Young also predicted a future in which Chinese and Japanese people would immigrate to America. He averred that Chinese and Japanese immigrants would need to be governed by white men as they would have no understanding of government.
Family and descendants
Young was a polygamist, having at least fifty-six wives. The policy and practice of polygamy was difficult for many in the church to accept. Young stated that upon being taught about plural marriage by Joseph Smith: "It was the first time in my life that I desired the grave." By the time of his death, Young had fifty-seven children by sixteen of his wives; forty-six of his children reached adulthood.
Sources have varied on the number of Young's wives, as well as their ages. This is due to differences in what scholars have considered to be a "wife". There were fifty-six women who Young was sealed to during his lifetime. While the majority of the sealings were "for eternity", some were "for time only," meaning that Young was sealed to these women as a proxy for their previous husbands who had passed away. Researchers note that not all of the fifty-six marriages were conjugal. Young did not live with a number of his wives or publicly hold them out as wives, which has led to confusion on the number and their identities. Thirty-one of his wives were not connubial and had exchanged eternity-only vows with him, and he had children by only sixteen of his wives.
Of Young's fifty-six wives, twenty-one had never been married before; seventeen were widows; six were divorced; six had living husbands and the marital status of six others is unknown. Young built the Lion House, the Beehive House, the Gardo House, and the White House in downtown Salt Lake City to accommodate his sizable family. The Beehive House and the Lion House remain as prominent Salt Lake City landmarks. At the north end of the Beehive House was a family store, at which Young's wives and children had running accounts and could buy what they needed. For a time, Karl Maeser acted as a private tutor to the Young household—which included many who were not members of Young's immediate family.
At the time of Young's death, nineteen of his wives had predeceased him; he was divorced from ten, and twenty-three survived him. The status of four was unknown. A few of his wives served in administrative positions in the church, such as Zina Huntington and Eliza R. Snow. In his will, Young shared his estate with the sixteen surviving wives who had lived with him; the six surviving non-conjugal wives were not mentioned in the will.
Notable descendants
In 1902, 25 years after his death, The New York Times established that Young's direct descendants numbered more than 1,000. Some of Young's descendants have become leaders in the LDS Church, as well as prominent political and cultural figures.
Cultural references
In comics
Brigham Young appears at the end of the bande dessinée Le Fil qui chante, the last in the Lucky Luke series by René Goscinny.
In literature
The Scottish poet John Lyon, who was an intimate friend of Young, wrote Brigham the Bold in tribute to him after his death.
Florence Claxton's graphic novel, The Adventures of a Woman in Search of Her Rights (1872), satirizes a would-be emancipated woman whose failure to establish an independent career results in her marriage to Young before she wakes to discover she's been dreaming.
Arthur Conan Doyle based his first Sherlock Holmes novel, A Study in Scarlet, on Mormon history, mentioning Young by name. When asked to comment on the story, which had, "provoked the animosity of the Mormon faithful", Doyle noted, "all I said about the Danite Band and the murders is historical so I cannot withdraw that though it is likely that in a work of fiction it is stated more luridly than in a work of history." Doyle's daughter stated: "You know father would be the first to admit that his first Sherlock Holmes novel was full of errors about the Mormons."
Mark Twain devoted a chapter and much of two appendices to Young in Roughing It. In the appendix, Twain describes Young as a theocratic "absolute monarch" defying the will of the U.S. government, and alleges using a dubious source that Young had ordered the Mountain Meadows massacre.
Oliver Wendell Holmes Sr., talking about his fondness of trees, joked in his The Autocrat of the Breakfast-Table: "I call all trees mine that I have put my wedding-ring on, and I have as many tree-wives as Brigham Young has human ones."
In movies
Young was played by Dean Jagger in the 1940 film Brigham Young. In the 1995 film The Avenging Angel, the role of Young was played by Charlton Heston. Brigham Young was also played by Terence Stamp in the 2007 film September Dawn.
In television
Byron Morrow played Young in a cameo appearance in the Death Valley Days 1966 episode "An Organ for Brother Brigham". In the story line, the organ built and guided west to Salt Lake City by Joseph Harris Ridges (1827–1914) of Australia becomes mired in the sand. Wagonmaster Luke Winner (Morgan Woodward) feels compelled to leave the instrument behind until Ridges finds solid rock under the sand.
In another Death Valley Days episode in 1969, "Biscuits and Billy, the Kid", Michael Hinn (1913–1988) of the former Boots and Saddles western series was cast as Young. In the story line, the Tugwell family, Jason (Ben Cooper), Ellie (Emily Banks), and Mary (Erin Moran), are abandoned by their guide while on a wagon train from Utah to California.
Gregg Henry depicts Young in the fourth (2014) and fifth (2015) seasons of the TV series Hell on Wheels, a fictional story about the construction of the First Transcontinental Railroad. As the competing rail lines approach Utah from the east and west coasts, Young supplies Mormon laborers to both railroad companies and negotiates with the railways to have them make Salt Lake City their meeting point. In the Season 5 mid-season finale, "False Prophets", Young's son, Phineas, attempts to murder his father. Persuaded by The Swede, Phineas believed he was the chosen one to go forward to lead the Mormons, instead of his father.
In theater
In the 2011 musical The Book of Mormon, Young is portrayed as a tyrannical American regional warlord, cursed by God to have a clitoris for a nose—a parable cautioning against female genital mutilation. He encounters Joseph Smith and attempts to ambush his party of Mormons, but, rather than engaging with "the Clitoris Man", Smith shows mercy, rubbing one of the frogs that God has given him to have sex with to cure his AIDS on Young's face, curing his AIDS, and so moving him that he decides to convert to the faith. Later, after taking up the mantle of Mormon leader following Smith's death from dysentery, Young is among those visited by Jesus and told to have as much sex as they possibly can, to ensure the propagation of the Mormon faith.
Literary works
Since Young's death, a number of works have published collections of his discourses and sayings.
LDS Church publication number 35554
See also
Brigham Young (1940 film)
Brigham Young Winter Home and Office
This Is The Place Heritage Park
Ann Eliza Young
List of people pardoned or granted clemency by the president of the United States
Notes and references
Sources
Bergera, Gary James, Conflict in the Quorum: Orson Pratt, Brigham Young, Joseph Smith
, republished online at .
. See also: The Mormon Prophet and His Harem.
External links
Arrington, Leonard J. (1985). Brigham Young: American Moses. New York: Alfred A. Knopf. Via Internet Archive.
Brigham Young biography at Joseph Smith Papers Project
Brigham Young Letters, MSS SC 890 at L. Tom Perry Special Collections, Brigham Young University
Tanner Trust Books at University of Utah Digital Library, Marriott Library Special Collections
1801 births
1877 deaths
People from Whitingham, Vermont
People from Mendon, New York
American general authorities (LDS Church)
American carpenters
American Mormon missionaries in the United Kingdom
American people of English descent
Converts to Mormonism from Methodism
Governors of Utah Territory
American Mormon missionaries in Canada
Mormon pioneers
Mountain Meadows Massacre
Politicians from Salt Lake City
Recipients of American presidential pardons
Richards–Young family
American city founders
19th-century Mormon missionaries
Presidents of the Church (LDS Church)
Apostles (LDS Church)
Presidents of the Quorum of the Twelve Apostles (LDS Church)
Apostles of the Church of Christ (Latter Day Saints)
People of the Utah War
Doctrine and Covenants people
Deaths from peritonitis
Burials at the Mormon Pioneer Memorial Monument
Religious leaders from Vermont
Latter Day Saints from Utah
Latter Day Saints from Vermont
Latter Day Saints from Ohio
Latter Day Saints from Illinois
Latter Day Saints from New York (state)
University and college founders | [
101,
25278,
2701,
113,
132,
1340,
122,
117,
12561,
1592,
9610,
8954,
1853,
117,
7028,
114,
1108,
1126,
1237,
2689,
2301,
1105,
2931,
119,
1124,
1108,
1103,
1248,
2084,
1104,
1109,
1722,
1104,
3766,
4028,
1104,
20509,
118,
1285,
7099,
113,
18966,
1722,
114,
1121,
8841,
1235,
1117,
1473,
1107,
7028,
119,
1507,
1117,
1159,
1112,
1749,
2084,
117,
2701,
1521,
1117,
8618,
117,
1103,
15887,
17735,
117,
1745,
1121,
11896,
1358,
6005,
1186,
117,
3461,
1106,
1103,
8881,
2161,
2634,
119,
1124,
1771,
8881,
2161,
1392,
1105,
1462,
1112,
1103,
1148,
4066,
1104,
1103,
6041,
7442,
119,
2701,
1145,
1589,
1106,
4586,
1103,
3776,
4300,
1134,
1156,
1224,
1561,
1103,
1239,
1104,
6041,
1105,
25278,
2701,
1239,
119,
138,
185,
23415,
27997,
2050,
117,
2701,
1125,
1120,
1655,
3731,
11798,
1105,
4376,
1482,
119,
1124,
15833,
170,
8214,
26485,
1158,
14255,
6732,
3384,
1103,
20343,
1113,
1441,
1104,
1602,
2170,
6585,
117,
1105,
1521,
1103,
1749,
1107,
1103,
6041,
1414,
1222,
1103,
1244,
1311,
119,
4503,
1297,
2701,
1108,
1255,
1103,
6948,
2027,
1104,
1287,
2701,
1105,
17014,
107,
11896,
13575,
107,
13724,
117,
170,
7718,
1266,
1690,
1107,
160,
17481,
11524,
117,
8472,
119,
1332,
1119,
1108,
1210,
1201,
1385,
1117,
1266,
1427,
1106,
12534,
10237,
1203,
1365,
117,
9943,
1107,
8742,
4993,
1186,
1391,
119,
1335,
1425,
4030,
117,
1119,
1427,
1114,
1117,
2153,
1106,
27758,
9261,
3285,
117,
1203,
1365,
117,
1601,
1106,
140,
4164,
15650,
2161,
119,
1230,
1534,
1452,
1104,
18436,
1165,
1119,
1108,
7840,
1201,
1385,
119,
2485,
1123,
1473,
117,
1119,
1427,
1114,
1117,
1401,
1106,
20314,
117,
1203,
1365,
119,
1799,
1175,
117,
2701,
112,
188,
1401,
21068,
1106,
170,
8244,
1417,
8014,
2671,
117,
1150,
1125,
1317,
1482,
1104,
1123,
1319,
119,
1335,
1425,
7423,
117,
2701,
1286,
1313,
117,
1684,
5849,
5448,
1196,
2479,
1126,
17092,
1106,
1287,
140,
119,
4274,
3377,
1107,
15096,
117,
1203,
1365,
119,
1124,
1589,
1112,
170,
25169,
117,
2866,
1200,
117,
176,
1742,
22815,
117,
1105,
5125,
119,
1448,
1104,
1103,
4481,
1115,
2701,
2375,
6628,
1107,
15096,
5609,
1106,
14581,
3902,
1105,
1224,
1106,
1613,
22087,
5984,
117,
1105,
1110,
1208,
170,
1469,
3480,
119,
1135,
1110,
2694,
1118,
10953,
1115,
1103,
14356,
19435,
1104,
1103,
1402,
1108,
1687,
1118,
2701,
119,
1556,
1103,
15415,
1104,
1103,
18896,
1104,
12720,
117,
4274,
3377,
6714,
2701,
1121,
1117,
24074,
1105,
2701,
1427,
1106,
22633,
2138,
113,
1208,
3905,
12371,
114,
119,
2701,
1108,
1597,
1113,
1357,
129,
117,
11638,
1106,
18131,
5876,
2042,
5853,
117,
2292,
1119,
1125,
1899,
1107,
22633,
2138,
119,
1220,
1148,
12621,
1107,
170,
1353,
8362,
4163,
18862,
1402,
4903,
1106,
170,
185,
11922,
4790,
117,
1134,
1108,
2701,
112,
188,
1514,
1282,
1104,
6233,
1120,
1103,
1159,
119,
2701,
2375,
11021,
1103,
22633,
2138,
1370,
5026,
1596,
1105,
2926,
6579,
4571,
2015,
117,
1134,
1119,
1915,
170,
1420,
1104,
2032,
1117,
1159,
1107,
22633,
2138,
119,
7092,
1117,
1346,
1297,
117,
2701,
1215,
10468,
1133,
3347,
1106,
3668,
6272,
119,
1124,
3347,
1106,
2951,
170,
12653,
3923,
20335,
117,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
A country is a distinct territorial body or political entity. It may be an independent sovereign state or part of a larger state, as a non-sovereign or formerly sovereign political division, a physical territory with a government, or a geographic region associated with sets of previously independent or differently associated peoples with distinct political characteristics. It is not inherently sovereign.
The largest country in the world by geographical area is Russia, while the most populous is China. The smallest and the least populous is the microstate Vatican City.
Etymology and usage
The word country comes from Old French , which derives from Vulgar Latin () ("(land) lying opposite"; "(land) spread before"), derived from ("against, opposite"). It most likely entered the English language after the Franco-Norman invasion during the 11th century.
In English the word has increasingly become associated with political divisions, so that one sense, associated with the indefinite article – "a country" – through misuse and subsequent conflation is now a synonym for state, or a former sovereign state, in the sense of sovereign territory or "district, native land". Examples of these in North America include Navajo Country, Shuswap Country, Okanagan Country, Blackfoot Country, Inuit Country, the Comanche Country or Comanchería, and the Delaware Country or Lenapehoking. Areas much smaller than a political state may be called by names such as the West Country in England, the Black Country (a heavily industrialised part of England), "Constable Country" (a part of East Anglia painted by John Constable), the "big country" (used in various contexts of the American West), "coal country" (used of parts of the US and elsewhere) and many other terms.
The equivalent terms in various Romance languages (e.g. the French ) have not carried the process of being identified with sovereign political states as far as the English country. These terms are derived from the Roman term , which continued to be used in the Middle Ages for small geographical areas similar to the size of English counties. In many European countries, the words are used for sub-divisions of the national territory, as in the German , as well as a less formal term for a sovereign state. France has very many "" that are officially recognised at some level and are either natural regions, like the Pays de Bray, or reflect old political or economic entities, like the Pays de la Loire.
A version of "country" can be found in modern French as , derived from the Old French word , that is used similarly to the word to define non-state regions, but can also be used to describe a political state in some particular cases. The modern Italian is a word with its meaning varying locally, but usually meaning a ward or similar small division of a town, or a village or hamlet in the countryside.
Country names
Countries may be known by two names: a protocol, formal, full, or official name; and a geographical, common, or short name.
Country symbols
Symbols of a country indicate cultural, religious or political symbol of any nation or race the country consists of. There are many categories of symbols which can be seen in flags, coat of arms or seals.
Flags
Coats of arms or national emblems
Seals or stamps
National mottos
National colours
National anthems
Sovereignty status
The term "country" can refer to a sovereign state. There is no universal agreement on the number of "countries" in the world since a number of states have disputed sovereignty status. By one application of the declarative theory of statehood and constitutive theory of statehood, there are 206 sovereign states; of which 193 are members of the UN, two have observer status at the United Nations General Assembly (UNGA) (the Holy See and Palestine), and 11 others are neither a member nor observer at the UNGA.
The degree of autonomy of non-sovereign countries varies widely. Some are possessions of sovereign states, as several states have overseas territories (such as French Polynesia, or the British Virgin Islands), with citizenry at times identical and at times distinct from their own. Such territories, are usually listed together with sovereign states on lists of countries, but may nonetheless be treated as a separate "country of origin" in international trade, as Hong Kong is.
A few states consist of a union of smaller polities which are considered countries:
France includes French Polynesia, which has the sui generis status of (overseas country), among the rest of (overseas France), in addition to "Metropolitan France" ("the Hexagon").
The Kingdom of the Netherlands includes four separate constituent countries (): Netherlands, Aruba, Curaçao, and Sint Maarten.
The United Kingdom includes the four countries England, Northern Ireland, Scotland and Wales. The Crown Dependencies and the Overseas Territories, which are not part of the UK itself, are also considered countries (for example: Bermuda).
Country classification
Several organisations seek to identify trends to produce country classifications. Countries are often distinguished as developing countries or developed countries.
The United Nations
The United Nations Department of Economic and Social Affairs annually produces the World Economic Situation and Prospects Report classifies states as developed countries, economies in transition, or developing countries. The report classifies country development based on per capita gross national income (GNI). The UN identifies subgroups within the broad categories based on geographical location or ad hoc criteria. The UN outlines the geographical regions for developing economies like Africa, East Asia, South Asia, Western Asia, Latin America and the Caribbean. The 2019 report recognises only developed countries in North America, Europe, Asia, and the Pacific. The majority of economies in transition and developing countries are found in Africa, Asia, Latin America and the Caribbean.
The UN additionally recognises multiple trends that impact the developmental status of countries in the World Economic Situation and Prospects. The report highlights fuel-exporting and fuel-importing countries, small island developing states, and landlocked developing countries. It also identifies heavily indebted developing countries.
The newest United Nations (UN) member is South Sudan.
The World Bank
The World Bank also classifies countries based on GNI per capita. The World Bank Atlas method classifies countries as low-income economies, lower-middle-income economies, upper-middle-income economies, or high-income economies. For the 2020 fiscal year, the World Bank defines low-income economies as countries with a GNI per capita of $1,025 or less in 2018; lower-middle-income economies as countries with a GNI per capita between $1,026 and $3,995; upper-middle-income economies as countries with a GNI per capita between $3,996 and $12,375; high-income economies as countries with a GNI per capita of $12,376 or more.
It also identifies regional trends. The World Bank defines its regions as East Asia and Pacific, Europe and Central Asia, Latin America and the Caribbean, Middle East and North Africa, North America, South Asia, and Sub-Saharan Africa. Lastly, the World Bank distinguishes countries based on the operational policies of the World Bank. The three categories include International Development Association (IDA) countries, International Bank for Reconstruction and Development (IBRD) countries, and Blend countries.
See also
City network
Lists of countries and territories
List of former sovereign states
List of sovereign states and dependent territories by continent
List of transcontinental countries
Micronation
Nation
Princely state
Quasi-state
Notes
References
Further reading
Defining what makes a country The Economist
External links
The CIA World Factbook
Country Studies from the United States Library of Congress
Foreign Information by Country and Country & Territory Guides from GovPubs at UCB Libraries
United Nations statistics division
Human geography | [
101,
138,
1583,
1110,
170,
4966,
10120,
1404,
1137,
1741,
9127,
119,
1135,
1336,
1129,
1126,
2457,
14611,
1352,
1137,
1226,
1104,
170,
2610,
1352,
117,
1112,
170,
1664,
118,
14611,
1137,
3147,
14611,
1741,
2417,
117,
170,
2952,
3441,
1114,
170,
1433,
117,
1137,
170,
13351,
1805,
2628,
1114,
3741,
1104,
2331,
2457,
1137,
11677,
2628,
7983,
1114,
4966,
1741,
5924,
119,
1135,
1110,
1136,
17575,
1193,
14611,
119,
1109,
2026,
1583,
1107,
1103,
1362,
1118,
11610,
1298,
1110,
2733,
117,
1229,
1103,
1211,
22608,
1110,
1975,
119,
1109,
10471,
1105,
1103,
1655,
22608,
1110,
1103,
17599,
19596,
12232,
1392,
119,
142,
2340,
19969,
1105,
7991,
1109,
1937,
1583,
2502,
1121,
2476,
1497,
117,
1134,
12301,
1121,
159,
4654,
5526,
2911,
113,
114,
113,
107,
113,
1657,
114,
4009,
3714,
107,
132,
107,
113,
1657,
114,
2819,
1196,
107,
114,
117,
4408,
1121,
113,
107,
1222,
117,
3714,
107,
114,
119,
1135,
1211,
2620,
2242,
1103,
1483,
1846,
1170,
1103,
9063,
118,
5177,
4923,
1219,
1103,
5573,
1432,
119,
1130,
1483,
1103,
1937,
1144,
5672,
1561,
2628,
1114,
1741,
5760,
117,
1177,
1115,
1141,
2305,
117,
2628,
1114,
1103,
1107,
28090,
3342,
782,
107,
170,
1583,
107,
782,
1194,
1940,
24784,
1105,
4194,
14255,
2087,
6840,
1110,
1208,
170,
10646,
1111,
1352,
117,
1137,
170,
1393,
14611,
1352,
117,
1107,
1103,
2305,
1104,
14611,
3441,
1137,
107,
1629,
117,
2900,
1657,
107,
119,
10839,
1104,
1292,
1107,
1456,
1738,
1511,
24954,
3898,
117,
23274,
1116,
3624,
1643,
3898,
117,
23330,
3906,
3820,
3898,
117,
2117,
10744,
3898,
117,
1130,
10950,
3898,
117,
1103,
3291,
1399,
4386,
3898,
1137,
3291,
1399,
6072,
7171,
117,
1105,
1103,
8056,
3898,
1137,
14960,
3186,
5114,
4419,
119,
20371,
1277,
2964,
1190,
170,
1741,
1352,
1336,
1129,
1270,
1118,
2666,
1216,
1112,
1103,
1537,
3898,
1107,
1652,
117,
1103,
2117,
3898,
113,
170,
3777,
3924,
3673,
1226,
1104,
1652,
114,
117,
107,
16113,
3898,
107,
113,
170,
1226,
1104,
1689,
27225,
4331,
1118,
1287,
16113,
114,
117,
1103,
107,
1992,
1583,
107,
113,
1215,
1107,
1672,
20011,
1104,
1103,
1237,
1537,
114,
117,
107,
5289,
1583,
107,
113,
1215,
1104,
2192,
1104,
1103,
1646,
1105,
6890,
114,
1105,
1242,
1168,
2538,
119,
1109,
4976,
2538,
1107,
1672,
13589,
3483,
113,
174,
119,
176,
119,
1103,
1497,
114,
1138,
1136,
2446,
1103,
1965,
1104,
1217,
3626,
1114,
14611,
1741,
2231,
1112,
1677,
1112,
1103,
1483,
1583,
119,
1636,
2538,
1132,
4408,
1121,
1103,
2264,
1858,
117,
1134,
1598,
1106,
1129,
1215,
1107,
1103,
3089,
9325,
1111,
1353,
11610,
1877,
1861,
1106,
1103,
2060,
1104,
1483,
6292,
119,
1130,
1242,
1735,
2182,
117,
1103,
1734,
1132,
1215,
1111,
4841,
118,
5760,
1104,
1103,
1569,
3441,
117,
1112,
1107,
1103,
1528,
117,
1112,
1218,
1112,
170,
1750,
4698,
1858,
1111,
170,
14611,
1352,
119,
1699,
1144,
1304,
1242,
107,
107,
1115,
1132,
3184,
7398,
1120,
1199,
1634,
1105,
1132,
1719,
2379,
4001,
117,
1176,
1103,
22531,
1116,
1260,
21920,
117,
1137,
7977,
1385,
1741,
1137,
2670,
11659,
117,
1176,
1103,
22531,
1116,
1260,
2495,
22306,
119,
138,
1683,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Central Europe is an area of Europe between Western Europe and Eastern Europe, based on a common historical, social and cultural identity. The Thirty Years' War between Catholicism and Protestantism was a significant shaping process in the history of Central Europe. The concept of “Central Europe” appeared in the 19th century.
Central Europe comprised most of the territories of the Holy Roman Empire and those of the two neighboring kingdoms to the east, Poland and Hungary. Hungary and parts of Poland were later part of the Habsburg Monarchy, which also significantly shaped the history of Central Europe. Unlike their Western European counterparts, the Central European nations never had any notable overseas colonies due to their inland location and other factors. It has often been argued that one of the contributing causes of both World War I and World War II was Germany's lack of original overseas colonies.
After World War II, Central Europe was divided by the Iron Curtain (as agreed by the Big Three at the Yalta Conference and the Potsdam Conference) into two parts, the capitalist Western Bloc and the communist Eastern Bloc. The Berlin Wall was one of the most visible symbols of these artificial and forced divisions. Specifically, Stalin had advocated the creation of a "Soviet 'sphere of influence' in Central and Eastern Europe, starting with Poland, in order to provide the Soviet Union with a geopolitical buffer zone between it and the western capitalist world".
Central Europe began a "strategic awakening" in the late 20th and early 21st century, with initiatives such as Central European Defence Cooperation, the Central European Initiative (CEI), Centrope, and the Visegrád Four Group. This awakening was triggered by writers and other intellectuals who recognized the societal paralysis of decaying dictatorships and felt compelled to speak up against Soviet oppression.
All of the Central European countries are presently listed as being "very highly developed" by the Human Development Index (see List of central European countries by development indexes).
Historical perspective
Middle Ages and early modern period
Elements of cultural unity for Northwestern, Southwestern and Central Europe were Catholicism and Latin. However Eastern Europe, which remained Eastern Orthodox, was dominated by Byzantine cultural influence; after the East–West Schism in 1054, Eastern Europe developed cultural unity and resistance to the Catholic (and later also Protestant) Western Europe within the framework of the Eastern Orthodox Church, Church Slavonic language and the Cyrillic alphabet.
According to Hungarian historian Jenő Szűcs, foundations of Central European history at the first millennium were in close connection with Western European development. He explained that between the 11th and 15th centuries, not only Christianization and its cultural consequences were implemented, but well-defined social features emerged in Central Europe based on Western characteristics. The keyword of Western social development after millennium was the spread of liberties and autonomies in Western Europe. These phenomena appeared in the middle of the 13th century in Central European countries. There were self-governments of towns, counties and parliaments.
In 1335, under the rule of the King Charles I of Hungary, the castle of Visegrád, the seat of the Hungarian monarchs was the scene of the royal summit of the Kings of Poland, Bohemia and Hungary. They agreed to cooperate closely in the field of politics and commerce, inspiring their post-Cold War successors to launch a successful Central European initiative.
In the Middle Ages, countries in Central Europe adopted Magdeburg rights.
Before World War I
Before 1870, the industrialization that had started to develop in Northwestern and Central Europe and the United States did not extend in any significant way to the rest of the world. Even in Eastern Europe, industrialization lagged far behind. Russia, for example, remained largely rural and agricultural, and its autocratic rulers kept the peasants in serfdom.
The concept of Central Europe was already known at the beginning of the 19th century, but its real life began in the 20th century and immediately became an object of intensive interest. However, the very first concept mixed science, politics and economy – it was strictly connected with the intensively growing German economy and its aspirations to dominate a part of European continent called Mitteleuropa. The German term denoting Central Europe was so fashionable that other languages started referring to it when indicating territories from Rhine to Vistula, or even Dnieper, and from the Baltic Sea to the Balkans. An example of that-time vision of Central Europe may be seen in Joseph Partsch's book of 1903.
On 21 January 1904, Mitteleuropäischer Wirtschaftsverein (Central European Economic Association) was established in Berlin with economic integration of Germany and Austria–Hungary (with eventual extension to Switzerland, Belgium and the Netherlands) as its main aim. Another time, the term Central Europe became connected to the German plans of political, economic and cultural domination. The "bible" of the concept was Friedrich Naumann's book Mitteleuropa in which he called for an economic federation to be established after World War I. Naumann's idea was that the federation would have at its centre Germany and the Austro-Hungarian Empire but would also include all European nations outside the Triple Entente. The concept failed after the German defeat in World War I and the dissolution of Austria-Hungary. The revival of the idea may be observed during the Hitler era.
Interwar period
According to Emmanuel de Martonne, in 1927 the Central European countries included: Austria, Czechoslovakia, Germany, Hungary, Poland, Romania and Switzerland. The author uses both Human and Physical Geographical features to define Central Europe, but he doesn't take into account the legal development or the social, cultural, economic, infrastructural developments in these countries.
The interwar period (1918–1938) brought a new geopolitical system, as well as economic and political problems, and the concept of Central Europe took on a different character. The centre of interest was moved to its eastern part – the countries that have (re)appeared on the map of Europe: Czechoslovakia, Hungary and Poland. Central Europe ceased to be the area of German aspiration to lead or dominate and became a territory of various integration movements aiming at resolving political, economic and national problems of "new" states, being a way to face German and Soviet pressures. However, the conflict of interests was too big and neither Little Entente nor Intermarium (Międzymorze) ideas succeeded. These matters were not helped by the fact that Czechoslovakia appeared alone as the only multicultural, democratic, and liberal state among its neighbors. The events preceding World War II in Europe -- including the so-called Western betrayal/ Munich Agreement were very much enabled by the rising nationalism and ethnocentrism that typified that time period.
The interwar period brought new elements to the concept of Central Europe. Before World War I, it embraced mainly German states (Germany, Austria), non-German territories being an area of intended German penetration and domination – German leadership position was to be the natural result of economic dominance. After the war, the Eastern part of Central Europe was placed at the centre of the concept. At that time the scientists took an interest in the idea: the International Historical Congress in Brussels in 1923 was committed to Central Europe, and the 1933 Congress continued the discussions.
Hungarian historian Magda Ádám wrote in her study Versailles System and Central Europe (2006): "Today we know that the bane of Central Europe was the Little Entente, military alliance of Czechoslovakia, Romania and Kingdom of Serbs, Croats and Slovenes (later Yugoslavia), created in 1921 not for Central Europe's cooperation nor to fight German expansion, but in a wrong perceived notion that a completely powerless Hungary must be kept down".
The avant-garde movements of Central Europe were an essential part of modernism's evolution, reaching its peak throughout the continent during the 1920s. The Sourcebook of Central European avantgards (Los Angeles County Museum of Art) contains primary documents of the avant-gardes in Austria, Czechoslovakia, Germany, Hungary, and Poland from 1910 to 1930. The manifestos and magazines of Central European radical art circles are well known to Western scholars and are being taught at primary universities of their kind in the western world.
Mitteleuropa
Mitteleuropa may refer to an historical concept, or to a contemporary German definition of Central Europe. As an historical concept, the German term Mitteleuropa (or alternatively its literal translation into English, Middle Europe) is an ambiguous German concept. It is sometimes used in English to refer to an area somewhat larger than most conceptions of 'Central Europe'; it refers to territories under Germanic cultural hegemony until World War I (encompassing Austria–Hungary and Germany in their pre-war formations but usually excluding the Baltic countries north of East Prussia). According to Fritz Fischer Mitteleuropa was a scheme in the era of the Reich of 1871–1918 by which the old imperial elites had allegedly sought to build a system of German economic, military and political domination from the northern seas to the Near East and from the Low Countries through the steppes of Russia to the Caucasus. Later on, professor Fritz Epstein argued the threat of a Slavic "Drang nach Westen" (Western expansion) had been a major factor in the emergence of a Mitteleuropa ideology before the Reich of 1871 ever came into being.
In Germany the connotation was also sometimes linked to the pre-war German provinces east of the Oder-Neisse line.
The term "Mitteleuropa" conjures up negative historical associations among some elderly people, although the Germans have not played an exclusively negative role in the region. Most Central European Jews embraced the enlightened German humanistic culture of the 19th century. German-speaking Jews from turn of the 20th century Vienna, Budapest and Prague became representatives of what many consider to be Central European culture at its best, though the Nazi version of "Mitteleuropa" destroyed this kind of culture instead. However, the term "Mitteleuropa" is now widely used again in German education and media without negative meaning, especially since the end of communism. In fact, many people from the new states of Germany do not identify themselves as being part of Western Europe and therefore prefer the term "Mitteleuropa".
Central Europe during World War II
During World War II, Central Europe was largely occupied by Nazi Germany. Many areas were a battle area and were devastated. The mass murder of the Jews depopulated many of their centuries-old settlement areas or settled other people there and their culture was wiped out. Both Adolf Hitler and Joseph Stalin diametrically opposed the centuries-old Habsburg principles of "live and let live" with regard to ethnic groups, peoples, minorities, religions, cultures and languages and tried to assert their own ideologies and power interests in Central Europe. There were various Allied plans for state order in Central Europe for post-war. While Stalin tried to get as many states under his control as possible, Winston Churchill preferred a Central European Danube Confederation to counter these countries against Germany and Russia. There were also plans to add Bavaria and Württemberg to an enlarged Austria. There were also various resistance movements around Otto von Habsburg that pursued this goal. The group around the Austrian priest Heinrich Maier also planned in this direction, which also successfully helped the Allies to wage war by, among other things, forwarding production sites and plans for V-2 rockets, Tiger tanks and aircraft to the USA. So Otto von Habsburg also tried to detach Hungary from its grasp by Nazi Germany and the USSR. There were various considerations to prevent German power in Europe after the war. Churchill's idea of reaching the area around Vienna and Budapest before the Russians via an operation from the Adriatic had not been approved by the Western Allied chiefs of staff. As a result of the military situation at the end of the war, Stalin's plans prevailed and much of Central Europe came under Russian control.
Central Europe behind the Iron Curtain
Following World War II, large parts of Europe that were culturally and historically Western became part of the Eastern bloc. Czech author Milan Kundera (emigrant to France) thus wrote in 1984 about the "Tragedy of Central Europe" in the New York Review of Books. The boundary between the two blocks was called the Iron Curtain. Consequently, the English term Central Europe was increasingly applied only to the westernmost former Warsaw Pact countries (East Germany, Poland, Czechoslovakia, Hungary) to specify them as communist states that were culturally tied to Western Europe. This usage continued after the end of the Warsaw Pact when these countries started to undergo transition.
The post-World War II period brought blocking of research on Central Europe in the Eastern Bloc countries, as its every result proved the dissimilarity of Central Europe, which was inconsistent with the Stalinist doctrine. On the other hand, the topic became popular in Western Europe and the United States, much of the research being carried out by immigrants from Central Europe. At the end of communism, publicists and historians in Central Europe, especially the anti-communist opposition, returned to their research.
According to Karl A. Sinnhuber (Central Europe: Mitteleuropa: Europe Centrale: An Analysis of a Geographical Term) most Central European states were unable to preserve their political independence and became Soviet Satellite Europe. Besides Austria, only the marginal European states of Finland and Yugoslavia preserved their political sovereignty to a certain degree, being left out of any military alliances in Europe.
The opening of the Iron Curtain between Austria and Hungary at the Pan-European Picnic on 19 August 1989 then set in motion a peaceful chain reaction, at the end of which there was no longer an East Germany and the Eastern Bloc had disintegrated. It was the largest escape movement from East Germany since the Berlin Wall was built in 1961. After the picnic, which was based on an idea by Otto von Habsburg to test the reaction of the USSR and Mikhail Gorbachev to an opening of the border, tens of thousands of media-informed East Germans set off for Hungary. The leadership of the GDR in East Berlin did not dare to completely block the borders of their own country and the USSR did not respond at all.
This broke the bracket of the Eastern Bloc and Central Europe subsequently became free from communism.
Roles
According to American professor Ronald Tiersky, the 1991 summit held in Visegrád, Hungary and attended by the Polish, Hungarian and Czechoslovak presidents was hailed at the time as a major breakthrough in Central European cooperation, but the Visegrád Group became a vehicle for coordinating Central Europe's road to the European Union, while development of closer ties within the region languished.
American professor Peter J. Katzenstein described Central Europe as a way station in a Europeanization process that marks the transformation process of the Visegrád Group countries in different, though comparable ways. According to him, in Germany's contemporary public discourse "Central European identity" refers to the civilizational divide between Catholicism and Eastern Orthodoxy. He says there is no precise, uncontestable way to decide whether Lithuania, Latvia, Estonia, Serbia, Croatia, Slovenia, Romania, or Bulgaria are parts of Central Europe.
Definitions
Rather than a physical entity, Central Europe is a concept of shared history that contrasts with that of the surrounding regions. The issue of how to name and define the Central European area is subject to debates. Very often, the definition depends on the nationality and historical perspective of its author.
Academic
The main proposed regional definitions, gathered by Polish historian Jerzy Kłoczowski, include:
West-Central and East-Central Europe – this conception, presented in 1950, distinguishes two regions in Central Europe: German West-Centre, with imperial tradition of the Reich, and the East-Centre covered by variety of nations from Finland to Greece, placed between great empires of Scandinavia, Germany, Italy and the Soviet Union.
Central Europe as the area of cultural heritage of the Polish–Lithuanian Commonwealth – Ukrainian, Belarusian and Lithuanian historians, in cooperation (since 1990) with Polish historians, insist on the importance of the concept.
Central Europe as a region connected to the Western civilisation for a very long time, including countries such as the Polish–Lithuanian Commonwealth, Kingdom of Croatia, Holy Roman Empire, later German Empire and the Habsburg Monarchy, the Kingdom of Hungary and the Crown of Bohemia. Central Europe understood in this way borders on Russia and South-Eastern Europe, but the exact frontier of the region is difficult to determine.
Central Europe as the area of cultural heritage of the Habsburg Empire (later Austria-Hungary) – a concept which is popular in regions along the river Danube: Austria, the Czech Republic and Slovakia, Slovenia, large parts of Croatia, Romania and Serbia, also smaller parts of Poland and Ukraine. In Hungary, the narrowing of Central Europe into former Habsburg lands is not popular.
A concept underlining the links connecting Belarus, Moldova and Ukraine with Russia and treating the Russian Empire together with the whole Slavic Orthodox population as one entity – this position is taken by the Russian historiography.
A concept putting the accent on links with the West, especially from the 19th century and the grand period of liberation and formation of Nation-states – this idea is represented by the South-Eastern states, which prefer the enlarged concept of the "East Centre" expressing their links with Western culture.
Former University of Vienna professor Lonnie R. Johnson points out criteria to distinguish Central Europe from Western, Eastern and Southeast Europe:
One criterion for defining Central Europe is the frontiers of medieval empires and kingdoms that largely correspond to the religious frontiers between the Catholic West and the Orthodox East. The pagans of Central Europe were converted to Catholicism while in Southeastern and Eastern Europe they were brought into the fold of the Eastern Orthodox Church.
Multinational empires were a characteristic of Central Europe. Hungary and Poland, small and medium-size states today, were empires during their early histories. The historical Kingdom of Hungary was until 1918 three times larger than Hungary is today, while Poland was the largest state in Europe in the 16th century. Both these kingdoms housed a wide variety of different peoples.
He also thinks that Central Europe is a dynamic historical concept, not a static spatial one. For example, Lithuania, a fair share of Belarus and western Ukraine are in Eastern Europe today, but years ago they were in Polish–Lithuanian Commonwealth. Johnson's study on Central Europe received acclaim and positive reviews in the scientific community. However, according to Romanian researcher Maria Bucur this very ambitious project suffers from the weaknesses imposed by its scope (almost 1600 years of history).
Encyclopedias, gazetteers, dictionaries
The Columbia Encyclopedia defines Central Europe as: Germany, Switzerland, Liechtenstein, Austria, Poland, the Czech Republic, Slovakia, and Hungary. The World Factbook uses a similar definition and adds also Slovenia. Encarta Encyclopedia and Encyclopædia Britannica do not clearly define the region, but Encarta places the same countries into Central Europe in its individual articles on countries, adding Slovenia in "south central Europe".
The German Encyclopaedia Meyers Grosses Taschenlexikon (Meyers Big Pocket Encyclopedia), 1999, defines Central Europe as the central part of Europe with no precise borders to the East and West. The term is mostly used to denominate the territory between the Schelde to Vistula and from the Danube to the Moravian Gate. Usually the countries considered to be Central European are Austria, Croatia, the Czech Republic, Germany, Hungary, Liechtenstein, Poland, Slovakia, Slovenia, Switzerland; in the broader sense Romania and Serbia too, occasionally also Belgium, the Netherlands, and Luxembourg.
According to Meyers Enzyklopädisches Lexikon, Central Europe is a part of Europe composed of Austria, Belgium, Czechia, Slovakia, Germany, Hungary, Luxembourg, Netherlands, Poland, Romania and Switzerland, and northern marginal regions of Italy and Yugoslavia (northern states – Croatia, Serbia and Slovenia), as well as northeastern France.
The German (Standing Committee on Geographical Names), which develops and recommends rules for the uniform use of geographical names, proposes two sets of boundaries. The first follows international borders of current countries. The second subdivides and includes some countries based on cultural criteria. In comparison to some other definitions, it is broader, including Luxembourg, Croatia, Estonia, Latvia, Lithuania, and in the second sense, parts of Russia, Belarus, Ukraine, Romania, Serbia, Italy, and France.
Geographical
There is no general agreement either on what geographic area constitutes Central Europe, nor on how to further subdivide it geographically.
At times, the term "Central Europe" denotes a geographic definition as the Danube region in the heart of the continent, including the language and culture areas which are today included in the states of Croatia, the Czech Republic, Hungary, Poland, Romania, Serbia, Slovakia, Slovenia and usually also Austria and Germany, but never Russia and other countries of the former Soviet Union towards the Ural mountains.
Governmental and standards organisations
The terminology EU11 countries refer the Central, Eastern and Baltic European member states which accessed in 2004 and after: in 2004 the Czech Republic, Estonia, Latvia, Lithuania, Hungary, Poland, Slovenia, and the Slovak Republic; in 2007 Bulgaria, Romania; and in 2013 Croatia.
Map gallery
States
The comprehension of the concept of Central Europe is an ongoing source of controversy, though the Visegrád Group constituents are almost always included as de facto Central European countries. Although views on which countries belong to Central Europe are vastly varied, according to many sources (see section Definitions) the region includes the states listed in the sections below.
Austria
Czech Republic
Germany
Hungary
Liechtenstein
Poland
Slovakia
Slovenia
Switzerland
Depending on context, Central European countries are sometimes grouped as Eastern or Western European countries, collectively or individually but some place them in Eastern Europe instead: for instance Austria can be referred to as Central European, as well as Eastern European or Western European and Slovenia can sometimes be placed in either Southeastern or Eastern Europe.
Other countries and regions
Some sources also add neighbouring countries for historical reasons (the former Austro-Hungarian and German Empires, and modern Estonia, Latvia and Lithuania), or based on geographical and/or cultural reasons:
Croatia (alternatively placed in Southeast Europe)
Romania (Transylvania, along with Banat, Crișana, and Maramureș as well as Bukovina)
Russia (Kaliningrad Oblast)
Serbia (primarily Vojvodina and Northern Belgrade)
Ukraine (Transcarpathia, Galicia and Northern Bukovina)
Luxembourg.
The three Baltic countries (Lithuania, Latvia, and Estonia), geographically in Northern Europe, have been considered part of Central Europe in the German tradition of the term, Mitteleuropa. Benelux countries are generally considered a part of Western Europe, rather than Central Europe. Nevertheless, they are occasionally mentioned in the Central European context due to cultural, historical and linguistic ties.
Some regions of neighbouring states may sometimes be included in Central Europe:
Italy (South Tyrol, Trentino, Trieste and Gorizia, Friuli, Veneto full or in part, occasionally Lombardy or all of Northern Italy)
France (Alsace, Franconian Lorraine, occasionally the whole of Lorraine, Franche-Comté, the Ardennes and Savoy)
Belgium (the Ardennes).
Geography
Geography defines Central Europe's natural borders with the neighbouring regions to the north across the Baltic Sea, namely Northern Europe (or Scandinavia), and to the south across the Alps, the Apennine peninsula (or Italy), and the Balkan peninsula across the Soča-Krka-Sava-Danube line. The borders to Western Europe and Eastern Europe are geographically less defined, and for this reason the cultural and historical boundaries migrate more easily west–east than south–north. The river Rhine, which runs south–north through Western Germany, is an exception.
Southwards, the Pannonian Plain is bounded by the rivers Sava and Danube – and their respective floodplains. The Pannonian Plain stretches over the following countries: Austria, Croatia, Hungary, Romania, Serbia, Slovakia and Slovenia, and touches borders of Bosnia and Herzegovina and Ukraine ("peri- Pannonian states").
As southeastern division of the Eastern Alps, the Dinaric Alps extend for 650 kilometres along the coast of the Adriatic Sea (northwest-southeast), from the Julian Alps in the northwest down to the Šar-Korab massif, north–south. According to the Freie Universität Berlin, this mountain chain is classified as South Central European. The city of Trieste in this area, for example, expressly sees itself as a città mitteleuropea. This is particularly because it lies at the interface between the Latin, Slavic, Germanic, Greek and Jewish culture on the one hand and the geographical area of the Mediterranean and the Alps on the other. A geographical and cultural assignment is made.
The Central European flora region stretches from Central France (the Massif Central) to Central Romania (Carpathians) and Southern Scandinavia.
Demography
Central Europe is one of the continent's most populous regions. It includes countries of varied sizes, ranging from tiny Liechtenstein to Germany, the second largest European country by population. Demographic figures for countries entirely located within notion of Central Europe ("the core countries") number around 165 million people, out of which around 82 million are residents of Germany. Other populations include: Poland with around 38.5 million residents, Czech Republic at 10.5 million, Hungary at 10 million, Austria with 8.8 million, Switzerland with 8.5 million, Slovakia at 5.4 million, and Liechtenstein at a bit less than 40,000.
If the countries which are occasionally included in Central Europe were counted in, partially or in whole – Croatia (4.3 million), Slovenia (2 million, 2014 estimate), Romania (20 million), Lithuania (2.9 million), Latvia (2 million), Estonia (1.3 million), Serbia (7.1 million) – it would contribute to the rise of between 25 and 35 million, depending on whether regional or integral approach was used. If smaller, western and eastern historical parts of Central Europe would be included in the demographic corpus, further 20 million people of different nationalities would also be added in the overall count, it would surpass the 200 million people figure.
Economy
Currencies
Currently, the members of the Eurozone include Austria, Germany, Luxembourg, Slovakia, and Slovenia. Croatia, the Czech Republic, Hungary and Poland use their currencies (Croatian kuna, Czech koruna, Hungarian forint, Polish złoty), but are obliged to adopt the Euro. Switzerland uses its own currency – Swiss franc, Serbia too (Serbian dinar), as well as Romania (Romanian leu).
Human Development Index
In 2018, Switzerland topped the HDI list among Central European countries, also ranking #2 in the world. Serbia rounded out the list at #11 (67 world).
Globalisation
The index of globalization in Central European countries (2016 data):
Switzerland topped this list as well (#1 world).
Prosperity Index
Legatum Prosperity Index demonstrates an average and high level of prosperity in Central Europe (2018 data). Switzerland topped the index (#4 world).
Corruption
Most countries in Central Europe tend to score above the average in the Corruption Perceptions Index (2018 data), led by Switzerland, Germany, and Austria.
Infrastructure
Industrialisation occurred early in Central Europe. That caused construction of rail and other types of infrastructure.
Rail
Central Europe contains the continent's earliest railway systems, whose greatest expansion was recorded in Austro-Hungarian and German territories between 1860-1870s. By the mid-19th century Berlin, Vienna, and Buda/Pest were focal points for network lines connecting industrial areas of Saxony, Silesia, Bohemia, Moravia and Lower Austria with the Baltic (Kiel, Szczecin) and Adriatic (Rijeka, Trieste). Rail infrastructure in Central Europe remains the densest in the world. Railway density, with total length of lines operated (km) per 1,000 km2, is the highest in the Czech Republic (198.6), Poland (121.0), Slovenia (108.0), Germany (105.5), Hungary (98.7), Serbia (87.3), Slovakia (73.9) and Croatia (72.5). when compared with most of Europe and the rest of the world.
River transport and canals
Before the first railroads appeared in the 1840s, river transport constituted the main means of communication and trade. Earliest canals included Plauen Canal (1745), Finow Canal, and also Bega Canal (1710) which connected Timișoara to Novi Sad and Belgrade via Danube. The most significant achievement in this regard was the facilitation of navigability on Danube from the Black sea to Ulm in the 19th century.
Branches
Compared to most of Europe, the economies of Austria, Croatia, the Czech Republic, Germany, Hungary, Poland, Slovakia, Slovenia and Switzerland tend to demonstrate high complexity. Industrialisation has reached Central Europe relatively early: The Czech lands (1797), Luxembourg and Germany by 1860, Poland, Slovakia and Switzerland by 1870, Austria, Croatia, Hungary, Liechtenstein, Romania, Serbia and Slovenia by 1880.
Agriculture
Central European countries are some of the most significant food producers in the world. Germany is the world's largest hops producer with 34.27% share in 2010, third producer of rye and barley, 5th rapeseed producer, sixth largest milk producer, and fifth largest potato producer. Poland is the world's largest triticale producer, second largest producer of raspberries, currants, third largest of rye, the fifth apple and buckwheat producer, and seventh largest producer of potatoes. The Czech Republic is world's fourth largest hops producer and 8th producer of triticale. Hungary is world's fifth hops and seventh largest triticale producer. Serbia is world's second largest producer of plums and second largest of raspberries. Slovenia is world's sixth hops producer.
Business
Central European business has a regional organisation, Central European Business Association (CEBA), founded in 1996 in New York as a non-profit organization dedicated to promoting business opportunities within Central Europe and supporting the advancement of professionals in America with a Central European background.
Tourism
Central European countries, especially Austria, Croatia, Germany and Switzerland are some of the most competitive tourism destinations. Poland is presently a major destination for outsourcing.
Outsourcing destination
Kraków, Warsaw, and Wrocław (Poland), Prague and Brno (Czech Republic), Budapest (Hungary), Bucharest (Romania), Bratislava (Slovakia), Ljubljana (Slovenia), Belgrade (Serbia) and Zagreb (Croatia) are among the world's top 100 outsourcing destinations.
Education
Languages
Various languages are taught in Central Europe, with certain languages being more popular in different countries.
Education performance
Student performance has varied across Central Europe, according to the Programme for International Student Assessment. In the 2012 study, countries scored medium, below or over the average scores in three fields studied.
Higher education
Universities
The first university established east of France and north of the Alps was in Prague in 1348 by Charles IV, Holy Roman Emperor. The Charles University was modeled upon the University of Paris and initially included the faculty of law, medicine, philosophy, and theology.
Central European University
In 1991, Ernest Gellner proposed the establishment of a truly Central European institution of higher learning in Prague (1991-1995). Eventually, the Central European University (CEU) project is taken on and financially supported by the Hungarian philanthropist George Soros, who had provided an endowment of US$880 million, making the university one of the wealthiest in Europe. For example, during the academic year 2013/2014, the CEU had 1,381 students from 93 countries and 388 faculty members from 58 countries. Consequently, the CEU becomes one of the leading graduate-level, English-language universities in Europe promoting a distinctively Central European perspective whilst emphasizing academic rigor, applied research, and academic honesty and integrity. In 2019, the Central European University leadership announced their preparatory work on moving CEU to Vienna due to socio-political and cultural constraints in Hungary.
Culture and society
Research
Research centres of Central European literature include Harvard University (Cambridge, MA), Purdue University, and Central European Studies Programme (CESP), Masaryk University, Brno, Czech Republic.
Architecture
Religion
Central European countries are mostly Catholic (Austria, Croatia, Liechtenstein, Luxembourg, Poland, Slovakia, Slovenia) or historically both Catholic and Protestant, (Czech Republic, Germany, Hungary and Switzerland). Large Protestant groups include Lutheran, Calvinist, and the Unity of the Brethren affiliates. Significant populations of Eastern Catholicism and Old Catholicism are also prevalent throughout Central Europe.
Central Europe has been the center of the Protestant movement for centuries, with the majority of Protestants suppressed and annihilated during the Counterreformation.
Historically, people in Bohemia in today's Czech Republic were one of the very first Protestants in Europe. As a result of the Thirty Years' War following the Bohemian Revolt, many Czechs were either killed, executed (see for Old Town Square execution), forcibly turned into Roman Catholics, or emigrated to Scandinavia and the Low Countries. In the aftermath of the Thirty Years' War, the number of inhabitants in the Kingdom of Bohemia decreased from three million to only 800,000 due to multiple factors, including devastating ongoing battles such as the significant Battle of White Mountain and the Battle of Prague (1648). However, in recent years, most Czechs report as overwhelmingly non-religious, with some describing themselves as Catholic (10.3%).
Before the Holocaust (1941–45), there was also a sizeable Ashkenazi Jewish community in the region, numbering approximately 16.7 million people.
Currently, a number of Central European countries present themselves as more secular or non-religious, including a growing number of self-identified atheists, undeclared, and non-religious people. For example, people in the Czech Republic report the following figures (non-religious 34.2% and undeclared 45.2%), meanwhile persons in Germany (non-religious 38%), and Slovenia (atheist 14.7%), Luxembourg (23.4% non-religious), Switzerland (20.1%), Hungary (27.2% undeclared, 16.7% "non-religious" and 1.5% atheists), Slovakia (atheists and non-religious 13.4%, "not specified" 10.6%) Austria (19.7% of "other or none"), Liechtenstein (10.6% with no religion), Croatia (4%) and Poland (3% of non-believers/agnostics and 1% of undeclared).
Cuisine
Central European cuisine has evolved through centuries due to social and political change. Most countries share many dishes. The most popular dishes typical to Central Europe are sausages and cheeses, where the earliest evidence of cheesemaking in the archaeological record dates back to 5,500 BCE (Kuyavia region, Poland). Other foods widely associated with Central Europe are goulash and beer. The list of countries by beer consumption per capita is led by the Czech Republic, followed by Germany and Austria. Poland comes 5th, Croatia 7th and Slovenia 13th.
Human rights
Generally, the countries in the region are progressive on the issue of human rights: death penalty is illegal in all of them, corporal punishment is outlawed in most of them and people of both genders can vote in elections. Nevertheless, Central European countries struggle to adopt new generations of human rights, such as same-sex marriage. Austria, the Czech Republic, Germany, and Poland also have a history of participation in the CIA's extraordinary rendition and detention program, according to the Open Society Foundations.
Literature
Regional writing tradition revolves around the turbulent history of the region, as well as its cultural diversity. Its existence is sometimes challenged. Specific courses on Central European literature are taught at Stanford University, Harvard University and Jagiellonian University The as well as cultural magazines dedicated to regional literature. Angelus Central European Literature Award is an award worth 150,000.00 PLN (about $50,000 or £30,000) for writers originating from the region. Likewise, the Vilenica International Literary Prize is awarded to a Central European author for "outstanding achievements in the field of literature and essay writing."
Media
Sport
There is a number of Central European Sport events and leagues. They include:
Central European Tour Miskolc GP (Hungary)*
Central European Tour Budapest GP (Hungary)
Central Europe Rally (Romania and Hungary)*
Central European Football League (Austria, Croatia, Hungary, Serbia, Slovakia, Slovenia and Turkey)
Central European International Cup (Austria, Czechoslovakia, Hungary, Italy, Poland, Switzerland and Yugoslavia; 1927–1960)
Central Europe Throwdown*
Football is one of the most popular sports. Countries of Central Europe hosted several major competitions. Germany hosted two FIFA World Cups (1974 and 2006) and the UEFA Euro 1988. Yugoslavia hosted the UEFA Euro 1976 before the competition expanded to 8 teams. Recently, the 2008 and 2012 UEFA European Championships were held in Austria & Switzerland and Poland & Ukraine respectively. The UEFA Euro 2024 will be hosted by Germany.
Politics
Organisations
Central Europe is a birthplace of regional political organisations:
Visegrád Group
Central European Defence Cooperation
Three Seas Initiative
Centrope
Central European Initiative
Middleeuropean Initiative
Central European Free Trade Agreement
Democracy Index
Central Europe is a home to some of world's oldest democracies. However, most of them have been impacted by totalitarianism, particularly Fascism and Nazism. Germany and Italy occupied all Central European countries, except Switzerland. In all occupied countries, the Axis powers suspended democracy and installed puppet regimes loyal to the occupation forces. Also, they forced conquered countries to apply racial laws and formed military forces for helping German and Italian struggle against Communists. After World War II, almost the whole of Central Europe (the Eastern and Middle part) was occupied by Communists. Communism also banned democracy and free elections, and human rights did not exist in Communist countries. Most of Central Europe had been occupied and later allied with the Soviet Union, often against their will through forged referendum (e.g., Polish people's referendum in 1946) or force (northeast Germany, Poland, Hungary et alia). Nevertheless, these experiences have been dealt in most of them. Most of Central European countries score very highly in the Democracy Index.
Global Peace Index
In spite of its turbulent history, Central Europe is currently one of world's safest regions. Most Central European countries are in top 20%.
Central European Time
The time zone used in most parts of the European Union is a standard time which is 1 hour ahead of Coordinated Universal Time. It is commonly called Central European Time because it has been first adopted in central Europe (by year):
Hungary
Slovakia
Czech Republic
Germany
Austria
Poland (1893)
Serbia (1884)
Slovenia
Switzerland
Liechtenstein
In popular culture
Central Europe is mentioned in the 35th episode of Lovejoy, entitled "The Prague Sun", filmed in 1992. While walking over the well-regarded and renowned Charles Bridge in Prague, the main character, Lovejoy says: " I've never been to Prague before. Well, it is one of the great unspoiled cities in Central Europe. Notice: I said: "Central", not "Eastern"! The Czechs are a bit funny about that, they think of Eastern Europeans as turnip heads."
Wes Anderson's Oscar-winning film The Grand Budapest Hotel a fictional grand hotel located somewhere in Central Europe is in actuality modeled on the Grandhotel Pupp in Karlovy Vary in the Czech Republic. The film, a generous and yet fantastic celebration of the 1920s and 1930s Central Europe with its artistic splendor and societal sensibilities.
See also
Central and Eastern Europe
Central European Initiative
Central European Time (CET)
Central European University
East-Central Europe
Eurovoc
Geographical midpoint of Europe
Life zones of central Europe
Międzymorze (Intermarum)
Mitteleuropa
References
Bibliography
Shared Pasts in Central and Southeast Europe, 17th–21st Centuries. Eds. G. Demeter, P. Peykovska. 2015
Further reading
Ágh, Attila. Declining Democracy in East-Central Europe: The Divide in the EU and Emerging Hard Populism (Edward Elgar Publishing, 2019).
Baldersheim, Harald, ed. Local democracy and the processes of transformation in East-Central Europe (Routledge, 2019).
Brophy, James M. "Bookshops, Forbidden Print and Urban Political Culture in Central Europe, 1800–1850." German History 35.3 (2017): 403–430.
Case, Holly. "The strange politics of federative ideas in East-Central Europe." Journal of Modern History 85.4 (2013): 833–866.
Centre of Central European Studies, Agrarianism in Central and Eastern Europe in the 19th and 20th Centuries (2013) online review.
Donert, Celia, Emily Greble, and Jessica Wardhaugh. "New Scholarship on Central and Eastern Europe." Contemporary European History 26.3 (2017): 507-507. DOI: New Scholarship on Central and Eastern Europe
Gardner, Hall, ed. Central and South-central Europe in Transition (Praeger, 2000)
Kenney, Padraic. "What is the history of 1989? New scholarship from East-Central Europe." East European Politics & Societies (1999), 13#2 pp 419–431.
Lederer, David. Early Modern Central European History (2011) online review by Linnéa Rowlatt
Margreiter, Klaus. "The Notion of Nobility and the Impact of Ennoblement on Early Modern Central Europe." Central European History 52.3 (2019): 382–401.
Tieanu, Alexandra. "Shared Culture, Peace and Bridging: Western Influences on the Dissident Idea of Central Europe in the Communist States during the 1980s." Valahian Journal of Historical Studies 20 (2013): 215–232.
Vachudova, Milada Anna. "From competition to polarization in central Europe: How populists change party systems and the European Union." Polity 51.4 (2019): 689–706. online
Vachudova, Milada Anna. "Ethnopopulism and democratic backsliding in Central Europe." East European Politics 36.3 (2020) pp: 318–340. online
Zimmerman, Andrew. "Race against Revolution in Central and Eastern Europe: From Hegel to Weber, from Rural Insurgency to “Polonization”." East Central Europe 43.1-2 (2016): 14–40.
'Mapping Central Europe' in hidden europe, 5, pp. 14–15 (November 2005)
External links
Journal of East Central Europe
Central European Political Science Association's journal "Politics in Central Europe"
CEU Political Science Journal (PSJ)
Central European Journal of International and Security Studies
Central European Political Studies Review
The Centrope region
Maps of Europe and European countries
CENTRAL EUROPE 2020
Central Europe Economy
UNHCR Office for Central Europe
Regions of Europe | [
101,
1970,
1980,
1110,
1126,
1298,
1104,
1980,
1206,
2102,
1980,
1105,
2882,
1980,
117,
1359,
1113,
170,
1887,
3009,
117,
1934,
1105,
3057,
4193,
119,
1109,
10868,
5848,
112,
1414,
1206,
17164,
1105,
7999,
1863,
1108,
170,
2418,
23918,
1965,
1107,
1103,
1607,
1104,
1970,
1980,
119,
1109,
3400,
1104,
789,
1970,
1980,
790,
1691,
1107,
1103,
2835,
1432,
119,
1970,
1980,
11561,
1211,
1104,
1103,
6835,
1104,
1103,
3930,
2264,
2813,
1105,
1343,
1104,
1103,
1160,
8480,
16685,
1106,
1103,
1746,
117,
2870,
1105,
5169,
119,
5169,
1105,
2192,
1104,
2870,
1127,
1224,
1226,
1104,
1103,
18729,
15706,
17908,
117,
1134,
1145,
5409,
4283,
1103,
1607,
1104,
1970,
1980,
119,
5472,
1147,
2102,
1735,
15289,
117,
1103,
1970,
1735,
6015,
1309,
1125,
1251,
3385,
7474,
8990,
1496,
1106,
1147,
11054,
2450,
1105,
1168,
5320,
119,
1135,
1144,
1510,
1151,
4491,
1115,
1141,
1104,
1103,
7773,
4680,
1104,
1241,
1291,
1414,
146,
1105,
1291,
1414,
1563,
1108,
1860,
112,
188,
2960,
1104,
1560,
7474,
8990,
119,
1258,
1291,
1414,
1563,
117,
1970,
1980,
1108,
3233,
1118,
1103,
5621,
140,
12549,
8104,
113,
1112,
2675,
1118,
1103,
2562,
2677,
1120,
1103,
14680,
23934,
3047,
1105,
1103,
18959,
2145,
10775,
3047,
114,
1154,
1160,
2192,
117,
1103,
22886,
2102,
24675,
1105,
1103,
8356,
2882,
24675,
119,
1109,
3206,
6250,
1108,
1141,
1104,
1103,
1211,
5085,
9282,
1104,
1292,
8246,
1105,
2257,
5760,
119,
21325,
117,
13406,
1125,
11971,
1103,
3707,
1104,
170,
107,
2461,
112,
11036,
1104,
2933,
112,
1107,
1970,
1105,
2882,
1980,
117,
2547,
1114,
2870,
117,
1107,
1546,
1106,
2194,
1103,
2461,
1913,
1114,
170,
176,
8209,
23311,
10165,
20232,
4834,
1206,
1122,
1105,
1103,
2466,
22886,
1362,
107,
119,
1970,
1980,
1310,
170,
107,
7061,
8264,
3381,
107,
1107,
1103,
1523,
3116,
1105,
1346,
6880,
1432,
117,
1114,
11751,
1216,
1112,
1970,
1735,
6231,
17612,
117,
1103,
1970,
1735,
13508,
113,
9855,
2240,
114,
117,
19927,
3186,
117,
1105,
1103,
159,
4862,
1403,
1197,
5589,
1181,
3396,
1990,
119,
1188,
8264,
3381,
1108,
13746,
1118,
5094,
1105,
1168,
19798,
1150,
3037,
1103,
27266,
18311,
15140,
1104,
14352,
1158,
21737,
1116,
1105,
1464,
15957,
1106,
2936,
1146,
1222,
2461,
23309,
119,
1398,
1104,
1103,
1970,
1735,
2182,
1132,
16269,
2345,
1112,
1217,
107,
1304,
3023,
1872,
107,
1118,
1103,
4243,
3273,
10146,
113,
1267,
5619,
1104,
2129,
1735,
2182,
1118,
1718,
7448,
1279,
114,
119,
6794,
7281,
3089,
9325,
1105,
1346,
2030,
1669,
22786,
1104,
3057,
11721,
1111,
13437,
117,
22557,
1105,
1970,
1980,
1127,
17164,
1105,
2911,
119,
1438,
2882,
1980,
117,
1134,
1915,
2882,
6133,
117,
1108,
6226,
1118,
8377,
3057,
2933,
132,
1170,
1103,
1689,
782,
1537,
20452,
26172,
1107,
8359,
1527,
117,
2882,
1980,
1872,
3057,
11721,
1105,
4789,
1106,
1103,
2336,
113,
1105,
1224,
1145,
7999,
114,
2102,
1980,
1439,
1103,
8297,
1104,
1103,
2882,
6133,
1722,
117,
1722,
156,
9516,
13207,
1846,
1105,
1103,
16466,
14502,
119,
1792,
1106,
4852,
4864,
16705,
28239,
156,
1584,
28253,
6063,
117,
11217,
1104,
1970,
1735,
1607,
1120,
1103,
1148,
17928,
1127,
1107,
1601,
3797,
1114,
2102,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
A casino is a facility for certain types of gambling. Casinos are often built near or combined with hotels, resorts, restaurants, retail shopping, cruise ships, and other tourist attractions. Some casinos are also known for hosting live entertainment, such as stand-up comedy, concerts, and sports.
and usage
Casino is of Italian origin; the root means a house. The term casino may mean a small country villa, summerhouse, or social club. During the 19th century, casino came to include other public buildings where pleasurable activities took place; such edifices were usually built on the grounds of a larger Italian villa or palazzo, and were used to host civic town functions, including dancing, gambling, music listening, and sports. Examples in Italy include Villa Farnese and Villa Giulia, and in the US the Newport Casino in Newport, Rhode Island. In modern-day Italian, a is a brothel (also called , literally "closed house"), a mess (confusing situation), or a noisy environment; a gaming house is spelt , with an accent.
Not all casinos are used for gaming. The Catalina Casino, on Santa Catalina Island, California, has never been used for traditional games of chance, which were already outlawed in California by the time it was built. The Copenhagen Casino was a Danish theatre which also held public meetings during the 1848 Revolution, which made Denmark a constitutional monarchy.
In military and non-military usage, a (Spanish) or (German) is an officers' mess.
History of gambling houses
The precise origin of gambling is unknown. It is generally believed that gambling in some form or another has been seen in almost every society in history. From Ancient Mesopotamia, Greeks and Romans to Napoleon's France and Elizabethan England, much of history is filled with stories of entertainment based on games of chance.
The first known European gambling house, not called a casino although meeting the modern definition, was the Ridotto, established in Venice, Italy, in 1638 by the Great Council of Venice to provide controlled gambling during the carnival season. It was closed in 1774 as the city government felt it was impoverishing the local gentry.
In American history, early gambling establishments were known as saloons. The creation and importance of saloons was greatly influenced by four major cities: New Orleans, St. Louis, Chicago and San Francisco. It was in the saloons that travelers could find people to talk to, drink with, and often gamble with. During the early 20th century in the US, gambling was outlawed by state legislation. However, in 1931, gambling was legalized throughout the state of Nevada, where the US's first legalized casinos were set up. In 1976 New Jersey allowed gambling in Atlantic City, now the US's second largest gambling city.
Gambling in casinos
Most jurisdictions worldwide have a minimum gambling age of 18 to 21.
Customers gamble by playing games of chance, in some cases with an element of skill, such as craps, roulette, baccarat, blackjack, and video poker. Most games have mathematically determined odds that ensure the house has at all times an advantage over the players. This can be expressed more precisely by the notion of expected value, which is uniformly negative (from the player's perspective). This advantage is called the house edge. In games such as poker where players play against each other, the house takes a commission called the rake. Casinos sometimes give out complimentary items or comps to gamblers.
Payout is the percentage of funds ("winnings") returned to players.
Casinos in the United States say that a player staking money won from the casino is playing with the house's money.
Video Lottery Machines (slot machines) have become one of the most popular forms of gambling in casinos. investigative reports have started calling into question whether the modern-day slot-machine is addictive.
Design
Casino design—regarded as a psychological exercise—is an intricate process that involves optimising floor plan, décor and atmospherics to encourage gambling.
Factors influencing gambling tendencies include sound, odour and lighting. Natasha Dow Schüll, an anthropologist at the Massachusetts Institute of Technology, highlights the decision of the audio directors at Silicon Gaming to make its slot machines resonate in "the universally pleasant tone of C, sampling existing casino soundscapes to create a sound that would please but not clash".
Alan Hirsch, founder of the Smell & Taste Treatment and Research Foundation in Chicago, studied the impact of certain scents on gamblers, discerning that a pleasant albeit unidentifiable odor released by Las Vegas slot machines generated about 50% more in daily revenue. He suggested that the scent acted as an aphrodisiac, causing a more aggressive form of gambling.
Markets
The following lists major casino markets in the world with casino revenue of over US$1 billion as published in PricewaterhouseCoopers's report on
the outlook for the global casino market:
By region
By markets
By company
According to Bloomberg, accumulated revenue of the biggest casino operator companies worldwide amounted to almost US$55 billion in 2011. SJM Holdings Ltd. was the leading company in this field, earning $9.7 bn in 2011, followed by Las Vegas Sands Corp. at $7.4 bn. The third-biggest casino operator company (based on revenue) was Caesars Entertainment, with revenue of US$6.2 bn.
Significant sites
While there are casinos in many places, a few places have become well known specifically for gambling. Perhaps the place almost defined by its casino is Monte Carlo, but other places are known as gambling centers.
Monte Carlo, Monaco
Monte Carlo Casino, located in Monte Carlo city, in Monaco, is a casino and a tourist attraction.
Monte Carlo Casino has been depicted in many books, including Ben Mezrich's Busting Vegas, where a group of Massachusetts Institute of Technology students beat the casino out of nearly $1 million. This book is based on real people and events; however, many of those events are contested by main character Semyon Dukach. Monte Carlo Casino has also been featured in multiple James Bond novels and films.
The casino is mentioned in the song "The Man Who Broke the Bank at Monte Carlo" as well as the film of the same name.
Campione d'Italia
Casinò di Campione is located in the tiny Italian enclave of Campione d'Italia, within Ticino, Switzerland. The casino was founded in 1917 as a site to gather information from foreign diplomats during the First World War. Today it is owned by the Italian government, and operated by the municipality. With gambling laws being less strict than in Italy and Switzerland, it is among the most popular gambling destination besides Monte Carlo. The income from the casino is sufficient for the operation of Campione without the imposition of taxes, or obtaining of other revenue. In 2007, the casino moved into new premises of more than , making it the largest casino in Europe. The new casino was built alongside the old one, which dated from 1933 and has since been demolished.
Malta
the archipelago of Malta is a particularly famous place for casinos in particular the historic casino at the princely residence of Dragonara
Macau
The former Portuguese colony of Macau, a special administrative region of the People's Republic of China since 1999, is a popular destination for visitors who wish to gamble. This started in Portuguese times, when Macau was popular with visitors from nearby Hong Kong, where gambling was more closely regulated. The Venetian Macao is currently the largest casino in the world. Macau also surpassed Las Vegas as the largest gambling market in the world.
Germany
Machine-based gaming is only permitted in land-based casinos, restaurants, bars and gaming halls, and only subject to a licence. Online slots are, at the moment, only permitted if they are operated under a Schleswig-Holstein licence. AWPs are governed by federal law – the Trade Regulation Act and the Gaming Ordinance.
Portugal
The Casino Estoril, located in the municipality of Cascais, on the Portuguese Riviera, near Lisbon, is the largest casino in Europe by capacity.
During the Second World War, it was reputed to be a gathering point for spies, dispossessed royals, and wartime adventurers; it became an inspiration for Ian Fleming's James Bond 007 novel Casino Royale.
Singapore
Singapore is an up-and-coming destination for visitors wanting to gamble, although there are currently only two casinos (both foreign owned), in Singapore. The Marina Bay Sands is the most expensive standalone casino in the world, at a price of US$8 billion, and is among the world's ten most expensive buildings. The Resorts World Sentosa has the world's largest oceanarium.
Russia
There are 4 legal gaming zones in Russia: "Siberian Coin" (Altay), "Yantarnaya" (Kaliningrad region), "Azov-city" (Rostov region) and "Primorie" (Primorie region).
United States
With currently over 1,000 casinos, the United States has the largest number of casinos in the world. The number continues to grow steadily as more states seek to legalize casinos. 40 states now have some form of casino gambling. Interstate competition, such as gaining tourism, has been a driving factor to continuous legalization. Relatively small places such as Las Vegas are best known for gambling; larger cities such as Chicago are not defined by their casinos in spite of the large turnover.
The Las Vegas Valley has the largest concentration of casinos in the United States. Based on revenue, Atlantic City, New Jersey ranks second, and the Chicago region third.
Top American casino markets by revenue (2015 annual revenues):
Las Vegas Strip $6.348 billion
Atlantic City $2.426 billion
Chicago region $2.002 billion
New York City $1.400 billion
Detroit $1.376 billion
Baltimore–Washington Metropolitan Area $1.306 billion
Philadelphia $1.192 billion
Mississippi Gulf Coast $1.135 billion
St. Louis $1.007 billion
The Poconos $965.56 million
Lake Charles, Louisiana $907.51 million
Boulder Strip $784.35 million
Kansas City $782.05 million
Shreveport $732.51 million
The Nevada Gaming Control Board divides Clark County, which is coextensive with the Las Vegas metropolitan area, into seven market regions for reporting purposes.
Native American gaming has been responsible for a rise in the number of casinos outside of Las Vegas and Atlantic City.
Security
Given the large amounts of currency handled within a casino, both patrons and staff may be tempted to cheat and steal, in collusion or independently; most casinos have security measures to prevent this. Security cameras located throughout the casino are the most basic measure.
Modern casino security is usually divided between a physical security force and a specialized surveillance department. The physical security force usually patrols the casino and responds to calls for assistance and reports of suspicious or definite criminal activity. A specialized surveillance department operates the casino's closed circuit television system, known in the industry as the eye in the sky. Both of these specialized casino security departments work very closely with each other to ensure the safety of both guests and the casino's assets, and have been quite successful in preventing crime. Some casinos also have catwalks in the ceiling above the casino floor, which allow surveillance personnel to look directly down, through one way glass, on the activities at the tables and slot machines.
When it opened in 1989, The Mirage was the first casino to use cameras full-time on all table games.
In addition to cameras and other technological measures, casinos also enforce security through rules of conduct and behavior; for example, players at card games are required to keep the cards they are holding in their hands visible at all times.
Business practices
Over the past few decades, casinos have developed many different marketing techniques for attracting and maintaining loyal patrons. Many casinos use a loyalty rewards program used to track players' spending habits and target their patrons more effectively, by sending mailings with free slot play and other promotions. Casino Helsinki in Helsinki, Finland, for example, donates all of its profits to charity.
Crime
Casinos have been linked to organised crime, with early casinos in Las Vegas originally dominated by the American Mafia and in Macau by Triad syndicates.
According to some police reports, local incidence of reported crime often doubles or triples within three years of a casino's opening. In a 2004 report by the US Department of Justice, researchers interviewed people who had been arrested in Las Vegas and Des Moines and found that the percentage of problem or pathological gamblers among the arrestees was three to five times higher than in the general population.
It has been said that economic studies showing a positive relationship between casinos and crime usually fail to consider the visiting population: they count crimes committed by visitors but do not count visitors in the population measure, which overstates the crime rate. Part of the reason this methodology is used, despite the overstatement, is that reliable data on tourist count are often not available.
Occupational health and safety
There are unique occupational health issues in the casino industry. The most common are from cancers resulting from exposure to second-hand tobacco smoke and musculoskeletal injury (MSI) from repetitive motion injuries while running table games over many hours.
Gallery
See also
American Gaming Association
Black Book (gaming)
Casino hotel
List of casino hotels
Casino token
European Gaming & Amusement Federation
Gambling in Macau
Gambling
Gaming in Mexico
Gambling in the United States
Gambling in Manila
Gaming Control Boards
Gaming law
Global Gaming Expo
List of casinos
Locals casino
Native American gaming
Online casino
Online gambling
Online poker
Sports betting
References
External links
Gambling | [
101,
138,
14330,
1110,
170,
3695,
1111,
2218,
3322,
1104,
13376,
119,
14773,
1116,
1132,
1510,
1434,
1485,
1137,
3490,
1114,
10723,
117,
23574,
117,
7724,
117,
6989,
6001,
117,
11270,
2968,
117,
1105,
1168,
7798,
14312,
119,
1789,
14330,
1116,
1132,
1145,
1227,
1111,
9882,
1686,
5936,
117,
1216,
1112,
2484,
118,
1146,
3789,
117,
6460,
117,
1105,
2865,
119,
1105,
7991,
14773,
1110,
1104,
2169,
4247,
132,
1103,
7261,
2086,
170,
1402,
119,
1109,
1858,
14330,
1336,
1928,
170,
1353,
1583,
15282,
117,
2247,
3255,
117,
1137,
1934,
1526,
119,
1507,
1103,
2835,
1432,
117,
14330,
1338,
1106,
1511,
1168,
1470,
2275,
1187,
16150,
6385,
9739,
2619,
1261,
1282,
132,
1216,
5048,
26718,
1116,
1127,
1932,
1434,
1113,
1103,
4745,
1104,
170,
2610,
2169,
15282,
1137,
185,
5971,
12550,
117,
1105,
1127,
1215,
1106,
2989,
12296,
1411,
4226,
117,
1259,
5923,
117,
13376,
117,
1390,
5578,
117,
1105,
2865,
119,
10839,
1107,
2413,
1511,
8064,
8040,
13309,
1105,
8064,
144,
19009,
4567,
117,
1105,
1107,
1103,
1646,
1103,
9168,
14773,
1107,
9168,
117,
9502,
2054,
119,
1130,
2030,
118,
1285,
2169,
117,
170,
1110,
170,
9304,
12858,
1883,
113,
1145,
1270,
117,
6290,
107,
1804,
1402,
107,
114,
117,
170,
6477,
113,
18110,
2820,
114,
117,
1137,
170,
24678,
3750,
132,
170,
13926,
1402,
1110,
188,
10522,
1204,
117,
1114,
1126,
9603,
119,
1753,
1155,
14330,
1116,
1132,
1215,
1111,
13926,
119,
1109,
25106,
14773,
117,
1113,
3364,
25106,
2054,
117,
1756,
117,
1144,
1309,
1151,
1215,
1111,
2361,
1638,
1104,
2640,
117,
1134,
1127,
1640,
1149,
9598,
1174,
1107,
1756,
1118,
1103,
1159,
1122,
1108,
1434,
119,
1109,
9409,
14773,
1108,
170,
4979,
4041,
1134,
1145,
1316,
1470,
5845,
1219,
1103,
7518,
4543,
117,
1134,
1189,
5140,
170,
7950,
14358,
119,
1130,
1764,
1105,
1664,
118,
1764,
7991,
117,
170,
113,
2124,
114,
1137,
113,
1528,
114,
1110,
1126,
3099,
112,
6477,
119,
2892,
1104,
13376,
2725,
1109,
10515,
4247,
1104,
13376,
1110,
3655,
119,
1135,
1110,
2412,
2475,
1115,
13376,
1107,
1199,
1532,
1137,
1330,
1144,
1151,
1562,
1107,
1593,
1451,
2808,
1107,
1607,
119,
1622,
7622,
2508,
7301,
11439,
26817,
117,
13466,
1105,
10935,
1106,
9006,
112,
188,
1699,
1105,
3019,
1389,
1652,
117,
1277,
1104,
1607,
1110,
2709,
1114,
2801,
1104,
5936,
1359,
1113,
1638,
1104,
2640,
119,
1109,
1148,
1227,
1735,
13376,
1402,
117,
1136,
1270,
170,
14330,
1780,
2309,
1103,
2030,
5754,
117,
1108,
1103,
155,
12894,
8849,
117,
1628,
1107,
7433,
117,
2413,
117,
1107,
19207,
1604,
1118,
1103,
2038,
1761,
1104,
7433,
1106,
2194,
4013,
13376,
1219,
1103,
21446,
1265,
119,
1135,
1108,
1804,
1107,
18838,
1112,
1103,
1331,
1433,
1464,
1122,
1108,
24034,
5909,
10506,
1103,
1469,
176,
26666,
119,
1130,
1237,
1607,
117,
1346,
13376,
18879,
1127,
1227,
1112,
22905,
1116,
119,
1109,
3707,
1105,
4495,
1104,
22905,
1116,
1108,
5958,
4401,
1118,
1300,
1558,
3038,
131,
1203,
5705,
117,
1457,
119,
2535,
117,
2290,
1105,
1727,
2948,
119,
1135,
1108,
1107,
1103,
22905,
1116,
1115,
18204,
1180,
1525,
1234,
1106,
2037,
1106,
117,
3668,
1114,
117,
1105,
1510,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Chondrichthyes (; ) is a class that contains the cartilaginous fishes that have skeletons primarily composed of cartilage. They can be contrasted with the Osteichthyes or bony fishes, which have skeletons primarily composed of bone tissue. Chondrichthyes are jawed vertebrates with paired fins, paired nares, scales, and a heart with its chambers in series. Extant chondrichthyes range in size from the 10 cm (3.9 in) finless sleeper ray to the 10 m (32 ft) whale shark.
The class is divided into two subclasses: Elasmobranchii (sharks, rays, skates, and sawfish) and Holocephali (chimaeras, sometimes called ghost sharks, which are sometimes separated into their own class).
Within the infraphylum Gnathostomata, cartilaginous fishes are distinct from all other jawed vertebrates.
Anatomy
Skeleton
The skeleton is cartilaginous. The notochord is gradually replaced by a vertebral column during development, except in Holocephali, where the notochord stays intact. In some deepwater sharks, the column is reduced.
As they do not have bone marrow, red blood cells are produced in the spleen and the epigonal organ (special tissue around the gonads, which is also thought to play a role in the immune system). They are also produced in the Leydig's organ, which is only found in certain cartilaginous fishes. The subclass Holocephali, which is a very specialized group, lacks both the Leydig's and epigonal organs.
Appendages
Apart from electric rays, which have a thick and flabby body, with soft, loose skin, chondrichthyans have tough skin covered with dermal teeth (again, Holocephali is an exception, as the teeth are lost in adults, only kept on the clasping organ seen on the caudal ventral surface of the male), also called placoid scales (or dermal denticles), making it feel like sandpaper. In most species, all dermal denticles are oriented in one direction, making the skin feel very smooth if rubbed in one direction and very rough if rubbed in the other.
Originally, the pectoral and pelvic girdles, which do not contain any dermal elements, did not connect. In later forms, each pair of fins became ventrally connected in the middle when scapulocoracoid and puboischiadic bars evolved. In rays, the pectoral fins are connected to the head and are very flexible.
One of the primary characteristics present in most sharks is the heterocercal tail, which aids in locomotion.
Body covering
Chondrichthyans have tooth-like scales called dermal denticles or placoid scales. Denticles usually provide protection, and in most cases, streamlining. Mucous glands exist in some species, as well.
It is assumed that their oral teeth evolved from dermal denticles that migrated into the mouth, but it could be the other way around, as the teleost bony fish Denticeps clupeoides has most of its head covered by dermal teeth (as does, probably, Atherion elymus, another bony fish). This is most likely a secondary evolved characteristic, which means there is not necessarily a connection between the teeth and the original dermal scales.
The old placoderms did not have teeth at all, but had sharp bony plates in their mouth. Thus, it is unknown whether the dermal or oral teeth evolved first. It has even been suggested that the original bony plates of all vertebrates are now gone and that the present scales are just modified teeth, even if both the teeth and body armor had a common origin a long time ago. However, there is currently no evidence of this.
Respiratory system
All chondrichthyans breathe through five to seven pairs of gills, depending on the species. In general, pelagic species must keep swimming to keep oxygenated water moving through their gills, whilst demersal species can actively pump water in through their spiracles and out through their gills. However, this is only a general rule and many species differ.
A spiracle is a small hole found behind each eye. These can be tiny and circular, such as found on the nurse shark (Ginglymostoma cirratum), to extended and slit-like, such as found on the wobbegongs (Orectolobidae). Many larger, pelagic species, such as the mackerel sharks (Lamnidae) and the thresher sharks (Alopiidae), no longer possess them.
Nervous system
In chondrichthyans, the nervous system is composed of a small brain, 8-10 pairs of cranial nerves, and a spinal chord with spinal nerves. They have several sensory organs which provide information to be processed. Ampullae of Lorenzini are a network of small jelly filled pores called electroreceptors which help the fish sense electric fields in water. This aids in finding prey, navigation, and sensing temperature. The Lateral line system has modified epithelial cells located externally which sense motion, vibration, and pressure in the water around them. Most species have large well-developed eyes. Also, they have very powerful nostrils and olfactory organs. Their inner ears consist of 3 large semicircular canals which aid in balance and orientation. Their sound detecting apparatus has limited range and is typically more powerful at lower frequencies. Some species have electric organs which can be used for defense and predation. They have relatively simple brains with the forebrain not greatly enlarged. The structure and formation of myelin in their nervous systems are nearly identical to that of tetrapods, which has led evolutionary biologists to believe that Chondrichthyes were a cornerstone group in the evolutionary timeline of myelin development.
Immune system
Like all other jawed vertebrates, members of Chondrichthyes have an adaptive immune system.
Reproduction
Fertilization is internal. Development is usually live birth (ovoviviparous species) but can be through eggs (oviparous). Some rare species are viviparous. There is no parental care after birth; however, some chondrichthyans do guard their eggs.
Capture-induced premature birth and abortion (collectively called capture-induced parturition) occurs frequently in sharks/rays when fished. Capture-induced parturition is often mistaken for natural birth by recreational fishers and is rarely considered in commercial fisheries management despite being shown to occur in at least 12% of live bearing sharks and rays (88 species to date).
Classification
The class Chondrichthyes has two subclasses: the subclass Elasmobranchii (sharks, rays, skates, and sawfish) and the subclass Holocephali (chimaeras). To see the full list of the species, click here.
Evolution
Cartilaginous fish are considered to have evolved from acanthodians. Originally assumed to be closely related to bony fish or a polyphyletic assemblage leading to both groups, the discovery of Entelognathus and several examinations of acanthodian characteristics indicate that bony fish evolved directly from placoderm like ancestors, while acanthodians represent a paraphyletic assemblage leading to Chondrichthyes. Some characteristics previously thought to be exclusive to acanthodians are also present in basal cartilaginous fish. In particular, new phylogenetic studies find cartilaginous fish to be well nested among acanthodians, with Doliodus and Tamiobatis being the closest relatives to Chondrichthyes. Recent studies vindicate this, as Doliodus had a mosaic of chondrichthyian and acanthodiian traits.
Dating back to the Middle and Late Ordovician Period, many isolated scales, made of dentine and bone, have a structure and growth form that is chondrichthyan-like. They may be the remains of stem-chondrichthyans, but their classification remains uncertain.
The earliest unequivocal fossils of cartilaginous fishes first appeared in the fossil record by about 430 million years ago, during the middle Wenlock Epoch of the Silurian period. The radiation of elasmobranches in the chart on the right is divided into the taxa: Cladoselache, Eugeneodontiformes, Symmoriida, Xenacanthiformes, Ctenacanthiformes, Hybodontiformes, Galeomorphi, Squaliformes and Batoidea.
By the start of the Early Devonian, 419 million years ago, jawed fishes had divided into three distinct groups: the now extinct placoderms (a paraphyletic assemblage of ancient armoured fishes), the bony fishes, and the clade that includes spiny sharks and early cartilaginous fish. The modern bony fishes, class Osteichthyes, appeared in the late Silurian or early Devonian, about 416 million years ago. The first abundant genus of shark, Cladoselache, appeared in the oceans during the Devonian Period. The first Cartilaginous fishes evolved from Doliodus-like spiny shark ancestors.
A Bayesian analysis of molecular data suggests that the Holocephali and Elasmoblanchii diverged in the Silurian () and that the sharks and rays/skates split in the Carboniferous ().
{| class="wikitable"
|-
! rowspan=2 style="background:" | Devonian
| colspan="3" style="text-align:center; background:#ddf8f8;"| Devonian (419–359 mya)
|-
|
| Cladoselache
| Cladoselache was the first abundant genus of primitive shark, appearing about 370 Ma. It grew to long, with anatomical features similar to modern mackerel sharks. It had a streamlined body almost entirely devoid of scales, with five to seven gill slits and a short, rounded snout that had a terminal mouth opening at the front of the skull. It had a very weak jaw joint compared with modern-day sharks, but it compensated for that with very strong jaw-closing muscles. Its teeth were multi-cusped and smooth-edged, making them suitable for grasping, but not tearing or chewing. Cladoselache therefore probably seized prey by the tail and swallowed it whole. It had powerful keels that extended onto the side of the tail stalk and a semi-lunate tail fin, with the superior lobe about the same size as the inferior. This combination helped with its speed and agility which was useful when trying to outswim its probable predator, the heavily armoured long placoderm fish Dunkleosteus.
|-
! rowspan=5 style="background:" | Carbon-iferous
| colspan="3" style="text-align:center; background:#ddf8f8;"| Carboniferous (359–299 Ma): Sharks underwent a major evolutionary radiation during the Carboniferous. It is believed that this evolutionary radiation occurred because the decline of the placoderms at the end of the Devonian period caused many environmental niches to become unoccupied and allowed new organisms to evolve and fill these niches.
|-
| width="140px" |
| align="center" |Orthacanthus senckenbergianus
| The first 15 million years of the Carboniferous has very few terrestrial fossils. This gap in the fossil record, is called Romer's gap after the American palaentologist Alfred Romer. While it has long been debated whether the gap is a result of fossilisation or relates to an actual event, recent work indicates that the gap period saw a drop in atmospheric oxygen levels, indicating some sort of ecological collapse. The gap saw the demise of the Devonian fish-like ichthyostegalian labyrinthodonts, and the rise of the more advanced temnospondyl and reptiliomorphan amphibians that so typify the Carboniferous terrestrial vertebrate fauna.
The Carboniferous seas were inhabited by many fish, mainly Elasmobranchs (sharks and their relatives). These included some, like Psammodus, with crushing pavement-like teeth adapted for grinding the shells of brachiopods, crustaceans, and other marine organisms. Other sharks had piercing teeth, such as the Symmoriida; some, the petalodonts, had peculiar cycloid cutting teeth. Most of the sharks were marine, but the Xenacanthida invaded fresh waters of the coal swamps. Among the bony fish, the Palaeonisciformes found in coastal waters also appear to have migrated to rivers. Sarcopterygian fish were also prominent, and one group, the Rhizodonts, reached very large size.
Most species of Carboniferous marine fish have been described largely from teeth, fin spines and dermal ossicles, with smaller freshwater fish preserved whole. Freshwater fish were abundant, and include the genera Ctenodus, Uronemus, Acanthodes, Cheirodus, and Gyracanthus.
|-
|
| Stethacanthidae
|
As a result of the evolutionary radiation, carboniferous sharks assumed a wide variety of bizarre shapes; e.g., sharks belonging to the family Stethacanthidae possessed a flat brush-like dorsal fin with a patch of denticles on its top. ''Stethacanthus unusual fin may have been used in mating rituals. Apart from the fins, Stethacanthidae resembled Falcatus (below).
|-
|
| Falcatus
| Falcatus is a genus of small cladodont-toothed sharks which lived 335–318 Ma. They were about long. They are characterised by the prominent fin spines that curved anteriorly over their heads.
|-
|
| Orodus
| Orodus is another shark of the Carboniferous, a genus from the family Orodontidae that lived into the early Permian from 303 to 295 Ma. It grew to in length.
|-
! rowspan=1 style="background:" | Permian
| colspan="3" style="text-align:center; background:#ddf8f8;"| Permian (298–252 Ma): The Permian ended with the most extensive extinction event recorded in paleontology: the Permian-Triassic extinction event. 90% to 95% of marine species became extinct, as well as 70% of all land organisms. Recovery from the Permian-Triassic extinction event was protracted; land ecosystems took 30M years to recover, and marine ecosystems took even longer.
|-
! rowspan=1 style="background:" | Triassic
| colspan="3" style="text-align:center; background:#ddf8f8;"| Triassic (252–201 Ma): The fish fauna of the Triassic was remarkably uniform, reflecting the fact that very few families survived the Permian extinction. In turn, the Triassic ended with the Triassic–Jurassic extinction event. About 23% of all families, 48% of all genera (20% of marine families and 55% of marine genera) and 70% to 75% of all species became extinct.
|-
! rowspan=1 style="background:" | Jurassic
| colspan="3" style="text-align:center; background:#ddf8f8;"| Jurassic (201–145 Ma):
|-
! rowspan=3 style="background:" | Cretaceous
| colspan="3" style="text-align:center; background:#ddf8f8;"| Cretaceous (145–66 Ma): The end of the Cretaceous was marked by the Cretaceous–Paleogene extinction event (K-Pg extinction). There are substantial fossil records of jawed fishes across the K–T boundary, which provides good evidence of extinction patterns of these classes of marine vertebrates. Within cartilaginous fish, approximately 80% of the sharks, rays, and skates families survived the extinction event, and more than 90% of teleost fish (bony fish) families survived.
|-
|
| Squalicorax falcatus
| Squalicorax falcatus is a lamnoid shark from the Cretaceous
|-
|
| Ptychodus
| Ptychodus is a genus of extinct hybodontiform shark which lived from the late Cretaceous to the Paleogene.The paleobioloy Database Ptychodus entry accessed on 8/23/09 Ptychodus mortoni (pictured) was about long and was unearthed in Kansas, United States.
|-
! rowspan=2 style="background:" | CenozoicEra
| colspan="3" style="text-align:center; background:#ddf8f8;"| Cenozoic Era (65 Ma to present): The current era has seen great diversification of bony fishes.
|-
|
| Megalodon
|
Megalodon is an extinct species of shark that lived about 28 to 1.5 Ma. It looked much like a stocky version of the great white shark, but was much larger with fossil lengths reaching . Found in all oceans it was one of the largest and most powerful predators in vertebrate history, and probably had a profound impact on marine life.
|}
Taxonomy
Subphylum Vertebrata └─Infraphylum Gnathostomata ├─Placodermi — extinct (armored gnathostomes)
└Eugnathostomata (true jawed vertebrates)
├─Acanthodii (stem cartilaginous fish)
└─Chondrichthyes (true cartilaginous fish)
├─Holocephali (chimaeras + several extinct clades)
└Elasmobranchii (shark and rays)
├─Selachii (true sharks)
└─Batoidea (rays and relatives)
Note''': Lines show evolutionary relationships.
See also
List of cartilaginous fish
Cartilaginous versus bony fishes
Largest cartilaginous fishes
Threatened rays
Threatened sharks
Placodermi
References
Further reading
Taxonomy of Chondrichthyes
Images of many sharks, skates and rays on Morphbank
Fish classes
Pridoli first appearances
Extant Silurian first appearances | [
101,
22964,
3276,
10886,
15644,
1279,
113,
132,
114,
1110,
170,
1705,
1115,
2515,
1103,
12411,
8009,
10533,
2285,
27031,
1115,
1138,
15427,
1116,
3120,
2766,
1104,
12411,
8009,
2176,
119,
1220,
1169,
1129,
24681,
1114,
1103,
152,
13894,
7255,
15644,
1279,
1137,
26647,
27031,
117,
1134,
1138,
15427,
1116,
3120,
2766,
1104,
6028,
7918,
119,
22964,
3276,
10886,
15644,
1279,
1132,
5139,
1174,
1396,
22460,
6766,
3052,
1114,
13185,
20823,
117,
13185,
9468,
4894,
117,
9777,
117,
1105,
170,
1762,
1114,
1157,
13065,
1107,
1326,
119,
16409,
17071,
22572,
16838,
10886,
15644,
1279,
2079,
1107,
2060,
1121,
1103,
1275,
3975,
113,
124,
119,
130,
1107,
114,
15301,
2008,
2946,
1200,
7586,
1106,
1103,
1275,
182,
113,
2724,
2167,
114,
17757,
15623,
119,
1109,
1705,
1110,
3233,
1154,
1160,
4841,
1665,
17223,
1279,
131,
2896,
2225,
3702,
6766,
11273,
6904,
113,
22246,
117,
11611,
117,
25189,
1116,
117,
1105,
1486,
6529,
114,
1105,
9800,
27089,
8043,
24486,
113,
22572,
8628,
5970,
1116,
117,
2121,
1270,
7483,
22246,
117,
1134,
1132,
2121,
4757,
1154,
1147,
1319,
1705,
114,
119,
5360,
1103,
1107,
27476,
22192,
7776,
144,
16586,
15540,
7903,
1777,
117,
12411,
8009,
10533,
2285,
27031,
1132,
4966,
1121,
1155,
1168,
5139,
1174,
1396,
22460,
6766,
3052,
119,
26512,
156,
13622,
22273,
1109,
15427,
1110,
12411,
8009,
10533,
2285,
119,
1109,
1136,
9962,
6944,
1110,
6044,
2125,
1118,
170,
1396,
22460,
6766,
1233,
5551,
1219,
1718,
117,
2589,
1107,
9800,
27089,
8043,
24486,
117,
1187,
1103,
1136,
9962,
6944,
12543,
9964,
119,
1130,
1199,
1996,
4669,
22246,
117,
1103,
5551,
1110,
3549,
119,
1249,
1152,
1202,
1136,
1138,
6028,
12477,
8674,
117,
1894,
1892,
3652,
1132,
1666,
1107,
1103,
188,
7136,
1424,
1105,
1103,
174,
8508,
22976,
5677,
113,
1957,
7918,
1213,
1103,
1301,
1605,
3680,
117,
1134,
1110,
1145,
1354,
1106,
1505,
170,
1648,
1107,
1103,
11650,
1449,
114,
119,
1220,
1132,
1145,
1666,
1107,
1103,
3180,
19429,
6512,
112,
188,
5677,
117,
1134,
1110,
1178,
1276,
1107,
2218,
12411,
8009,
10533,
2285,
27031,
119,
1109,
4841,
1665,
17223,
9800,
27089,
8043,
24486,
117,
1134,
1110,
170,
1304,
7623,
1372,
117,
14756,
1241,
1103,
3180,
19429,
6512,
112,
188,
1105,
174,
8508,
22976,
11932,
119,
138,
20564,
7807,
7562,
10342,
1121,
3651,
11611,
117,
1134,
1138,
170,
3528,
1105,
22593,
27403,
1404,
117,
1114,
2991,
117,
5768,
2241,
117,
22572,
16838,
10886,
15644,
5443,
1138,
8035,
2241,
2262,
1114,
4167,
7435,
3307,
113,
1254,
117,
9800,
27089,
8043,
24486,
1110,
1126,
5856,
117,
1112,
1103,
3307,
1132,
1575,
1107,
6323,
117,
1178,
2023,
1113,
1103,
172,
25552,
1158,
5677,
1562,
1113,
1103,
11019,
15798,
1233,
27037,
2473,
1104,
1103,
2581,
114,
117,
1145,
1270,
185,
1742,
2528,
2386,
9777,
113,
1137,
4167,
7435,
10552,
2941,
2897,
114,
117,
1543,
1122,
1631,
1176,
5387,
26311,
119,
1130,
1211,
1530,
117,
1155,
4167,
7435,
10552,
2941,
2897,
1132,
7779,
1107,
1141,
2447,
117,
1543,
1103,
2241,
1631,
1304,
5307,
1191,
6987,
1107,
1141,
2447,
1105,
1304,
5902,
1191,
6987,
1107,
1103,
1168,
119,
5798,
117,
1103,
185,
20302,
1348,
1105,
185,
1883,
15901,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
In law, common law (also known as judicial precedent or judge-made law, or case law) is the body of law created by judges and similar quasi-judicial tribunals by virtue of being stated in written opinions. The defining characteristic of “common law” is that it arises as precedent. In cases where the parties disagree on what the law is, a common law court looks to past precedential decisions of relevant courts, and synthesizes the principles of those past cases as applicable to the current facts. If a similar dispute has been resolved in the past, the court is usually bound to follow the reasoning used in the prior decision (a principle known as stare decisis). If, however, the court finds that the current dispute is fundamentally distinct from all previous cases (called a "matter of first impression"), and legislative statutes are either silent or ambiguous on the question, judges have the authority and duty to resolve the issue (one party or the other has to win, and on disagreements of law, judges make that decision). The court states an opinion that gives reasons for the decision, and those reasons agglomerate with past decisions as precedent to bind future judges and litigants. Common law, as the body of law made by judges, stands in contrast to and on equal footing with statutes which are adopted through the legislative process, and regulations which are promulgated by the executive branch (the interactions among these different sources of law are explained later in this article). Stare decisis, the principle that cases should be decided according to consistent principled rules so that similar facts will yield similar results, lies at the heart of all common law systems.
The common lawso named because it was "common" to all the king's courts across Englandoriginated in the practices of the courts of the English kings in the centuries following the Norman Conquest in 1066. The British Empire later spread the English legal system to its far flung colonies, many of which retain the common law system today. These "common law systems" are legal systems that give great weight to judicial precedent, and to the style of reasoning inherited from the English legal system.
Today, one-third of the world's population lives in common law jurisdictions or in systems mixed with civil law, including Antigua and Barbuda, Australia, Bahamas, Bangladesh, Barbados, Belize, Botswana, Burma, Cameroon, Canada (both the federal system and all its provinces except Quebec), Cyprus, Dominica, Fiji, Ghana, Grenada, Guyana, Hong Kong, India, Ireland, Israel, Jamaica, Kenya, Liberia, Malaysia, Malta, Marshall Islands, Micronesia, Namibia, Nauru, New Zealand, Nigeria, Pakistan, Palau, Papua New Guinea, Philippines, Sierra Leone, Singapore, South Africa, Sri Lanka, Trinidad and Tobago, the United Kingdom (including its overseas territories such as Gibraltar), the United States (both the federal system and 49 of its 50 states), and Zimbabwe. Some of these countries have variants on common law systems. In these countries, common law is considered synonymous with case law.
Definitions
The term common law has many connotations. The first three set out here are the most-common usages within the legal community. Other connotations from past centuries are sometimes seen and are sometimes heard in everyday speech.
Common law as opposed to statutory law and regulatory law
The first definition of "common law" given in Black's Law Dictionary, 10th edition, 2014, is "The body of law derived from judicial decisions, rather than from statutes or constitutions; [synonym] CASE LAW, [contrast] STATUTORY LAW". This usage is given as the first definition in modern legal dictionaries, is characterized as the “most common” usage among legal professionals, and is the usage frequently seen in decisions of courts. In this connotation, "common law" distinguishes the authority that promulgated a law. For example, the law in most Anglo-American jurisdictions includes "statutory law" enacted by a legislature, "regulatory law" (in the U.S.) or “delegated legislation” (in the U.K.) promulgated by executive branch agencies pursuant to delegation of rule-making authority from the legislature, and common law or "case law", i.e., decisions issued by courts (or quasi-judicial tribunals within agencies). This first connotation can be further differentiated into:
(a) general common law arising from the traditional and inherent authority of courts to define what the law is, even in the absence of an underlying statute or regulation. Examples include most criminal law and procedural law before the 20th century, and even today, most contract law and the law of torts.
(b) interstitial common law court decisions that analyze, interpret and determine the fine boundaries and distinctions in law promulgated by other bodies. This body of common law, sometimes called "interstitial common law", includes judicial interpretation of the Constitution, of legislative statutes, and of agency regulations, and the application of law to specific facts.
Publication of decisions, and indexing, is essential to the development of common law, and thus governments and private publishers publish law reports. While all decisions in common law jurisdictions are precedent (at varying levels and scope as discussed throughout the article on precedent), some become "leading cases" or "landmark decisions" that are cited especially often.
Common law legal systems as opposed to civil law legal systems
Black's Law Dictionary 10th Ed., definition 2, differentiates "common law" jurisdictions and legal systems from "civil law" or "code" jurisdictions. Common law systems place great weight on court decisions, which are considered "law" with the same force of law as statutes—for nearly a millennium, common law courts have had the authority to make law where no legislative statute exists, and statutes mean what courts interpret them to mean.
By contrast, in civil law jurisdictions (the legal tradition that prevails, or is combined with common law, in Europe and most non-Islamic, non-common law countries), courts lack authority to act if there is no statute. Civil law judges tend to give less weight to judicial precedent, which means that a civil law judge deciding a given case has more freedom to interpret the text of a statute independently (compared to a common law judge in the same circumstances), and therefore less predictably. For example, the Napoleonic code expressly forbade French judges to pronounce general principles of law. The role of providing overarching principles, which in common law jurisdictions is provided in judicial opinions, in civil law jurisdictions is filled by giving greater weight to scholarly literature, as explained below.
Common law systems trace their history to England, while civil law systems trace their history through the Napoleonic Code back to the Corpus Juris Civilis of Roman law.
Law as opposed to equity
Black's Law Dictionary 10th Ed., definition 4, differentiates "common law" (or just "law") from "equity". Before 1873, England had two complementary court systems: courts of "law" which could only award money damages and recognized only the legal owner of property, and courts of "equity" (courts of chancery) that could issue injunctive relief (that is, a court order to a party to do something, give something to someone, or stop doing something) and recognized trusts of property. This split propagated to many of the colonies, including the United States. The states of Delaware, Mississippi, South Carolina, and Tennessee continue to have divided Courts of Law and Courts of Chancery. In New Jersey, the appellate courts are unified, but the trial courts are organized into a Chancery Division and a Law Division.
For most purposes, most jurisdictions, including the U.S. federal system and most states, have merged the two courts. Additionally, even before the separate courts were merged, most courts were permitted to apply both law and equity, though under potentially different procedural law. Nonetheless, the historical distinction between "law" and "equity" remains important today when the case involves issues such as the following:
categorizing and prioritizing rights to property—for example, the same article of property often has a "legal title" and an "equitable title", and these two groups of ownership rights may be held by different people.
in the United States, determining whether the Seventh Amendment's right to a jury trial applies (a determination of a fact necessary to resolution of a "common law" claim) vs. whether the issue will be decided by a judge (issues of what the law is, and all issues relating to equity).
the standard of review and degree of deference given by an appellate tribunal to the decision of the lower tribunal under review (issues of law are reviewed de novo, that is, "as if new" from scratch by the appellate tribunal, while most issues of equity are reviewed for "abuse of discretion", that is, with great deference to the tribunal below).
the remedies available and rules of procedure to be applied.
Courts of equity rely on common law (in the sense of this first connotation) principles of binding precedent.
Archaic meanings and historical uses
In addition, there are several historical (but now archaic) uses of the term that, while no longer current, provide background context that assists in understanding the meaning of "common law" today.
In one usage that is now archaic, but that gives insight into the history of the common law, "common law" referred to the pre-Christian system of law, imported by the Saxons to England, and dating to before the Norman conquest, and before there was any consistent law to be applied.
"Common law" as the term is used today in common law countries contrasts with ius commune. While historically the ius commune became a secure point of reference in continental European legal systems, in England it was not a point of reference at all.
The English Court of Common Pleas dealt with lawsuits in which the Monarch had no interest, i.e., between commoners.
Black's Law Dictionary 10th Ed., definition 3 is "General law common to a country as a whole, as opposed to special law that has only local application." From at least the 11th century and continuing for several centuries after that, there were several different circuits in the royal court system, served by itinerant judges who would travel from town to town dispensing the King's justice in "assizes". The term "common law" was used to describe the law held in common between the circuits and the different stops in each circuit. The more widely a particular law was recognized, the more weight it held, whereas purely local customs were generally subordinate to law recognized in a plurality of jurisdictions.
Misconceptions and imprecise nonlawyer usages
As used by non-lawyers in popular culture, the term "common law" connotes law based on ancient and unwritten universal custom of the people. The "ancient unwritten universal custom" view was the foundation of the first treatises by Blackstone and Coke, and was universal among lawyers and judges from the earliest times to the mid-19th century. However, for 100 years, lawyers and judges have recognized that the "ancient unwritten universal custom" view does not accord with the facts of the origin and growth of the law, and it is not held within the legal profession today.
Under the modern view, “common law” is not grounded in “custom” or "ancient usage", but rather acquires force of law instantly (without the delay implied by the term "custom" or "ancient") when pronounced by a higher court, because and to the extent the proposition is stated in judicial opinion. From the earliest times through the late 19th century, the dominant theory was that the common law was a pre-existent law or system of rules, a social standard of justice that existed in the habits, customs, and thoughts of the people. Under this older view, the legal profession considered it no part of a judge's duty to make new or change existing law, but only to expound and apply the old. By the early 20th century, largely at the urging of Oliver Wendell Holmes (as discussed throughout this article), this view had fallen into the minority view: Holmes pointed out that the older view worked undesirable and unjust results, and hampered a proper development of the law. In the century since Holmes, the dominant understanding has been that common law “decisions are themselves law, or rather the rules which the courts lay down in making the decisions constitute law”. Holmes wrote in a 1917 opinion, “The common law is not a brooding omnipresence in the sky, but the articulate voice of some sovereign or quasi sovereign that can be identified." Among legal professionals (lawyers and judges), the change in understanding occurred in the late 19th and early 20th centuries (as explained later in this article), though lay (non-legal) dictionaries were decades behind in recognizing the change.
The reality of the modern view, and implausibility of the old "ancient unwritten universal custom" view, can be seen in practical operation: under the pre-1870 view, (a) the "common law" should have been absolutely static over centuries (but it evolved), (b) jurisdictions could not logically diverge from each other (but nonetheless did and do today), (c) a new decision logically needed to operate retroactively (but did not), and (d) there was no standard to decide which English medieval customs should be "law" and which should not. All five tensions resolve under the modern view: (a) the common law evolved to meet the needs of the times (e.g., trial by combat passed out of the law very early), (b) the common law in different jurisdictions may diverge, (c) new decisions may (but need not) have retroactive operation, and (d) court decisions are effective immediately as they are issued, not years later, or after they become "custom", and questions of what "custom" might have been at some "ancient" time are simply irrelevant.
Common law, as the term is used among lawyers in the present day, is not grounded in “custom” or "ancient usage." Common law acquires force of law because it is pronounced by a court (or similar tribunal) in an opinion.
Common law is not frozen in time, and no longer beholden to 11th, 13th, or 17th century English law. Rather, the common law evolves daily and immediately as courts issue precedential decisions (as explained later in this article), and all parties in the legal system (courts, lawyers, and all others) are responsible for up-to-date knowledge. There is no fixed reference point (for example the 11th or 18th centuries) for the definition of "common law", except in a handful of isolated contexts. Much of what was "customary" in the 13th or 17th or 18th century has no part of the common law today; much of the common law today has no antecedent in those earlier centuries.
The common law is not "unwritten". Common law exists in writing—as must any law that is to be applied consistently—in the written decisions of judges.
Common law is not the product of "universal consent". Rather, the common law is often anti-majoritarian.
People using pseudolegal tactics and arguments have frequently claimed to base themselves on common law ; notably, the radical anti-government sovereign citizens and freemen on the land movements, who deny the legitimacy of their countries' legal systems, base their beliefs on idiosyncratic interpretations of common law. "Common law" has also been used as an alibi by groups such as the far-right American Patriot movement for setting up kangaroo courts in order to conduct vigilante actions or intimidate their opponents.
Basic principles of common law
Common law adjudication
In a common law jurisdiction several stages of research and analysis are required to determine "what the law is" in a given situation. First, one must ascertain the facts. Then, one must locate any relevant statutes and cases. Then one must extract the principles, analogies and statements by various courts of what they consider important to determine how the next court is likely to rule on the facts of the present case. Later decisions, and decisions of higher courts or legislatures carry more weight than earlier cases and those of lower courts. Finally, one integrates all the lines drawn and reasons given, and determines "what the law is". Then, one applies that law to the facts.
In practice, common law systems are considerably more complicated than the simplified system described above. The decisions of a court are binding only in a particular jurisdiction, and even within a given jurisdiction, some courts have more power than others. For example, in most jurisdictions, decisions by appellate courts are binding on lower courts in the same jurisdiction, and on future decisions of the same appellate court, but decisions of lower courts are only non-binding persuasive authority. Interactions between common law, constitutional law, statutory law and regulatory law also give rise to considerable complexity.
Common law evolves to meet changing social needs and improved understanding
Oliver Wendell Holmes Jr. cautioned that "the proper derivation of general principles in both common and constitutional law ... arise gradually, in the emergence of a consensus from a multitude of particularized prior decisions." Justice Cardozo noted the "common law does not work from pre-established truths of universal and inflexible validity to conclusions derived from them deductively", but "[i]ts method is inductive, and it draws its generalizations from particulars".
The common law is more malleable than statutory law. First, common law courts are not absolutely bound by precedent, but can (when extraordinarily good reason is shown) reinterpret and revise the law, without legislative intervention, to adapt to new trends in political, legal and social philosophy. Second, the common law evolves through a series of gradual steps, that gradually works out all the details, so that over a decade or more, the law can change substantially but without a sharp break, thereby reducing disruptive effects. In contrast to common law incrementalism, the legislative process is very difficult to get started, as legislatures tend to delay action until a situation is intolerable. For these reasons, legislative changes tend to be large, jarring and disruptive (sometimes positively, sometimes negatively, and sometimes with unintended consequences).
One example of the gradual change that typifies evolution of the common law is the gradual change in liability for negligence. The traditional common law rule through most of the 19th century was that a plaintiff could not recover for a defendant's negligent production or distribution of a harmful instrumentality unless the two were in privity of contract. Thus, only the immediate purchaser could recover for a product defect, and if a part was built up out of parts from parts manufacturers, the ultimate buyer could not recover for injury caused by a defect in the part. In an 1842 English case, Winterbottom v. Wright, the postal service had contracted with Wright to maintain its coaches. Winterbottom was a driver for the post. When the coach failed and injured Winterbottom, he sued Wright. The Winterbottom court recognized that there would be "absurd and outrageous consequences" if an injured person could sue any person peripherally involved, and knew it had to draw a line somewhere, a limit on the causal connection between the negligent conduct and the injury. The court looked to the contractual relationships, and held that liability would only flow as far as the person in immediate contract ("privity") with the negligent party.
A first exception to this rule arose in 1852, in the case of Thomas v. Winchester, when New York's highest court held that mislabeling a poison as an innocuous herb, and then selling the mislabeled poison through a dealer who would be expected to resell it, put "human life in imminent danger". Thomas relied on this reason to create an exception to the "privity" rule. In 1909, New York held in Statler v. Ray Mfg. Co. that a coffee urn manufacturer was liable to a person injured when the urn exploded, because the urn "was of such a character inherently that, when applied to the purposes for which it was designed, it was liable to become a source of great danger to many people if not carefully and properly constructed".
Yet the privity rule survived. In Cadillac Motor Car Co. v. Johnson (decided in 1915 by the federal appeals court for New York and several neighboring states), the court held that a car owner could not recover for injuries from a defective wheel, when the automobile owner had a contract only with the automobile dealer and not with the manufacturer, even though there was "no question that the wheel was made of dead and ‘dozy‘ wood, quite insufficient for its purposes." The Cadillac court was willing to acknowledge that the case law supported exceptions for "an article dangerous in its nature or likely to become so in the course of the ordinary usage to be contemplated by the vendor". However, held the Cadillac court, "one who manufactures articles dangerous only if defectively made, or installed, e.g., tables, chairs, pictures or mirrors hung on the walls, carriages, automobiles, and so on, is not liable to third parties for injuries caused by them, except in case of willful injury or fraud,"
Finally, in the famous case of MacPherson v. Buick Motor Co., in 1916, Judge Benjamin Cardozo for New York's highest court pulled a broader principle out of these predecessor cases. The facts were almost identical to Cadillac a year earlier: a wheel from a wheel manufacturer was sold to Buick, to a dealer, to MacPherson, and the wheel failed, injuring MacPherson. Judge Cardozo held:
Cardozo's new "rule" exists in no prior case, but is inferrable as a synthesis of the "thing of danger" principle stated in them, merely extending it to "foreseeable danger" even if "the purposes for which it was designed" were not themselves "a source of great danger". MacPherson takes some care to present itself as foreseeable progression, not a wild departure. Cardozo continues to adhere to the original principle of Winterbottom, that "absurd and outrageous consequences" must be avoided, and he does so by drawing a new line in the last sentence quoted above: "There must be knowledge of a danger, not merely possible, but probable." But while adhering to the underlying principle that some boundary is necessary, MacPherson overruled the prior common law by rendering the formerly dominant factor in the boundary, that is, the privity formality arising out of a contractual relationship between persons, totally irrelevant. Rather, the most important factor in the boundary would be the nature of the thing sold and the foreseeable uses that downstream purchasers would make of the thing.
The example of the evolution of the law of negligence in the preceding paragraphs illustrates two crucial principles: (a) The common law evolves, this evolution is in the hands of judges, and judges have "made law" for hundreds of years. (b) The reasons given for a decision are often more important in the long run than the outcome in a particular case. This is the reason that judicial opinions are usually quite long, and give rationales and policies that can be balanced with judgment in future cases, rather than the bright-line rules usually embodied in statutes.
Publication of decisions
All law systems rely on written publication of the law, so that it is accessible to all. Common law decisions are published in law reports for use by lawyers, courts and the general public.
After the American Revolution, Massachusetts became the first state to establish an official Reporter of Decisions. As newer states needed law, they often looked first to the Massachusetts Reports for authoritative precedents as a basis for their own common law. The United States federal courts relied on private publishers until after the Civil War, and only began publishing as a government function in 1874. West Publishing in Minnesota is the largest private-sector publisher of law reports in the United States. Government publishers typically issue only decisions "in the raw," while private sector publishers often add indexing, including references to the key principles of the common law involved, editorial analysis, and similar finding aids.
Interaction of constitution, statute, and executive branch regulation with common law
In common law legal systems, the common law is crucial to understanding almost all important areas of law. For example, in England and Wales, in English Canada, and in most states of the United States, the basic law of contracts, torts and property do not exist in statute, but only in common law (though there may be isolated modifications enacted by statute). As another example, the Supreme Court of the United States in 1877, held that a Michigan statute that established rules for solemnization of marriages did not abolish pre-existing common-law marriage, because the statute did not affirmatively require statutory solemnization and was silent as to preexisting common law.
In almost all areas of the law (even those where there is a statutory framework, such as contracts for the sale of goods, or the criminal law), legislature-enacted statutes or agency-promulgated regulations generally give only terse statements of general principle, and the fine boundaries and definitions exist only in the interstitial common law. To find out what the precise law is that applies to a particular set of facts, one has to locate precedential decisions on the topic, and reason from those decisions by analogy.
In common law jurisdictions (in the sense opposed to "civil law"), legislatures operate under the assumption that statutes will be interpreted against the backdrop of the pre-existing common law. As the United States Supreme Court explained in United States v Texas, 507 U.S. 529 (1993):
Just as longstanding is the principle that "[s]tatutes which invade the common law ... are to be read with a presumption favoring the retention of long-established and familiar principles, except when a statutory purpose to the contrary is evident." Isbrandtsen Co. v. Johnson, 343 U.S. 779, 783 (1952); Astoria Federal Savings & Loan Assn. v. Solimino, 501 U.S. 104, 108 (1991). In such cases, Congress does not write upon a clean slate. Astoria, 501 U.S. at 108. In order to abrogate a common-law principle, the statute must "speak directly" to the question addressed by the common law. Mobil Oil Corp. v. Higginbotham, 436 U. S. 618, 625 (1978); Milwaukee v. Illinois, 451 U. S. 304, 315 (1981).
For example, in most U.S. states, the criminal statutes are primarily codification of pre-existing common law. (Codification is the process of enacting a statute that collects and restates pre-existing law in a single document—when that pre-existing law is common law, the common law remains relevant to the interpretation of these statutes.) In reliance on this assumption, modern statutes often leave a number of terms and fine distinctions unstated—for example, a statute might be very brief, leaving the precise definition of terms unstated, under the assumption that these fine distinctions would be resolved in the future by the courts based upon what they then understand to be the pre-existing common law. (For this reason, many modern American law schools teach the common law of crime as it stood in England in 1789, because that centuries-old English common law is a necessary foundation to interpreting modern criminal statutes.)
With the transition from English law, which had common law crimes, to the new legal system under the U.S. Constitution, which prohibited ex post facto laws at both the federal and state level, the question was raised whether there could be common law crimes in the United States. It was settled in the case of United States v. Hudson, which decided that federal courts had no jurisdiction to define new common law crimes, and that there must always be a (constitutional) statute defining the offense and the penalty for it.
Still, many states retain selected common law crimes. For example, in Virginia, the definition of the conduct that constitutes the crime of robbery exists only in the common law, and the robbery statute only sets the punishment. Virginia Code section 1-200 establishes the continued existence and vitality of common law principles and provides that "The common law of England, insofar as it is not repugnant to the principles of the Bill of Rights and Constitution of this Commonwealth, shall continue in full force within the same, and be the rule of decision, except as altered by the General Assembly."
By contrast to statutory codification of common law, some statutes displace common law, for example to create a new cause of action that did not exist in the common law, or to legislatively overrule the common law. An example is the tort of wrongful death, which allows certain persons, usually a spouse, child or estate, to sue for damages on behalf of the deceased. There is no such tort in English common law; thus, any jurisdiction that lacks a wrongful death statute will not allow a lawsuit for the wrongful death of a loved one. Where a wrongful death statute exists, the compensation or other remedy available is limited to the remedy specified in the statute (typically, an upper limit on the amount of damages). Courts generally interpret statutes that create new causes of action narrowly—that is, limited to their precise terms—because the courts generally recognize the legislature as being supreme in deciding the reach of judge-made law unless such statute should violate some "second order" constitutional law provision (cf. judicial activism). This principle is applied more strongly in fields of commercial law (contracts and the like) where predictability is of relatively higher value, and less in torts, where courts recognize a greater responsibility to “do justice.”
Where a tort is rooted in common law, all traditionally recognized damages for that tort may be sued for, whether or not there is mention of those damages in the current statutory law. For instance, a person who sustains bodily injury through the negligence of another may sue for medical costs, pain, suffering, loss of earnings or earning capacity, mental and/or emotional distress, loss of quality of life, disfigurement and more. These damages need not be set forth in statute as they already exist in the tradition of common law. However, without a wrongful death statute, most of them are extinguished upon death.
In the United States, the power of the federal judiciary to review and invalidate unconstitutional acts of the federal executive branch is stated in the constitution, Article III sections 1 and 2: "The judicial Power of the United States, shall be vested in one supreme Court, and in such inferior Courts as the Congress may from time to time ordain and establish. ... The judicial Power shall extend to all Cases, in Law and Equity, arising under this Constitution, the Laws of the United States, and Treaties made, or which shall be made, under their Authority..." The first landmark decision on "the judicial power" was Marbury v. Madison, . Later cases interpreted the "judicial power" of Article III to establish the power of federal courts to consider or overturn any action of Congress or of any state that conflicts with the Constitution.
The interactions between decisions of different courts is discussed further in the article on precedent. Further interactions between common law and either statute or regulation are discussed further in the articles on Skidmore deference, Chevron deference, and Auer deference.
Overruling precedent—the limits of stare decisis
The United States federal courts are divided into twelve regional circuits, each with a circuit court of appeals (plus a thirteenth, the Court of Appeals for the Federal Circuit, which hears appeals in patent cases and cases against the federal government, without geographic limitation). Decisions of one circuit court are binding on the district courts within the circuit and on the circuit court itself, but are only persuasive authority on sister circuits. District court decisions are not binding precedent at all, only persuasive.
Most of the U.S. federal courts of appeal have adopted a rule under which, in the event of any conflict in decisions of panels (most of the courts of appeal almost always sit in panels of three), the earlier panel decision is controlling, and a panel decision may only be overruled by the court of appeals sitting en banc (that is, all active judges of the court) or by a higher court. In these courts, the older decision remains controlling when an issue comes up the third time.
Other courts, for example, the Court of Customs and Patent Appeals and the Supreme Court, always sit en banc, and thus the later decision controls. These courts essentially overrule all previous cases in each new case, and older cases survive only to the extent they do not conflict with newer cases. The interpretations of these courts—for example, Supreme Court interpretations of the constitution or federal statutes—are stable only so long as the older interpretation maintains the support of a majority of the court. Older decisions persist through some combination of belief that the old decision is right, and that it is not sufficiently wrong to be overruled.
In the jurisdictions of England and Wales and of Northern Ireland, since 2009, the Supreme Court of the United Kingdom has the authority to overrule and unify criminal law decisions of lower courts; it is the final court of appeal for civil law cases in all three of the UK jurisdictions but not for criminal law cases in Scotland. From 1966 to 2009, this power lay with the House of Lords, granted by the Practice Statement of 1966.
Canada's federal system, described below, avoids regional variability of federal law by giving national jurisdiction to both layers of appellate courts.
Common law as a foundation for commercial economies
The reliance on judicial opinion is a strength of common law systems, and is a significant contributor to the robust commercial systems in the United Kingdom and United States. Because there is reasonably precise guidance on almost every issue, parties (especially commercial parties) can predict whether a proposed course of action is likely to be lawful or unlawful, and have some assurance of consistency. As Justice Brandeis famously expressed it, "in most matters it is more important that the applicable rule of law be settled than that it be settled right." This ability to predict gives more freedom to come close to the boundaries of the law. For example, many commercial contracts are more economically efficient, and create greater wealth, because the parties know ahead of time that the proposed arrangement, though perhaps close to the line, is almost certainly legal. Newspapers, taxpayer-funded entities with some religious affiliation, and political parties can obtain fairly clear guidance on the boundaries within which their freedom of expression rights apply.
In contrast, in jurisdictions with very weak respect for precedent, fine questions of law are redetermined anew each time they arise, making consistency and prediction more difficult, and procedures far more protracted than necessary because parties cannot rely on written statements of law as reliable guides. In jurisdictions that do not have a strong allegiance to a large body of precedent, parties have less a priori guidance (unless the written law is very clear and kept updated) and must often leave a bigger "safety margin" of unexploited opportunities, and final determinations are reached only after far larger expenditures on legal fees by the parties.
This is the reason for the frequent choice of the law of the State of New York in commercial contracts, even when neither entity has extensive contacts with New York—and remarkably often even when neither party has contacts with the United States. Commercial contracts almost always include a "choice of law clause" to reduce uncertainty. Somewhat surprisingly, contracts throughout the world (for example, contracts involving parties in Japan, France and Germany, and from most of the other states of the United States) often choose the law of New York, even where the relationship of the parties and transaction to New York is quite attenuated. Because of its history as the United States' commercial center, New York common law has a depth and predictability not (yet) available in any other jurisdictions of the United States. Similarly, American corporations are often formed under Delaware corporate law, and American contracts relating to corporate law issues (merger and acquisitions of companies, rights of shareholders, and so on.) include a Delaware choice of law clause, because of the deep body of law in Delaware on these issues. On the other hand, some other jurisdictions have sufficiently developed bodies of law so that parties have no real motivation to choose the law of a foreign jurisdiction (for example, England and Wales, and the state of California), but not yet so fully developed that parties with no relationship to the jurisdiction choose that law. Outside the United States, parties that are in different jurisdictions from each other often choose the law of England and Wales, particularly when the parties are each in former British colonies and members of the Commonwealth. The common theme in all cases is that commercial parties seek predictability and simplicity in their contractual relations, and frequently choose the law of a common law jurisdiction with a well-developed body of common law to achieve that result.
Likewise, for litigation of commercial disputes arising out of unpredictable torts (as opposed to the prospective choice of law clauses in contracts discussed in the previous paragraph), certain jurisdictions attract an unusually high fraction of cases, because of the predictability afforded by the depth of decided cases. For example, London is considered the pre-eminent centre for litigation of admiralty cases.
This is not to say that common law is better in every situation. For example, civil law can be clearer than case law when the legislature has had the foresight and diligence to address the precise set of facts applicable to a particular situation. For that reason, civil law statutes tend to be somewhat more detailed than statutes written by common law legislatures—but, conversely, that tends to make the statute more difficult to read (the United States tax code is an example).
History
Origins
The common lawso named because it was "common" to all the king's courts across Englandoriginated in the practices of the courts of the English kings in the centuries following the Norman Conquest in 1066. Prior to the Norman Conquest, much of England's legal business took place in the local folk courts of its various shires and hundreds. A variety of other individual courts also existed across the land: urban boroughs and merchant fairs held their own courts, as did the universities of Oxford and Cambridge, and large landholders also held their own manorial and seigniorial courts as needed. The degree to which common law drew from earlier Anglo-Saxon traditions such as the jury, ordeals, the penalty of outlawry, and writs all of which were incorporated into the Norman common law is still a subject of much discussion. Additionally, the Catholic Church operated its own court system that adjudicated issues of canon law.
The main sources for the history of the common law in the Middle Ages are the plea rolls and the Year Books. The plea rolls, which were the official court records for the Courts of Common Pleas and King's Bench, were written in Latin. The rolls were made up in bundles by law term: Hilary, Easter, Trinity, and Michaelmas, or winter, spring, summer, and autumn. They are currently deposited in the UK National Archives, by whose permission images of the rolls for the Courts of Common Pleas, King's Bench, and Exchequer of Pleas, from the 13th century to the 17th, can be viewed online at the Anglo-American Legal Tradition site (The O'Quinn Law Library of the University of Houston Law Center).
The doctrine of precedent developed during the 12th and 13th centuries, as the collective judicial decisions that were based in tradition, custom and precedent.
The form of reasoning used in common law is known as casuistry or case-based reasoning. The common law, as applied in civil cases (as distinct from criminal cases), was devised as a means of compensating someone for wrongful acts known as torts, including both intentional torts and torts caused by negligence, and as developing the body of law recognizing and regulating contracts. The type of procedure practiced in common law courts is known as the adversarial system; this is also a development of the common law.
Medieval English common law
In 1154, Henry II became the first Plantagenet king. Among many achievements, Henry institutionalized common law by creating a unified system of law "common" to the country through incorporating and elevating local custom to the national, ending local control and peculiarities, eliminating arbitrary remedies and reinstating a jury system—citizens sworn on oath to investigate reliable criminal accusations and civil claims. The jury reached its verdict through evaluating common local knowledge, not necessarily through the presentation of evidence, a distinguishing factor from today's civil and criminal court systems.
At the time, royal government centered on the Curia Regis (king's court), the body of aristocrats and prelates who assisted in the administration of the realm and the ancestor of Parliament, the Star Chamber, and Privy Council. Henry II developed the practice of sending judges (numbering around 20 to 30 in the 1180s) from his Curia Regis to hear the various disputes throughout the country, and return to the court thereafter. The king's itinerant justices would generally receive a writ or commission under the great seal. They would then resolve disputes on an ad hoc basis according to what they interpreted the customs to be. The king's judges would then return to London and often discuss their cases and the decisions they made with the other judges. These decisions would be recorded and filed. In time, a rule, known as stare decisis (also commonly known as precedent) developed, whereby a judge would be bound to follow the decision of an earlier judge; he was required to adopt the earlier judge's interpretation of the law and apply the same principles promulgated by that earlier judge if the two cases had similar facts to one another. Once judges began to regard each other's decisions to be binding precedent, the pre-Norman system of local customs and law varying in each locality was replaced by a system that was (at least in theory, though not always in practice) common throughout the whole country, hence the name "common law".
The king's object was to preserve public order, but providing law and order was also extremely profitable–cases on forest use as well as fines and forfeitures can generate "great treasure" for the government. Eyres (a Norman French word for judicial circuit, originating from Latin iter) are more than just courts; they would supervise local government, raise revenue, investigate crimes, and enforce feudal rights of the king. There were complaints that the eyre of 1198 reducing the kingdom to poverty and Cornishmen fleeing to escape the eyre of 1233.
Henry II's creation of a powerful and unified court system, which curbed somewhat the power of canonical (church) courts, brought him (and England) into conflict with the church, most famously with Thomas Becket, the Archbishop of Canterbury. The murder of the Archbishop gave rise to a wave of popular outrage against the King. Henry was forced to repeal the disputed laws and to abandon his efforts to hold church members accountable for secular crimes (see also Constitutions of Clarendon).
The English Court of Common Pleas was established after Magna Carta to try lawsuits between commoners in which the monarch had no interest. Its judges sat in open court in the Great Hall of the king's Palace of Westminster, permanently except in the vacations between the four terms of the Legal year.
Judge-made common law operated as the primary source of law for several hundred years, before Parliament acquired legislative powers to create statutory law. It is important to understand that common law is the older and more traditional source of law, and legislative power is simply a layer applied on top of the older common law foundation. Since the 12th century, courts have had parallel and co-equal authority to make law—"legislating from the bench" is a traditional and essential function of courts, which was carried over into the U.S. system as an essential component of the "judicial power" specified by Article III of the U.S. Constitution. Justice Oliver Wendell Holmes Jr. summarized centuries of history in 1917, "judges do and must legislate." There are legitimate debates on how the powers of courts and legislatures should be balanced. However, the view that courts lack law-making power is historically inaccurate and constitutionally unsupportable.
In England, judges have devised a number of rules as to how to deal with precedent decisions. The early development of case-law in the thirteenth century has been traced to Bracton's On the Laws and Customs of England and led to the yearly compilations of court cases known as Year Books, of which the first extant was published in 1268, the same year that Bracton died. The Year Books are known as the law reports of medieval England, and are a principal source for knowledge of the developing legal doctrines, concepts, and methods in the period from the 13th to the 16th centuries, when the common law developed into recognizable form.
Influence of Roman law
The term "common law" is often used as a contrast to Roman-derived "civil law", and the fundamental processes and forms of reasoning in the two are quite different. Nonetheless, there has been considerable cross-fertilization of ideas, while the two traditions and sets of foundational principles remain distinct.
By the time of the rediscovery of the Roman law in Europe in the 12th and 13th centuries, the common law had already developed far enough to prevent a Roman law reception as it occurred on the continent. However, the first common law scholars, most notably Glanvill and Bracton, as well as the early royal common law judges, had been well accustomed with Roman law. Often, they were clerics trained in the Roman canon law. One of the first and throughout its history one of the most significant treatises of the common law, Bracton's De Legibus et Consuetudinibus Angliae (On the Laws and Customs of England), was heavily influenced by the division of the law in Justinian's Institutes. The impact of Roman law had decreased sharply after the age of Bracton, but the Roman divisions of actions into in rem (typically, actions against a thing or property for the purpose of gaining title to that property; must be filed in a court where the property is located) and in personam (typically, actions directed against a person; these can affect a person's rights and, since a person often owns things, his property too) used by Bracton had a lasting effect and laid the groundwork for a return of Roman law structural concepts in the 18th and 19th centuries. Signs of this can be found in Blackstone's Commentaries on the Laws of England, and Roman law ideas regained importance with the revival of academic law schools in the 19th century. As a result, today, the main systematic divisions of the law into property, contract, and tort (and to some extent unjust enrichment) can be found in the civil law as well as in the common law.
Coke and Blackstone
The first attempt at a comprehensive compilation of centuries of common law was by Lord Chief Justice Edward Coke, in his treatise, Institutes of the Lawes of England in the 17th century.
The next definitive historical treatise on the common law is Commentaries on the Laws of England, written by Sir William Blackstone and first published in 1765–1769.
Propagation of the common law to the colonies and Commonwealth by reception statutes
A reception statute is a statutory law adopted as a former British colony becomes independent, by which the new nation adopts (i.e. receives) pre-independence common law, to the extent not explicitly rejected by the legislative body or constitution of the new nation. Reception statutes generally consider the English common law dating prior to independence, and the precedent originating from it, as the default law, because of the importance of using an extensive and predictable body of law to govern the conduct of citizens and businesses in a new state. All U.S. states, with the partial exception of Louisiana, have either implemented reception statutes or adopted the common law by judicial opinion.
Other examples of reception statutes in the United States, the states of the U.S., Canada and its provinces, and Hong Kong, are discussed in the reception statute article.
Yet, adoption of the common law in the newly independent nation was not a foregone conclusion, and was controversial. Immediately after the American Revolution, there was widespread distrust and hostility to anything British, and the common law was no exception. Jeffersonians decried lawyers and their common law tradition as threats to the new republic. The Jeffersonians preferred a legislatively enacted civil law under the control of the political process, rather than the common law developed by judges that—by design—were insulated from the political process. The Federalists believed that the common law was the birthright of Independence: after all, the natural rights to "life, liberty, and the pursuit of happiness" were the rights protected by common law. Even advocates for the common law approach noted that it was not an ideal fit for the newly independent colonies: judges and lawyers alike were severely hindered by a lack of printed legal materials. Before Independence, the most comprehensive law libraries had been maintained by Tory lawyers, and those libraries vanished with the loyalist expatriation, and the ability to print books was limited. Lawyer (later President) John Adams complained that he "suffered very much for the want of books". To bootstrap this most basic need of a common law system—knowable, written law—in 1803, lawyers in Massachusetts donated their books to found a law library. A Jeffersonian newspaper criticized the library, as it would carry forward "all the old authorities practiced in England for centuries back ... whereby a new system of jurisprudence [will be founded] on the high monarchical system [to] become the Common Law of this Commonwealth... [The library] may hereafter have a very unsocial purpose."
For several decades after independence, English law still exerted influence over American common law—for example, with Byrne v Boadle (1863), which first applied the res ipsa loquitur doctrine.
Decline of Latin maxims and "blind imitation of the past", and adding flexibility to stare decisis
Well into the 19th century, ancient maxims played a large role in common law adjudication. Many of these maxims had originated in Roman Law, migrated to England before the introduction of Christianity to the British Isles, and were typically stated in Latin even in English decisions. Many examples are familiar in everyday speech even today, "One cannot be a judge in one's own cause" (see Dr. Bonham's Case), rights are reciprocal to obligations, and the like. Judicial decisions and treatises of the 17th and 18th centuries, such at those of Lord Chief Justice Edward Coke, presented the common law as a collection of such maxims.
Reliance on old maxims and rigid adherence to precedent, no matter how old or ill-considered, came under critical discussion in the late 19th century, starting in the United States. Oliver Wendell Holmes Jr. in his famous article, "The Path of the Law", commented, "It is revolting to have no better reason for a rule of law than that so it was laid down in the time of Henry IV. It is still more revolting if the grounds upon which it was laid down have vanished long since, and the rule simply persists from blind imitation of the past." Justice Holmes noted that study of maxims might be sufficient for "the man of the present", but "the man of the future is the man of statistics and the master of economics". In an 1880 lecture at Harvard, he wrote:
The life of the law has not been logic; it has been experience. The felt necessities of the time, the prevalent moral and political theories, intuitions of public policy, avowed or unconscious, even the prejudices which judges share with their fellow men, have had a good deal more to do than the syllogism in determining the rules by which men should be governed. The law embodies the story of a nation's development through many centuries, and it cannot be dealt with as if it contained only the axioms and corollaries of a book of mathematics.
In the early 20th century, Louis Brandeis, later appointed to the United States Supreme Court, became noted for his use of policy-driving facts and economics in his briefs, and extensive appendices presenting facts that lead a judge to the advocate's conclusion. By this time, briefs relied more on facts than on Latin maxims.
Reliance on old maxims is now deprecated. Common law decisions today reflect both precedent and policy judgment drawn from economics, the social sciences, business, decisions of foreign courts, and the like. The degree to which these external factors should influence adjudication is the subject of active debate, but it is indisputable that judges do draw on experience and learning from everyday life, from other fields, and from other jurisdictions.
1870 through 20th century, and the procedural merger of law and equity
As early as the 15th century, it became the practice that litigants who felt they had been cheated by the common law system would petition the King in person. For example, they might argue that an award of damages (at common law (as opposed to equity)) was not sufficient redress for a trespasser occupying their land, and instead request that the trespasser be evicted. From this developed the system of equity, administered by the Lord Chancellor, in the courts of chancery. By their nature, equity and law were frequently in conflict and litigation would frequently continue for years as one court countermanded the other, even though it was established by the 17th century that equity should prevail.
In England, courts of law (as opposed to equity) were combined with courts of equity by the Judicature Acts of 1873 and 1875, with equity prevailing in case of conflict.
In the United States, parallel systems of law (providing money damages, with cases heard by a jury upon either party's request) and equity (fashioning a remedy to fit the situation, including injunctive relief, heard by a judge) survived well into the 20th century. The United States federal courts procedurally separated law and equity: the same judges could hear either kind of case, but a given case could only pursue causes in law or in equity, and the two kinds of cases proceeded under different procedural rules. This became problematic when a given case required both money damages and injunctive relief. In 1937, the new Federal Rules of Civil Procedure combined law and equity into one form of action, the "civil action". Fed.R.Civ.P. . The distinction survives to the extent that issues that were "common law (as opposed to equity)" as of 1791 (the date of adoption of the Seventh Amendment) are still subject to the right of either party to request a jury, and "equity" issues are decided by a judge.
The states of Delaware, Illinois, Mississippi, South Carolina, and Tennessee continue to have divided courts of law and courts of chancery, for example, the Delaware Court of Chancery. In New Jersey, the appellate courts are unified, but the trial courts are organized into a Chancery Division and a Law Division.
Common law pleading and its abolition in the early 20th century
For centuries, through to the 19th century, the common law recognized only specific forms of action, and required very careful drafting of the opening pleading (called a writ) to slot into exactly one of them: debt, detinue, covenant, special assumpsit, general assumpsit, trespass, trover, replevin, case (or trespass on the case), and ejectment. To initiate a lawsuit, a pleading had to be drafted to meet myriad technical requirements: correctly categorizing the case into the correct legal pigeonhole (pleading in the alternative was not permitted), and using specific "magic words" encrusted over the centuries. Under the old common law pleading standards, a suit by a pro se ("for oneself", without a lawyer) party was all but impossible, and there was often considerable procedural jousting at the outset of a case over minor wording issues.
One of the major reforms of the late 19th century and early 20th century was the abolition of common law pleading requirements. A plaintiff can initiate a case by giving the defendant "a short and plain statement" of facts that constitute an alleged wrong. This reform moved the attention of courts from technical scrutiny of words to a more rational consideration of the facts, and opened access to justice far more broadly.
Alternatives to common law systems
Civil law systems—comparisons and contrasts to common law
The main alternative to the common law system is the civil law system, which is used in Continental Europe, and most of Central and South America.
Judicial decisions play only a minor role in shaping civil law
The primary contrast between the two systems is the role of written decisions and precedent.
In common law jurisdictions, nearly every case that presents a bona fide disagreement on the law is resolved in a written opinion. The legal reasoning for the decision, known as ratio decidendi, not only determines the court's judgment between the parties, but also stands as precedent for resolving future disputes. In contrast, civil law decisions typically do not include explanatory opinions, and thus no precedent flows from one decision to the next.
In common law systems, a single decided case is binding common law (connotation 1) to the same extent as statute or regulation, under the principle of stare decisis. In contrast, in civil law systems, individual decisions have only advisory, not binding effect. In civil law systems, case law only acquires weight when a long series of cases use consistent reasoning, called jurisprudence constante. Civil law lawyers consult case law to obtain their best prediction of how a court will rule, but comparatively, civil law judges are less bound to follow it.
For that reason, statutes in civil law systems are more comprehensive, detailed, and continuously updated, covering all matters capable of being brought before a court.
Adversarial system vs. inquisitorial system
Common law systems tend to give more weight to separation of powers between the judicial branch and the executive branch. In contrast, civil law systems are typically more tolerant of allowing individual officials to exercise both powers. One example of this contrast is the difference between the two systems in allocation of responsibility between prosecutor and adjudicator.
Common law courts usually use an adversarial system, in which two sides present their cases to a neutral judge. In contrast, in civil law systems, criminal proceedings proceed under an inquisitorial system in which an examining magistrate serves two roles by developing the evidence and arguments for one side and then the other during the investigation phase.
The examining magistrate then presents the dossier detailing his or her findings to the president of the bench that will adjudicate on the case where it has been decided that a trial shall be conducted. Therefore, the president of the bench's view of the case is not neutral and may be biased while conducting the trial after the reading of the dossier. Unlike the common law proceedings, the president of the bench in the inquisitorial system is not merely an umpire and is entitled to directly interview the witnesses or express comments during the trial, as long as he or she does not express his or her view on the guilt of the accused.
The proceeding in the inquisitorial system is essentially by writing. Most of the witnesses would have given evidence in the investigation phase and such evidence will be contained in the dossier under the form of police reports. In the same way, the accused would have already put his or her case at the investigation phase but he or she will be free to change his or her evidence at trial. Whether the accused pleads guilty or not, a trial will be conducted. Unlike the adversarial system, the conviction and sentence to be served (if any) will be released by the trial jury together with the president of the trial bench, following their common deliberation.
In contrast, in an adversarial system, the onus of framing the case rests on the parties, and judges generally decide the case presented to them, rather than acting as active investigators, or actively reframing the issues presented. "In our adversary system, in both civil and criminal cases, in the first instance and on appeal, we follow the principle of party presentation. That is, we rely on the parties to frame the issues for decision and assign to courts the role of neutral arbiter of matters the parties present." This principle applies with force in all issues in criminal matters, and to factual issues: courts seldom engage in fact gathering on their own initiative, but decide facts on the evidence presented (even here, there are exceptions, for "legislative facts" as opposed to "adjudicative facts"). On the other hand, on issues of law, courts regularly raise new issues (such as matters of jurisdiction or standing), perform independent research, and reformulate the legal grounds on which to analyze the facts presented to them. The United States Supreme Court regularly decides based on issues raised only in amicus briefs from non-parties. One of the most notable such cases was Erie Railroad v. Tompkins, a 1938 case in which neither party questioned the ruling from the 1842 case Swift v. Tyson that served as the foundation for their arguments, but which led the Supreme Court to overturn Swift during their deliberations. To avoid lack of notice, courts may invite briefing on an issue to ensure adequate notice. However, there are limits—an appeals court may not introduce a theory that contradicts the party's own contentions.
There are many exceptions in both directions. For example, most proceedings before U.S. federal and state agencies are inquisitorial in nature, at least the initial stages (e.g., a patent examiner, a social security hearing officer, and so on), even though the law to be applied is developed through common law processes.
Contrasting role of treatises and academic writings in common law and civil law systems
The role of the legal academy presents a significant "cultural" difference between common law (connotation 2) and civil law jurisdictions. In both systems, treatises compile decisions and state overarching principles that (in the author's opinion) explain the results of the cases. In neither system are treatises considered "law," but the weight given them is nonetheless quite different.
In common law jurisdictions, lawyers and judges tend to use these treatises as only "finding aids" to locate the relevant cases. In common law jurisdictions, scholarly work is seldom cited as authority for what the law is. Chief Justice Roberts noted the "great disconnect between the academy and the profession." When common law courts rely on scholarly work, it is almost always only for factual findings, policy justification, or the history and evolution of the law, but the court's legal conclusion is reached through analysis of relevant statutes and common law, seldom scholarly commentary.
In contrast, in civil law jurisdictions, courts give the writings of law professors significant weight, partly because civil law decisions traditionally were very brief, sometimes no more than a paragraph stating who wins and who loses. The rationale had to come from somewhere else: the academy often filled that role.
Narrowing of differences between common law and civil law
The contrast between civil law and common law legal systems has become increasingly blurred, with the growing importance of jurisprudence (similar to case law but not binding) in civil law countries, and the growing importance of statute law and codes in common law countries.
Examples of common law being replaced by statute or codified rule in the United States include criminal law (since 1812, U.S. federal courts and most but not all of the states have held that criminal law must be embodied in statute if the public is to have fair notice), commercial law (the Uniform Commercial Code in the early 1960s) and procedure (the Federal Rules of Civil Procedure in the 1930s and the Federal Rules of Evidence in the 1970s). But note that in each case, the statute sets the general principles, but the interstitial common law process determines the scope and application of the statute.
An example of convergence from the other direction is shown in the 1982 decision Srl CILFIT and Lanificio di Gavardo SpA v Ministry of Health (), in which the European Court of Justice held that questions it has already answered need not be resubmitted. This showed how a historically distinctly common law principle is used by a court composed of judges (at that time) of essentially civil law jurisdiction.
Other alternatives
The former Soviet Bloc and other socialist countries used a socialist law system, although there is controversy as to whether socialist law ever constituted a separate legal system or not.
Much of the Muslim world uses legal systems based on Sharia (also called Islamic law).
Many churches use a system of canon law. The canon law of the Catholic Church influenced the common law during the medieval period through its preservation of Roman law doctrine such as the presumption of innocence.
Common law legal systems in the present day
In jurisdictions around the world
The common law constitutes the basis of the legal systems of:
Australia (both federal and individual states),
Bangladesh,
Belize,
Brunei,
Canada (both federal and the individual provinces (except Quebec)),
the Caribbean jurisdictions of Antigua and Barbuda, Barbados, Bahamas, Dominica, Grenada, Jamaica, St Vincent and the Grenadines, Saint Kitts and Nevis, Trinidad and Tobago,
Ghana,
Hong Kong,
India,
Ireland,
Israel,
Kenya,
Nigeria,
Malaysia,
Myanmar,
New Zealand,
Pakistan,
Philippines,
Singapore,
South Africa,
United Kingdom:
England and Wales,
Northern Ireland,
United States (both the federal system and the individual states (with the partial exception of Louisiana)),
and many other generally English-speaking countries or Commonwealth countries (except the UK's Scotland, which is bijuridicial, and Malta). Essentially, every country that was colonised at some time by England, Great Britain, or the United Kingdom uses common law except those that were formerly colonised by other nations, such as Quebec (which follows the bijuridicial law or civil code of France in part), South Africa and Sri Lanka (which follow Roman Dutch law), where the prior civil law system was retained to respect the civil rights of the local colonists. Guyana and Saint Lucia have mixed Common Law and Civil Law systems.
The remainder of this section discusses jurisdiction-specific variants, arranged chronologically.
Scotland
Scotland is often said to use the civil law system, but it has a unique system that combines elements of an uncodified civil law dating back to the Corpus Juris Civilis with an element of its own common law long predating the Treaty of Union with England in 1707 (see Legal institutions of Scotland in the High Middle Ages), founded on the customary laws of the tribes residing there. Historically, Scottish common law differed in that the use of precedent was subject to the courts' seeking to discover the principle that justifies a law rather than searching for an example as a precedent, and principles of natural justice and fairness have always played a role in Scots Law. From the 19th century, the Scottish approach to precedent developed into a stare decisis akin to that already established in England thereby reflecting a narrower, more modern approach to the application of case law in subsequent instances. This is not to say that the substantive rules of the common laws of both countries are the same, but in many matters (particularly those of UK-wide interest), they are similar.
Scotland shares the Supreme Court with England, Wales and Northern Ireland for civil cases; the court's decisions are binding on the jurisdiction from which a case arises but only influential on similar cases arising in Scotland. This has had the effect of converging the law in certain areas. For instance, the modern UK law of negligence is based on Donoghue v Stevenson, a case originating in Paisley, Scotland.
Scotland maintains a separate criminal law system from the rest of the UK, with the High Court of Justiciary being the final court for criminal appeals. The highest court of appeal in civil cases brought in Scotland is now the Supreme Court of the United Kingdom (before October 2009, final appellate jurisdiction lay with the House of Lords).
United States
States of the United States (17th century on)
The centuries-old authority of the common law courts in England to develop law case by case and to apply statute law—"legislating from the bench"—is a traditional function of courts, which was carried over into the U.S. system as an essential component of the "judicial power" specified by Article III of the U.S. constitution. Justice Oliver Wendell Holmes Jr. summarized centuries of history in 1917, "judges do and must legislate” (in the federal courts, only interstitially, in state courts, to the full limits of common law adjudicatory authority).
New York (17th century)
The original colony of New Netherland was settled by the Dutch and the law was also Dutch. When the English captured pre-existing colonies they continued to allow the local settlers to keep their civil law. However, the Dutch settlers revolted against the English and the colony was recaptured by the Dutch. In 1664, the colony of New York had two distinct legal systems: on Manhattan Island and along the Hudson River, sophisticated courts modeled on those of the Netherlands were resolving disputes learnedly in accordance with Dutch customary law. On Long Island, Staten Island, and in Westchester, on the other hand, English courts were administering a crude, untechnical variant of the common law carried from Puritan New England and practiced without the intercession of lawyers. When the English finally regained control of New Netherland they imposed common law upon all the colonists, including the Dutch. This was problematic, as the patroon system of land holding, based on the feudal system and civil law, continued to operate in the colony until it was abolished in the mid-19th century. New York began a codification of its law in the 19th century. The only part of this codification process that was considered complete is known as the Field Code applying to civil procedure. The influence of Roman-Dutch law continued in the colony well into the late 19th century. The codification of a law of general obligations shows how remnants of the civil law tradition in New York continued on from the Dutch days.
Louisiana (1700s)
Under Louisiana's codified system, the Louisiana Civil Code, private law—that is, substantive law between private sector parties—is based on principles of law from continental Europe, with some common law influences. These principles derive ultimately from Roman law, transmitted through French law and Spanish law, as the state's current territory intersects the area of North America colonized by Spain and by France. Contrary to popular belief, the Louisiana code does not directly derive from the Napoleonic Code, as the latter was enacted in 1804, one year after the Louisiana Purchase. However, the two codes are similar in many respects due to common roots.
Louisiana's criminal law largely rests on English common law. Louisiana's administrative law is generally similar to the administrative law of the U.S. federal government and other U.S. states. Louisiana's procedural law is generally in line with that of other U.S. states, which in turn is generally based on the U.S. Federal Rules of Civil Procedure.
Historically notable among the Louisiana code's differences from common law is the role of property rights among women, particularly in inheritance gained by widows.
California (1850s)
The U.S. state of California has a system based on common law, but it has codified the law in the manner of civil law jurisdictions. The reason for the enactment of the California Codes in the 19th century was to replace a pre-existing system based on Spanish civil law with a system based on common law, similar to that in most other states. California and a number of other Western states, however, have retained the concept of community property derived from civil law. The California courts have treated portions of the codes as an extension of the common-law tradition, subject to judicial development in the same manner as judge-made common law. (Most notably, in the case Li v. Yellow Cab Co., 13 Cal.3d 804 (1975), the California Supreme Court adopted the principle of comparative negligence in the face of a California Civil Code provision codifying the traditional common-law doctrine of contributory negligence.)
United States federal courts (1789 and 1938)
The United States federal government (as opposed to the states) has a variant on a common law system. United States federal courts only act as interpreters of statutes and the constitution by elaborating and precisely defining broad statutory language (connotation 1(b) above), but, unlike state courts, do not generally act as an independent source of common law.
Before 1938, the federal courts, like almost all other common law courts, decided the law on any issue where the relevant legislature (either the U.S. Congress or state legislature, depending on the issue), had not acted, by looking to courts in the same system, that is, other federal courts, even on issues of state law, and even where there was no express grant of authority from Congress or the Constitution.
In 1938, the U.S. Supreme Court in Erie Railroad Co. v. Tompkins 304 U.S. 64, 78 (1938), overruled earlier precedent, and held "There is no federal general common law," thus confining the federal courts to act only as interstitial interpreters of law originating elsewhere. E.g., Texas Industries v. Radcliff, (without an express grant of statutory authority, federal courts cannot create rules of intuitive justice, for example, a right to contribution from co-conspirators). Post-1938, federal courts deciding issues that arise under state law are required to defer to state court interpretations of state statutes, or reason what a state's highest court would rule if presented with the issue, or to certify the question to the state's highest court for resolution.
Later courts have limited Erie slightly, to create a few situations where United States federal courts are permitted to create federal common law rules without express statutory authority, for example, where a federal rule of decision is necessary to protect uniquely federal interests, such as foreign affairs, or financial instruments issued by the federal government. See, e.g., Clearfield Trust Co. v. United States, (giving federal courts the authority to fashion common law rules with respect to issues of federal power, in this case negotiable instruments backed by the federal government); see also International News Service v. Associated Press, 248 U.S. 215 (1918) (creating a cause of action for misappropriation of "hot news" that lacks any statutory grounding); but see National Basketball Association v. Motorola, Inc., 105 F.3d 841, 843–44, 853 (2d Cir. 1997) (noting continued vitality of INS "hot news" tort under New York state law, but leaving open the question of whether it survives under federal law). Except on Constitutional issues, Congress is free to legislatively overrule federal courts' common law.
United States executive branch agencies (1946)
Most executive branch agencies in the United States federal government have some adjudicatory authority. To greater or lesser extent, agencies honor their own precedent to ensure consistent results. Agency decision making is governed by the Administrative Procedure Act of 1946.
For example, the National Labor Relations Board issues relatively few regulations, but instead promulgates most of its substantive rules through common law (connotation 1).
India, Pakistan, and Bangladesh (19th century and 1948)
The law of India, Pakistan, and Bangladesh are largely based on English common law because of the long period of British colonial influence during the period of the British Raj.
Ancient India represented a distinct tradition of law, and had an historically independent school of legal theory and practice. The Arthashastra, dating from 400 BCE and the Manusmriti, from 100 CE, were influential treatises in India, texts that were considered authoritative legal guidance. Manu's central philosophy was tolerance and pluralism, and was cited across Southeast Asia. Early in this period, which finally culminated in the creation of the Gupta Empire, relations with ancient Greece and Rome were not infrequent. The appearance of similar fundamental institutions of international law in various parts of the world show that they are inherent in international society, irrespective of culture and tradition. Inter-State relations in the pre-Islamic period resulted in clear-cut rules of warfare of a high humanitarian standard, in rules of neutrality, of treaty law, of customary law embodied in religious charters, in exchange of embassies of a temporary or semi-permanent character.
When India became part of the British Empire, there was a break in tradition, and Hindu and Islamic law were supplanted by the common law. After the failed rebellion against the British in 1857, the British Parliament took over control of India from the British East India Company, and British India came under the direct rule of the Crown. The British Parliament passed the Government of India Act 1858 to this effect, which set up the structure of British government in India. It established in Britain the office of the Secretary of State for India through whom the Parliament would exercise its rule, along with a Council of India to aid him. It also established the office of the Governor-General of India along with an Executive Council in India, which consisted of high officials of the British Government. As a result, the present judicial system of the country derives largely from the British system and has little correlation to the institutions of the pre-British era.
Post-partition India (1948)
Post-partition, India retained its common law system. Much of contemporary Indian law shows substantial European and American influence. Legislation first introduced by the British is still in effect in modified form today. During the drafting of the Indian Constitution, laws from Ireland, the United States, Britain, and France were all synthesized to produce a refined set of Indian laws. Indian laws also adhere to the United Nations guidelines on human rights law and environmental law. Certain international trade laws, such as those on intellectual property, are also enforced in India.
The exception to this rule is in the state of Goa, annexed in stages in the 1960s through 1980s. In Goa, a Portuguese uniform civil code is in place, in which all religions have a common law regarding marriages, divorces and adoption.
Post-partition Pakistan (1948)
Post-partition, Pakistan retained its common law system.
Post-partition Bangladesh (1968)
Post-partition, Bangladesh retained its common law system.
Canada (1867)
Canada has separate federal and provincial legal systems.
Canadian provincial legal systems
Each province and territory is considered a separate jurisdiction with respect to case law. Each has its own procedural law in civil matters, statutorily created provincial courts and superior trial courts with inherent jurisdiction culminating in the Court of Appeal of the province. These Courts of Appeal are then subject to the Supreme Court of Canada in terms of appeal of their decisions.
All but one of the provinces of Canada use a common law system for civil matters (the exception being Quebec, which uses a French-heritage civil law system for issues arising within provincial jurisdiction, such as property ownership and contracts).
Canadian federal legal system
Canadian Federal Courts operate under a separate system throughout Canada and deal with narrower range of subject matter than superior courts in each province and territory. They only hear cases on subjects assigned to them by federal statutes, such as immigration, intellectual property, judicial review of federal government decisions, and admiralty. The Federal Court of Appeal is the appellate court for federal courts and hears cases in multiple cities; unlike the United States, the Canadian Federal Court of Appeal is not divided into appellate circuits.
Canadian federal statutes must use the terminology of both the common law and civil law for civil matters; this is referred to as legislative bijuralism.
Canadian criminal law
Criminal law is uniform throughout Canada. It is based on the federal statutory Criminal Code, which in addition to substance also details procedural law. The administration of justice are the responsibilities of the provinces. Canadian criminal law uses a common law system no matter which province a case proceeds.
Nicaragua
Nicaragua's legal system is also a mixture of the English Common Law and Civil Law. This situation was brought through the influence of British administration of the Eastern half of the Mosquito Coast from the mid-17th century until about 1894, the William Walker period from about 1855 through 1857, USA interventions/occupations during the period from 1909 to 1933, the influence of USA institutions during the Somoza family administrations (1933 through 1979) and the considerable importation between 1979 and the present of USA culture and institutions.
Israel (1948)
Israel has a common law legal system. Its basic principles are inherited from the law of the British Mandate of Palestine and thus resemble those of British and American law, namely: the role of courts in creating the body of law and the authority of the supreme court in reviewing and if necessary overturning legislative and executive decisions, as well as employing the adversarial system. One of the primary reasons that the Israeli constitution remains unwritten is the fear by whatever party holds power that creating a written constitution, combined with the common-law elements, would severely limit the powers of the Knesset (which, following the doctrine of parliamentary sovereignty, holds near-unlimited power).
Roman Dutch common law
Roman Dutch common law is a bijuridical or mixed system of law similar to the common law system in Scotland and Louisiana. Roman Dutch common law jurisdictions include South Africa, Botswana, Lesotho, Namibia, Swaziland, Sri Lanka and Zimbabwe. Many of these jurisdictions recognise customary law, and in some, such as South Africa the Constitution requires that the common law be developed in accordance with the Bill of Rights. Roman Dutch common law is a development of Roman Dutch law by courts in the Roman Dutch common law jurisdictions. During the Napoleonic wars the Kingdom of the Netherlands adopted the French code civil in 1809, however the Dutch colonies in the Cape of Good Hope and Sri Lanka, at the time called Ceylon, were seized by the British to prevent them being used as bases by the French Navy. The system was developed by the courts and spread with the expansion of British colonies in Southern Africa. Roman Dutch common law relies on legal principles set out in Roman law sources such as Justinian's Institutes and Digest, and also on the writing of Dutch jurists of the 17th century such as Grotius and Voet. In practice, the majority of decisions rely on recent precedent.
Ghana
Ghana follows the English common-law tradition which was inherited from the British during her colonisation. Consequently, the laws of Ghana are, for the most part, a modified version of imported law that is continuously adapting to changing socio-economic and political realities of the country. The Bond of 1844 marked the period when the people of Ghana (then Gold Coast) ceded their independence to the British and gave the British judicial authority. Later, the Supreme Court Ordinance of 1876 formally introduced British law, be it the common law or statutory law, in the Gold Coast. Section 14 of the Ordinance formalised the application of the common-law tradition in the country.
Ghana, after independence, did not do away with the common law system inherited from the British, and today it has been enshrined in the 1992 Constitution of the country. Chapter four of Ghana's Constitution, entitled “The Laws of Ghana”, has in Article 11(1) the list of laws applicable in the state. This comprises (a) the Constitution; (b) enactments made by or under the authority of the Parliament established by the Constitution; (c) any Orders, Rules and Regulations made by any person or authority under a power conferred by the Constitution; (d) the existing law; and (e) the common law. Thus, the modern-day Constitution of Ghana, like those before it, embraced the English common law by entrenching it in its provisions. The doctrine of judicial precedence which is based on the principle of stare decisis as applied in England and other pure common law countries also applies in Ghana.
Scholarly works
Edward Coke, a 17th-century Lord Chief Justice of the English Court of Common Pleas and a Member of Parliament (MP), wrote several legal texts that collected and integrated centuries of case law. Lawyers in both England and America learned the law from his Institutes and Reports until the end of the 18th century. His works are still cited by common law courts around the world.
The next definitive historical treatise on the common law is Commentaries on the Laws of England, written by Sir William Blackstone and first published in 1765–1769. Since 1979, a facsimile edition of that first edition has been available in four paper-bound volumes. Today it has been superseded in the English part of the United Kingdom by Halsbury's Laws of England that covers both common and statutory English law.
While he was still on the Massachusetts Supreme Judicial Court, and before being named to the U.S. Supreme Court, Justice Oliver Wendell Holmes Jr. published a short volume called The Common Law, which remains a classic in the field. Unlike Blackstone and the Restatements, Holmes' book only briefly discusses what the law is; rather, Holmes describes the common law process. Law professor John Chipman Gray's The Nature and Sources of the Law, an examination and survey of the common law, is also still commonly read in U.S. law schools.
In the United States, Restatements of various subject matter areas (Contracts, Torts, Judgments, and so on.), edited by the American Law Institute, collect the common law for the area. The ALI Restatements are often cited by American courts and lawyers for propositions of uncodified common law, and are considered highly persuasive authority, just below binding precedential decisions. The Corpus Juris Secundum is an encyclopedia whose main content is a compendium of the common law and its variations throughout the various state jurisdictions.
Scots common law covers matters including murder and theft, and has sources in custom, in legal writings and previous court decisions. The legal writings used are called Institutional Texts and come mostly from the 17th, 18th and 19th centuries. Examples include Craig, Jus Feudale (1655) and Stair, The Institutions of the Law of Scotland (1681).
See also
Outline of law
Common law national legal systems today
List of common law national legal systems
Common vs. civil laws
Civil law
Common law offences
Development of English legal system and case law
Books of authority
Lists of case law
Early common law systems
Anglo-Saxon law
Brehon law, or Irish law
Doom book, or Code of Alfred the Great
Time immemorial
Stages of common law trials
Arraignment
Grand jury
Jury trial
Common law in specific areas
Common law as applied to matrimony
Alimony
Common-law marriage
Employment
Faithless servant
Slavery
Slavery at common law
References
Further reading
Chapters 1–6.
Crane, Elaine Forman (2011), Witches, Wife Beaters, and Whores: Common Law and Common Folk in Early America. Ithaca, NY: Cornell University Press.
Milsom, S.F.C., A Natural History of the Common Law. Columbia University Press (2003)
Milsom, S.F.C., Historical Foundations of the Common Law (2nd ed.). Lexis Law Publishing (Va), (1981)
External links
The History of the Common Law of England, and An analysis of the civil part of the law, Matthew Hale
The History of English Law before the Time of Edward I, Pollock and Maitland
Select Writs. (F.W.Maitland)
Common-law Pleading: its history and principles, R.Ross Perry, (Boston, 1897)
; also available at The Climate Change and Public Health Law Site
The Principle of stare decisis American Law Register
The Australian Institute of Comparative Legal Systems
The International Institute for Law and Strategic Studies (IILSS)
New South Wales Legislation
Historical Laws of Hong Kong Online – University of Hong Kong Libraries, Digital Initiatives
Maxims of Common Law from Bouvier's 1856 Law Dictionary
Legal history
Legal systems | [
101,
1130,
1644,
117,
1887,
1644,
113,
1145,
1227,
1112,
9799,
22275,
1137,
3942,
118,
1189,
1644,
117,
1137,
1692,
1644,
114,
1110,
1103,
1404,
1104,
1644,
1687,
1118,
7030,
1105,
1861,
21711,
118,
9799,
23893,
1116,
1118,
13456,
1104,
1217,
2202,
1107,
1637,
11089,
119,
1109,
13682,
7987,
1104,
789,
1887,
1644,
790,
1110,
1115,
1122,
20251,
1112,
22275,
119,
1130,
2740,
1187,
1103,
3512,
23423,
1113,
1184,
1103,
1644,
1110,
117,
170,
1887,
1644,
2175,
2736,
1106,
1763,
22275,
2916,
6134,
1104,
7503,
5333,
117,
1105,
188,
26588,
18766,
11846,
1103,
6551,
1104,
1343,
1763,
2740,
1112,
13036,
1106,
1103,
1954,
9193,
119,
1409,
170,
1861,
7287,
1144,
1151,
10456,
1107,
1103,
1763,
117,
1103,
2175,
1110,
1932,
4930,
1106,
2812,
1103,
14417,
1215,
1107,
1103,
2988,
2383,
113,
170,
6708,
1227,
1112,
5698,
1260,
21349,
1548,
114,
119,
1409,
117,
1649,
117,
1103,
2175,
4090,
1115,
1103,
1954,
7287,
1110,
8148,
1193,
4966,
1121,
1155,
2166,
2740,
113,
1270,
170,
107,
2187,
1104,
1148,
8351,
107,
114,
117,
1105,
7663,
24026,
1132,
1719,
3826,
1137,
22405,
1113,
1103,
2304,
117,
7030,
1138,
1103,
3748,
1105,
4019,
1106,
10820,
1103,
2486,
113,
1141,
1710,
1137,
1103,
1168,
1144,
1106,
1782,
117,
1105,
1113,
26805,
1104,
1644,
117,
7030,
1294,
1115,
2383,
114,
119,
1109,
2175,
2231,
1126,
4893,
1115,
3114,
3672,
1111,
1103,
2383,
117,
1105,
1343,
3672,
170,
9705,
2858,
4027,
2193,
1114,
1763,
6134,
1112,
22275,
1106,
15600,
2174,
7030,
1105,
4941,
10888,
2145,
119,
6869,
1644,
117,
1112,
1103,
1404,
1104,
1644,
1189,
1118,
7030,
117,
4061,
1107,
5014,
1106,
1105,
1113,
4463,
25559,
1114,
24026,
1134,
1132,
3399,
1194,
1103,
7663,
1965,
117,
1105,
7225,
1134,
1132,
5250,
13601,
1233,
10901,
1118,
1103,
3275,
3392,
113,
1103,
10393,
1621,
1292,
1472,
3509,
1104,
1644,
1132,
3716,
1224,
1107,
1142,
3342,
114,
119,
2537,
1162,
1260,
21349,
1548,
117,
1103,
6708,
1115,
2740,
1431,
1129,
1879,
2452,
1106,
8080,
6708,
1181,
2995,
1177,
1115,
1861,
9193,
1209,
10972,
1861,
2686,
117,
2887,
1120,
1103,
1762,
1104,
1155,
1887,
1644,
2344,
119,
1109,
1887,
3892,
1186,
1417,
1272,
1122,
1108,
107,
1887,
107,
1106,
1155,
1103,
2226,
112,
188,
5333,
1506,
1652,
9012,
10533,
2913,
1107,
1103,
5660,
1104,
1103,
5333,
1104,
1103,
1483,
9419,
1107,
1103,
3944,
1378,
1103,
5177,
24885,
1107,
9920,
1545,
119,
1109,
1418,
2813,
1224,
2819,
1103,
1483,
2732,
1449,
1106,
1157,
1677,
14574,
8990,
117,
1242,
1104,
1134,
8983,
1103,
1887,
1644,
1449,
2052,
119,
1636,
107,
1887,
1644,
2344,
107,
1132,
2732,
2344,
1115,
1660,
1632,
2841,
1106,
9799,
22275,
117,
1105,
1106,
1103,
1947,
1104,
14417,
7459,
1121,
1103,
1483,
2732,
1449,
119,
3570,
117,
1141,
118,
1503,
1104,
1103,
1362,
112,
188,
1416,
2491,
1107,
1887,
1644,
18923,
1137,
1107,
2344,
3216,
1114,
2987,
1644,
117,
1259,
8329,
13855,
1105,
6523,
7925,
1810,
117,
1754,
117,
18242,
117,
6735,
117,
18010,
117,
20449,
117,
21139,
117,
11023,
117,
14292,
117,
1803,
113,
1241,
1103,
2877,
1449,
1105,
1155,
1157,
7112,
2589,
5181,
114,
117,
9460,
117,
11288,
1161,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Catalan (; autonym: or ; ), known in the Valencian Community and Carche as Valencian, is a Western Romance language derived from Vulgar Latin. It is the official language of Andorra, and a co-official language of three autonomous communities in eastern Spain: Catalonia, the Valencian Community, and the Balearic Islands. It also has semi-official status in the Italian comune of Alghero. It is also spoken in the Pyrénées-Orientales department of France and in two further areas in eastern Spain: the eastern strip of Aragon and the Carche area in the Region of Murcia. The Catalan-speaking territories are often called the or "Catalan Countries".
The language evolved from Vulgar Latin in the Middle Ages around the eastern Pyrenees. Nineteenth-century Spain saw a Catalan literary revival, culminating in the early 1900s.
Etymology and pronunciation
The word Catalan is derived from the territorial name of Catalonia, itself of disputed etymology. The main theory suggests that (Latin Gathia Launia) derives from the name Gothia or Gauthia ("Land of the Goths"), since the origins of the Catalan counts, lords and people were found in the March of Gothia, whence Gothland > Gothlandia > Gothalania > Catalonia theoretically derived.
In English, the term referring to a person first appears in the mid 14th century as Catelaner, followed in the 15th century as Catellain (from French). It is attested a language name since at least 1652. The word Catalan can be pronounced in English as , or .
The endonym is pronounced in the Eastern Catalan dialects, and in the Western dialects. In the Valencian Community and Carche, the term is frequently used instead. Thus, the name "Valencian", although often employed for referring to the varieties specific to the Valencian Community and Carche, is also used by Valencians as a name for the language as a whole, synonymous with "Catalan". Both uses of the term have their respective entries in the dictionaries by the AVL and the IEC. See also status of Valencian below.
History
Middle Ages
By the 9th century, Catalan had evolved from Vulgar Latin on both sides of the eastern end of the Pyrenees, as well as the territories of the Roman province of Hispania Tarraconensis to the south. From the 8th century onwards the Catalan counts extended their territory southwards and westwards at the expense of the Muslims, bringing their language with them. This process was given definitive impetus with the separation of the County of Barcelona from the Carolingian Empire in 988.
In the 11th century, documents written in macaronic Latin begin to show Catalan elements, with texts written almost completely in Romance appearing by 1080. Old Catalan shared many features with Gallo-Romance, diverging from Old Occitan between the 11th and 14th centuries.
During the 11th and 12th centuries the Catalan rulers expanded southward to the Ebro river, and in the 13th century they conquered the Land of Valencia and the Balearic Islands. The city of Alghero in Sardinia was repopulated with Catalan speakers in the 14th century. The language also reached Murcia, which became Spanish-speaking in the 15th century.
In the Low Middle Ages, Catalan went through a golden age, reaching a peak of maturity and cultural richness. Examples include the work of Majorcan polymath Ramon Llull (1232–1315), the Four Great Chronicles (13th–14th centuries), and the Valencian school of poetry culminating in Ausiàs March (1397–1459). By the 15th century, the city of Valencia had become the sociocultural center of the Crown of Aragon, and Catalan was present all over the Mediterranean world. During this period, the Royal Chancery propagated a highly standardized language. Catalan was widely used as an official language in Sicily until the 15th century, and in Sardinia until the 17th. During this period, the language was what Costa Carreras terms "one of the 'great languages' of medieval Europe".
Martorell's outstanding novel of chivalry Tirant lo Blanc (1490) shows a transition from Medieval to Renaissance values, something that can also be seen in Metge's work. The first book produced with movable type in the Iberian Peninsula was printed in Catalan.
Start of the modern era
With the union of the crowns of Castille and Aragon in 1479, the use of Spanish gradually became more prestigious and marked the start of the decline of Catalan. Starting in the 16th century, Catalan literature came under the influence of Spanish, and the urban and literary classes became bilingual.
With the Treaty of the Pyrenees (1659), Spain ceded the northern part of Catalonia to France, and soon thereafter the local Catalan varieties came under the influence of French, which in 1700 became the sole official language of the region.
Shortly after the French Revolution (1789), the French First Republic prohibited official use of, and enacted discriminating policies against, the regional languages of France, such as Catalan, Alsatian, Breton, Occitan, Flemish, and Basque.
France: 19th to 20th centuries
Following the French establishment of the colony of Algeria from 1830 onward, it received several waves of Catalan-speaking settlers. People from the Spanish Alacant province settled around Oran, whereas Algiers received immigration from Northern Catalonia and Menorca. Their speech was known as patuet. By 1911, the number of Catalan speakers was around 100,000. After the declaration of independence of Algeria in 1962, almost all the Catalan speakers fled to Northern Catalonia (as Pieds-Noirs) or Alacant.
The government of France formally recognizes only French as an official language. Nevertheless, on 10 December 2007, the General Council of the Pyrénées-Orientales officially recognized Catalan as one of the languages of the department and seeks to further promote it in public life and education.
Spain: 18th to 20th centuries
In Spain, the decline of Catalan continued into the 18th century. The defeat of the pro-Habsburg coalition in the War of Spanish Succession (1714) initiated a series of laws which, among other centralizing measures, imposed the use of Spanish in legal documentation all over Spain.
However, the 19th century saw a Catalan literary revival (), which has continued up to the present day. This period starts with Aribau's Ode to the Homeland (1833); followed in the second half of the 19th century, and the early 20th by the work of Verdaguer (poetry), Oller (realist novel), and Guimerà (drama). In the 19th century, the region of Carche, in the province of Murcia was repopulated with Catalan speakers from the Land of Valencia. Catalan obtained an orthographic standardization in 1913 and became an official language during the Second Spanish Republic (1931–1939). The Second Spanish Republic saw a brief period of tolerance, with most restrictions against Catalan lifted.
The Catalan language and culture were suppressed during the Spanish Civil War (1936–1939) and the subsequent decades in Francoist Catalonia. The Francoist dictatorship (1939–1975) banned the use of Catalan in schools and in public administration. Oppression of the Catalan language and identity was carried out in schools, through governmental bodies, and in religious centers. Franco's desire for a homogenous Spanish population resonated with some Catalans in favor of his regime, primarily members of the upper class, who began to reject the use of Catalan. Despite all of these hardships, Catalan continued to be used privately within households, and it was able to survive Francisco Franco's dictatorship. Several prominent Catalan authors resisted the suppression through literature.
In addition to the loss of prestige for Catalan and the prohibition of its use in schools, migration during the 1950s into Catalonia from other parts of Spain also contributed to the diminished use of the language. These migrants were often unaware of the existence of Catalan, and thus felt no need to learn or use it. Catalonia was the economic powerhouse of Spain, so these migrations continued to occur from all corners of the country. Historically, employment opportunities were reduced for those who are not bilingual.
Present day
Since the Spanish transition to democracy (1975–1982), Catalan has been institutionalized as an official language, language of education, and language of mass media; all of which have contributed to its increased prestige. In Catalonia, there is an unparalleled large bilingual European non-state linguistic community. The teaching of Catalan is mandatory in all schools, but it is possible to use Spanish for studying in the public education system of Catalonia in two situations – if the teacher assigned to a class chooses to use Spanish, or during the learning process of one or more recently arrived immigrant students. There is also some intergenerational shift towards Catalan.
According to the Statistical Institute of Catalonia, in 2013 the Catalan language is the second most commonly used in Catalonia, after Spanish, as a native or self-defining language: 7% of the population self-identifies with both Catalan and Spanish equally, 36.4% with Catalan and 47.5% only Spanish. In 2003 the same studies concluded no language preference for self-identification within the population above 15 years old: 5% self-identified with both languages, 44.3% with Catalan and 47.5% with Spanish. To promote use of Catalan, the Generalitat de Catalunya (Catalonia's official Autonomous government) spends part of its annual budget on the promotion of the use of Catalan in Catalonia and in other territories, with entities such as (Consortium for Linguistic Normalization)
In Andorra, Catalan has always been the sole official language. Since the promulgation of the 1993 constitution, several policies favoring Catalan have been enforced, like Catalan medium education.
On the other hand, there are several language shift processes currently taking place. In the Northern Catalonia area of France, Catalan has followed the same trend as the other minority languages of France, with most of its native speakers being 60 or older (as of 2004). Catalan is studied as a foreign language by 30% of the primary education students, and by 15% of the secondary. The cultural association promotes a network of community-run schools engaged in Catalan language immersion programs.
In Alicante province, Catalan is being replaced by Spanish and in Alghero by Italian. There is also well ingrained diglossia in the Valencian Community, Ibiza, and to a lesser extent, in the rest of the Balearic islands.
Classification and relationship with other Romance languages
One classification of Catalan is given by Pèire Bèc:
Romance languages
Italo-Western languages
Western Romance languages
Gallo-Iberian languages
Gallo-Romance languages
Occitano-Romance languages
Catalan language
However, the ascription of Catalan to the Occitano-Romance branch of Gallo-Romance languages is not shared by all linguists and philologists, particularly among Spanish ones, such as Ramón Menéndez Pidal.
Catalan bears varying degrees of similarity to the linguistic varieties subsumed under the cover term Occitan language (see also differences between Occitan and Catalan and Gallo-Romance languages). Thus, as it should be expected from closely related languages, Catalan today shares many traits with other Romance languages.
Relationship with other Romance languages
Some include Catalan in Occitan, as the linguistic distance between this language and some Occitan dialects (such as the Gascon language) is similar to the distance among different Occitan dialects. Catalan was considered a dialect of Occitan until the end of the 19th century and still today remains its closest relative.
Catalan shares many traits with the other neighboring Romance languages (Occitan, French, Italian, Sardinian as well as Spanish and Portuguese among others). However, despite being spoken mostly on the Iberian Peninsula, Catalan has marked differences with the Iberian Romance group (Spanish and Portuguese) in terms of pronunciation, grammar, and especially vocabulary; showing instead its closest affinity with languages native to France and northern Italy, particularly Occitan and to a lesser extent Gallo-Romance (Franco-Provençal, French, Gallo-Italian).
According to Ethnologue, the lexical similarity between Catalan and other Romance languages is: 87% with Italian; 85% with Portuguese and Spanish; 76% with Ladin; 75% with Sardinian; and 73% with Romanian.
During much of its history, and especially during the Francoist dictatorship (1939–1975), the Catalan language was ridiculed as a mere dialect of Spanish. This view, based on political and ideological considerations, has no linguistic validity. Spanish and Catalan have important differences in their sound systems, lexicon, and grammatical features, placing the language in features closer to Occitan (and French).
There is evidence that, at least from the 2nd century , the vocabulary and phonology of Roman Tarraconensis was different from the rest of Roman Hispania. Differentiation arose generally because Spanish, Asturian, and Galician-Portuguese share certain peripheral archaisms (Spanish , Asturian and Portuguese vs. Catalan , Occitan "to boil") and innovatory regionalisms (Sp , Ast vs. Cat , Oc "bullock"), while Catalan has a shared history with the Western Romance innovative core, especially Occitan.
Like all Romance languages, Catalan has a handful of native words which are unique to it, or rare elsewhere. These include:
verbs: 'to fasten; transfix' > 'to compose, write up', > 'to combine, conjugate', > 'to wake; awaken', 'to thicken; crowd together' > 'to save, keep', > 'to miss, yearn, pine for', 'to investigate, track' > Old Catalan enagar 'to incite, induce', > OCat ujar 'to exhaust, fatigue', > 'to appease, mollify', > 'to reject, refuse';
nouns: > 'pomace', > 'reedmace', > 'catarrh', > 'snowdrift', > 'ardor, passion', > 'brake', > 'avalanche', > 'edge, border', 'sawfish' > pestriu > 'thresher shark, smooth hound; ray', 'live coal' > 'spark', > tardaó > 'autumn'.
The Gothic superstrate produced different outcomes in Spanish and Catalan. For example, Catalan "mud" and "to roast", of Germanic origin, contrast with Spanish and , of Latin origin; whereas Catalan "spinning wheel" and "temple", of Latin origin, contrast with Spanish and , of Germanic origin.
The same happens with Arabic loanwords. Thus, Catalan "large earthenware jar" and "tile", of Arabic origin, contrast with Spanish and , of Latin origin; whereas Catalan "oil" and "olive", of Latin origin, contrast with Spanish and . However, the Arabic element in Spanish is generally much more prevalent.
Situated between two large linguistic blocks (Iberian Romance and Gallo-Romance), Catalan has many unique lexical choices, such as "to miss somebody", "to calm somebody down", and "reject".
Geographic distribution
Catalan-speaking territories
Traditionally Catalan-speaking territories are sometimes called the (Catalan Countries), a denomination based on cultural affinity and common heritage, that has also had a subsequent political interpretation but no official status. Various interpretations of the term may include some or all of these regions.
Number of speakers
The number of people known to be fluent in Catalan varies depending on the sources used. A 2004 study did not count the total number of speakers, but estimated a total of 9–9.5 million by matching the percentage of speakers to the population of each area where Catalan is spoken. The web site of the Generalitat de Catalunya estimated that as of 2004 there were 9,118,882 speakers of Catalan. These figures only reflect potential speakers; today it is the native language of only 35.6% of the Catalan population. According to Ethnologue, Catalan had 4.1 million native speakers and 5.1 million second-language speakers in 2021.
According to a 2011 study the total number of Catalan speakers is over 9.8 million, with 5.9 million residing in Catalonia. More than half of them speak Catalan as a second language, with native speakers being about 4.4 million of those (more than 2.8 in Catalonia). Very few Catalan monoglots exist; basically, virtually all of the Catalan speakers in Spain are bilingual speakers of Catalan and Spanish, with a sizable population of Spanish-only speakers of immigrant origin (typically born outside Catalonia or with both parents born outside Catalonia) existing in the major Catalan urban areas as well. In Roussillon, only a minority of French Catalans speak Catalan nowadays, with French being the majority language for the inhabitants after a continued process of language shift. According to a 2019 survey by the Catalan government, 31.5% of the inhabitants of Catalonia have Catalan as first language at home whereas 52.7% have Spanish, 2.8% both Catalan and Spanish and 10.8% other languages.
Spanish is the most spoken language in Barcelona (according to the linguistic census held by the Government of Catalonia in 2013) and it is understood almost universally. According to this census of 2013 Catalan is also very commonly spoken in the city of 1,501,262: it is understood by 95% of the population, while 72.3% over the age of 2 can speak it (1,137,816), 79% can read it (1,246.555), and 53% can write it (835,080). The proportion in Barcelona who can speak it, 72.3%, is lower than that of the overall Catalan population, of whom 81.2% over the age of 15 speak the language. Knowledge of Catalan has increased significantly in recent decades thanks to a language immersion educational system. An important social characteristic of the Catalan language is that all the areas where it is spoken are bilingual in practice: together with the French language in Roussillon, with Italian in Alghero, with Spanish and French in Andorra and with Spanish in the rest of the territories.
1. The number of people who understand Catalan includes those who can speak it.
2. Figures relate to all self-declared capable speakers, not just native speakers.
Level of knowledge
(% of the population 15 years old and older).
Social use
(% of the population 15 years old and older).
Native language
Phonology
Catalan phonology varies by dialect. Notable features include:
Marked contrast of the vowel pairs and , as in other Western Romance languages, other than Spanish.
Lack of diphthongization of Latin short , , as in Galician and Portuguese, but unlike French, Spanish, or Italian.
Abundance of diphthongs containing , as in Galician and Portuguese.
In contrast to other Romance languages, Catalan has many monosyllabic words, and these may end in a wide variety of consonants, including some consonant clusters. Additionally, Catalan has final obstruent devoicing, which gives rise to an abundance of such couplets as "(male friend") vs. ("female friend").
Central Catalan pronunciation is considered to be standard for the language. The descriptions below are mostly representative of this variety. For the differences in pronunciation between the different dialects, see the section on pronunciation of dialects in this article.
Vowels
Catalan has inherited the typical vowel system of Vulgar Latin, with seven stressed phonemes: , a common feature in Western Romance, with the exception of Spanish. Balearic also has instances of stressed . Dialects differ in the different degrees of vowel reduction, and the incidence of the pair .
In Central Catalan, unstressed vowels reduce to three: ; ; remains distinct. The other dialects have different vowel reduction processes (see the section pronunciation of dialects in this article).
Consonants
The consonant system of Catalan is rather conservative.
has a velarized allophone in syllable coda position in most dialects. However, is velarized irrespective of position in Eastern dialects like Majorcan and standard Eastern Catalan.
occurs in Balearic, Algherese, standard Valencian and some areas in southern Catalonia. It has merged with elsewhere.
Voiced obstruents undergo final-obstruent devoicing: .
Voiced stops become lenited to approximants in syllable onsets, after continuants: > , > , > . Exceptions include after lateral consonants, and after . In coda position, these sounds are realized as stops, except in some Valencian dialects where they are lenited.
There is some confusion in the literature about the precise phonetic characteristics of , , , . Some sources describe them as "postalveolar". Others as "back alveolo-palatal", implying that the characters would be more accurate. However, in all literature only the characters for palato-alveolar affricates and fricatives are used, even when the same sources use for other languages like Polish and Chinese.
The distribution of the two rhotics and closely parallels that of Spanish. Between vowels, the two contrast, but they are otherwise in complementary distribution: in the onset of the first syllable in a word, appears unless preceded by a consonant. Dialects vary in regards to rhotics in the coda with Western Catalan generally featuring and Central Catalan dialects featuring a weakly trilled unless it precedes a vowel-initial word in the same prosodic unit, in which case appears.
In careful speech, , , may be geminated. Geminated may also occur. Some analyze intervocalic as the result of gemination of a single rhotic phoneme. This is similar to the common analysis of Spanish and Portuguese rhotics.
Phonological evolution
Sociolinguistics
Catalan sociolinguistics studies the situation of Catalan in the world and the different varieties that this language presents. It is a subdiscipline of Catalan philology and other affine studies and has as an objective to analyze the relation between the Catalan language, the speakers and the close reality (including the one of other languages in contact).
Preferential subjects of study
Dialects of Catalan
Variations of Catalan by class, gender, profession, age and level of studies
Process of linguistic normalization
Relations between Catalan and Spanish or French
Perception on the language of Catalan speakers and non-speakers
Presence of Catalan in several fields: tagging, public function, media, professional sectors
Dialects
Overview
The dialects of the Catalan language feature a relative uniformity, especially when compared to other Romance languages; both in terms of vocabulary, semantics, syntax, morphology, and phonology. Mutual intelligibility between dialects is very high, estimates ranging from 90% to 95%. The only exception is the isolated idiosyncratic Algherese dialect.
Catalan is split in two major dialectal blocks: Eastern Catalan, and Western Catalan. The main difference lies in the treatment of unstressed and ; which have merged to in Eastern dialects, but which remain distinct as and in Western dialects. There are a few other differences in pronunciation, verbal morphology, and vocabulary.
Western Catalan comprises the two dialects of Northwestern Catalan and Valencian; the Eastern block comprises four dialects: Central Catalan, Balearic, Rossellonese, and Algherese. Each dialect can be further subdivided in several subdialects. The terms "Catalan" and "Valencian" (respectively used in Catalonia and the Valencian Community) refer to two varieties of the same language. There are two institutions regulating the two standard varieties, the Institute of Catalan Studies in Catalonia and the Valencian Academy of the Language in the Valencian Community.
Central Catalan is considered the standard pronunciation of the language and has the highest number of speakers. It is spoken in the densely populated regions of the Barcelona province, the eastern half of the province of Tarragona, and most of the province of Girona.
Catalan has an inflectional grammar. Nouns have two genders (masculine, feminine), and two numbers (singular, plural). Pronouns additionally can have a neuter gender, and some are also inflected for case and politeness, and can be combined in very complex ways. Verbs are split in several paradigms and are inflected for person, number, tense, aspect, mood, and gender. In terms of pronunciation, Catalan has many words ending in a wide variety of consonants and some consonant clusters, in contrast with many other Romance languages.
Pronunciation
Vowels
Catalan has inherited the typical vowel system of Vulgar Latin, with seven stressed phonemes: , a common feature in Western Romance, except Spanish. Balearic has also instances of stressed . Dialects differ in the different degrees of vowel reduction, and the incidence of the pair .
In Eastern Catalan (except Majorcan), unstressed vowels reduce to three: ; ; remains distinct. There are a few instances of unreduced , in some words. Algherese has lowered to .
In Majorcan, unstressed vowels reduce to four: follow the Eastern Catalan reduction pattern; however reduce to , with remaining distinct, as in Western Catalan.
In Western Catalan, unstressed vowels reduce to five: ; ; remain distinct. This reduction pattern, inherited from Proto-Romance, is also found in Italian and Portuguese. Some Western dialects present further reduction or vowel harmony in some cases.
Central, Western, and Balearic differ in the lexical incidence of stressed and . Usually, words with in Central Catalan correspond to in Balearic and in Western Catalan. Words with in Balearic almost always have in Central and Western Catalan as well. As a result, Central Catalan has a much higher incidence of .
Consonants
Morphology
Western Catalan: In verbs, the ending for 1st-person present indicative is in verbs of the 1st conjugation and -∅ in verbs of the 2nd and 3rd conjugations in most of the Valencian Community, or in all verb conjugations in the Northern Valencian Community and Western Catalonia.E.g. , , (Valencian); , , (Northwestern Catalan).
Eastern Catalan: In verbs, the ending for 1st-person present indicative is , , or -∅ in all conjugations. E.g. (Central), (Balearic), and (Northern), all meaning ('I speak').
Western Catalan: In verbs, the inchoative endings are /, , , /.
Eastern Catalan: In verbs, the inchoative endings are , , , .
Western Catalan: In nouns and adjectives, maintenance of of medieval plurals in proparoxytone words.E.g. 'men', 'youth'.
Eastern Catalan: In nouns and adjectives, loss of of medieval plurals in proparoxytone words.E.g. 'men', 'youth' (Ibicencan, however, follows the model of Western Catalan in this case).
Vocabulary
Despite its relative lexical unity, the two dialectal blocks of Catalan (Eastern and Western) show some differences in word choices. Any lexical divergence within any of the two groups can be explained as an archaism. Also, usually Central Catalan acts as an innovative element.
Standards
Standard Catalan, virtually accepted by all speakers, is mostly based on Eastern Catalan, which is the most widely used dialect. Nevertheless, the standards of the Valencian Community and the Balearics admit alternative forms, mostly traditional ones, which are not current in eastern Catalonia.
The most notable difference between both standards is some tonic accentuation, for instance: (IEC) – (AVL). Nevertheless, AVL's standard keeps the grave accent , while pronouncing it as rather than , in some words like: ('what'), or . Other divergences include the use of (AVL) in some words instead of like in / ('almond'), / ('back'), the use of elided demonstratives ( 'this', 'that') in the same level as reinforced ones () or the use of many verbal forms common in Valencian, and some of these common in the rest of Western Catalan too, like subjunctive mood or inchoative conjugation in at the same level as or the priority use of morpheme in 1st person singular in present indicative ( verbs): instead of ('I buy').
In the Balearic Islands, IEC's standard is used but adapted for the Balearic dialect by the University of the Balearic Islands's philological section. In this way, for instance, IEC says it is correct writing as much as ('we sing') but the University says that the priority form in the Balearic Islands must be in all fields. Another feature of the Balearic standard is the non-ending in the 1st person singular present indicative: ('I buy'), ('I fear'), ('I sleep').
In Alghero, the IEC has adapted its standard to the Algherese dialect. In this standard one can find, among other features: the definite article instead of , special possessive pronouns and determinants ('mine'), ('his/her'), ('yours'), and so on, the use of in the imperfect tense in all conjugations: , , ; the use of many archaic words, usual words in Algherese: instead of ('less'), instead of ('someone'), instead of ('which'), and so on; and the adaptation of weak pronouns.
In 2011, the Aragonese government passed a decree approving the statutes of a new language regulator of Catalan in La Franja (the so-called Catalan-speaking areas of Aragon) as originally provided for by Law 10/2009. The new entity, designated as , shall allow a facultative education in Catalan and a standardization of the Catalan language in La Franja.
Status of Valencian
Valencian is classified as a Western dialect, along with the northwestern varieties spoken in Western Catalonia (provinces of Lleida and the western half of Tarragona). Central Catalan has 90% to 95% inherent intelligibility for speakers of Valencian.
Linguists, including Valencian scholars, deal with Catalan and Valencian as the same language. The official regulating body of the language of the Valencian Community, the Valencian Academy of Language (Acadèmia Valenciana de la Llengua, AVL) declares the linguistic unity between Valencian and Catalan varieties.
The AVL, created by the Valencian parliament, is in charge of dictating the official rules governing the use of Valencian, and its standard is based on the Norms of Castelló (Normes de Castelló). Currently, everyone who writes in Valencian uses this standard, except the Royal Academy of Valencian Culture (Acadèmia de Cultura Valenciana, RACV), which uses for Valencian an independent standard.
Despite the position of the official organizations, an opinion poll carried out between 2001 and 2004 showed that the majority of the Valencian people consider Valencian different from Catalan. This position is promoted by people who do not use Valencian regularly. Furthermore, the data indicates that younger generations educated in Valencian are much less likely to hold these views. A minority of Valencian scholars active in fields other than linguistics defends the position of the Royal Academy of Valencian Culture (Acadèmia de Cultura Valenciana, RACV), which uses for Valencian a standard independent from Catalan.
This clash of opinions has sparked much controversy. For example, during the drafting of the European Constitution in 2004, the Spanish government supplied the EU with translations of the text into Basque, Galician, Catalan, and Valencian, but the latter two were identical.
Vocabulary
Word choices
Despite its relative lexical unity, the two dialectal blocks of Catalan (Eastern and Western) show some differences in word choices. Any lexical divergence within any of the two groups can be explained as an archaism. Also, usually Central Catalan acts as an innovative element.
Literary Catalan allows the use of words from different dialects, except those of very restricted use. However, from the 19th century onwards, there has been a tendency towards favoring words of Northern dialects to the detriment of others,
Latin and Greek loanwords
Like other languages, Catalan has a large list of loanwords from Greek and Latin. This process started very early, and one can find such examples in Ramon Llull's work. In the 14th and 15th centuries Catalan had a far greater number of Greco-Latin loanwords than other Romance languages, as is attested for example in Roís de Corella's writings. The incorporation of learned, or "bookish" words from its own ancestor language, Latin, into Catalan is arguably another form of lexical borrowing through the influence of written language and the liturgical language of the Church. Throughout the Middle Ages and into the early modern period, most literate Catalan speakers were also literate in Latin; and thus they easily adopted Latin words into their writing—and eventually speech—in Catalan.
Word formation
The process of morphological derivation in Catalan follows the same principles as the other Romance languages, where agglutination is common. Many times, several affixes are appended to a preexisting lexeme, and some sound alternations can occur, for example ("electrical") vs. . Prefixes are usually appended to verbs, as in ("foresee").
There is greater regularity in the process of word-compounding, where one can find compounded words formed much like those in English.
Writing system
Catalan uses the Latin script, with some added symbols and digraphs. The Catalan orthography is systematic and largely phonologically based. Standardization of Catalan was among the topics discussed during the First International Congress of the Catalan Language, held in Barcelona October 1906. Subsequently, the Philological Section of the Institut d'Estudis Catalans (IEC, founded in 1911) published the Normes ortogràfiques in 1913 under the direction of Antoni Maria Alcover and Pompeu Fabra. In 1932, Valencian writers and intellectuals gathered in Castelló de la Plana to make a formal adoption of the so-called Normes de Castelló, a set of guidelines following Pompeu Fabra's Catalan language norms.
Grammar
The grammar of Catalan is similar to other Romance languages. Features include:
Use of definite and indefinite articles.
Nouns, adjectives, pronouns, and articles are inflected for gender (masculine and feminine), and number (singular and plural). There is no case inflexion, except in pronouns.
Verbs are highly inflected for person, number, tense, aspect, and mood (including a subjunctive).
There are no modal auxiliaries.
Word order is freer than in English.
Gender and number inflection
In gender inflection, the most notable feature is (compared to Portuguese, Spanish or Italian), the loss of the typical masculine suffix . Thus, the alternance of /, has been replaced by ø/. There are only a few exceptions, like / ("scarce"). Many not completely predictable morphological alternations may occur, such as:
Affrication: / ("insane") vs. / ("ugly")
Loss of : / ("flat") vs. / ("second")
Final obstruent devoicing: / ("felt") vs. / ("said")
Catalan has few suppletive couplets, like Italian and Spanish, and unlike French. Thus, Catalan has / ("boy"/"girl") and / ("cock"/"hen"), whereas French has / and /.
There is a tendency to abandon traditionally gender-invariable adjectives in favor of marked ones, something prevalent in Occitan and French. Thus, one can find / ("boiling") in contrast with traditional /.
As in the other Western Romance languages, the main plural expression is the suffix , which may create morphological alternations similar to the ones found in gender inflection, albeit more rarely.
The most important one is the addition of before certain consonant groups, a phonetic phenomenon that does not affect feminine forms: / ("the pulse"/"the pulses") vs. / ("the dust"/"the dusts").
Determiners
The inflection of determinatives is complex, specially because of the high number of elisions, but is similar to the neighboring languages. Catalan has more contractions of preposition + article than Spanish, like ("of + the [plural]"), but not as many as Italian (which has , , , etc.).
Central Catalan has abandoned almost completely unstressed possessives (, etc.) in favor of constructions of article + stressed forms (, etc.), a feature shared with Italian.
Personal pronouns
The morphology of Catalan personal pronouns is complex, especially in unstressed forms, which are numerous (13 distinct forms, compared to 11 in Spanish or 9 in Italian). Features include the gender-neutral and the great degree of freedom when combining different unstressed pronouns (65 combinations).
Catalan pronouns exhibit T–V distinction, like all other Romance languages (and most European languages, but not Modern English). This feature implies the use of a different set of second person pronouns for formality.
This flexibility allows Catalan to use extraposition extensively, much more than French or Spanish. Thus, Catalan can have ("they recommended me to him"), whereas in French one must say , and Spanish . This allows the placement of almost any nominal term as a sentence topic, without having to use so often the passive voice (as in French or English), or identifying the direct object with a preposition (as in Spanish).
Verbs
Like all the Romance languages, Catalan verbal inflection is more complex than the nominal. Suffixation is omnipresent, whereas morphological alternations play a secondary role. Vowel alternances are active, as well as infixation and suppletion. However, these are not as productive as in Spanish, and are mostly restricted to irregular verbs.
The Catalan verbal system is basically common to all Western Romance, except that most dialects have replaced the synthetic indicative perfect with a periphrastic form of ("to go") + infinitive.
Catalan verbs are traditionally divided into three conjugations, with vowel themes , , , the last two being split into two subtypes. However, this division is mostly theoretical. Only the first conjugation is nowadays productive (with about 3500 common verbs), whereas the third (the subtype of , with about 700 common verbs) is semiproductive. The verbs of the second conjugation are fewer than 100, and it is not possible to create new ones, except by compounding.
Syntax
The grammar of Catalan follows the general pattern of Western Romance languages. The primary word order is subject–verb–object. However, word order is very flexible. Commonly, verb-subject constructions are used to achieve a semantic effect. The sentence "The train has arrived" could be translated as or . Both sentences mean "the train has arrived", but the former puts a focus on the train, while the latter puts a focus on the arrival. This subtle distinction is described as "what you might say while waiting in the station" versus "what you might say on the train."
Catalan names
In Spain, every person officially has two surnames, one of which is the father's first surname and the other is the mother's first surname. The law contemplates the possibility of joining both surnames with the Catalan conjunction i ("and").
Sample text
Selected text from Manuel de Pedrolo's 1970 novel ("A love affair outside the city").
See also
Organizations
Institut d'Estudis Catalans (Catalan Studies Institute)
Acadèmia Valenciana de la Llengua (Valencian Academy of the Language)
Òmnium Cultural
Plataforma per la Llengua
Scholars
Marina Abràmova
Germà Colón
Dominique de Courcelles
Martí de Riquer
Arthur Terry
Lawrence Venuti
Other
Languages of Catalonia
Linguistic features of Spanish as spoken by Catalan speakers
Languages of France
Languages of Italy
Languages of Spain
Normes de Castelló
Pompeu Fabra
Notes
References
Works cited
External links
Institutions
Consorci per a la Normalització Lingüística
Institut d'Estudis Catalans
Acadèmia Valenciana de la Llengua
About the Catalan language
llengua.gencat.cat, by the Government of Catalonia
Gramàtica de la Llengua Catalana (Catalan grammar), from the Institute for Catalan Studies
Gramàtica Normativa Valenciana (2006, Valencian grammar), from the Acadèmia Valenciana de la Llengua
verbs.cat (Catalan verb conjugations with online trainers)
Catalan and its dialects
LEXDIALGRAM – online portal of 19th-century dialectal lexicographical and grammatical works of Catalan hosted by the University of Barcelona
Monolingual dictionaries
DIEC2, from the Institut d'Estudis Catalans
Gran Diccionari de la Llengua Catalana, from Enciclopèdia Catalana
Diccionari Català-Valencià-Balear d'Alcover i Moll, from the Institut d'Estudis Catalans
Diccionari Normatiu Valencià (AVL), from the Acadèmia Valenciana de la Llengua
diccionarivalencia.com (online Valencian dictionary)
Diccionari Invers de la Llengua Catalana (dictionary of Catalan words spelled backwards)
Bilingual and multilingual dictionaries
Diccionari de la Llengua Catalana Multilingüe (Catalan ↔ English, French, German and Spanish), from Enciclopèdia Catalana
DACCO – open source, collaborative dictionary (Catalan–English)
Automated translation systems
Traductor automated, online translations of text and web pages (Catalan ↔ English, French and Spanish), from gencat.cat by the Government of Catalonia
Phrasebooks
Catalan phrasebook on Wikivoyage
Learning resources
Catalan Swadesh list of basic vocabulary words, from Wiktionary's Swadesh-list appendix
Catalan-language online encyclopedia
Enciclopèdia Catalana
Subject–verb–object languages
Stress-timed languages | [
101,
14694,
113,
132,
12365,
3382,
1306,
131,
1137,
132,
114,
117,
1227,
1107,
1103,
13697,
1179,
3704,
1105,
8185,
4386,
1112,
13697,
1179,
117,
1110,
170,
2102,
13589,
1846,
4408,
1121,
159,
4654,
5526,
2911,
119,
1135,
1110,
1103,
2078,
1846,
1104,
1262,
27583,
117,
1105,
170,
1884,
118,
2078,
1846,
1104,
1210,
10661,
3611,
1107,
2638,
2722,
131,
17795,
117,
1103,
13697,
1179,
3704,
117,
1105,
1103,
18757,
19094,
4907,
3503,
119,
1135,
1145,
1144,
3533,
118,
2078,
2781,
1107,
1103,
2169,
24382,
1104,
2586,
5084,
10771,
119,
1135,
1110,
1145,
4606,
1107,
1103,
153,
12577,
12640,
21272,
118,
13078,
1279,
2853,
1104,
1699,
1105,
1107,
1160,
1748,
1877,
1107,
2638,
2722,
131,
1103,
2638,
6322,
1104,
19493,
1105,
1103,
8185,
4386,
1298,
1107,
1103,
4171,
1104,
19569,
24579,
119,
1109,
14694,
118,
3522,
6835,
1132,
1510,
1270,
1103,
1137,
107,
14694,
19510,
107,
119,
1109,
1846,
7601,
1121,
159,
4654,
5526,
2911,
1107,
1103,
3089,
9325,
1213,
1103,
2638,
153,
10930,
27075,
119,
7357,
10381,
1582,
118,
1432,
2722,
1486,
170,
14694,
4618,
9408,
117,
18174,
1107,
1103,
1346,
17446,
119,
142,
2340,
19969,
1105,
17238,
1109,
1937,
14694,
1110,
4408,
1121,
1103,
10120,
1271,
1104,
17795,
117,
2111,
1104,
11807,
3084,
17162,
4807,
119,
1109,
1514,
2749,
5401,
1115,
113,
2911,
144,
9779,
1465,
25070,
5813,
114,
12301,
1121,
1103,
1271,
7348,
10652,
1137,
144,
24723,
10652,
113,
107,
4026,
1104,
1103,
7348,
9524,
107,
114,
117,
1290,
1103,
7564,
1104,
1103,
14694,
10664,
117,
17499,
1105,
1234,
1127,
1276,
1107,
1103,
1345,
1104,
7348,
10652,
117,
1165,
2093,
7348,
8495,
5709,
135,
7348,
8495,
5709,
1465,
135,
7348,
19456,
5813,
135,
17795,
10093,
1193,
4408,
119,
1130,
1483,
117,
1103,
1858,
7455,
1106,
170,
1825,
1148,
2691,
1107,
1103,
2286,
5740,
1432,
1112,
8572,
9945,
2511,
117,
1723,
1107,
1103,
5617,
1432,
1112,
8572,
7772,
1394,
113,
1121,
1497,
114,
119,
1135,
1110,
20000,
170,
1846,
1271,
1290,
1120,
1655,
14383,
1477,
119,
1109,
1937,
14694,
1169,
1129,
8481,
1107,
1483,
1112,
117,
1137,
119,
1109,
1322,
10031,
1306,
1110,
8481,
1107,
1103,
2882,
14694,
12336,
117,
1105,
1107,
1103,
2102,
12336,
119,
1130,
1103,
13697,
1179,
3704,
1105,
8185,
4386,
117,
1103,
1858,
1110,
3933,
1215,
1939,
119,
4516,
117,
1103,
1271,
107,
13697,
1179,
107,
117,
1780,
1510,
4071,
1111,
7455,
1106,
1103,
10003,
2747,
1106,
1103,
13697,
1179,
3704,
1105,
8185,
4386,
117,
1110,
1145,
1215,
1118,
13697,
2316,
1112,
170,
1271,
1111,
1103,
1846,
1112,
170,
2006,
117,
25239,
1114,
107,
14694,
107,
119,
2695,
2745,
1104,
1103,
1858,
1138,
1147,
7514,
10813,
1107,
1103,
4267,
5796,
5927,
1118,
1103,
138,
2559,
2162,
1105,
1103,
146,
8231,
119,
3969,
1145,
2781,
1104,
13697,
1179,
2071,
119,
2892,
3089,
9325,
1650,
1103,
5612,
1432,
117,
14694,
1125,
7601,
1121,
159,
4654,
5526,
2911,
1113,
1241,
3091,
1104,
1103,
2638,
1322,
1104,
1103,
153,
10930,
27075,
117,
1112,
1218,
1112,
1103,
6835,
1104,
1103,
2264,
3199,
1104,
1230,
10224,
1465,
22515,
10582,
7235,
11085,
1106,
1103,
1588,
119,
1622,
1103,
5192,
1432,
9746,
1103,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
In mathematics, a combination is a selection of items from a set that has distinct members, such that the order of selection does not matter (unlike permutations). For example, given three fruits, say an apple, an orange and a pear, there are three combinations of two that can be drawn from this set: an apple and a pear; an apple and an orange; or a pear and an orange. More formally, a k-combination of a set S is a subset of k distinct elements of S. So, two combinations are identical if and only if each combination has the same members. (The arrangement of the members in each set does not matter.) If the set has n elements, the number of k-combinations, denoted as , is equal to the binomial coefficient
which can be written using factorials as whenever , and which is zero when . This formula can be derived from the fact that each k-combination of a set S of n members has permutations so or . The set of all k-combinations of a set S is often denoted by .
A combination is a combination of n things taken k at a time without repetition. To refer to combinations in which repetition is allowed, the terms k-selection, k-multiset, or k-combination with repetition are often used. If, in the above example, it were possible to have two of any one kind of fruit there would be 3 more 2-selections: one with two apples, one with two oranges, and one with two pears.
Although the set of three fruits was small enough to write a complete list of combinations, this becomes impractical as the size of the set increases. For example, a poker hand can be described as a 5-combination (k = 5) of cards from a 52 card deck (n = 52). The 5 cards of the hand are all distinct, and the order of cards in the hand does not matter. There are 2,598,960 such combinations, and the chance of drawing any one hand at random is 1 / 2,598,960.
Number of k-combinations
The number of k-combinations from a given set S of n elements is often denoted in elementary combinatorics texts by , or by a variation such as , , , or even (the latter form is standard in French, Romanian, Russian, Chinese and Polish texts). The same number however occurs in many other mathematical contexts, where it is denoted by (often read as "n choose k"); notably it occurs as a coefficient in the binomial formula, hence its name binomial coefficient. One can define for all natural numbers k at once by the relation
from which it is clear that
and further,
for k > n.
To see that these coefficients count k-combinations from S, one can first consider a collection of n distinct variables Xs labeled by the elements s of S, and expand the product over all elements of S:
it has 2n distinct terms corresponding to all the subsets of S, each subset giving the product of the corresponding variables Xs. Now setting all of the Xs equal to the unlabeled variable X, so that the product becomes , the term for each k-combination from S becomes Xk, so that the coefficient of that power in the result equals the number of such k-combinations.
Binomial coefficients can be computed explicitly in various ways. To get all of them for the expansions up to , one can use (in addition to the basic cases already given) the recursion relation
for 0 < k < n, which follows from =; this leads to the construction of Pascal's triangle.
For determining an individual binomial coefficient, it is more practical to use the formula
.
The numerator gives the number of k-permutations of n, i.e., of sequences of k distinct elements of S, while the denominator gives the number of such k-permutations that give the same k-combination when the order is ignored.
When k exceeds n/2, the above formula contains factors common to the numerator and the denominator, and canceling them out gives the relation
for 0 ≤ k ≤ n. This expresses a symmetry that is evident from the binomial formula, and can also be understood in terms of k-combinations by taking the complement of such a combination, which is an -combination.
Finally there is a formula which exhibits this symmetry directly, and has the merit of being easy to remember:
where n! denotes the factorial of n. It is obtained from the previous formula by multiplying denominator and numerator by !, so it is certainly computationally less efficient than that formula.
The last formula can be understood directly, by considering the n! permutations of all the elements of S. Each such permutation gives a k-combination by selecting its first k elements. There are many duplicate selections: any combined permutation of the first k elements among each other, and of the final (n − k) elements among each other produces the same combination; this explains the division in the formula.
From the above formulas follow relations between adjacent numbers in Pascal's triangle in all three directions:
.
Together with the basic cases , these allow successive computation of respectively all numbers of combinations from the same set (a row in Pascal's triangle), of k-combinations of sets of growing sizes, and of combinations with a complement of fixed size .
Example of counting combinations
As a specific example, one can compute the number of five-card hands possible from a standard fifty-two card deck as:
Alternatively one may use the formula in terms of factorials and cancel the factors in the numerator against parts of the factors in the denominator, after which only multiplication of the remaining factors is required:
Another alternative computation, equivalent to the first, is based on writing
which gives
.
When evaluated in the following order, , this can be computed using only integer arithmetic. The reason is that when each division occurs, the intermediate result that is produced is itself a binomial coefficient, so no remainders ever occur.
Using the symmetric formula in terms of factorials without performing simplifications gives a rather extensive calculation:
Enumerating k-combinations
One can enumerate all k-combinations of a given set S of n elements in some fixed order, which establishes a bijection from an interval of integers with the set of those k-combinations. Assuming S is itself ordered, for instance S = { 1, 2, ..., n }, there are two natural possibilities for ordering its k-combinations: by comparing their smallest elements first (as in the illustrations above) or by comparing their largest elements first. The latter option has the advantage that adding a new largest element to S will not change the initial part of the enumeration, but just add the new k-combinations of the larger set after the previous ones. Repeating this process, the enumeration can be extended indefinitely with k-combinations of ever larger sets. If moreover the intervals of the integers are taken to start at 0, then the k-combination at a given place i in the enumeration can be computed easily from i, and the bijection so obtained is known as the combinatorial number system. It is also known as "rank"/"ranking" and "unranking" in computational mathematics.
There are many ways to enumerate k combinations. One way is to visit all the binary numbers less than 2n. Choose those numbers having k nonzero bits, although this is very inefficient even for small n (e.g. n = 20 would require visiting about one million numbers while the maximum number of allowed k combinations is about 186 thousand for k = 10). The positions of these 1 bits in such a number is a specific k-combination of the set { 1, ..., n }. Another simple, faster way is to track k index numbers of the elements selected, starting with {0 .. k−1} (zero-based) or {1 .. k} (one-based) as the first allowed k-combination and then repeatedly moving to the next allowed k-combination by incrementing the last index number if it is lower than n-1 (zero-based) or n (one-based) or the last index number x that is less than the index number following it minus one if such an index exists and resetting the index numbers after x to {x+1, x+2, ...}.
Number of combinations with repetition
A k-combination with repetitions, or k-multicombination, or multisubset of size k from a set S of size n is given by a set of k not necessarily distinct elements of S, where order is not taken into account: two sequences define the same multiset if one can be obtained from the other by permuting the terms. In other words, it is a sample of k elements from a set of n elements allowing for duplicates (i.e., with replacement) but disregarding different orderings (e.g. {2,1,2} = {1,2,2}). Associate an index to each element of S and think of the elements of S as types of objects, then we can let denote the number of elements of type i in a multisubset. The number of multisubsets of size k is then the number of nonnegative integer (so allowing zero) solutions of the Diophantine equation:
If S has n elements, the number of such k-multisubsets is denoted by,
a notation that is analogous to the binomial coefficient which counts k-subsets. This expression, n multichoose k, can also be given in terms of binomial coefficients:
This relationship can be easily proved using a representation known as stars and bars.
A solution of the above Diophantine equation can be represented by stars, a separator (a bar), then more stars, another separator, and so on. The total number of stars in this representation is k and the number of bars is n - 1 (since a separation into n parts needs n-1 separators). Thus, a string of k + n - 1 (or n + k - 1) symbols (stars and bars) corresponds to a solution if there are k stars in the string. Any solution can be represented by choosing k out of positions to place stars and filling the remaining positions with bars. For example, the solution of the equation (n = 4 and k = 10) can be represented by
The number of such strings is the number of ways to place 10 stars in 13 positions, which is the number of 10-multisubsets of a set with 4 elements.
As with binomial coefficients, there are several relationships between these multichoose expressions. For example, for ,
This identity follows from interchanging the stars and bars in the above representation.
Example of counting multisubsets
For example, if you have four types of donuts (n = 4) on a menu to choose from and you want three donuts (k = 3), the number of ways to choose the donuts with repetition can be calculated as
This result can be verified by listing all the 3-multisubsets of the set S = {1,2,3,4}. This is displayed in the following table. The second column lists the donuts you actually chose, the third column shows the nonnegative integer solutions of the equation and the last column gives the stars and bars representation of the solutions.
Number of k-combinations for all k
The number of k-combinations for all k is the number of subsets of a set of n elements. There are several ways to see that this number is 2n. In terms of combinations, , which is the sum of the nth row (counting from 0) of the binomial coefficients in Pascal's triangle. These combinations (subsets) are enumerated by the 1 digits of the set of base 2 numbers counting from 0 to 2n − 1, where each digit position is an item from the set of n.
Given 3 cards numbered 1 to 3, there are 8 distinct combinations (subsets), including the empty set:
Representing these subsets (in the same order) as base 2 numerals:
0 – 000
1 – 001
2 – 010
3 – 011
4 – 100
5 – 101
6 – 110
7 – 111
Probability: sampling a random combination
There are various algorithms to pick out a random combination from a given set or list. Rejection sampling is extremely slow for large sample sizes. One way to select a k-combination efficiently from a population of size n is to iterate across each element of the population, and at each step pick that element with a dynamically changing probability of (see Reservoir sampling). Another is to pick a random non-negative integer less than and convert it into a combination using the combinatorial number system.
Number of ways to put objects into bins
A combination can also be thought of as a selection of two sets of items: those that go into the chosen bin and those that go into the unchosen bin. This can be generalized to any number of bins with the constraint that every item must go to exactly one bin. The number of ways to put objects into bins is given by the multinomial coefficient
where n is the number of items, m is the number of bins, and is the number of items that go into bin i.
One way to see why this equation holds is to first number the objects arbitrarily from 1 to n and put the objects with numbers into the first bin in order, the objects with numbers into the second bin in order, and so on. There are distinct numberings, but many of them are equivalent, because only the set of items in a bin matters, not their order in it. Every combined permutation of each bins' contents produces an equivalent way of putting items into bins. As a result, every equivalence class consists of distinct numberings, and the number of equivalence classes is .
The binomial coefficient is the special case where k items go into the chosen bin and the remaining items go into the unchosen bin:
See also
Binomial coefficient
Combinatorics
Block design
Kneser graph
List of permutation topics
Multiset
Pascal's triangle
Permutation
Probability
Subset
Notes
References
Erwin Kreyszig, Advanced Engineering Mathematics, John Wiley & Sons, INC, 1999.
External links
Topcoder tutorial on combinatorics
C code to generate all combinations of n elements chosen as k
Many Common types of permutation and combination math problems, with detailed solutions
The Unknown Formula For combinations when choices can be repeated and order does not matter
Combinations with repetitions (by: Akshatha AG and Smitha B)
The dice roll with a given sum problem An application of the combinations with repetition to rolling multiple dice
Combinatorics | [
101,
1130,
6686,
117,
170,
4612,
1110,
170,
4557,
1104,
4454,
1121,
170,
1383,
1115,
1144,
4966,
1484,
117,
1216,
1115,
1103,
1546,
1104,
4557,
1674,
1136,
2187,
113,
6199,
1679,
13601,
18837,
114,
119,
1370,
1859,
117,
1549,
1210,
11669,
117,
1474,
1126,
12075,
117,
1126,
5925,
1105,
170,
185,
19386,
117,
1175,
1132,
1210,
16058,
1104,
1160,
1115,
1169,
1129,
3795,
1121,
1142,
1383,
131,
1126,
12075,
1105,
170,
185,
19386,
132,
1126,
12075,
1105,
1126,
5925,
132,
1137,
170,
185,
19386,
1105,
1126,
5925,
119,
3046,
5708,
117,
170,
180,
118,
4612,
1104,
170,
1383,
156,
1110,
170,
18005,
1104,
180,
4966,
3050,
1104,
156,
119,
1573,
117,
1160,
16058,
1132,
6742,
1191,
1105,
1178,
1191,
1296,
4612,
1144,
1103,
1269,
1484,
119,
113,
1109,
6204,
1104,
1103,
1484,
1107,
1296,
1383,
1674,
1136,
2187,
119,
114,
1409,
1103,
1383,
1144,
183,
3050,
117,
1103,
1295,
1104,
180,
118,
16058,
117,
21307,
1112,
117,
1110,
4463,
1106,
1103,
9055,
18882,
1348,
21130,
1134,
1169,
1129,
1637,
1606,
5318,
2916,
1116,
1112,
7747,
117,
1105,
1134,
1110,
6756,
1165,
119,
1188,
7893,
1169,
1129,
4408,
1121,
1103,
1864,
1115,
1296,
180,
118,
4612,
1104,
170,
1383,
156,
1104,
183,
1484,
1144,
1679,
13601,
18837,
1177,
1137,
119,
1109,
1383,
1104,
1155,
180,
118,
16058,
1104,
170,
1383,
156,
1110,
1510,
21307,
1118,
119,
138,
4612,
1110,
170,
4612,
1104,
183,
1614,
1678,
180,
1120,
170,
1159,
1443,
27753,
119,
1706,
5991,
1106,
16058,
1107,
1134,
27753,
1110,
2148,
117,
1103,
2538,
180,
118,
4557,
117,
180,
118,
4321,
9388,
117,
1137,
180,
118,
4612,
1114,
27753,
1132,
1510,
1215,
119,
1409,
117,
1107,
1103,
1807,
1859,
117,
1122,
1127,
1936,
1106,
1138,
1160,
1104,
1251,
1141,
1912,
1104,
5735,
1175,
1156,
1129,
124,
1167,
123,
118,
19674,
131,
1141,
1114,
1160,
22888,
117,
1141,
1114,
1160,
5925,
1116,
117,
1105,
1141,
1114,
1160,
185,
19386,
1116,
119,
1966,
1103,
1383,
1104,
1210,
11669,
1108,
1353,
1536,
1106,
3593,
170,
2335,
2190,
1104,
16058,
117,
1142,
3316,
24034,
18890,
1112,
1103,
2060,
1104,
1103,
1383,
6986,
119,
1370,
1859,
117,
170,
15772,
1289,
1169,
1129,
1758,
1112,
170,
126,
118,
4612,
113,
180,
134,
126,
114,
1104,
4802,
1121,
170,
3882,
3621,
5579,
113,
183,
134,
3882,
114,
119,
1109,
126,
4802,
1104,
1103,
1289,
1132,
1155,
4966,
117,
1105,
1103,
1546,
1104,
4802,
1107,
1103,
1289,
1674,
1136,
2187,
119,
1247,
1132,
123,
117,
4589,
1604,
117,
5306,
1568,
1216,
16058,
117,
1105,
1103,
2640,
1104,
4619,
1251,
1141,
1289,
1120,
7091,
1110,
122,
120,
123,
117,
4589,
1604,
117,
5306,
1568,
119,
7421,
1104,
180,
118,
16058,
1109,
1295,
1104,
180,
118,
16058,
1121,
170,
1549,
1383,
156,
1104,
183,
3050,
1110,
1510,
21307,
1107,
7876,
27481,
24682,
4724,
6685,
1118,
117,
1137,
1118,
170,
8516,
1216,
1112,
117,
117,
117,
1137,
1256,
113,
1103,
2985,
1532,
1110,
2530,
1107,
1497,
117,
6481,
117,
1938,
117,
1922,
1105,
3129,
6685,
114,
119,
1109,
1269,
1295,
1649,
4365,
1107,
1242,
1168,
9988,
20011,
117,
1187,
1122,
1110,
21307,
1118,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Fundamental areas of computer science include the study of computer programming languages (top left), the design and analysis of algorithms (top right), building intelligent systems (bottom left), and electrical hardware (bottom right).
Computer science involves the study of or the practice of computation, automation, and information. Computer science spans theoretical disciplines (such as algorithms, theory of computation, and information theory) to practical disciplines (including the design and implementation of hardware and software). Computer science is generally considered an area of academic research and distinct from computer programming.
Algorithms and data structures are central to computer science.
The theory of computation concerns abstract models of computation and general classes of problems that can be solved using them. The fields of cryptography and computer security involve studying the means for secure communication and for preventing security vulnerabilities. Computer graphics and computational geometry address the generation of images. Programming language theory considers approaches to the description of computational processes, and database theory concerns the management of repositories of data. Human–computer interaction investigates the interfaces through which humans and computers interact, and software engineering focuses on the design and principles behind developing software. Areas such as operating systems, networks and embedded systems investigate the principles and design behind complex systems. Computer architecture describes the construction of computer components and computer-operated equipment. Artificial intelligence and machine learning aim to synthesize goal-orientated processes such as problem-solving, decision-making, environmental adaptation, planning and learning found in humans and animals. Within artificial intelligence, computer vision aims to understand and process image and video data, while natural-language processing aims to understand and process textual and linguistic data.
The fundamental concern of computer science is determining what can and cannot be automated. The Turing Award is generally recognized as the highest distinction in computer science.
History
The earliest foundations of what would become computer science predate the invention of the modern digital computer. Machines for calculating fixed numerical tasks such as the abacus have existed since antiquity, aiding in computations such as multiplication and division. Algorithms for performing computations have existed since antiquity, even before the development of sophisticated computing equipment.
Wilhelm Schickard designed and constructed the first working mechanical calculator in 1623. In 1673, Gottfried Leibniz demonstrated a digital mechanical calculator, called the Stepped Reckoner. Leibniz may be considered the first computer scientist and information theorist, for, among other reasons, documenting the binary number system. In 1820, Thomas de Colmar launched the mechanical calculator industry when he invented his simplified arithmometer, the first calculating machine strong enough and reliable enough to be used daily in an office environment. Charles Babbage started the design of the first automatic mechanical calculator, his Difference Engine, in 1822, which eventually gave him the idea of the first programmable mechanical calculator, his Analytical Engine. He started developing this machine in 1834, and "in less than two years, he had sketched out many of the salient features of the modern computer". "A crucial step was the adoption of a punched card system derived from the Jacquard loom" making it infinitely programmable. In 1843, during the translation of a French article on the Analytical Engine, Ada Lovelace wrote, in one of the many notes she included, an algorithm to compute the Bernoulli numbers, which is considered to be the first published algorithm ever specifically tailored for implementation on a computer. Around 1885, Herman Hollerith invented the tabulator, which used punched cards to process statistical information; eventually his company became part of IBM. Following Babbage, although unaware of his earlier work, Percy Ludgate in 1909 published the 2nd of the only two designs for mechanical analytical engines in history. In 1937, one hundred years after Babbage's impossible dream, Howard Aiken convinced IBM, which was making all kinds of punched card equipment and was also in the calculator business to develop his giant programmable calculator, the ASCC/Harvard Mark I, based on Babbage's Analytical Engine, which itself used cards and a central computing unit. When the machine was finished, some hailed it as "Babbage's dream come true".
During the 1940s, with the development of new and more powerful computing machines such as the Atanasoff–Berry computer and ENIAC, the term computer came to refer to the machines rather than their human predecessors. As it became clear that computers could be used for more than just mathematical calculations, the field of computer science broadened to study computation in general. In 1945, IBM founded the Watson Scientific Computing Laboratory at Columbia University in New York City. The renovated fraternity house on Manhattan's West Side was IBM's first laboratory devoted to pure science. The lab is the forerunner of IBM's Research Division, which today operates research facilities around the world. Ultimately, the close relationship between IBM and the university was instrumental in the emergence of a new scientific discipline, with Columbia offering one of the first academic-credit courses in computer science in 1946. Computer science began to be established as a distinct academic discipline in the 1950s and early 1960s. The world's first computer science degree program, the Cambridge Diploma in Computer Science, began at the University of Cambridge Computer Laboratory in 1953. The first computer science department in the United States was formed at Purdue University in 1962. Since practical computers became available, many applications of computing have become distinct areas of study in their own rights.
Etymology
Although first proposed in 1956, the term "computer science" appears in a 1959 article in Communications of the ACM,
in which Louis Fein argues for the creation of a Graduate School in Computer Sciences analogous to the creation of Harvard Business School in 1921, justifying the name by arguing that, like management science, the subject is applied and interdisciplinary in nature, while having the characteristics typical of an academic discipline.
His efforts, and those of others such as numerical analyst George Forsythe, were rewarded: universities went on to create such departments, starting with Purdue in 1962. Despite its name, a significant amount of computer science does not involve the study of computers themselves. Because of this, several alternative names have been proposed. Certain departments of major universities prefer the term computing science, to emphasize precisely that difference. Danish scientist Peter Naur suggested the term datalogy, to reflect the fact that the scientific discipline revolves around data and data treatment, while not necessarily involving computers. The first scientific institution to use the term was the Department of Datalogy at the University of Copenhagen, founded in 1969, with Peter Naur being the first professor in datalogy. The term is used mainly in the Scandinavian countries. An alternative term, also proposed by Naur, is data science; this is now used for a multi-disciplinary field of data analysis, including statistics and databases.
In the early days of computing, a number of terms for the practitioners of the field of computing were suggested in the Communications of the ACM—turingineer, turologist, flow-charts-man, applied meta-mathematician, and applied epistemologist. Three months later in the same journal, comptologist was suggested, followed next year by hypologist. The term computics has also been suggested. In Europe, terms derived from contracted translations of the expression "automatic information" (e.g. "informazione automatica" in Italian) or "information and mathematics" are often used, e.g. informatique (French), Informatik (German), informatica (Italian, Dutch), informática (Spanish, Portuguese), informatika (Slavic languages and Hungarian) or pliroforiki (πληροφορική, which means informatics) in Greek. Similar words have also been adopted in the UK (as in the School of Informatics, University of Edinburgh). "In the U.S., however, informatics is linked with applied computing, or computing in the context of another domain."
A folkloric quotation, often attributed to—but almost certainly not first formulated by—Edsger Dijkstra, states that "computer science is no more about computers than astronomy is about telescopes." The design and deployment of computers and computer systems is generally considered the province of disciplines other than computer science. For example, the study of computer hardware is usually considered part of computer engineering, while the study of commercial computer systems and their deployment is often called information technology or information systems. However, there has been much cross-fertilization of ideas between the various computer-related disciplines. Computer science research also often intersects other disciplines, such as cognitive science, linguistics, mathematics, physics, biology, Earth science, statistics, philosophy, and logic.
Computer science is considered by some to have a much closer relationship with mathematics than many scientific disciplines, with some observers saying that computing is a mathematical science. Early computer science was strongly influenced by the work of mathematicians such as Kurt Gödel, Alan Turing, John von Neumann, Rózsa Péter and Alonzo Church and there continues to be a useful interchange of ideas between the two fields in areas such as mathematical logic, category theory, domain theory, and algebra.
The relationship between Computer Science and Software Engineering is a contentious issue, which is further muddied by disputes over what the term "Software Engineering" means, and how computer science is defined. David Parnas, taking a cue from the relationship between other engineering and science disciplines, has claimed that the principal focus of computer science is studying the properties of computation in general, while the principal focus of software engineering is the design of specific computations to achieve practical goals, making the two separate but complementary disciplines.
The academic, political, and funding aspects of computer science tend to depend on whether a department is formed with a mathematical emphasis or with an engineering emphasis. Computer science departments with a mathematics emphasis and with a numerical orientation consider alignment with computational science. Both types of departments tend to make efforts to bridge the field educationally if not across all research.
Philosophy
Epistemology of computer science
Despite the word "science" in its name, there is debate over whether or not computer science is a discipline of science, mathematics, or engineering. Allen Newell and Herbert A. Simon argued in 1975, It has since been argued that computer science can be classified as an empirical science since it makes use of empirical testing to evaluate the correctness of programs, but a problem remains in defining the laws and theorems of computer science (if any exist) and defining the nature of experiments in computer science. Proponents of classifying computer science as an engineering discipline argue that the reliability of computational systems is investigated in the same way as bridges in civil engineering and airplanes in aerospace engineering. They also argue that while empirical sciences observe what presently exists, computer science observes what is possible to exist and while scientists discover laws from observation, no proper laws have been found in computer science and it is instead concerned with creating phenomena.
Proponents of classifying computer science as a mathematical discipline argue that computer programs are physical realizations of mathematical entities and programs can be deductively reasoned through mathematical formal methods. Computer scientists Edsger W. Dijkstra and Tony Hoare regard instructions for computer programs as mathematical sentences and interpret formal semantics for programming languages as mathematical axiomatic systems.
Paradigms of computer science
A number of computer scientists have argued for the distinction of three separate paradigms in computer science. Peter Wegner argued that those paradigms are science, technology, and mathematics. Peter Denning's working group argued that they are theory, abstraction (modeling), and design. Amnon H. Eden described them as the "rationalist paradigm" (which treats computer science as a branch of mathematics, which is prevalent in theoretical computer science, and mainly employs deductive reasoning), the "technocratic paradigm" (which might be found in engineering approaches, most prominently in software engineering), and the "scientific paradigm" (which approaches computer-related artifacts from the empirical perspective of natural sciences, identifiable in some branches of artificial intelligence).
Computer science focuses on methods involved in design, specification, programming, verification, implementation and testing of human-made computing systems.
Fields
As a discipline, computer science spans a range of topics from theoretical studies of algorithms and the limits of computation to the practical issues of implementing computing systems in hardware and software.
CSAB, formerly called Computing Sciences Accreditation Board—which is made up of representatives of the Association for Computing Machinery (ACM), and the IEEE Computer Society (IEEE CS)—identifies four areas that it considers crucial to the discipline of computer science: theory of computation, algorithms and data structures, programming methodology and languages, and computer elements and architecture. In addition to these four areas, CSAB also identifies fields such as software engineering, artificial intelligence, computer networking and communication, database systems, parallel computation, distributed computation, human–computer interaction, computer graphics, operating systems, and numerical and symbolic computation as being important areas of computer science.
Theoretical computer science
Theoretical Computer Science is mathematical and abstract in spirit, but it derives its motivation from the practical and everyday computation. Its aim is to understand the nature of computation and, as a consequence of this understanding, provide more efficient methodologies.
Theory of computation
According to Peter Denning, the fundamental question underlying computer science is, "What can be automated?" Theory of computation is focused on answering fundamental questions about what can be computed and what amount of resources are required to perform those computations. In an effort to answer the first question, computability theory examines which computational problems are solvable on various theoretical models of computation. The second question is addressed by computational complexity theory, which studies the time and space costs associated with different approaches to solving a multitude of computational problems.
The famous P = NP? problem, one of the Millennium Prize Problems, is an open problem in the theory of computation.
Information and coding theory
Information theory, closely related to probability and statistics, is related to the quantification of information. This was developed by Claude Shannon to find fundamental limits on signal processing operations such as compressing data and on reliably storing and communicating data.
Coding theory is the study of the properties of codes (systems for converting information from one form to another) and their fitness for a specific application. Codes are used for data compression, cryptography, error detection and correction, and more recently also for network coding. Codes are studied for the purpose of designing efficient and reliable data transmission methods.
Data structures and algorithms
Data structures and algorithms are the studies of commonly used computational methods and their computational efficiency.
Programming language theory and formal methods
Programming language theory is a branch of computer science that deals with the design, implementation, analysis, characterization, and classification of programming languages and their individual features. It falls within the discipline of computer science, both depending on and affecting mathematics, software engineering, and linguistics. It is an active research area, with numerous dedicated academic journals.
Formal methods are a particular kind of mathematically based technique for the specification, development and verification of software and hardware systems. The use of formal methods for software and hardware design is motivated by the expectation that, as in other engineering disciplines, performing appropriate mathematical analysis can contribute to the reliability and robustness of a design. They form an important theoretical underpinning for software engineering, especially where safety or security is involved. Formal methods are a useful adjunct to software testing since they help avoid errors and can also give a framework for testing. For industrial use, tool support is required. However, the high cost of using formal methods means that they are usually only used in the development of high-integrity and life-critical systems, where safety or security is of utmost importance. Formal methods are best described as the application of a fairly broad variety of theoretical computer science fundamentals, in particular logic calculi, formal languages, automata theory, and program semantics, but also type systems and algebraic data types to problems in software and hardware specification and verification.
Computer systems and computational processes
Artificial intelligence
Artificial intelligence (AI) aims to or is required to synthesize goal-orientated processes such as problem-solving, decision-making, environmental adaptation, learning, and communication found in humans and animals. From its origins in cybernetics and in the Dartmouth Conference (1956), artificial intelligence research has been necessarily cross-disciplinary, drawing on areas of expertise such as applied mathematics, symbolic logic, semiotics, electrical engineering, philosophy of mind, neurophysiology, and social intelligence. AI is associated in the popular mind with robotic development, but the main field of practical application has been as an embedded component in areas of software development, which require computational understanding. The starting point in the late 1940s was Alan Turing's question "Can computers think?", and the question remains effectively unanswered, although the Turing test is still used to assess computer output on the scale of human intelligence. But the automation of evaluative and predictive tasks has been increasingly successful as a substitute for human monitoring and intervention in domains of computer application involving complex real-world data.
Computer architecture and organization
Computer architecture, or digital computer organization, is the conceptual design and fundamental operational structure of a computer system. It focuses largely on the way by which the central processing unit performs internally and accesses addresses in memory. Computer engineers study computational logic and design of computer hardware, from individual processor components, microcontrollers, personal computers to supercomputers and embedded systems. The term “architecture” in computer literature can be traced to the work of Lyle R. Johnson and Frederick P. Brooks, Jr., members of the Machine Organization department in IBM's main research center in 1959.
Concurrent, parallel and distributed computing
Concurrency is a property of systems in which several computations are executing simultaneously, and potentially interacting with each other. A number of mathematical models have been developed for general concurrent computation including Petri nets, process calculi and the Parallel Random Access Machine model. When multiple computers are connected in a network while using concurrency, this is known as a distributed system. Computers within that distributed system have their own private memory, and information can be exchanged to achieve common goals.
Computer networks
This branch of computer science aims to manage networks between computers worldwide.
Computer security and cryptography
Computer security is a branch of computer technology with the objective of protecting information from unauthorized access, disruption, or modification while maintaining the accessibility and usability of the system for its intended users.
Historical cryptography is the art of writing and deciphering secret messages. Modern cryptography is the scientific study of problems relating to distributed computations that can be attacked. Technologies studied in modern cryptography include symmetric and asymmetric encryption, digital signatures, cryptographic hash functions, key-agreement protocols, blockchain, zero-knowledge proofs, and garbled circuits.
Databases and data mining
A database is intended to organize, store, and retrieve large amounts of data easily. Digital databases are managed using database management systems to store, create, maintain, and search data, through database models and query languages. Data mining is a process of discovering patterns in large data sets.
Computer graphics and visualization
Computer graphics is the study of digital visual contents and involves the synthesis and manipulation of image data. The study is connected to many other fields in computer science, including computer vision, image processing, and computational geometry, and is heavily applied in the fields of special effects and video games.
Image and sound processing
Information can take the form of images, sound, video or other multimedia. Bits of information can be streamed via signals. Its processing is the central notion of informatics, the European view on computing, which studies information processing algorithms independently of the type of information carrier - whether it is electrical, mechanical or biological. This field plays important role in information theory, telecommunications, information engineering and has applications in medical image computing and speech synthesis, among others. What is the lower bound on the complexity of fast Fourier transform algorithms? is one of unsolved problems in theoretical computer science.
Applied computer science
Computational science, finance and engineering
Scientific computing (or computational science) is the field of study concerned with constructing mathematical models and quantitative analysis techniques and using computers to analyze and solve scientific problems. A major usage of scientific computing is simulation of various processes, including computational fluid dynamics, physical, electrical, and electronic systems and circuits, as well as societies and social situations (notably war games) along with their habitats, among many others. Modern computers enable optimization of such designs as complete aircraft. Notable in electrical and electronic circuit design are SPICE, as well as software for physical realization of new (or modified) designs. The latter includes essential design software for integrated circuits.
Social computing and human–computer interaction
Social computing is an area that is concerned with the intersection of social behavior and computational systems. Human–computer interaction research develops theories, principles, and guidelines for user interface designers.
Software engineering
Software engineering is the study of designing, implementing, and modifying the software in order to ensure it is of high quality, affordable, maintainable, and fast to build. It is a systematic approach to software design, involving the application of engineering practices to software. Software engineering deals with the organizing and analyzing of software—it doesn't just deal with the creation or manufacture of new software, but its internal arrangement and maintenance. For example software testing, systems engineering, technical debt and software development processes.
Discoveries
The philosopher of computing Bill Rapaport noted three Great Insights of Computer Science:
Gottfried Wilhelm Leibniz's, George Boole's, Alan Turing's, Claude Shannon's, and Samuel Morse's insight: there are only two objects that a computer has to deal with in order to represent "anything".
All the information about any computable problem can be represented using only 0 and 1 (or any other bistable pair that can flip-flop between two easily distinguishable states, such as "on/off", "magnetized/de-magnetized", "high-voltage/low-voltage", etc.).
Alan Turing's insight: there are only five actions that a computer has to perform in order to do "anything".
Every algorithm can be expressed in a language for a computer consisting of only five basic instructions:
move left one location;
move right one location;
read symbol at current location;
print 0 at current location;
print 1 at current location.
Corrado Böhm and Giuseppe Jacopini's insight: there are only three ways of combining these actions (into more complex ones) that are needed in order for a computer to do "anything".
Only three rules are needed to combine any set of basic instructions into more complex ones:
sequence: first do this, then do that;
selection: IF such-and-such is the case, THEN do this, ELSE do that;
repetition: WHILE such-and-such is the case, DO this.
Note that the three rules of Boehm's and Jacopini's insight can be further simplified with the use of goto (which means it is more elementary than structured programming).
Programming paradigms
Programming languages can be used to accomplish different tasks in different ways. Common programming paradigms include:
Functional programming, a style of building the structure and elements of computer programs that treats computation as the evaluation of mathematical functions and avoids state and mutable data. It is a declarative programming paradigm, which means programming is done with expressions or declarations instead of statements.
Imperative programming, a programming paradigm that uses statements that change a program's state. In much the same way that the imperative mood in natural languages expresses commands, an imperative program consists of commands for the computer to perform. Imperative programming focuses on describing how a program operates.
Object-oriented programming, a programming paradigm based on the concept of "objects", which may contain data, in the form of fields, often known as attributes; and code, in the form of procedures, often known as methods. A feature of objects is that an object's procedures can access and often modify the data fields of the object with which they are associated. Thus object-oriented computer programs are made out of objects that interact with one another.
Service-oriented programming, a programming paradigm that uses "services" as the unit of computer work, to design and implement integrated business applications and mission critical software programs
Many languages offer support for multiple paradigms, making the distinction more a matter of style than of technical capabilities.
Academia
Conferences are important events for computer science research. During these conferences, researchers from the public and private sectors present their recent work and meet. Unlike in most other academic fields, in computer science, the prestige of conference papers is greater than that of journal publications. One proposed explanation for this is the quick development of this relatively new field requires rapid review and distribution of results, a task better handled by conferences than by journals.
Education
Computer Science, known by its near synonyms, Computing, Computer Studies, has been taught in UK schools since the days of batch processing, mark sensitive cards and paper tape but usually to a select few students. In 1981, the BBC produced a micro-computer and classroom network and Computer Studies became common for GCE O level students (11–16-year-old), and Computer Science to A level students. Its importance was recognised, and it became a compulsory part of the National Curriculum, for Key Stage 3 & 4. In September 2014 it became an entitlement for all pupils over the age of 4.
In the US, with 14,000 school districts deciding the curriculum, provision was fractured. According to a 2010 report by the Association for Computing Machinery (ACM) and Computer Science Teachers Association (CSTA), only 14 out of 50 states have adopted significant education standards for high school computer science.
Israel, New Zealand, and South Korea have included computer science in their national secondary education curricula, and several others are following.
See also
Computer engineering
Computer programming
Digital Revolution
Information and communications technology
Information technology
List of computer scientists
List of computer science awards
List of important publications in computer science
List of pioneers in computer science
List of unsolved problems in computer science
Programming language
Software engineering
Notes
References
Further reading
Overview
"Within more than 70 chapters, every one new or significantly revised, one can find any kind of information and references about computer science one can imagine. […] all in all, there is absolute nothing about Computer Science that can not be found in the 2.5 kilogram-encyclopaedia with its 110 survey articles […]." (Christoph Meinel, Zentralblatt MATH)
"[…] this set is the most unique and possibly the most useful to the [theoretical computer science] community, in support both of teaching and research […]. The books can be used by anyone wanting simply to gain an understanding of one of these areas, or by someone desiring to be in research in a topic, or by instructors wishing to find timely information on a subject they are teaching outside their major areas of expertise." (Rocky Ross, SIGACT News)
"Since 1976, this has been the definitive reference work on computer, computing, and computer science. […] Alphabetically arranged and classified into broad subject areas, the entries cover hardware, computer systems, information and data, software, the mathematics of computing, theory of computation, methodologies, applications, and computing milieu. The editors have done a commendable job of blending historical perspective and practical reference information. The encyclopedia remains essential for most public and academic library reference collections." (Joe Accardin, Northeastern Illinois Univ., Chicago)
Selected literature
"Covering a period from 1966 to 1993, its interest lies not only in the content of each of these papers – still timely today – but also in their being put together so that ideas expressed at different times complement each other nicely." (N. Bernard, Zentralblatt MATH)
Articles
Peter J. Denning. Is computer science science?, Communications of the ACM, April 2005.
Peter J. Denning, Great principles in computing curricula, Technical Symposium on Computer Science Education, 2004.
Research evaluation for computer science, Informatics Europe report . Shorter journal version: Bertrand Meyer, Christine Choppy, Jan van Leeuwen and Jorgen Staunstrup, Research evaluation for computer science, in Communications of the ACM, vol. 52, no. 4, pp. 31–34, April 2009.
Curriculum and classification
Association for Computing Machinery. 1998 ACM Computing Classification System. 1998.
Joint Task Force of Association for Computing Machinery (ACM), Association for Information Systems (AIS) and IEEE Computer Society (IEEE CS). Computing Curricula 2005: The Overview Report. September 30, 2005.
Norman Gibbs, Allen Tucker. "A model curriculum for a liberal arts degree in computer science". Communications of the ACM, Volume 29 Issue 3, March 1986.
External links
Scholarly Societies in Computer Science
What is Computer Science?
Best Papers Awards in Computer Science since 1996
Photographs of computer scientists by Bertrand Meyer
EECS.berkeley.edu
Bibliography and academic search engines
CiteSeerx (article): search engine, digital library and repository for scientific and academic papers with a focus on computer and information science.
DBLP Computer Science Bibliography (article): computer science bibliography website hosted at Universität Trier, in Germany.
The Collection of Computer Science Bibliographies (Collection of Computer Science Bibliographies)
Professional organizations
Association for Computing Machinery
IEEE Computer Society
Informatics Europe
AAAI
AAAS Computer Science
Misc
Computer Science—Stack Exchange: a community-run question-and-answer site for computer science
What is computer science
Is computer science science?
Computer Science (Software) Must be Considered as an Independent Discipline. | [
101,
6606,
11462,
1348,
1877,
1104,
2775,
2598,
1511,
1103,
2025,
1104,
2775,
4159,
3483,
113,
1499,
1286,
114,
117,
1103,
1902,
1105,
3622,
1104,
14975,
113,
1499,
1268,
114,
117,
1459,
9998,
2344,
113,
3248,
1286,
114,
117,
1105,
6538,
8172,
113,
3248,
1268,
114,
119,
6701,
2598,
6808,
1103,
2025,
1104,
1137,
1103,
2415,
1104,
3254,
19675,
117,
27834,
117,
1105,
1869,
119,
6701,
2598,
15533,
10093,
13132,
113,
1216,
1112,
14975,
117,
2749,
1104,
3254,
19675,
117,
1105,
1869,
2749,
114,
1106,
6691,
13132,
113,
1259,
1103,
1902,
1105,
7249,
1104,
8172,
1105,
3594,
114,
119,
6701,
2598,
1110,
2412,
1737,
1126,
1298,
1104,
3397,
1844,
1105,
4966,
1121,
2775,
4159,
119,
2586,
18791,
7088,
4206,
1105,
2233,
4413,
1132,
2129,
1106,
2775,
2598,
119,
1109,
2749,
1104,
3254,
19675,
5365,
11108,
3584,
1104,
3254,
19675,
1105,
1704,
3553,
1104,
2645,
1115,
1169,
1129,
13785,
1606,
1172,
119,
1109,
3872,
1104,
5354,
6451,
9543,
1105,
2775,
2699,
8803,
5076,
1103,
2086,
1111,
5343,
4909,
1105,
1111,
10878,
2699,
191,
4654,
2511,
23156,
16652,
119,
6701,
9043,
1105,
19903,
12053,
4134,
1103,
3964,
1104,
4351,
119,
21076,
1846,
2749,
10500,
8015,
1106,
1103,
6136,
1104,
19903,
5669,
117,
1105,
8539,
2749,
5365,
1103,
2635,
1104,
1231,
5674,
5053,
2772,
1905,
1104,
2233,
119,
4243,
782,
2775,
8234,
8242,
1116,
1103,
22739,
1194,
1134,
3612,
1105,
7565,
12254,
117,
1105,
3594,
3752,
7203,
1113,
1103,
1902,
1105,
6551,
1481,
4297,
3594,
119,
20371,
1216,
1112,
3389,
2344,
117,
6379,
1105,
11783,
2344,
8242,
1103,
6551,
1105,
1902,
1481,
2703,
2344,
119,
6701,
4220,
4856,
1103,
2058,
1104,
2775,
5644,
1105,
2775,
118,
2622,
3204,
119,
2051,
19814,
2916,
4810,
1105,
3395,
3776,
6457,
1106,
188,
26588,
18766,
3171,
2273,
118,
1137,
9080,
2913,
5669,
1216,
1112,
2463,
118,
15097,
117,
2383,
118,
1543,
117,
4801,
6350,
117,
3693,
1105,
3776,
1276,
1107,
3612,
1105,
3551,
119,
5360,
8246,
4810,
117,
2775,
4152,
8469,
1106,
2437,
1105,
1965,
3077,
1105,
1888,
2233,
117,
1229,
2379,
118,
1846,
6165,
8469,
1106,
2437,
1105,
1965,
3087,
4746,
1105,
13633,
2233,
119,
1109,
8148,
4517,
1104,
2775,
2598,
1110,
13170,
1184,
1169,
1105,
2834,
1129,
14717,
119,
1109,
14283,
1403,
1698,
1110,
2412,
3037,
1112,
1103,
2439,
7762,
1107,
2775,
2598,
119,
2892,
1109,
5041,
11217,
1104,
1184,
1156,
1561,
2775,
2598,
3073,
9216,
1103,
11918,
1104,
1103,
2030,
3539,
2775,
119,
7792,
1116,
1111,
23172,
4275,
18294,
8249,
1216,
1112,
1103,
170,
2822,
6697,
1138,
5131,
1290,
21780,
117,
4256,
1158,
1107,
3254,
19675,
1116,
1216,
1112,
4321,
15534,
1105,
2417,
119,
2586,
18791,
7088,
4206,
1111,
4072,
3254,
19675,
1116,
1138,
5131,
1290,
21780,
117,
1256,
1196,
1103,
1718,
1104,
12580,
12783,
3204,
119,
8725,
20452,
11239,
6610,
1181,
2011,
1105,
3033,
1103,
1148,
1684,
6676,
11019,
1233,
21608,
2772,
1107,
19163,
1495,
119,
1130,
17866,
1495,
117,
7348,
1204,
13762,
3180,
13292,
2605,
1584,
7160,
170,
3539,
6676,
11019,
1233,
21608,
2772,
117,
1270,
1103,
14232,
3537,
11336,
2158,
4798,
1197,
119,
3180,
13292,
2605,
1584,
1336,
1129,
1737,
1103,
1148,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The Chad National Army ( Al-Jaish al-Watani at-Tshadi, ) consists of the five Defence and Security Forces listed in Article 185 of the Chadian Constitution that came into effect on 4 May 2018. These are the National Army ((including Ground Forces, and Air Force), the National Gendarmerie), the National Police, the National and Nomadic Guard (GNNT) and the Judicial Police. Article 188 of the Constitution specifies that National Defence is the responsibility of the Army, Gendarmerie and GNNT, whilst the maintenance of public order and security is the responsibility of the Police, Gendarmerie and GNNT.
History
From independence through the period of the presidency of Félix Malloum (1975–79), the official national army was known as the Chadian Armed Forces (Forces Armées Tchadiennes—FAT). Composed mainly of soldiers from southern Chad, FAT had its roots in the army recruited by France and had military traditions dating back to World War I. FAT lost its status as the legal state army when Malloum's civil and military administration disintegrated in 1979. Although it remained a distinct military body for several years, FAT was eventually reduced to the status of a regional army representing the south.
After Habré consolidated his authority and assumed the presidency in 1982, his victorious army, the Armed Forces of the North (Forces Armées du Nord—FAN), became the nucleus of a new national army. The force was officially constituted in January 1983, when the various pro-Habré contingents were merged and renamed the Chadian National Armed Forces (Forces Armées Nationales Tchadiennes—FANT).
The Military of Chad was dominated by members of Toubou, Zaghawa, Kanembou, Hadjerai, and Massa ethnic groups during the presidency of Hissène Habré. Later Chadian president Idriss Déby revolted and fled to the Sudan, taking with him many Zaghawa and Hadjerai soldiers in 1989.
Chad's armed forces numbered about 36,000 at the end of the Habré regime, but swelled to an estimated 50,000 in the early days of Déby's rule. With French support, a reorganization of the armed forces was initiated early in 1991 with the goal of reducing its numbers and making its ethnic composition reflective of the country as a whole. Neither of these goals was achieved, and the military is still dominated by the Zaghawa.
In 2004, the government discovered that many of the soldiers it was paying did not exist and that there were only about 19,000 soldiers in the army, as opposed to the 24,000 that had been previously believed. Government crackdowns against the practice are thought to have been a factor in a failed military mutiny in May 2004.
The current conflict, in which the Chadian military is involved, is the civil war against Sudanese-backed rebels. Chad successfully manages to repel the rebel movements, but recently, with some losses (see Battle of N'Djamena (2008)). The army uses its artillery systems and tanks, but well-equipped insurgents have probably managed to destroy over 20 of Chad's 60 T-55 tanks, and probably shot down a Mi-24 Hind gunship, which bombed enemy positions near the border with Sudan. In November 2006 Libya supplied Chad with four Aermacchi SF.260W light attack planes. They are used to strike enemy positions by the Chadian Air Force, but one was shot down by rebels. During the last battle of N'Djamena gunships and tanks have been put to good use, pushing armed militia forces back from the Presidential palace. The battle impacted the highest levels of the army leadership, as Daoud Soumain, its Chief of Staff, was killed.
On March 23, 2020 a Chadian army base was ambushed by fighters of the jihadist insurgent group Boko Haram. The army lost 92 servicemen in one day. In response, President Déby launched an operation dubbed "Wrath of Boma". According to Canadian counter terrorism St-Pierre, numerous external operations and rising insecurity in the neighboring countries had recently overstretched the capacities of the Chadian armed forces.
After the death of President Idriss Déby on 19 April 2021 in fighting with FACT rebels, his son General Mahamat Idriss Déby was named interim president and head of the armed forces.
Budget
The CIA World Factbook estimates the military budget of Chad to be 4.2% of GDP as of 2006.. Given the then GDP ($7.095 bln) of the country, military spending was estimated to be about $300 million. This estimate however dropped after the end of the Civil war in Chad (2005–2010) to 2.0% as estimated by the World Bank for the year 2011. There aren't any more recent estimates available.
External deployments
UN missions
non-UN missions
Chad participated in a peace mission under the authority of African Union in the neighboring Central African Republic to try to pacify the recent conflict, but has chosen to withdraw after its soldiers were accused of shooting into a marketplace, unprovoked, according to BBC.
See also
Chad Air Force
Chadian Armed Forces
Chadian National Armed Forces
Nomad and National Guard
Notes
References
R. Hure "L'Armee d' Afrique 1830-1962"
John Keegan "World Armies"
"Economic Development and the Libya-Chad Wars," Chapter 12 in Kenneth Pollack, Armies of Sand: The Past, Present, and Future of Arab Military Effectiveness, Oxford University Press, New York, 2019.
Pages à modifier :
https://en.wikip
Chadian Civil War (2005–2010) | [
101,
1109,
9578,
1305,
1740,
113,
2586,
118,
19183,
2737,
2393,
118,
160,
6575,
2605,
1120,
118,
157,
5480,
3309,
117,
114,
2923,
1104,
1103,
1421,
6231,
1105,
4354,
4791,
2345,
1107,
8554,
16183,
1104,
1103,
9578,
1811,
5317,
1115,
1338,
1154,
2629,
1113,
125,
1318,
1857,
119,
1636,
1132,
1103,
1305,
1740,
113,
113,
1259,
8149,
4791,
117,
1105,
1806,
2300,
114,
117,
1103,
1305,
9198,
7858,
4027,
1663,
114,
117,
1103,
1305,
3284,
117,
1103,
1305,
1105,
1302,
22678,
1596,
4813,
113,
144,
2249,
15681,
114,
1105,
1103,
19078,
3284,
119,
8554,
20783,
1104,
1103,
5317,
188,
25392,
9387,
1115,
1305,
6231,
1110,
1103,
4812,
1104,
1103,
1740,
117,
9198,
7858,
4027,
1663,
1105,
144,
2249,
15681,
117,
5994,
1103,
5972,
1104,
1470,
1546,
1105,
2699,
1110,
1103,
4812,
1104,
1103,
3284,
117,
9198,
7858,
4027,
1663,
1105,
144,
2249,
15681,
119,
2892,
1622,
4574,
1194,
1103,
1669,
1104,
1103,
11223,
1104,
23839,
11123,
6094,
1306,
113,
2429,
782,
5899,
114,
117,
1103,
2078,
1569,
2306,
1108,
1227,
1112,
1103,
9578,
1811,
8776,
4791,
113,
4791,
24446,
21272,
157,
7147,
7782,
24147,
783,
6820,
1942,
114,
119,
3291,
24729,
5591,
2871,
1104,
2803,
1121,
2359,
9578,
117,
6820,
1942,
1125,
1157,
6176,
1107,
1103,
2306,
8443,
1118,
1699,
1105,
1125,
1764,
7181,
4676,
1171,
1106,
1291,
1414,
146,
119,
6820,
1942,
1575,
1157,
2781,
1112,
1103,
2732,
1352,
2306,
1165,
11123,
6094,
1306,
112,
188,
2987,
1105,
1764,
3469,
4267,
10606,
1566,
14867,
1906,
1107,
2333,
119,
1966,
1122,
1915,
170,
4966,
1764,
1404,
1111,
1317,
1201,
117,
6820,
1942,
1108,
2028,
3549,
1106,
1103,
2781,
1104,
170,
2918,
2306,
4311,
1103,
1588,
119,
1258,
11679,
1830,
13240,
13511,
1117,
3748,
1105,
4260,
1103,
11223,
1107,
2294,
117,
1117,
15566,
2306,
117,
1103,
8776,
4791,
1104,
1103,
1456,
113,
4791,
24446,
21272,
3840,
14782,
783,
6820,
2249,
114,
117,
1245,
1103,
14297,
1104,
170,
1207,
1569,
2306,
119,
1109,
2049,
1108,
3184,
12810,
1107,
1356,
2278,
117,
1165,
1103,
1672,
5250,
118,
11679,
1830,
13240,
17286,
1116,
1127,
4564,
1105,
3286,
1103,
9578,
1811,
1305,
8776,
4791,
113,
4791,
24446,
21272,
28077,
1116,
157,
7147,
7782,
24147,
783,
6820,
15681,
114,
119,
1109,
4012,
1104,
9578,
1108,
6226,
1118,
1484,
1104,
1706,
10354,
6094,
117,
163,
19947,
10946,
117,
8119,
13685,
1358,
117,
6467,
21569,
3814,
117,
1105,
8718,
1161,
5237,
2114,
1219,
1103,
11223,
1104,
1230,
1116,
18265,
11679,
1830,
13240,
119,
2611,
9578,
1811,
2084,
146,
23632,
14788,
141,
2744,
2665,
11733,
1174,
1105,
6192,
1106,
1103,
10299,
117,
1781,
1114,
1140,
1242,
163,
19947,
10946,
1105,
6467,
21569,
3814,
2803,
1107,
2056,
119,
9578,
112,
188,
4223,
2088,
8324,
1164,
3164,
117,
1288,
1120,
1103,
1322,
1104,
1103,
11679,
1830,
13240,
6716,
117,
1133,
24201,
1106,
1126,
3555,
1851,
117,
1288,
1107,
1103,
1346,
1552,
1104,
141,
2744,
2665,
112,
188,
3013,
119,
1556,
1497,
1619,
117,
170,
19990,
1104,
1103,
4223,
2088,
1108,
7087,
1346,
1107,
1984,
1114,
1103,
2273,
1104,
7914,
1157,
2849,
1105,
1543,
1157,
5237,
5239,
24449,
1104,
1103,
1583,
1112,
170,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
A video game or computer game is an electronic game that involves interaction with a user interface or input device such as a joystick, controller, keyboard, or motion sensing device to generate visual feedback. This feedback is shown on a video display device, such as a TV set, monitor, touchscreen, or virtual reality headset. Video games are often augmented with audio feedback delivered through speakers or headphones, and sometimes with other types of feedback, including haptic technology. Computer games are not all video games—for example text adventure games, chess, and so on do not depend upon a graphics display.
Video games are defined based on their platform, which include arcade video games, console games, and personal computer (PC) games. More recently, the industry has expanded onto mobile gaming through smartphones and tablet computers, virtual and augmented reality systems, and remote cloud gaming. Video games are classified into a wide range of genres based on their type of gameplay and purpose.
The first video game prototypes in the 1950s and 1960s are simple extensions of electronic games using video-like output from large room-size computers. The first consumer video game is the arcade video game Computer Space in 1971. In 1972 came the iconic hit arcade game Pong, and the first home console, the Magnavox Odyssey. The industry grew quickly during the golden age of arcade video games from the late 1970s to early 1980s, but suffered from the crash of the North American video game market in 1983 due to loss of publishing control and saturation of the market. Following the crash, the industry matured, dominated by Japanese companies such as Nintendo, Sega, and Sony, and established practices and methods around the development and distribution of video games to prevent a similar crash in the future, many which continue to be followed. Today, video game development requires numerous skills to bring a game to market, including developers, publishers, distributors, retailers, console and other third-party manufacturers, and other roles.
In the 2000s, the core industry centered on "AAA" games, leaving little room for riskier, experimental games. Coupled with the availability of the Internet and digital distribution, this gave room for independent video game development (or indie games) to gain prominence into the 2010s. Since then, the commercial importance of the video game industry has been increasing. The emerging Asian markets and mobile games on smartphones in particular are altering player demographics towards casual gaming and increasing monetization by incorporating games as a service. As of 2020, the global video game market has estimated annual revenues of across hardware, software, and services. This is three times the size of the 2019 global music industry and four times that of the 2019 film industry.
Origins
Early video games use interactive electronic devices with various display formats. The earliest example is from 1947—a "Cathode-ray tube amusement device" was filed for a patent on 25 January 1947, by Thomas T. Goldsmith Jr. and Estle Ray Mann, and issued on 14 December 1948, as U.S. Patent 2455992. Inspired by radar display technology, it consists of an analog device allowing a user to control the parabolic arc of a dot on the screen to simulate a missile being fired at targets, which are paper drawings fixed to the screen. Other early examples include Christopher Strachey's Draughts game, the Nimrod computer at the 1951 Festival of Britain; OXO, a tic-tac-toe Computer game by Alexander S. Douglas for the EDSAC in 1952; Tennis for Two, an electronic interactive game engineered by William Higinbotham in 1958; and Spacewar!, written by MIT students Martin Graetz, Steve Russell, and Wayne Wiitanen's on a DEC PDP-1 computer in 1961. Each game has different means of display: NIMROD has a panel of lights to play the game of Nim, OXO has a graphical display to play tic-tac-toe, Tennis for Two has an oscilloscope to display a side view of a tennis court, and Spacewar! has the DEC PDP-1's vector display to have two spaceships battle each other.
These preliminary inventions paved the way for the origins of video games today. Ralph H. Baer, while working at Sanders Associates in 1966, devised a control system to play a rudimentary game of table tennis on a television screen. With the company's approval, Baer built the prototype "Brown Box". Sanders patented Baer's inventions and licensed them to Magnavox, which commercialized it as the first home video game console, the Magnavox Odyssey, released in 1972. Separately, Nolan Bushnell and Ted Dabney, inspired by seeing Spacewar! running at Stanford University, devised a similar version running in a smaller coin-operated arcade cabinet using a less expensive computer. This was released as Computer Space, the first arcade video game, in 1971. Bushnell and Dabney went on to form Atari, Inc., and with Allan Alcorn, created their second arcade game in 1972, the hit ping pong-style Pong, which was directly inspired by the table tennis game on the Odyssey. Sanders and Magnavox sued Atari for infringement of Baer's patents, but Atari settled out of court, paying for perpetual rights to the patents. Following their agreement, Atari made a home version of Pong, which was released by Christmas 1975. The success of the Odyssey and Pong, both as an arcade game and home machine, launched the video game industry. Both Baer and Bushnell have been titled "Father of Video Games" for their contributions.
Terminology
The term "video game" was developed to distinguish this class of electronic games that were played on some type of video display rather than on a teletype printer or similar device. This also distinguished from many handheld electronic games like Merlin which commonly used LED lights for indicators but did not use these in combination for imaging purposes.
"Computer game" may also be used to describe video games because all video games essentially require a computer processor, and in some situations, may be used interchangeably with "video game". However, the term "computer game" may also be more specific to games played primarily on personal computers or other type of flexible hardware system (also known as a PC game), to distinguish from video games that are played on fixed console systems. Other terms such as "television game" or "telegame" had been used in the 1970s and early 1980s, particularly for the home consoles that connect to a television set. In Japan, where consoles like the Odyssey were first imported and then made within the country by the large television manufacturers such as Toshiba and Sharp Corporation, such games are known as "TV games", or TV geemu or terebi geemu, "Electronic game" may also be used to refer to video games, but this also incorporates devices like early handheld electronic games that lack any video output. and the term "TV game" is still commonly used into the 21st century.
The first appearance of the term "video game" emerged around 1973. The Oxford English Dictionary cited a November 10, 1973 BusinessWeek article as the first printed use of the term. Though Bushnell believed the term came from a vending magazine review of Computer Space in 1971, a review of the major vending magazines Vending Times and Cashbox showed that the term came much earlier, appearing first around March 1973 in these magazines in mass usage including by the arcade game manufacturers. As analyzed by video game historian Keith Smith, the sudden appearance suggested that the term had been proposed and readily adopted by those involved. This appeared to trace to Ed Adlum, who ran Cashboxs coin-operated section until 1972 and then later founded RePlay Magazine, covering the coin-op amusement field, in 1975. In a September 1982 issue of RePlay, Adlum is credited with first naming these games as "video games": "RePlay's Eddie Adlum worked at 'Cash Box' when 'TV games' first came out. The personalities in those days were Bushnell, his sales manager Pat Karns and a handful of other 'TV game' manufacturers like Henry Leyser and the McEwan brothers. It seemed awkward to call their products 'TV games', so borrowing a word from Billboards description of movie jukeboxes, Adlum started to refer to this new breed of amusement machine as 'video games.' The phrase stuck." Adlum explained in 1985 that up until the early 1970s, amusement arcades typically had non-video arcade games such as pinball machines and electro-mechanical games. With the arrival of video games in arcades during the early 1970s, there was initially some confusion in the arcade industry over what term should be used to describe the new games. He "wrestled with descriptions of this type of game," alternating between "TV game" and "television game" but "finally woke up one day" and said, "what the hell... video game!"
Definition
While many games readily fall into a clear, well-understood definition of video games, new genres and innovations in game development have raised the question of what are the essential factors of a video game that separate the medium from other forms of entertainment.
The introduction of interactive films in the 1980s with games like Dragon's Lair, featured games with full motion video played off a form of media but only limited user interaction. This had required a means to distinguish these games from more traditional board games that happen to also use external media, such as the Clue VCR Mystery Game which required players to watch VCR clips between turns. To distinguish between these two, video games are considered to require some interactivity that affects the visual display.
Most video games tend to feature some type of victory or winning conditions, such as a scoring mechanism or a final boss fight. The introduction of walking simulators (adventure games that allow for exploration but lack any objectives) like Gone Home, and empathy games (video games that tend to focus on emotion) like That Dragon, Cancer brought the idea of games that did not have any such type of winning condition and raising the question of whether these were actually games. These are still commonly justified as video games as they provide a game world that the player can interact with by some means.
The lack of any industry definition for a video game by 2021 was an issue during the case Epic Games v. Apple which dealt with video games offered on Apple's iOS App Store. Among concerns raised were games like Fortnite Creative and Roblox which created metaverses of interactive experiences, and whether the larger game and the individual experiences themselves were games or not in relation to fees that Apple charged for the App Store. Judge Yvonne Gonzalez Rogers, recognizing that there was yet an industry standard definition for a video game, established for her ruling that "At a bare minimum, videogames appear to require some level of interactivity or involvement between the player and the medium" compared to passive entertainment like film, music, and television, and "videogames are also generally graphically rendered or animated, as opposed to being recorded live or via motion capture as in films or television". Rogers still concluded that what is a video game "appears highly eclectic and diverse".
Video game terms
The gameplay experience varies radically between video games, but many common elements exist. Most games will launch into a title screen and give the player a chance to review options such as the number of players before starting a game. Most games are divided into levels which the player must work the avatar through, scoring points, collecting power-ups to boost the avatar's innate attributes, all while either using special attacks to defeat enemies or moves to avoid them. This information is relayed to the player through a type of on-screen user interface such as a heads-up display atop the rendering of the game itself. Taking damage will deplete their avatar's health, and if that falls to zero or if the avatar otherwise falls into an impossible-to-escape location, the player will lose one of their lives. Should they lose all their lives without gaining an extra life or "1-UP", then the player will reach the "game over" screen. Many levels as well as the game's finale end with a type of boss character the player must defeat to continue on. In some games, intermediate points between levels will offer save points where the player can create a saved game on storage media to restart the game should they lose all their lives or need to stop the game and restart at a later time. These also may be in the form of a passage that can be written down and reentered at the title screen.
Product flaws include software bugs which can manifest as glitches which may be exploited by the player; this is often the foundation of speedrunning a video game. These bugs, along with cheat codes, Easter eggs, and other hidden secrets that were intentionally added to the game can also be exploited. On some consoles, cheat cartridges allow players to execute these cheat codes, and user-developed trainers allow similar bypassing for computer software games. Both of which might make the game easier, give the player additional power-ups, or change the appearance of the game.
Components
To distinguish from electronic games, a video game is generally considered to require a platform, the hardware which contains computing elements, to process player interaction from some type of input device and displays the results to a video output display.
Platform
Video games require a platform, a specific combination of electronic components or computer hardware and associated software, to operate. The term system is also commonly used. Games are typically designed to be played on one or a limited number of platforms, and exclusivity to a platform is used as a competitive edge in the video game market. However, games may be developed for alternative platforms than intended, which are described as ports or conversions. These also may be remasters - where most of the original game's source code is reused and art assets, models, and game levels are updated for modern systems - and remakes, where in addition to asset improvements, significant reworking of the original game and possibly from scratch is performed.
The list below is not exhaustive and excludes other electronic devices capable of playing video games such as PDAs and graphing calculators.
Computer game
Most computer games are PC games, referring to those that involve a player interacting with a personal computer (PC) connected to a video monitor. Personal computers are not dedicated game platforms, so there may be differences running the same game on different hardware. Also, the openness allows some features to developers like reduced software cost, increased flexibility, increased innovation, emulation, creation of modifications or mods, open hosting for online gaming (in which a person plays a video game with people who are in a different household) and others. A gaming computer is a PC or laptop intended specifically for gaming, typically using high-performance, high-cost components. In additional to personal computer gaming, there also exist games that work on mainframe computers and other similarly shared systems, with users logging in remotely to use the computer.
Home console
A console game is played on a home console, a specialized electronic device that connects to a common television set or composite video monitor. Home consoles are specifically designed to play games using a dedicated hardware environment, giving developers a concrete hardware target for development and assurances of what features will be available, simplifying development compared to PC game development. Usually consoles only run games developed for it, or games from other platform made by the same company, but never games developed by its direct competitor, even if the same game is available on different platforms. It often comes with a specific game controller. Major console platforms include Xbox, PlayStation, and Nintendo.
Handheld console
A handheld gaming device is a small, self-contained electronic device that is portable and can be held in a user's hands. It features the console, a small screen, speakers and buttons, joystick or other game controllers in a single unit. Like consoles, handhelds are dedicated platforms, and share almost the same characteristics. Handheld hardware usually is less powerful than PC or console hardware. Some handheld games from the late 1970s and early 1980s could only play one game. In the 1990s and 2000s, a number of handheld games used cartridges, which enabled them to be used to play many different games. The handheld console has waned in the 2010s as mobile device gaming has become a more dominant factor.
Arcade video game
An arcade video game generally refers to a game played on an even more specialized type of electronic device that is typically designed to play only one game and is encased in a special, large coin-operated cabinet which has one built-in console, controllers (joystick, buttons, etc.), a CRT screen, and audio amplifier and speakers. Arcade games often have brightly painted logos and images relating to the theme of the game. While most arcade games are housed in a vertical cabinet, which the user typically stands in front of to play, some arcade games use a tabletop approach, in which the display screen is housed in a table-style cabinet with a see-through table top. With table-top games, the users typically sit to play. In the 1990s and 2000s, some arcade games offered players a choice of multiple games. In the 1980s, video arcades were businesses in which game players could use a number of arcade video games. In the 2010s, there are far fewer video arcades, but some movie theaters and family entertainment centers still have them.
Browser game
A browser game takes advantages of standardizations of technologies for the functionality of web browsers across multiple devices providing a cross-platform environment. These games may be identified based on the website that they appear, such as with Miniclip games. Others are named based on the programming platform used to develop them, such as Java and Flash games.
Mobile game
With the introduction of smartphones and tablet computers standardized on the iOS and Android operating systems, mobile gaming has become a significant platform. These games may utilize unique features of mobile devices that are not necessary present on other platforms, such as accelerometers, global positing information and camera devices to support augmented reality gameplay.
Cloud gaming
Cloud gaming requires a minimal hardware device, such as a basic computer, console, laptop, mobile phone or even a dedicated hardware device connected to a display with good Internet connectivity that connects to hardware systems by the cloud gaming provider. The game is computed and rendered on the remote hardware, using a number of predictive methods to reduce the network latency between player input and output on their display device. For example, the Xbox Cloud Gaming and PlayStation Now platforms use dedicated custom server blade hardware in cloud computing centers.
Virtual reality
Virtual reality (VR) games generally require players to use a special head-mounted unit that provides stereoscopic screens and motion tracking to immerse a player within virtual environment that responds to their head movements. Some VR systems include control units for the player's hands as to provide a direct way to interact with the virtual world. VR systems generally require a separate computer, console, or other processing device that couples with the head-mounted unit.
Emulation
An emulator enables games from a console or otherwise different system to be run in a type of virtual machine on a modern system, simulating the hardware of the original and allows old games to be played. While emulators themselves have been found to be legal in United States case law, the act of obtaining the game software that one does not already own may violate copyrights. However, there are some official releases of emulated software from game manufacturers, such as Nintendo with its Virtual Console or Nintendo Switch Online offerings.
Backward compatibility
Backward compatibility is similar in nature to emulation in that older games can be played on newer platforms, but typically directly though hardware and build-in software within the platform. For example, the PlayStation 2 is capable of playing original PlayStation games simply by inserting the original game media into the newer console, while Nintendo's Wii could play Nintendo GameCube titles as well in the same manner.
Game media
Early arcade games, home consoles, and handheld games were dedicated hardware units with the game's logic built into the electronic componentry of the hardware. Since then, most video game platforms are considered programmable, having means to read and play multiple games distributed on different types of media or formats. Physical formats include ROM cartridges, magnetic storage including magnetic tape data storage and floppy discs, optical media formats including CD-ROM and DVDs, and flash memory cards. Furthermore digital distribution over the Internet or other communication methods as well as cloud gaming alleviate the need for any physical media. In some cases, the media serves as the direct read-only memory for the game, or it may be the form of installation media that is used to write the main assets to the player's platform's local storage for faster loading periods and later updates.
Games can be extended with new content and software patches through either expansion packs which are typically available as physical media, or as downloadable content nominally available via digital distribution. These can be offered freely or can be used to monetize a game following its initial release. Several games offer players the ability to create user-generated content to share with others to play. Other games, mostly those on personal computers, can be extended with user-created modifications or mods that alter or add onto the game; these often are unofficial and were developed by players from reverse engineering of the game, but other games provide official support for modding the game.
Input device
Video game can use several types of input devices to translate human actions to a game. Most common are the use of game controllers like gamepads and joysticks for most consoles, and as accessories for personal computer systems along keyboard and mouse controls. Common controls on the most recent controllers include face buttons, shoulder triggers, analog sticks, and directional pads ("d-pads"). Consoles typically include standard controllers which are shipped or bundled with the console itself, while peripheral controllers are available as a separate purchase from the console manufacturer or third-party vendors. Similar control sets are built into handheld consoles and onto arcade cabinets. Newer technology improvements have incorporated additional technology into the controller or the game platform, such as touchscreens and motion detection sensors that give more options for how the player interacts with the game. Specialized controllers may be used for certain genres of games, including racing wheels, light guns and dance pads. Digital cameras and motion detection can capture movements of the player as input into the game, which can, in some cases, effectively eliminate the control, and on other systems such as virtual reality, are used to enhance immersion into the game.
Display and output
By definition, all video games are intended to output graphics to an external video display, such as cathode-ray tube televisions, newer liquid-crystal display (LCD) televisions and built-in screens, projectors or computer monitors, depending on the type of platform the game is played on. Features such as color depth, refresh rate, frame rate, and screen resolution are a combination of the limitations of the game platform and display device and the program efficiency of the game itself. The game's output can range from fixed displays using LED or LCD elements, text-based games, two-dimensional and three-dimensional graphics, and augmented reality displays.
The game's graphics are often accompanied by sound produced by internal speakers on the game platform or external speakers attached to the platform, as directed by the game's programming. This often will include sound effects tied to the player's actions to provide audio feedback, as well as background music for the game.
Some platforms support additional feedback mechanics to the player that a game can take advantage of. This is most commonly haptic technology built into the game controller, such as causing the controller to shake in the player's hands to simulate a shaking earthquake occurring in game.
Classifications
Video games are frequently classified by a number of factors related to how one plays them.
Genre
A video game, like most other forms of media, may be categorized into genres. However, unlike film or television which use visual or narrative elements, video games are generally categorized into genres based on their gameplay interaction, since this is the primary means which one interacts with a video game. The narrative setting does not impact gameplay; a shooter game is still a shooter game, regardless of whether it takes place in a fantasy world or in outer space. An exception is the horror game genre, used for games that are based on narrative elements of horror fiction, the supernatural, and psychological horror.
Genre names are normally self-describing in terms of the type of gameplay, such as action game, role playing game, or shoot 'em up, though some genres have derivations from influential works that have defined that genre, such as roguelikes from Rogue, Grand Theft Auto clones from Grand Theft Auto III, and battle royale games from the film Battle Royale. The names may shift over time as players, developers and the media come up with new terms; for example, first-person shooters were originally called "Doom clones" based on the 1993 game. A hierarchy of game genres exist, with top-level genres like "shooter game" and "action game" that broadly capture the game's main gameplay style, and several subgenres of specific implementation, such as within the shooter game first-person shooter and third-person shooter. Some cross-genre types also exist that fall until multiple top-level genres such as action-adventure game.
Mode
A video game's mode describes how many players can use the game at the same type. This is primarily distinguished by single-player video games and multiplayer video games. Within the latter category, multiplayer games can be played in a variety of ways, including locally at the same device, on separate devices connected through a local network such as LAN parties, or online via separate Internet connections. Most multiplayer games are based on competitive gameplay, but many offer cooperative and team-based options as well as asymmetric gameplay. Online games use server structures that can also enable massively multiplayer online games (MMOs) to support hundreds of players at the same time.
A small number of video games are zero-player games, in which the player has very limited interaction with the game itself. These are most commonly simulation games where the player may establish a starting state and then let the game proceed on its own, watching the results as a passive observer, such as with many computerized simulations of Conway's Game of Life.
Intent
Most video games are created for entertainment purposes, a category otherwise called "core games". There are a subset of games developed for additional purposes beyond entertainment. These include:
Casual games
Casual games are designed for ease of accessibility, simple to understand gameplay and quick to grasp rule sets, and aimed at mass market audience, as opposed to a hardcore game. They frequently support the ability to jump in and out of play on demand, such as during commuting or lunch breaks. Numerous browser and mobile games fall into the casual game area, and casual games often are from genres with low intensity game elements such as match three, hidden object, time management, and puzzle games. Causal games frequently use social-network game mechanics, where players can enlist the help of friends on their social media networks for extra turns or moves each day. Popular casual games include Tetris and Candy Crush Saga. More recent, starting in the late 2010s, are hyper-casual games which use even more simplistic rules for short but infinitely replayable games, such as Flappy Bird.
Educational games
Education software has been used in homes and classrooms to help teach children and students, and video games have been similarly adapted for these reasons, all designed to provide a form of interactivity and entertainment tied to game design elements. There are a variety of differences in their designs and how they educate the user. These are broadly split between edutainment games that tend to focus on the entertainment value and rote learning but are unlikely to engage in critical thinking, and educational video games that are geared towards problem solving through motivation and positive reinforcement while downplaying the entertainment value. Examples of educational games include The Oregon Trail and the Carmen Sandiego series. Further, games not initially developed for educational purposes have found their way into the classroom after release, such as that feature open worlds or virtual sandboxes like Minecraft, or offer critical thinking skills through puzzle video games like SpaceChem.
Serious games
Further extending from educational games, serious games are those where the entertainment factor may be augmented, overshadowed, or even eliminated by other purposes for the game. Game design is used to reinforce the non-entertainment purpose of the game, such as using video game technology for the game's interactive world, or gamification for reinforcement training. Educational games are a form of serious games, but other types of serious games include fitness games that incorporate significant physical exercise to help keep the player fit (such as Wii Fit), flight simulators that simulate piloting commercial and military aircraft (such as Microsoft Flight Simulator), advergames that are built around the advertising of a product (such as Pepsiman), and newsgames aimed at conveying a specific advocacy message (such as NarcoGuerra).
Art game
Though video games have been considered an art form on their own, games may be developed to try to purposely communicate a story or message, using the medium as a work of art. These art or arthouse games are designed to generate emotion and empathy from the player by challenging societal norms and offering critique through the interactivity of the video game medium. They may not have any type of win condition and are designed to let the player explore through the game world and scenarios. Most art games are indie games in nature, designed based on personal experiences or stories through a single developer or small team. Examples of art games include Passage, Flower, and That Dragon, Cancer.
Content rating
Video games can be subject to national and international content rating requirements. Like with film content ratings, video game ratings typing identify the target age group that the national or regional ratings board believes is appropriate for the player, ranging from all-ages, to a teenager-or-older, to mature, to the infrequent adult-only games. Most content review is based on the level of violence, both in the type of violence and how graphic it may be represented, and sexual content, but other themes such as drug and alcohol use and gambling that can influence children may also be identified. A primary identifier based on a minimum age is used by nearly all systems, along with additional descriptors to identify specific content that players and parents should be aware of.
The regulations vary from country to country but generally are voluntary systems upheld by vendor practices, with penalty and fines issued by the ratings body on the video game publisher for misuse of the ratings. Among the major content rating systems include:
Entertainment Software Rating Board (ESRB) that oversees games released in the United States. ESRB ratings are voluntary and rated along a E (Everyone), E10+ (Everyone 10 and older), T (Teen), M (Mature), and AO (Adults Only). Attempts to mandate video games ratings in the U.S. subsequently led to the landmark Supreme Court case, Brown v. Entertainment Merchants Association in 2011 which ruled video games were a protected form of art, a key victory for the video game industry.
Pan European Game Information (PEGI) covering the United Kingdom, most of the European Union and other European countries, replacing previous national-based systems. The PEGI system uses content rated based on minimum recommended ages, which include 3+, 8+, 12+, 16+, and 18+.
Australian Classification Board (ACB) oversees the ratings of games and other works in Australia, using ratings of G (General), PG (Parental Guidance), M (Mature), MA15+ (Mature Accompanied), R18+ (Restricted), and X (Restricted for pornographic material). ACB can also deny to give a rating to game (RC – Refused Classification). The ACB's ratings are enforceable by law, and importantly, games cannot be imported or purchased digitally in Australia if they have failed to gain a rating or were given the RC rating, leading to a number of notable banned games.
Computer Entertainment Rating Organization (CERO) rates games for Japan. Their ratings include A (all ages), B (12 and older), C (15 and over), D (17 and over), and Z (18 and over).
Additionally, the major content system provides have worked to create the International Age Rating Coalition (IARC), a means to streamline and align the content ratings system between different region, so that a publisher would only need to complete the content ratings review for one provider, and use the IARC transition to affirm the content rating for all other regions.
Certain nations have even more restrictive rules related to political or ideological content. Within Germany, until 2018, the Unterhaltungssoftware Selbstkontrolle (Entertainment Software Self-Regulation) would refuse to classify, and thus allow sale, of any game depicting Nazi imagery, and thus often requiring developers to replace such imagery with fictional ones. This ruling was relaxed in 2018 to allow for such imagery for "social adequacy" purposes that applied to other works of art. China's video game segment is mostly isolated from the rest of the world due to the government's censorship, and all games published there must adhere to strict government review, disallowing content such as smearing the image of the Chinese Communist Party. Foreign games published in China often require modification by developers and publishers to meet these requirements.
Development
Video game development and authorship, much like any other form of entertainment, is frequently a cross-disciplinary field. Video game developers, as employees within this industry are commonly referred, primarily include programmers and graphic designers. Over the years this has expanded to include almost every type of skill that one might see prevalent in the creation of any movie or television program, including sound designers, musicians, and other technicians; as well as skills that are specific to video games, such as the game designer. All of these are managed by producers.
In the early days of the industry, it was more common for a single person to manage all of the roles needed to create a video game. As platforms have become more complex and powerful in the type of material they can present, larger teams have been needed to generate all of the art, programming, cinematography, and more. This is not to say that the age of the "one-man shop" is gone, as this is still sometimes found in the casual gaming and handheld markets, where smaller games are prevalent due to technical limitations such as limited RAM or lack of dedicated 3D graphics rendering capabilities on the target platform (e.g., some PDAs).
Video games are programmed like any other piece of computer software. Prior to the mid-1970s, arcade and home consoles were programmed by assembling discrete electro-mechanical components on circuit boards, which limited games to relatively simple logic. By 1975, low-cost microprocessors were available at volume to be used for video game hardware, which allowed game developers to program more detailed games, widening the scope of what was possible. Ongoing improvements in computer hardware technology has expanded what has become possible to create in video games, coupled with convergence of common hardware between console, computer, and arcade platforms to simplify the development process. Today, game developers have a number of commercial and open source tools available for use to make games, often which are across multiple platforms to support portability, or may still opt to create their own for more specialized features and direct control of the game. Today, many games are built around a game engine that handles the bulk of the game's logic, gameplay, and rendering. These engines can be augmented with specialized engines for specific features, such as a physics engine that simulates the physics of objects in real-time. A variety of middleware exists to help developers to access other features, such as for playback of videos within games, network-oriented code for games that communicate via online services, matchmaking for online games, and similar features. These features can be used from a developers' programming language of choice, or they may opt to also use game development kits that minimize the amount of direct programming they have to do but can also limit the amount of customization they can add into a game. Like all software, video games usually undergo quality testing before release to assure there are no bugs or glitches in the product, though frequently developers will release patches and updates.
With the growth of the size of development teams in the industry, the problem of cost has increased. Development studios need the best talent, while publishers reduce costs to maintain profitability on their investment. Typically, a video game console development team ranges from 5 to 50 people, and some exceed 100. In May 2009, Assassin's Creed II was reported to have a development staff of 450. The growth of team size combined with greater pressure to get completed projects into the market to begin recouping production costs has led to a greater occurrence of missed deadlines, rushed games and the release of unfinished products.
While amateur and hobbyist game programming had existed since the late 1970s with the introduction of home computers, a newer trend since the mid-2000s is indie game development. Indie games are made by small teams outside any direct publisher control, their games being smaller in scope than those from the larger "AAA" game studios, and are often experiment in gameplay and art style. Indie game development are aided by larger availability of digital distribution, including the newer mobile gaming marker, and readily-available and low-cost development tools for these platforms.
Game theory and studies
Although departments of computer science have been studying the technical aspects of video games for years, theories that examine games as an artistic medium are a relatively recent development in the humanities. The two most visible schools in this emerging field are ludology and narratology. Narrativists approach video games in the context of what Janet Murray calls "Cyberdrama". That is to say, their major concern is with video games as a storytelling medium, one that arises out of interactive fiction. Murray puts video games in the context of the Holodeck, a fictional piece of technology from Star Trek, arguing for the video game as a medium in which the player is allowed to become another person, and to act out in another world. This image of video games received early widespread popular support, and forms the basis of films such as Tron, eXistenZ and The Last Starfighter.
Ludologists break sharply and radically from this idea. They argue that a video game is first and foremost a game, which must be understood in terms of its rules, interface, and the concept of play that it deploys. Espen J. Aarseth argues that, although games certainly have plots, characters, and aspects of traditional narratives, these aspects are incidental to gameplay. For example, Aarseth is critical of the widespread attention that narrativists have given to the heroine of the game Tomb Raider, saying that "the dimensions of Lara Croft's body, already analyzed to death by film theorists, are irrelevant to me as a player, because a different-looking body would not make me play differently... When I play, I don't even see her body, but see through it and past it." Simply put, ludologists reject traditional theories of art because they claim that the artistic and socially relevant qualities of a video game are primarily determined by the underlying set of rules, demands, and expectations imposed on the player.
While many games rely on emergent principles, video games commonly present simulated story worlds where emergent behavior occurs within the context of the game. The term "emergent narrative" has been used to describe how, in a simulated environment, storyline can be created simply by "what happens to the player." However, emergent behavior is not limited to sophisticated games. In general, any place where event-driven instructions occur for AI in a game, emergent behavior will exist. For instance, take a racing game in which cars are programmed to avoid crashing, and they encounter an obstacle in the track: the cars might then maneuver to avoid the obstacle causing the cars behind them to slow and/or maneuver to accommodate the cars in front of them and the obstacle. The programmer never wrote code to specifically create a traffic jam, yet one now exists in the game.
Intellectual property for video games
Most commonly, video games are protected by copyright, though both patents and trademarks have been used as well.
Though local copyright regulations vary to the degree of protection, video games qualify as copyrighted visual-audio works, and enjoy cross-country protection under the Berne Convention. This typically only applies to the underlying code, as well as to the artistic aspects of the game such as its writing, art assets, and music. Gameplay itself is generally not considered copyrightable; in the United States among other countries, video games are considered to fall into the idea–expression distinction in that it is how the game is presented and expressed to the player that can be copyrighted, but not the underlying principles of the game.
Because gameplay is normally ineligible for copyright, gameplay ideas in popular games are often replicated and built upon in other games. At times, this repurposing of gameplay can be seen as beneficial and a fundamental part of how the industry has grown by building on the ideas of others. For example Doom (1993) and Grand Theft Auto III (2001) introduced gameplay that created popular new game genres, the first-person shooter and the Grand Theft Auto clone, respectively, in the few years after their release. However, at times and more frequently at the onset of the industry, developers would intentionally create video game clones of successful games and game hardware with few changes, which led to the flooded arcade and dedicated home console market around 1978. Cloning is also a major issue with countries that do not have strong intellectual property protection laws, such as within China. The lax oversight by China's government and the difficulty for foreign companies to take Chinese entities to court had enabled China to support a large grey market of cloned hardware and software systems. The industry remains challenged to distinguish between creating new games based on refinements of past successful games to create a new type of gameplay, and intentionally creating a clone of a game that may simply swap out art assets.
Industry
History
The early history of the video game industry, following the first game hardware releases and through 1983, had little structure. Video games quickly took off during the golden age of arcade video games from the late 1970s to early 1980s, but the newfound industry was mainly composed of game developers with little business experience. This led to numerous companies forming simply to create clones of popular games to try to capitalize on the market. Due to loss of publishing control and oversaturation of the market, the North American market crashed in 1983, dropping from revenues of around in 1983 to by 1985. Many of the North American companies created in the prior years closed down. Japan's growing game industry was briefly shocked by this crash but had sufficient longevity to withstand the short-term effects, and Nintendo helped to revitalize the industry with the release of the Nintendo Entertainment System in North America in 1985. Along with it, Nintendo established a number of core industrial practices to prevent unlicensed game development and control game distribution on their platform, methods that continue to be used by console manufacturers today.
The industry remained more conservative following the 1983 crash, forming around the concept of publisher-developer dichotomies, and by the 2000s, leading to the industry centralizing around low-risk, triple-A games and studios with large development budgets of at least or more. The advent of the Internet brought digital distribution as a viable means to distribute games, and contributed to the growth of more riskier, experimental independent game development as an alternative to triple-A games in the late 2000s and which has continued to grow as a significant portion of the video game industry.
Industry roles
Video games have a large network effect that draw on many different sectors that tie into the larger video game industry. While video game developers are a significant portion of the industry, other key participants in the market include:
Publishers: Companies generally that oversee bringing the game from the developer to market. This often includes performing the marketing, public relations, and advertising of the game. Publishers frequently pay the developers ahead of time to make their games and will be involved in critical decisions about the direction of the game's progress, and then pay the developers additional royalties or bonuses based on sales performances. Other smaller, boutique publishers may simply offer to perform the publishing of a game for a small fee and a portion of the sales, and otherwise leave the developer with the creative freedom to proceed. A range of other publisher-developer relationships exist between these points.
Distributors: Publishers often are able to produce their own game media and take the role of distributor, but there are also third-party distributors that can mass-produce game media and distribute to retailers. Digital storefronts like Steam and the iOS App Store also serve as distributors and retailers in the digital space.
Retailers: Physical storefronts, which include large online retailers, department and electronic stores, and specialty video game stores, sell games, consoles, and other accessories to consumers. This has also including a trade-in market in certain regions, allowing players to turn in used games for partial refunds or credit towards other games. However, with the uprising of digital marketplaces and e-commerce revolution, retailers have been performing worse than in the past.
Hardware manufacturers: The video game console manufacturers produce console hardware, often through a value chain system that include numerous component suppliers and contract manufacturer that assemble the consoles. Further, these console manufacturers typically require a license to develop for their platform and may control the production of some games, such as Nintendo does with the use of game cartridges for its systems. In exchange, the manufacturers may help promote games for their system and may seek console exclusivity for certain games. For games on personal computers, a number of manufacturers are devoted to high-performance "gaming computer" hardware, particularly in the graphics card area; several of the same companies overlap with component supplies for consoles. A range of third-party manufacturers also exist to provide equipment and gear for consoles post-sale, such as additional controllers for console or carrying cases and gear for handheld devices.
Journalism: While journalism around video games used to be primarily print-based, and focused more on post-release reviews and gameplay strategy, the Internet has brought a more proactive press that use web journalism, covering games in the months prior to release as well as beyond, helping to build excitement for games ahead of release.
Influencers: With the rising importance of social media, video game companies have found that the opinions of influencers using streaming media to play through their games has had a significant impact on game sales, and have turned to use influencers alongside traditional journalism as a means to build up attention to their game before release.
Esports: Esports is a major function of several multiplayer games with numerous professional leagues established since the 2000s, with large viewership numbers, particularly out of southeast Asia since the 2010s.
Trade and advocacy groups: Trade groups like the Entertainment Software Association were established to provide a common voice for the industry in response to governmental and other advocacy concerns. They frequently set up the major trade events and conventions for the industry such as E3.
Gamers: The players and consumers of video games, broadly. While their representation in the industry is primarily seen through game sales, many companies follow gamers' comments on social media or on user reviews and engage with them to work to improve their products in addition to other feedback from other parts of the industry. Demographics of the larger player community also impact parts of the market; while once dominated by younger men, the market shifted in the mid-2010s towards women and older players who generally preferred mobile and causal games, leading to further growth in those sectors.
Major regional markets
The industry itself grew out from both the United States and Japan in the 1970s and 1980s before having a larger worldwide contribution. Today, the video game industry is predominately led by major companies in North America (primarily the United States and Canada), Western Europe, and southeast Asia including Japan, South Korea, and China. Hardware production remains an area dominated by Asian companies either directly involved in hardware design or part of the production process, but digital distribution and indie game development of the late 2000s has allowed game developers to flourish nearly anywhere and diversify the field.
Game sales
According to the market research firm Newzoo, the global video game industry drew estimated revenues of over in 2020. Mobile games accounted for the bulk of this, with a 48% share of the market, followed by console games at 28% and personal computer games at 23%.
Sales of different types of games vary widely between countries due to local preferences. Japanese consumers tend to purchase much more handheld games than console games and especially PC games, with a strong preference for games catering to local tastes. Another key difference is that, though having declined in the West, arcade games remain an important sector of the Japanese gaming industry. In South Korea, computer games are generally preferred over console games, especially MMORPG games and real-time strategy games. Computer games are also popular in China.
Effects on society
Culture
Video game culture is a worldwide new media subculture formed around video games and game playing. As computer and video games have increased in popularity over time, they have had a significant influence on popular culture. Video game culture has also evolved over time hand in hand with internet culture as well as the increasing popularity of mobile games. Many people who play video games identify as gamers, which can mean anything from someone who enjoys games to someone who is passionate about it. As video games become more social with multiplayer and online capability, gamers find themselves in growing social networks. Gaming can both be entertainment as well as competition, as a new trend known as electronic sports is becoming more widely accepted. In the 2010s, video games and discussions of video game trends and topics can be seen in social media, politics, television, film and music. The COVID-19 pandemic during 2020-2021 gave further visibility to video games as a pastime to enjoy with friends and family online as a means of social distancing.
Since the mid-2000s there has been debate whether video games qualify as art, primarily as the form's interactivity interfered with the artistic intent of the work and that they are designed for commercial appeal. A significant debate on the matter came after film critic Roger Ebert published an essay "Video Games can never be art", which challenged the industry to prove him and other critics wrong. The view that video games were an art form was cemented in 2011 when the U.S. Supreme Court ruled in the landmark case Brown v. Entertainment Merchants Association that video games were a protected form of speech with artistic merit. Since then, video game developers have come to use the form more for artistic expression, including the development of art games, and the cultural heritage of video games as works of arts, beyond their technical capabilities, have been part of major museum exhibits, including The Art of Video Games at the Smithsonian American Art Museum and toured at other museums from 2012 to 2016.
Video games will inspire sequels and other video games within the same franchise, but also have influenced works outside of the video game medium. Numerous television shows (both animated and live-action), films, comics and novels have been created based on existing video game franchises. Because video games are an interactive medium there has been trouble in converting them to these passive forms of media, and typically such works have been critically panned or treated as children's media. For example, until 2019, no video game film had ever been received a "Fresh" rating on Rotten Tomatoes, but the releases of Detective Pikachu (2019) and Sonic the Hedgehog (2020), both receiving "Fresh" ratings, shows signs of the film industry having found an approach to adapt video games for the large screen. That said, some early video game-based films have been highly successful at the box office, such as 1995's Mortal Kombat and 2001's Lara Croft: Tomb Raider.
More recently since the 2000s, there has also become a larger appreciation of video game music, which ranges from chiptunes composed for limited sound-output devices on early computers and consoles, to fully-scored compositions for most modern games. Such music has frequently served as a platform for covers and remixes, and concerts featuring video game soundtracks performed by bands or orchestras, such as Video Games Live, have also become popular. Video games also frequently incorporate licensed music, particularly in the area of rhythm games, furthering the depth of which video games and music can work together.
Further, video games can serve as a virtual environment under full control of a producer to create new works. With the capability to render 3D actors and settings in real-time, a new type of work machinima (short for "machine cinema") grew out from using video game engines to craft narratives. As video game engines gain higher fidelity, they have also become part of the tools used in more traditional filmmaking. Unreal Engine has been used as a backbone by Industrial Light & Magic for their StageCraft technology for shows like The Mandalorian.
Separately, video games are also frequently used as part of the promotion and marketing for other media, such as for films, anime, and comics. However, these licensed games in the 1990s and 2000s often had a reputation for poor quality, developed without any input from the intellectual property rights owners, and several of them are considered among lists of games with notably negative reception, such as Superman 64. More recently, with these licensed games being developed by triple-A studios or through studios directly connected to the licensed property owner, there has been a significant improvement in the quality of these games, with an early trendsetting example of Batman: Arkham Asylum.
Beneficial uses
Besides their entertainment value, appropriately-designed video games have been seen to provide value in education across several ages and comprehension levels. Learning principles found in video games have been identified as possible techniques with which to reform the U.S. education system. It has been noticed that gamers adopt an attitude while playing that is of such high concentration, they do not realize they are learning, and that if the same attitude could be adopted at school, education would enjoy significant benefits. Students are found to be "learning by doing" while playing video games while fostering creative thinking.
Video games are also believed to be beneficial to the mind and body. It has been shown that action video game players have better hand–eye coordination and visuo-motor skills, such as their resistance to distraction, their sensitivity to information in the peripheral vision and their ability to count briefly presented objects, than nonplayers. Researchers found that such enhanced abilities could be acquired by training with action games, involving challenges that switch attention between different locations, but not with games requiring concentration on single objects. A 2018 systematic review found evidence that video gaming training had positive effects on cognitive and emotional skills in the adult population, especially with young adults. A 2019 systematic review also added support for the claim that video games are beneficial to the brain, although the beneficial effects of video gaming on the brain differed by video games types.
Organisers of video gaming events, such as the organisers of the D-Lux video game festival in Dumfries, Scotland, have emphasised the positive aspects video games can have on mental health. Organisers, mental health workers and mental health nurses at the event emphasised the relationships and friendships that can be built around video games and how playing games can help people learn about others as a precursor to discussing the person's mental health. A study in 2020 from Oxford University also suggested that playing video games can be a benefit to a person's mental health. The report of 3,274 gamers, all over the age of 18, focused on the games Animal Crossing: New Horizons and Plants vs Zombies: Battle for Neighborville and used actual play-time data. The report found that those that played more games tended to report greater "wellbeing". Also in 2020, computer science professor Regan Mandryk of the University of Saskatchewan said her research also showed that video games can have health benefits such as reducing stress and improving mental health. The university's research studied all age groups – "from pre-literate children through to older adults living in long term care homes" – with a main focus on 18 to 55-year-olds.
A study of gamers attitudes towards gaming which was reported about in 2018 found that millennials use video games as a key strategy for coping with stress. In the study of 1,000 gamers, 55% said that it "helps them to unwind and relieve stress ... and half said they see the value in gaming as a method of escapism to help them deal with daily work pressures".
Controversies
Video games have had controversy since the 1970s. Parents and children's advocates have raised concerns that violent video games can influence young players into performing those violent acts in real life, and events such as the Columbine High School massacre in 1999 in which the perpetrators specifically alluded to using video games to plot out their attack, raised further fears. Medical experts and mental health professionals have also raised concerned that video games may be addictive, and the World Health Organization has included "gaming disorder" in the 11th revision of its International Statistical Classification of Diseases. Other health experts, including the American Psychiatric Association, have stated that there is insufficient evidence that video games can create violent tendencies or lead to addictive behavior, though agree that video games typically use a compulsion loop in their core design that can create dopamine that can help reinforce the desire to continue to play through that compulsion loop and potentially lead into violent or addictive behavior. Even with case law establishing that video games qualify as a protected art form, there has been pressure on the video game industry to keep their products in check to avoid over-excessive violence particularly for games aimed at younger children. The potential addictive behavior around games, coupled with increased used of post-sale monetization of video games, has also raised concern among parents, advocates, and government officials about gambling tendencies that may come from video games, such as controversy around the use of loot boxes in many high-profile games.
Numerous other controversies around video games and its industry have arisen over the years, among the more notable incidents include the 1993 United States Congressional hearings on violent games like Mortal Kombat which lead to the formation of the ESRB ratings system, numerous legal actions taken by attorney Jack Thompson over violent games such as Grand Theft Auto III and Manhunt from 2003 to 2007, the outrage over the "No Russian" level from Call of Duty: Modern Warfare 2 in 2009 which allowed the player to shoot a number of innocent non-player characters at an airport, and the Gamergate harassment campaign in 2014 that highlighted misogamy from a portion of the player demographic. The industry as a whole has also dealt with issues related to gender, racial, and LGBTQ+ discrimination and mischaracterization of these minority groups in video games. A further issue in the industry is related to working conditions, as development studios and publishers frequently use "crunch time", required extended working hours, in the weeks and months ahead of a game's release to assure on-time delivery.
Collecting and preservation
Players of video games often maintain collections of games. More recently there has been interest in retrogaming, focusing on games from the first decades. Games in retail packaging in good shape have become collectors items for the early days of the industry, with some rare publications having gone for over as of 2020. Separately, there is also concern about the preservation of video games, as both game media and the hardware to play them degrade over time. Further, many of the game developers and publishers from the first decades no longer exist, so records of their games have disappeared. Archivists and preservations have worked within the scope of copyright law to save these games as part of the cultural history of the industry.
There are many video game museums around the world, including the National Videogame Museum in Frisco, Texas, which serves as the largest museum wholly dedicated to the display and preservation of the industry's most important artifacts. Europe hosts video game museums such as the Computer Games Museum in Berlin and the Museum of Soviet Arcade Machines in Moscow and Saint-Petersburg. The Museum of Art and Digital Entertainment in Oakland, California is a dedicated video game museum focusing on playable exhibits of console and computer games. The Video Game Museum of Rome is also dedicated to preserving video games and their history. The International Center for the History of Electronic Games at The Strong in Rochester, New York contains one of the largest collections of electronic games and game-related historical materials in the world, including a exhibit which allows guests to play their way through the history of video games. The Smithsonian Institution in Washington, DC has three video games on permanent display: Pac-Man, Dragon's Lair, and Pong.
The Museum of Modern Art has added a total of 20 video games and one video game console to its permanent Architecture and Design Collection since 2012. In 2012, the Smithsonian American Art Museum ran an exhibition on "The Art of Video Games". However, the reviews of the exhibit were mixed, including questioning whether video games belong in an art museum.
See also
Lists of video games
List of accessories to video games by system
Outline of video games
Notes
References
Sources
Further reading
External links
Video games bibliography by the French video game research association Ludoscience
The Virtual Museum of Computing (VMoC)
Games and sports introduced in 1947
Digital media
American inventions | [
101,
138,
1888,
1342,
1137,
2775,
1342,
1110,
1126,
4828,
1342,
1115,
6808,
8234,
1114,
170,
4795,
8551,
1137,
7758,
4442,
1216,
1112,
170,
8730,
23743,
117,
14668,
117,
9303,
117,
1137,
4018,
16986,
4442,
1106,
9509,
5173,
13032,
119,
1188,
13032,
1110,
2602,
1113,
170,
1888,
3934,
4442,
117,
1216,
1112,
170,
1794,
1383,
117,
8804,
117,
2828,
17721,
117,
1137,
8496,
3958,
4075,
2105,
119,
6301,
1638,
1132,
1510,
22337,
1114,
6056,
13032,
4653,
1194,
7417,
1137,
1246,
16215,
117,
1105,
2121,
1114,
1168,
3322,
1104,
13032,
117,
1259,
5871,
8956,
2815,
119,
6701,
1638,
1132,
1136,
1155,
1888,
1638,
783,
1111,
1859,
3087,
7644,
1638,
117,
10924,
117,
1105,
1177,
1113,
1202,
1136,
12864,
1852,
170,
9043,
3934,
119,
6301,
1638,
1132,
3393,
1359,
1113,
1147,
3482,
117,
1134,
1511,
14751,
1888,
1638,
117,
10662,
1638,
117,
1105,
2357,
2775,
113,
7054,
114,
1638,
119,
3046,
3055,
117,
1103,
2380,
1144,
3631,
2135,
5093,
13926,
1194,
6866,
16215,
1105,
16048,
7565,
117,
8496,
1105,
22337,
3958,
2344,
117,
1105,
6456,
7180,
13926,
119,
6301,
1638,
1132,
5667,
1154,
170,
2043,
2079,
1104,
11688,
1359,
1113,
1147,
2076,
1104,
11716,
1105,
3007,
119,
1109,
1148,
1888,
1342,
22544,
1107,
1103,
4057,
1105,
3266,
1132,
3014,
16003,
1104,
4828,
1638,
1606,
1888,
118,
1176,
5964,
1121,
1415,
1395,
118,
2060,
7565,
119,
1109,
1148,
8440,
1888,
1342,
1110,
1103,
14751,
1888,
1342,
6701,
4525,
1107,
2507,
119,
1130,
2388,
1338,
1103,
15565,
1855,
14751,
1342,
18959,
2118,
117,
1105,
1103,
1148,
1313,
10662,
117,
1103,
7085,
12149,
6005,
1775,
21339,
119,
1109,
2380,
2580,
1976,
1219,
1103,
5404,
1425,
1104,
14751,
1888,
1638,
1121,
1103,
1523,
3095,
1106,
1346,
3011,
117,
1133,
3421,
1121,
1103,
5683,
1104,
1103,
1456,
1237,
1888,
1342,
2319,
1107,
2278,
1496,
1106,
2445,
1104,
5550,
1654,
1105,
2068,
23022,
1104,
1103,
2319,
119,
2485,
1103,
5683,
117,
1103,
2380,
9881,
1181,
117,
6226,
1118,
1983,
2557,
1216,
1112,
9811,
117,
17979,
117,
1105,
8028,
117,
1105,
1628,
5660,
1105,
4069,
1213,
1103,
1718,
1105,
3735,
1104,
1888,
1638,
1106,
3843,
170,
1861,
5683,
1107,
1103,
2174,
117,
1242,
1134,
2760,
1106,
1129,
1723,
119,
3570,
117,
1888,
1342,
1718,
5315,
2567,
4196,
1106,
2498,
170,
1342,
1106,
2319,
117,
1259,
10300,
117,
13599,
117,
19371,
1116,
117,
18399,
117,
10662,
1105,
1168,
1503,
118,
1710,
9263,
117,
1105,
1168,
3573,
119,
1130,
1103,
8509,
117,
1103,
4160,
2380,
8663,
1113,
107,
13807,
107,
1638,
117,
2128,
1376,
1395,
1111,
3187,
2852,
117,
6700,
1638,
119,
3291,
4455,
2433,
1114,
1103,
11731,
1104,
1103,
4639,
1105,
3539,
3735,
117,
1142,
1522,
1395,
1111,
2457,
1888,
1342,
1718,
113,
1137,
12665,
1638,
114,
1106,
4361,
12299,
1154,
1103,
1333,
1116,
119,
1967,
1173,
117,
1103,
2595,
4495,
1104,
1103,
1888,
1342,
2380,
1144,
1151,
4138,
119,
1109,
8999,
3141,
5809,
1105,
5093,
1638,
1113,
6866,
16215,
1107,
2440,
1132,
25595,
1591,
17898,
1116,
2019,
10243,
13926,
1105,
4138,
19863,
26883,
8569,
1118,
14239,
1638,
1112,
170,
1555,
119,
1249,
1104,
12795,
117,
1103,
4265,
1888,
1342,
2319,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
In physical cosmology, cosmic inflation, cosmological inflation, or just inflation, is a theory of exponential expansion of space in the early universe. The inflationary epoch lasted from seconds after the conjectured Big Bang singularity to some time between and seconds after the singularity. Following the inflationary period, the universe continued to expand, but at a slower rate. The acceleration of this expansion due to dark energy began after the universe was already over 7.7 billion years old (5.4 billion years ago).
Inflation theory was developed in the late 1970s and early 80s, with notable contributions by several theoretical physicists, including Alexei Starobinsky at Landau Institute for Theoretical Physics, Alan Guth at Cornell University, and Andrei Linde at Lebedev Physical Institute. Alexei Starobinsky, Alan Guth, and Andrei Linde won the 2014 Kavli Prize "for pioneering the theory of cosmic inflation." It was developed further in the early 1980s. It explains the origin of the large-scale structure of the cosmos. Quantum fluctuations in the microscopic inflationary region, magnified to cosmic size, become the seeds for the growth of structure in the Universe (see galaxy formation and evolution and structure formation). Many physicists also believe that inflation explains why the universe appears to be the same in all directions (isotropic), why the cosmic microwave background radiation is distributed evenly, why the universe is flat, and why no magnetic monopoles have been observed.
The detailed particle physics mechanism responsible for inflation is unknown. The basic inflationary paradigm is accepted by most physicists, as a number of inflation model predictions have been confirmed by observation;
however, a substantial minority of scientists dissent from this position. The hypothetical field thought to be responsible for inflation is called the inflaton.
In 2002 three of the original architects of the theory were recognized for their major contributions; physicists Alan Guth of M.I.T., Andrei Linde of Stanford, and Paul Steinhardt of Princeton shared the prestigious Dirac Prize "for development of the concept of inflation in cosmology". In 2012 Guth and Linde were awarded the Breakthrough Prize in Fundamental Physics for their invention and development of inflationary cosmology.
Overview
Around 1930, Edwin Hubble discovered that light from remote galaxies was redshifted; the more remote, the more shifted. This was quickly interpreted as meaning galaxies were receding from Earth. If Earth is not in some special, privileged, central position in the universe, then it would mean all galaxies are moving apart, and the further away, the faster they are moving away. It is now understood that the universe is expanding, carrying the galaxies with it, and causing this observation. Many other observations agree, and also lead to the same conclusion. However, for many years it was not clear why or how the universe might be expanding, or what it might signify.
Based on a huge amount of experimental observation and theoretical work, it is now believed that the reason for the observation is that space itself is expanding, and that it expanded very rapidly within the first fraction of a second after the Big Bang. This kind of expansion is known as a "metric" expansion. In the terminology of mathematics and physics, a "metric" is a measure of distance that satisfies a specific list of properties, and the term implies that the sense of distance within the universe is itself changing. Today, metric variation is far too small an effect to see on less than an intergalactic scale.
The modern explanation for the metric expansion of space was proposed by physicist Alan Guth in 1979, while investigating the problem of why no magnetic monopoles are seen today. He found that if the universe contained a field in a positive-energy false vacuum state, then according to general relativity it would generate an exponential expansion of space. It was very quickly realized that such an expansion would resolve many other long-standing problems. These problems arise from the observation that to look like it does today, the Universe would have to have started from very finely tuned, or "special" initial conditions at the Big Bang. Inflation theory largely resolves these problems as well, thus making a universe like ours much more likely in the context of Big Bang theory.
No physical field has yet been discovered that is responsible for this inflation. However such a field would be scalar and the first relativistic scalar field proven to exist, the Higgs field, was only discovered in 2012–2013 and is still being researched. So it is not seen as problematic that a field responsible for cosmic inflation and the metric expansion of space has not yet been discovered. The proposed field and its quanta (the subatomic particles related to it) have been named the inflaton. If this field did not exist, scientists would have to propose a different explanation for all the observations that strongly suggest a metric expansion of space has occurred, and is still occurring (much more slowly) today.
Theory
An expanding universe generally has a cosmological horizon, which, by analogy with the more familiar horizon caused by the curvature of Earth's surface, marks the boundary of the part of the Universe that an observer can see. Light (or other radiation) emitted by objects beyond the cosmological horizon in an accelerating universe never reaches the observer, because the space in between the observer and the object is expanding too rapidly.
The observable universe is one causal patch of a much larger unobservable universe; other parts of the Universe cannot communicate with Earth yet. These parts of the Universe are outside our current cosmological horizon. In the standard hot big bang model, without inflation, the cosmological horizon moves out, bringing new regions into view. Yet as a local observer sees such a region for the first time, it looks no different from any other region of space the local observer has already seen: its background radiation is at nearly the same temperature as the background radiation of other regions, and its space-time curvature is evolving lock-step with the others. This presents a mystery: how did these new regions know what temperature and curvature they were supposed to have? They couldn't have learned it by getting signals, because they were not previously in communication with our past light cone.
Inflation answers this question by postulating that all the regions come from an earlier era with a big vacuum energy, or cosmological constant. A space with a cosmological constant is qualitatively different: instead of moving outward, the cosmological horizon stays put. For any one observer, the distance to the cosmological horizon is constant. With exponentially expanding space, two nearby observers are separated very quickly; so much so, that the distance between them quickly exceeds the limits of communications. The spatial slices are expanding very fast to cover huge volumes. Things are constantly moving beyond the cosmological horizon, which is a fixed distance away, and everything becomes homogeneous.
As the inflationary field slowly relaxes to the vacuum, the cosmological constant goes to zero and space begins to expand normally. The new regions that come into view during the normal expansion phase are exactly the same regions that were pushed out of the horizon during inflation, and so they are at nearly the same temperature and curvature, because they come from the same originally small patch of space.
The theory of inflation thus explains why the temperatures and curvatures of different regions are so nearly equal. It also predicts that the total curvature of a space-slice at constant global time is zero. This prediction implies that the total ordinary matter, dark matter and residual vacuum energy in the Universe have to add up to the critical density, and the evidence supports this. More strikingly, inflation allows physicists to calculate the minute differences in temperature of different regions from quantum fluctuations during the inflationary era, and many of these quantitative predictions have been confirmed.
Space expands
In a space that expands exponentially (or nearly exponentially) with time, any pair of free-floating objects that are initially at rest will move apart from each other at an accelerating rate, at least as long as they are not bound together by any force. From the point of view of one such object, the spacetime is something like an inside-out Schwarzschild black hole—each object is surrounded by a spherical event horizon. Once the other object has fallen through this horizon it can never return, and even light signals it sends will never reach the first object (at least so long as the space continues to expand exponentially).
In the approximation that the expansion is exactly exponential, the horizon is static and remains a fixed physical distance away. This patch of an inflating universe can be described by the following metric:
This exponentially expanding spacetime is called a de Sitter space, and to sustain it there must be a cosmological constant, a vacuum energy density that is constant in space and time and proportional to Λ in the above metric. For the case of exactly exponential expansion, the vacuum energy has a negative pressure p equal in magnitude to its energy density ρ; the equation of state is p=−ρ.
Inflation is typically not an exactly exponential expansion, but rather quasi- or near-exponential. In such a universe the horizon will slowly grow with time as the vacuum energy density gradually decreases.
Few inhomogeneities remain
Because the accelerating expansion of space stretches out any initial variations in density or temperature to very large length scales, an essential feature of inflation is that it smooths out inhomogeneities and anisotropies, and reduces the curvature of space. This pushes the Universe into a very simple state in which it is completely dominated by the inflaton field and the only significant inhomogeneities are tiny quantum fluctuations. Inflation also dilutes exotic heavy particles, such as the magnetic monopoles predicted by many extensions to the Standard Model of particle physics. If the Universe was only hot enough to form such particles before a period of inflation, they would not be observed in nature, as they would be so rare that it is quite likely that there are none in the observable universe. Together, these effects are called the inflationary "no-hair theorem" by analogy with the no hair theorem for black holes.
The "no-hair" theorem works essentially because the cosmological horizon is no different from a black-hole horizon, except for philosophical disagreements about what is on the other side. The interpretation of the no-hair theorem is that the Universe (observable and unobservable) expands by an enormous factor during inflation. In an expanding universe, energy densities generally fall, or get diluted, as the volume of the Universe increases. For example, the density of ordinary "cold" matter (dust) goes down as the inverse of the volume: when linear dimensions double, the energy density goes down by a factor of eight; the radiation energy density goes down even more rapidly as the Universe expands since the wavelength of each photon is stretched (redshifted), in addition to the photons being dispersed by the expansion. When linear dimensions are doubled, the energy density in radiation falls by a factor of sixteen (see the solution of the energy density continuity equation for an ultra-relativistic fluid). During inflation, the energy density in the inflaton field is roughly constant. However, the energy density in everything else, including inhomogeneities, curvature, anisotropies, exotic particles, and standard-model particles is falling, and through sufficient inflation these all become negligible. This leaves the Universe flat and symmetric, and (apart from the homogeneous inflaton field) mostly empty, at the moment inflation ends and reheating begins.
Duration
A key requirement is that inflation must continue long enough to produce the present observable universe from a single, small inflationary Hubble volume. This is necessary to ensure that the Universe appears flat, homogeneous and isotropic at the largest observable scales. This requirement is generally thought to be satisfied if the Universe expanded by a factor of at least during inflation.
Reheating
Inflation is a period of supercooled expansion, when the temperature drops by a factor of 100,000 or so. (The exact drop is model-dependent, but in the first models it was typically from K down to K.) This relatively low temperature is maintained during the inflationary phase. When inflation ends the temperature returns to the pre-inflationary temperature; this is called reheating or thermalization because the large potential energy of the inflaton field decays into particles and fills the Universe with Standard Model particles, including electromagnetic radiation, starting the radiation dominated phase of the Universe. Because the nature of the inflation is not known, this process is still poorly understood, although it is believed to take place through a parametric resonance.
Motivations
Inflation resolves several problems in Big Bang cosmology that were discovered in the 1970s. Inflation was first proposed by Alan Guth in 1979 while investigating the problem of why no magnetic monopoles are seen today; he found that a positive-energy false vacuum would, according to general relativity, generate an exponential expansion of space. It was very quickly realised that such an expansion would resolve many other long-standing problems. These problems arise from the observation that to look like it does today, the Universe would have to have started from very finely tuned, or "special" initial conditions at the Big Bang. Inflation attempts to resolve these problems by providing a dynamical mechanism that drives the Universe to this special state, thus making a universe like ours much more likely in the context of the Big Bang theory.
Horizon problem
The horizon problem is the problem of determining why the Universe appears statistically homogeneous and isotropic in accordance with the cosmological principle. For example, molecules in a canister of gas are distributed homogeneously and isotropically because they are in thermal equilibrium: gas throughout the canister has had enough time to interact to dissipate inhomogeneities and anisotropies. The situation is quite different in the big bang model without inflation, because gravitational expansion does not give the early universe enough time to equilibrate. In a big bang with only the matter and radiation known in the Standard Model, two widely separated regions of the observable universe cannot have equilibrated because they move apart from each other faster than the speed of light and thus have never come into causal contact. In the early Universe, it was not possible to send a light signal between the two regions. Because they have had no interaction, it is difficult to explain why they have the same temperature (are thermally equilibrated). Historically, proposed solutions included the Phoenix universe of Georges Lemaître, the related oscillatory universe of Richard Chase Tolman, and the Mixmaster universe of Charles Misner. Lemaître and Tolman proposed that a universe undergoing a number of cycles of contraction and expansion could come into thermal equilibrium. Their models failed, however, because of the buildup of entropy over several cycles. Misner made the (ultimately incorrect) conjecture that the Mixmaster mechanism, which made the Universe more chaotic, could lead to statistical homogeneity and isotropy.
Flatness problem
The flatness problem is sometimes called one of the Dicke coincidences (along with the cosmological constant problem).
It became known in the 1960s that the density of matter in the Universe was comparable to the critical density necessary for a flat universe (that is, a universe whose large scale geometry is the usual Euclidean geometry, rather than a non-Euclidean hyperbolic or spherical geometry).
Therefore, regardless of the shape of the universe the contribution of spatial curvature to the expansion of the Universe could not be much greater than the contribution of matter. But as the Universe expands, the curvature redshifts away more slowly than matter and radiation. Extrapolated into the past, this presents a fine-tuning problem because the contribution of curvature to the Universe must be exponentially small (sixteen orders of magnitude less than the density of radiation at Big Bang nucleosynthesis, for example). This problem is exacerbated by recent observations of the cosmic microwave background that have demonstrated that the Universe is flat to within a few percent.
Magnetic-monopole problem
The magnetic monopole problem, sometimes called the exotic-relics problem, says that if the early universe were very hot, a large number of very heavy, stable magnetic monopoles would have been produced. This is a problem with Grand Unified Theories, which propose that at high temperatures (such as in the early universe) the electromagnetic force, strong, and weak nuclear forces are not actually fundamental forces but arise due to spontaneous symmetry breaking from a single gauge theory.
These theories predict a number of heavy, stable particles that have not been observed in nature. The most notorious is the magnetic monopole, a kind of stable, heavy "charge" of magnetic field.
Monopoles are predicted to be copiously produced following Grand Unified Theories at high temperature,
and they should have persisted to the present day, to such an extent that they would become the primary constituent of the Universe.
Not only is that not the case, but all searches for them have failed, placing stringent limits on the density of relic magnetic monopoles in the Universe.
A period of inflation that occurs below the temperature where magnetic monopoles can be produced would offer a possible resolution of this problem: monopoles would be separated from each other as the Universe around them expands, potentially lowering their observed density by many orders of magnitude. Though, as cosmologist Martin Rees has written, "Skeptics about exotic physics might not be hugely impressed by a theoretical argument to explain the absence of particles that are themselves only hypothetical. Preventive medicine can readily seem 100 percent effective against a disease that doesn't exist!"
History
Precursors
In the early days of General Relativity, Albert Einstein introduced the cosmological constant to allow a static solution, which was a three-dimensional sphere with a uniform density of matter. Later, Willem de Sitter found a highly symmetric inflating universe, which described a universe with a cosmological constant that is otherwise empty.
It was discovered that Einstein's universe is unstable, and that small fluctuations cause it to collapse or turn into a de Sitter universe.
In the early 1970s Zeldovich noticed the flatness and horizon problems of Big Bang cosmology; before his work, cosmology was presumed to be symmetrical on purely philosophical grounds. In the Soviet Union, this and other considerations led Belinski and Khalatnikov to analyze the chaotic BKL singularity in General Relativity. Misner's Mixmaster universe attempted to use this chaotic behavior to solve the cosmological problems, with limited success.
False vacuum
In the late 1970s, Sidney Coleman applied the instanton techniques developed by Alexander Polyakov and collaborators to study the fate of the false vacuum in quantum field theory. Like a metastable phase in statistical mechanics—water below the freezing temperature or above the boiling point—a quantum field would need to nucleate a large enough bubble of the new vacuum, the new phase, in order to make a transition. Coleman found the most likely decay pathway for vacuum decay and calculated the inverse lifetime per unit volume. He eventually noted that gravitational effects would be significant, but he did not calculate these effects and did not apply the results to cosmology.
The universe could have been spontaneously created from nothing (no space, time, nor matter) by quantum fluctuations of metastable false vacuum causing an expanding bubble of true vacuum.
Starobinsky inflation
In the Soviet Union, Alexei Starobinsky noted that quantum corrections to general relativity should be important for the early universe. These generically lead to curvature-squared corrections to the Einstein–Hilbert action and a form of f(R) modified gravity. The solution to Einstein's equations in the presence of curvature squared terms, when the curvatures are large, leads to an effective cosmological constant. Therefore, he proposed that the early universe went through an inflationary de Sitter era.
This resolved the cosmology problems and led to specific predictions for the corrections to the microwave background radiation, corrections that were then calculated in detail. Starobinsky used the action
which corresponds to the potential
in the Einstein frame. This results in the observables:
Monopole problem
In 1978, Zeldovich noted the monopole problem, which was an unambiguous quantitative version of the horizon problem, this time in a subfield of particle physics, which led to several speculative attempts to resolve it. In 1980 Alan Guth realized that false vacuum decay in the early universe would solve the problem, leading him to propose a scalar-driven inflation. Starobinsky's and Guth's scenarios both predicted an initial de Sitter phase, differing only in mechanistic details.
Early inflationary models
Guth proposed inflation in January 1981 to explain the nonexistence of magnetic monopoles;
it was Guth who coined the term "inflation". At the same time, Starobinsky argued that quantum corrections to gravity would replace the initial singularity of the Universe with an exponentially expanding de Sitter phase.
In October 1980, Demosthenes Kazanas suggested that exponential expansion could eliminate the particle horizon and perhaps solve the horizon problem,
while Sato suggested that an exponential expansion could eliminate domain walls (another kind of exotic relic). In 1981 Einhorn and Sato published a model similar to Guth's and showed that it would resolve the puzzle of the magnetic monopole abundance in Grand Unified Theories. Like Guth, they concluded that such a model not only required fine tuning of the cosmological constant, but also would likely lead to a much too granular universe, i.e., to large density variations resulting from bubble wall collisions.
Guth proposed that as the early universe cooled, it was trapped in a false vacuum with a high energy density, which is much like a cosmological constant. As the very early universe cooled it was trapped in a metastable state (it was supercooled), which it could only decay out of through the process of bubble nucleation via quantum tunneling. Bubbles of true vacuum spontaneously form in the sea of false vacuum and rapidly begin expanding at the speed of light. Guth recognized that this model was problematic because the model did not reheat properly: when the bubbles nucleated, they did not generate any radiation. Radiation could only be generated in collisions between bubble walls. But if inflation lasted long enough to solve the initial conditions problems, collisions between bubbles became exceedingly rare. In any one causal patch it is likely that only one bubble would nucleate.
Slow-roll inflation
The bubble collision problem was solved by Linde and independently by Andreas Albrecht and Paul Steinhardt in a model named new inflation or slow-roll inflation (Guth's model then became known as old inflation). In this model, instead of tunneling out of a false vacuum state, inflation occurred by a scalar field rolling down a potential energy hill. When the field rolls very slowly compared to the expansion of the Universe, inflation occurs. However, when the hill becomes steeper, inflation ends and reheating can occur.
Effects of asymmetries
Eventually, it was shown that new inflation does not produce a perfectly symmetric universe, but that quantum fluctuations in the inflaton are created. These fluctuations form the primordial seeds for all structure created in the later universe. These fluctuations were first calculated by Viatcheslav Mukhanov and G. V. Chibisov in analyzing Starobinsky's similar model. In the context of inflation, they were worked out independently of the work of Mukhanov and Chibisov at the three-week 1982 Nuffield Workshop on the Very Early Universe at Cambridge University. The fluctuations were calculated by four groups working separately over the course of the workshop: Stephen Hawking; Starobinsky; Guth and So-Young Pi; and Bardeen, Steinhardt and Turner.
Observational status
Inflation is a mechanism for realizing the cosmological principle, which is the basis of the standard model of physical cosmology: it accounts for the homogeneity and isotropy of the observable universe. In addition, it accounts for the observed flatness and absence of magnetic monopoles. Since Guth's early work, each of these observations has received further confirmation, most impressively by the detailed observations of the cosmic microwave background made by the Planck spacecraft. This analysis shows that the Universe is flat to within 0.5 percent, and that it is homogeneous and isotropic to one part in 100,000.
Inflation predicts that the structures visible in the Universe today formed through the gravitational collapse of perturbations that were formed as quantum mechanical fluctuations in the inflationary epoch. The detailed form of the spectrum of perturbations, called a nearly-scale-invariant Gaussian random field is very specific and has only two free parameters. One is the amplitude of the spectrum and the spectral index, which measures the slight deviation from scale invariance predicted by inflation (perfect scale invariance corresponds to the idealized de Sitter universe).
The other free parameter is the tensor to scalar ratio. The simplest inflation models, those without fine-tuning, predict a tensor to scalar ratio near 0.1.
Inflation predicts that the observed perturbations should be in thermal equilibrium with each other (these are called adiabatic or isentropic perturbations). This structure for the perturbations has been confirmed by the Planck spacecraft, WMAP spacecraft and other cosmic microwave background (CMB) experiments, and galaxy surveys, especially the ongoing Sloan Digital Sky Survey. These experiments have shown that the one part in 100,000 inhomogeneities observed have exactly the form predicted by theory. There is evidence for a slight deviation from scale invariance. The spectral index, ns is one for a scale-invariant Harrison–Zel'dovich spectrum. The simplest inflation models predict that ns is between 0.92 and 0.98. This is the range that is possible without fine-tuning of the parameters related to energy. From Planck data it can be inferred that ns=0.968 ± 0.006, and a tensor to scalar ratio that is less than 0.11. These are considered an important confirmation of the theory of inflation.
Various inflation theories have been proposed that make radically different predictions, but they generally have much more fine tuning than should be necessary. As a physical model, however, inflation is most valuable in that it robustly predicts the initial conditions of the Universe based on only two adjustable parameters: the spectral index (that can only change in a small range) and the amplitude of the perturbations. Except in contrived models, this is true regardless of how inflation is realized in particle physics.
Occasionally, effects are observed that appear to contradict the simplest models of inflation. The first-year WMAP data suggested that the spectrum might not be nearly scale-invariant, but might instead have a slight curvature. However, the third-year data revealed that the effect was a statistical anomaly. Another effect remarked upon since the first cosmic microwave background satellite, the Cosmic Background Explorer is that the amplitude of the quadrupole moment of the CMB is unexpectedly low and the other low multipoles appear to be preferentially aligned with the ecliptic plane. Some have claimed that this is a signature of non-Gaussianity and thus contradicts the simplest models of inflation. Others have suggested that the effect may be due to other new physics, foreground contamination, or even publication bias.
An experimental program is underway to further test inflation with more precise CMB measurements. In particular, high precision measurements of the so-called "B-modes" of the polarization of the background radiation could provide evidence of the gravitational radiation produced by inflation, and could also show whether the energy scale of inflation predicted by the simplest models (– GeV) is correct. In March 2014, the BICEP2 team announced B-mode CMB polarization confirming inflation had been demonstrated. The team announced the tensor-to-scalar power ratio was between 0.15 and 0.27 (rejecting the null hypothesis; is expected to be 0 in the absence of inflation). However, on 19 June 2014, lowered confidence in confirming the findings was reported; on 19 September 2014, a further reduction in confidence was reported and, on 30 January 2015, even less confidence yet was reported. By 2018, additional data suggested, with 95% confidence, that is 0.06 or lower: consistent with the null hypothesis, but still also consistent with many remaining models of inflation.
Other potentially corroborating measurements are expected from the Planck spacecraft, although it is unclear if the signal will be visible, or if contamination from foreground sources will interfere. Other forthcoming measurements, such as those of 21 centimeter radiation (radiation emitted and absorbed from neutral hydrogen before the first stars formed), may measure the power spectrum with even greater resolution than the CMB and galaxy surveys, although it is not known if these measurements will be possible or if interference with radio sources on Earth and in the galaxy will be too great.
Theoretical status
In Guth's early proposal, it was thought that the inflaton was the Higgs field, the field that explains the mass of the elementary particles. It is now believed by some that the inflaton cannot be the Higgs field
although the recent discovery of the Higgs boson has increased the number of works considering the Higgs field as inflaton.
One problem of this identification is the current tension with experimental data at the electroweak scale, which is currently under study at the Large Hadron Collider (LHC). Other models of inflation relied on the properties of Grand Unified Theories. Since the simplest models of grand unification have failed, it is now thought by many physicists that inflation will be included in a supersymmetric theory such as string theory or a supersymmetric grand unified theory. At present, while inflation is understood principally by its detailed predictions of the initial conditions for the hot early universe, the particle physics is largely ad hoc modelling. As such, although predictions of inflation have been consistent with the results of observational tests, many open questions remain.
Fine-tuning problem
One of the most severe challenges for inflation arises from the need for fine tuning. In new inflation, the slow-roll conditions must be satisfied for inflation to occur. The slow-roll conditions say that the inflaton potential must be flat (compared to the large vacuum energy) and that the inflaton particles must have a small mass. New inflation requires the Universe to have a scalar field with an especially flat potential and special initial conditions. However, explanations for these fine-tunings have been proposed. For example, classically scale invariant field theories, where scale invariance is broken by quantum effects, provide an explanation of the flatness of inflationary potentials, as long as the theory can be studied through perturbation theory.
Linde proposed a theory known as chaotic inflation in which he suggested that the conditions for inflation were actually satisfied quite generically. Inflation will occur in virtually any universe that begins in a chaotic, high energy state that has a scalar field with unbounded potential energy. However, in his model the inflaton field necessarily takes values larger than one Planck unit: for this reason, these are often called large field models and the competing new inflation models are called small field models. In this situation, the predictions of effective field theory are thought to be invalid, as renormalization should cause large corrections that could prevent inflation.
This problem has not yet been resolved and some cosmologists argue that the small field models, in which inflation can occur at a much lower energy scale, are better models. While inflation depends on quantum field theory (and the semiclassical approximation to quantum gravity) in an important way, it has not been completely reconciled with these theories.
Brandenberger commented on fine-tuning in another situation. The amplitude of the primordial inhomogeneities produced in inflation is directly tied to the energy scale of inflation. This scale is suggested to be around GeV or times the Planck energy. The natural scale is naïvely the Planck scale so this small value could be seen as another form of fine-tuning (called a hierarchy problem): the energy density given by the scalar potential is down by compared to the Planck density. This is not usually considered to be a critical problem, however, because the scale of inflation corresponds naturally to the scale of gauge unification.
Eternal inflation
In many models, the inflationary phase of the Universe's expansion lasts forever in at least some regions of the Universe. This occurs because inflating regions expand very rapidly, reproducing themselves. Unless the rate of decay to the non-inflating phase is sufficiently fast, new inflating regions are produced more rapidly than non-inflating regions. In such models, most of the volume of the Universe is continuously inflating at any given time.
All models of eternal inflation produce an infinite, hypothetical multiverse, typically a fractal. The multiverse theory has created significant dissension in the scientific community about the viability of the inflationary model.
Paul Steinhardt, one of the original architects of the inflationary model, introduced the first example of eternal inflation in 1983. He showed that the inflation could proceed forever by producing bubbles of non-inflating space filled with hot matter and radiation surrounded by empty space that continues to inflate. The bubbles could not grow fast enough to keep up with the inflation. Later that same year, Alexander Vilenkin showed that eternal inflation is generic.
Although new inflation is classically rolling down the potential, quantum fluctuations can sometimes lift it to previous levels. These regions in which the inflaton fluctuates upwards expand much faster than regions in which the inflaton has a lower potential energy, and tend to dominate in terms of physical volume. It has been shown that any inflationary theory with an unbounded potential is eternal. There are well-known theorems that this steady state cannot continue forever into the past. Inflationary spacetime, which is similar to de Sitter space, is incomplete without a contracting region. However, unlike de Sitter space, fluctuations in a contracting inflationary space collapse to form a gravitational singularity, a point where densities become infinite. Therefore, it is necessary to have a theory for the Universe's initial conditions.
In eternal inflation, regions with inflation have an exponentially growing volume, while regions that are not inflating don't. This suggests that the volume of the inflating part of the Universe in the global picture is always unimaginably larger than the part that has stopped inflating, even though inflation eventually ends as seen by any single pre-inflationary observer. Scientists disagree about how to assign a probability distribution to this hypothetical anthropic landscape. If the probability of different regions is counted by volume, one should expect that inflation will never end or applying boundary conditions that a local observer exists to observe it, that inflation will end as late as possible.
Some physicists believe this paradox can be resolved by weighting observers by their pre-inflationary volume. Others believe that there is no resolution to the paradox and that the multiverse is a critical flaw in the inflationary paradigm. Paul Steinhardt, who first introduced the eternal inflationary model, later became one of its most vocal critics for this reason.
Initial conditions
Some physicists have tried to avoid the initial conditions problem by proposing models for an eternally inflating universe with no origin. These models propose that while the Universe, on the largest scales, expands exponentially it was, is and always will be, spatially infinite and has existed, and will exist, forever.
Other proposals attempt to describe the ex nihilo creation of the Universe based on quantum cosmology and the following inflation. Vilenkin put forth one such scenario. Hartle and Hawking offered the no-boundary proposal for the initial creation of the Universe in which inflation comes about naturally.
Guth described the inflationary universe as the "ultimate free lunch": new universes, similar to our own, are continually produced in a vast inflating background. Gravitational interactions, in this case, circumvent (but do not violate) the first law of thermodynamics (energy conservation) and the second law of thermodynamics (entropy and the arrow of time problem). However, while there is consensus that this solves the initial conditions problem, some have disputed this, as it is much more likely that the Universe came about by a quantum fluctuation. Don Page was an outspoken critic of inflation because of this anomaly. He stressed that the thermodynamic arrow of time necessitates low entropy initial conditions, which would be highly unlikely. According to them, rather than solving this problem, the inflation theory aggravates it – the reheating at the end of the inflation era increases entropy, making it necessary for the initial state of the Universe to be even more orderly than in other Big Bang theories with no inflation phase.
Hawking and Page later found ambiguous results when they attempted to compute the probability of inflation in the Hartle-Hawking initial state. Other authors have argued that, since inflation is eternal, the probability doesn't matter as long as it is not precisely zero: once it starts, inflation perpetuates itself and quickly dominates the Universe. However, Albrecht and Lorenzo Sorbo argued that the probability of an inflationary cosmos, consistent with today's observations, emerging by a random fluctuation from some pre-existent state is much higher than that of a non-inflationary cosmos. This is because the "seed" amount of non-gravitational energy required for the inflationary cosmos is so much less than that for a non-inflationary alternative, which outweighs any entropic considerations.
Another problem that has occasionally been mentioned is the trans-Planckian problem or trans-Planckian effects. Since the energy scale of inflation and the Planck scale are relatively close, some of the quantum fluctuations that have made up the structure in our universe were smaller than the Planck length before inflation. Therefore, there ought to be corrections from Planck-scale physics, in particular the unknown quantum theory of gravity. Some disagreement remains about the magnitude of this effect: about whether it is just on the threshold of detectability or completely undetectable.
Hybrid inflation
Another kind of inflation, called hybrid inflation, is an extension of new inflation. It introduces additional scalar fields, so that while one of the scalar fields is responsible for normal slow roll inflation, another triggers the end of inflation: when inflation has continued for sufficiently long, it becomes favorable to the second field to decay into a much lower energy state.
In hybrid inflation, one scalar field is responsible for most of the energy density (thus determining the rate of expansion), while another is responsible for the slow roll (thus determining the period of inflation and its termination). Thus fluctuations in the former inflaton would not affect inflation termination, while fluctuations in the latter would not affect the rate of expansion. Therefore, hybrid inflation is not eternal. When the second (slow-rolling) inflaton reaches the bottom of its potential, it changes the location of the minimum of the first inflaton's potential, which leads to a fast roll of the inflaton down its potential, leading to termination of inflation.
Relation to dark energy
Dark energy is broadly similar to inflation and is thought to be causing the expansion of the present-day universe to accelerate. However, the energy scale of dark energy is much lower, GeV, roughly 27 orders of magnitude less than the scale of inflation.
Inflation and string cosmology
The discovery of flux compactifications opened the way for reconciling inflation and string theory. Brane inflation suggests that inflation arises from the motion of D-branes in the compactified geometry, usually towards a stack of anti-D-branes. This theory, governed by the Dirac-Born-Infeld action, is different from ordinary inflation. The dynamics are not completely understood. It appears that special conditions are necessary since inflation occurs in tunneling between two vacua in the string landscape. The process of tunneling between two vacua is a form of old inflation, but new inflation must then occur by some other mechanism.
Inflation and loop quantum gravity
When investigating the effects the theory of loop quantum gravity would have on cosmology, a loop quantum cosmology model has evolved that provides a possible mechanism for cosmological inflation. Loop quantum gravity assumes a quantized spacetime. If the energy density is larger than can be held by the quantized spacetime, it is thought to bounce back.
Alternatives and adjuncts
Other models have been advanced that are claimed to explain some or all of the observations addressed by inflation.
Big bounce
The big bounce hypothesis attempts to replace the cosmic singularity with a cosmic contraction and bounce, thereby explaining the initial conditions that led to the big bang.
The flatness and horizon problems are naturally solved in the Einstein-Cartan-Sciama-Kibble theory of gravity, without needing an exotic form of matter or free parameters.
This theory extends general relativity by removing a constraint of the symmetry of the affine connection and regarding its antisymmetric part, the torsion tensor, as a dynamical variable. The minimal coupling between torsion and Dirac spinors generates a spin-spin interaction that is significant in fermionic matter at extremely high densities. Such an interaction averts the unphysical Big Bang singularity, replacing it with a cusp-like bounce at a finite minimum scale factor, before which the Universe was contracting. The rapid expansion immediately after the Big Bounce explains why the present Universe at largest scales appears spatially flat, homogeneous and isotropic. As the density of the Universe decreases, the effects of torsion weaken and the Universe smoothly enters the radiation-dominated era.
Ekpyrotic and cyclic models
The ekpyrotic and cyclic models are also considered adjuncts to inflation. These models solve the horizon problem through an expanding epoch well before the Big Bang, and then generate the required spectrum of primordial density perturbations during a contracting phase leading to a Big Crunch. The Universe passes through the Big Crunch and emerges in a hot Big Bang phase. In this sense they are reminiscent of Richard Chace Tolman's oscillatory universe; in Tolman's model, however, the total age of the Universe is necessarily finite, while in these models this is not necessarily so. Whether the correct spectrum of density fluctuations can be produced, and whether the Universe can successfully navigate the Big Bang/Big Crunch transition, remains a topic of controversy and current research. Ekpyrotic models avoid the magnetic monopole problem as long as the temperature at the Big Crunch/Big Bang transition remains below the Grand Unified Scale, as this is the temperature required to produce magnetic monopoles in the first place. As things stand, there is no evidence of any 'slowing down' of the expansion, but this is not surprising as each cycle is expected to last on the order of a trillion years.
String gas cosmology
String theory requires that, in addition to the three observable spatial dimensions, additional dimensions exist that are curled up or compactified (see also Kaluza–Klein theory). Extra dimensions appear as a frequent component of supergravity models and other approaches to quantum gravity. This raised the contingent question of why four space-time dimensions became large and the rest became unobservably small. An attempt to address this question, called string gas cosmology, was proposed by Robert Brandenberger and Cumrun Vafa. This model focuses on the dynamics of the early universe considered as a hot gas of strings. Brandenberger and Vafa show that a dimension of spacetime can only expand if the strings that wind around it can efficiently annihilate each other. Each string is a one-dimensional object, and the largest number of dimensions in which two strings will generically intersect (and, presumably, annihilate) is three. Therefore, the most likely number of non-compact (large) spatial dimensions is three. Current work on this model centers on whether it can succeed in stabilizing the size of the compactified dimensions and produce the correct spectrum of primordial density perturbations. The original model did not "solve the entropy and flatness problems of standard cosmology", although Brandenburger and coauthors later argued that these problems can be eliminated by implementing string gas cosmology in the context of a bouncing-universe scenario.
Varying c
Cosmological models employing a variable speed of light have been proposed to resolve the horizon problem of and provide an alternative to cosmic inflation. In the VSL models, the fundamental constant c, denoting the speed of light in vacuum, is greater in the early universe than its present value, effectively increasing the particle horizon at the time of decoupling sufficiently to account for the observed isotropy of the CMB.
Criticisms
Since its introduction by Alan Guth in 1980, the inflationary paradigm has become widely accepted. Nevertheless, many physicists, mathematicians, and philosophers of science have voiced criticisms, claiming untestable predictions and a lack of serious empirical support. In 1999, John Earman and Jesús Mosterín published a thorough critical review of inflationary cosmology, concluding,
"we do not think that there are, as yet, good grounds for admitting any of the models of inflation into the standard core of cosmology."
As pointed out by Roger Penrose from 1986 on, in order to work, inflation requires extremely specific initial conditions of its own, so that the problem (or pseudo-problem) of initial conditions is not solved:
"There is something fundamentally misconceived about trying to explain the uniformity of the early universe as resulting from a thermalization process. ... For, if the thermalization is actually doing anything ... then it represents a definite increasing of the entropy. Thus, the universe would have been even more special before the thermalization than after."
The problem of specific or "fine-tuned" initial conditions would not have been solved; it would have gotten worse. At a conference in 2015, Penrose said that
"inflation isn't falsifiable, it's falsified. ... BICEP did a wonderful service by bringing all the Inflation-ists out of their shell, and giving them a black eye."
A recurrent criticism of inflation is that the invoked inflaton field does not correspond to any known physical field, and that its potential energy curve seems to be an ad hoc contrivance to accommodate almost any data obtainable. Paul Steinhardt, one of the founding fathers of inflationary cosmology, has recently become one of its sharpest critics. He calls 'bad inflation' a period of accelerated expansion whose outcome conflicts with observations, and 'good inflation' one compatible with them:
"Not only is bad inflation more likely than good inflation, but no inflation is more likely than either ... Roger Penrose considered all the possible configurations of the inflaton and gravitational fields. Some of these configurations lead to inflation ... Other configurations lead to a uniform, flat universe directly – without inflation. Obtaining a flat universe is unlikely overall. Penrose's shocking conclusion, though, was that obtaining a flat universe without inflation is much more likely than with inflation – by a factor of 10 to the googol power!"
Together with Anna Ijjas and Abraham Loeb, he wrote articles claiming that the inflationary paradigm is in trouble in view of the data from the Planck satellite.
Counter-arguments were presented by Alan Guth, David Kaiser, and Yasunori Nomura
and by Andrei Linde,
saying that
"cosmic inflation is on a stronger footing than ever before".
See also
Notes
References
Sources
External links
Was Cosmic Inflation The 'Bang' Of The Big Bang?, by Alan Guth, 1997
update 2004 by Andrew Liddle
The Growth of Inflation Symmetry, December 2004
Guth's logbook showing the original idea
WMAP Bolsters Case for Cosmic Inflation, March 2006
NASA March 2006 WMAP press release
Max Tegmark's Our Mathematical Universe (2014), "Chapter 5: Inflation"
Physical cosmology
Concepts in astronomy
1980 in science | [
101,
1130,
2952,
1884,
26358,
6360,
117,
21545,
15503,
117,
1884,
26358,
7810,
15503,
117,
1137,
1198,
15503,
117,
1110,
170,
2749,
1104,
4252,
5674,
21222,
2916,
4298,
1104,
2000,
1107,
1103,
1346,
6271,
119,
1109,
15503,
3113,
174,
5674,
1732,
5695,
1121,
3071,
1170,
1103,
26031,
1181,
2562,
12926,
13794,
1785,
1106,
1199,
1159,
1206,
1105,
3071,
1170,
1103,
13794,
1785,
119,
2485,
1103,
15503,
3113,
1669,
117,
1103,
6271,
1598,
1106,
7380,
117,
1133,
1120,
170,
12741,
2603,
119,
1109,
18383,
1104,
1142,
4298,
1496,
1106,
1843,
2308,
1310,
1170,
1103,
6271,
1108,
1640,
1166,
128,
119,
128,
3775,
1201,
1385,
113,
126,
119,
125,
3775,
1201,
2403,
114,
119,
1130,
2087,
6840,
2749,
1108,
1872,
1107,
1103,
1523,
3095,
1105,
1346,
17008,
117,
1114,
3385,
5353,
1118,
1317,
10093,
14646,
1116,
117,
1259,
23378,
2537,
12809,
4935,
3781,
1120,
4026,
3984,
2024,
1111,
15840,
8127,
4571,
8937,
117,
4258,
144,
15796,
1120,
10898,
1239,
117,
1105,
19668,
12221,
2007,
1120,
3180,
4774,
6348,
10618,
2024,
119,
23378,
2537,
12809,
4935,
3781,
117,
4258,
144,
15796,
117,
1105,
19668,
12221,
2007,
1281,
1103,
1387,
14812,
1964,
2646,
3449,
107,
1111,
14024,
1103,
2749,
1104,
21545,
15503,
119,
107,
1135,
1108,
1872,
1748,
1107,
1103,
1346,
3011,
119,
1135,
7155,
1103,
4247,
1104,
1103,
1415,
118,
3418,
2401,
1104,
1103,
1884,
18818,
119,
25231,
23896,
5822,
24176,
1107,
1103,
17599,
21442,
15503,
3113,
1805,
117,
12477,
22152,
8971,
1106,
21545,
2060,
117,
1561,
1103,
8365,
1111,
1103,
3213,
1104,
2401,
1107,
1103,
9121,
113,
1267,
15593,
3855,
1105,
7243,
1105,
2401,
3855,
114,
119,
2408,
14646,
1116,
1145,
2059,
1115,
15503,
7155,
1725,
1103,
6271,
2691,
1106,
1129,
1103,
1269,
1107,
1155,
7768,
113,
1110,
3329,
27098,
114,
117,
1725,
1103,
21545,
21865,
3582,
8432,
1110,
4901,
19474,
117,
1725,
1103,
6271,
1110,
3596,
117,
1105,
1725,
1185,
8364,
19863,
4184,
9016,
1116,
1138,
1151,
4379,
119,
1109,
6448,
11287,
7094,
6978,
2784,
1111,
15503,
1110,
3655,
119,
1109,
3501,
15503,
3113,
26213,
1110,
3134,
1118,
1211,
14646,
1116,
117,
1112,
170,
1295,
1104,
15503,
2235,
23770,
1138,
1151,
3659,
1118,
8310,
132,
1649,
117,
170,
6432,
7309,
1104,
6479,
4267,
26614,
1121,
1142,
1700,
119,
1109,
177,
1183,
11439,
27861,
1768,
1354,
1106,
1129,
2784,
1111,
15503,
1110,
1270,
1103,
1107,
2087,
16236,
1320,
119,
1130,
1617,
1210,
1104,
1103,
1560,
10939,
1104,
1103,
2749,
1127,
3037,
1111,
1147,
1558,
5353,
132,
14646,
1116,
4258,
144,
15796,
1104,
150,
119,
146,
119,
157,
119,
117,
19668,
12221,
2007,
1104,
8036,
117,
1105,
1795,
14981,
16464,
1104,
8845,
3416,
1103,
8593,
12120,
19366,
3449,
107,
1111,
1718,
1104,
1103,
3400,
1104,
15503,
1107,
1884,
26358,
6360,
107,
119,
1130,
1368,
144,
15796,
1105,
12221,
2007,
1127,
2152,
1103,
15835,
1582,
14929,
3449,
1107,
6606,
11462,
1348,
8937,
1111,
1147,
11918,
1105,
1718,
1104,
15503,
3113,
1884,
26358,
6360,
119,
3278,
7334,
5596,
3630,
117,
9854,
20164,
15114,
2751,
1115,
1609,
1121,
6456,
26341,
1108,
1894,
5933,
20619,
132,
1103,
1167,
6456,
117,
1103,
1167,
4707,
119,
1188,
1108,
1976,
9829,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The Carboniferous ( ) is a geologic period and system of the Paleozoic that spans 60 million years from the end of the Devonian Period million years ago (Mya), to the beginning of the Permian Period, million years ago. The name Carboniferous means "coal-bearing", from the Latin carbō ("coal") and ferō ("bear, carry"), and refers to the many coal beds formed globally during that time.
The first of the modern 'system' names, it was coined by geologists William Conybeare and William Phillips in 1822, based on a study of the British rock succession. The Carboniferous is often treated in North America as two geological periods, the earlier Mississippian and the later Pennsylvanian.
Terrestrial animal life was well established by the Carboniferous Period. Tetrapods (four limbed vertebrates), which had originated from lobe-finned fish during the preceding Devonian, became pentadactylous in and diversified during the Carboniferous, including early amphibian lineages such as temnospondyls, with the first appearance of amniotes, including synapsids (the group to which modern mammals belong) and reptiles during the late Carboniferous. The period is sometimes also called the Age of Amphibians, during which amphibians became dominant land vertebrates and diversified into many forms including lizard-like, snake-like, and crocodile-like.
Insects would undergo a major radiation during the late Carboniferous. Vast swaths of forest covered the land, which would eventually be laid down and become the coal beds characteristic of the Carboniferous stratigraphy evident today.
The later half of the period experienced glaciations, low sea level, and mountain building as the continents collided to form Pangaea. A minor marine and terrestrial extinction event, the Carboniferous rainforest collapse, occurred at the end of the period, caused by climate change.
Etymology and history
The term "Carboniferous" had first been used as an adjective by Irish geologist Richard Kirwan in 1799, and later used in a heading entitled "Coal-measures or Carboniferous Strata" by John Farey Sr. in 1811, becoming an informal term referring to coal-bearing sequences in Britain and elsewhere in Western Europe. Four units were originally ascribed to the Carboniferous, in ascending order, the Old Red Sandstone, Carboniferous Limestone, Millstone Grit and the Coal Measures. These four units were placed into a formalised Carboniferous unit by William Conybeare and William Phillips in 1822, and later into the Carboniferous System by Phillips in 1835. The Old Red Sandstone was later considered Devonian in age. Subsequently, separate stratigraphic schemes were developed in Western Europe, North America, and Russia. The first attempt to build an international timescale for the Carboniferous was during the Eighth International Congress on Carboniferous Stratigraphy and Geology in Moscow in 1975, when all of the modern ICS stages were proposed.
Stratigraphy
The Carboniferous is divided into two subsystems, the lower Mississippian and upper Pennsylvanian, which are sometimes treated as separate geological periods in North American stratigraphy.
Stages can be defined globally or regionally. For global stratigraphic correlation, the International Commission on Stratigraphy (ICS) ratify global stages based on a Global Boundary Stratotype Section and Point (GSSP) from a single formation (a stratotype) identifying the lower boundary of the stage. The ICS subdivisions from youngest to oldest are as follows:
ICS units
The Mississippian was first proposed by Alexander Winchell, and the Pennsylvanian was proposed by J. J. Stevenson in 1888, and both were proposed as distinct and independent systems by H. S. Williams in 1881.
The Tournaisian was named after the Belgian city of Tournai. It was introduced in scientific literature by Belgian geologist André Hubert Dumont in 1832. The GSSP for the base of the Tournaisian is located at the La Serre section in Montagne Noire, southern France. It is defined by the first appearance datum of the conodont Siphonodella sulcata, which was ratified in 1990. However, the GSSP was later shown to have issues, with Siphonodella sulcata being shown to occur 0.45 m below the proposed boundary.
The Viséan Stage was introduced by André Dumont in 1832. Dumont named this stage after the city of Visé in Belgium's Liège Province. The GSSP for the Visean is located in Bed 83 at the Pengchong section, Guangxi, southern China, which was ratified in 2012. The GSSP for the base of the Viséan is the first appearance datum of fusulinid (an extinct group of forams) Eoparastaffella simplex.
The Serpukhovian Stage was proposed in 1890 by Russian stratigrapher Sergei Nikitin. It is named after the city of Serpukhov, near Moscow. The Serpukhovian Stage currently lacks a defined GSSP. The proposed definition for the base of the Serpukhovian is the first appearance of conodont Lochriea ziegleri.
The Bashkirian was named after Bashkiria, the then Russian name of the republic of Bashkortostan in the southern Ural Mountains of Russia. The stage was introduced by Russian stratigrapher Sofia Semikhatova in 1934. The GSSP for the base of the Bashkirian is located at Arrow Canyon in Nevada, USA, which was ratified in 1996. The GSSP for the base of the Bashkirian is defined by the first appearance of the conodont Declinognathodus noduliferus.
The Moscovian is named after Moscow, Russia, and was first introduced by Sergei Nikitin in 1890. The Moscovian currently lacks a defined GSSP.
The Kasimovian is named after the Russian city of Kasimov, and originally included as part of Nikitin's original 1890 definition of the Moscovian. It was first recognised as a distinct unit by A.P. Ivanov in 1926, who named it the "Tiguliferina" Horizon after a kind of brachiopod. The Kasimovian currently lacks a defined GSSP.
The Gzhelian is named after the Russian village of Gzhel (), nearby Ramenskoye, not far from Moscow. The name and type locality were defined by Sergei Nikitin in 1890. The base of the Gzhelian currently lacks a defined GSSP.
The GSSP for the base of the Permian is located in the Aidaralash River valley near Aqtöbe, Kazakhstan, which was ratified in 1996. The beginning of the stage is defined by the first appearance of the conodont Streptognathodus postfusus.
Regional stratigraphy
North America
In North American stratigraphy, the Mississippian is divided, in ascending order, into the Kinderhookian, Osagean, Meramecian and Chesterian series, while the Pennsylvanian is divided into the Morrowan, Atokan, Desmoinesian, Missourian and Virgilian series.
The Kinderhookian is named after the village of Kinderhook, Pike County, Illinois. It corresponds to the lower part of the Tournasian.
The Osagean is named after the Osage River in St. Clair County, Missouri. It corresponds to the upper part of the Tournaisian and the lower part of the Viséan.
The Meramecian is named after the Meramec Highlands Quarry, located the near the Meramec River, southwest of St. Louis, Missouri. It corresponds to the mid Viséan.
The Chesterian is named after the Chester Group, a sequence of rocks named after the town of Chester, Illinois. It corresponds to the upper Viséan and all of the Serpukhovian.
The Morrowan is named after the Morrow Formation located in NW Arkansas, it corresponds to the lower Bashkirian.
The Atokan was originally a formation named after the town of Atoka in southwestern Oklahoma. It corresponds to the upper Bashkirian and lower Moscovian
The Desmoinesian is named after the Des Moines Formation found near the Des Moines River in central Iowa. It corresponds to the middle and upper Moscovian and lower Kasimovian.
The Missourian was named at the same time as the Desmoinesian. It corresponds to the middle and upper Kasimovian.
The Virgilian is named after the town of Virgil, Kansas, it corresponds to the Gzhelian.
Europe
The European Carboniferous is divided into the lower Dinantian and upper Silesian, the former being named for the Belgian city of Dinant, and the latter for the Silesia region of Central Europe. The boundary between the two subdivisions is older than the Mississippian-Pennsylvanian boundary, lying within the lower Serpukhovian. The boundary traditionally been as first appearance of the ammonoid Cravenoceras leion. In Europe, the Dinantian is primarily marine, the so-called "Carboniferous Limestone", while the Silesian primarily known for its coal measures.
The Dinantian is divided up into two stages, the Tournaisian and Viséan. The Tournaisian is the same length as the ICS stage, but the Viséan is longer, extending into the lower Serpukhovian.
The Silesian is divided into three stages, in ascending order, the Namurian, Westphalian, Stephanian. The Autunian, which corresponds to the middle and upper Gzhelian, is considered a part of the overlying Rotliegend.
The Namurian is named after the city of Namur in Belgium. It corresponds to the middle and upper Serpukhovian and the lower Bashkirian.
The Westphalian is named after the region of Westphalia in Germany it corresponds to the upper Bashkirian and all but the uppermost Moscovian.
The Stephanian is named after the city of Saint-Étienne in eastern France. It corresponds to the uppermost Moscovian, the Kasimovian, and the lower Gzhelian.
Palaeogeography
A global drop in sea level at the end of the Devonian reversed early in the Carboniferous; this created the widespread inland seas and the carbonate deposition of the Mississippian. There was also a drop in south polar temperatures; southern Gondwanaland was glaciated throughout the period, though it is uncertain if the ice sheets were a holdover from the Devonian or not. These conditions apparently had little effect in the deep tropics, where lush swamps, later to become coal, flourished to within 30 degrees of the northernmost glaciers.
Mid-Carboniferous, a drop in sea level precipitated a major marine extinction, one that hit crinoids and ammonites especially hard. This sea level drop and the associated unconformity in North America separate the Mississippian Subperiod from the Pennsylvanian Subperiod. This happened about 323 million years ago, at the onset of the Permo-Carboniferous Glaciation.
The Carboniferous was a time of active mountain-building as the supercontinent Pangaea came together. The southern continents remained tied together in the supercontinent Gondwana, which collided with North America–Europe (Laurussia) along the present line of eastern North America. This continental collision resulted in the Hercynian orogeny in Europe, and the Alleghenian orogeny in North America; it also extended the newly uplifted Appalachians southwestward as the Ouachita Mountains. In the same time frame, much of present eastern Eurasian plate welded itself to Europe along the line of the Ural Mountains. Most of the Mesozoic supercontinent of Pangea was now assembled, although North China (which would collide in the Latest Carboniferous), and South China continents were still separated from Laurasia. The Late Carboniferous Pangaea was shaped like an "O".
There were two major oceans in the Carboniferous: Panthalassa and Paleo-Tethys, which was inside the "O" in the Carboniferous Pangaea. Other minor oceans were shrinking and eventually closed: the Rheic Ocean (closed by the assembly of South and North America), the small, shallow Ural Ocean (which was closed by the collision of Baltica and Siberia continents, creating the Ural Mountains), and the Proto-Tethys Ocean (closed by North China collision with Siberia/Kazakhstania).
Climate
Average global temperatures in the Early Carboniferous Period were high: approximately 20 °C (68 °F). However, cooling during the Middle Carboniferous reduced average global temperatures to about 12 °C (54 °F). Atmospheric carbon dioxide levels fell during the Carboniferous Period from roughly 8 times the current level in the beginning, to a level similar to today's at the end. The Carboniferous is considered part of the Late Paleozoic icehouse, which began in the latest Devonian, with the formation of small glaciers in Gondwana. During the Tournaisian the climate warmed, before cooling, there was another warm interval during the Viséan, but cooling began again during the early Serpukhovian. At the beginning of the Pennsylvanian around 323 million years ago, glaciers began to form around the South Pole, which would grow to cover a vast area of Gondwana. This area extended from the southern reaches of the Amazon basin and covered large areas of southern Africa, as well as most of Australia and Antarctica. Cyclothems, which began around 313 million years ago, and continue into the following Permian indicate that the size of the glaciers were controlled by Milankovitch cycles akin to recent ice ages, with glacial periods and interglacials. Deep ocean temperatures during this time were cold due to the influx of cold bottom waters generated by seasonal melting of the ice cap.
The cooling and drying of the climate led to the Carboniferous Rainforest Collapse (CRC) during the late Carboniferous. Tropical rainforests fragmented and then were eventually devastated by climate change.
Rocks and coal
Carboniferous rocks in Europe and eastern North America largely consist of a repeated sequence of limestone, sandstone, shale and coal beds. In North America, the early Carboniferous is largely marine limestone, which accounts for the division of the Carboniferous into two periods in North American schemes. The Carboniferous coal beds provided much of the fuel for power generation during the Industrial Revolution and are still of great economic importance.
The large coal deposits of the Carboniferous may owe their existence primarily to two factors. The first of these is the appearance of wood tissue and bark-bearing trees. The evolution of the wood fiber lignin and the bark-sealing, waxy substance suberin variously opposed decay organisms so effectively that dead materials accumulated long enough to fossilise on a large scale. The second factor was the lower sea levels that occurred during the Carboniferous as compared to the preceding Devonian Period. This promoted the development of extensive lowland swamps and forests in North America and Europe. Based on a genetic analysis of mushroom fungi, it was proposed that large quantities of wood were buried during this period because animals and decomposing bacteria and fungi had not yet evolved enzymes that could effectively digest the resistant phenolic lignin polymers and waxy suberin polymers. They suggest that fungi that could break those substances down effectively only became dominant towards the end of the period, making subsequent coal formation much rarer.
The Carboniferous trees made extensive use of lignin. They had bark to wood ratios of 8 to 1, and even as high as 20 to 1. This compares to modern values less than 1 to 4. This bark, which must have been used as support as well as protection, probably had 38% to 58% lignin. Lignin is insoluble, too large to pass through cell walls, too heterogeneous for specific enzymes, and toxic, so that few organisms other than Basidiomycetes fungi can degrade it. To oxidize it requires an atmosphere of greater than 5% oxygen, or compounds such as peroxides. It can linger in soil for thousands of years and its toxic breakdown products inhibit decay of other substances. One possible reason for its high percentages in plants at that time was to provide protection from insects in a world containing very effective insect herbivores (but nothing remotely as effective as modern plant eating insects) and probably many fewer protective toxins produced naturally by plants than exist today. As a result, undegraded carbon built up, resulting in the extensive burial of biologically fixed carbon, leading to an increase in oxygen levels in the atmosphere; estimates place the peak oxygen content as high as 35%, as compared to 21% today. This oxygen level may have increased wildfire activity. It also may have promoted gigantism of insects and amphibians, creatures whose size is today limited by their respiratory systems' ability to transport and distribute oxygen at lower atmospheric concentrations.
In eastern North America, marine beds are more common in the older part of the period than the later part and are almost entirely absent by the late Carboniferous. More diverse geology existed elsewhere, of course. Marine life is especially rich in crinoids and other echinoderms. Brachiopods were abundant. Trilobites became quite uncommon. On land, large and diverse plant populations existed. Land vertebrates included large amphibians.
Life
Plants
Early Carboniferous land plants, some of which were preserved in coal balls, were very similar to those of the preceding Late Devonian, but new groups also appeared at this time.
The main Early Carboniferous plants were the Equisetales (horse-tails), Sphenophyllales (scrambling plants), Lycopodiales (club mosses), Lepidodendrales (scale trees), Filicales (ferns), Medullosales (informally included in the "seed ferns", an artificial assemblage of a number of early gymnosperm groups) and the Cordaitales. These continued to dominate throughout the period, but during late Carboniferous, several other groups, Cycadophyta (cycads), the Callistophytales (another group of "seed ferns"), and the Voltziales (related to and sometimes included under the conifers), appeared.
The Carboniferous lycophytes of the order Lepidodendrales, which are cousins (but not ancestors) of the tiny club-moss of today, were huge trees with trunks 30 meters high and up to 1.5 meters in diameter. These included Lepidodendron (with its cone called Lepidostrobus), Anabathra, Lepidophloios and Sigillaria. The roots of several of these forms are known as Stigmaria. Unlike present-day trees, their secondary growth took place in the cortex, which also provided stability, instead of the xylem. The Cladoxylopsids were large trees, that were ancestors of ferns, first arising in the Carboniferous.
The fronds of some Carboniferous ferns are almost identical with those of living species. Probably many species were epiphytic. Fossil ferns and "seed ferns" include Pecopteris, Cyclopteris, Neuropteris, Alethopteris, and Sphenopteris; Megaphyton and Caulopteris were tree ferns.
The Equisetales included the common giant form Calamites, with a trunk diameter of 30 to and a height of up to . Sphenophyllum was a slender climbing plant with whorls of leaves, which was probably related both to the calamites and the lycopods.
Cordaites, a tall plant (6 to over 30 meters) with strap-like leaves, was related to the cycads and conifers; the catkin-like reproductive organs, which bore ovules/seeds, is called Cardiocarpus. These plants were thought to live in swamps. True coniferous trees (Walchia, of the order Voltziales) appear later in the Carboniferous, and preferred higher drier ground.
Marine invertebrates
In the oceans the marine invertebrate groups are the Foraminifera, corals, Bryozoa, Ostracoda, brachiopods, ammonoids, hederelloids, microconchids and echinoderms (especially crinoids). For the first time foraminifera take a prominent part in the marine faunas. The large spindle-shaped genus Fusulina and its relatives were abundant in what is now Russia, China, Japan, North America; other important genera include Valvulina, Endothyra, Archaediscus, and Saccammina (the latter common in Britain and Belgium). Some Carboniferous genera are still extant. The first true priapulids appeared during this period.
The microscopic shells of radiolarians are found in cherts of this age in the Culm of Devon and Cornwall, and in Russia, Germany and elsewhere. Sponges are known from spicules and anchor ropes, and include various forms such as the Calcispongea Cotyliscus and Girtycoelia, the demosponge Chaetetes, and the genus of unusual colonial glass sponges Titusvillia.
Both reef-building and solitary corals diversify and flourish; these include both rugose (for example, Caninia, Corwenia, Neozaphrentis), heterocorals, and tabulate (for example, Chladochonus, Michelinia) forms. Conularids were well represented by Conularia
Bryozoa are abundant in some regions; the fenestellids including Fenestella, Polypora, and Archimedes, so named because it is in the shape of an Archimedean screw. Brachiopods are also abundant; they include productids, some of which (for example, Gigantoproductus) reached very large (for brachiopods) size and had very thick shells, while others like Chonetes were more conservative in form. Athyridids, spiriferids, rhynchonellids, and terebratulids are also very common. Inarticulate forms include Discina and Crania. Some species and genera had a very wide distribution with only minor variations.
Annelids such as Serpulites are common fossils in some horizons. Among the mollusca, the bivalves continue to increase in numbers and importance. Typical genera include Aviculopecten, Posidonomya, Nucula, Carbonicola, Edmondia, and Modiola. Gastropods are also numerous, including the genera Murchisonia, Euomphalus, Naticopsis. Nautiloid cephalopods are represented by tightly coiled nautilids, with straight-shelled and curved-shelled forms becoming increasingly rare. Goniatite ammonoids such as Aenigmatoceras are common.
Trilobites are rarer than in previous periods, on a steady trend towards extinction, represented only by the proetid group. Ostracoda, a class of crustaceans, were abundant as representatives of the meiobenthos; genera included Amphissites, Bairdia, Beyrichiopsis, Cavellina, Coryellina, Cribroconcha, Hollinella, Kirkbya, Knoxiella, and Libumella.
Amongst the echinoderms, the crinoids were the most numerous. Dense submarine thickets of long-stemmed crinoids appear to have flourished in shallow seas, and their remains were consolidated into thick beds of rock. Prominent genera include Cyathocrinus, Woodocrinus, and Actinocrinus. Echinoids such as Archaeocidaris and Palaeechinus were also present. The blastoids, which included the Pentreinitidae and Codasteridae and superficially resembled crinoids in the possession of long stalks attached to the seabed, attain their maximum development at this time.
Freshwater and lagoonal invertebrates
Freshwater Carboniferous invertebrates include various bivalve molluscs that lived in brackish or fresh water, such as Anthraconaia, Naiadites, and Carbonicola; diverse crustaceans such as Candona, Carbonita, Darwinula, Estheria, Acanthocaris, Dithyrocaris, and Anthrapalaemon.
The eurypterids were also diverse, and are represented by such genera as Adelophthalmus, Megarachne (originally misinterpreted as a giant spider, hence its name) and the specialised very large Hibbertopterus. Many of these were amphibious.
Frequently a temporary return of marine conditions resulted in marine or brackish water genera such as Lingula, Orbiculoidea, and Productus being found in the thin beds known as marine bands.
Terrestrial invertebrates
Fossil remains of air-breathing insects, myriapods and arachnids are known from the late Carboniferous, but so far not from the early Carboniferous. Their diversity when they do appear, however, shows that these arthropods were both well-developed and numerous. Their large size can be attributed to the moistness of the environment (mostly swampy fern forests) and the fact that the oxygen concentration in the Earth's atmosphere in the Carboniferous was much higher than today. This required less effort for respiration and allowed arthropods to grow larger with the up to millipede-like Arthropleura being the largest-known land invertebrate of all time. Among the insect groups are the huge predatory Protodonata (griffinflies), among which was Meganeura, a giant dragonfly-like insect and with a wingspan of ca. —the largest flying insect ever to roam the planet. Further groups are the Syntonopterodea (relatives of present-day mayflies), the abundant and often large sap-sucking Palaeodictyopteroidea, the diverse herbivorous Protorthoptera, and numerous basal Dictyoptera (ancestors of cockroaches). Many insects have been obtained from the coalfields of Saarbrücken and Commentry, and from the hollow trunks of fossil trees in Nova Scotia. Some British coalfields have yielded good specimens: Archaeoptilus, from the Derbyshire coalfield, had a large wing with preserved part, and some specimens (Brodia) still exhibit traces of brilliant wing colors. In the Nova Scotian tree trunks land snails (Archaeozonites, Dendropupa) have been found.
Fish
Many fish inhabited the Carboniferous seas; predominantly Elasmobranchs (sharks and their relatives). These included some, like Psammodus, with crushing pavement-like teeth adapted for grinding the shells of brachiopods, crustaceans, and other marine organisms. Other sharks had piercing teeth, such as the Symmoriida; some, the petalodonts, had peculiar cycloid cutting teeth. Most of the sharks were marine, but the Xenacanthida invaded fresh waters of the coal swamps. Among the bony fish, the Palaeonisciformes found in coastal waters also appear to have migrated to rivers. Sarcopterygian fish were also prominent, and one group, the Rhizodonts, reached very large size.
Most species of Carboniferous marine fish have been described largely from teeth, fin spines and dermal ossicles, with smaller freshwater fish preserved whole.
Freshwater fish were abundant, and include the genera Ctenodus, Uronemus, Acanthodes, Cheirodus, and Gyracanthus.
Chondrichthyes (especially the Stethacanthids) underwent a major evolutionary radiation during the Carboniferous. It is believed that this evolutionary radiation occurred because the decline of the placoderms at the end of the Devonian Period caused many environmental niches to become unoccupied and allowed new organisms to evolve and fill these niches. As a result of the evolutionary radiation Carboniferous sharks assumed a wide variety of bizarre shapes including Stethacanthus which possessed a flat brush-like dorsal fin with a patch of denticles on its top. Stethacanthus unusual fin may have been used in mating rituals.
Tetrapods
Carboniferous amphibians were diverse and common by the middle of the period, more so than they are today; some were as long as 6 meters, and those fully terrestrial as adults had scaly skin. They included a number of basal tetrapod groups classified in early books under the Labyrinthodontia. These had long bodies, a head covered with bony plates and generally weak or undeveloped limbs. The largest were over 2 meters long. They were accompanied by an assemblage of smaller amphibians included under the Lepospondyli, often only about long. Some Carboniferous amphibians were aquatic and lived in rivers (Loxomma, Eogyrinus, Proterogyrinus); others may have been semi-aquatic (Ophiderpeton, Amphibamus, Hyloplesion) or terrestrial (Dendrerpeton, Tuditanus, Anthracosaurus).
The Carboniferous Rainforest Collapse slowed the evolution of amphibians who could not survive as well in the cooler, drier conditions. Amniotes, however, prospered due to specific key adaptations. One of the greatest evolutionary innovations of the Carboniferous was the amniote egg, which allowed the laying of eggs in a dry environment, as well as keratinized scales and claws, allowing for the further exploitation of the land by certain tetrapods. These included the earliest sauropsid reptiles (Hylonomus), and the earliest known synapsid (Archaeothyris). Synapsids quickly became huge and diversified in the Permian, only for their dominance to stop during the Mesozoic Era. Sauropsids (reptiles, and also, later, birds) also diversified but remained small until the Mesozoic, during which they would dominate the land, as well as the water and sky.
Reptiles underwent a major evolutionary radiation in response to the drier climate that preceded the rainforest collapse. By the end of the Carboniferous Period, amniotes had already diversified into a number of groups, including several families of synapsid pelycosaurs, protorothyridids, captorhinids, saurians and araeoscelids.
Fungi
As plants and animals were growing in size and abundance in this time (for example, Lepidodendron), land fungi diversified further. Marine fungi still occupied the oceans. All modern classes of fungi were present in the Late Carboniferous (Pennsylvanian Epoch).
During the Carboniferous, animals and bacteria had great difficulty with processing the lignin and cellulose that made up the gigantic trees of the period. Microbes had not evolved that could process them. The trees, after they died, simply piled up on the ground, occasionally becoming part of long-running wildfires after a lightning strike, with others very slowly degrading into coal. White rot fungus were the first organisms to be able to process these and break them down in any reasonable quantity and timescale. Thus, some have proposed that fungi helped end the Carboniferous Period, stopping accumulation of undegraded plant matter, although this idea remains highly controversial.
Extinction events
Romer's gap
The first 15 million years of the Carboniferous had very limited terrestrial fossils. This gap in the fossil record is called Romer's gap after the American palaentologist Alfred Romer. While it has long been debated whether the gap is a result of fossilisation or relates to an actual event, recent work indicates the gap period saw a drop in atmospheric oxygen levels, indicating some sort of ecological collapse. The gap saw the demise of the Devonian fish-like ichthyostegalian labyrinthodonts, and the rise of the more advanced temnospondyl and reptiliomorphan amphibians that so typify the Carboniferous terrestrial vertebrate fauna.
Carboniferous rainforest collapse
Before the end of the Carboniferous Period, an extinction event occurred. On land this event is referred to as the Carboniferous Rainforest Collapse (CRC). Vast tropical rainforests collapsed suddenly as the climate changed from hot and humid to cool and arid. This was likely caused by intense glaciation and a drop in sea levels.
The new climatic conditions were not favorable to the growth of rainforest and the animals within them. Rainforests shrank into isolated islands, surrounded by seasonally dry habitats. Towering lycopsid forests with a heterogeneous mixture of vegetation were replaced by much less diverse tree-fern dominated flora.
Amphibians, the dominant vertebrates at the time, fared poorly through this event with large losses in biodiversity; reptiles continued to diversify due to key adaptations that let them survive in the drier habitat, specifically the hard-shelled egg and scales, both of which retain water better than their amphibian counterparts.
See also
Carboniferous tetrapods
Carboniferous Rainforest Collapse
Important Carboniferous Lagerstätten
East Kirkton Quarry; c. 350 mya; Bathgate, Scotland
Hamilton Quarry; 320 mya; Kansas, US
Mazon Creek; 300 mya; Illinois, US
List of fossil sites (with link directory)
References
Sources
External links
Examples of Carboniferous Fossils
60+ images of Carboniferous Foraminifera
Carboniferous (Chronostratography scale)
Geological periods | [
101,
1109,
23603,
25093,
113,
114,
1110,
170,
25542,
1669,
1105,
1449,
1104,
1103,
19585,
26918,
23020,
1115,
15533,
2539,
1550,
1201,
1121,
1103,
1322,
1104,
1103,
7122,
1811,
16477,
1550,
1201,
2403,
113,
1422,
1161,
114,
117,
1106,
1103,
2150,
1104,
1103,
14286,
19111,
16477,
117,
1550,
1201,
2403,
119,
1109,
1271,
23603,
25093,
2086,
107,
5289,
118,
7343,
107,
117,
1121,
1103,
2911,
1610,
1830,
4587,
113,
107,
5289,
107,
114,
1105,
175,
1200,
4587,
113,
107,
4965,
117,
3564,
107,
114,
117,
1105,
4431,
1106,
1103,
1242,
5289,
9884,
1824,
18526,
1219,
1115,
1159,
119,
1109,
1148,
1104,
1103,
2030,
112,
1449,
112,
2666,
117,
1122,
1108,
13674,
1118,
25166,
1116,
1613,
16752,
1183,
3962,
8836,
1105,
1613,
7651,
1107,
12439,
117,
1359,
1113,
170,
2025,
1104,
1103,
1418,
2067,
8705,
119,
1109,
23603,
25093,
1110,
1510,
5165,
1107,
1456,
1738,
1112,
1160,
16622,
6461,
117,
1103,
2206,
5201,
1389,
1105,
1103,
1224,
2680,
1179,
119,
12008,
11604,
2050,
13119,
3724,
1297,
1108,
1218,
1628,
1118,
1103,
23603,
25093,
16477,
119,
12008,
4487,
5674,
3680,
113,
1300,
16864,
1174,
1396,
22460,
6766,
3052,
114,
117,
1134,
1125,
7506,
1121,
25163,
118,
15301,
3540,
3489,
1219,
1103,
11139,
7122,
1811,
117,
1245,
8228,
18518,
11179,
7777,
2285,
1107,
1105,
22767,
6202,
1219,
1103,
23603,
25093,
117,
1259,
1346,
1821,
27008,
12324,
14209,
1116,
1216,
1112,
21359,
1306,
14226,
5674,
22600,
3447,
117,
1114,
1103,
1148,
2468,
1104,
1821,
22772,
3052,
117,
1259,
188,
21880,
3491,
7540,
113,
1103,
1372,
1106,
1134,
2030,
12905,
6772,
114,
1105,
25440,
1219,
1103,
1523,
23603,
25093,
119,
1109,
1669,
1110,
2121,
1145,
1270,
1103,
4936,
1104,
7277,
27008,
12324,
1116,
117,
1219,
1134,
1821,
27008,
12324,
1116,
1245,
7065,
1657,
1396,
22460,
6766,
3052,
1105,
22767,
6202,
1154,
1242,
2769,
1259,
20730,
118,
1176,
117,
8925,
118,
1176,
117,
1105,
172,
24198,
118,
1176,
119,
1130,
26338,
1116,
1156,
13971,
170,
1558,
8432,
1219,
1103,
1523,
23603,
25093,
119,
159,
12788,
188,
20543,
9524,
1104,
3304,
2262,
1103,
1657,
117,
1134,
1156,
2028,
1129,
3390,
1205,
1105,
1561,
1103,
5289,
9884,
7987,
1104,
1103,
23603,
25093,
188,
4487,
3121,
8944,
10238,
2052,
119,
1109,
1224,
1544,
1104,
1103,
1669,
4531,
176,
1742,
15253,
1116,
117,
1822,
2343,
1634,
117,
1105,
3231,
1459,
1112,
1103,
21876,
19060,
1106,
1532,
6991,
2571,
4490,
119,
138,
3137,
5243,
1105,
13669,
16137,
1856,
117,
1103,
23603,
25093,
24369,
7546,
117,
3296,
1120,
1103,
1322,
1104,
1103,
1669,
117,
2416,
1118,
4530,
1849,
119,
142,
2340,
19969,
1105,
1607,
1109,
1858,
107,
23603,
25093,
107,
1125,
1148,
1151,
1215,
1112,
1126,
8050,
20913,
1118,
2600,
25166,
2055,
14477,
1197,
5491,
1107,
14287,
117,
1105,
1224,
1215,
1107,
170,
5312,
3909,
107,
14250,
118,
5252,
1137,
23603,
25093,
1457,
15471,
107,
1118,
1287,
8040,
2254,
8731,
119,
1107,
13370,
117,
2479,
1126,
12492,
1858,
7455,
1106,
5289,
118,
7343,
10028,
1107,
2855,
1105,
6890,
1107,
2102,
1980,
119,
3396,
2338,
1127,
2034,
1112,
13098,
1106,
1103,
23603,
25093,
117,
1107,
26457,
1546,
117,
1103,
2476,
2156,
18869,
4793,
117,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Crokinole ( ) is a disk-flicking dexterity board game, possibly of Canadian origin, similar to the games of pitchnut, carrom, and pichenotte, with elements of shuffleboard and curling reduced to table-top size. Players take turns shooting discs across the circular playing surface, trying to land their discs in the higher-scoring regions of the board, particularly the recessed center hole of 20 points, while also attempting to knock opposing discs off the board, and into the 'ditch'. In crokinole, the shooting is generally towards the center of the board, unlike carroms and pitchnut, where the shooting is towards the four outer corner pockets, as in pool. Crokinole is also played using cue sticks, and there is a special category for cue stick participants at the World Crokinole Championships in Tavistock, Ontario, Canada.
Equipment
Board dimensions vary with a playing surface typically of polished wood or laminate approximately in diameter. The arrangement is 3 concentric rings worth 5, 10, and 15 points as you move in from the outside. There is a shallow 20-point hole at the center. The inner 15-point ring is guarded with 8 small bumpers or posts. The outer ring of the board is divided into four quadrants. The outer edge of the board is raised slightly to keep errant shots from flying out, with a gutter between the playing surface and the edge to collect discarded pieces. Crokinole boards are typically octagonal or round in shape. The wooden discs are roughly checker-sized, slightly smaller in diameter than the board's central hole, and typically have one side slightly concave and one side slightly convex, mainly due to the inherent features of wood, more than a planned design. Alternatively, the game may be played with ring-shaped pieces with a central hole.
Powder
The use of any lubricating powder in crokinole is controversial, with some purists reviling the practice.
Powder is sometimes used to ensure pieces slide smoothly on the surface. Boric acid was popular for a long time, but is now considered toxic and has been replaced with safer substitutes. The EU has classified Boric acid as a "Serious Health Hazard". In the UK, many players use a version of anti-set-off spray powder, from the printing industry, which has specific electrostatic properties, with particles of 50-micrometre diameter (). The powder is made of pure food-grade plant/vegetable starch.
The World Crokinole Championships in Tavistock, Ontario, Canada, states: "The WCC waxes boards, as required, with paste wax. On tournament day powdered shuffleboard wax (CAPO fast speed, yellow and white container) is placed in the ditch. Only tournament organizers will apply quality granular shuffleboard wax. Wax will be placed in the ditch area so that players can rub their discs in the wax prior to shooting, if they desire. Contestants are not allowed to apply lubricants of any type to the board. Absolutely no other lubricant will be allowed".
Gameplay
Crokinole is most commonly played by two players, or by four players in teams of two, with partners sitting across the board from each other. Players take turns flicking their discs from the outer edge of their quadrant of the board onto the playfield. Shooting is usually done by flicking the disc with a finger, though sometimes small cue sticks may be used. If there are any enemy discs on the board, a player must make contact, directly or indirectly, with an enemy disc during the shot. If unsuccessful, the shot disc is "fouled" and removed from the board, along with any of the player's other discs that were moved during the shot.
When there are no enemy discs on the board, many (but not all) rules also state that a player must shoot for the centre of the board, and a shot disc must finish either completely inside the 15-point guarded ring line, or (depending on the specifics of the rules) be inside or touching this line. This is often called the "no hiding" rule, since it prevents players from placing their first shots where their opponent must traverse completely through the guarded centre ring to hit them and avoid fouling. When playing without this rule, a player may generally make any shot desired, and as long as a disc remains completely inside the outer line of the playfield, it remains on the board. During any shot, any disc that falls completely into the recessed central "20" hole (a.k.a. the "Toad" or "Dukie") is removed from play, and counts as twenty points for the owner of the disc at the end of the round, assuming the shot is valid.
Scoring occurs after all pieces (generally 12 per player or team) have been played, and is differential: i.e., the player or team with higher score is awarded the difference between the higher and lower scores for the round, thus only one team or player each round gains points. Play continues until a predetermined winning score is reached.
History of the game
After 30 years of research, Wayne Kelly published his assessment of the first origins of crokinole, in The Crokinole Book, Third Edition, page 28, which leaves the door open to future research and discovery of the origins of the game of crokinole: "The earliest American crokinole board and reference to the game is M. B. Ross's patented New York board of 1880. The earliest Canadian reference is 1867(Sports and Games in Canadian Life: 1700 to the Present by Howell and Howell, Toronto, MacMillan Company of Canada, 1969, p.61, and the oldest piece dated at 1875 by Ekhardt Wettlaufer. Could Ekhardt Wettlaufer have visited friends in New York state, noticed an unusual and entertaining parlour game being played, and upon arrival at home, made an imitation as a gift for his son? After all, he was a talented, and no doubt resourceful, painter and woodworker. Or was it the other way around? Did Mr. M. B. Ross travel to Ontario, take note of a quaint piece of rural folk art, and upon return to New York, put his American entrepreneurial skills to work - complete with patent name - on his new crokinole board? As the trail is more than 100 years old and no other authoritative source can be found, it appears, at the moment, that Eckhardt Wettlaufer or M. B. Ross are as close as we can get to answering the question WHO (made the first crokinole board.)"
The earliest known crokinole board was made by craftsman Eckhardt Wettlaufer in 1876 in Perth County, Ontario, Canada. It is said Wettlaufer crafted the board as a fifth birthday present for his son Adam, which is now part of the collection at the Joseph Schneider Haus, a national historic site in Kitchener, Ontario, with a focus on Germanic folk art. Several other home-made boards dating from southwestern Ontario in the 1870s have been discovered since the 1990s. A board game similar to crokinole was patented on 20 April 1880 by Joshua K. Ingalls (US Patent No. 226,615)
Crokinole is often believed to be of Mennonite or Amish origins, but there is no factual data to support such a claim. The reason for this misconception may be due to its popularity in Mennonite and Amish groups. The game was viewed as a rather innocuous pastime – unlike the perception that diversions such as card playing or dancing were considered "works of the Devil" as held by many 19th-century Protestant groups.
The oldest roots of crokinole, from the 1860s, suggest the British and South Asian games are the most likely antecedents of what became crokinole.
In 2006, a documentary film called Crokinole was released. The world premiere occurred at the Princess Cinema in Waterloo, Ontario, in early 2006. The movie follows some of the competitors of the 2004 World Crokinole Championship as they prepare for the event.
Origins of the name
The name "crokinole" derives from , a French word today designating:
in France, a kind of cookie (or biscuit in British English), similar to a biscotto;
in French Canada, a pastry somewhat similar to a doughnut (except for the shape).
It also used to designate the action of flicking with the finger (Molière, Le malade imaginaire; or Voltaire, Lettre à Frédéric II Roi de Prusse; etc.), and this seems the most likely origin of the name of the game. was also a synonym of , a word that gave its name to the different but related games of pichenotte and pitchnut.
From The Crokinole Book 3rd Edition by Wayne S. Kelly "Is it possible that the English word 'crokinole' is simply an etymological offspring of the French word 'croquignole'? It would appear so for the following reasons. Going back to the entry for Crokinole in Webster's Third New International Dictionary, within the etymological brackets is says: [French croquignole, fillip]. This is a major clue. The word fillip, according to Webster's, has two definitions: "1. a blow or gesture made by the sudden forcible release of a finger curled up against the thumb; a short sharp blow. 2. to strike by holding the nail of a finger curled up against the ball of the thumb and then suddenly releasing it from that position". So it seems evident, then, that our game of crokinole derives its name from the verb form (of croquignole) defining the principle action in the game, that of flicking or 'filliping' a playing piece across the board".
The word Crokinole is generally acknowledged to have been derived from the French Canadian word "Croquignole", a word with several meanings, such as fillip, snap, biscuit, bun and a woman's wavy hairstyle popular at the turn of the century. The US state of New York shares border crossings with both of the Canadian provinces of Ontario and Quebec, all three of which are popular "hotbeds" of Croknole playing.
Crokinole is called ('flick-board') (and occasionally knipsdesh (flick-table)) in the Plautdietsch spoken by Russian Mennonites.
World Crokinole Championship
The World Crokinole Championship (WCC) tournament has been held annually since 1999 on the first Saturday of June in Tavistock, Ontario. Tavistock was chosen as the host city because it was the home of Eckhardt Wettlaufer, the maker of the earliest known board. The tournament has seen registration from every Canadian province, several American states, Germany, Australia, Spain and the UK.
The WCC singles competition begins with a qualifying round in which competitors play 10 matches against randomly assigned opponents. The qualifying round is played in a large randomly determined competition. At the end of the opening round, the top 16 competitors move on to the playoffs. The top four in the playoffs advance to a final round robin to play each other, and the top two compete in the finals. The WCC doubles competition begins with a qualifying round of 8 matches against randomly assigned opponents with the top six teams advancing to a playoff round robin to determine the champions.
The WCC has multiple divisions, including a singles finger-shooting category for competitive players (adult singles), novices (recreational), and younger players (intermediate, 11–14 yrs; junior, 6–10 yrs), as well as a division for cue-shooters (cues singles). The WCC also awards a prize for the top 20-hole shooter in the qualifying round of competitive singles, recreational singles, cues singles, intermediate singles, and in the junior singles. The tournament also holds doubles divisions for competitive fingers-shooting (competitive doubles), novices (recreational doubles), younger players (youth doubles, 6–16yrs), and cues-shooting (cues doubles).
The official board builder of the World Crokinole Championships is Jeremy Tracey.
See also
Chapayev
Novuss
Pichenotte
Table shuffleboard
References
External links
Crokinole FAQ by Wayne and Caleb Kelly
World Crokinole Championships in Tavistock, Ontario
National Crokinole Association
The Crokinole Post
Crokinole Skills Competition Videos
Our Canada Magazine Article about Crokinole
Crokinole Friends of the Pichenotte Guys
Crokinole Canada by Ted Fuller
Crokinole Game Boards by Jeremy Tracey
The Crokinole Depot by The Beierling Brothers
Board games introduced in the 1870s
Disk-flicking games
Tabletop cue games
Sports originating in Canada
Canadian board games | [
101,
140,
24830,
4559,
1513,
113,
114,
1110,
170,
10437,
118,
22302,
1158,
1260,
1775,
2083,
1785,
2313,
1342,
117,
3566,
1104,
2122,
4247,
117,
1861,
1106,
1103,
1638,
1104,
6158,
12251,
117,
1610,
16071,
117,
1105,
185,
26312,
12512,
1566,
117,
1114,
3050,
1104,
188,
6583,
13327,
4015,
1105,
16034,
3549,
1106,
1952,
118,
1499,
2060,
119,
6624,
1321,
3587,
4598,
17973,
1506,
1103,
8287,
1773,
2473,
117,
1774,
1106,
1657,
1147,
17973,
1107,
1103,
2299,
118,
3859,
4001,
1104,
1103,
2313,
117,
2521,
1103,
1231,
22371,
1174,
2057,
4569,
1104,
1406,
1827,
117,
1229,
1145,
6713,
1106,
7466,
10137,
17973,
1228,
1103,
2313,
117,
1105,
1154,
1103,
112,
15916,
112,
119,
1130,
172,
24830,
4559,
1513,
117,
1103,
4598,
1110,
2412,
2019,
1103,
2057,
1104,
1103,
2313,
117,
6199,
1610,
16071,
1116,
1105,
6158,
12251,
117,
1187,
1103,
4598,
1110,
2019,
1103,
1300,
6144,
2655,
10375,
117,
1112,
1107,
4528,
119,
140,
24830,
4559,
1513,
1110,
1145,
1307,
1606,
18780,
13963,
117,
1105,
1175,
1110,
170,
1957,
4370,
1111,
18780,
6166,
6635,
1120,
1103,
1291,
140,
24830,
4559,
1513,
2708,
1107,
27342,
22248,
117,
3717,
117,
1803,
119,
22897,
2464,
10082,
7907,
1114,
170,
1773,
2473,
3417,
1104,
13247,
3591,
1137,
2495,
17379,
2324,
1107,
6211,
119,
1109,
6204,
1110,
124,
14255,
24684,
8374,
3869,
126,
117,
1275,
117,
1105,
1405,
1827,
1112,
1128,
1815,
1107,
1121,
1103,
1796,
119,
1247,
1110,
170,
8327,
1406,
118,
1553,
4569,
1120,
1103,
2057,
119,
1109,
5047,
1405,
118,
1553,
3170,
1110,
14385,
1114,
129,
1353,
26035,
1116,
1137,
8345,
119,
1109,
6144,
3170,
1104,
1103,
2313,
1110,
3233,
1154,
1300,
186,
18413,
18937,
119,
1109,
6144,
2652,
1104,
1103,
2313,
1110,
2120,
2776,
1106,
1712,
14044,
6922,
6981,
1121,
3754,
1149,
117,
1114,
170,
9691,
2083,
1206,
1103,
1773,
2473,
1105,
1103,
2652,
1106,
7822,
16041,
3423,
119,
140,
24830,
4559,
1513,
8190,
1132,
3417,
25360,
1137,
1668,
1107,
3571,
119,
1109,
4122,
17973,
1132,
4986,
4031,
1200,
118,
6956,
117,
2776,
2964,
1107,
6211,
1190,
1103,
2313,
112,
188,
2129,
4569,
117,
1105,
3417,
1138,
1141,
1334,
2776,
14255,
2599,
2707,
1105,
1141,
1334,
2776,
20137,
117,
2871,
1496,
1106,
1103,
17575,
1956,
1104,
3591,
117,
1167,
1190,
170,
2919,
1902,
119,
23104,
117,
1103,
1342,
1336,
1129,
1307,
1114,
3170,
118,
4283,
3423,
1114,
170,
2129,
4569,
119,
18959,
2246,
2692,
1109,
1329,
1104,
1251,
181,
10354,
15353,
1916,
10794,
1107,
172,
24830,
4559,
1513,
1110,
6241,
117,
1114,
1199,
23609,
12937,
1116,
1231,
24465,
2118,
1103,
2415,
119,
18959,
2246,
2692,
1110,
2121,
1215,
1106,
4989,
3423,
7253,
16193,
1113,
1103,
2473,
119,
9326,
4907,
5190,
1108,
1927,
1111,
170,
1263,
1159,
117,
1133,
1110,
1208,
1737,
12844,
1105,
1144,
1151,
2125,
1114,
15033,
7359,
1116,
119,
1109,
7270,
1144,
5667,
9326,
4907,
5190,
1112,
170,
107,
19536,
4179,
3225,
11679,
18551,
107,
119,
1130,
1103,
1993,
117,
1242,
2139,
1329,
170,
1683,
1104,
2848,
118,
1383,
118,
1228,
13477,
10794,
117,
1121,
1103,
8455,
2380,
117,
1134,
1144,
2747,
24266,
27372,
4625,
117,
1114,
9150,
1104,
1851,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Telecommunications in Cambodia include telephone, radio, television, and Internet services, which are regulated by the Ministry of Posts and Telecommunications. Transport and posts were restored throughout most of the country in the early 1980s during the People's Republic of Kampuchea regime after being disrupted under Democratic Kampuchea (Khmer Rouge).
In January 1987, the Soviet-aided Intersputnik space communications station began operation in Phnom Penh and established two-way telecommunication links between the Cambodian capital and the cities of Moscow, Hanoi, Vientiane and Paris. The completion of the earth satellite station restored the telephone and telex links among Phnom Penh, Hanoi, and other countries for the first time since 1975. Although telecommunications services were initially limited to the government, these advances in communications helped break down the country's isolation, both internally and internationally.
Today, with the availability of mobile phones, communications are open to all, though the country's Prime Minister Hun Sen decreed that 3G mobile phones would not be allowed to support video calling.
Telephones
As of Q1 2020, Cambodia's mobile connection is at 21.4 million. Smart Axiata, a leading telecommunications company, in 2019 conducted a live trial of its 5G network with support from China's Huawei. The company said it expects to begin rolling out 5G services in Cambodia by the end of 2019.
GSMA predicted that by 2025, Cambodia will have approximately 24.3 million total mobile connections with smartphone connections up to 69%. The market is predicted to adopt 1.6 million of 5G connections within 5 years from 2020. Though so, it's believed that 4G still have room for growth and will continue to be the majority network connection.
The government state communications corporation is Telecom Cambodia, founded in 2006 as an expansion of the telecom operating department of the Ministry of Posts and Telecommunications.
Fixed line service in Phnom Penh and other provincial cities is available. Mobile-phone systems are widely used in urban areas to bypass deficiencies in the fixed-line network. Mobile phone coverage is rapidly expanding in rural areas. Mobile-cellular usage, aided by increasing competition among service providers, is increasing.
International calling access is adequate, but expensive. Fixed line and mobile service is available to all countries from Phnom Penh and major provincial cities.
Mobile networks
Radio and television
In 2009 Cambodian broadcasters were a mixture of state-owned, joint public-private, and privately owned companies.
Radio stations
In 2009 there were roughly 50 radio broadcast stations - 1 state-owned broadcaster with multiple stations and a large mixture of public and private broadcasters. Several international broadcasters are also available.
Phnom Penh
Apsara Radio FM 97
Angel Radio 96.3Mhz Kampot
BBC World Service 100.0 MHz
Dance Radio 96.6Mhz
DAP Radio FM 93.75
Family FM 99.5
Hang Meas Radio FM 104.5
Koh Santepheap Daily FM 87.75
National Radio Kampuchea
Phnom Penh Radio FM 103
Radio FM 90.5
Radio Beehive FM 105
DaunPenh eFM 87.50Mhz
ABC News FM 107.5
Lotus Radio FM 100.5hz
Radio Free Asia
Radio Khmer FM 107
Radio Love FM 97.5
Radio Town FM 102.3 MHz
Raksmey Hang Meas Radio FM 95.7000
Royal Cambodia Armed Forces Radio FM 98
Voice of America Khmer
Women's Media Centre of Cambodia (WMC) Radio FM 102
Provincial stations
There are radio stations in each of the following provinces: Banteay Meanchey, Battambang, Kampong Cham, Kampong Thom, Kampot, Kandal, Pailin, Preah Vihear, Siem Reap, Sihanoukville and Svay Rieng.
Television
In 2009 there were 9 TV broadcast stations with most operating on multiple channels, including 1 state-operated station broadcasting from multiple locations, 6 stations either jointly operated or privately owned with some broadcasting from several locations, and 2 TV relay stations - one relaying a French TV station and the other relaying a Vietnamese TV station. Multi-channel cable and satellite systems are also available.
Broadcast and cable networks
PNN TV
Apsara Television (TV11)
Bayon Television
Bayon News Television
Cambodia Cable Television (CCTV)
Cambodian News Channel (CNC)
Cambodian Television Network (CTN)
CTV 8 HD
Hang Meas HDTV
Khmer Television 9 HDTV (TV9 HDTV)
My TV
National Television of Cambodia (TVK)
One TV (Royal Media Entertainment Corporation, LTD)
Phnom Penh Municipal Cable Television (PPCTV Co., LTD)
Phnom Penh Television (TV3)
TV5 Cambodia
One News
Provincial television stations
Kandal Province - Broadcasting on channel 27, Bayon Television is Cambodia's only UHF channel. A private television company belonging to Prime Minister Hun Sen, it also operates Bayon Radio FM 95 MHz. It was established in January 1998.
Mondulkiri - Established in 1999, relays TVK on channel 10.
Preah Vihear - Established in 2006, broadcasts on channel 7.
Ratanakiri - Established in 1993, relays TVK on channel 7.
Siem Reap - Established in 2002, relays TV3 on channel 12.
Internet
the number of internet users in Cambodia rose to 15.8 million, about 98.5% of the population. According to the Telecommunications Regulator of Cambodia (TRC), the number of registered SIM cards rose by 9.4 percent during the first half of the year, reaching 20.8 million. The SIM card market is saturated, with Cambodia now having more active SIM cards than people. According to TRC, there are six telecommunications firms in the country: Cellcard, Smart Axiata, Metfone, Seatel, Cootel, and qb. Three companies, Metfone, Cellcard, and Smart, account for 90% of users. TRC noted that, as of February 2019, Facebook had seven million users in Cambodia.
List of Internet service providers
AngkorNet
AZ (Online)
Cambo Technology (ISP) Co., Ltd.
Cambodia Internet Corp
Cambotech
Camintel
Camnet (Telecom Cambodia)
CB (Cambodian Broadband)
CDC
Cellcard (Mobitel)
CooTel
Chuan Wei
CIDC IT
Citylink
Digi ISP
Dragon Royal Telecom
EmCom
Everyday
Ezecom
GTD
Hiway Telecom
Home Internet
Kingtel Communications Limited
MaxBIT
MekongNet (Angkor Data Communication Group)
Metfone
Mobilastic
Neocom ISP (NTC)
NTC - NeocomISP Limited
Open Net
PCP
PP Net Phone
PPCTV Broadband Internet Service
SingMeng Telemedia
yes SEATEL Cambodia
SINET(S.I Group Co., Ltd)
Smart @Home
TeleSURF
Telecom Cambodia
TODAY ISP (Today Communication Co., Ltd)
Turbotech
Vimean Seile
Wicam
WIP
Wireless Internet Provider
WirelessIP
Y5Net (BDKTel Co,LTD)
Internet censorship and surveillance
In its Freedom on the Net 2013 report, Freedom House gives Cambodia a "Freedom on the Net Status" of "partly free".
Compared to traditional media in Cambodia, new media, including online news, social networks and personal blogs, enjoy more freedom and independence from government censorship and restrictions. However, the government does proactively block blogs and websites, either on moral grounds, or for hosting content deemed critical of the government. The government restricts access to sexually explicit content, but does not systematically censor online political discourse. Since 2011 three blogs hosted overseas have been blocked for perceived antigovernment content. In 2012, government ministries threatened to shutter internet cafes too near schools—citing moral concerns—and instituted surveillance of cafe premises and cell phone subscribers as a security measure.
Early in 2011, very likely at the urging of the Ministry of Posts and Telecommunications, all Cambodian ISPs blocked the hosting service Blogspot, apparently in reaction to a December 2010 post on KI-Media, a blog run by Cambodians from both inside and outside the country. The site, which is often critical of the administration, described the prime minister and other officials as "traitors" after opposition leader Sam Rainsy alleged they had sold land to Vietnam at a contested national border. All ISPs but one subsequently restored service to the sites following customer complaints. In February 2011, however, multiple ISPs reinstated blocks on individual Blogspot sites, including KI-Media, Khmerization—another critical citizen journalist blog—and a blog by the Khmer political cartoonist Sacrava.
There are no government restrictions on access to the Internet or credible reports that the government monitors e-mail or Internet chat rooms without appropriate legal authority. During 2012 NGOs expressed concern about potential online restrictions. In February and November, the government published two circulars, which, if implemented fully, would require Internet cafes to install surveillance cameras and restrict operations within major urban centers. Activists also reported concern about a draft “cybercrimes” law, noting that it could be used to restrict online freedoms. The government maintained it would only regulate criminal activity.
The constitution provides for freedom of speech and press; however, these rights were not always respected in practice. The 1995 press law prohibits prepublication censorship or imprisonment for expressing opinions; however, the government uses the penal code to prosecute citizens on defamation, disinformation, and incitement charges. The penal code does not prescribe imprisonment for defamation, but does for incitement or spreading disinformation, which carry prison sentences of up to three years. Judges also can order fines, which may lead to jail time if not paid. The constitution requires that free speech not adversely affect public security.
The constitution declares that the king is “inviolable,” and a Ministry of Interior directive conforming to the defamation law reiterates these limits and prohibits publishers and editors from disseminating stories that insult or defame government leaders and institutions. The continued criminalization of defamation and disinformation and a broad interpretation of criminal incitement constrains freedom of expression.
The law provides for the privacy of residence and correspondence and prohibits illegal searches; however, NGOs report that police routinely conduct searches and seizures without warrants.
Corruption remains pervasive and governmental human rights bodies are generally ineffective. A weak judiciary that sometimes fails to provide due process or fair trial procedures is a serious problem. The courts lack human and financial resources and, as a result, are not truly independent and are subject to corruption and political influence.
On 17 February 2021, the Cambodian government announced its plans to launch a censorship scheme called "National Internet Gateway" which heavily resembles China's Great Firewall, and it will get launched in February 2022.
See also
Media of Cambodia
Ministry of Posts and Telecommunications (Cambodia)
References
External links
Networks: Cambodia
Ministry of Posts and Telecommunications
Telecom Cambodia
Television stations in Cambodia
"3G phones banned in anti-porn drive", China Daily (Associated Press), 26 May 2006. Retrieved 24 October 2013. | [
101,
23356,
1107,
13101,
1511,
7314,
117,
2070,
117,
1778,
117,
1105,
4639,
1826,
117,
1134,
1132,
12521,
1118,
1103,
3424,
1104,
3799,
1116,
1105,
23356,
119,
5371,
1105,
8345,
1127,
5219,
2032,
1211,
1104,
1103,
1583,
1107,
1103,
1346,
3011,
1219,
1103,
2563,
112,
188,
2250,
1104,
14812,
8223,
21758,
1161,
6716,
1170,
1217,
22312,
1223,
2978,
14812,
8223,
21758,
1161,
113,
21259,
13993,
114,
119,
1130,
1356,
2164,
117,
1103,
2461,
118,
12340,
11300,
20080,
3818,
7923,
2000,
6678,
1466,
1310,
2805,
1107,
7642,
2728,
1306,
23544,
1324,
1105,
1628,
1160,
118,
1236,
21359,
1513,
8178,
22229,
6743,
1206,
1103,
27463,
2364,
1105,
1103,
3038,
1104,
4116,
117,
7699,
8136,
117,
159,
9080,
1811,
1162,
1105,
2123,
119,
1109,
6026,
1104,
1103,
4033,
5989,
1466,
5219,
1103,
7314,
1105,
21359,
21729,
6743,
1621,
7642,
2728,
1306,
23544,
1324,
117,
7699,
8136,
117,
1105,
1168,
2182,
1111,
1103,
1148,
1159,
1290,
2429,
119,
1966,
17955,
1826,
1127,
2786,
2609,
1106,
1103,
1433,
117,
1292,
11823,
1107,
6678,
2375,
2549,
1205,
1103,
1583,
112,
188,
13345,
117,
1241,
19266,
1105,
7460,
119,
3570,
117,
1114,
1103,
11731,
1104,
5093,
11947,
117,
6678,
1132,
1501,
1106,
1155,
117,
1463,
1103,
1583,
112,
188,
3460,
2110,
20164,
1179,
14895,
11903,
1181,
1115,
124,
2349,
5093,
11947,
1156,
1136,
1129,
2148,
1106,
1619,
1888,
3516,
119,
22580,
1116,
1249,
1104,
154,
1475,
12795,
117,
13101,
112,
188,
5093,
3797,
1110,
1120,
1626,
119,
125,
1550,
119,
13015,
138,
19767,
1777,
117,
170,
2020,
17955,
1419,
117,
1107,
10351,
3303,
170,
1686,
3443,
1104,
1157,
126,
2349,
2443,
1114,
1619,
1121,
1975,
112,
188,
20164,
7220,
6851,
119,
1109,
1419,
1163,
1122,
27402,
1106,
3295,
6362,
1149,
126,
2349,
1826,
1107,
13101,
1118,
1103,
1322,
1104,
10351,
119,
144,
16450,
1592,
10035,
1115,
1118,
17881,
1571,
117,
13101,
1209,
1138,
2324,
1572,
119,
124,
1550,
1703,
5093,
6984,
1114,
6866,
9293,
6984,
1146,
1106,
5691,
110,
119,
1109,
2319,
1110,
10035,
1106,
11258,
122,
119,
127,
1550,
1104,
126,
2349,
6984,
1439,
126,
1201,
1121,
12795,
119,
3473,
1177,
117,
1122,
112,
188,
2475,
1115,
125,
2349,
1253,
1138,
1395,
1111,
3213,
1105,
1209,
2760,
1106,
1129,
1103,
2656,
2443,
3797,
119,
1109,
1433,
1352,
6678,
9715,
1110,
25119,
13101,
117,
1771,
1107,
1386,
1112,
1126,
4298,
1104,
1103,
21359,
1513,
8178,
3389,
2853,
1104,
1103,
3424,
1104,
3799,
1116,
1105,
23356,
119,
17355,
14771,
1413,
1555,
1107,
7642,
2728,
1306,
23544,
1324,
1105,
1168,
5586,
3038,
1110,
1907,
119,
8410,
118,
2179,
2344,
1132,
3409,
1215,
1107,
3953,
1877,
1106,
13981,
19353,
27989,
15672,
1107,
1103,
4275,
118,
1413,
2443,
119,
8410,
2179,
5811,
1110,
5223,
9147,
1107,
3738,
1877,
119,
8410,
118,
14391,
7991,
117,
12340,
1118,
4138,
2208,
1621,
1555,
12263,
117,
1110,
4138,
119,
1570,
3516,
2469,
1110,
12373,
117,
1133,
5865,
119,
17355,
14771,
1413,
1105,
5093,
1555,
1110,
1907,
1106,
1155,
2182,
1121,
7642,
2728,
1306,
23544,
1324,
1105,
1558,
5586,
3038,
119,
8410,
6379,
2664,
1105,
1778,
1130,
1371,
27463,
27271,
1127,
170,
7759,
1104,
1352,
118,
2205,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The politics of Cameroon takes place in a framework of a unitary presidential republic, whereby the President of Cameroon is both head of state and head of government, and of a multi-party system. Executive power is exercised by the government. Legislative power is vested in both the government and the National Assembly of Cameroon.
Political background
The government adopted legislation in 1997 to authorize the formation of multiple political parties and ease restrictions on forming civil associations and private newspapers. Cameroon's first multiparty legislative and presidential elections were held in 1992 followed by municipal elections in 1996 and another round of legislative and presidential elections in 1997. Because the government refused to consider opposition demands for an independent election commission, the three major opposition parties boycotted the October 1997 presidential election, which Biya easily won. The leader of one of the opposition parties, Bello Bouba Maigari of the NUDP, subsequently joined the government.
Cameroon has a number of independent newspapers. Censorship was abolished in 1996, but the government sometimes seizes or suspends newspapers and occasionally arrests journalists. Although a 1990 law authorizes private radio and television stations, the government has not granted any licenses as of March 1998.
The Cameroonian Government's human rights record has been improving over the years but remains flawed. There continue to be reported abuses, including beatings of detainees, arbitrary arrests, and illegal searches. The judiciary is frequently corrupt, inefficient, and subject to political influence.
Worthy of note is the fact that Cameroon is the only country in which two Constitutions are applicable side by side. For example, the 1972 Constitution designates the Prime Minister as constitutional successor of the Head of State in case of incapacity, death, resignation or unaccountable absence of the incumbent. Contrarily, the 1996 Constitutional Reform designates the President of the Senate as constitutional successor; but the Senate (provided for by 1996 Reform) does not exist. Apart from increasing the presidential mandate from 5 years to 7 years, very few amendments of the 1996 Constitutional Reform have been applied.
Executive branch
|President
|Paul Biya
|Cameroon People's Democratic Movement
|6 November 1982
|-
|Prime Minister
|Joseph Dion Ngute
|Cameroon People's Democratic Movement
|4 January 2019
|}
The 1972 constitution of the Republic of Cameroon as modified by 1996 reforms provides for a strong central government dominated by the executive. The president is empowered to name and dismiss cabinet members (regardless of parliamentary representation), judges, generals, provincial governors, prefects, sub-prefects, and heads of Cameroon's parastatal (about 100 state-controlled) firms, obligate or disburse expenditures, approve or veto regulations, declare states of emergency, and appropriate and spend profits of parastatal firms. The president is not required to consult the National Assembly. In 2008, a constitutional amendment was passed that eliminated term limits for president.
The judiciary is subordinate to the executive branch's Ministry of Justice. The Supreme court may review the constitutionality of a law only at the president's request.
All local government officials are employees of the central government's Ministry of Territorial Administration, from which local governments also get most of their budgets.
While the president, the minister of justice, and the president's judicial advisers (the Supreme Court) top the judicial hierarchy, traditional rulers, courts, and councils also exercise functions of government. Traditional courts still play a major role in domestic, property, and probate law. Tribal laws and customs are honored in the formal court system when not in conflict with national law. Traditional rulers receive stipends from the national government.
Legislative branch
The 180-member National Assembly meets in ordinary session three times a year (March/April, June/July, and November/December), and has seldom, until recently, made major changes in legislation proposed by the executive. Laws are adopted by majority vote of members present or, if the president demands a second reading, of a total membership.
Following government pledges to reform the strongly centralized 1972 constitution, the National Assembly adopted a number of amendments in December 1995 which were promulgated in January 1996. The amendments call for the establishment of a 100-member senate as part of a bicameral legislature, the creation of regional councils, and the fixing of the presidential term to 7 years, renewable once. One-third of senators are to be appointed by the President, and the remaining two-thirds are to be chosen by indirect elections. The government has established the Senate in 2013.
Political parties and elections
Judicial branch
The judiciary is subordinate to the executive branch's Ministry of Justice. The Supreme Court may review the constitutionality of a law only at the president's request.
The role of women
In an article on the construction of a ‘model Cameroonian woman’ in the Cameroonian parliament, Lilian Atanga, examines arguments used to perpetuate a popular ideal and discourses which "sustain and maintain the status quo (e.g. of women as domestic or women as cooks)".
International organization participation
Cameroon is member of:
ACCT, ACP, AfDB, BDEAC, C, CEEAC, ECA, FAO, FZ, G-77, IAEA, IBRD, ICAO, ICC, ICRM, IDA, IDB, IFAD, IFC, IFRCS, ILO, IMF, IMO, Inmarsat, Intelsat, Interpol, IOC, ITU, ITUC, NAM, OAU, OIC, OPCW, PCA, UDEAC, UN, UNCTAD, UNESCO, UNIDO, UNITAR, UPU, WCO, WFTU, WHO, WIPO, WMO, WToO, WTrO
See also
Cameroon public administration structure
List of governments of Cameroon
References | [
101,
1109,
4039,
1104,
14292,
2274,
1282,
1107,
170,
8297,
1104,
170,
26217,
5200,
13911,
117,
13949,
1103,
1697,
1104,
14292,
1110,
1241,
1246,
1104,
1352,
1105,
1246,
1104,
1433,
117,
1105,
1104,
170,
4321,
118,
1710,
1449,
119,
4183,
1540,
1110,
19065,
1118,
1103,
1433,
119,
5906,
1540,
1110,
21531,
1174,
1107,
1241,
1103,
1433,
1105,
1103,
1305,
2970,
1104,
14292,
119,
6679,
3582,
1109,
1433,
3399,
5626,
1107,
1816,
1106,
2351,
3708,
1103,
3855,
1104,
2967,
1741,
3512,
1105,
7166,
9118,
1113,
5071,
2987,
9815,
1105,
2029,
6195,
119,
14292,
112,
188,
1148,
4321,
17482,
2340,
7663,
1105,
5200,
3212,
1127,
1316,
1107,
1924,
1723,
1118,
5186,
3212,
1107,
1820,
1105,
1330,
1668,
1104,
7663,
1105,
5200,
3212,
1107,
1816,
119,
2279,
1103,
1433,
3347,
1106,
4615,
4078,
7252,
1111,
1126,
2457,
1728,
5500,
117,
1103,
1210,
1558,
4078,
3512,
21423,
1174,
1103,
1357,
1816,
5200,
1728,
117,
1134,
139,
9384,
3253,
1281,
119,
1109,
2301,
1104,
1141,
1104,
1103,
4078,
3512,
117,
4720,
1186,
9326,
24672,
17551,
5526,
1182,
1104,
1103,
151,
2591,
13339,
117,
2886,
1688,
1103,
1433,
119,
14292,
1144,
170,
1295,
1104,
2457,
6195,
119,
24664,
27035,
1733,
3157,
1108,
8632,
1107,
1820,
117,
1133,
1103,
1433,
2121,
16414,
1116,
1137,
28117,
20080,
22367,
6195,
1105,
5411,
19189,
9891,
119,
1966,
170,
1997,
1644,
2351,
9534,
2029,
2070,
1105,
1778,
2930,
117,
1103,
1433,
1144,
1136,
3609,
1251,
17488,
1112,
1104,
1345,
1772,
119,
1109,
14292,
1811,
2384,
112,
188,
1769,
2266,
1647,
1144,
1151,
9248,
1166,
1103,
1201,
1133,
2606,
22593,
21449,
119,
1247,
2760,
1106,
1129,
2103,
23711,
117,
1259,
5405,
1116,
1104,
1260,
11379,
8870,
117,
16439,
19189,
117,
1105,
5696,
18806,
119,
1109,
25348,
1110,
3933,
14644,
117,
1107,
11470,
19568,
117,
1105,
2548,
1106,
1741,
2933,
119,
12554,
1183,
1104,
3805,
1110,
1103,
1864,
1115,
14292,
1110,
1103,
1178,
1583,
1107,
1134,
1160,
5317,
1116,
1132,
13036,
1334,
1118,
1334,
119,
1370,
1859,
117,
1103,
2388,
5317,
1902,
5430,
1103,
3460,
2110,
1112,
7950,
5714,
1104,
1103,
3763,
1104,
1426,
1107,
1692,
1104,
1107,
25265,
19905,
117,
1473,
117,
7809,
1137,
8362,
7409,
2528,
19529,
2165,
5884,
1104,
1103,
8021,
119,
16752,
26852,
5264,
117,
1103,
1820,
12339,
10201,
1902,
5430,
1103,
1697,
1104,
1103,
3279,
1112,
7950,
5714,
132,
1133,
1103,
3279,
113,
2136,
1111,
1118,
1820,
10201,
114,
1674,
1136,
4056,
119,
10342,
1121,
4138,
1103,
5200,
13515,
1121,
126,
1201,
1106,
128,
1201,
117,
1304,
1374,
19696,
1104,
1103,
1820,
12339,
10201,
1138,
1151,
3666,
119,
4183,
3392,
197,
1697,
197,
1795,
139,
9384,
197,
14292,
2563,
112,
188,
2978,
6257,
197,
127,
1379,
2294,
197,
118,
197,
3460,
2110,
197,
2419,
21322,
26057,
6140,
197,
14292,
2563,
112,
188,
2978,
6257,
197,
125,
1356,
10351,
197,
198,
1109,
2388,
7119,
1104,
1103,
2250,
1104,
14292,
1112,
5847,
1118,
1820,
8931,
2790,
1111,
170,
2012,
2129,
1433,
6226,
1118,
1103,
3275,
119,
1109,
2084,
1110,
9712,
18186,
1106,
1271,
1105,
21728,
6109,
1484,
113,
8334,
1104,
6774,
6368,
114,
117,
7030,
117,
14729,
117,
5586,
17620,
117,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The Cape Verdean Armed Forces (), Cabo Verdean Armed Forces or FACV are the military of Cape Verde. They include two branches, the National Guard and the Coast Guard.
History
Before 1975, Cape Verde was an overseas province of Portugal, having a small Portuguese military garrison that included both Cape Verdean and European Portuguese soldiers.
At the same time, some Cape Verdeans were serving in the People's Revolutionary Armed Forces (, FARP), the military wing of the African Party for the Independence of Guinea and Cape Verde that was fighting for the joint independence of Guinea and Cape Verde in the Guinea-Bissau War of Independence. The FARP became the national armed forces of Guinea-Bissau when its independence was recognized by Portugal in 1974.
The Armed Forces of Cape Verde were created when the country became independent in 1975, being also officially designated the People's Revolutionary Armed Forces (, FARP). The Cape Verdean FARP consisted of two independent branches, the Army () and the Coast Guard ().
In the early 1990s, the designation "FARP" was dropped and the military of Cape Verde was designated the Cape Verdean Armed Forces (, FACV).
In 2007, the FACV started a major reorganization that included the transformation of the Army into the National Guard ().
Together with the Cape Verdean Police, the FACV carried out Operation Flying Launch (), a successful operation to put an end to a drug trafficking group which smuggled cocaine from Colombia to the Netherlands and Germany using Cape Verde as a reorder point. The operation took more than three years, being a secret operation during the first two years, and ended in 2010.
Although located in Africa, Cape Verde has always had close relations with Europe. Because of this, it has been argued that Cape Verde may be eligible for entry into the Organization for Security and Co-operation in Europe and NATO.
The most recent engagement of the FACV was the Monte Tchota massacre that resulted in 11 deaths.
Structure
The Cape Verdean Armed Forces are part of the Ministry of National Defense of Cape Verde and include:
the military bodies of command:
Chief of Staff of the Armed Forces
Office of the CEMFA
Staff of the Armed Forces (EMFA)
Personnel Command
Logistics Command
the National Guard
the Coast Guard
Chief of Staff
The Chief of Staff of the Armed Forces of Cape Verde (; CEMFA)
The CEMFA is a major-general, the highest-ranked officer in the Armed Forces.
National Guard
The National Guard (Guarda National) is the main branch of the Cape Verdean Armed Forces for the military defense of the country, being responsible for the execution of land and maritime environment operations and the support to internal security. It includes:
Territorial commands:
1st Military Region Command
2nd Military Region Command
3rd Military Region Command
Corps:
Military Police Corps
Marine Corps
Artillery Corps
There is no general command of the National Guard. Each military region command is headed by a lieutenant-colonel directly subordinate to the Chief of Staff of the Armed Forces, and includes units of the three corps.
Coast Guard
The Coast Guard (Guarda Costeira) is the branch of the Cape Verdean Armed Forces responsible for the defense and protection of the country's economical interests at the sea under national jurisdiction and for providing air and naval support to land and amphibious operations. It includes:
Coast Guard Command
Maritime Security Operations Center (COSMAR)
Naval Squadron
Air Squadron
The Coast Guard is headed by an officer with the rank of lieutenant-colonel. The Naval and Air Squadrons incorporate, respectively, all the vessels and aircraft of the Cape Verdean Armed Forces.
Ranks
The rank insignia for commissioned officers for the national guard and coast guard.
The rank insignia of enlisted for the national guard and coast guard.
Equipment
Armored vehicles
10 BRDM-2
Artillery
12 82-PM-41
6 120-PM-43 mortar
Anti-aircraft
9K32 Strela-2
18 ZPU-1
12 ZU-23-2
Aircraft
The Cape Verdean Army used to have its own air arm; after personnel training received from the USSR in 1982, three Antonov An-26 aircraft were delivered to Cape Verde – these were believed to be the only military aircraft possessed by the nation. However these three aircraft were supplemented in 1991 by a Dornier 228 light aircraft equipped for use by the Coast Guard, and, in the late 1990s by an EMB-110 aircraft from Brazil, similarly equipped for maritime operations. The government has been in negotiations with China to acquire multirole helicopters for both military and civilian use.
Current Inventory
Vessels
1 Kondor I patrol craft – 360 tons full load – commissioned 1970
1 Peterson MK 4 patrol craft – 22 tons – commissioned 1993
1 other patrol craft – 55 tons
1 Damen Stan 5009 patrol vessel – Guardiao (P511) – commissioned 2012
References
Further reading: Defense Intelligence Agency, Military Intelligence Summary - Africa South of the Sahara, DDB 2680-104-85, ICOD 15 October 1984, declassified by letter dated April 29, 2014.
External links
The World Factbook
http://www.nationmaster.com/country/cv-cape-verde/mil-military
https://web.archive.org/web/20110721071532/http://praia.usembassy.gov/about-us/security-assistance-office.html
http://www.snpc.cv/
Cape Verde Military Police
Government of Cape Verde | [
101,
1109,
4343,
17832,
1389,
8776,
4791,
113,
114,
117,
140,
6639,
1186,
17832,
1389,
8776,
4791,
1137,
6820,
1658,
2559,
1132,
1103,
1764,
1104,
4343,
17832,
119,
1220,
1511,
1160,
5020,
117,
1103,
1305,
4813,
1105,
1103,
3331,
4813,
119,
2892,
2577,
2429,
117,
4343,
17832,
1108,
1126,
7474,
3199,
1104,
5288,
117,
1515,
170,
1353,
4269,
1764,
10609,
1115,
1529,
1241,
4343,
17832,
1389,
1105,
1735,
4269,
2803,
119,
1335,
1103,
1269,
1159,
117,
1199,
4343,
17832,
5443,
1127,
2688,
1107,
1103,
2563,
112,
188,
9013,
8776,
4791,
113,
117,
6820,
20336,
114,
117,
1103,
1764,
3092,
1104,
1103,
2170,
1786,
1111,
1103,
7824,
1104,
6793,
1105,
4343,
17832,
1115,
1108,
2935,
1111,
1103,
4091,
4574,
1104,
6793,
1105,
4343,
17832,
1107,
1103,
6793,
118,
139,
14916,
1358,
1414,
1104,
7824,
119,
1109,
6820,
20336,
1245,
1103,
1569,
4223,
2088,
1104,
6793,
118,
139,
14916,
1358,
1165,
1157,
4574,
1108,
3037,
1118,
5288,
1107,
2424,
119,
1109,
8776,
4791,
1104,
4343,
17832,
1127,
1687,
1165,
1103,
1583,
1245,
2457,
1107,
2429,
117,
1217,
1145,
3184,
3574,
1103,
2563,
112,
188,
9013,
8776,
4791,
113,
117,
6820,
20336,
114,
119,
1109,
4343,
17832,
1389,
6820,
20336,
4227,
1104,
1160,
2457,
5020,
117,
1103,
1740,
113,
114,
1105,
1103,
3331,
4813,
113,
114,
119,
1130,
1103,
1346,
3281,
117,
1103,
7970,
107,
6820,
20336,
107,
1108,
2434,
1105,
1103,
1764,
1104,
4343,
17832,
1108,
3574,
1103,
4343,
17832,
1389,
8776,
4791,
113,
117,
6820,
1658,
2559,
114,
119,
1130,
1384,
117,
1103,
6820,
1658,
2559,
1408,
170,
1558,
19990,
1115,
1529,
1103,
9047,
1104,
1103,
1740,
1154,
1103,
1305,
4813,
113,
114,
119,
6333,
1114,
1103,
4343,
17832,
1389,
3284,
117,
1103,
6820,
1658,
2559,
2446,
1149,
5158,
7769,
26738,
113,
114,
117,
170,
2265,
2805,
1106,
1508,
1126,
1322,
1106,
170,
3850,
12589,
1372,
1134,
23106,
8384,
18316,
1121,
6855,
1106,
1103,
3706,
1105,
1860,
1606,
4343,
17832,
1112,
170,
1231,
6944,
1200,
1553,
119,
1109,
2805,
1261,
1167,
1190,
1210,
1201,
117,
1217,
170,
3318,
2805,
1219,
1103,
1148,
1160,
1201,
117,
1105,
2207,
1107,
1333,
119,
1966,
1388,
1107,
2201,
117,
4343,
17832,
1144,
1579,
1125,
1601,
4125,
1114,
1980,
119,
2279,
1104,
1142,
117,
1122,
1144,
1151,
4491,
1115,
4343,
17832,
1336,
1129,
7408,
1111,
3990,
1154,
1103,
6534,
1111,
4354,
1105,
3291,
118,
2805,
1107,
1980,
1105,
10017,
119,
1109,
1211,
2793,
8164,
1104,
1103,
6820,
1658,
2559,
1108,
1103,
10046,
157,
8401,
1777,
11584,
1115,
3657,
1107,
1429,
6209,
119,
25341,
1109,
4343,
17832,
1389,
8776,
4791,
1132,
1226,
1104,
1103,
3424,
1104,
1305,
5262,
1104,
4343,
17832,
1105,
1511,
131,
1103,
1764,
3470,
1104,
2663,
131,
2534,
1104,
5949,
1104,
1103,
8776,
4791,
3060,
1104,
1103,
9855,
18586,
1592,
5949,
1104,
1103,
8776,
4791,
113,
142,
18586,
1592,
114,
19821,
5059,
25486,
5059,
1103,
1305,
4813,
1103,
3331,
4813,
2534,
1104,
5949,
1109,
2534,
1104,
5949,
1104,
1103,
8776,
4791,
1104,
4343,
17832,
113,
132,
9855,
18586,
1592,
114,
1109,
9855,
18586,
1592,
1110,
170,
1558,
118,
1704,
117,
1103,
2439,
118,
3616,
2575,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The foreign relations of the Cayman Islands are largely managed from the United Kingdom, as the islands remains one of 14 overseas territories under British jurisdiction and sovereignty. However, the Government of the Cayman Islands have autonomy and often resolves important issues with foreign governments alone, without intervention from Britain. Although in its early days, the Cayman Islands' most important relationships were with Britain and Jamaica, in recent years, this has shifted, and they now rely more so on the United States and Canada.
Though the Cayman Islands are involved in no major international disputes, they have come under some criticism due to the use of their territory for narcotics trafficking and money laundering. In an attempt to address this, the Government entered into the Narcotics Agreement of 1984 and the Mutual Legal Assistance Treaty of 1986 with the United States, in order to reduce the use of their facilities associated with these activities. In more recent years, they have stepped up the fight against money laundering, by limiting banking secrecy, introducing requirements for customer identification and record keeping, and requiring banks to cooperate with foreign investigators.
Due to their status as an overseas territory of the UK, the Cayman Islands have no representation either on the United Nations, or in most other international organizations. However, the Cayman Islands still participates in some international organisations, being a full member of the Central Development Bank and International Olympic Committee, an associate member of Caricom and UNESCO, and a member of a subbureau of Interpol.
Bilateral relations
India
United States
References
See also
Foreign relations of the United Kingdom
British Overseas Territories
Government of the Cayman Islands
Foreign relations of the Caribbean | [
101,
1109,
2880,
4125,
1104,
1103,
140,
25939,
3503,
1132,
3494,
2374,
1121,
1103,
1244,
2325,
117,
1112,
1103,
5011,
2606,
1141,
1104,
1489,
7474,
6835,
1223,
1418,
6993,
1105,
13578,
119,
1438,
117,
1103,
2384,
1104,
1103,
140,
25939,
3503,
1138,
13987,
1105,
1510,
10820,
1116,
1696,
2492,
1114,
2880,
6670,
2041,
117,
1443,
9108,
1121,
2855,
119,
1966,
1107,
1157,
1346,
1552,
117,
1103,
140,
25939,
3503,
112,
1211,
1696,
6085,
1127,
1114,
2855,
1105,
8822,
117,
1107,
2793,
1201,
117,
1142,
1144,
4707,
117,
1105,
1152,
1208,
11235,
1167,
1177,
1113,
1103,
1244,
1311,
1105,
1803,
119,
3473,
1103,
140,
25939,
3503,
1132,
2017,
1107,
1185,
1558,
1835,
12530,
117,
1152,
1138,
1435,
1223,
1199,
5879,
1496,
1106,
1103,
1329,
1104,
1147,
3441,
1111,
9468,
19878,
24262,
12589,
1105,
1948,
2495,
6775,
5938,
119,
1130,
1126,
2661,
1106,
4134,
1142,
117,
1103,
2384,
2242,
1154,
1103,
11896,
19878,
24262,
11225,
1104,
2219,
1105,
1103,
22969,
10800,
20778,
6599,
1104,
2177,
1114,
1103,
1244,
1311,
117,
1107,
1546,
1106,
4851,
1103,
1329,
1104,
1147,
3380,
2628,
1114,
1292,
2619,
119,
1130,
1167,
2793,
1201,
117,
1152,
1138,
2843,
1146,
1103,
2147,
1222,
1948,
2495,
6775,
5938,
117,
1118,
15816,
9339,
23541,
117,
11100,
5420,
1111,
8132,
9117,
1105,
1647,
3709,
117,
1105,
8753,
5482,
1106,
19204,
1114,
2880,
17718,
119,
4187,
1106,
1147,
2781,
1112,
1126,
7474,
3441,
1104,
1103,
1993,
117,
1103,
140,
25939,
3503,
1138,
1185,
6368,
1719,
1113,
1103,
1244,
3854,
117,
1137,
1107,
1211,
1168,
1835,
3722,
119,
1438,
117,
1103,
140,
25939,
3503,
1253,
18557,
1107,
1199,
1835,
8485,
117,
1217,
170,
1554,
1420,
1104,
1103,
1970,
3273,
2950,
1105,
1570,
3557,
2341,
117,
1126,
6500,
1420,
1104,
8185,
10658,
1306,
1105,
12588,
117,
1105,
170,
1420,
1104,
170,
4841,
19364,
8221,
1104,
11300,
23043,
119,
139,
8009,
16719,
4125,
1726,
1244,
1311,
19714,
1116,
3969,
1145,
4201,
4125,
1104,
1103,
1244,
2325,
1418,
18624,
18057,
2384,
1104,
1103,
140,
25939,
3503,
4201,
4125,
1104,
1103,
6562,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
President François Bozizé has said that one of his priorities is to get the support of the international community. This has indeed been visible in his relations to donor countries and international organisations. At the same time it is difficult to have an open policy towards neighbouring countries when they are used as safe haven by rebels regularly attacking Central African Republic (C.A.R.), or when one allied country is in war with another (as is Chad–Sudan).
The Central African Armed Forces cannot–even with the support of France and the Multinational Force of the Economic and Monetary Community of Central Africa (FOMUC)–exert control over its own borders. Hence, armed groups are regularly entering the country from Chad and Sudan. The President said in an interview that he has a good relation with neighbours and fellow CEMAC countries, "put aside the incident with Sudan when the border had to be closed since militia entered C.A.R. territory".
Participation in international organisations
The Central African Republic is an active member in several Central African organizations, including the Economic and Monetary Union (CEMAC), the Economic Community of Central African States (CEEAC), the Central African Peace and Security Council (COPAX- still under formation), and the Central Bank of Central African States (BEAC). Standardization of tax, customs, and security arrangements between the Central African states is a major foreign policy objective of the C.A.R. Government. The C.A.R. is a participant in the Community of Sahel–Saharan States (CEN-SAD), and the African Union (AU).
Other multilateral organizations—including the World Bank, International Monetary Fund, United Nations agencies, European Union, and the African Development Bank—and bilateral donors—including Germany, Japan, the European Union, and the United States—are significant development partners for the C.A.R.
Bilateral relations
Nineteen countries have resident diplomatic representatives in Bangui, and the C.A.R. maintains approximately the same number of missions abroad. Since early 1989 the government recognizes both Israel and the Palestinian state. The C.A.R. also maintains diplomatic relations with the People's Republic of China. The C.A.R. generally joins other African and developing country states in consensus positions on major policy issues. The most important countries the C.A.R. maintains bilateral relations include the following.
See also
List of diplomatic missions in the Central African Republic
List of diplomatic missions of the Central African Republic
Notes
References
Government of the Central African Republic
Politics of the Central African Republic | [
101,
1697,
8465,
9326,
5303,
1584,
2744,
1144,
1163,
1115,
1141,
1104,
1117,
21249,
1110,
1106,
1243,
1103,
1619,
1104,
1103,
1835,
1661,
119,
1188,
1144,
5750,
1151,
5085,
1107,
1117,
4125,
1106,
16667,
2182,
1105,
1835,
8485,
119,
1335,
1103,
1269,
1159,
1122,
1110,
2846,
1106,
1138,
1126,
1501,
2818,
2019,
9586,
2182,
1165,
1152,
1132,
1215,
1112,
2914,
3983,
1118,
9283,
4857,
7492,
1970,
2170,
2250,
113,
140,
119,
138,
119,
155,
119,
114,
117,
1137,
1165,
1141,
11221,
1583,
1110,
1107,
1594,
1114,
1330,
113,
1112,
1110,
9578,
782,
10299,
114,
119,
1109,
1970,
2170,
8776,
4791,
2834,
782,
1256,
1114,
1103,
1619,
1104,
1699,
1105,
1103,
18447,
23322,
2300,
1104,
1103,
6051,
1105,
22401,
12405,
1616,
3704,
1104,
1970,
2201,
113,
143,
13041,
21986,
114,
782,
4252,
7340,
1654,
1166,
1157,
1319,
6641,
119,
13615,
117,
4223,
2114,
1132,
4857,
5273,
1103,
1583,
1121,
9578,
1105,
10299,
119,
1109,
1697,
1163,
1107,
1126,
3669,
1115,
1119,
1144,
170,
1363,
6796,
1114,
18832,
1105,
3235,
9855,
8271,
1658,
2182,
117,
107,
1508,
4783,
1103,
4497,
1114,
10299,
1165,
1103,
3070,
1125,
1106,
1129,
1804,
1290,
10193,
2242,
140,
119,
138,
119,
155,
119,
3441,
107,
119,
4539,
27989,
22578,
1107,
1835,
8485,
1109,
1970,
2170,
2250,
1110,
1126,
2327,
1420,
1107,
1317,
1970,
2170,
3722,
117,
1259,
1103,
6051,
1105,
22401,
12405,
1616,
1913,
113,
9855,
8271,
1658,
114,
117,
1103,
6051,
3704,
1104,
1970,
2170,
1311,
113,
9855,
12420,
1658,
114,
117,
1103,
1970,
2170,
5370,
1105,
4354,
1761,
113,
18732,
10147,
3190,
118,
1253,
1223,
3855,
114,
117,
1105,
1103,
1970,
2950,
1104,
1970,
2170,
1311,
113,
139,
12420,
1658,
114,
119,
6433,
2734,
1104,
3641,
117,
10148,
117,
1105,
2699,
7371,
1206,
1103,
1970,
2170,
2231,
1110,
170,
1558,
2880,
2818,
7649,
1104,
1103,
140,
119,
138,
119,
155,
119,
2384,
119,
1109,
140,
119,
138,
119,
155,
119,
1110,
170,
14031,
1107,
1103,
3704,
1104,
17784,
18809,
782,
27902,
1311,
113,
9855,
2249,
118,
13411,
2137,
114,
117,
1105,
1103,
2170,
1913,
113,
21646,
114,
119,
2189,
4321,
8052,
4412,
3722,
783,
1259,
1103,
1291,
2950,
117,
1570,
22401,
12405,
1616,
6606,
117,
1244,
3854,
6421,
117,
1735,
1913,
117,
1105,
1103,
2170,
3273,
2950,
783,
1105,
20557,
20023,
783,
1259,
1860,
117,
1999,
117,
1103,
1735,
1913,
117,
1105,
1103,
1244,
1311,
783,
1132,
2418,
1718,
6449,
1111,
1103,
140,
119,
138,
119,
155,
119,
139,
8009,
16719,
4125,
7357,
10381,
2182,
1138,
6408,
8311,
6683,
1107,
12926,
6592,
117,
1105,
1103,
140,
119,
138,
119,
155,
119,
9032,
2324,
1103,
1269,
1295,
1104,
6178,
6629,
119,
1967,
1346,
2056,
1103,
1433,
15294,
1241,
3103,
1105,
1103,
8988,
1352,
119,
1109,
140,
119,
138,
119,
155,
119,
1145,
9032,
8311,
4125,
1114,
1103,
2563,
112,
188,
2250,
1104,
1975,
119,
1109,
140,
119,
138,
119,
155,
119,
2412,
9649,
1168,
2170,
1105,
4297,
1583,
2231,
1107,
10923,
3638,
1113,
1558,
2818,
2492,
119,
1109,
1211,
1696,
2182,
1103,
140,
119,
138,
119,
155,
119,
9032,
20557,
4125,
1511,
1103,
1378,
119,
3969,
1145,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The "National Anthem of Chile" (, ), also known as Canción Nacional (; ) or by its incipit Puro, Chile, es tu cielo azulado ('How pure, Chile, is your blue sky'), was adopted in 1828. It has a history of two lyrics and two melodies that made up three different versions. The current version was composed by Ramón Carnicer, with words by Eusebio Lillo, and has six parts plus the chorus.
History
First national anthem
The first Chilean national anthem dates back to 1809, when the government called for, on 13 January, the creation of music and lyrics for this purpose.
The composer Manuel Robles and the poet Bernardo de Vera y Pintado fulfilled this mandate and their "National Song" debuted on 20 August 1820 in the Domingo Arteaga theater, although other historians claim that it was played and sung during the festivities of September 1819.
In the beginning, everyone would stand for the song. The custom of always singing it at the theater slowly disappeared, until it was requested that it only be sung at the anniversary of the country.
The doctor Bernardo Vera, known in the history of the independence, was the author of the verses that were sung to Robles' music.
This first hymn was sung until 1828, when it was replaced with what is sung today.
Second national anthem
The second and current Chilean national anthem was composed by the Spanish composer Ramón Carnicer, when he was exiled in England because of his liberal ideas. Mariano Egaña, Chilean Minister in London, acting on the criticism that Robles' song was receiving, asked Carnicer to compose a new hymn with Bernardo de Vera's original text.
The Spanish musician probably wrote the work by 1827, the date he returned to Barcelona, and his hymn debuted in Santiago, in the Arteaga theater, 23 December 1828.
Years later, in 1847, the Chilean government entrusted the young poet Eusebio Lillo with a new text that would replace the anti-Spain poem of Vera y Pintado, and after being analyzed by Andrés Bello, retained the original chorus ("Dulce patria, recibe los votos..."). The lyrics were slightly revised in 1909.
During the military dictatorship (1973–1990) of Augusto Pinochet, the Verse III was officially incorporated because of his praise of the armed forces and the national police (Carabineros). After the end of Pinochet's regime, in 1990, it was only sung in military events. Supporters from the former military junta also sing the anthem with the Verse III in private ceremonies and rallies, with continuous controversies over the following years because of the crescent general consensus of the crimes against humanity committed by the regime.
In the celebrations marking the return of democracy in March 1990 at Santiago's Estadio Nacional Julio Martínez Prádanos, the anthem was played in its present melody, raised to F Major (the Royal Musical Official Version of the anthem) which is the original melody of the second anthem by Carnicer, but using the 1847 lyrics as text, save for the original chorus of the 1819 anthem. This was the version that from 1991 to 2000 was played before broadcasts of Chilean presidential addresses. In 2000, it was replaced by a more stylized version, which was used until 2010. After that, the anthem was scrapped off the addresses. Since the end of the dictatorship, television stations rarely ever used the anthem during their sign-on and sign-off, and the practice fell off definitely during the 1990s. Radio stations in Chile still have a tradition to play the anthem in New Year's Eve, in order to start celebrations.
Joe Walsh, famed musician who was part of the United States rock band the Eagles, sang the National Anthem of Chile at a Los Angeles Angels of Anaheim baseball game in 2003.
There is also a translation in Mapudungun, the largest and most-commonly spoken indigenous language in Chile, spoken by the Mapuche people.
Official lyrics
Below are the lyrics of the most played version; it corresponds to Verse V of the full version and the chorus:
Full version
According to Chilean Constitution [decree 260], only the fifth verse and the chorus are played officially as the National Anthem.
1973–1990 lyrics
The following lyrics were used during the military regime in the country. Both the 5th and 3rd verses were used.
Notes
References
External links
Himno Nacional Nueva versión
Chile - Canción Patriótica Nro. 2 (ca 1810)
Chile: Himno Nacional de Chile - Audio of the national anthem of Chile, with information and lyrics
Decree 260 national anthem
Sobre los verdaderos simbolos patrios de Chile simbolospatrios.cl
Chile National Anthem, full lyric, MP3 format, vocal and instrumental
Spanish-language songs
Chile
National symbols of Chile
National anthems
National anthem compositions in C major
1847 in Chile | [
101,
1109,
107,
1305,
1760,
25962,
1104,
6504,
107,
113,
117,
114,
117,
1145,
1227,
1112,
2825,
11541,
10740,
113,
132,
114,
1137,
1118,
1157,
1107,
6617,
18965,
153,
11955,
117,
6504,
117,
13936,
189,
1358,
172,
10387,
1186,
170,
10337,
23850,
1186,
113,
112,
1731,
5805,
117,
6504,
117,
1110,
1240,
2221,
3901,
112,
114,
117,
1108,
3399,
1107,
11521,
119,
1135,
1144,
170,
1607,
1104,
1160,
4017,
1105,
1160,
20134,
1115,
1189,
1146,
1210,
1472,
3827,
119,
1109,
1954,
1683,
1108,
2766,
1118,
23775,
8185,
7770,
1200,
117,
1114,
1734,
1118,
142,
5613,
25959,
14138,
2858,
117,
1105,
1144,
1565,
2192,
4882,
1103,
8220,
119,
2892,
1752,
1569,
15739,
1109,
1148,
12208,
1569,
15739,
4595,
1171,
1106,
13055,
117,
1165,
1103,
1433,
1270,
1111,
117,
1113,
1492,
1356,
117,
1103,
3707,
1104,
1390,
1105,
4017,
1111,
1142,
3007,
119,
1109,
3996,
7283,
6284,
2897,
1105,
1103,
4225,
23333,
1260,
13050,
194,
21902,
13130,
2572,
18210,
1142,
13515,
1105,
1147,
107,
1305,
3765,
107,
5362,
1113,
1406,
1360,
11072,
1107,
1103,
16540,
20654,
15446,
5184,
117,
1780,
1168,
8202,
3548,
1115,
1122,
1108,
1307,
1105,
7399,
1219,
1103,
24039,
1104,
1347,
12720,
119,
1130,
1103,
2150,
117,
2490,
1156,
2484,
1111,
1103,
1461,
119,
1109,
8156,
1104,
1579,
4241,
1122,
1120,
1103,
5184,
2494,
4712,
117,
1235,
1122,
1108,
6792,
1115,
1122,
1178,
1129,
7399,
1120,
1103,
5453,
1104,
1103,
1583,
119,
1109,
3995,
23333,
13050,
117,
1227,
1107,
1103,
1607,
1104,
1103,
4574,
117,
1108,
1103,
2351,
1104,
1103,
11808,
1115,
1127,
7399,
1106,
6284,
2897,
112,
1390,
119,
1188,
1148,
19978,
1108,
7399,
1235,
11521,
117,
1165,
1122,
1108,
2125,
1114,
1184,
1110,
7399,
2052,
119,
2307,
1569,
15739,
1109,
1248,
1105,
1954,
12208,
1569,
15739,
1108,
2766,
1118,
1103,
2124,
3996,
23775,
8185,
7770,
1200,
117,
1165,
1119,
1108,
15116,
1107,
1652,
1272,
1104,
1117,
7691,
4133,
119,
25260,
142,
2571,
11172,
117,
12208,
2110,
1107,
1498,
117,
3176,
1113,
1103,
5879,
1115,
6284,
2897,
112,
1461,
1108,
4172,
117,
1455,
8185,
7770,
1200,
1106,
18742,
170,
1207,
19978,
1114,
23333,
1260,
13050,
112,
188,
1560,
3087,
119,
1109,
2124,
4933,
1930,
1724,
1103,
1250,
1118,
12445,
117,
1103,
2236,
1119,
1608,
1106,
7120,
117,
1105,
1117,
19978,
5362,
1107,
8349,
117,
1107,
1103,
20654,
15446,
5184,
117,
1695,
1382,
11521,
119,
5848,
1224,
117,
1107,
8841,
117,
1103,
12208,
1433,
19469,
1103,
1685,
4225,
142,
5613,
25959,
14138,
2858,
1114,
170,
1207,
3087,
1115,
1156,
4971,
1103,
2848,
118,
2722,
5510,
1104,
13050,
194,
21902,
13130,
2572,
117,
1105,
1170,
1217,
17689,
1118,
22023,
4720,
1186,
117,
5366,
1103,
1560,
8220,
113,
107,
12786,
1233,
2093,
26227,
3464,
117,
1231,
6617,
3962,
12724,
191,
12355,
1116,
119,
119,
119,
107,
114,
119,
1109,
4017,
1127,
2776,
8182,
1107,
4818,
119,
1507,
1103,
1764,
21737,
113,
2478,
782,
1997,
114,
1104,
1360,
1186,
21902,
2728,
17374,
117,
1103,
159,
22184,
2684,
1108,
3184,
4572,
1272,
1104,
1117,
9010,
1104,
1103,
4223,
2088,
1105,
1103,
1569,
2021,
113,
16185,
16405,
5864,
114,
119,
1258,
1103,
1322,
1104,
21902,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
This article is about the demographic features of the population of Costa Rica, including population density, ethnicity, education level, health of the populace, economic status, religious affiliations and other aspects of the population.
According to the United Nations, in Costa Rica had an estimated population of people. White and Mestizos make up 83.4% of the population, 7% are black people (including mixed race), 2.4% Amerindians, 0.2% Chinese and 7% other/none.
In 2010, just under 3% of the population is of African descent who are called Afro-Costa Ricans or West Indians and are English-speaking descendants of 19th-century black Jamaican immigrant workers. Another 1% is composed of those of Chinese origin, and less than 1% are West Asian, mainly of Lebanese descent but also Palestinians. The 2011 Census provided the following data: whites and mestizos make up 83.4% of the population, 7% are black people (including mixed race), 2.4% Amerindians, 0.2% Chinese, and 7% other/none.
There is also a community of North American retirees from the United States and Canada, followed by fairly large numbers of European Union expatriates (esp. Scandinavians and from Germany) come to retire as well, and Australians. Immigration to Costa Rica made up 9% of the population in 2012. This included permanent settlers as well as migrants who were hoping to reach the U.S. In 2015, there were some 420,000 immigrants in Costa Rica and the number of asylum seekers (mostly from Honduras, El Salvador, Guatemala and Nicaragua) rose to more than 110,000. An estimated 10% of the Costa Rican population in 2014 was made up of Nicaraguans.
The indigenous population today numbers about 60,000 (just over 1% of the population) with some Miskito and Garifuna (a population of mixed African and Carib Amerindian descent) living in the coastal regions.
Costa Rica's emigration is the smallest in the Caribbean Basin and is among the smallest in the Americas. By 2015 about just 133,185 (2.77%) of the country's people live in another country as immigrants. The main destination countries are the United States (85,924), Nicaragua (10,772), Panama (7,760), Canada (5,039), Spain (3,339), Mexico (2,464), Germany (1,891), Italy (1,508), Guatemala (1,162) and Venezuela (1,127).
Population and ancestry
In , Costa Rica had a population of . The population is increasing at a rate of 1.5% per year. At current trends the population will increase to 9,158,000 in about 46 years. The population density is 94 people per square km, the third highest in Central America.
Approximately 40% lived in rural areas and 60% in urban areas. The rate of urbanization estimated for the period 2005–2015 is 2.74% per annum, one of the highest among developing countries. About 75% of the population live in the upper lands (above 500 meters) where temperature is cooler and milder.
The 2011 census counted a population of 4.3 million people distributed among the following groups: 83.6% whites or mestizos, 6.7% black mixed race, 2.4% Native American, 1.1% black or Afro-Caribbean; the census showed 1.1% as Other, 2.9% (141,304 people) as None, and 2.2% (107,196 people) as unspecified.
In 2011, there were over 104,000 Native American or indigenous inhabitants, representing 2.4% of the population. Most of them live in secluded reservations, distributed among eight ethnic groups: Quitirrisí (in the Central Valley), Matambú or Chorotega (Guanacaste), Maleku (northern Alajuela), Bribri (southern Atlantic), Cabécar (Cordillera de Talamanca), Guaymí (southern Costa Rica, along the Panamá border), Boruca (southern Costa Rica) and Térraba (southern Costa Rica).
The population includes European Costa Ricans (of European ancestry), primarily of Spanish descent, with significant numbers of Italian, German, English, Dutch, French, Irish, Portuguese, and Polish families, as well a sizable Jewish community. The majority of the Afro-Costa Ricans are Creole English-speaking descendants of 19th century black Jamaican immigrant workers.
The 2011 census classified 83.6% of the population as white or Mestizo; the latter are persons of combined European and Amerindian descent. The Mulatto segment (mix of white and black) represented 6.7% and indigenous people made up 2.4% of the population. Native and European mixed blood populations are far less than in other Latin American countries. Exceptions are Guanacaste, where almost half the population is visibly mestizo, a legacy of the more pervasive unions between Spanish colonists and Chorotega Amerindians through several generations, and Limón, where the vast majority of the Afro-Costa Rican community lives.
Education
According to the United Nations, Costa Rica's literacy rate stands at 95.8%, the fifth highest among American countries. Costa Rica's Education Index in 2006 was 0.882; higher than that of richer countries, such as Singapore and Mexico. Costa Rica's gross enrollment ratio is 73.0%, smaller than that of the neighbors countries of El Salvador and Honduras.
All students must complete primary school and secondary school, between 6 and 15 years. Some students drop out because they must work to help support their families. In 2007 there were 536,436 pupils enrolled in 3,771 primary schools and 377,900 students attended public and private secondary schools.
Costa Rica's main universities are the University of Costa Rica, in San Pedro and the National University of Costa Rica, in Heredia. Costa Rica also has several small private universities.
Emigration
Costa Rica's emigration is among the smallest in the Caribbean Basin. About 3% of the country's people live in another country as immigrants. The main destination countries are the United States, Spain, Mexico and other Central American countries. In 2005, there were 127,061 Costa Ricans living in another country as immigrants. Remittances were $513,000,000 in 2006 and they represented 2.3% of the country's GDP.
Immigration
Costa Rica's immigration is among the largest in the Caribbean Basin. According to the 2011 census 385,899 residents were born abroad. The vast majority were born in Nicaragua (287,766). Other countries of origin were Colombia (20,514), United States (16,898), Spain (16,482) and Panama (11,250). Outward Remittances were $246,000,000 in 2006.
Migrants
According to the World Bank, about 489,200 migrants lived in the country in 2010 mainly from Nicaragua, Panama, El Salvador, Honduras, Guatemala, and Belize, while 125,306 Costa Ricans live abroad in the United States, Panama, Nicaragua, Spain, Mexico, Canada, Germany, Venezuela, Dominican Republic, and Ecuador. The number of migrants declined in later years but in 2015, there were some 420,000 immigrants in Costa Rica and the number of asylum seekers (mostly from Honduras, El Salvador, Guatemala and Nicaragua) rose to more than 110,000, a fivefold increase from 2012. In 2016, the country was called a "magnet" for migrants from South and Central America and other countries who were hoping to reach the U.S.
European Costa Ricans
European Costa Ricans are people from Costa Rica whose ancestry lies within the continent of Europe, most notably Spain. According to DNA studies, around 75% of the population have some level of European ancestry.
Percentages of the Costa Rican population by race are known as the national census does have the question of ethnicity included in its form. As for 2012 65.80% of Costa Ricans identify themselves as white/castizo and 13.65% as mestizo, giving around 80% of Caucasian population. This, however, is based in self-identification and not in scientific studies. According to PLoS Genetics Geographic Patterns of Genome Admixture in Latin American Mestizos study of 2012, Costa Ricans have 68% of European ancestry, 29% Amerindian and 3% African. According to CIA Factbook, Costa Rica has white or mestizo population of the 83.6%.
Cristopher Columbus and crew were the first Europeans ever to set foot on what is now Costa Rica in Columbus last trip when he arrived to Uvita Island (modern day Limón province) in 1502. Costa Rica was part of the Spanish Empire and colonized by Spaniards mostly Castilians, Basque and Sefardi Jews. After the independence large migrations of wealthy Americans, Germans, French and British businessmen came to the country encouraged by the government and followed by their families and employees (many of them technicians and professionals) creating colonies and mixing with the population, especially the high and middle classes. Later, more humble migrations of Italians, Spanish (mostly Catalans) and Arab (mostly Lebanese and Syrians) migrants visit the country escaping economical crisis in their home countries, setting in large, more closed colonies. Polish migrants, mostly Ashkenazi Jews escaping anti-Semitism and nazi persecution in Europe also migrated to the country in large numbers. In 1901 president Ascensión Esquivel Ibarra closes the country to all non-white immigration forbidding the entrance of all Black, Chinese, Arab, Turkish or Gypsy migration in the country. After the beginning of the Spanish Civil War large migration of Republican refugees also settle in the country, mostly Castilians, Galicians and Asturians, as later Chilean, Mexican and Colombian migrants would leave their countries traveling to Costa Rica escaping from war or dictatorships as Costa Rica is the longest running democracy in Latin America .
Ethnic groups
The following listing is taken from a publication of the Costa Rica 2011 Census:
Mestizos and Whites - 3,597,847 = 83.64%
Mulatto - 289,209 = 6.72%
Indigenous - 104,143 = 2.42%
Black/Afro-Caribbean - 45,228 = 1.05%
Chinese - 9 170 = 0.21%
Other - 36 334 = 0.84%
Did not state - 95,140 = 2.21%
Vital statistics
Current vital statistics
Structure of the population
Structure of the population (01.07.2017) (Estimates - the source of data is the national household survey):
Life expectancy at birth
Source: UN World Population Prospects
Demographic statistics
Demographic statistics according to the World Population Review in 2019.
One birth every 8 minutes
One death every 21 minutes
One net migrant every 160 minutes
Net gain of one person every 11 minutes
Demographic statistics according to the CIA World Factbook, unless otherwise indicated.
Population
4,987,142 (July 2018 est.)
4,872,543 (July 2016 est.)
Ethnic groups
Whites and Mestizos 83.6%
Mulatto 6.7%
Indigenous 2.4%
Black of African descent 1.1%
Other 1.1%
None 2.9%
Unspecified 2.2% (2011 est.)
Age structure
0-14 years: 22.43% (male 572,172 /female 546,464)
15-24 years: 15.94% (male 405,515 /female 389,433)
25-54 years: 44.04% (male 1,105,944 /female 1,090,434)
55-64 years: 9.48% (male 229,928 /female 242,696)
65 years and over: 8.11% (male 186,531 /female 218,025) (2018 est.)
Median age
Total: 31.7 years. Country comparison to the world: 109th
Male: 31.2 years
Female: 32.2 years (2018 est.)
Total: 30.9 years
Male: 30.4 years
Female: 31.3 years (2016 est.)
Birth rate
15.3 births/1,000 population (2018 est.) Country comparison to the world: 121st
Death rate
4.8 deaths/1,000 population (2018 est.) Country comparison to the world: 200th
Total fertility rate
1.89 children born/woman (2018 est.) Country comparison to the world: 135th
Net migration rate
0.8 migrant(s)/1,000 population (2018 est.) Country comparison to the world: 65th
Population growth rate
1.13% (2018 est.) Country comparison to the world: 95th
Contraceptive prevalence rate
76.2% (2011)
Religions
Roman Catholic 71.8%, Evangelical and Pentecostal 12.3%, other Protestant 2.6%, Jehovah's Witness 0.5%, other 2.4%, none 10.4% (2016 est.)
Dependency ratios
Total dependency ratio: 45.4 (2015 est.)
Youth dependency ratio: 32.4 (2015 est.)
Elderly dependency ratio: 12.9 (2015 est.)
Potential support ratio: 7.7 (2015 est.)
Urbanization
Urban population: 79.3% of total population (2018)
Rate of urbanization: 1.5% annual rate of change (2015-20 est.)
Infant mortality rate
Total: 8.3 deaths/1,000 live births
Male: 9 deaths/1,000 live births
Female: 7.4 deaths/1,000 live births (2016 est.)
Life expectancy at birth
Total population: 78.9 years. Country comparison to the world: 55th
Male: 76.2 years
Female: 81.7 years (2018 est.)
Total population: 78.6 years
Male: 75.9 years
Female: 81.3 years (2016 est.)
HIV/AIDS
Adult prevalence rate: 0.33%
People living with HIV/AIDS: 10,000
Deaths:200 (2015 est.)
Education expenditures
7.4% of GDP (2017) Country comparison to the world: 11th
Literacy
Total population: 97.8%
Male: 97.7%
Female: 97.8% (2015 est.)
School life expectancy (primary to tertiary education)
Total: 15 years
Male: 15 years
Female: 16 years (2016)
Unemployment, youth ages 15-24
Total: 20.6%. Country comparison to the world: 61st
Male: 17.6%
Female: 25.9% (2017 est.)
Nationality
Noun: Costa Rican(s)
Adjective: Costa Rican
Languages
Spanish (official)
English
Sex ratio
At birth: 1.05 male(s)/female
0–14 years: 1.05 male(s)/female
15–24 years: 1.04 male(s)/female
25–54 years: 1.01 male(s)/female
55–64 years: 0.95 male(s)/female
65 years and over: 0.86 male(s)/female
Total population: 1.01 male(s)/female (2016 est.)
Languages
Nearly all Costa Ricans speak Spanish; but many know English. Indigenous Costa Ricans also speak their own language, such as the case of the Ngobes.
Religions
According to the World Factbook the main religions are: Roman Catholic, 76.3%; Evangelical, 13.7%; Jehovah's Witnesses, 1.3%; other Protestant, 0.7%; other, 4.8%; none, 3.2%.
The most recent nationwide survey of religion in Costa Rica, conducted in 2007 by the University of Costa Rica, found that 70.5 percent of the population identify themselves as Roman Catholics (with 44.9 percent practicing, 25.6 percent nonpracticing), 13.8 percent are Evangelical Protestants, 11.3 percent report that they do not have a religion, and 4.3 percent declare that they belong to another religion.
Apart from the dominant Catholic religion, there are several other religious groups in the country. Methodist, Lutheran, Episcopal, Baptist, and other Protestant groups have significant membership. The Church of Jesus Christ of Latter-day Saints (LDS Church) claim more than 35,000 members and has a temple in San José that served as a regional worship center for Costa Rica, Panama, Nicaragua, and Honduras.
Although they represent less than 1 percent of the population, Jehovah's Witnesses have a strong presence on the Caribbean coast. Seventh-day Adventists operate a university that attracts students from throughout the Caribbean Basin. The Unification Church maintains its continental headquarters for Latin America in San José.
Non-Christian religious groups, including followers of Judaism, Islam, Taoism, Hare Krishna, Paganism, Wicca, Scientology, Tenrikyo, and the Baháʼí Faith, claim membership throughout the country, with the majority of worshipers residing in the Central Valley (the area of the capital). While there is no general correlation between religion and ethnicity, indigenous peoples are more likely to practice animism than other religions.
Article 75 of the Costa Rican Constitution states that the "Catholic, Apostolic, and Roman Religion is the official religion of the Republic". That same article provides for freedom of religion, and the Government generally respects this right in practice. The US government found no reports of societal abuses or discrimination based on religious belief or practice in 2007.
See also
Ethnic groups in Central America
References
External links
UNICEF Information about Costa Rica's Demographics
INEC. National Institute of Statistics and Census | [
101,
1188,
3342,
1110,
1164,
1103,
17898,
1956,
1104,
1103,
1416,
1104,
7176,
11585,
117,
1259,
1416,
3476,
117,
21052,
117,
1972,
1634,
117,
2332,
1104,
1103,
25087,
117,
2670,
2781,
117,
2689,
13494,
1116,
1105,
1168,
5402,
1104,
1103,
1416,
119,
1792,
1106,
1103,
1244,
3854,
117,
1107,
7176,
11585,
1125,
1126,
3555,
1416,
1104,
1234,
119,
2061,
1105,
2508,
2050,
9368,
2155,
1294,
1146,
6032,
119,
125,
110,
1104,
1103,
1416,
117,
128,
110,
1132,
1602,
1234,
113,
1259,
3216,
1886,
114,
117,
123,
119,
125,
110,
7277,
9866,
12090,
5443,
117,
121,
119,
123,
110,
1922,
1105,
128,
110,
1168,
120,
3839,
119,
1130,
1333,
117,
1198,
1223,
124,
110,
1104,
1103,
1416,
1110,
1104,
2170,
6585,
1150,
1132,
1270,
20075,
118,
7176,
14028,
1116,
1137,
1537,
5888,
1105,
1132,
1483,
118,
3522,
8395,
1104,
2835,
118,
1432,
1602,
19198,
12338,
3239,
119,
2543,
122,
110,
1110,
2766,
1104,
1343,
1104,
1922,
4247,
117,
1105,
1750,
1190,
122,
110,
1132,
1537,
3141,
117,
2871,
1104,
12772,
6585,
1133,
1145,
23755,
119,
1109,
1349,
4496,
2136,
1103,
1378,
2233,
131,
15185,
1105,
1143,
2050,
9368,
2155,
1294,
1146,
6032,
119,
125,
110,
1104,
1103,
1416,
117,
128,
110,
1132,
1602,
1234,
113,
1259,
3216,
1886,
114,
117,
123,
119,
125,
110,
7277,
9866,
12090,
5443,
117,
121,
119,
123,
110,
1922,
117,
1105,
128,
110,
1168,
120,
3839,
119,
1247,
1110,
1145,
170,
1661,
1104,
1456,
1237,
11067,
1279,
1121,
1103,
1244,
1311,
1105,
1803,
117,
1723,
1118,
6751,
1415,
2849,
1104,
1735,
1913,
4252,
4163,
19091,
5430,
113,
13936,
1643,
119,
18936,
1116,
1105,
1121,
1860,
114,
1435,
1106,
11067,
1112,
1218,
117,
1105,
16646,
119,
16119,
1106,
7176,
11585,
1189,
1146,
130,
110,
1104,
1103,
1416,
1107,
1368,
119,
1188,
1529,
4088,
7056,
1112,
1218,
1112,
18677,
1150,
1127,
4717,
1106,
2519,
1103,
158,
119,
156,
119,
1130,
1410,
117,
1175,
1127,
1199,
18650,
117,
1288,
7162,
1107,
7176,
11585,
1105,
1103,
1295,
1104,
15345,
5622,
1468,
113,
2426,
1121,
14950,
117,
2896,
10479,
117,
11835,
1105,
16284,
114,
3152,
1106,
1167,
1190,
6745,
117,
1288,
119,
1760,
3555,
1275,
110,
1104,
1103,
7176,
14028,
1416,
1107,
1387,
1108,
1189,
1146,
1104,
16284,
2316,
119,
1109,
6854,
1416,
2052,
2849,
1164,
2539,
117,
1288,
113,
1198,
1166,
122,
110,
1104,
1103,
1416,
114,
1114,
1199,
12107,
5437,
2430,
1105,
144,
7710,
14703,
1605,
113,
170,
1416,
1104,
3216,
2170,
1105,
8185,
13292,
7277,
9866,
12090,
1389,
6585,
114,
1690,
1107,
1103,
5869,
4001,
119,
7176,
11585,
112,
188,
24806,
1110,
1103,
10471,
1107,
1103,
6562,
10432,
1105,
1110,
1621,
1103,
10471,
1107,
1103,
11198,
119,
1650,
1410,
1164,
1198,
15118,
117,
16183,
113,
123,
119,
5581,
110,
114,
1104,
1103,
1583,
112,
188,
1234,
1686,
1107,
1330,
1583,
1112,
7162,
119,
1109,
1514,
7680,
2182,
1132,
1103,
1244,
1311,
113,
4859,
117,
5556,
1527,
114,
117,
16284,
113,
1275,
117,
5581,
1477,
114,
117,
8392,
113,
128,
117,
27746,
114,
117,
1803,
113,
126,
117,
5347,
1580,
114,
117,
2722,
113,
124,
117,
3081,
1580,
114,
117,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Ivory Coast invested remarkably in its transport system. Transport Infrastructures are much more developed than they are other West African countries despite a crisis that restrained their maintenance and development. Since its independence in 1960, Ivory Coast put an emphasis on increasing and modernizing the transport network for human as well as for goods. Major infrastructures of diverse nature were built including railways, roads, waterways, and airports. In spite of the crisis, neighbor countries (Burkina Faso, Mali, Niger, and Guinea) still strongly depend on the Ivorian transport network for importing, exporting, and transiting their immigrants to Ivory Coast.
Rail transport
The nation's railway system is part of a 1 260 km long route that links the country to Burkina Faso and Niger. 1 156 km of railroad links Abidjan to Ouagadougou, capital of Burkina Faso. Built during colonial era by the firm Abidjan-Niger (RAN), this railroad freed several landlocked countries among which were ex-Upper-Volta (Burkina Faso), Niger, and Mali. This railroad, operated by Sitarail, plays a key role as regards to the carriage of the goods (livestock) and the transport of people between Ivory Coast and border countries: 1 million tons of goods have transited in 2006. In 2005, despite the negative impact the crisis had on the sector, benefits engendered by transporting the goods and people via RAN, are estimated respectively at 16 309 et3 837billionCFA.
As of 2004, the railway network consisted of a state-controlled 660 km section of a 1,146 km narrow gauge railroad that ran north from Abidjan through Bouaké and Ferkéssédougou to Ouagadougou, Burkina Faso.
Road transport
Ivory Coast road network spreads over 85 000 km consisting of 75 000 unpaved, 65 000 km, and 224 km highways. It provides national and international traffic with neighbor countries.
The Trans–West African Coastal Highway provides a paved link to Ghana, Togo, Benin and Nigeria, with paved highways to landlocked Mali and Burkina Faso feeding into the coastal highway. When construction of roads and bridges in Liberia and Sierra Leone is complete, the highway will link to another seven Economic Community of West African States (ECOWAS) nations to the west and north-west. At the national level, vehicles are estimated at 600 000, which includes 75% of used cars (second hand) due to the low purchasing power since the beginning of the economic crisis. 20 000 new cars are registered every year. Although maintenance and renovations works are being carried out since middle-2011, over 80% of the Ivorian network is older than 20 years and therefore damaged.
In addition, a significant traffic exists throughout Abidjan, the capital. This traffic is mainly composed of taxi, buses and mini-buses locally referred to as Gbaka.
The country counts with two 4-laned motorways, the first one running from Abidjan to Yamoussoukro for a length of 224 km., and the second joining Abidjan to Grand-Bassam, with a length of 30 km. Both are built with modern technologies and under international standards of security.
Maritime transport
Landscape view of the Autonomous Port of Abidjan
Ivory Coast greatly contributed to developing maritime transport by building two ports on its seaside namely, autonomous port of Abidjan, sometimes referred to as "lung of Ivorian economy", and the San-Pedro port. The total traffic in 2005, by adding importation to exportation, was 18 661 784 tons for autonomous port of Abidjan and 1 001 991 tons for San-Pedro. The autonomous port of Abidjan cover a 770 hectares area and shelters 60% of the country industries. It is the first tuna fishing port in Africa. It contains 36 conventional berths spread over six kilometers of quays providing a capacity of sixty commercial ships with multiple special docks, a container terminal as well as several specialized and industrial berths. The other major port, the San-Pedro port, operates since 1971 and has two quays covering 18,727 m2 area. Apart from those two major ports, there are also small ports at Sassandra, Aboisso, and Dabou.
Air transport
Ivory Coast has three international airports located in Abidjan, Yamoussoukro, and Bouaké. Fourteen smaller cities also possess regional airports, the most important of which are Daloa, Korhogo, Man, Odiénné and San-pédro. Twenty-seven aerodromes exists and are operated by a public establishment, the Anam (National agency for civil aviation and meteorology), except the activities carried out by the Asecna (Agency for security of air fret in Africa and Madagascar).
Since the outbreak of the crisis, only five of these airports are available. These are Abidjan, San-Pédro, Yamoussoukro, Daloa, and Touba. Regarding the International Airport of Abidjan, official statistics from 2005, showed 14 257 commercial movements (departures and arrivals); 745 180 commercial passengers (arrivals, departures, and transit) and 12 552 tons of commercial fret. The Airport of Abidjan covers 90% of the air traffic of Côte d'Ivoire and generate 95% of the overall profits of the sector.
The airport of Abidjan is operated by a private company, Aeria, created in association with the Commerce Chamber of Marseilles. Its traffic mainly encompasses European aeronautical companies (Air France, Brussels Airlines) and some African firms (South African Airways, Kenya Airways, Air Sénégal International).
References | [
101,
17507,
3331,
11285,
19957,
1107,
1157,
3936,
1449,
119,
5371,
22791,
1116,
1132,
1277,
1167,
1872,
1190,
1152,
1132,
1168,
1537,
2170,
2182,
2693,
170,
5532,
1115,
21775,
1147,
5972,
1105,
1718,
119,
1967,
1157,
4574,
1107,
2761,
117,
17507,
3331,
1508,
1126,
7569,
1113,
4138,
1105,
2030,
4404,
1103,
3936,
2443,
1111,
1769,
1112,
1218,
1112,
1111,
4817,
119,
2868,
6557,
1116,
1104,
7188,
2731,
1127,
1434,
1259,
12771,
117,
4744,
117,
1447,
8520,
117,
1105,
15797,
119,
1130,
8438,
1104,
1103,
5532,
117,
12179,
2182,
113,
25739,
25408,
117,
17168,
117,
19084,
117,
1105,
6793,
114,
1253,
5473,
12864,
1113,
1103,
146,
12198,
1811,
3936,
2443,
1111,
13757,
1158,
117,
10107,
1158,
117,
1105,
9575,
1158,
1147,
7162,
1106,
17507,
3331,
119,
8654,
3936,
1109,
3790,
112,
188,
2529,
1449,
1110,
1226,
1104,
170,
122,
13888,
1557,
1263,
2438,
1115,
6743,
1103,
1583,
1106,
25739,
25408,
1105,
19084,
119,
122,
17801,
1557,
1104,
5786,
6743,
138,
14598,
8548,
1106,
152,
6718,
23224,
9610,
6094,
117,
2364,
1104,
25739,
25408,
119,
10521,
1219,
5929,
3386,
1118,
1103,
3016,
138,
14598,
8548,
118,
19084,
113,
26547,
2249,
114,
117,
1142,
5786,
11485,
1317,
1657,
6726,
1174,
2182,
1621,
1134,
1127,
4252,
118,
5454,
118,
5713,
1777,
113,
25739,
25408,
114,
117,
19084,
117,
1105,
17168,
119,
1188,
5786,
117,
2622,
1118,
20985,
4626,
2723,
117,
2399,
170,
2501,
1648,
1112,
12747,
1106,
1103,
9362,
1104,
1103,
4817,
113,
12490,
114,
1105,
1103,
3936,
1104,
1234,
1206,
17507,
3331,
1105,
3070,
2182,
131,
122,
1550,
5606,
1104,
4817,
1138,
9575,
1174,
1107,
1386,
119,
1130,
1478,
117,
2693,
1103,
4366,
3772,
1103,
5532,
1125,
1113,
1103,
4291,
117,
6245,
4035,
4915,
26788,
1118,
19920,
1103,
4817,
1105,
1234,
2258,
26547,
2249,
117,
1132,
3555,
3569,
1120,
1479,
1476,
1580,
3084,
1495,
6032,
1559,
26839,
1988,
27783,
1592,
119,
1249,
1104,
1516,
117,
1103,
2529,
2443,
4227,
1104,
170,
1352,
118,
4013,
23045,
1557,
2237,
1104,
170,
122,
117,
17350,
1557,
4142,
7405,
5786,
1115,
1868,
1564,
1121,
138,
14598,
8548,
1194,
9326,
6718,
1377,
2744,
1105,
11907,
4661,
10051,
1116,
2744,
2572,
9610,
6094,
1106,
152,
6718,
23224,
9610,
6094,
117,
25739,
25408,
119,
1914,
3936,
17507,
3331,
1812,
2443,
23237,
1166,
4859,
1288,
1557,
4721,
1104,
3453,
1288,
8362,
4163,
5790,
117,
2625,
1288,
1557,
117,
1105,
21448,
1557,
12402,
119,
1135,
2790,
1569,
1105,
1835,
3404,
1114,
12179,
2182,
119,
1109,
13809,
782,
1537,
2170,
16342,
3580,
2790,
170,
12609,
5088,
1106,
9446,
117,
1706,
2758,
117,
23552,
1105,
6860,
117,
1114,
12609,
12402,
1106,
1657,
6726,
1174,
17168,
1105,
25739,
25408,
8453,
1154,
1103,
5869,
4083,
119,
1332,
2058,
1104,
4744,
1105,
8425,
1107,
19427,
1105,
7384,
13774,
1110,
2335,
117,
1103,
4083,
1209,
5088,
1106,
1330,
1978,
6051,
3704,
1104,
1537,
2170,
1311,
113,
16028,
17056,
10719,
114,
6015,
1106,
1103,
1745,
1105,
1564,
118,
1745,
119,
1335,
1103,
1569,
1634,
117,
4011,
1132,
3555,
1120,
4372,
1288,
117,
1134,
2075,
3453,
110,
1104,
1215,
3079,
113,
1248,
1289,
114,
1496,
1106,
1103,
1822,
13980,
1540,
1290,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The Republic of Croatia is a sovereign country at the crossroads of Central Europe, Southeast Europe, and the Mediterranean that declared its independence from Yugoslavia on 25 June 1991. Croatia is a member of the European Union (EU), United Nations (UN), the Council of Europe, NATO, the World Trade Organization (WTO), Union for the Mediterranean and a number of other international organizations. Croatia has established diplomatic relations with 181 countries. The president and the Government, through the Ministry of Foreign and European Affairs, co-operate in the formulation and implementation of foreign policy.
The main objectives of Croatian foreign policy during the 1990s were gaining international recognition and joining the United Nations. These objectives were achieved by 2000, and the main goals became NATO and EU membership. Croatia fulfilled these goals in 2009 and 2013 respectively. Current Croatian goals in foreign policy are: positioning within the EU institutions and in the region, cooperation with NATO partners and strengthening multilateral and bilateral cooperation worldwide.
History
Croatian foreign policy has focused on greater Euro-Atlantic integration, mainly entering the European Union and NATO. In order to gain access to European and trans-Atlantic institutions, it has had to undo many negative effects of the breakup of Yugoslavia and the war that ensued, and improve and maintain good relations with its neighbors.
Key issues over the last decade have been the implementation of the Dayton Accords and the Erdut Agreement, nondiscriminatory facilitation of the return of refugees and displaced persons from the 1991–95 war including property restitution for ethnic Serbs, resolution of border disputes with Slovenia, Bosnia and Herzegovina, Serbia and Montenegro, and general democratization.
Croatia has had an uneven record in these areas between 1996 and 1999 during the right-wing HDZ government, inhibiting its relations with the European Union and the United States. Improvement in these areas severely hindered the advance of Croatia's prospects for further Euro-Atlantic integration. Progress in the areas of Dayton, Erdut, and refugee returns were evident in 1998, but progress was slow and required intensive international engagement.
Croatia's unsatisfactory performance implementing broader democratic reforms in 1998 raised questions about the ruling party's commitment to basic democratic principles and norms. Areas of concern included restrictions on freedom of speech, one-party control of public TV and radio, repression of independent media, unfair electoral regulations, a judiciary that is not fully independent, and lack of human and civil rights protection.
A centre-left coalition government was elected in early 2000. The SDP-led government slowly relinquished control over public media companies and did not interfere with freedom of speech and independent media, though it did not complete the process of making Croatian Radiotelevision independent. Judiciary reforms remained a pending issue as well.
Major Croatian advances in foreign relations during this period have included:
admittance into NATO's Partnership for Peace Programme in May 2000
admittance into World Trade Organization in July 2000;
signing a Stabilization and Association Agreement with the EU in October 2001
becoming part of NATO's Membership Action Plan in May 2002
becoming a member of the Central European Free Trade Agreement (CEFTA) in December 2002
application for membership in the EU in February 2003
full cooperation with the Hague Tribunal and the beginning of accession negotiations with the EU in October 2005
The EU application was the last major international undertaking of the Račan government, which submitted a 7,000-page report in reply to the questionnaire by the European Commission.
Foreign relations were severely affected by the government's hesitance and stalling of the extradition of Croatian general Janko Bobetko to the International Criminal Tribunal for the Former Yugoslavia (ICTY), and inability to take general Ante Gotovina into custody for questioning by the Court.
Refugee returns accelerated since 1999, reached a peak in 2000, but then slightly decreased in 2001 and 2002. The OSCE mission in Croatia has continued to monitor the return of refugees and is still recording civil rights violations. Croatian Serbs continue to have problems with restitution of property and acceptance to the reconstruction assistance programmes. Combined with lacking economic opportunities in the rural areas of former Krajina, the return process is highly troubled.
Accession to the European Union
At the time of Croatia's application to the European Union, three EU members states were yet to ratify the Stabilization and Association Agreement: United Kingdom, the Netherlands and Italy. The new Sanader government elected in 2003 elections repeated the assurances that Croatia will fulfill the missing political obligations, and expedited the extradition of several ICTY inductees. The European Commission replied to the answers of the questionnaire sent to Croatia on 20 April 2004 with a positive opinion. The country was finally accepted as EU candidate in July 2004. Italy and United Kingdom ratified the Stabilization and Association Agreement shortly thereafter, while the ten EU member states that were admitted to membership that year ratified it all together at a 2004 European Summit. In December 2004, the EU leaders announced that accession negotiations with Croatia would start on 17 March 2005 provided that Croatian government cooperates fully with the ICTY. The main issue, the flight of general Gotovina, however, remained unsolved and despite the agreement on an accession negotiation framework, the negotiations did not begin in March 2005. On 4 October 2005 Croatia finally received green light for accession negotiations after the Chief Prosecutor of the ICTY Carla Del Ponte officially stated that Croatia is fully cooperating with the Tribunal. This has been the main condition demanded by EU foreign ministers for accession negotiations. The ICTY called upon other southern European states to follow Croatia's good example. Thanks to the consistent position of Austria during the meeting of EU foreign ministers, a long period of instability and the questioning of the determination of the Croatian government to extradite alleged war criminals has ended successfully. Croatian Prime minister Ivo Sanader declared that full cooperation with the Hague Tribunal will continue. The accession process was also complicated by the insistence of Slovenia, an EU member state, that the two countries' border issues be dealt with prior to Croatia's accession to the EU.
Croatia finished accession negotiations on 30 June 2011, and on 9 December 2011, signed the Treaty of Accession. A referendum on EU accession was held in Croatia on 22 January 2012, with 66% of participants voting in favour of joining the Union. The ratification process was concluded on 21 June 2013, and entry into force and accession of Croatia to the EU took place on 1 July 2013.
Current events
The main objective of the Croatian foreign policy is positioning within the EU institutions and in the region, cooperation with NATO partners and strengthening multilateral and bilateral cooperation.
Government officials in charge of foreign policy include the Minister of Foreign and European Affairs, currently Gordan Grlić-Radman, and the President of the Republic, currently Zoran Milanović.
Croatia has established diplomatic relations with 186 countries (see List of diplomatic relations of Croatia). As of 2009, Croatia maintains a network of 51 embassies, 24 consulates and eight permanent diplomatic missions abroad. Furthermore, there are 52 foreign embassies and 69 consulates in the Republic of Croatia in addition to offices of international organizations such as the European Bank for Reconstruction and Development, International Organization for Migration, Organization for Security and Co-operation in Europe (OSCE), World Bank, World Health Organization, International Criminal Tribunal for the former Yugoslavia (ICTY), United Nations Development Programme, United Nations High Commissioner for Refugees and UNICEF.
International organizations
Republic of Croatia participates in the following international organizations:
CE,
CEI,
EAPC,
EBRD,
ECE,
EU,
FAO,
G11,
IADB,
IAEA,
IBRD,
ICAO,
ICC,
ICRM,
IDA,
IFAD,
IFC,
IFRCS,
IHO,
ILO,
IMF,
IMO,
Inmarsat,
Intelsat,
Interpol,
IOC,
IOM,
ISO,
ITU,
ITUC,
NAM (observer),
NATO,
OAS (observer),
OPCW,
OSCE,
PCA,
PFP,
SECI,
UN,
UNAMSIL,
UNCTAD,
UNESCO,
UNIDO,
UNMEE,
UNMOGIP,
UPU,
WCO,
WEU (associate),
WHO,
WIPO,
WMO,
WToO,
WTO
There exists a Permanent Representative of Croatia to the United Nations.
Foreign support
Croatia receives support from donor programs of:
European Bank for Reconstruction and Development (EBRD)
European Union
International Bank for Reconstruction and Development
International Monetary Fund
USAID
Between 1991 and 2003, the EBRD had directly invested a total of 1,212,039,000 EUR into projects in Croatia.
In 1998, U.S. support to Croatia came through the Southeastern European Economic Development Program (SEED), whose funding in Croatia totaled $23.25 million. More than half of that money was used to fund programs encouraging sustainable returns of refugees and displaced persons. About one-third of the assistance was used for democratization efforts, and another 5% funded financial sector restructuring.
In 2003 USAID considered Croatia to be on a "glide path for graduation" along with Bulgaria. Its 2002/2003/2004 funding includes around $10 million for economic development, up to $5 million for the development of democratic institutions, about $5 million for the return of population affected by war and between 2 and 3 million dollars for the "mitigation of adverse social conditions and trends". A rising amount of funding is given to cross-cutting programs in anti-corruption, slightly under one million dollars.
The European Commission has proposed to assist Croatia's efforts to join the European Union with 245 million euros from PHARE, ISPA and SAPARD aid programs over the course of 2005 and 2006.
International disputes
Relations with neighbouring states have normalized somewhat since the breakup of Yugoslavia. Work has begun — bilaterally and within the Stability Pact for South Eastern Europe since 1999 — on political and economic cooperation in the region.
Bosnia and Herzegovina
Discussions continue between Croatia and Bosnia and Herzegovina on various sections of the border, the longest border with another country for each of these countries.
Sections of the Una river and villages at the base of Mount Plješevica are in Croatia, while some are in Bosnia, which causes an excessive number of border crossings on a single route and impedes any serious development in the region. The Zagreb-Bihać-Split railway line is still closed for major traffic due to this issue.
The border on the Una river between Hrvatska Kostajnica on the northern, Croatian side of the river, and Bosanska Kostajnica on the southern, Bosnian side, is also being discussed. A river island between the two towns is under Croatian control, but is also claimed by Bosnia. A shared border crossing point has been built and has been functioning since 2003, and is used without hindrance by either party.
The Herzegovinian municipality of Neum in the south makes the southernmost part of Croatia an exclave and the two countries are negotiating special transit rules through Neum to compensate for that. Recently Croatia has opted to build a bridge to the Pelješac peninsula to connect the Croatian mainland with the exclave but Bosnia and Herzegovina has protested that the bridge will close its access to international waters (although Croatian territory and territorial waters surround Bosnian-Herzegovinian territory and waters completely) and has suggested that the bridge must be higher than 55 meters for free passage of all types of ships. Negotiations are still being held.
Italy
The relations between Croatia and Italy have been largely cordial and friendly, although occasional incidents do arise on issues such as the Istrian–Dalmatian exodus or the Ecological and Fisheries Protection Zone.
Montenegro
Croatia and Montenegro have a largely latent border dispute over the Prevlaka peninsula.
Serbia
The Danube border between Croatia and Serbia is in dispute, particularly in Baranja, the Island of Vukovar and the Island of Šarengrad.
Slovenia
Croatia and Slovenia have several land and maritime boundary disputes, mainly in the Gulf of Piran, regarding
Slovenian access to international waters, a small number of pockets of land on the right-hand side of the river Dragonja,
and around the Sveta Gera peak.
Slovenia was disputing Croatia's claim to establish the Ecological and Fisheries Protection Zone, an economic section of the Adriatic.
Other issues that have yet to be fully resolved include:
Croatian depositors' savings in the former Ljubljanska banka
Diplomatic relations
Countries which Croatia maintains diplomatic relations with:
Bilateral relations
Africa
Americas
Asia
Europe
Oceania
No diplomatic relations
Croatia hasn't established diplomatic relations with these 7 UN member and 1 observer states:
See also
Croatian passport
List of diplomatic missions in Croatia
List of diplomatic missions of Croatia
Visa requirements for Croatian citizens
List of diplomatic relations of Croatia
References
External links
Ministry of Foreign Affairs and European Integration
Government of the Republic of Croatia
EBRD and Croatia
Stability Pact for South Eastern Europe | [
101,
1109,
2250,
1104,
7636,
1110,
170,
14611,
1583,
1120,
1103,
2771,
16038,
1104,
1970,
1980,
117,
8348,
1980,
117,
1105,
1103,
6553,
1115,
3332,
1157,
4574,
1121,
8575,
1113,
1512,
1340,
1984,
119,
7636,
1110,
170,
1420,
1104,
1103,
1735,
1913,
113,
7270,
114,
117,
1244,
3854,
113,
7414,
114,
117,
1103,
1761,
1104,
1980,
117,
10017,
117,
1103,
1291,
5820,
6534,
113,
160,
18082,
114,
117,
1913,
1111,
1103,
6553,
1105,
170,
1295,
1104,
1168,
1835,
3722,
119,
7636,
1144,
1628,
8311,
4125,
1114,
20083,
2182,
119,
1109,
2084,
1105,
1103,
2384,
117,
1194,
1103,
3424,
1104,
4201,
1105,
1735,
4181,
117,
1884,
118,
4732,
1107,
1103,
22661,
1105,
7249,
1104,
2880,
2818,
119,
1109,
1514,
11350,
1104,
7491,
2880,
2818,
1219,
1103,
3281,
1127,
8289,
1835,
4453,
1105,
4577,
1103,
1244,
3854,
119,
1636,
11350,
1127,
3890,
1118,
1539,
117,
1105,
1103,
1514,
2513,
1245,
10017,
1105,
7270,
5467,
119,
7636,
18210,
1292,
2513,
1107,
1371,
1105,
1381,
3569,
119,
9493,
7491,
2513,
1107,
2880,
2818,
1132,
131,
23208,
1439,
1103,
7270,
4300,
1105,
1107,
1103,
1805,
117,
7395,
1114,
10017,
6449,
1105,
18185,
4321,
8052,
4412,
1105,
20557,
7395,
4529,
119,
2892,
7491,
2880,
2818,
1144,
3378,
1113,
3407,
11854,
118,
3608,
9111,
117,
2871,
5273,
1103,
1735,
1913,
1105,
10017,
119,
1130,
1546,
1106,
4361,
2469,
1106,
1735,
1105,
14715,
118,
3608,
4300,
117,
1122,
1144,
1125,
1106,
5576,
1186,
1242,
4366,
3154,
1104,
1103,
21194,
1104,
8575,
1105,
1103,
1594,
1115,
20530,
117,
1105,
4607,
1105,
4731,
1363,
4125,
1114,
1157,
11209,
119,
7443,
2492,
1166,
1103,
1314,
4967,
1138,
1151,
1103,
7249,
1104,
1103,
15321,
138,
14566,
15093,
1105,
1103,
142,
2956,
3818,
11225,
117,
1664,
10396,
1665,
10205,
24682,
1183,
175,
7409,
18575,
7984,
1104,
1103,
1862,
1104,
8940,
1105,
13577,
4983,
1121,
1103,
1984,
782,
4573,
1594,
1259,
2400,
1832,
27067,
1111,
5237,
17835,
117,
6021,
1104,
3070,
12530,
1114,
10163,
117,
9276,
1105,
11464,
117,
6689,
1105,
13259,
117,
1105,
1704,
11238,
23383,
2734,
119,
7636,
1144,
1125,
1126,
19616,
1647,
1107,
1292,
1877,
1206,
1820,
1105,
1729,
1219,
1103,
1268,
118,
3092,
10728,
5301,
1433,
117,
1107,
23034,
1158,
1157,
4125,
1114,
1103,
1735,
1913,
1105,
1103,
1244,
1311,
119,
22053,
1107,
1292,
1877,
8669,
24856,
5686,
1103,
4657,
1104,
7636,
112,
188,
19743,
1111,
1748,
11854,
118,
3608,
9111,
119,
12798,
1107,
1103,
1877,
1104,
15321,
117,
142,
2956,
3818,
117,
1105,
15820,
5166,
1127,
10238,
1107,
1772,
117,
1133,
5070,
1108,
3345,
1105,
2320,
12885,
1835,
8164,
119,
7636,
112,
188,
8362,
28027,
1548,
8057,
9363,
1183,
2099,
16381,
12594,
9327,
8931,
1107,
1772,
2120,
3243,
1164,
1103,
6550,
1710,
112,
188,
8268,
1106,
3501,
9327,
6551,
1105,
19600,
119,
20371,
1104,
4517,
1529,
9118,
1113,
4438,
1104,
4055,
117,
1141,
118,
1710,
1654,
1104,
1470,
1794,
1105,
2070,
117,
26275,
1104,
2457,
2394,
117,
17111,
6627,
7225,
117,
170,
25348,
1115,
1110,
1136,
3106,
2457,
117,
1105,
2960,
1104,
1769,
1105,
2987,
2266,
3636,
119,
138,
2642,
118,
1286,
7453,
1433,
1108,
1809,
1107,
1346,
1539,
119,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Because Cyprus has no working railway system, various other methods of transport are needed to ensure the proper delivery of any cargo, be it human or freight. Since the last railway was dismantled in 1952, the only remaining modes of transport are by road, by sea, and by air.
Roads
Of the 12,118 km of roads in the areas controlled by the Republic of Cyprus in 2006, 7,850 km were paved, while 4,268 km were unpaved. In 1996, the Turkish Cypriot area showed a close, but smaller ratio of paved to unpaved with about 1,370 km out of 2,350 km paved and 980 km unpaved. As a legacy of British rule, Cyprus is one of only three EU nations in which vehicles drive on the left.
Motorways
A1 Nicosia to Limassol
A2 connects A1 near Pera Chorio with A3 by Larnaca
A3 Larnaca Airport to Agia Napa, also serves as a circular road for Larnaca.
A5 connects A1 near Kofinou with A3 by Larnaca
A6 Pafos to Limassol
A7 Pafos to Polis (final plans)
A9 Nicosia to Astromeritis (partially under construction)
A22 Dali industrial area to Anthoupolis, Lakatamia (Nicosia 3rd ring road, final plans)
Public buses
In 2006, extensive plans were announced to improve and expand bus services and restructure public transport throughout Cyprus, with the financial backing of the European Union Development Bank. In 2010, the new revised and expanded bus network was implemented into the system.
The bus system is numbered:
1 - 33 Limassol daytime local routes
40 - 95A Limassol daytime rural routes
100 - 259 Nicosia daytime buses
300s Nicosia night network route
101/102/201/301/ 500s Famagusta/Ayia Napa district daytime route
400s Larnaca area route
600s Paphos area routes
700s Larnaca - Famagusta/Ayia Napa area routes
N (prevex routes) Limassol night buses network
Some bus routes are:
30 Le Meridien Hotel 1 - MY MALL up to every 10 minutes
101 Ayia Napa Waterpark - Paralimni up to every 15 minutes
610 Pafos Harbour Station - Market up to every 10 minutes
611 Pafos Harbour Station - Waterpark up to every 10 minutes
615 Pafos Harbour Station - Coral bay up to every 10 minutes
618 Pafos Harbour Station - Pafos karavella bus station Every 30 mins (Mon - Sat daytime)
Licensed vehicles
Road transport is the dominant form of transport on the island. Figures released by the International Road Federation in 2007 show that Cyprus holds the highest car ownership rate in the world with 742 cars per 1,000 people.
Public transport in Cyprus is limited to privately run bus services (except in Nicosia), taxis, and interurban 'shared' taxi services (locally referred to as service taxis). Thus, private car ownership in the country is the fifth highest per capita in the world. However, in 2006 extensive plans were announced to expand and improve bus services and restructure public transport throughout Cyprus, with the financial backing of the European Union Development Bank
Ports and harbours
The ports of Cyprus are operated and maintained by the Cyprus Ports Authority. Major harbours of the island are Limassol Harbour, and Larnaca Harbour, which service cargo, passenger, and cruise ships. Limassol is the larger of the two, and handles a large volume of both cargo and cruise vessels. Larnaca is primarily a cargo port but played a big part in the evacuation of foreign nationals from Lebanon in 2006, and in the subsequent humanitarian aid effort. A smaller cargo dock also exists at Vasilikos, near Zygi (a small town between Larnaca and Limassol). Smaller vessels and private yachts can dock at Marinas in Cyprus.
Larnaca Marina in Larnaca ()
St Raphael Marina in Limassol ()
Paphos Harbour ()
List of ports and harbours: Larnaca, Limassol, Paphos, Vasilikos.
Public Bicycle sharing system
Bike in Action is the latest transportation system for the greater Nicosia area, similar to programs employed successfully in various cities around the world (Paris, Barcelona, Amsterdam, Melbourne, etc.). Bicycles can be found at stations in all participating municipalities (Agios Dometios, Aglandjia, Dali, Engomi, Latsia, Pallouriotissa, Strovolos) and returned after their use at any station.
Merchant marine
See full article on Cyprus Merchant Marine
total:
1,414 ships (with a volume of or over) totaling /
ships by type:
barge carrier 2, bulk carrier 442, cargo ship 495, chemical tanker 22, combination bulk 40, combination ore/oil 8, container ship 144, Liquified Gas Carrier 6, passenger ship 8, petroleum tanker 142, refrigerated cargo 41, roll-on/roll-off 45, short-sea passenger 13, specialized tanker 4, vehicle carrier 2 (1999 est.)
Airports
In 1999, Cyprus had 12 airports with paved runways. Of them, seven had runways of lengths between 2,438 and 3,047 metres, one had a length between 1,524 and 2,437 metres, three had lengths between 914 and 1524 metres, and one had a length less than 914 metres.
Of the three airports with unpaved runways, two had lengths less than 914 metres and one had a length between 914 and 1524 metres.
In 1999, Cyprus had six heliports and two international airports: Larnaca International Airport and Paphos International Airport. Nicosia International Airport has been closed since 1974.
References
External links | [
101,
2279,
9460,
1144,
1185,
1684,
2529,
1449,
117,
1672,
1168,
4069,
1104,
3936,
1132,
1834,
1106,
4989,
1103,
4778,
6779,
1104,
1251,
6527,
117,
1129,
1122,
1769,
1137,
8872,
119,
1967,
1103,
1314,
2529,
1108,
18640,
1107,
3130,
117,
1103,
1178,
2735,
11958,
1104,
3936,
1132,
1118,
1812,
117,
1118,
2343,
117,
1105,
1118,
1586,
119,
13690,
2096,
1103,
1367,
117,
13176,
1557,
1104,
4744,
1107,
1103,
1877,
4013,
1118,
1103,
2250,
1104,
9460,
1107,
1386,
117,
128,
117,
16577,
1557,
1127,
12609,
117,
1229,
125,
117,
1744,
1604,
1557,
1127,
8362,
4163,
5790,
119,
1130,
1820,
117,
1103,
4229,
20036,
1298,
2799,
170,
1601,
117,
1133,
2964,
6022,
1104,
12609,
1106,
8362,
4163,
5790,
1114,
1164,
122,
117,
17455,
1557,
1149,
1104,
123,
117,
8301,
1557,
12609,
1105,
5103,
1568,
1557,
8362,
4163,
5790,
119,
1249,
170,
10261,
1104,
1418,
3013,
117,
9460,
1110,
1141,
1104,
1178,
1210,
7270,
6015,
1107,
1134,
4011,
2797,
1113,
1103,
1286,
119,
8226,
8520,
18967,
21283,
6370,
1106,
13503,
20808,
1233,
25621,
8200,
18967,
1485,
14286,
1161,
22964,
8558,
1114,
138,
1495,
1118,
2001,
11782,
2599,
138,
1495,
2001,
11782,
2599,
3369,
1106,
138,
9037,
11896,
4163,
117,
1145,
3411,
1112,
170,
8287,
1812,
1111,
2001,
11782,
2599,
119,
138,
1571,
8200,
18967,
1485,
19892,
16598,
6094,
1114,
138,
1495,
1118,
2001,
11782,
2599,
138,
1545,
19585,
14467,
1116,
1106,
13503,
20808,
1233,
138,
1559,
19585,
14467,
1116,
1106,
17129,
1548,
113,
1509,
2714,
114,
138,
1580,
21283,
6370,
1106,
1249,
24655,
9866,
6620,
113,
6320,
1223,
2058,
114,
25621,
1477,
25938,
1182,
3924,
1298,
1106,
1760,
1582,
6094,
14386,
117,
2001,
24011,
8191,
113,
21283,
6370,
2973,
3170,
1812,
117,
1509,
2714,
114,
2710,
8049,
1130,
1386,
117,
4154,
2714,
1127,
1717,
1106,
4607,
1105,
7380,
3592,
1826,
1105,
1832,
5082,
22355,
1470,
3936,
2032,
9460,
117,
1114,
1103,
2798,
4581,
1104,
1103,
1735,
1913,
3273,
2950,
119,
1130,
1333,
117,
1103,
1207,
8182,
1105,
3631,
3592,
2443,
1108,
7042,
1154,
1103,
1449,
119,
1109,
3592,
1449,
1110,
8324,
131,
122,
118,
3081,
13503,
20808,
1233,
14907,
1469,
5441,
1969,
118,
4573,
1592,
13503,
20808,
1233,
14907,
3738,
5441,
1620,
118,
1512,
1580,
21283,
6370,
14907,
8049,
3127,
1116,
21283,
6370,
1480,
2443,
2438,
7393,
120,
9081,
120,
17365,
120,
20785,
120,
2260,
1116,
143,
7363,
12909,
1777,
120,
138,
10279,
1161,
11896,
4163,
1629,
14907,
2438,
3434,
1116,
2001,
11782,
2599,
1298,
2438,
4372,
1116,
19585,
7880,
2155,
1298,
5441,
5689,
1116,
2001,
11782,
2599,
118,
143,
7363,
12909,
1777,
120,
138,
10279,
1161,
11896,
4163,
1298,
5441,
151,
113,
3073,
2707,
1775,
5441,
114,
13503,
20808,
1233,
1480,
8049,
2443,
1789,
3592,
5441,
1132,
131,
1476,
3180,
2508,
10132,
8584,
4556,
122,
118,
150,
3663,
9960,
23955,
1146,
1106,
1451,
1275,
1904,
7393,
138,
10279,
1161,
11896,
4163,
4434,
14967,
118,
23994,
24891,
2605,
1146,
1106,
1451,
1405,
1904,
21591,
19585,
14467,
1116,
10770,
2874,
118,
6923,
1146,
1106,
1451,
1275,
1904,
5391,
1475,
19585,
14467,
1116,
10770,
2874,
118,
4434,
14967,
1146,
1106,
1451,
1275,
1904,
5391,
1571,
19585,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Cypress Hill is an American hip hop group from South Gate, California. They are the first hip-hop group to have sold multi-platinum and platinum albums, having sold over 20 million albums worldwide. They are considered to be among the main progenitors of West Coast and 1990s hip hop. The group has been critically acclaimed for their first five albums. All of the group members advocate for medical and recreational use of cannabis in the United States. In 2019, Cypress Hill became the first hip hop group to have a star on the Hollywood Walk of Fame.
History
Formation (1988)
Senen Reyes (also known as Sen Dog) and Ulpiano Sergio Reyes (also known as Mellow Man Ace) are brothers born in Pinar del Río, Cuba. In 1971, their family immigrated to the United States and initially lived in South Gate, California. In 1988, the two brothers teamed up with New York City native Lawrence Muggerud (also known as DJ Muggs, previously in a rap group named 7A3) and Louis Freese (also known as B-Real) to form a hip-hop group named DVX (Devastating Vocal Excellence). The band soon lost Mellow Man Ace to a solo career, and changed their name to Cypress Hill, after a street in South Gate.
Early works and mainstream success (1989–1996)
After recording a demo in 1989, Cypress Hill signed a record deal with Ruffhouse Records. Their self-titled first album was released in August 1991. The lead single was the double A-side "The Phuncky Feel One"/"How I Could Just Kill a Man" which received heavy airplay on urban and college radio, most notably peaking at #1 on Billboard Hot Rap Tracks chart. The other two singles released from the album were "Hand on the Pump" and "Latin Lingo", the latter of which combined English and Spanish lyrics, a trait that was continued throughout their career. The success of these singles led to the album selling two million copies in the U.S. alone. In 1992, Cypress Hill's first contribution to a soundtrack was the song "Shoot 'Em Up" for the movie Juice. The group made their first appearance at Lollapalooza on the side stage in 1992. It was the festival's second year of touring, and featured a diverse lineup of acts such as Red Hot Chili Peppers, Ice Cube, Lush, Tool, Stone Temple Pilots, among others.
Black Sunday, the group's second album, debuted at number one on the Billboard 200 in 1993, recording the highest Soundscan for a rap group up until that time. Also, with their debut still in the charts, they became the first rap group to have two albums in the top 10 of the Billboard 200 at the same time. With "Insane in the Brain" becoming a crossover hit, the album went triple platinum in the U.S. and sold about 3.26 million copies. "Insane in the Brain" also garnered the group their first Grammy nomination. Cypress Hill headlined the Soul Assassins tour with House of Pain and Funkdoobiest as support, then performed on a college tour with Rage Against the Machine and Seven Year Bitch. In 1993, Cypress Hill also had two tracks on the Judgment Night soundtrack, teaming up with Pearl Jam (without vocalist Eddie Vedder) on the track "Real Thing" and Sonic Youth on "I Love You Mary Jane". The soundtrack was notable for intentionally creating collaborations between the rap/hip-hop and rock/metal genres, and as a result the soundtrack peaked at #17 on the Billboard 200. The group later played at Woodstock 94, introducing new member Eric Bobo, son of Willie Bobo and formerly a percussionist with the Beastie Boys. That same year, Rolling Stone named the group as the Best Rap Group in their music awards voted by critics and readers. Cypress Hill then played at Lollapalooza for two successive years, topping the bill in 1995. They also appeared on the "Homerpalooza" episode of The Simpsons. The group received their second Grammy nomination in 1995 for "I Ain't Goin' Out Like That".
Cypress Hill's third album III: Temples of Boom was released in 1995 as it peaked at #3 on the Billboard 200 and #3 on the Canadian Albums Chart. The album was certified platinum by the RIAA. "Throw Your Set in the Air" was the most successful single off the album, peaking at #45 on the Billboard Hot 100 and #11 on the Hot Rap Tracks charts. The single also earned Cypress Hill's third Grammy nomination. Afterwards, Sen Dog took a break from the group to form a Los Angeles-based rap rock band, SX-10. Meanwhile, in 1996, Cypress Hill appeared on the first Smokin' Grooves tour, featuring Ziggy Marley, The Fugees, Busta Rhymes, and A Tribe Called Quest. The group also released a nine track EP Unreleased and Revamped with rare mixes.
Continued success, crossover appeal, and Stoned Raiders (1997–2002)
In 1997, the members focused on their solo careers. DJ Muggs released Soul Assassins: Chapter 1, with features from Dr. Dre, KRS-One, Wyclef Jean, and Mobb Deep. B-Real appeared with Busta Rhymes, Coolio, LL Cool J, and Method Man on "Hit 'Em High" from the multi-platinum Space Jam Soundtrack. He also appeared with RBX, Nas, and KRS-One on "East Coast Killer, West Coast Killer" from Dr. Dre's Dr. Dre Presents the Aftermath album, and contributed to an album entitled The Psycho Realm with the group of the same name. Sen Dog also released the Get Wood sampler as part of SX-10 on the label Flip Records. In addition, Eric Bobo contributed drums to various rock bands on their albums, such as 311 and Soulfly.
Cypress Hill released IV in 1998 which went gold in the US. The lead single off the album was "Dr. Greenthumb", as it peaked at #11 on the Hot Rap Tracks chart. It also peaked at #70 on the Billboard Hot 100, their last appearance on the chart to date. In 1999, Cypress Hill helped with the PC first-person shooter video game Kingpin: Life of Crime. Three of the band's songs from the 1998 IV album were in the game, "16 Men Till There's No Men Left", "Checkmate", and "Lightning Strikes". The group also did voice work for some of the game's characters. Also in 1999, the band released a greatest hits album in Spanish, Los Grandes Éxitos en Español.
In 2000, Cypress Hill then fused genres with their fifth album, Skull & Bones, which consisted of two discs. The first disc Skull was composed of rap tracks while Bones explored further the group's forays into rock. The album peaked at #5 on the Billboard 200 and at #3 on the Canadian Albums Chart. The first two singles were "(Rock) Superstar" for rock radio and "(Rap) Superstar" for urban radio. Both singles received heavy airplay on both rock and urban radio, enabling Cypress Hill to crossover again. Following the release of Skull & Bones, Cypress Hill and MxPx landed a slot opening for The Offspring on the Conspiracy of One Tour. The group also released Live at the Fillmore, a concert disc recorded at San Francisco's The Fillmore in 2000. Cypress Hill continued their experimentation with rock on the Stoned Raiders album in 2001; however, its sales were a disappointment. The album peaked at #64 on the Billboard 200, the group's lowest position to that point. Also in 2001, the group made a cameo appearance as themselves in the film How High. Cypress Hill then recorded the track "Just Another Victim" for WWF as a theme song for Tazz, borrowing elements from the 2000 single "(Rock) Superstar". The song would later be featured on the compilation WWF Forceable Entry in March 2002.
Till Death Do Us Part, DJ Muggs' hiatus, and Rise Up (2003–2012)
Cypress Hill released Till Death Do Us Part in March 2004. It featured appearances by Bob Marley's son Damian Marley, Prodigy of Mobb Deep, and producers The Alchemist and Fredwreck. The album represented a further departure from the group's signature sound. Reggae was a strong influence on its sound, especially on the lead single "What's Your Number?". The track featured Tim Armstrong of Rancid on guitar and backup vocals. It was based on the classic song "The Guns of Brixton" from The Clash's album London Calling. "What's Your Number?" saw Cypress Hill crossover into the rock charts again, as the single peaked at #23 on the Modern Rock Tracks chart.
Afterwards, DJ Muggs took a hiatus from the group to focus on other projects, such as Soul Assassins and his DJ Muggs vs. collaboration albums. In December 2005 another compilation album titled Greatest Hits From the Bong was released. It included nine hits from previous albums and two new tracks. In the summer of 2006, B-Real appeared on Snoop Dogg's single "Vato", which was produced by Pharrell Williams. The group's next album was tentatively scheduled for an early 2007 release, but it was pushed back numerous times. In 2007 Cypress Hill toured as a part of the Rock the Bells tour. They headlined with Public Enemy, Wu-Tang Clan, Nas, and a reunited Rage Against the Machine.
On July 25, 2008, Cypress Hill performed at a benefit concert at the House of Blues Chicago, where a majority of the proceeds went to the Chicago Alliance to End Homelessness. In August 2009, a new song by Cypress Hill titled "Get 'Em Up" was made available on iTunes. The song was also featured in the Madden NFL 2010 video game. It was the first sampling of the group's then-upcoming album.
Cypress Hill's eighth studio album Rise Up featured contributions from Everlast, Tom Morello, Daron Malakian, Pitbull, Marc Anthony, and Mike Shinoda. Previously, the vast majority of the group's albums were produced by DJ Muggs; however, Rise Up instead featured a large array of guest features and producers, with DJ Muggs only appearing on two tracks. The album was released on Priority Records/EMI Entertainment, as the group was signed to the label by new creative chairman Snoop Dogg. The album was released on April 20, 2010. The single "Rise Up" was featured at WWE's pay-per-view Elimination Chamber as the official theme song for the event. The song managed to peak at #20 on the Modern Rock Tracks chart. It also appeared in the trailer for the movie The Green Hornet.
Cypress Hill commenced its Rise Up tour in Philadelphia on April 10, 2010. In one particular instance, the group was supposed to stop in Tucson, Arizona but canceled the show in protest of the recent immigration legislation. At the Rock en Seine festival in Paris on August 27, 2010, they had said in an interview that they would anticipate the outcome of the legislation before returning. Also in 2010, Cypress Hill performed at the Reading and Leeds Festivals on August 28 at Leeds and August 29 at Reading. On June 5, 2012, Cypress Hill and dubstep artist Rusko released a collaborative EP entitled Cypress X Rusko. DJ Muggs, who was still on a hiatus, and Eric Bobo were absent on the release. Also in 2012, Cypress Hill collaborated with Deadmau5 on his sixth studio album Album Title Goes Here, lending vocals on "Failbait".
Elephants on Acid, Hollywood Walk of Fame, and Back in Black (2013–present)
During the interval between Cypress Hill albums, the four members commenced work on various projects. B-Real formed the band Prophets of Rage alongside three members of Rage Against the Machine and two members of Public Enemy. He also released The Prescription EP under his Dr. Greenthumb persona. Sen Dog formed the band Powerflo alongside members of Fear Factory, downset., and Biohazard. DJ Muggs revived his Soul Assassins project as its main producer. Eric Bobo formed a duo named Ritmo Machine. He also contributed to an unreleased album by his father Willie Bobo.
On September 28, 2018, Cypress Hill released the album Elephants on Acid, which saw the return of DJ Muggs as main composer and producer. It peaked at #120 on the Billboard 200. Overall, four different singles were released to promote the album. In April 2019 Cypress Hill received a star on the Hollywood Walk of Fame. They became the first Latin-American group to receive a star. In January 2022, the group announced the release date of their 10th studio album entitled Back in Black. The album is slated to be released on March 18, 2022. In addition, Cypress Hill will support the album by joining Slipknot alongside Ho99o9 for the second half of the 2022 Knotfest Roadshow. They had previously invited Slipknot to join their Great Smoke-Out festival back in 2009.
Style
Rapping
One of the band's most striking aspects is B-Real's exaggeratedly high-pitched nasal vocals. In the book Check the Technique, B-Real described his nasal style, saying his rapping voice is "high and annoying...the nasal style I have was just something that I developed...my more natural style wasn't so pleasing to DJ Muggs and Sen Dog's ears" and talking about the nasal style in the book How to Rap, B-Real said "you want to stand out from the others and just be distinct...when you got something that can separate you from everybody else, you gotta use it to your advantage." In the film Art of Rap, B-Real credited the Beastie Boys as an influence when developing his rapping style. Sen Dog's voice is deeper, more violent, and often shouted alongside the rapping; his vocals are often emphasized by adding another background/choir voice to say them. Sen Dog's style is in contrast to B-Real's, who said "Sen's voice is so strong" and "it all blends together" when they are both on the same track.
Both B-Real and Sen Dog started writing lyrics in both Spanish and English. Initially, B-Real was inspired to start writing raps from watching Sen Dog and Mellow Man Ace writing their lyrics, and originally B-Real was going to just be the writer for the group rather than a rapper. Their lyrics are noted for bringing a "cartoonish" approach to violence by Peter Shapiro and Allmusic.
Production
The sound and groove of their music, mostly produced by DJ Muggs, has spooky sounds and a stoned aesthetic; with its bass-heavy rhythms and odd sample loops ("Insane in the Brain" has a blues guitar pitched looped in its chorus), it carries a psychedelic value, which is lessened in their rock-oriented albums. For using rock/metal instrumentation the band is sometimes classified as a rap rock/metal rap group. The double album Skull & Bones consists of a pure rap disc (Skull) and a separate rock disc (Bones). In the live album Live at The Fillmore, some of the old classics were played in a rock/metal version, with Eric Bobo playing the drums and Sen Dog's band SX-10 as the other instrumentalists. 2010's Rise Up was the most radically different album in regards to production. DJ Muggs had produced the majority of each prior Cypress Hill album, but he only appeared on Rise Up twice. The remaining songs were handled by various other guests. 2018's Elephants on Acid marked the return of DJ Muggs, and the album featured a more psychedelic and hip-hop approach.
Discography
Studio albums
Cypress Hill (1991)
Black Sunday (1993)
III: Temples of Boom (1995)
IV (1998)
Skull & Bones (2000)
Stoned Raiders (2001)
Till Death Do Us Part (2004)
Rise Up (2010)
Elephants on Acid (2018)
Back in Black (2022)
Awards and nominations
Grammy Awards
MTV Video Music Awards
Hollywood Walk of Fame
|-
|2019
|Cypress Hill
|Star
|
|}
Members
Current
Louis "B-Real" Freese — vocals (1988—present)
Senen "Sen Dog" Reyes — vocals (1988—present)
Eric "Eric Bobo" Correa — drums, percussion (1993—present)
Lawrence "DJ Muggs" Muggerud – turntables, samples (1988—2004; 2014—present)
Touring
Michael "Mix Master Mike" Schwartz - turntables, samples (2018—present)
Former
Ulpiano "Mellow Man Ace" Reyes — vocals (1988)
Touring
Panchito "Ponch" Gomez — drums, percussion (1993—1994)
Frank Mercurio — bass (2000—2002)
Jeremy Fleener — guitar (2000—2002)
Andy Zambrano — guitar (2000—2002)
Julio "Julio G" González — turntables, samples (2004—2014)
Timeline
References
External links
1988 establishments in California
American cannabis activists
Bloods
Cannabis music
Columbia Records artists
Hispanic and Latino American rappers
Musical groups established in 1988
Musical groups from California
People from South Gate, California
Priority Records artists
Rappers from Los Angeles
Hip hop groups from California | [
101,
27688,
11135,
2404,
1110,
1126,
1237,
5110,
6974,
1372,
1121,
1375,
8375,
117,
1756,
119,
1220,
1132,
1103,
1148,
5110,
118,
6974,
1372,
1106,
1138,
1962,
4321,
118,
11980,
1105,
11980,
3770,
117,
1515,
1962,
1166,
1406,
1550,
3770,
4529,
119,
1220,
1132,
1737,
1106,
1129,
1621,
1103,
1514,
5250,
4915,
27517,
1104,
1537,
3331,
1105,
3281,
5110,
6974,
119,
1109,
1372,
1144,
1151,
11774,
10214,
1111,
1147,
1148,
1421,
3770,
119,
1398,
1104,
1103,
1372,
1484,
9411,
1111,
2657,
1105,
11240,
1329,
1104,
23089,
1107,
1103,
1244,
1311,
119,
1130,
10351,
117,
27688,
11135,
2404,
1245,
1103,
1148,
5110,
6974,
1372,
1106,
1138,
170,
2851,
1113,
1103,
4613,
10065,
1104,
4710,
119,
2892,
10762,
113,
2115,
114,
14895,
1424,
12823,
113,
1145,
1227,
1112,
14895,
8166,
114,
1105,
158,
1233,
22032,
1186,
15720,
12823,
113,
1145,
1227,
1112,
11637,
6737,
2268,
12860,
114,
1132,
3330,
1255,
1107,
21902,
13380,
3687,
21683,
117,
6881,
119,
1130,
2507,
117,
1147,
1266,
18598,
1106,
1103,
1244,
1311,
1105,
2786,
2077,
1107,
1375,
8375,
117,
1756,
119,
1130,
2115,
117,
1103,
1160,
3330,
12854,
1146,
1114,
1203,
1365,
1392,
2900,
4898,
19569,
9146,
4867,
113,
1145,
1227,
1112,
6027,
19569,
15493,
117,
2331,
1107,
170,
12488,
1372,
1417,
128,
1592,
1495,
114,
1105,
2535,
4299,
2217,
113,
1145,
1227,
1112,
139,
118,
5230,
114,
1106,
1532,
170,
5110,
118,
6974,
1372,
1417,
141,
2559,
3190,
113,
18433,
12788,
3798,
15922,
10600,
114,
119,
1109,
1467,
1770,
1575,
11637,
6737,
2268,
12860,
1106,
170,
3444,
1578,
117,
1105,
2014,
1147,
1271,
1106,
27688,
11135,
2404,
117,
1170,
170,
2472,
1107,
1375,
8375,
119,
4503,
1759,
1105,
7965,
2244,
113,
2056,
782,
1820,
114,
1258,
2730,
170,
11238,
1107,
2056,
117,
27688,
11135,
2404,
1878,
170,
1647,
2239,
1114,
155,
9435,
3255,
2151,
119,
2397,
2191,
118,
3334,
1148,
1312,
1108,
1308,
1107,
1360,
1984,
119,
1109,
1730,
1423,
1108,
1103,
2702,
138,
118,
1334,
107,
1109,
7642,
3488,
23143,
14425,
1448,
107,
120,
107,
1731,
146,
7426,
2066,
11404,
170,
2268,
107,
1134,
1460,
2302,
20659,
1113,
3953,
1105,
2134,
2070,
117,
1211,
5087,
13391,
1120,
108,
122,
1113,
4192,
4126,
21196,
11444,
3481,
119,
1109,
1168,
1160,
3896,
1308,
1121,
1103,
1312,
1127,
107,
9918,
1113,
1103,
153,
15629,
107,
1105,
107,
2911,
20815,
1186,
107,
117,
1103,
2985,
1104,
1134,
3490,
1483,
1105,
2124,
4017,
117,
170,
20323,
1115,
1108,
1598,
2032,
1147,
1578,
119,
1109,
2244,
1104,
1292,
3896,
1521,
1106,
1103,
1312,
4147,
1160,
1550,
4034,
1107,
1103,
158,
119,
156,
119,
2041,
119,
1130,
1924,
117,
27688,
11135,
2404,
112,
188,
1148,
6436,
1106,
170,
5945,
1108,
1103,
1461,
107,
26912,
112,
18653,
3725,
107,
1111,
1103,
2523,
23915,
4396,
119,
1109,
1372,
1189,
1147,
1148,
2468,
1120,
10605,
3848,
12320,
5658,
3293,
1113,
1103,
1334,
2016,
1107,
1924,
119,
1135,
1108,
1103,
3782,
112,
188,
1248,
1214,
1104,
7048,
117,
1105,
2081,
170,
7188,
10545,
1104,
4096,
1216,
1112,
2156,
4126,
11318,
2646,
19278,
1116,
117,
6172,
140,
15209,
117,
14557,
2737,
117,
6466,
1233,
117,
4118,
4407,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Cornwall (; ) is a historic county and ceremonial county in South West England. It is recognised as one of the Celtic nations, and is the homeland of the Cornish people. Cornwall is bordered to the north and west by the Atlantic Ocean, to the south by the English Channel, and to the east by the county of Devon, with the River Tamar forming the border between them. Cornwall forms the westernmost part of the South West Peninsula of the island of Great Britain. The southwesternmost point is Land's End and the southernmost Lizard Point. Cornwall has a population of and an area of . The county has been administered since 2009 by the unitary authority, Cornwall Council. The ceremonial county of Cornwall also includes the Isles of Scilly, which are administered separately. The administrative centre of Cornwall is Truro, its only city.
Cornwall was formerly a Brythonic kingdom and subsequently a royal duchy. It is the cultural and ethnic origin of the Cornish diaspora. The Cornish nationalist movement contests the present constitutional status of Cornwall and seeks greater autonomy within the United Kingdom in the form of a devolved legislative Cornish Assembly with powers similar to those in Wales, Scotland and Northern Ireland. In 2014, Cornish people were granted minority status under the European Framework Convention for the Protection of National Minorities, giving them recognition as a distinct ethnic group.
Recent discoveries of Roman remains in Cornwall indicate a greater Roman presence there than once thought. After the collapse of the Roman Empire, Cornwall (along with Devon, parts of Dorset and Somerset, and the Scilly Isles) was a part of the Brittonic kingdom of Dumnonia, ruled by chieftains of the Cornovii who may have included figures regarded as semi-historical or legendary, such as King Mark of Cornwall and King Arthur, evidenced by folklore traditions derived from the Historia Regum Britanniae. The Cornovii division of the Dumnonii tribe were separated from their fellow Brythons of Wales after the Battle of Deorham in 577 AD, and often came into conflict with the expanding English kingdom of Wessex. The regions of Dumnonia outside of Cornwall (and Dartmoor) had been annexed by the English by 838 AD. King Athelstan in 936 AD set the boundary between the English and Cornish at the high water mark of the eastern bank of the River Tamar. From the Early Middle Ages, language and culture were shared by Brythons trading across both sides of the Channel, resulting in the corresponding high medieval Breton kingdoms of Domnonée and Cornouaille and the Celtic Christianity common to both areas.
Tin mining was important in the Cornish economy from the High Middle Ages, and expanded greatly in the 19th century when rich copper mines were also in production. In the mid-19th century, tin and copper mines entered a period of decline and china clay extraction became more important. Mining had virtually ended by the 1990s. Fishing and agriculture were the other important sectors of the economy, but railways led to a growth of tourism in the 20th century after the decline of the mining and fishing industries. Since the late 2010s there have been hopes of a resurgence of mining in Cornwall after the discovery of 'globally significant' deposits of lithium to help power the electric car revolution.
Cornwall is noted for its geology and coastal scenery. A large part of the Cornubian batholith is within Cornwall. The north coast has many cliffs where exposed geological formations are studied. The area is noted for its wild moorland landscapes, its long and varied coastline, its attractive villages, its many place-names derived from the Cornish language, and its very mild climate. Extensive stretches of Cornwall's coastline, and Bodmin Moor, are protected as an Area of Outstanding Natural Beauty.
Name and emblems
The modern English name Cornwall is a compound of two ancient demonyms coming from two different language groups:
Corn- originates from the Proto-Celtic "*karnos" ("horn" or "headland") is cognate with the English word "horn" (both deriving from the Proto-Indo-European *ker-). An Iron Age Celtic tribe that occupied the Cornish peninsula, the Cornovii ("peninsula people") may have also existed.
-wall derives from the Old English exonym "", meaning "foreigner" or "Romanized Celt" (i.e. a Welsh person).
In the Cornish language, Cornwall is Kernow which stems from the same Proto-Celtic root.
History
Prehistory, Roman and post-Roman periods
Humans reoccupied Britain after the last Ice Age. The area now known as Cornwall was first inhabited in the Palaeolithic and Mesolithic periods. It continued to be occupied by Neolithic and then by Bronze-Age people.
According to John T. Koch and others, Cornwall in the Late Bronze Age formed part of a maritime trading-networked culture which researchers have dubbed the Atlantic Bronze Age and which extended over the areas of present-day Ireland, England, Wales, France, Spain, and Portugal.
During the British Iron Age, Cornwall, like all of Britain (modern England, Scotland, Wales, and the Isle of Man), was inhabited by a Celtic people known as the Britons with distinctive cultural relations to neighbouring Brittany. The Common Brittonic spoken at the time eventually developed into several distinct tongues, including Cornish, Welsh, Breton, Cumbric and Pictish.
The first written account of Cornwall comes from the 1st-century BC Sicilian Greek historian Diodorus Siculus, supposedly quoting or paraphrasing the 4th-century BCE geographer Pytheas, who had sailed to Britain:
The identity of these merchants is unknown. It has been theorised that they were Phoenicians, but there is no evidence for this. Professor Timothy Champion, discussing Diodorus Siculus's comments on the tin trade, states that "Diodorus never actually says that the Phoenicians sailed to Cornwall. In fact, he says quite the opposite: the production of Cornish tin was in the hands of the natives of Cornwall, and its transport to the Mediterranean was organised by local merchants, by sea and then over land through France, passing through areas well outside Phoenician control." Isotopic evidence suggests that tin ingots found off the coast of Haifa, Israel, came from Cornwall. Tin, required for the production of bronze, was a relatively rare and precious commodity in the Bronze Age - hence the interest shown in Devon and Cornwall's tin resources. (For further discussion of tin mining see the section on the economy below.)
In the first four centuries CE, during the time of Roman dominance in Britain, Cornwall was rather remote from the main centres of Romanisation - the nearest being Isca Dumnoniorum, modern day Exeter. However, the Roman road-system extended into Cornwall with four significant Roman sites based on forts: Tregear near Nanstallon was discovered in the early 1970s, two others were found at Restormel Castle, Lostwithiel in 2007, and a third fort near Calstock was also discovered early in 2007. In addition, a Roman-style villa was found at Magor Farm, Illogan in 1935. However, after 410 CE, Cornwall appears to have reverted to rule by Romano-Celtic chieftains of the Cornovii tribe as part of the Brittonic kingdom of Dumnonia (which also included present-day Devonshire and the Scilly Isles), including the territory of one Marcus Cunomorus, with at least one significant power base at Tintagel in the early 6th century.
"King" Mark of Cornwall is a semi-historical figure known from Welsh literature, from the Matter of Britain, and, in particular, from the later Norman-Breton medieval romance of Tristan and Yseult, where he appears as a close relative of King Arthur, himself usually considered to be born of the Cornish people in folklore traditions derived from Geoffrey of Monmouth's 12th-century Historia Regum Britanniae.
Archaeology supports ecclesiastical, literary and legendary evidence for some relative economic stability and close cultural ties between the sub-Roman Westcountry, South Wales, Brittany, the Channel Islands, and Ireland through the fifth and sixth centuries.
Conflict with Wessex
The Battle of Deorham in 577 saw the separation of Dumnonia (and therefore Cornwall) from Wales, following which the Dumnonii often came into conflict with the expanding English kingdom of Wessex. The Annales Cambriae report that in 722 AD the Britons of Cornwall won a battle at "Hehil". It seems likely that the enemy the Cornish fought was a West Saxon force, as evidenced by the naming of King Ine of Wessex and his kinsman Nonna in reference to an earlier Battle of Lining in 710.
The Anglo-Saxon Chronicle stated in 815 (adjusted date) "and in this year king Ecgbryht raided in Cornwall from east to west." and thenceforth apparently held it as a ducatus or dukedom annexed to his regnum or kingdom of Wessex, but not wholly incorporated with it. The Anglo-Saxon Chronicle states that in 825 (adjusted date) a battle took place between the Wealas (Cornish) and the Defnas (men of Devon) at Gafulforda. In the same year Ecgbert, as a later document expresses it, "disposed of their territory as it seemed fit to him, giving a tenth part of it to God." In other words, he incorporated Cornwall ecclesiastically with the West Saxon diocese of Sherborne, and endowed Eahlstan, his fighting bishop, who took part in the campaign, with an extensive Cornish estate consisting of Callington and Lawhitton, both in the Tamar valley, and Pawton near Padstow.
In 838, the Cornish and their Danish allies were defeated by Egbert in the Battle of Hingston Down at Hengestesdune (probably Hingston Down in Cornwall). In 875, the last recorded king of Cornwall, Dumgarth, is said to have drowned. Around the 880s, Anglo-Saxons from Wessex had established modest land holdings in the eastern part of Cornwall; notably Alfred the Great who had acquired a few estates. William of Malmesbury, writing around 1120, says that King Athelstan of England (924–939) fixed the boundary between English and Cornish people at the east bank of the River Tamar.
Breton–Norman period
One interpretation of the Domesday Book is that by this time the native Cornish landowning class had been almost completely dispossessed and replaced by English landowners, particularly Harold Godwinson himself. However, the Bodmin manumissions show that two leading Cornish figures nominally had Saxon names, but these were both glossed with native Cornish names. In 1068 Brian of Brittany may have been created Earl of Cornwall, and naming evidence cited by medievalist Edith Ditmas suggests that many other post-Conquest landowners in Cornwall were Breton allies of the Normans, the Bretons being descended from Britons who had fled to what is today Brittany during the early years of the Anglo-Saxon conquest. She also proposed this period for the early composition of the Tristan and Iseult cycle by poets such as Béroul from a pre-existing shared Brittonic oral tradition.
Soon after the Norman conquest most of the land was transferred to the new Breton–Norman aristocracy, with the lion's share going to Robert, Count of Mortain, half-brother of King William and the largest landholder in England after the king with his stronghold at Trematon Castle near the mouth of the Tamar.
Later medieval administration and society
Subsequently, however, Norman absentee landlords became replaced by a new Cornish-Norman ruling class including scholars such as Richard Rufus of Cornwall. These families eventually became the new rulers of Cornwall, typically speaking Norman French, Breton-Cornish, Latin, and eventually English, with many becoming involved in the operation of the Stannary Parliament system, the Earldom and eventually the Duchy of Cornwall. The Cornish language continued to be spoken and acquired a number of characteristics establishing its identity as a separate language from Breton.
Stannary parliaments
The stannary parliaments and stannary courts were legislative and legal institutions in Cornwall and in Devon (in the Dartmoor area). The stannary courts administered equity for the region's tin-miners and tin mining interests, and they were also courts of record for the towns dependent on the mines. The separate and powerful government institutions available to the tin miners reflected the enormous importance of the tin industry to the English economy during the Middle Ages. Special laws for tin miners pre-date written legal codes in Britain, and ancient traditions exempted everyone connected with tin mining in Cornwall and Devon from any jurisdiction other than the stannary courts in all but the most exceptional circumstances.
Piracy and smuggling
Cornish piracy was active during the Elizabethan era on the west coast of Britain. Cornwall is well known for its wreckers who preyed on ships passing Cornwall's rocky coastline. During the 17th and 18th centuries Cornwall was a major smuggling area.
Heraldry
In later times, Cornwall was known to the Anglo-Saxons as "West Wales" to distinguish it from "North Wales" (the modern nation of Wales). The name appears in the Anglo-Saxon Chronicle in 891 as On Corn walum. In the Domesday Book it was referred to as Cornualia and in c. 1198 as Cornwal. Other names for the county include a latinisation of the name as Cornubia (first appears in a mid-9th-century deed purporting to be a copy of one dating from c. 705), and as Cornugallia in 1086.
Physical geography
Cornwall forms the tip of the south-west peninsula of the island of Great Britain, and is therefore exposed to the full force of the prevailing winds that blow in from the Atlantic Ocean. The coastline is composed mainly of resistant rocks that give rise in many places to tall cliffs. Cornwall has a border with only one other county, Devon, which is formed almost entirely by the River Tamar, and the remainder (to the north) by the Marsland Valley.
Coastal areas
The north and south coasts have different characteristics. The north coast on the Celtic Sea, part of the Atlantic Ocean, is more exposed and therefore has a wilder nature. The prosaically named High Cliff, between Boscastle and St Gennys, is the highest sheer-drop cliff in Cornwall at . However, there are also many extensive stretches of fine golden sand which form the beaches important to the tourist industry, such as those at Bude, Polzeath, Watergate Bay, Perranporth, Porthtowan, Fistral Beach, Newquay, St Agnes, St Ives, and on the south coast Gyllyngvase beach in Falmouth and the large beach at Praa Sands further to the south-west. There are two river estuaries on the north coast: Hayle Estuary and the estuary of the River Camel, which provides Padstow and Rock with a safe harbour. The seaside town of Newlyn is a popular holiday destination, as it is one of the last remaining traditional Cornish fishing ports, with views reaching over Mount's Bay.
The south coast, dubbed the "Cornish Riviera", is more sheltered and there are several broad estuaries offering safe anchorages, such as at Falmouth and Fowey. Beaches on the south coast usually consist of coarser sand and shingle, interspersed with rocky sections of wave-cut platform. Also on the south coast, the picturesque fishing village of Polperro, at the mouth of the Pol River, and the fishing port of Looe on the River Looe are both popular with tourists.
Inland areas
The interior of the county consists of a roughly east–west spine of infertile and exposed upland, with a series of granite intrusions, such as Bodmin Moor, which contains the highest land within Cornwall. From east to west, and with approximately descending altitude, these are Bodmin Moor, Hensbarrow north of St Austell, Carnmenellis to the south of Camborne, and the Penwith or Land's End peninsula. These intrusions are the central part of the granite outcrops that form the exposed parts of the Cornubian batholith of south-west Britain, which also includes Dartmoor to the east in Devon and the Isles of Scilly to the west, the latter now being partially submerged.
The intrusion of the granite into the surrounding sedimentary rocks gave rise to extensive metamorphism and mineralisation, and this led to Cornwall being one of the most important mining areas in Europe until the early 20th century. It is thought tin was mined here as early as the Bronze Age, and copper, lead, zinc and silver have all been mined in Cornwall. Alteration of the granite also gave rise to extensive deposits of China Clay, especially in the area to the north of St Austell, and the extraction of this remains an important industry.
The uplands are surrounded by more fertile, mainly pastoral farmland. Near the south coast, deep wooded valleys provide sheltered conditions for flora that like shade and a moist, mild climate. These areas lie mainly on Devonian sandstone and slate. The north east of Cornwall lies on Carboniferous rocks known as the Culm Measures. In places these have been subjected to severe folding, as can be seen on the north coast near Crackington Haven and in several other locations.
Lizard Peninsula
The geology of the Lizard peninsula is unusual, in that it is mainland Britain's only example of an ophiolite, a section of oceanic crust now found on land. Much of the peninsula consists of the dark green and red Precambrian serpentinite, which forms spectacular cliffs, notably at Kynance Cove, and carved and polished serpentine ornaments are sold in local gift shops. This ultramafic rock also forms a very infertile soil which covers the flat and marshy heaths of the interior of the peninsula. This is home to rare plants, such as the Cornish Heath, which has been adopted as the county flower.
Hills and high points
Settlements and transport
Cornwall's only city, and the home of the council headquarters, is Truro. Nearby Falmouth is notable as a port. St Just in Penwith is the westernmost town in England, though the same claim has been made for Penzance, which is larger. St Ives and Padstow are today small vessel ports with a major tourism and leisure sector in their economies. Newquay on the north coast is another major urban settlement which is known for its beaches and is a popular surfing destination, as is Bude further north, but Newquay is now also becoming important for its aviation-related industries. Camborne is the county's largest town and more populous than the capital Truro. Together with the neighbouring town of Redruth, it forms the largest urban area in Cornwall, and both towns were significant as centres of the global tin mining industry in the 19th century; nearby copper mines were also very productive during that period. St Austell is also larger than Truro and was the centre of the china clay industry in Cornwall. Until four new parishes were created for the St Austell area on 1 April 2009 St Austell was the largest settlement in Cornwall.
Cornwall borders the county of Devon at the River Tamar. Major roads between Cornwall and the rest of Great Britain are the A38 which crosses the Tamar at Plymouth via the Tamar Bridge and the town of Saltash, the A39 road (Atlantic Highway) from Barnstaple, passing through North Cornwall to end in Falmouth, and the A30 which connects Cornwall to the M5 motorway at Exeter, crosses the border south of Launceston, crosses Bodmin Moor and connects Bodmin, Truro, Redruth, Camborne, Hayle and Penzance. Torpoint Ferry links Plymouth with Torpoint on the opposite side of the Hamoaze. A rail bridge, the Royal Albert Bridge built by Isambard Kingdom Brunel (1859), provides the other main land transport link. The city of Plymouth, a large urban centre in south west Devon, is an important location for services such as hospitals, department stores, road and rail transport, and cultural venues, particularly for people living in east Cornwall.
Cardiff and Swansea, across the Bristol Channel, have at some times in the past been connected to Cornwall by ferry, but these do not operate now.
The Isles of Scilly are served by ferry (from Penzance) and by aeroplane, having its own airport: St Mary's Airport. There are regular flights between St Mary's and Land's End Airport, near St Just, and Newquay Airport; during the summer season, a service is also provided between St Mary's and Exeter Airport, in Devon.
Ecology
Flora and fauna
Cornwall has varied habitats including terrestrial and marine ecosystems. One noted species in decline locally is the Reindeer lichen, which species has been made a priority for protection under the national UK Biodiversity Action Plan.
Botanists divide Cornwall and Scilly into two vice-counties: West (1) and East (2). The standard flora is by F. H. Davey Flora of Cornwall (1909). Davey was assisted by A. O. Hume and he thanks Hume, his companion on excursions in Cornwall and Devon, and for help in the compilation of that Flora, publication of which was financed by him.
Climate
Cornwall has a temperate Oceanic climate (Köppen climate classification: Cfb), with mild winters and cool summers. Cornwall has the mildest and one of the sunniest climates of the United Kingdom, as a result of its oceanic setting and the influence of the Gulf Stream. The average annual temperature in Cornwall ranges from on the Isles of Scilly to in the central uplands. Winters are among the warmest in the country due to the moderating effects of the warm ocean currents, and frost and snow are very rare at the coast and are also rare in the central upland areas. Summers are, however, not as warm as in other parts of southern England. The surrounding sea and its southwesterly position mean that Cornwall's weather can be relatively changeable.
Cornwall is one of the sunniest areas in the UK. It has more than 1,541 hours of sunshine per year, with the highest average of 7.6 hours of sunshine per day in July. The moist, mild air coming from the southwest brings higher amounts of rainfall than in eastern Great Britain, at per year. However, this is not as much as in more northern areas of the west coast. The Isles of Scilly, for example, where there are on average fewer than two days of air frost per year, is the only area in the UK to be in the Hardiness zone 10. The islands have, on average, less than one day of air temperature exceeding 30 °C per year and are in the AHS Heat Zone 1. Extreme temperatures in Cornwall are particularly rare; however, extreme weather in the form of storms and floods is common.
Culture
Language
Cornish language
Cornish, a member of the Brythonic branch of the Celtic language family, is a revived language that died out as a first language in the late 18th century. It is closely related to the other Brythonic languages, Breton and Welsh, and less so to the Goidelic languages. Cornish has no legal status in the UK.
There has been a revival of the language by academics and optimistic enthusiasts since the mid-19th century that gained momentum from the publication in 1904 of Henry Jenner's Handbook of the Cornish Language. It is a social networking community language rather than a social community group language. Cornwall Council encourages and facilitates language classes within the county, in schools and within the wider community.
In 2002, Cornish was named as a UK regional language in the European Charter for Regional or Minority Languages. As a result, in 2005 its promoters received limited government funding. Several words originating in Cornish are used in the mining terminology of English, such as costean, gossan, gunnies, kibbal, kieve and vug.
English dialect
The Cornish language and culture influenced the emergence of particular pronunciations and grammar not used elsewhere in England. The Cornish dialect is spoken to varying degrees; however, someone speaking in broad Cornish may be practically unintelligible to one not accustomed to it. Cornish dialect has generally declined, as in most places it is now little more than a regional accent and grammatical differences have been eroded over time. Marked differences in vocabulary and usage still exist between the eastern and western parts of Cornwall.
Flag
Saint Piran's Flag is the national flag and ancient banner of Cornwall, and an emblem of the Cornish people. It is regarded as the county flag by Cornwall Council. The banner of Saint Piran is a white cross on a black background (in terms of heraldry 'sable, a cross argent'). According to legend Saint Piran adopted these colours from seeing the white tin in the black coals and ashes during his discovery of tin. The Cornish flag is an exact reverse of the former Breton black cross national flag and is known by the same name "Kroaz Du".
Arts
Since the 19th century, Cornwall, with its unspoilt maritime scenery and strong light, has sustained a vibrant visual art scene of international renown. Artistic activity within Cornwall was initially centred on the art-colony of Newlyn, most active at the turn of the 20th century. This Newlyn School is associated with the names of Stanhope Forbes, Elizabeth Forbes, Norman Garstin and Lamorna Birch. Modernist writers such as D. H. Lawrence and Virginia Woolf lived in Cornwall between the wars, and Ben Nicholson, the painter, having visited in the 1920s came to live in St Ives with his then wife, the sculptor Barbara Hepworth, at the outbreak of the Second World War. They were later joined by the Russian emigrant Naum Gabo, and other artists. These included Peter Lanyon, Terry Frost, Patrick Heron, Bryan Wynter and Roger Hilton. St Ives also houses the Leach Pottery, where Bernard Leach, and his followers championed Japanese inspired studio pottery. Much of this modernist work can be seen in Tate St Ives. The Newlyn Society and Penwith Society of Arts continue to be active, and contemporary visual art is documented in a dedicated online journal.
Music
Cornwall has a folk music tradition that has survived into the present and is well known for its unusual folk survivals such as Mummers Plays, the Furry Dance in Helston played by the famous Helston Town Band, and Obby Oss in Padstow.
Newlyn is home to a food and music festival that hosts live music, cooking demonstrations, and displays of locally caught fish.
As in other former mining districts of Britain, male voice choirs and brass bands, such as Brass on the Grass concerts during the summer at Constantine, are still very popular in Cornwall. Cornwall also has around 40 brass bands, including the six-times National Champions of Great Britain, Camborne Youth Band, and the bands of Lanner and St Dennis.
Cornish players are regular participants in inter-Celtic festivals, and Cornwall itself has several inter-Celtic festivals such as Perranporth's Lowender Peran folk festival.
Contemporary musician Richard D. James (also known as Aphex Twin) grew up in Cornwall, as did Luke Vibert and Alex Parks, winner of Fame Academy 2003. Roger Taylor, the drummer from the band Queen was also raised in the county, and currently lives not far from Falmouth. The American singer-songwriter Tori Amos now resides predominantly in North Cornwall not far from Bude with her family. The lutenist, lutarist, composer and festival director Ben Salfield lives in Truro. Mick Fleetwood of Fleetwood Mac was born in Redruth.
Literature
Cornwall's rich heritage and dramatic landscape have inspired numerous writers.
Fiction
Sir Arthur Quiller-Couch, author of many novels and works of literary criticism, lived in Fowey: his novels are mainly set in Cornwall. Daphne du Maurier lived at Menabilly near Fowey and many of her novels had Cornish settings, including Rebecca, Jamaica Inn, Frenchman's Creek, My Cousin Rachel, and The House on the Strand. She is also noted for writing Vanishing Cornwall. Cornwall provided the inspiration for The Birds, one of her terrifying series of short stories, made famous as a film by Alfred Hitchcock.
Conan Doyle's The Adventure of the Devil's Foot featuring Sherlock Holmes is set in Cornwall. Winston Graham's series Poldark, Kate Tremayne's Adam Loveday series, Susan Cooper's novels Over Sea, Under Stone and Greenwitch, and Mary Wesley's The Camomile Lawn are all set in Cornwall. Writing under the pseudonym of Alexander Kent, Douglas Reeman sets parts of his Richard Bolitho and Adam Bolitho series in the Cornwall of the late 18th and the early 19th centuries, particularly in Falmouth. Gilbert K. Chesterton placed the action of many of his stories there.
Medieval Cornwall is the setting of the trilogy by Monica Furlong, Wise Child, Juniper and Colman, as well as part of Charles Kingsley's Hereward the Wake.
Hammond Innes's novel, The Killer Mine; Charles de Lint's novel The Little Country; and Chapters 24-25 of J. K. Rowling's Harry Potter and the Deathly Hallows take place in Cornwall (Shell Cottage, on the beach outside the fictional village of Tinworth).
David Cornwell, who wrote espionage novels under the name John le Carré, lived and worked in Cornwall. Nobel Prize-winning novelist William Golding was born in St Columb Minor in 1911, and returned to live near Truro from 1985 until his death in 1993. D. H. Lawrence spent a short time living in Cornwall. Rosamunde Pilcher grew up in Cornwall, and several of her books take place there.
Poetry
The late Poet Laureate Sir John Betjeman was famously fond of Cornwall and it featured prominently in his poetry. He is buried in the churchyard at St Enodoc's Church, Trebetherick.
Charles Causley, the poet, was born in Launceston and is perhaps the best known of Cornish poets. Jack Clemo and the scholar A. L. Rowse were also notable Cornishmen known for their poetry; The Rev. R. S. Hawker of Morwenstow wrote some poetry which was very popular in the Victorian period.
The Scottish poet W. S. Graham lived in West Cornwall from 1944 until his death in 1986.
The poet Laurence Binyon wrote "For the Fallen" (first published in 1914) while sitting on the cliffs between Pentire Point and The Rumps and a stone plaque was erected in 2001 to commemorate the fact. The plaque bears the inscription "FOR THE FALLEN / Composed on these cliffs, 1914". The plaque also bears below this the fourth stanza (sometimes referred to as "The Ode") of the poem:
They shall grow not old, as we that are left grow old
Age shall not weary them, nor the years condemn
At the going down of the sun and in the morning
We will remember them
Other literary works
Cornwall produced a substantial number of passion plays such as the Ordinalia during the Middle Ages. Many are still extant, and provide valuable information about the Cornish language. See also Cornish literature
Colin Wilson, a prolific writer who is best known for his debut work The Outsider (1956) and for The Mind Parasites (1967), lived in Gorran Haven, a small village on the southern Cornish coast. The writer D. M. Thomas was born in Redruth but lived and worked in Australia and the United States before returning to his native Cornwall. He has written novels, poetry, and other works, including translations from Russian.
Thomas Hardy's drama The Queen of Cornwall (1923) is a version of the Tristan story; the second act of Richard Wagner's opera Tristan und Isolde takes place in Cornwall, as do Gilbert and Sullivan's operettas The Pirates of Penzance and Ruddigore.
Clara Vyvyan was the author of various books about many aspects of Cornish life such as Our Cornwall. She once wrote: "The Loneliness of Cornwall is a loneliness unchanged by the presence of men, its freedoms a freedom inexpressible by description or epitaph. Your cannot say Cornwall is this or that. Your cannot describe it in a word or visualise it in a second. You may know the country from east to west and sea to sea, but if you close your eyes and think about it no clear-cut image rises before you. In this quality of changefulness have we possibly surprised the secret of Cornwall's wild spirit--in this intimacy the essence of its charm? Cornwall!".
A level of Tomb Raider: Legend, a game dealing with Arthurian Legend, takes place in Cornwall at a museum above King Arthur's tomb. The adventure game The Lost Crown is set in the fictional town of Saxton, which uses the Cornish settlements of Polperro, Talland and Looe as its model.
The fairy tale Jack the Giant Killer takes place in Cornwall.
Sports
The main sports played in Cornwall are rugby, football and cricket. Athletes from Truro have done well in Olympic and Commonwealth Games fencing, winning several medals. Surfing is popular, particularly with tourists, thousands of which take to the water throughout the summer months. Some towns and villages have bowling clubs, and a wide variety of British sports are played throughout Cornwall. Cornwall is also one of the few places in England where shinty is played; the English Shinty Association is based in Penryn.
The Cornwall County Cricket Club plays as one of the minor counties of English cricket. Truro, and all of the towns and some villages have football clubs belonging to the Cornwall County Football Association.
Rugby football
Viewed as an "important identifier of ethnic affiliation", rugby union has become a sport strongly tied to notions of Cornishness. and since the 20th century, rugby union has emerged as one of the most popular spectator and team sports in Cornwall (perhaps the most popular), with professional Cornish rugby footballers being described as a "formidable force", "naturally independent, both in thought and deed, yet paradoxically staunch English patriots whose top players have represented England with pride and passion".
In 1985, sports journalist Alan Gibson made a direct connection between love of rugby in Cornwall and the ancient parish games of hurling and wrestling that existed for centuries before rugby officially began. Among Cornwall's native sports are a distinctive form of Celtic wrestling related to Breton wrestling, and Cornish hurling, a kind of mediaeval football played with a silver ball (distinct from Irish Hurling). Cornish Wrestling is Cornwall's oldest sport and as Cornwall's native tradition it has travelled the world to places like Victoria, Australia and Grass Valley, California following the miners and gold rushes. Cornish hurling now takes place at St. Columb Major, St Ives, and less frequently at Bodmin.
In rugby league, Cornwall R.L.F.C., founded in 2021, will represent the county in the professional league system. The semi-pro club will start in the third tier RFL League 1. At amateur level, the county is represented by Cornish Rebels.
Surfing and watersports
Due to its long coastline, various maritime sports are popular in Cornwall, notably sailing and surfing. International events in both are held in Cornwall. Cornwall hosted the Inter-Celtic Watersports Festival in 2006. Surfing in particular is very popular, as locations such as Bude and Newquay offer some of the best surf in the UK. Pilot gig rowing has been popular for many years and the World championships takes place annually on the Isles of Scilly. On 2 September 2007, 300 surfers at Polzeath beach set a new world record for the highest number of surfers riding the same wave as part of the Global Surf Challenge and part of a project called Earthwave to raise awareness about global warming.
Fencing
As its population is comparatively small, and largely rural, Cornwall's contribution to British national sport in the United Kingdom has been limited; the county's greatest successes have come in fencing. In 2014, half of the men's GB team fenced for Truro Fencing Club, and 3 Truro fencers appeared at the 2012 Olympics.
Cuisine
Cornwall has a strong culinary heritage. Surrounded on three sides by the sea amid fertile fishing grounds, Cornwall naturally has fresh seafood readily available; Newlyn is the largest fishing port in the UK by value of fish landed, and is known for its wide range of restaurants. Television chef Rick Stein has long operated a fish restaurant in Padstow for this reason, and Jamie Oliver chose to open his second restaurant, Fifteen, in Watergate Bay near Newquay. MasterChef host and founder of Smiths of Smithfield, John Torode, in 2007 purchased Seiners in Perranporth. One famous local fish dish is Stargazy pie, a fish-based pie in which the heads of the fish stick through the piecrust, as though "star-gazing". The pie is cooked as part of traditional celebrations for Tom Bawcock's Eve, but is not generally eaten at any other time.
Cornwall is perhaps best known though for its pasties, a savoury dish made with pastry. Today's pasties usually contain a filling of beef steak, onion, potato and swede with salt and white pepper, but historically pasties had a variety of different fillings. "Turmut, 'tates and mate" (i.e. "Turnip, potatoes and meat", turnip being the Cornish and Scottish term for swede, itself an abbreviation of 'Swedish Turnip', the British term for rutabaga) describes a filling once very common. For instance, the licky pasty contained mostly leeks, and the herb pasty contained watercress, parsley, and shallots. Pasties are often locally referred to as oggies. Historically, pasties were also often made with sweet fillings such as jam, apple and blackberry, plums or cherries.
The wet climate and relatively poor soil of Cornwall make it unsuitable for growing many arable crops. However, it is ideal for growing the rich grass required for dairying, leading to the production of Cornwall's other famous export, clotted cream. This forms the basis for many local specialities including Cornish fudge and Cornish ice cream. Cornish clotted cream has Protected Geographical Status under EU law, and cannot be made anywhere else. Its principal manufacturer is A. E. Rodda & Son of Scorrier.
Local cakes and desserts include Saffron cake, Cornish heavy (hevva) cake, Cornish fairings biscuits, figgy 'obbin, Cream tea and whortleberry pie.
There are also many types of beers brewed in Cornwall—those produced by Sharp's Brewery, Skinner's Brewery, Keltek Brewery and St Austell Brewery are the best known—including stouts, ales and other beer types. There is some small scale production of wine, mead and cider.
Politics and administration
Cornish national identity
Cornwall is recognised by Cornish and Celtic political groups as one of six Celtic nations, alongside Brittany, Ireland, the Isle of Man, Scotland and Wales. (The Isle of Man Government and the Welsh Government also recognise Asturias and Galicia.) Cornwall is represented, as one of the Celtic nations, at the Festival Interceltique de Lorient, an annual celebration of Celtic culture held in Brittany.
Cornwall Council consider Cornwall's unique cultural heritage and distinctiveness to be one of the area's major assets. They see Cornwall's language, landscape, Celtic identity, political history, patterns of settlement, maritime tradition, industrial heritage, and non-conformist tradition, to be among the features making up its "distinctive" culture. However, it is uncertain how many of the people living in Cornwall consider themselves to be Cornish; results from different surveys (including the national census) have varied. In the 2001 census, 7 per cent of people in Cornwall identified themselves as Cornish, rather than British or English. However, activists have argued that this underestimated the true number as there was no explicit "Cornish" option included in the official census form. Subsequent surveys have suggested that as many as 44 per cent identify as Cornish. Many people in Cornwall say that this issue would be resolved if a Cornish option became available on the census. The question and content recommendations for the 2011 Census provided an explanation of the process of selecting an ethnic identity which is relevant to the understanding of the often quoted figure of 37,000 who claim Cornish identity.
On 24 April 2014 it was announced that Cornish people have been granted minority status under the European Framework Convention for the Protection of National Minorities.
Local politics
With the exception of the Isles of Scilly, Cornwall is governed by a unitary authority, Cornwall Council, based in Truro. The Crown Court is based at the Courts of Justice in Truro. Magistrates' Courts are found in Truro (but at a different location to the Crown Court) and at Bodmin.
The Isles of Scilly form part of the ceremonial county of Cornwall, and have, at times, been served by the same county administration. Since 1890 they have been administered by their own unitary authority, the Council of the Isles of Scilly. They are grouped with Cornwall for other administrative purposes, such as the National Health Service and Devon and Cornwall Police.
Before reorganisation on 1 April 2009, council functions throughout the rest of Cornwall were organised in two tiers, with Cornwall County Council and district councils for its six districts, Caradon, Carrick, Kerrier, North Cornwall, Penwith, and Restormel. While projected to streamline services, cut red tape and save around £17 million a year, the reorganisation was met with wide opposition, with a poll in 2008 showing 89% disapproval from Cornish residents.
The first elections for the unitary authority were held on 4 June 2009. The council has 123 seats; the largest party (in 2017) is the Conservatives, with 46 seats. The Liberal Democrats are the second-largest party, with 37 seats, with the Independents the third-largest grouping with 30.
Before the creation of the unitary council, the former county council had 82 seats, the majority of which were held by the Liberal Democrats, elected at the 2005 county council elections. The six former districts had a total of 249 council seats, and the groups with greatest numbers of councillors were Liberal Democrats, Conservatives and Independents.
Parliament and national politics
Following a review by the Boundary Commission for England taking effect at the 2010 general election, Cornwall is divided into six county constituencies to elect MPs to the House of Commons of the United Kingdom.
Before the 2010 boundary changes Cornwall had five constituencies, all of which were won by Liberal Democrats at the 2005 general election. In the 2010 general election Liberal Democrat candidates won three constituencies and Conservative candidates won three other constituencies. At the 2015 general election all six Cornish seats were won by Conservative candidates; all these Conservative MPs retained their seats at the 2017 general election, and the Conservatives won all six constituencies again at the 2019 general election.
Until 1832, Cornwall had 44 MPs—more than any other county—reflecting the importance of tin to the Crown. Most of the increase in numbers of MPs came between 1529 and 1584 after which there was no change until 1832.
Devolution movement
Cornish nationalists have organised into two political parties: Mebyon Kernow, formed in 1951, and the Cornish Nationalist Party. In addition to the political parties, there are various interest groups such as the Revived Cornish Stannary Parliament and the Celtic League. The Cornish Constitutional Convention was formed in 2000 as a cross-party organisation including representatives from the private, public and voluntary sectors to campaign for the creation of a Cornish Assembly, along the lines of the National Assembly for Wales, Northern Ireland Assembly and the Scottish Parliament. Between 5 March 2000 and December 2001, the campaign collected the signatures of 41,650 Cornish residents endorsing the call for a devolved assembly, along with 8,896 signatories from outside Cornwall. The resulting petition was presented to the Prime Minister, Tony Blair.
Emergency services
Devon and Cornwall Police
Cornwall Fire and Rescue Service
South Western Ambulance Service
Cornwall Air Ambulance
HM Coastguard
Cornwall Search & Rescue Team
British Transport Police
Economy
Cornwall is one of the poorest parts of the United Kingdom in terms of per capita GDP and average household incomes. At the same time, parts of the county, especially on the coast, have high house prices, driven up by demand from relatively wealthy retired people and second-home owners. The GVA per head was 65% of the UK average for 2004. The GDP per head for Cornwall and the Isles of Scilly was 79.2% of the EU-27 average for 2004, the UK per head average was 123.0%. In 2011, the latest available figures, Cornwall's (including the Isles of Scilly) measure of wealth was 64% of the European average per capita.
Historically mining of tin (and later also of copper) was important in the Cornish economy. The first reference to this appears to be by Pytheas: see above. Julius Caesar was the last classical writer to mention the tin trade, which appears to have declined during the Roman occupation. The tin trade revived in the Middle Ages and its importance to the Kings of England resulted in certain privileges being granted to the tinners; the Cornish rebellion of 1497 is attributed to grievances of the tin miners. In the mid-19th century, however, the tin trade again fell into decline. Other primary sector industries that have declined since the 1960s include china clay production, fishing and farming.
Today, the Cornish economy depends heavily on its tourist industry, which makes up around a quarter of the economy. The official measures of deprivation and poverty at district and 'sub-ward' level show that there is great variation in poverty and prosperity in Cornwall with some areas among the poorest in England and others among the top half in prosperity. For example, the ranking of 32,482 sub-wards in England in the index of multiple deprivation (2006) ranged from 819th (part of Penzance East) to 30,899th (part of Saltash Burraton in Caradon), where the lower number represents the greater deprivation.
Cornwall is one of two UK areas designated as 'less developed regions' which qualify for Cohesion Policy grants from the European Union. It was granted Objective 1 status by the European Commission for 2000 to 2006, followed by further rounds of funding known as 'Convergence Funding' from 2007 to 2013 and 'Growth Programme' for 2014 to 2020.
Tourism
Cornwall has a tourism-based seasonal economy which is estimated to contribute up to 24% of Cornwall's gross domestic product. In 2011 tourism brought £1.85 billion into the Cornish economy. Cornwall's unique culture, spectacular landscape and mild climate make it a popular tourist destination, despite being somewhat distant from the United Kingdom's main centres of population. Surrounded on three sides by the English Channel and Celtic Sea, Cornwall has many miles of beaches and cliffs; the South West Coast Path follows a complete circuit of both coasts. Other tourist attractions include moorland, country gardens, museums, historic and prehistoric sites, and wooded valleys. Five million tourists visit Cornwall each year, mostly drawn from within the UK. Visitors to Cornwall are served by the airport at Newquay, whilst private jets, charters and helicopters are also served by Perranporth airfield; nightsleeper and daily rail services run between Cornwall, London and other regions of the UK.
Newquay and Porthtowan are popular destinations for surfers. In recent years, the Eden Project near St Austell has been a major financial success, drawing one in eight of Cornwall's visitors in 2004.
In the summer of 2018, due to the recognition of its beaches and weather through social media and the marketing of travel companies, Cornwall received about 20 per cent more visitors than the usual 4.5 million figure. The sudden rise and demand of tourism in Cornwall caused multiple traffic and safety issues in coastal areas.
In October 2021, Cornwall was shortlisted for the UK City of Culture 2025.
Fishing
Other industries include fishing, although this has been significantly re-structured by EU fishing policies ( the Southwest Handline Fishermen's Association has started to revive the fishing industry).
Agriculture
Agriculture, once an important part of the Cornish economy, has declined significantly relative to other industries. However, there is still a strong dairy industry, with products such as Cornish clotted cream.
Mining
Mining of tin and copper was also an industry, but today the derelict mine workings survive only as a World Heritage Site. However, the Camborne School of Mines, which was relocated to Penryn in 2004, is still a world centre of excellence in the field of mining and applied geology and the grant of World Heritage status has attracted funding for conservation and heritage tourism. China clay extraction has also been an important industry in the St Austell area, but this sector has been in decline, and this, coupled with increased mechanisation, has led to a decrease in employment in this sector, although the industry still employs around 2,133 people in Cornwall, and generates over £80 million to the local economy.
In March 2016, a Canadian company, Strongbow Exploration, had acquired, from administration, a 100% interest in the South Crofty tin mine and the associated mineral rights in Cornwall with the aim of reopening the mine and bringing it back to full production. Work is currently ongoing to build a water filtration plant in order to dewater the mine.
Internet
Cornwall is the landing point for twenty-two of the world's fastest high-speed undersea and transatlantic fibre optic cables, making Cornwall an important hub within Europe's Internet infrastructure. The Superfast Cornwall project completed in 2015, and saw 95% of Cornish houses and businesses connected to a fibre-based broadband network, with over 90% of properties able to connect with speeds above 24 Mbit/s.
Aerospace
The county's newest industry is aviation: Newquay Airport is the home of a growing business park with Enterprise Zone status, known as Aerohub. There are also plans to establish Spaceport Cornwall at Newquay, in partnership with Goonhilly satellite tracking station near Helston in south Cornwall.
Demographics
Cornwall's population was 537,400 in the 2011 census, with a population density of 144 people per square kilometre, ranking it 40th and 41st, respectively, among the 47 counties of England. Cornwall's population was 95.7% White British and has a relatively high rate of population growth. At 11.2% in the 1980s and 5.3% in the 1990s, it had the fifth-highest population growth rate of the counties of England. The natural change has been a small population decline, and the population increase is due to inward migration into Cornwall. According to the 1991 census, the population was 469,800.
Cornwall has a relatively high retired population, with 22.9% of pensionable age, compared with 20.3% for the United Kingdom as a whole. This may be due partly to Cornwall's rural and coastal geography increasing its popularity as a retirement location, and partly to outward migration of younger residents to more economically diverse areas.
Education
Over 10,000 students attend Cornwall's two universities, Falmouth University and the University of Exeter (including Camborne School of Mines). Falmouth University is a specialist public university for the creative industries and arts, while the University Of Exeter has two campuses in Cornwall, Truro and Penryn, the latter shared with Falmouth. Penryn campus is home to educational departments such as the rapidly growing Centre for Ecology and Conservation (CEC), the Environment and Sustainability Institute (ESI), and the Institute of Cornish Studies.
Cornwall has a comprehensive education system, with 31 state and eight independent secondary schools. There are three further education colleges: Truro and Penwith College, Cornwall College and Callywith College which opened in September 2017. The Isles of Scilly only has one school, while the former Restormel district has the highest school population, and school year sizes are around 200, with none above 270. Before the introduction of comprehensive schools there were a number of grammar schools and secondary modern schools, e.g. the schools that later became Sir James Smith's School and Wadebridge School. There are also primary schools in many villages and towns: e.g. St Mabyn Church of England Primary School.
See also
Christianity in Cornwall
Index of Cornwall-related articles
Outline of Cornwall – overview of the wide range of topics covered by this subject
Tamar Valley AONB
Duchy of Cornwall
Notes
References
Citations
Sources
A second edition was published in 2001 by the House of Stratus, Thirsk: the original text new illustrations and an afterword by Halliday's son
Further reading
(illustrated edition Published by Victor Gollancz, London, 1981, , photographs by Christian Browning)
(Available online on Google Books).
(Available online on Digital Book Index)
(Available online on Google Books).
(eleven chapters by various hands, including three previously published essays)
External links
Cornwall Council
The History of Parliament: the House of Commons – Cornwall, County, 1386 to 1831
Images of daily life in late 19th century Cornwall
Images of Cornwall at the English Heritage Archive
Celtic nations
English unitary authorities created in 2009
Local government districts of South West England
NUTS 2 statistical regions of the United Kingdom
Peninsulas of England
Unitary authority districts of England
Counties in South West England
Counties of England established in antiquity | [
101,
10248,
113,
132,
114,
1110,
170,
3432,
2514,
1105,
13935,
2514,
1107,
1375,
1537,
1652,
119,
1135,
1110,
7398,
1112,
1141,
1104,
1103,
8389,
6015,
117,
1105,
1110,
1103,
14764,
1104,
1103,
19130,
1234,
119,
10248,
1110,
11460,
1106,
1103,
1564,
1105,
1745,
1118,
1103,
3608,
4879,
117,
1106,
1103,
1588,
1118,
1103,
1483,
4076,
117,
1105,
1106,
1103,
1746,
1118,
1103,
2514,
1104,
7122,
117,
1114,
1103,
1595,
22876,
1813,
5071,
1103,
3070,
1206,
1172,
119,
10248,
2769,
1103,
2466,
10019,
1226,
1104,
1103,
1375,
1537,
7339,
1104,
1103,
2248,
1104,
2038,
2855,
119,
1109,
10231,
10019,
1553,
1110,
4026,
112,
188,
5135,
1105,
1103,
24608,
22483,
2956,
4221,
119,
10248,
1144,
170,
1416,
1104,
1105,
1126,
1298,
1104,
119,
1109,
2514,
1144,
1151,
8318,
1290,
1371,
1118,
1103,
26217,
3748,
117,
10248,
1761,
119,
1109,
13935,
2514,
1104,
10248,
1145,
2075,
1103,
15429,
1104,
20452,
7956,
1183,
117,
1134,
1132,
8318,
10380,
119,
1109,
3207,
2642,
1104,
10248,
1110,
157,
5082,
2180,
117,
1157,
1178,
1331,
119,
10248,
1108,
3147,
170,
139,
1616,
1582,
13207,
6139,
1105,
2886,
170,
4276,
3840,
8992,
119,
1135,
1110,
1103,
3057,
1105,
5237,
4247,
1104,
1103,
19130,
25947,
119,
1109,
19130,
11619,
2230,
17457,
1103,
1675,
7950,
2781,
1104,
10248,
1105,
11053,
3407,
13987,
1439,
1103,
1244,
2325,
1107,
1103,
1532,
1104,
170,
1260,
19628,
7663,
19130,
2970,
1114,
3758,
1861,
1106,
1343,
1107,
2717,
117,
3030,
1105,
2579,
2270,
119,
1130,
1387,
117,
19130,
1234,
1127,
3609,
7309,
2781,
1223,
1103,
1735,
24030,
5818,
1111,
1103,
8063,
1104,
1305,
8187,
4233,
117,
2368,
1172,
4453,
1112,
170,
4966,
5237,
1372,
119,
13989,
17707,
1104,
2264,
2606,
1107,
10248,
5057,
170,
3407,
2264,
2915,
1175,
1190,
1517,
1354,
119,
1258,
1103,
7546,
1104,
1103,
2264,
2813,
117,
10248,
113,
1373,
1114,
7122,
117,
2192,
1104,
16180,
1105,
8860,
117,
1105,
1103,
20452,
7956,
1183,
15429,
114,
1108,
170,
1226,
1104,
1103,
139,
7729,
1633,
1596,
6139,
1104,
12786,
1306,
9158,
1465,
117,
4741,
1118,
2705,
22748,
1104,
1103,
3291,
11791,
5086,
1182,
1150,
1336,
1138,
1529,
3736,
4485,
1112,
3533,
118,
3009,
1137,
9445,
117,
1216,
1112,
1624,
2392,
1104,
10248,
1105,
1624,
3456,
117,
23526,
1118,
16106,
7181,
4408,
1121,
1103,
26454,
23287,
1818,
27907,
1162,
119,
1109,
3291,
11791,
5086,
1182,
2417,
1104,
1103,
12786,
1306,
9158,
6904,
6128,
1127,
4757,
1121,
1147,
3235,
139,
1616,
1582,
4199,
1104,
2717,
1170,
1103,
2651,
1104,
3177,
1766,
2522,
1107,
4667,
1559,
5844,
117,
1105,
1510,
1338,
1154,
4139,
1114,
1103,
9147,
1483,
6139,
1104,
14784,
23152,
119,
1109,
4001,
1104,
12786,
1306,
9158,
1465,
1796,
1104,
10248,
113,
1105,
23612,
1204,
19216,
114,
1125,
1151,
13706,
1118,
1103,
1483,
1118,
6032,
1604,
5844,
119,
1624,
1335,
18809,
13946,
1107,
5429,
1545,
5844,
1383,
1103,
5904,
1206,
1103,
1483,
1105,
19130,
1120,
1103,
1344,
1447,
4551,
1104,
1103,
2638,
3085,
1104,
1103,
1595,
22876,
1813,
119,
1622,
1103,
4503,
3089,
9325,
117,
1846,
1105,
2754,
1127,
3416,
1118,
139,
1616,
1582,
4199,
6157,
1506,
1241,
3091,
1104,
1103,
4076,
117,
3694,
1107,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The CFA franc (, , Franc of the Financial Community of Africa, originally Franc of the French Colonies in Africa, or colloquially ) is the name of two currencies, the West African CFA franc, used in eight West African countries, and the Central African CFA franc, used in six Central African countries. Although separate, the two CFA franc currencies have always been at parity and are effectively interchangeable. The ISO currency codes are XAF for the Central African CFA franc and XOF for the West African CFA franc. On 22 December 2019, it was announced that the West African currency would be replaced by an independent currency to be called Eco.
Both CFA francs have a fixed exchange rate to the euro: 100 CFA francs = 1 former French franc = 0.152449 euro; or 1 € = 6.55957 FRF = 655.957 CFA francs exactly.
Usage
CFA francs are used in fourteen countries: twelve nations formerly ruled by France in West and Central Africa (excluding Guinea and Mauritania, which withdrew), plus Guinea-Bissau (a former Portuguese colony), and Equatorial Guinea (a former Spanish colony). These fourteen countries have a combined population of 147.5 million people (as of 2013), and a combined GDP of US$166.6 billion (as of 2012). The ISO currency codes are XAF for the Central African CFA franc and XOF for the West African CFA franc.
Evaluation
The currency has been criticized for making economic planning for the developing countries of French West Africa all but impossible since the CFA's value is pegged to the euro (whose monetary policy is set by the European Central Bank). Others disagree and argue that the CFA "helps stabilize the national currencies of Franc Zone member-countries and greatly facilitates the flow of exports and imports between France and the member-countries". The European Union's own assessment of the CFA's link to the euro, carried out in 2008, noted that "benefits from economic integration within each of the two monetary unions of the CFA franc zone, and even more so between them, remained remarkably low" but that "the peg to the French franc and, since 1999, to the euro as exchange rate anchor is usually found to have had favourable effects in the region in terms of macroeconomic stability".
Name
Between 1945 and 1958, CFA stood for ("French colonies of Africa"); then for ("French Community of Africa") between 1958 (establishment of the French Fifth Republic) and the independence of these African countries at the beginning of the 1960s. Since independence, CFA is taken to mean (African Financial Community), but in actual use, the term can have two meanings (see Institutions below).
History
Creation
The CFA franc was created on 26 December 1945, along with the CFP franc. The reason for their creation was the weakness of the French franc immediately after World War II. When France ratified the Bretton Woods Agreement in December 1945, the French franc was devalued in order to set a fixed exchange rate with the US dollar. New currencies were created in the French colonies to spare them the strong devaluation, thereby facilitating imports from France. French officials presented the decision as an act of generosity. René Pleven, the French Minister of Finance, was quoted as saying -
Exchange rate
The CFA franc was created with a fixed exchange rate versus the French franc. This exchange rate was changed only twice: in 1948 and in 1994.
Exchange rate:
26 December 1945 to 16 October 1948 – 1 CFA franc = 1.70 FRF (FRF = French franc). This 0.70 FRF premium is the consequence of the creation of the CFA franc, which spared the French African colonies the devaluation of December 1945 (before December 1945, 1 local franc in these colonies was worth 1 French franc).
17 October 1948 to 31 December 1959 – 1 CFA franc = 2.00 FRF (the CFA franc had followed the French franc's devaluation versus the US dollar in January 1948, but on 18 October 1948, the French franc devalued again and this time the CFA franc was revalued against the French franc to offset almost all of this new devaluation of the French franc; after October 1948, the CFA was never revalued again versus the French franc and followed all the successive devaluations of the French franc)
1 January 1960 to 11 January 1994 – 1 CFA franc = 0.02 FRF (1 January 1960: the French franc redenominated, with 100 "old" francs becoming 1 "new" franc)
12 January 1994 to 31 December 1998 – 1 CFA franc = 0.01 FRF (sharp devaluation of the CFA franc to help African exports)
1 January 1999 onwards – 100 CFA franc = 0.152449 euro or 1 euro = 655.957 CFA franc. (1 January 1999: euro replaced FRF at the rate of 6.55957 FRF for 1 euro)
The 1960 and 1999 events were merely changes in the currency in use in France: the relative value of the CFA franc versus the French franc/euro changed only in 1948 and 1994.
The value of the CFA franc has been widely criticized as being too high, which many economists believe favours the urban elite of the African countries, who can buy imported manufactured goods cheaply at the expense of farmers who cannot easily export agricultural products. The devaluation of 1994 was an attempt to reduce these imbalances.
Changes in countries using the franc
Over time, the number of countries and territories using the CFA franc has changed as some countries began introducing their own separate currencies. A couple of nations in West Africa have also chosen to adopt the CFA franc since its introduction, despite the fact that they were never French colonies.
1960: Guinea leaves and begins issuing Guinean francs.
1962: Mali leaves and begins issuing Malian francs.
1973: Madagascar leaves (in 1972, according to another source) and begins issuing its own francs, the Malagasy franc, which ran concurrently with the Malagasy ariary (1 ariary = 5 Malagasy francs).
1973: Mauritania leaves, replacing the franc with the Mauritanian ouguiya (1 ouguiya = 5 CFA francs).
1974: Saint-Pierre and Miquelon leaves for French franc, which changed later to the Euro
1975: Réunion leaves for French franc, which changed later to the Euro
1976: Mayotte leaves for French franc, which changed later to the Euro
1984: Mali rejoins (1 CFA franc = 2 Malian francs).
1985: Equatorial Guinea joins (1 franc = 4 bipkwele)
1997: Guinea-Bissau joins (1 franc = 65 pesos)
European Monetary Union
In 1998, in anticipation of Economic and Monetary Union of the European Union, the Council of the European Union addressed the monetary agreements France had with the CFA Zone and Comoros and ruled that:
The agreements are unlikely to have any material effect on the monetary and exchange rate policy of the Eurozone
In their present forms and states of implementation, the agreements are unlikely to present any obstacle to a smooth functioning of economic and monetary union
Nothing in the agreements can be construed as implying an obligation for the European Central Bank (ECB) or any national central bank to support the convertibility of the CFA and Comorian francs
Modifications to the existing agreements will not lead to any obligations for the European Central or any national central bank
The French Treasury will guarantee the free convertibility at a fixed parity between the euro and the CFA and Comorian francs
The competent French authorities shall keep the European Commission, the European Central Bank and the Economic and Financial Committee informed about the implementation of the agreements and inform the Committee prior to changes of the parity between the euro and the CFA and Comorian francs
Any change to the nature or scope of the agreements would require Council approval on the basis of a Commission recommendation and ECB consultation
Criticism and replacement in West Africa
Critics point out that the currency is controlled by the French treasury, and in turn African countries channel more money to France than they receive in aid and have no sovereignty over their monetary policies. In January 2019, the Italians criticized France for impoverishing Africa through the CFA franc. France responded by ejecting Italy's ambassador to Paris. However, criticism of the CFA franc, coming from various African organizations, continued. On 21 December 2019, President Alassane Ouattara of the Ivory Coast and President Emmanuel Macron of France announced an initiative to replace the West African CFA Franc with the Eco. Subsequently, a reform of the West African CFA franc was initiated. In May 2020, the French National Assembly agreed to end the French engagement in the West African CFA franc. The countries using the currency will no longer have to deposit half of their foreign exchange reserves with the French Treasury. The West African CFA franc is expected to be renamed to the "Eco" in the near future.
Institutions
There are two different currencies called the CFA franc: the West African CFA franc (ISO 4217 currency code XOF), and the Central Africa CFA franc (ISO 4217 currency code XAF). They are distinguished in French by the meaning of the abbreviation CFA. These two CFA francs have the same exchange rate with the euro (1 euro = 655.957 XOF = 655.957 XAF), and they are both guaranteed by the French treasury (), but the West African CFA franc cannot be used in Central African countries, and the Central Africa CFA franc cannot be used in West African countries.
West African
The West African CFA franc (XOF) is known in French as the , where CFA stands for ('Financial Community of Africa') or ("African Financial Community"). It is issued by the BCEAO (, i.e., "Central Bank of the West African States"), located in Dakar, Senegal, for the eight countries of the UEMOA (, i.e., "West African Economic and Monetary Union"):
These eight countries have a combined population of 102.5 million people (as of 2013), and a combined GDP of US$78.4 billion (as of 2012).
Central African
The Central Africa CFA franc (XAF) is known in French as the , where CFA stands for ("Financial Cooperation in Central Africa"). It is issued by the BEAC (, i.e., "Bank of the Central African States"), located in Yaoundé, Cameroon, for the six countries of the CEMAC (, i.e., "Economic and Monetary Community of Central Africa"):
These six countries have a combined population of 45.0 million people (as of 2013), and a combined GDP of US$88.2 billion (as of 2012).
In 1975, Central African CFA banknotes were issued with an obverse unique to each participating country, and common reverse, in a fashion similar to euro coins.
Equatorial Guinea, the only former Spanish colony in the zone, adopted the CFA in 1984.
Gallery
See also
Comorian franc
Currencies related to the euro
CFP franc
Réunion franc
References
External links
'''History of the CFA franc'''
Franc zone information at Banque de France
(in French, but more extensive than the English version)
Decision of the Council of Europe on 23 November 1998 regarding the CFA and Comorian francs
"For better or worse: the euro and the CFA franc", Africa Recovery, Department of Public Information, United Nations (April 1999)
Other
Central Bank of Madagascar
The CFA franc zone and the EMU
Aubin Nzaou-Kongo, International Law and Monetary Sovereignty, African Review of Law, 2020
Economy of Benin
Economy of Chad
Currencies introduced in 1945
Fixed exchange rate
French West Africa
Currencies of Cameroon | [
101,
1109,
18802,
1592,
175,
4047,
1665,
113,
117,
117,
13359,
1389,
1665,
1104,
1103,
7748,
3704,
1104,
2201,
117,
2034,
13359,
1389,
1665,
1104,
1103,
1497,
9518,
11506,
1107,
2201,
117,
1137,
27963,
114,
1110,
1103,
1271,
1104,
1160,
16408,
11604,
9885,
117,
1103,
1537,
2170,
18802,
1592,
175,
4047,
1665,
117,
1215,
1107,
2022,
1537,
2170,
2182,
117,
1105,
1103,
1970,
2170,
18802,
1592,
175,
4047,
1665,
117,
1215,
1107,
1565,
1970,
2170,
2182,
119,
1966,
2767,
117,
1103,
1160,
18802,
1592,
175,
4047,
1665,
16408,
11604,
9885,
1138,
1579,
1151,
1120,
14247,
1785,
1105,
1132,
5877,
9629,
1895,
119,
1109,
11533,
10202,
9812,
1132,
161,
12303,
1111,
1103,
1970,
2170,
18802,
1592,
175,
4047,
1665,
1105,
161,
2346,
2271,
1111,
1103,
1537,
2170,
18802,
1592,
175,
4047,
1665,
119,
1212,
1659,
1382,
10351,
117,
1122,
1108,
1717,
1115,
1103,
1537,
2170,
10202,
1156,
1129,
2125,
1118,
1126,
2457,
10202,
1106,
1129,
1270,
142,
2528,
119,
2695,
18802,
1592,
175,
4047,
6063,
1138,
170,
4275,
3670,
2603,
1106,
1103,
27772,
131,
1620,
18802,
1592,
175,
4047,
6063,
134,
122,
1393,
1497,
175,
4047,
1665,
134,
121,
119,
15722,
25041,
1580,
27772,
132,
1137,
122,
836,
134,
127,
119,
3731,
1580,
1571,
1559,
143,
2069,
2271,
134,
2625,
1571,
119,
4573,
1559,
18802,
1592,
175,
4047,
6063,
2839,
119,
11155,
2553,
18802,
1592,
175,
4047,
6063,
1132,
1215,
1107,
7840,
2182,
131,
4030,
6015,
3147,
4741,
1118,
1699,
1107,
1537,
1105,
1970,
2201,
113,
14243,
6793,
1105,
7085,
8212,
22793,
117,
1134,
6367,
114,
117,
4882,
6793,
118,
139,
14916,
1358,
113,
170,
1393,
4269,
6417,
114,
117,
1105,
142,
23416,
6793,
113,
170,
1393,
2124,
6417,
114,
119,
1636,
7840,
2182,
1138,
170,
3490,
1416,
1104,
17491,
119,
126,
1550,
1234,
113,
1112,
1104,
1381,
114,
117,
1105,
170,
3490,
14781,
1104,
1646,
109,
20104,
119,
127,
3775,
113,
1112,
1104,
1368,
114,
119,
1109,
11533,
10202,
9812,
1132,
161,
12303,
1111,
1103,
1970,
2170,
18802,
1592,
175,
4047,
1665,
1105,
161,
2346,
2271,
1111,
1103,
1537,
2170,
18802,
1592,
175,
4047,
1665,
119,
27845,
1109,
10202,
1144,
1151,
5711,
1111,
1543,
2670,
3693,
1111,
1103,
4297,
2182,
1104,
1497,
1537,
2201,
1155,
1133,
4763,
1290,
1103,
18802,
1592,
112,
188,
2860,
1110,
185,
12606,
3660,
1106,
1103,
27772,
113,
2133,
15997,
2818,
1110,
1383,
1118,
1103,
1735,
1970,
2950,
114,
119,
8452,
23423,
1105,
6982,
1115,
1103,
18802,
1592,
107,
6618,
19428,
21225,
1103,
1569,
16408,
11604,
9885,
1104,
13359,
1389,
1665,
6402,
1420,
118,
2182,
1105,
5958,
11000,
1116,
1103,
4235,
1104,
15765,
1105,
20171,
1206,
1699,
1105,
1103,
1420,
118,
2182,
107,
119,
1109,
1735,
1913,
112,
188,
1319,
8670,
1104,
1103,
18802,
1592,
112,
188,
5088,
1106,
1103,
27772,
117,
2446,
1149,
1107,
1369,
117,
2382,
1115,
107,
6245,
1121,
2670,
9111,
1439,
1296,
1104,
1103,
1160,
15997,
10230,
1104,
1103,
18802,
1592,
175,
4047,
1665,
4834,
117,
1105,
1256,
1167,
1177,
1206,
1172,
117,
1915,
19957,
1822,
107,
1133,
1115,
107,
1103,
185,
12606,
1106,
1103,
1497,
175,
4047,
1665,
1105,
117,
1290,
1729,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Californium is a radioactive chemical element with the symbol Cf and atomic number 98. The element was first synthesized in 1950 at the Lawrence Berkeley National Laboratory (then the University of California Radiation Laboratory), by bombarding curium with alpha particles (helium-4 ions). It is an actinide element, the sixth transuranium element to be synthesized, and has the second-highest atomic mass of all the elements that have been produced in amounts large enough to see with the naked eye (after einsteinium). The element was named after the university and the U.S. state of California.
Two crystalline forms exist for californium under normal pressure: one above and one below . A third form exists at high pressure. Californium slowly tarnishes in air at room temperature. Californium compounds are dominated by the +3 oxidation state. The most stable of californium's twenty known isotopes is californium-251, which has a half-life of 898 years. This short half-life means the element is not found in significant quantities in the Earth's crust. Californium-252, with a half-life of about 2.645 years, is the most common isotope used and is produced at the Oak Ridge National Laboratory in the United States and the Research Institute of Atomic Reactors in Russia.
Californium is one of the few transuranium elements that have practical applications. Most of these applications exploit the property of certain isotopes of californium to emit neutrons. For example, californium can be used to help start up nuclear reactors, and it is employed as a source of neutrons when studying materials using neutron diffraction and neutron spectroscopy. Californium can also be used in nuclear synthesis of higher mass elements; oganesson (element 118) was synthesized by bombarding californium-249 atoms with calcium-48 ions. Users of californium must take into account radiological concerns and the element's ability to disrupt the formation of red blood cells by bioaccumulating in skeletal tissue.
Characteristics
Physical properties
Californium is a silvery-white actinide metal with a melting point of and an estimated boiling point of . The pure metal is malleable and is easily cut with a razor blade. Californium metal starts to vaporize above when exposed to a vacuum. Below californium metal is either ferromagnetic or ferrimagnetic (it acts like a magnet), between 48 and 66 K it is antiferromagnetic (an intermediate state), and above it is paramagnetic (external magnetic fields can make it magnetic). It forms alloys with lanthanide metals but little is known about the resulting materials.
The element has two crystalline forms at standard atmospheric pressure: a double-hexagonal close-packed form dubbed alpha (α) and a face-centered cubic form designated beta (β). The α form exists below 600–800 °C with a density of 15.10 g/cm3 and the β form exists above 600–800 °C with a density of 8.74 g/cm3. At 48 GPa of pressure the β form changes into an orthorhombic crystal system due to delocalization of the atom's 5f electrons, which frees them to bond.
The bulk modulus of a material is a measure of its resistance to uniform pressure. Californium's bulk modulus is , which is similar to trivalent lanthanide metals but smaller than more familiar metals, such as aluminium (70 GPa).
Chemical properties and compounds
Californium exhibits oxidation states of 4, 3, or 2. It typically forms eight or nine bonds to surrounding atoms or ions. Its chemical properties are predicted to be similar to other primarily 3+ valence actinide elements and the element dysprosium, which is the lanthanide above californium in the periodic table. Compounds in the +4 oxidation state are strong oxidizing agents and those in the +2 state are strong reducing agents.
The element slowly tarnishes in air at room temperature, with the rate increasing when moisture is added. Californium reacts when heated with hydrogen, nitrogen, or a chalcogen (oxygen family element); reactions with dry hydrogen and aqueous mineral acids are rapid.
Californium is only water-soluble as the californium(III) cation. Attempts to reduce or oxidize the +3 ion in solution have failed. The element forms a water-soluble chloride, nitrate, perchlorate, and sulfate and is precipitated as a fluoride, oxalate, or hydroxide. Californium is the heaviest actinide to exhibit covalent properties, as is observed in the californium borate.
Isotopes
Twenty radioisotopes of californium have been characterized, the most stable being californium-251 with a half-life of 898 years, californium-249 with a half-life of 351 years, californium-250 with a half-life of 13.08 years, and californium-252 with a half-life of 2.645 years. All the remaining isotopes have half-lives shorter than a year, and the majority of these have half-lives shorter than 20 minutes. The isotopes of californium range in mass number from 237 to 256.
Californium-249 is formed from the beta decay of berkelium-249, and most other californium isotopes are made by subjecting berkelium to intense neutron radiation in a nuclear reactor. Although californium-251 has the longest half-life, its production yield is only 10% due to its tendency to collect neutrons (high neutron capture) and its tendency to interact with other particles (high neutron cross section).
Californium-252 is a very strong neutron emitter, which makes it extremely radioactive and harmful. Californium-252 undergoes alpha decay 96.9% of the time to form curium-248 while the remaining 3.1% of decays are spontaneous fission. One microgram (μg) of californium-252 emits 2.3 million neutrons per second, an average of 3.7 neutrons per spontaneous fission. Most of the other isotopes of californium decay to isotopes of curium (atomic number 96) via alpha decay.
History
Californium was first synthesized at the University of California Radiation Laboratory in Berkeley, by the physics researchers Stanley Gerald Thompson, Kenneth Street Jr., Albert Ghiorso, and Glenn T. Seaborg on or around February 9, 1950. It was the sixth transuranium element to be discovered; the team announced its discovery on March 17, 1950.
To produce californium, a microgram-sized target of curium-242 () was bombarded with 35 MeV alpha particles () in the cyclotron at Berkeley, which produced californium-245 () plus one free neutron ().
+ → +
To identify and separate out the element, ion exchange and adsorsion methods were undertaken. Only about 5,000 atoms of californium were produced in this experiment, and these atoms had a half-life of 44 minutes.
The discoverers named the new element after the university and the state. This was a break from the convention used for elements 95 to 97, which drew inspiration from how the elements directly above them in the periodic table were named. However, the element directly above element 98 in the periodic table, dysprosium, has a name that simply means "hard to get at", so the researchers decided to set aside the informal naming convention. They added that "the best we can do is to point out [that] ... searchers a century ago found it difficult to get to California".
Weighable quantities of californium were first produced by the irradiation of plutonium targets at the Materials Testing Reactor at the National Reactor Testing Station in eastern Idaho; and these findings were reported in 1954. The high spontaneous fission rate of californium-252 was observed in these samples. The first experiment with californium in concentrated form occurred in 1958. The isotopes californium-249 to californium-252 were isolated that same year from a sample of plutonium-239 that had been irradiated with neutrons in a nuclear reactor for five years. Two years later, in 1960, Burris Cunningham and James Wallman of the Lawrence Radiation Laboratory of the University of California created the first californium compounds—californium trichloride, californium(III) oxychloride, and californium oxide—by treating californium with steam and hydrochloric acid.
The High Flux Isotope Reactor (HFIR) at the Oak Ridge National Laboratory (ORNL) in Oak Ridge, Tennessee, started producing small batches of californium in the 1960s. By 1995, the HFIR nominally produced of californium annually. Plutonium supplied by the United Kingdom to the United States under the 1958 US–UK Mutual Defence Agreement was used for californium production.
The Atomic Energy Commission sold californium-252 to industrial and academic customers in the early 1970s for $10 per microgram, and an average of of californium-252 were shipped each year from 1970 to 1990. Californium metal was first prepared in 1974 by Haire and Baybarz, who reduced californium(III) oxide with lanthanum metal to obtain microgram amounts of sub-micrometer thick films.
Occurrence
Traces of californium can be found near facilities that use the element in mineral prospecting and in medical treatments. The element is fairly insoluble in water, but it adheres well to ordinary soil; and concentrations of it in the soil can be 500 times higher than in the water surrounding the soil particles.
Nuclear fallout from atmospheric nuclear weapons testing prior to 1980 contributed a small amount of californium to the environment. Californium isotopes with mass numbers 249, 252, 253, and 254 have been observed in the radioactive dust collected from the air after a nuclear explosion. Californium is not a major radionuclide at United States Department of Energy legacy sites since it was not produced in large quantities.
Californium was once believed to be produced in supernovas, as their decay matches the 60-day half-life of 254Cf. However, subsequent studies failed to demonstrate any californium spectra, and supernova light curves are now thought to follow the decay of nickel-56.
The transuranium elements from americium to fermium, including californium, occurred naturally in the natural nuclear fission reactor at Oklo, but no longer do so.
Spectral lines of californium, along with those of several other non-primordial elements, were detected in Przybylski's Star in 2008.
Production
Californium is produced in nuclear reactors and particle accelerators. Californium-250 is made by bombarding berkelium-249 () with neutrons, forming berkelium-250 () via neutron capture (n,γ) which, in turn, quickly beta decays (β−) to californium-250 () in the following reaction:
(n,γ) → + β−
Bombardment of californium-250 with neutrons produces californium-251 and californium-252.
Prolonged irradiation of americium, curium, and plutonium with neutrons produces milligram amounts of californium-252 and microgram amounts of californium-249. As of 2006, curium isotopes 244 to 248 are irradiated by neutrons in special reactors to produce primarily californium-252 with lesser amounts of isotopes 249 to 255.
Microgram quantities of californium-252 are available for commercial use through the U.S. Nuclear Regulatory Commission. Only two sites produce californium-252: the Oak Ridge National Laboratory in the United States, and the Research Institute of Atomic Reactors in Dimitrovgrad, Russia. As of 2003, the two sites produce 0.25 grams and 0.025 grams of californium-252 per year, respectively.
Three californium isotopes with significant half-lives are produced, requiring a total of 15 neutron captures by uranium-238 without nuclear fission or alpha decay occurring during the process. Californium-253 is at the end of a production chain that starts with uranium-238, includes several isotopes of plutonium, americium, curium, berkelium, and the californium isotopes 249 to 253 (see diagram).
Applications
Californium-252 has a number of specialized applications as a strong neutron emitter, and each microgram of fresh californium produces 139 million neutrons per minute. This property makes californium useful as a startup neutron source for some nuclear reactors and as a portable (non-reactor based) neutron source for neutron activation analysis to detect trace amounts of elements in samples. Neutrons from californium are employed as a treatment of certain cervical and brain cancers where other radiation therapy is ineffective. It has been used in educational applications since 1969 when the Georgia Institute of Technology received a loan of 119 μg of californium-252 from the Savannah River Site. It is also used with online elemental coal analyzers and bulk material analyzers in the coal and cement industries.
Neutron penetration into materials makes californium useful in detection instruments such as fuel rod scanners; neutron radiography of aircraft and weapons components to detect corrosion, bad welds, cracks and trapped moisture; and in portable metal detectors. Neutron moisture gauges use californium-252 to find water and petroleum layers in oil wells, as a portable neutron source for gold and silver prospecting for on-the-spot analysis, and to detect ground water movement. The major uses of californium-252 in 1982 were, in order of use, reactor start-up (48.3%), fuel rod scanning (25.3%), and activation analysis (19.4%). By 1994, most californium-252 was used in neutron radiography (77.4%), with fuel rod scanning (12.1%) and reactor start-up (6.9%) as important but distant secondary uses. In 2021, fast neutrons from a californium-252 source were used for wireless data transmission.
Californium-251 has a very small calculated critical mass of about , high lethality, and a relatively short period of toxic environmental irradiation. The low critical mass of californium led to some exaggerated claims about possible uses for the element.
In October 2006, researchers announced that three atoms of oganesson (element 118) had been identified at the Joint Institute for Nuclear Research in Dubna, Russia, as the product of bombardment of californium-249 with calcium-48, making it the heaviest element ever synthesized. The target for this experiment contained about 10 mg of californium-249 deposited on a titanium foil of 32 cm2 area. Californium has also been used to produce other transuranium elements; for example, element 103 (later named lawrencium) was first synthesized in 1961 by bombarding californium with boron nuclei.
Precautions
Californium that bioaccumulates in skeletal tissue releases radiation that disrupts the body's ability to form red blood cells. The element plays no natural biological role in any organism due to its intense radioactivity and low concentration in the environment.
Californium can enter the body from ingesting contaminated food or drinks or by breathing air with suspended particles of the element. Once in the body, only 0.05% of the californium will reach the bloodstream. About 65% of that californium will be deposited in the skeleton, 25% in the liver, and the rest in other organs, or excreted, mainly in urine. Half of the californium deposited in the skeleton and liver are gone in 50 and 20 years, respectively. Californium in the skeleton adheres to bone surfaces before slowly migrating throughout the bone.
The element is most dangerous if taken into the body. In addition, californium-249 and californium-251 can cause tissue damage externally, through gamma ray emission. Ionizing radiation emitted by californium on bone and in the liver can cause cancer.
Notes
References
Bibliography
External links
Californium at The Periodic Table of Videos (University of Nottingham)
NuclearWeaponArchive.org – Californium
Hazardous Substances Databank – Californium, Radioactive
Chemical elements
Actinides
Synthetic elements | [
101,
11917,
8914,
8456,
3656,
1110,
170,
21156,
5297,
5290,
1114,
1103,
5961,
140,
2087,
1105,
12861,
1295,
5103,
119,
1109,
5290,
1108,
1148,
26662,
1107,
3067,
1120,
1103,
4898,
7823,
1305,
8891,
113,
1173,
1103,
1239,
1104,
1756,
16890,
25971,
8891,
114,
117,
1118,
5985,
2881,
1158,
16408,
11077,
1114,
11164,
9150,
113,
1119,
14635,
118,
125,
17146,
114,
119,
1135,
1110,
1126,
2496,
4729,
2007,
5290,
117,
1103,
3971,
14715,
4084,
14553,
5290,
1106,
1129,
26662,
117,
1105,
1144,
1103,
1248,
118,
2439,
12861,
3367,
1104,
1155,
1103,
3050,
1115,
1138,
1151,
1666,
1107,
7919,
1415,
1536,
1106,
1267,
1114,
1103,
6222,
2552,
113,
1170,
174,
4935,
7242,
3656,
114,
119,
1109,
5290,
1108,
1417,
1170,
1103,
2755,
1105,
1103,
158,
119,
156,
119,
1352,
1104,
1756,
119,
1960,
8626,
2568,
2769,
4056,
1111,
11019,
2646,
14467,
4558,
3656,
1223,
2999,
2997,
131,
1141,
1807,
1105,
1141,
2071,
119,
138,
1503,
1532,
5903,
1120,
1344,
2997,
119,
11917,
8914,
8456,
3656,
2494,
27629,
4558,
19033,
1107,
1586,
1120,
1395,
4143,
119,
11917,
8914,
8456,
3656,
10071,
1132,
6226,
1118,
1103,
116,
124,
22256,
1352,
119,
1109,
1211,
6111,
1104,
11019,
2646,
14467,
4558,
3656,
112,
188,
2570,
1227,
1110,
12355,
6633,
1110,
11019,
2646,
14467,
4558,
3656,
118,
25101,
117,
1134,
1144,
170,
1544,
118,
1297,
1104,
5840,
1604,
1201,
119,
1188,
1603,
1544,
118,
1297,
2086,
1103,
5290,
1110,
1136,
1276,
1107,
2418,
12709,
1107,
1103,
2746,
112,
188,
21508,
119,
11917,
8914,
8456,
3656,
118,
25479,
117,
1114,
170,
1544,
118,
1297,
1104,
1164,
123,
119,
3324,
1571,
1201,
117,
1110,
1103,
1211,
1887,
1110,
12355,
3186,
1215,
1105,
1110,
1666,
1120,
1103,
8957,
7082,
1305,
8891,
1107,
1103,
1244,
1311,
1105,
1103,
2713,
2024,
1104,
18662,
11336,
22610,
1116,
1107,
2733,
119,
11917,
8914,
8456,
3656,
1110,
1141,
1104,
1103,
1374,
14715,
4084,
14553,
3050,
1115,
1138,
6691,
4683,
119,
2082,
1104,
1292,
4683,
19685,
1103,
2400,
1104,
2218,
1110,
12355,
6633,
1104,
11019,
2646,
14467,
4558,
3656,
1106,
9712,
2875,
25636,
1116,
119,
1370,
1859,
117,
11019,
2646,
14467,
4558,
3656,
1169,
1129,
1215,
1106,
1494,
1838,
1146,
4272,
25521,
117,
1105,
1122,
1110,
4071,
1112,
170,
2674,
1104,
25636,
1116,
1165,
5076,
3881,
1606,
25636,
4267,
3101,
27612,
1105,
25636,
188,
26426,
5864,
20739,
119,
11917,
8914,
8456,
3656,
1169,
1145,
1129,
1215,
1107,
4272,
11362,
1104,
2299,
3367,
3050,
132,
18631,
6354,
6598,
113,
5290,
13176,
114,
1108,
26662,
1118,
5985,
2881,
1158,
11019,
2646,
14467,
4558,
3656,
118,
26409,
14296,
1114,
15355,
118,
3615,
17146,
119,
24222,
1104,
11019,
2646,
14467,
4558,
3656,
1538,
1321,
1154,
3300,
2070,
7810,
5365,
1105,
1103,
5290,
112,
188,
2912,
1106,
26499,
1103,
3855,
1104,
1894,
1892,
3652,
1118,
25128,
7409,
19172,
10164,
1107,
23400,
7918,
119,
23543,
5562,
1116,
10618,
4625,
11917,
8914,
8456,
3656,
1110,
170,
24910,
118,
1653,
2496,
4729,
2007,
2720,
1114,
170,
14838,
1553,
1104,
1105,
1126,
3555,
17913,
1553,
1104,
119,
1109,
5805,
2720,
1110,
8796,
4490,
2165,
1105,
1110,
3253,
2195,
1114,
170,
20015,
6275,
119,
11917,
8914,
8456,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Claude Elwood Shannon (April 30, 1916 – February 24, 2001) was an American mathematician, electrical engineer, and cryptographer known as a "father of information theory".
As a 21-year-old master's degree student at the Massachusetts Institute of Technology (MIT), he wrote his thesis demonstrating that electrical applications of Boolean algebra could construct any logical numerical relationship. Shannon contributed to the field of cryptanalysis for national defense of the United States during World War II, including his fundamental work on codebreaking and secure telecommunications.
Biography
Childhood
The Shannon family lived in Gaylord, Michigan, and Claude was born in a hospital in nearby Petoskey. His father, Claude Sr. (1862–1934) was a businessman and for a while, a judge of probate in Gaylord. His mother, Mabel Wolf Shannon (1890–1945), was a language teacher, who also served as the principal of Gaylord High School. Claude Sr. was a descendant of New Jersey settlers, while Mabel was a child of German immigrants.
Most of the first 16 years of Shannon's life were spent in Gaylord, where he attended public school, graduating from Gaylord High School in 1932. Shannon showed an inclination towards mechanical and electrical things. His best subjects were science and mathematics. At home he constructed such devices as models of planes, a radio-controlled model boat and a barbed-wire telegraph system to a friend's house a half-mile away. While growing up, he also worked as a messenger for the Western Union company.
Shannon's childhood hero was Thomas Edison, who he later learned was a distant cousin. Both Shannon and Edison were descendants of John Ogden (1609–1682), a colonial leader and an ancestor of many distinguished people.
Logic circuits
In 1932, Shannon entered the University of Michigan, where he was introduced to the work of George Boole. He graduated in 1936 with two bachelor's degrees: one in electrical engineering and the other in mathematics.
In 1936, Shannon began his graduate studies in electrical engineering at MIT, where he worked on Vannevar Bush's differential analyzer, an early analog computer. While studying the complicated ad hoc circuits of this analyzer, Shannon designed switching circuits based on Boole's concepts. In 1937, he wrote his master's degree thesis, A Symbolic Analysis of Relay and Switching Circuits. A paper from this thesis was published in 1938. In this work, Shannon proved that his switching circuits could be used to simplify the arrangement of the electromechanical relays that were used then in telephone call routing switches. Next, he expanded this concept, proving that these circuits could solve all problems that Boolean algebra could solve. In the last chapter, he presented diagrams of several circuits, including a 4-bit full adder.
Using this property of electrical switches to implement logic is the fundamental concept that underlies all electronic digital computers. Shannon's work became the foundation of digital circuit design, as it became widely known in the electrical engineering community during and after World War II. The theoretical rigor of Shannon's work superseded the ad hoc methods that had prevailed previously. Howard Gardner called Shannon's thesis "possibly the most important, and also the most noted, master's thesis of the century."
Shannon received his PhD from MIT in 1940. Vannevar Bush had suggested that Shannon should work on his dissertation at the Cold Spring Harbor Laboratory, in order to develop a mathematical formulation for Mendelian genetics. This research resulted in Shannon's PhD thesis, called An Algebra for Theoretical Genetics.
In 1940, Shannon became a National Research Fellow at the Institute for Advanced Study in Princeton, New Jersey. In Princeton, Shannon had the opportunity to discuss his ideas with influential scientists and mathematicians such as Hermann Weyl and John von Neumann, and he also had occasional encounters with Albert Einstein and Kurt Gödel. Shannon worked freely across disciplines, and this ability may have contributed to his later development of mathematical information theory.
Wartime research
Shannon then joined Bell Labs to work on fire-control systems and cryptography during World War II, under a contract with section D-2 (Control Systems section) of the National Defense Research Committee (NDRC).
Shannon is credited with the invention of signal-flow graphs, in 1942. He discovered the topological gain formula while investigating the functional operation of an analog computer.
For two months early in 1943, Shannon came into contact with the leading British mathematician Alan Turing. Turing had been posted to Washington to share with the U.S. Navy's cryptanalytic service the methods used by the British Government Code and Cypher School at Bletchley Park to break the ciphers used by the Kriegsmarine U-boats in the north Atlantic Ocean. He was also interested in the encipherment of speech and to this end spent time at Bell Labs. Shannon and Turing met at teatime in the cafeteria. Turing showed Shannon his 1936 paper that defined what is now known as the "Universal Turing machine". This impressed Shannon, as many of its ideas complemented his own.
In 1945, as the war was coming to an end, the NDRC was issuing a summary of technical reports as a last step prior to its eventual closing down. Inside the volume on fire control, a special essay titled Data Smoothing and Prediction in Fire-Control Systems, coauthored by Shannon, Ralph Beebe Blackman, and Hendrik Wade Bode, formally treated the problem of smoothing the data in fire-control by analogy with "the problem of separating a signal from interfering noise in communications systems." In other words, it modeled the problem in terms of data and signal processing and thus heralded the coming of the Information Age.
Shannon's work on cryptography was even more closely related to his later publications on communication theory. At the close of the war, he prepared a classified memorandum for Bell Telephone Labs entitled "A Mathematical Theory of Cryptography", dated September 1945. A declassified version of this paper was published in 1949 as "Communication Theory of Secrecy Systems" in the Bell System Technical Journal. This paper incorporated many of the concepts and mathematical formulations that also appeared in his A Mathematical Theory of Communication. Shannon said that his wartime insights into communication theory and cryptography developed simultaneously and that "they were so close together you couldn’t separate them". In a footnote near the beginning of the classified report, Shannon announced his intention to "develop these results … in a forthcoming memorandum on the transmission of information."
While he was at Bell Labs, Shannon proved that the cryptographic one-time pad is unbreakable in his classified research that was later published 1949. The same article also proved that any unbreakable system must have essentially the same characteristics as the one-time pad: the key must be truly random, as large as the plaintext, never reused in whole or part, and kept secret.
Information theory
In 1948, the promised memorandum appeared as "A Mathematical Theory of Communication", an article in two parts in the July and October issues of the Bell System Technical Journal. This work focuses on the problem of how best to encode the message a sender wants to transmit. In this fundamental work, he used tools in probability theory, developed by Norbert Wiener, which were in their nascent stages of being applied to communication theory at that time. Shannon developed information entropy as a measure of the information content in a message, which is a measure of uncertainty reduced by the message. In so doing, he essentially invented the field of information theory.
The book The Mathematical Theory of Communication reprints Shannon's 1948 article and Warren Weaver's popularization of it, which is accessible to the non-specialist. Weaver pointed out that the word "information" in communication theory is not related to what you do say, but to what you could say. That is, information is a measure of one's freedom of choice when one selects a message. Shannon's concepts were also popularized, subject to his own proofreading, in John Robinson Pierce's Symbols, Signals, and Noise.
Information theory's fundamental contribution to natural language processing and computational linguistics was further established in 1951, in his article "Prediction and Entropy of Printed English", showing upper and lower bounds of entropy on the statistics of English – giving a statistical foundation to language analysis. In addition, he proved that treating whitespace as the 27th letter of the alphabet actually lowers uncertainty in written language, providing a clear quantifiable link between cultural practice and probabilistic cognition.
Another notable paper published in 1949 is "Communication Theory of Secrecy Systems", a declassified version of his wartime work on the mathematical theory of cryptography, in which he proved that all theoretically unbreakable ciphers must have the same requirements as the one-time pad. He is also credited with the introduction of sampling theory, which is concerned with representing a continuous-time signal from a (uniform) discrete set of samples. This theory was essential in enabling telecommunications to move from analog to digital transmissions systems in the 1960s and later.
He returned to MIT to hold an endowed chair in 1956.
Teaching at MIT
In 1956 Shannon joined the MIT faculty to work in the Research Laboratory of Electronics (RLE). He continued to serve on the MIT faculty until 1978.
Later life
Shannon developed Alzheimer's disease and spent the last few years of his life in a nursing home; he died in 2001, survived by his wife, a son and daughter, and two granddaughters.
Hobbies and inventions
Outside of Shannon's academic pursuits, he was interested in juggling, unicycling, and chess. He also invented many devices, including a Roman numeral computer called THROBAC, juggling machines, and a flame-throwing trumpet. He built a device that could solve the Rubik's Cube puzzle.
Shannon designed the Minivac 601, a digital computer trainer to teach business people about how computers functioned. It was sold by the Scientific Development Corp starting in 1961.
He is also considered the co-inventor of the first wearable computer along with Edward O. Thorp. The device was used to improve the odds when playing roulette.
Personal life
Shannon married Norma Levor, a wealthy, Jewish, left-wing intellectual in January 1940. The marriage ended in divorce after about a year. Levor later married Ben Barzman.
Shannon met his second wife, Betty Shannon (née Mary Elizabeth Moore), when she was a numerical analyst at Bell Labs. They were married in 1949. Betty assisted Claude in building some of his most famous inventions. They had three children.
Shannon presented himself as apolitical and an atheist.
Tributes
There are six statues of Shannon sculpted by Eugene Daub: one at the University of Michigan; one at MIT in the Laboratory for Information and Decision Systems; one in Gaylord, Michigan; one at the University of California, San Diego; one at Bell Labs; and another at AT&T Shannon Labs. After the breakup of the Bell System, the part of Bell Labs that remained with AT&T Corporation was named Shannon Labs in his honor.
According to Neil Sloane, an AT&T Fellow who co-edited Shannon's large collection of papers in 1993, the perspective introduced by Shannon's communication theory (now called information theory) is the foundation of the digital revolution, and every device containing a microprocessor or microcontroller is a conceptual descendant of Shannon's publication in 1948: "He's one of the great men of the century. Without him, none of the things we know today would exist. The whole digital revolution started with him." The cryptocurrency unit shannon (a synonym for gwei) is named after him.
A Mind at Play, a biography of Shannon written by Jimmy Soni and Rob Goodman, was published in 2017.
On April 30, 2016, Shannon was honored with a Google Doodle to celebrate his life on what would have been his 100th birthday.
The Bit Player, a feature film about Shannon directed by Mark Levinson premiered at the World Science Festival in 2019. Drawn from interviews conducted with Shannon in his house in the 1980s, the film was released on Amazon Prime in August 2020.
Other work
Shannon's mouse
"Theseus", created in 1950, was a mechanical mouse controlled by an electromechanical relay circuit that enabled it to move around a labyrinth of 25 squares. The maze configuration was flexible and it could be modified arbitrarily by rearranging movable partitions. The mouse was designed to search through the corridors until it found the target. Having travelled through the maze, the mouse could then be placed anywhere it had been before, and because of its prior experience it could go directly to the target. If placed in unfamiliar territory, it was programmed to search until it reached a known location and then it would proceed to the target, adding the new knowledge to its memory and learning new behavior. Shannon's mouse appears to have been the first artificial learning device of its kind.
Shannon's estimate for the complexity of chess
In 1949 Shannon completed a paper (published in March 1950) which estimates the game-tree complexity of chess, which is approximately 10120. This number is now often referred to as the "Shannon number", and is still regarded today as an accurate estimate of the game's complexity. The number is often cited as one of the barriers to solving the game of chess using an exhaustive analysis (i.e. brute force analysis).
Shannon's computer chess program
On March 9, 1949, Shannon presented a paper called "Programming a Computer for playing Chess". The paper was presented at the National Institute for Radio Engineers Convention in New York. He described how to program a computer to play chess based on position scoring and move selection. He proposed basic strategies for restricting the number of possibilities to be considered in a game of chess. In March 1950 it was published in Philosophical Magazine, and is considered one of the first articles published on the topic of programming a computer for playing chess, and using a computer to solve the game.
His process for having the computer decide on which move to make was a minimax procedure, based on an evaluation function of a given chess position. Shannon gave a rough example of an evaluation function in which the value of the black position was subtracted from that of the white position. Material was counted according to the usual chess piece relative value (1 point for a pawn, 3 points for a knight or bishop, 5 points for a rook, and 9 points for a queen). He considered some positional factors, subtracting ½ point for each doubled pawn, backward pawn, and isolated pawn; mobility was incorporated by adding 0.1 point for each legal move available.
Shannon's maxim
Shannon formulated a version of Kerckhoffs' principle as "The enemy knows the system". In this form it is known as "Shannon's maxim".
Commemorations
Shannon centenary
The Shannon centenary, 2016, marked the life and influence of Claude Elwood Shannon on the hundredth anniversary of his birth on April 30, 1916. It was inspired in part by the Alan Turing Year. An ad hoc committee of the IEEE Information Theory Society including Christina Fragouli, Rüdiger Urbanke, Michelle Effros, Lav Varshney and Sergio Verdú, coordinated worldwide events. The initiative was announced in the History Panel at the 2015 IEEE Information Theory Workshop Jerusalem and the IEEE Information Theory Society Newsletter.
A detailed listing of confirmed events was available on the website of the IEEE Information Theory Society.
Some of the planned activities included:
Bell Labs hosted the First Shannon Conference on the Future of the Information Age on April 28–29, 2016, in Murray Hill, New Jersey, to celebrate Claude Shannon and the continued impact of his legacy on society. The event includes keynote speeches by global luminaries and visionaries of the information age who will explore the impact of information theory on society and our digital future, informal recollections, and leading technical presentations on subsequent related work in other areas such as bioinformatics, economic systems, and social networks. There is also a student competition
Bell Labs launched a Web exhibit on April 30, 2016, chronicling Shannon's hiring at Bell Labs (under an NDRC contract with US Government), his subsequent work there from 1942 through 1957, and details of Mathematics Department. The exhibit also displayed bios of colleagues and managers during his tenure, as well as original versions of some of the technical memoranda which subsequently became well known in published form.
The Republic of Macedonia is planning a commemorative stamp. A USPS commemorative stamp is being proposed, with an active petition.
A documentary on Claude Shannon and on the impact of information theory, The Bit Player, is being produced by Sergio Verdú and Mark Levinson.
A trans-Atlantic celebration of both George Boole's bicentenary and Claude Shannon's centenary that is being led by University College Cork and the Massachusetts Institute of Technology. A first event was a workshop in Cork, When Boole Meets Shannon, and will continue with exhibits at the Boston Museum of Science and at the MIT Museum.
Many organizations around the world are holding observance events, including the Boston Museum of Science, the Heinz-Nixdorf Museum, the Institute for Advanced Study, Technische Universität Berlin, University of South Australia (UniSA), Unicamp (Universidade Estadual de Campinas), University of Toronto, Chinese University of Hong Kong, Cairo University, Telecom ParisTech, National Technical University of Athens, Indian Institute of Science, Indian Institute of Technology Bombay, Indian Institute of Technology Kanpur, Nanyang Technological University of Singapore, University of Maryland, University of Illinois at Chicago, École Polytechnique Federale de Lausanne, The Pennsylvania State University (Penn State), University of California Los Angeles, Massachusetts Institute of Technology, Chongqing University of Posts and Telecommunications, and University of Illinois at Urbana-Champaign.
A logo that appears on this page was crowdsourced on Crowdspring.
The Math Encounters presentation of May 4, 2016, at the National Museum of Mathematics in New York, titled Saving Face: Information Tricks for Love and Life, focused on Shannon's work in Information Theory. A video recording and other material are available.
Awards and honors list
The Claude E. Shannon Award was established in his honor; he was also its first recipient, in 1972.
Stuart Ballantine Medal of the Franklin Institute, 1955
Harvey Prize, the Technion of Haifa, Israel, 1972
Alfred Noble Prize, 1939 (award of civil engineering societies in the US)
National Medal of Science, 1966, presented by President Lyndon B. Johnson
Kyoto Prize, 1985
Morris Liebmann Memorial Prize of the Institute of Radio Engineers, 1949
United States National Academy of Sciences, 1956
Medal of Honor of the Institute of Electrical and Electronics Engineers, 1966
Golden Plate Award of the American Academy of Achievement, 1967
Royal Netherlands Academy of Arts and Sciences (KNAW), foreign member, 1975
Basic Research Award, Eduard Rhein Foundation, Germany, 1991
Marconi Society Lifetime Achievement Award, 2000
Selected works
Claude E. Shannon: A Symbolic Analysis of Relay and Switching Circuits, master's thesis, MIT, 1937.
Claude E. Shannon: "A Mathematical Theory of Communication", Bell System Technical Journal, Vol. 27, pp. 379–423, 623–656, 1948 (abstract).
Claude E. Shannon and Warren Weaver: The Mathematical Theory of Communication. The University of Illinois Press, Urbana, Illinois, 1949.
See also
Beta distribution
Binary code
Block cipher
Boolean algebra
Channel capacity
Claude E. Shannon Award
Computer chess
Confusion and diffusion
Data compression
Digital electronics
Digital Revolution
Digital subscriber line
Edge coloring
Entropy (information theory)
Entropy in information theory
Entropy power inequality
Error-correcting codes with feedback
Evaluation function
Financial signal processing
Information entropy
Information processing
Information theory
Information-theoretic security
Innovation (signal processing)
Key size
List of pioneers in computer science
Logic gate
Logic synthesis
Mathematical Theory of Communication
Models of communication
n-gram
Noisy channel coding theorem
Nyquist–Shannon sampling theorem
One-time pad
Product cipher
Pulse-code modulation
Rate distortion theory
Sampling
Shannon capacity
Shannon entropy
Shannon index
Shannon multigraph
Shannon number
Shannon security
Shannon switching game
Shannon–Fano coding
Shannon–Hartley law
Shannon–Hartley theorem
Shannon's expansion
Shannon's Maxim
Shannon's source coding theorem
Shannon-Weaver model of communication
Signal-flow graph
Stream cipher
Switching circuit theory
Symbolic Analysis of Relay and Switching Circuits
Symbolic dynamics
Uncertainty coefficient
Units of information
Useless machine
Wearable computer
Whittaker–Shannon interpolation formula
References
Further reading
Rethnakaran Pulikkoonattu — Eric W. Weisstein: Mathworld biography of Shannon, Claude Elwood (1916–2001) Shannon, Claude Elwood (1916-2001) -- from Eric Weisstein's World of Scientific Biography
Claude E. Shannon: Programming a Computer for Playing Chess, Philosophical Magazine, Ser.7, Vol. 41, No. 314, March 1950. (Available online under External links below)
David Levy: Computer Gamesmanship: Elements of Intelligent Game Design, Simon & Schuster, 1983.
Mindell, David A., "Automation's Finest Hour: Bell Labs and Automatic Control in World War II", IEEE Control Systems, December 1995, pp. 72–80.
David Mindell, Jérôme Segal, Slava Gerovitch, "From Communications Engineering to Communications Science: Cybernetics and Information Theory in the United States, France, and the Soviet Union" in Walker, Mark (Ed.), Science and Ideology: A Comparative History, Routledge, London, 2003, pp. 66–95.
Poundstone, William, Fortune's Formula, Hill & Wang, 2005,
Gleick, James, The Information: A History, A Theory, A Flood, Pantheon, 2011,
Jimmy Soni and Rob Goodman, A Mind at Play: How Claude Shannon Invented the Information Age, Simon and Schuster, 2017,
Nahin, Paul J., The Logician and the Engineer: How George Boole and Claude Shannon Create the Information Age, Princeton University Press, 2013,
Everett M. Rogers, Claude Shannon's Cryptography Research During World War II and the Mathematical Theory of Communication, 1994 Proceedings of IEEE International Carnahan Conference on Security Technology, pp. 1–5, 1994. Claude Shannon's cryptography research during World War II and the mathematical theory of communication
External links
Guide to the Claude Elwood Shannon papers at the Library of Congress
Claude Elwood Shannon (1916–2001) at the Notices of the American Mathematical Society
1916 births
2001 deaths
American people of World War II
People of the Cold War
American atheists
20th-century American mathematicians
American electrical engineers
American electronics engineers
Control theorists
Neurological disease deaths in Massachusetts
Deaths from Alzheimer's disease
IEEE Medal of Honor recipients
American information theorists
Internet pioneers
Kyoto laureates in Basic Sciences
Massachusetts Institute of Technology alumni
MIT School of Engineering faculty
Institute for Advanced Study visiting scholars
Members of the Royal Netherlands Academy of Arts and Sciences
National Medal of Science laureates
Pre-computer cryptographers
Scientists at Bell Labs
American systems scientists
Modern cryptographers
University of Michigan alumni
Combinatorial game theorists
Probability theorists
Communication theorists
Unicyclists
Foreign Members of the Royal Society
Computer chess people
People from Petoskey, Michigan
Members of the United States National Academy of Sciences
20th-century American engineers
Jugglers
American geneticists
Harvey Prize winners
Burials at Mount Auburn Cemetery | [
101,
7695,
2896,
2615,
10822,
113,
1364,
1476,
117,
4145,
782,
1428,
1572,
117,
1630,
114,
1108,
1126,
1237,
13919,
117,
6538,
3806,
117,
1105,
5354,
6451,
23528,
1227,
1112,
170,
107,
1401,
1104,
1869,
2749,
107,
119,
1249,
170,
1626,
118,
1214,
118,
1385,
3283,
112,
188,
2178,
2377,
1120,
1103,
3559,
2024,
1104,
3529,
113,
13219,
114,
117,
1119,
1724,
1117,
9593,
15107,
1115,
6538,
4683,
1104,
9326,
9016,
1389,
13450,
1180,
9417,
1251,
11730,
18294,
2398,
119,
10822,
4415,
1106,
1103,
1768,
1104,
5354,
21919,
7050,
6834,
1548,
1111,
1569,
3948,
1104,
1103,
1244,
1311,
1219,
1291,
1414,
1563,
117,
1259,
1117,
8148,
1250,
1113,
3463,
16596,
1158,
1105,
5343,
17955,
119,
20599,
6405,
5914,
1109,
10822,
1266,
2077,
1107,
10906,
14617,
117,
3312,
117,
1105,
7695,
1108,
1255,
1107,
170,
2704,
1107,
2721,
25993,
2155,
9144,
119,
1230,
1401,
117,
7695,
8731,
119,
113,
6283,
782,
3729,
114,
1108,
170,
6414,
1105,
1111,
170,
1229,
117,
170,
3942,
1104,
5250,
13859,
1107,
10906,
14617,
119,
1230,
1534,
117,
21264,
6499,
10822,
113,
5522,
782,
2481,
114,
117,
1108,
170,
1846,
3218,
117,
1150,
1145,
1462,
1112,
1103,
3981,
1104,
10906,
14617,
1693,
1323,
119,
7695,
8731,
119,
1108,
170,
12920,
1104,
1203,
3308,
7056,
117,
1229,
21264,
1108,
170,
2027,
1104,
1528,
7162,
119,
2082,
1104,
1103,
1148,
1479,
1201,
1104,
10822,
112,
188,
1297,
1127,
2097,
1107,
10906,
14617,
117,
1187,
1119,
2323,
1470,
1278,
117,
6282,
1121,
10906,
14617,
1693,
1323,
1107,
3833,
119,
10822,
2799,
1126,
24753,
2019,
6676,
1105,
6538,
1614,
119,
1230,
1436,
5174,
1127,
2598,
1105,
6686,
119,
1335,
1313,
1119,
3033,
1216,
5197,
1112,
3584,
1104,
10025,
117,
170,
2070,
118,
4013,
2235,
3499,
1105,
170,
2927,
4774,
118,
7700,
22821,
1449,
1106,
170,
1910,
112,
188,
1402,
170,
1544,
118,
2837,
1283,
119,
1799,
2898,
1146,
117,
1119,
1145,
1589,
1112,
170,
17957,
1111,
1103,
2102,
1913,
1419,
119,
10822,
112,
188,
5153,
6485,
1108,
1819,
18221,
117,
1150,
1119,
1224,
3560,
1108,
170,
6531,
5009,
119,
2695,
10822,
1105,
18221,
1127,
8395,
1104,
1287,
25868,
113,
7690,
1580,
782,
18030,
1477,
114,
117,
170,
5929,
2301,
1105,
1126,
13596,
1104,
1242,
6019,
1234,
119,
23437,
15329,
1130,
3833,
117,
10822,
2242,
1103,
1239,
1104,
3312,
117,
1187,
1119,
1108,
2234,
1106,
1103,
1250,
1104,
1667,
9326,
9016,
119,
1124,
3024,
1107,
3419,
1114,
1160,
8091,
112,
188,
4842,
131,
1141,
1107,
6538,
3752,
1105,
1103,
1168,
1107,
6686,
119,
1130,
3419,
117,
10822,
1310,
1117,
4469,
2527,
1107,
6538,
3752,
1120,
13219,
117,
1187,
1119,
1589,
1113,
3605,
1673,
8997,
6096,
112,
188,
12630,
19774,
1197,
117,
1126,
1346,
13022,
2775,
119,
1799,
5076,
1103,
8277,
8050,
16358,
1665,
15329,
1104,
1142,
19774,
1197,
117,
10822,
2011,
12806,
15329,
1359,
1113,
9326,
9016,
112,
188,
8550,
119,
1130,
3493,
117,
1119,
1724,
1117,
3283,
112,
188,
2178,
9593,
117,
138,
156,
17162,
21022,
12504,
1104,
11336,
6622,
1105,
156,
18548,
1158,
7887,
1116,
119,
138,
2526,
1121,
1142,
9593,
1108,
1502,
1107,
3412,
119,
1130,
1142,
1250,
117,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
In mathematics, the continuum hypothesis (abbreviated CH) is a hypothesis about the possible sizes of infinite sets. It states:
In Zermelo–Fraenkel set theory with the axiom of choice (ZFC), this is equivalent to the following equation in aleph numbers: .
The continuum hypothesis was advanced by Georg Cantor in 1878, and establishing its truth or falsehood is the first of Hilbert's 23 problems presented in 1900. The answer to this problem is independent of ZFC, so that either the continuum hypothesis or its negation can be added as an axiom to ZFC set theory, with the resulting theory being consistent if and only if ZFC is consistent. This independence was proved in 1963 by Paul Cohen, complementing earlier work by Kurt Gödel in 1940.
The name of the hypothesis comes from the term the continuum for the real numbers.
History
Cantor believed the continuum hypothesis to be true and for many years tried in vain to prove it. It became the first on David Hilbert's list of important open questions that was presented at the International Congress of Mathematicians in the year 1900 in Paris. Axiomatic set theory was at that point not yet formulated.
Kurt Gödel proved in 1940 that the negation of the continuum hypothesis, i.e., the existence of a set with intermediate cardinality, could not be proved in standard set theory. The second half of the independence of the continuum hypothesis – i.e., unprovability of the nonexistence of an intermediate-sized set – was proved in 1963 by Paul Cohen.
Cardinality of infinite sets
Two sets are said to have the same cardinality or cardinal number if there exists a bijection (a one-to-one correspondence) between them. Intuitively, for two sets S and T to have the same cardinality means that it is possible to "pair off" elements of S with elements of T in such a fashion that every element of S is paired off with exactly one element of T and vice versa. Hence, the set {banana, apple, pear} has the same cardinality as {yellow, red, green}.
With infinite sets such as the set of integers or rational numbers, the existence of a bijection between two sets becomes more difficult to demonstrate. The rational numbers seemingly form a counterexample to the continuum hypothesis: the integers form a proper subset of the rationals, which themselves form a proper subset of the reals, so intuitively, there are more rational numbers than integers and more real numbers than rational numbers. However, this intuitive analysis is flawed; it does not take proper account of the fact that all three sets are infinite. It turns out the rational numbers can actually be placed in one-to-one correspondence with the integers, and therefore the set of rational numbers is the same size (cardinality) as the set of integers: they are both countable sets.
Cantor gave two proofs that the cardinality of the set of integers is strictly smaller than that of the set of real numbers (see Cantor's first uncountability proof and Cantor's diagonal argument). His proofs, however, give no indication of the extent to which the cardinality of the integers is less than that of the real numbers. Cantor proposed the continuum hypothesis as a possible solution to this question.
The continuum hypothesis states that the set of real numbers has minimal possible cardinality which is greater than the cardinality of the set of integers. That is, every set, S, of real numbers can either be mapped one-to-one into the integers or the real numbers can be mapped one-to-one into S. As the real numbers are equinumerous with the powerset of the integers, and the continuum hypothesis says that there is no set for which .
Assuming the axiom of choice, there is a smallest cardinal number greater than , and the continuum hypothesis is in turn equivalent to the equality .
Independence from ZFC
The independence of the continuum hypothesis (CH) from Zermelo–Fraenkel set theory (ZF) follows from combined work of Kurt Gödel and Paul Cohen.
Gödel showed that CH cannot be disproved from ZF, even if the axiom of choice (AC) is adopted (making ZFC). Gödel's proof shows that CH and AC both hold in the constructible universe L, an inner model of ZF set theory, assuming only the axioms of ZF. The existence of an inner model of ZF in which additional axioms hold shows that the additional axioms are consistent with ZF, provided ZF itself is consistent. The latter condition cannot be proved in ZF itself, due to Gödel's incompleteness theorems, but is widely believed to be true and can be proved in stronger set theories.
Cohen showed that CH cannot be proven from the ZFC axioms, completing the overall independence proof. To prove his result, Cohen developed the method of forcing, which has become a standard tool in set theory. Essentially, this method begins with a model of ZF in which CH holds, and constructs another model which contains more sets than the original, in a way that CH does not hold in the new model. Cohen was awarded the Fields Medal in 1966 for his proof.
The independence proof just described shows that CH is independent of ZFC. Further research has shown that CH is independent of all known large cardinal axioms in the context of ZFC. Moreover, it has been shown that the cardinality of the continuum can be any cardinal consistent with König's theorem. A result of Solovay, proved shortly after Cohen's result on the independence of the continuum hypothesis, shows that in any model of ZFC, if is a cardinal of uncountable cofinality, then there is a forcing extension in which . However, per König's theorem, it is not consistent to assume is or or any cardinal with cofinality .
The continuum hypothesis is closely related to many statements in analysis, point set topology and measure theory. As a result of its independence, many substantial conjectures in those fields have subsequently been shown to be independent as well.
The independence from ZFC means that proving or disproving the CH within ZFC is impossible. However, Gödel and Cohen's negative results are not universally accepted as disposing of all interest in the continuum hypothesis. Hilbert's problem remains an active topic of research; see Woodin and Peter Koellner for an overview of the current research status.
The continuum hypothesis was not the first statement shown to be independent of ZFC. An immediate consequence of Gödel's incompleteness theorem, which was published in 1931, is that there is a formal statement (one for each appropriate Gödel numbering scheme) expressing the consistency of ZFC that is independent of ZFC, assuming that ZFC is consistent. The continuum hypothesis and the axiom of choice were among the first mathematical statements shown to be independent of ZF set theory.
Arguments for and against the continuum hypothesis
Gödel believed that CH is false, and that his proof that CH is consistent with ZFC only shows that the Zermelo–Fraenkel axioms do not adequately characterize the universe of sets. Gödel was a platonist and therefore had no problems with asserting the truth and falsehood of statements independent of their provability. Cohen, though a formalist, also tended towards rejecting CH.
Historically, mathematicians who favored a "rich" and "large" universe of sets were against CH, while those favoring a "neat" and "controllable" universe favored CH. Parallel arguments were made for and against the axiom of constructibility, which implies CH. More recently, Matthew Foreman has pointed out that ontological maximalism can actually be used to argue in favor of CH, because among models that have the same reals, models with "more" sets of reals have a better chance of satisfying CH.
Another viewpoint is that the conception of set is not specific enough to determine whether CH is true or false. This viewpoint was advanced as early as 1923 by Skolem, even before Gödel's first incompleteness theorem. Skolem argued on the basis of what is now known as Skolem's paradox, and it was later supported by the independence of CH from the axioms of ZFC since these axioms are enough to establish the elementary properties of sets and cardinalities. In order to argue against this viewpoint, it would be sufficient to demonstrate new axioms that are supported by intuition and resolve CH in one direction or another. Although the axiom of constructibility does resolve CH, it is not generally considered to be intuitively true any more than CH is generally considered to be false.
At least two other axioms have been proposed that have implications for the continuum hypothesis, although these axioms have not currently found wide acceptance in the mathematical community. In 1986, Chris Freiling presented an argument against CH by showing that the negation of CH is equivalent to Freiling's axiom of symmetry, a statement derived by arguing from particular intuitions about probabilities. Freiling believes this axiom is "intuitively true" but others have disagreed.
A difficult argument against CH developed by W. Hugh Woodin has attracted considerable attention since the year 2000. Foreman does not reject Woodin's argument outright but urges caution. Woodin proposed a new hypothesis that he labeled the , or "Star axiom". The Star axiom would imply that is , thus falsifying CH. The Star axiom was bolstered by an independent May 2021 proof showing the Star axiom can be derived from a variation of Martin's maximum. However, Woodin stated in the 2010s that he now instead believes CH to be true, based on his belief in his new "ultimate L" conjecture.
Solomon Feferman has argued that CH is not a definite mathematical problem. He proposes a theory of "definiteness" using a semi-intuitionistic subsystem of ZF that accepts classical logic for bounded quantifiers but uses intuitionistic logic for unbounded ones, and suggests that a proposition is mathematically "definite" if the semi-intuitionistic theory can prove . He conjectures that CH is not definite according to this notion, and proposes that CH should, therefore, be considered not to have a truth value. Peter Koellner wrote a critical commentary on Feferman's article.
Joel David Hamkins proposes a multiverse approach to set theory and argues that "the continuum hypothesis is settled on the multiverse view by our extensive knowledge about how it behaves in the multiverse, and, as a result, it can no longer be settled in the manner formerly hoped for". In a related vein, Saharon Shelah wrote that he does "not agree with the pure Platonic view that the interesting problems in set theory can be decided, that we just have to discover the additional axiom. My mental picture is that we have many possible set theories, all conforming to ZFC".
The generalized continuum hypothesis
The generalized continuum hypothesis (GCH) states that if an infinite set's cardinality lies between that of an infinite set S and that of the power set of S, then it has the same cardinality as either S or . That is, for any infinite cardinal there is no cardinal such that . GCH is equivalent to:
for every ordinal (occasionally called Cantor's aleph hypothesis).
The beth numbers provide an alternate notation for this condition: for every ordinal . The continuum hypothesis is the special case for the ordinal . GCH was first suggested by Philip Jourdain. For the early history of GCH, see Moore.
Like CH, GCH is also independent of ZFC, but Sierpiński proved that ZF + GCH implies the axiom of choice (AC) (and therefore the negation of the axiom of determinacy, AD), so choice and GCH are not independent in ZF; there are no models of ZF in which GCH holds and AC fails. To prove this, Sierpiński showed GCH implies that every cardinality n is smaller than some aleph number, and thus can be ordered. This is done by showing that n is smaller than which is smaller than its own Hartogs number—this uses the equality ; for the full proof, see Gillman.
Kurt Gödel showed that GCH is a consequence of ZF + V=L (the axiom that every set is constructible relative to the ordinals), and is therefore consistent with ZFC. As GCH implies CH, Cohen's model in which CH fails is a model in which GCH fails, and thus GCH is not provable from ZFC. W. B. Easton used the method of forcing developed by Cohen to prove Easton's theorem, which shows it is consistent with ZFC for arbitrarily large cardinals to fail to satisfy . Much later, Foreman and Woodin proved that (assuming the consistency of very large cardinals) it is consistent that holds for every infinite cardinal . Later Woodin extended this by showing the consistency of for every . Carmi Merimovich showed that, for each n ≥ 1, it is consistent with ZFC that for each κ, 2κ is the nth successor of κ. On the other hand, László Patai proved that if γ is an ordinal and for each infinite cardinal κ, 2κ is the γth successor of κ, then γ is finite.
For any infinite sets A and B, if there is an injection from A to B then there is an injection from subsets of A to subsets of B. Thus for any infinite cardinals A and B, . If A and B are finite, the stronger inequality holds. GCH implies that this strict, stronger inequality holds for infinite cardinals as well as finite cardinals.
Implications of GCH for cardinal exponentiation
Although the generalized continuum hypothesis refers directly only to cardinal exponentiation with 2 as the base, one can deduce from it the values of cardinal exponentiation in all cases. GCH implies that:
when α ≤ β+1;
when β+1 < α and , where cf is the cofinality operation; and
when β+1 < α and .
The first equality (when α ≤ β+1) follows from:
, while:
;
The third equality (when β+1 < α and ) follows from:
, by König's theorem, while:
Where, for every γ, GCH is used for equating and ; is used as it is equivalent to the axiom of choice.
See also
Beth number
Cardinality
Ω-logic
Wetzel's problem
References
Sources
Further reading
Gödel, K.: What is Cantor's Continuum Problem?, reprinted in Benacerraf and Putnam's collection Philosophy of Mathematics, 2nd ed., Cambridge University Press, 1983. An outline of Gödel's arguments against CH.
Martin, D. (1976). "Hilbert's first problem: the continuum hypothesis," in Mathematical Developments Arising from Hilbert's Problems, Proceedings of Symposia in Pure Mathematics XXVIII, F. Browder, editor. American Mathematical Society, 1976, pp. 81–92.
External links
Forcing (mathematics)
Independence results
Basic concepts in infinite set theory
Hilbert's problems
Infinity
Hypotheses
Cardinal numbers
Undecidable conjectures | [
101,
1130,
6686,
117,
1103,
14255,
25379,
11066,
113,
12258,
24890,
114,
1110,
170,
11066,
1164,
1103,
1936,
10855,
1104,
13157,
3741,
119,
1135,
2231,
131,
1130,
163,
1200,
10212,
1186,
782,
13359,
27237,
13622,
1383,
2749,
1114,
1103,
170,
8745,
4165,
1104,
3026,
113,
163,
12323,
114,
117,
1142,
1110,
4976,
1106,
1103,
1378,
8381,
1107,
23280,
7880,
2849,
131,
119,
1109,
14255,
25379,
11066,
1108,
3682,
1118,
12171,
2825,
2772,
1107,
6723,
117,
1105,
7046,
1157,
3062,
1137,
6014,
5914,
1110,
1103,
1148,
1104,
8790,
16985,
112,
188,
1695,
2645,
2756,
1107,
4337,
119,
1109,
2590,
1106,
1142,
2463,
1110,
2457,
1104,
163,
12323,
117,
1177,
1115,
1719,
1103,
14255,
25379,
11066,
1137,
1157,
24928,
10716,
1169,
1129,
1896,
1112,
1126,
170,
8745,
4165,
1106,
163,
12323,
1383,
2749,
117,
1114,
1103,
3694,
2749,
1217,
8080,
1191,
1105,
1178,
1191,
163,
12323,
1110,
8080,
119,
1188,
4574,
1108,
4132,
1107,
2826,
1118,
1795,
9735,
117,
14348,
1158,
2206,
1250,
1118,
9426,
144,
19593,
6738,
1107,
3020,
119,
1109,
1271,
1104,
1103,
11066,
2502,
1121,
1103,
1858,
1103,
14255,
25379,
1111,
1103,
1842,
2849,
119,
2892,
2825,
2772,
2475,
1103,
14255,
25379,
11066,
1106,
1129,
2276,
1105,
1111,
1242,
1201,
1793,
1107,
18329,
1106,
5424,
1122,
119,
1135,
1245,
1103,
1148,
1113,
1681,
8790,
16985,
112,
188,
2190,
1104,
1696,
1501,
3243,
1115,
1108,
2756,
1120,
1103,
1570,
2757,
1104,
15112,
14494,
2941,
5895,
1107,
1103,
1214,
4337,
1107,
2123,
119,
138,
8745,
7903,
2941,
1383,
2749,
1108,
1120,
1115,
1553,
1136,
1870,
21650,
119,
9426,
144,
19593,
6738,
4132,
1107,
3020,
1115,
1103,
24928,
10716,
1104,
1103,
14255,
25379,
11066,
117,
178,
119,
174,
119,
117,
1103,
3796,
1104,
170,
1383,
1114,
9533,
15058,
1785,
117,
1180,
1136,
1129,
4132,
1107,
2530,
1383,
2749,
119,
1109,
1248,
1544,
1104,
1103,
4574,
1104,
1103,
14255,
25379,
11066,
782,
178,
119,
174,
119,
117,
8362,
1643,
12316,
6328,
1104,
1103,
3839,
8745,
15874,
2093,
1104,
1126,
9533,
118,
6956,
1383,
782,
1108,
4132,
1107,
2826,
1118,
1795,
9735,
119,
8538,
1785,
1104,
13157,
3741,
1960,
3741,
1132,
1163,
1106,
1138,
1103,
1269,
15058,
1785,
1137,
15058,
1295,
1191,
1175,
5903,
170,
16516,
26857,
113,
170,
1141,
118,
1106,
118,
1141,
12052,
114,
1206,
1172,
119,
1130,
7926,
8588,
1193,
117,
1111,
1160,
3741,
156,
1105,
157,
1106,
1138,
1103,
1269,
15058,
1785,
2086,
1115,
1122,
1110,
1936,
1106,
107,
3111,
1228,
107,
3050,
1104,
156,
1114,
3050,
1104,
157,
1107,
1216,
170,
4633,
1115,
1451,
5290,
1104,
156,
1110,
13185,
1228,
1114,
2839,
1141,
5290,
1104,
157,
1105,
4711,
21003,
119,
13615,
117,
1103,
1383,
196,
21806,
117,
12075,
117,
185,
19386,
198,
1144,
1103,
1269,
15058,
1785,
1112,
196,
3431,
117,
1894,
117,
2448,
198,
119,
1556,
13157,
3741,
1216,
1112,
1103,
1383,
1104,
27264,
1137,
12478,
2849,
117,
1103,
3796,
1104,
170,
16516,
26857,
1206,
1160,
3741,
3316,
1167,
2846,
1106,
10541,
119,
1109,
12478,
2849,
9321,
1532,
170,
4073,
11708,
26671,
1106,
1103,
14255,
25379,
11066,
131,
1103,
27264,
1532,
170,
4778,
18005,
1104,
1103,
12478,
1116,
117,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
A coma is a deep state of prolonged unconsciousness in which a person cannot be awakened, fails to respond normally to painful stimuli, light, or sound, lacks a normal wake-sleep cycle and does not initiate voluntary actions. Coma patients exhibit a complete absence of wakefulness and are unable to consciously feel, speak or move. Comas can be derived by natural causes, or can be medically induced.
Clinically, a coma can be defined as the inability consistently to follow a one-step command. It can also be defined as a score of ≤ 8 on the Glasgow Coma Scale (GCS) lasting ≥ 6 hours. For a patient to maintain consciousness, the components of wakefulness and awareness must be maintained. Wakefulness describes the quantitative degree of consciousness, whereas awareness relates to the qualitative aspects of the functions mediated by the cortex, including cognitive abilities such as attention, sensory perception, explicit memory, language, the execution of tasks, temporal and spatial orientation and reality judgment. From a neurological perspective, consciousness is maintained by the activation of the cerebral cortex—the gray matter that forms the outer layer of the brain—and by the reticular activating system (RAS), a structure located within the brainstem.
Etymology
The term 'coma', from the Greek koma, meaning deep sleep, had already been used in the Hippocratic corpus (Epidemica) and later by Galen (second century AD). Subsequently, it was hardly used in the known literature up to the middle of the 17th century. The term is found again in Thomas Willis' (1621–1675) influential De anima brutorum (1672), where lethargy (pathological sleep), 'coma' (heavy sleeping), carus (deprivation of the senses) and apoplexy (into which carus could turn and which he localized in the white matter) are mentioned. The term carus is also derived from Greek, where it can be found in the roots of several words meaning soporific or sleepy. It can still be found in the root of the term 'carotid'. Thomas Sydenham (1624–89) mentioned the term 'coma' in several cases of fever (Sydenham, 1685).
Signs and symptoms
General symptoms of a person in a comatose state are:
Inability to voluntarily open the eyes
A non-existent sleep-wake cycle
Lack of response to physical (painful) or verbal stimuli
Depressed brainstem reflexes, such as pupils not responding to light
Irregular breathing
Scores between 3 and 8 on the Glasgow Coma Scale
Causes
Many types of problems can cause a coma. Forty percent of comatose states result from drug poisoning. Certain drug use under certain conditions can damage or weaken the synaptic functioning in the ascending reticular activating system (ARAS) and keep the system from properly functioning to arouse the brain. Secondary effects of drugs, which include abnormal heart rate and blood pressure, as well as abnormal breathing and sweating, may also indirectly harm the functioning of the ARAS and lead to a coma. Given that drug poisoning is the cause for a large portion of patients in a coma, hospitals first test all comatose patients by observing pupil size and eye movement, through the vestibular-ocular reflex. (See Diagnosis below.)
The second most common cause of coma, which makes up about 25% of cases, is lack of oxygen, generally resulting from cardiac arrest. The Central Nervous System (CNS) requires a great deal of oxygen for its neurons. Oxygen deprivation in the brain, also known as hypoxia, causes sodium and calcium from outside of the neurons to decrease and intracellular calcium to increase, which harms neuron communication. Lack of oxygen in the brain also causes ATP exhaustion and cellular breakdown from cytoskeleton damage and nitric oxide production.
Twenty percent of comatose states result from the side effects of a stroke. During a stroke, blood flow to part of the brain is restricted or blocked. An ischemic stroke, brain hemorrhage, or tumor may cause restriction of blood flow. Lack of blood to cells in the brain prevents oxygen from getting to the neurons, and consequently causes cells to become disrupted and die. As brain cells die, brain tissue continues to deteriorate, which may affect the functioning of the ARAS.
The remaining 15% of comatose cases result from trauma, excessive blood loss, malnutrition, hypothermia, hyperthermia, abnormal glucose levels, and many other biological disorders. Furthermore, studies show that 1 out of 8 patients with traumatic brain injury experience a comatose state.
Pathophysiology
Injury to either or both of the cerebral cortex or the reticular activating system (RAS) is sufficient to cause a person to enter coma.
The cerebral cortex is the outer layer of neural tissue of the cerebrum of the brain. The cerebral cortex is composed of gray matter which consists of the nuclei of neurons, whereas the inner portion of the cerebrum is composed of white matter and is composed of the axons of neuron. White matter is responsible for perception, relay of the sensory input via the thalamic pathway, and many other neurological functions, including complex thinking.
The RAS, on the other hand, is a more primitive structure in the brainstem which includes the reticular formation (RF). The RAS has two tracts, the ascending and descending tract. The ascending track, or ascending reticular activating system (ARAS), is made up of a system of acetylcholine-producing neurons, and works to arouse and wake up the brain. Arousal of the brain begins from the RF, through the thalamus, and then finally to the cerebral cortex. Any impairment in ARAS functioning, a neuronal dysfunction, along the arousal pathway stated directly above, prevents the body from being aware of its surroundings. Without the arousal and consciousness centers, the body cannot awaken, remaining in a comatose state.
The severity and mode of onset of coma depends on the underlying cause. There are two main subdivisions of a coma: structural and diffuse neuronal. A structural cause, for example, is brought upon by a mechanical force that brings about cellular damage, such as physical pressure or a blockage in neural transmission. While a diffuse cause is limited to aberrations of cellular function, that fall under a metabolic or toxic subgroup. Toxin-induced comas are caused by extrinsic substances, whereas metabolic-induced comas are caused by intrinsic processes, such as body thermoregulation or ionic imbalances(e.g. sodium). For instance, severe hypoglycemia (low blood sugar) or hypercapnia (increased carbon dioxide levels in the blood) are examples of a metabolic diffuse neuronal dysfunction. Hypoglycemia or hypercapnia initially cause mild agitation and confusion, but progress to obtundation, stupor, and finally, complete unconsciousness. In contrast, coma resulting from a severe traumatic brain injury or subarachnoid hemorrhage can be instantaneous. The mode of onset may therefore be indicative of the underlying cause.
Structural and diffuse causes of coma are not isolated from one another, as one can lead to the other in some situations. For instance, coma induced by a diffuse metabolic process, such as hypoglycemia, can result in a structural coma if it is not resolved. Another example is if cerebral edema, a diffuse dysfunction, leads to ischemia of the brainstem, a structural issue, due to the blockage of the circulation in the brain.
Diagnosis
Although diagnosis of coma is simple, investigating the underlying cause of onset can be rather challenging. As such, after gaining stabilization of the patient's airways, breathing and circulation (the basic ABCs) various diagnostic tests, such as physical examinations and imaging tools (CT scan, MRI, etc.) are employed to access the underlying cause of the coma.
When an unconscious person enters a hospital, the hospital utilizes a series of diagnostic steps to identify the cause of unconsciousness. According to Young, the following steps should be taken when dealing with a patient possibly in a coma:
Perform a general examination and medical history check
Make sure the patient is in an actual comatose state and is not in a locked-in state or experiencing psychogenic unresponsiveness. Patients with locked-in syndrome present with voluntary movement their eyes, whereas patients suffering from psychogenic comas, demonstrate active resistance to passive opening of the eyelids, with the eyelids closing abruptly and completely when the lifted upper eyelid is released (rather than slowly, asymmetrically and incompletely as seen in comas due to organic causes).
Find the site of the brain that may be causing coma (i.e., brainstem, back of brain...) and assess the severity of the coma with the Glasgow Coma Scale
Take blood work to see if drugs were involved or if it was a result of hypoventilation/hyperventilation
Check for levels of “serum glucose, calcium, sodium, potassium, magnesium, phosphate, urea, and creatinine”
Perform brain scans to observe any abnormal brain functioning using either CT or MRI scans
Continue to monitor brain waves and identify seizures of patient using EEGs
Initial evaluation
In the initial assessment of coma, it is common to gauge the level of consciousness on the AVPU (alert, vocal stimuli, painful stimuli, unresponsive) scale by spontaneously exhibiting actions and, assessing the patient's response to vocal and painful stimuli. More elaborate scales, such as the Glasgow Coma Scale, quantify an individual's reactions such as eye opening, movement and verbal response in order to indicate their extent of brain injury. The patient's score can vary from a score of 3 (indicating severe brain injury and death) to 15 (indicating mild or no brain injury).
In those with deep unconsciousness, there is a risk of asphyxiation as the control over the muscles in the face and throat is diminished. As a result, those presenting to a hospital with coma are typically assessed for this risk ("airway management"). If the risk of asphyxiation is deemed high, doctors may use various devices (such as an oropharyngeal airway, nasopharyngeal airway or endotracheal tube) to safeguard the airway.
Imaging and testing
Imaging basically encompasses computed tomography (CAT or CT) scan of the brain, or MRI for example, and is performed to identify specific causes of the coma, such as hemorrhage in the brain or herniation of the brain structures. Special tests such as an EEG can also show a lot about the activity level of the cortex such as semantic processing, presence of seizures, and are important available tools not only for the assessment of the cortical activity but also for predicting the likelihood of the patient's awakening. The autonomous responses such as the skin conductance response may also provide further insight on the patient's emotional processing.
In the treatment of traumatic brain injury (TBI), there are 4 examination methods that have proved useful: skull x-ray, angiography, computed tomography (CT), and magnetic resonance imaging (MRI). The skull x-ray can detect linear fractures, impression fractures (expression fractures) and burst fractures. Angiography is used on rare occasions for TBIs i.e. when there is suspicion of an aneurysm, carotid sinus fistula, traumatic vascular occlusion, and vascular dissection. A CT can detect changes in density between the brain tissue and hemorrhages like subdural and intracerebral hemorrhages. MRIs are not the first choice in emergencies because of the long scanning times and because fractures cannot be detected as well as CT. MRIs are used for the imaging of soft tissues and lesions in the posterior fossa which cannot be found with the use of CT.
Body movements
Assessment of the brainstem and cortical function through special reflex tests such as the oculocephalic reflex test (doll's eyes test), oculovestibular reflex test (cold caloric test), corneal reflex, and the gag reflex. Reflexes are a good indicator of what cranial nerves are still intact and functioning and is an important part of the physical exam. Due to the unconscious status of the patient, only a limited number of the nerves can be assessed. These include the cranial nerves number 2 (CN II), number 3 (CN III), number 5 (CN V), number 7 (CN VII), and cranial nerves 9 and 10 (CN IX, CN X).
Assessment of posture and physique is the next step. It involves general observation about the patient's positioning. There are often two stereotypical postures seen in comatose patients. Decorticate posturing is a stereotypical posturing in which the patient has arms flexed at the elbow, and arms adducted toward the body, with both legs extended. Decerebrate posturing is a stereotypical posturing in which the legs are similarly extended (stretched), but the arms are also stretched (extended at the elbow). The posturing is critical since it indicates where the damage is in the central nervous system. A decorticate posturing indicates a lesion (a point of damage) at or above the red nucleus, whereas a decerebrate posturing indicates a lesion at or below the red nucleus. In other words, a decorticate lesion is closer to the cortex, as opposed to a decerebrate posturing which indicates that the lesion is closer to the brainstem.
Pupil size
Pupil assessment is often a critical portion of a comatose examination, as it can give information as to the cause of the coma; the following table is a technical, medical guideline for common pupil findings and their possible interpretations:
Severity
A coma can be classified as (1) supratentorial (above Tentorium cerebelli), (2) infratentorial (below Tentorium cerebelli), (3) metabolic or (4) diffused. This classification is merely dependent on the position of the original damage that caused the coma, and does not correlate with severity or the prognosis. The severity of coma impairment however is categorized into several levels. Patients may or may not progress through these levels. In the first level, the brain responsiveness lessens, normal reflexes are lost, the patient no longer responds to pain and cannot hear.
The Rancho Los Amigos Scale is a complex scale that has eight separate levels, and is often used in the first few weeks or months of coma while the patient is under closer observation, and when shifts between levels are more frequent.
Treatment
Treatment for people in a coma will depend on the severity and cause of the comatose state. Upon admittance to an emergency department, coma patients will usually be placed in an Intensive Care Unit (ICU) immediately, where maintenance of the patient's respiration and circulation become a first priority. Stability of their respiration and circulation is sustained through the use of intubation, ventilation, administration of intravenous fluids or blood and other supportive care as needed.
Continued care
Once a patient is stable and no longer in immediate danger, there may be a shift of priority from stabilizing the patient to maintaining the state of their physical wellbeing. Moving patients every 2–3 hours by turning them side to side is crucial to avoiding bed sores as a result of being confined to a bed. Moving patients through the use of physical therapy also aids in preventing atelectasis, contractures or other orthopedic deformities which would interfere with a coma patient's recovery.
Pneumonia is also common in coma patients due to their inability to swallow which can then lead to aspiration. A coma patient's lack of a gag reflex and use of a feeding tube can result in food, drink or other solid organic matter being lodged within their lower respiratory tract (from the trachea to the lungs). This trapping of matter in their lower respiratory tract can ultimately lead to infection, resulting in aspiration pneumonia.
Coma patients may also deal with restlessness or seizures. As such, soft cloth restraints may be used to prevent them from pulling on tubes or dressings and side rails on the bed should be kept up to prevent patients from falling.
Caregivers
Coma has a wide variety of emotional reactions from the family members of the affected patients, as well as the primary care givers taking care of the patients. Research has shown that the severity of injury causing coma was found to have no significant impact compared to how much time has passed since the injury occurred. Common reactions, such as desperation, anger, frustration, and denial are possible. The focus of the patient care should be on creating an amicable relationship with the family members or dependents of a comatose patient as well as creating a rapport with the medical staff. Although there is heavy importance of a primary care taker, secondary care takers can play a supporting role to temporarily relieve the primary care taker's burden of tasks.
Prognosis
Comas can last from several days to, in particularly extreme cases, years. After this time, some patients gradually come out of the coma, some progress to a vegetative state, and others die. Some patients who have entered a vegetative state go on to regain a degree of awareness and in some cases, may remain in vegetative state for years or even decades (the longest recorded period being 42 years).
Predicted chances of recovery will differ depending on which techniques were used to measure the patient's severity of neurological damage. Predictions of recovery are based on statistical rates, expressed as the level of chance the person has of recovering. Time is the best general predictor of a chance of recovery. For example, after four months of coma caused by brain damage, the chance of partial recovery is less than 15%, and the chance of full recovery is very low.
The outcome for coma and vegetative state depends on the cause, location, severity and extent of neurological damage. A deeper coma alone does not necessarily mean a slimmer chance of recovery, similarly, milder comas do not ensure higher chances of recovery. The most common cause of death for a person in a vegetative state is secondary infection such as pneumonia, which can occur in patients who lie still for extended periods.
Recovery
People may emerge from a coma with a combination of physical, intellectual, and psychological difficulties that need special attention. It is common for coma patients to awaken in a profound state of confusion and suffer from dysarthria, the inability to articulate any speech. Recovery usually occurs gradually. In the first days, patients may only awaken for a few minutes, with increased duration of wakefulness as their recovery progresses and may eventually recover full awareness. That said, some patients may never progress beyond very basic responses.
There are reports of people coming out of a coma after long periods of time. After 19 years in a minimally conscious state, Terry Wallis spontaneously began speaking and regained awareness of his surroundings.
A brain-damaged man, trapped in a coma-like state for six years, was brought back to consciousness in 2003 by doctors who planted electrodes deep inside his brain. The method, called deep brain stimulation (DBS) successfully roused communication, complex movement and eating ability in the 38-year-old American man who suffered a traumatic brain injury. His injuries left him in a minimally conscious state (MCS), a condition akin to a coma but characterized by occasional, but brief, evidence of environmental and self-awareness that coma patients lack.
Society and culture
Research by Dr. Eelco Wijdicks on the depiction of comas in movies was published in Neurology in May 2006. Dr. Wijdicks studied 30 films (made between 1970 and 2004) that portrayed actors in prolonged comas, and he concluded that only two films accurately depicted the state of a coma victim and the agony of waiting for a patient to awaken: Reversal of Fortune (1990) and The Dreamlife of Angels (1998). The remaining 28 were criticized for portraying miraculous awakenings with no lasting side effects, unrealistic depictions of treatments and equipment required, and comatose patients remaining muscular and tanned.
Bioethics
A person in a coma is said to be in an unconscious state. Perspectives on personhood, identity and consciousness come into play when discussing the metaphysical and bioethical views on comas.
It has been argued that unawareness should be just as ethically relevant and important as a state of awareness and that there should be metaphysical support of unawareness as a state.
In the ethical discussions about disorders of consciousness (DOCs), two abilities are usually considered as central: experiencing well-being and having interests. Well-being can broadly be understood as the positive effect related to what makes life good (according to specific standards) for the individual in question. The only condition for well-being broadly considered is the ability to experience its ‘positiveness’. That said, because experiencing positiveness is a basic emotional process with phylogenetic roots, it is likely to occur at a completely unaware level and therefore, introduces the idea of an unconscious well-being. As such, the ability of having interests, is crucial for describing two abilities which those with comas are deficient in. Having an interest in a certain domain can be understood as having a stake in something that can affect what makes our life good in that domain. An interest is what directly and immediately improves life from a certain point of view or within a particular domain, or greatly increases the likelihood of life improvement enabling the subject to realize some good. That said, sensitivity to reward signals is a fundamental element in the learning process, both consciously and unconsciously. Moreover, the unconscious brain is able to interact with its surroundings in a meaningful way and to produce meaningful information processing of stimuli coming from the external environment, including other people.
According to Hawkins, "1. A life is good if the subject is able to value, or more basically if the subject is able to care. Importantly, Hawkins stresses that caring has no need for cognitive commitment, i.e. for high-level cognitive activities: it requires being able to distinguish something, track it for a while, recognize it over time, and have certain emotional dispositions vis-à-vis something. 2. A life is good if the subject has the capacity for relationship with others, i.e. for meaningfully interacting with other people." This suggests that unawareness may (at least partly) fulfill both conditions identified by Hawkins for life to be good for a subject, thus making the unconscious ethically relevant.
See also
Brain death, lack of activity in both cortex, and lack of brainstem function
Coma scale, a system to assess the severity of coma
Locked-in syndrome, paralysis of most muscles, except ocular muscles of the eyes, while patient is conscious
Persistent vegetative state (vegetative coma), deep coma without detectable awareness. Damage to the cortex, with an intact brainstem.
Process Oriented Coma Work, for an approach to working with residual consciousness in comatose patients.
Suspended animation, the inducement of a temporary cessation or decay of main body functions.
References
External links
Intensive care medicine
Emergency medicine
Symptoms and signs of mental disorders | [
101,
138,
19737,
1110,
170,
1996,
1352,
1104,
16639,
9719,
1757,
1107,
1134,
170,
1825,
2834,
1129,
23182,
117,
12169,
1106,
6297,
5156,
1106,
8920,
25003,
117,
1609,
117,
1137,
1839,
117,
14756,
170,
2999,
5314,
118,
2946,
5120,
1105,
1674,
1136,
19687,
12048,
3721,
119,
3291,
1918,
4420,
8245,
170,
2335,
5884,
1104,
5314,
21047,
1105,
1132,
3372,
1106,
27835,
1631,
117,
2936,
1137,
1815,
119,
3291,
7941,
1169,
1129,
4408,
1118,
2379,
4680,
117,
1137,
1169,
1129,
2657,
1193,
10645,
119,
15961,
1193,
117,
170,
19737,
1169,
1129,
3393,
1112,
1103,
14267,
10887,
1106,
2812,
170,
1141,
118,
2585,
2663,
119,
1135,
1169,
1145,
1129,
3393,
1112,
170,
2794,
1104,
863,
129,
1113,
1103,
6179,
3291,
1918,
20334,
113,
144,
12122,
114,
9810,
864,
127,
2005,
119,
1370,
170,
5351,
1106,
4731,
8418,
117,
1103,
5644,
1104,
5314,
21047,
1105,
6885,
1538,
1129,
4441,
119,
13062,
21047,
4856,
1103,
25220,
2178,
1104,
8418,
117,
6142,
6885,
15286,
1106,
1103,
186,
4746,
24936,
5402,
1104,
1103,
4226,
22060,
1118,
1103,
21284,
117,
1259,
12176,
7134,
1216,
1112,
2209,
117,
19144,
11170,
117,
14077,
2962,
117,
1846,
117,
1103,
7581,
1104,
8249,
117,
18107,
1105,
15442,
10592,
1105,
3958,
9228,
119,
1622,
170,
24928,
11955,
7810,
7281,
117,
8418,
1110,
4441,
1118,
1103,
14915,
1104,
1103,
21831,
21284,
783,
1103,
5021,
2187,
1115,
2769,
1103,
6144,
6440,
1104,
1103,
3575,
783,
1105,
1118,
1103,
1231,
2941,
5552,
2496,
19012,
1449,
113,
26547,
1708,
114,
117,
170,
2401,
1388,
1439,
1103,
16570,
18408,
119,
142,
2340,
19969,
1109,
1858,
112,
19737,
112,
117,
1121,
1103,
2414,
180,
7903,
117,
2764,
1996,
2946,
117,
1125,
1640,
1151,
1215,
1107,
1103,
12803,
5674,
21611,
26661,
113,
142,
25786,
5521,
4578,
114,
1105,
1224,
1118,
23295,
113,
1248,
1432,
5844,
114,
119,
10608,
117,
1122,
1108,
6374,
1215,
1107,
1103,
1227,
3783,
1146,
1106,
1103,
2243,
1104,
1103,
4815,
1432,
119,
1109,
1858,
1110,
1276,
1254,
1107,
1819,
12886,
112,
113,
19163,
1475,
782,
17866,
1571,
114,
5918,
3177,
1126,
8628,
9304,
21017,
5697,
113,
17866,
1477,
114,
117,
1187,
1519,
7111,
4873,
113,
3507,
7542,
2946,
114,
117,
112,
19737,
112,
113,
2302,
5575,
114,
117,
1610,
1361,
113,
1260,
1643,
2047,
11583,
1104,
1103,
9439,
114,
1105,
170,
18299,
21729,
1183,
113,
1154,
1134,
1610,
1361,
1180,
1885,
1105,
1134,
1119,
25813,
1107,
1103,
1653,
2187,
114,
1132,
3025,
119,
1109,
1858,
1610,
1361,
1110,
1145,
4408,
1121,
2414,
117,
1187,
1122,
1169,
1129,
1276,
1107,
1103,
6176,
1104,
1317,
1734,
2764,
1177,
18876,
19814,
1137,
23024,
119,
1135,
1169,
1253,
1129,
1276,
1107,
1103,
7261,
1104,
1103,
1858,
112,
1610,
3329,
2386,
112,
119,
1819,
156,
19429,
22014,
113,
19163,
1527,
782,
5840,
114,
3025,
1103,
1858,
112,
19737,
112,
1107,
1317,
2740,
1104,
10880,
113,
156,
19429,
22014,
117,
18030,
1571,
114,
119,
20979,
1116,
1105,
8006,
1615,
8006,
1104,
170,
1825,
1107,
170,
19737,
11990,
1162,
1352,
1132,
131,
1130,
6328,
1106,
19446,
1501,
1103,
1257,
138,
1664,
118,
4056,
3452,
2946,
118,
5314,
5120,
23929,
1377,
1104,
2593,
1106,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The cervix or cervix uteri (Latin, 'neck of the uterus') is the lower part of the uterus (womb) in the human female reproductive system. The cervix is usually 2 to 3 cm long (~1 inch) and roughly cylindrical in shape, which changes during pregnancy. The narrow, central cervical canal runs along its entire length, connecting the uterine cavity and the lumen of the vagina. The opening into the uterus is called the internal os, and the opening into the vagina is called the external os. The lower part of the cervix, known as the vaginal portion of the cervix (or ectocervix), bulges into the top of the vagina. The cervix has been documented anatomically since at least the time of Hippocrates, over 2,000 years ago.
The cervical canal is a passage through which sperm must travel to fertilize an egg cell after sexual intercourse. Several methods of contraception, including cervical caps and cervical diaphragms, aim to block or prevent the passage of sperm through the cervical canal. Cervical mucus is used in several methods of fertility awareness, such as the Creighton model and Billings method, due to its changes in consistency throughout the menstrual period. During vaginal childbirth, the cervix must flatten and dilate to allow the fetus to progress along the birth canal. Midwives and doctors use the extent of the dilation of the cervix to assist decision-making during childbirth.
The cervical canal is lined with a single layer of column-shaped cells, while the ectocervix is covered with multiple layers of cells topped with flat cells. The two types of epithelia meet at the squamocolumnar junction. Infection with the human papillomavirus (HPV) can cause changes in the epithelium, which can lead to cancer of the cervix. Cervical cytology tests can often detect cervical cancer and its precursors, and enable early successful treatment. Ways to avoid HPV include avoiding sex, using condoms, and HPV vaccination. HPV vaccines, developed in the early 21st century, reduce the risk of cervical cancer by preventing infections from the main cancer-causing strains of HPV.
Structure
The cervix is part of the female reproductive system. Around in length, it is the lower narrower part of the uterus continuous above with the broader upper part—or body—of the uterus. The lower end of the cervix bulges through the anterior wall of the vagina, and is referred to as the vaginal portion of cervix (or ectocervix) while the rest of the cervix above the vagina is called the supravaginal portion of cervix. A central canal, known as the cervical canal, runs along its length and connects the cavity of the body of the uterus with the lumen of the vagina. The openings are known as the internal os and external orifice of the uterus (or external os), respectively. The mucosa lining the cervical canal is known as the endocervix, and the mucosa covering the ectocervix is known as the exocervix. The cervix has an inner mucosal layer, a thick layer of smooth muscle, and posteriorly the supravaginal portion has a serosal covering consisting of connective tissue and overlying peritoneum.
In front of the upper part of the cervix lies the bladder, separated from it by cellular connective tissue known as parametrium, which also extends over the sides of the cervix. To the rear, the supravaginal cervix is covered by peritoneum, which runs onto the back of the vaginal wall and then turns upwards and onto the rectum, forming the recto-uterine pouch. The cervix is more tightly connected to surrounding structures than the rest of the uterus.
The cervical canal varies greatly in length and width between women or over the course of a woman's life, and it can measure 8 mm (0.3 inch) at its widest diameter in premenopausal adults. It is wider in the middle and narrower at each end. The anterior and posterior walls of the canal each have a vertical fold, from which ridges run diagonally upwards and laterally. These are known as palmate folds, due to their resemblance to a palm leaf. The anterior and posterior ridges are arranged in such a way that they interlock with each other and close the canal. They are often effaced after pregnancy.
The ectocervix (also known as the vaginal portion of the cervix) has a convex, elliptical shape and projects into the cervix between the anterior and posterior vaginal fornices. On the rounded part of the ectocervix is a small, depressed external opening, connecting the cervix with the vagina. The size and shape of the ectocervix and the external opening (external os) can vary according to age, hormonal state, and whether natural or normal childbirth has taken place. In women who have not had a vaginal delivery, the external opening is small and circular, and in women who have had a vaginal delivery, it is slit-like. On average, the ectocervix is long and wide.
Blood is supplied to the cervix by the descending branch of the uterine artery and drains into the uterine vein. The pelvic splanchnic nerves, emerging as S2–S3, transmit the sensation of pain from the cervix to the brain. These nerves travel along the uterosacral ligaments, which pass from the uterus to the anterior sacrum.
Three channels facilitate lymphatic drainage from the cervix. The anterior and lateral cervix drains to nodes along the uterine arteries, travelling along the cardinal ligaments at the base of the broad ligament to the external iliac lymph nodes and ultimately the paraaortic lymph nodes. The posterior and lateral cervix drains along the uterine arteries to the internal iliac lymph nodes and ultimately the paraaortic lymph nodes, and the posterior section of the cervix drains to the obturator and presacral lymph nodes. However, there are variations as lymphatic drainage from the cervix travels to different sets of pelvic nodes in some people. This has implications in scanning nodes for involvement in cervical cancer.
After menstruation and directly under the influence of estrogen, the cervix undergoes a series of changes in position and texture. During most of the menstrual cycle, the cervix remains firm, and is positioned low and closed. However, as ovulation approaches, the cervix becomes softer and rises to open in response to the higher levels of estrogen present. These changes are also accompanied by changes in cervical mucus, described below.
Development
As a component of the female reproductive system, the cervix is derived from the two paramesonephric ducts (also called Müllerian ducts), which develop around the sixth week of embryogenesis. During development, the outer parts of the two ducts fuse, forming a single urogenital canal that will become the vagina, cervix and uterus. The cervix grows in size at a smaller rate than the body of the uterus, so the relative size of the cervix over time decreases, decreasing from being much larger than the body of the uterus in fetal life, twice as large during childhood, and decreasing to its adult size, smaller than the uterus, after puberty. Previously it was thought that during fetal development, the original squamous epithelium of the cervix is derived from the urogenital sinus and the original columnar epithelium is derived from the paramesonephric duct. The point at which these two original epithelia meet is called the original squamocolumnar junction. New studies show, however, that all the cervical as well as large part of the vaginal epithelium are derived from Müllerian duct tissue and that phenotypic differences might be due to other causes.
Histology
The endocervical mucosa is about thick and lined with a single layer of columnar mucous cells. It contains numerous tubular mucous glands, which empty viscous alkaline mucus into the lumen. In contrast, the ectocervix is covered with nonkeratinized stratified squamous epithelium, which resembles the squamous epithelium lining the vagina. The junction between these two types of epithelia is called the squamocolumnar junction. Underlying both types of epithelium is a tough layer of collagen. The mucosa of the endocervix is not shed during menstruation. The cervix has more fibrous tissue, including collagen and elastin, than the rest of the uterus.
In prepubertal girls, the functional squamocolumnar junction is present just within the cervical canal. Upon entering puberty, due to hormonal influence, and during pregnancy, the columnar epithelium extends outward over the ectocervix as the cervix everts. Hence, this also causes the squamocolumnar junction to move outwards onto the vaginal portion of the cervix, where it is exposed to the acidic vaginal environment. The exposed columnar epithelium can undergo physiological metaplasia and change to tougher metaplastic squamous epithelium in days or weeks, which is very similar to the original squamous epithelium when mature. The new squamocolumnar junction is therefore internal to the original squamocolumnar junction, and the zone of unstable epithelium between the two junctions is called the transformation zone of the cervix. Histologically, the transformation zone is generally defined as surface squamous epithelium with surface columnar epithelium or stromal glands/crypts, or both.
After menopause, the uterine structures involute and the functional squamocolumnar junction moves into the cervical canal.
Nabothian cysts (or Nabothian follicles) form in the transformation zone where the lining of metaplastic epithelium has replaced mucous epithelium and caused a strangulation of the outlet of some of the mucous glands. A buildup of mucus in the glands forms Nabothian cysts, usually less than about in diameter, which are considered physiological rather than pathological. Both gland openings and Nabothian cysts are helpful to identify the transformation zone.
Function
Fertility
The cervical canal is a pathway through which sperm enter the uterus after being induced by estradiol after sexual intercourse, and some forms of artificial insemination. Some sperm remains in cervical crypts, infoldings of the endocervix, which act as a reservoir, releasing sperm over several hours and maximising the chances of fertilisation. A theory states the cervical and uterine contractions during orgasm draw semen into the uterus. Although the "upsuck theory" has been generally accepted for some years, it has been disputed due to lack of evidence, small sample size, and methodological errors.
Some methods of fertility awareness, such as the Creighton model and the Billings method involve estimating a woman's periods of fertility and infertility by observing physiological changes in her body. Among these changes are several involving the quality of her cervical mucus: the sensation it causes at the vulva, its elasticity (Spinnbarkeit), its transparency, and the presence of ferning.
Cervical mucus
Several hundred glands in the endocervix produce 20–60 mg of cervical mucus a day, increasing to 600 mg around the time of ovulation. It is viscous because it contains large proteins known as mucins. The viscosity and water content varies during the menstrual cycle; mucus is composed of around 93% water, reaching 98% at midcycle. These changes allow it to function either as a barrier or a transport medium to spermatozoa. It contains electrolytes such as calcium, sodium, and potassium; organic components such as glucose, amino acids, and soluble proteins; trace elements including zinc, copper, iron, manganese, and selenium; free fatty acids; enzymes such as amylase; and prostaglandins. Its consistency is determined by the influence of the hormones estrogen and progesterone. At midcycle around the time of ovulation—a period of high estrogen levels— the mucus is thin and serous to allow sperm to enter the uterus and is more alkaline and hence more hospitable to sperm. It is also higher in electrolytes, which results in the "ferning" pattern that can be observed in drying mucus under low magnification; as the mucus dries, the salts crystallize, resembling the leaves of a fern. The mucus has a stretchy character described as Spinnbarkeit most prominent around the time of ovulation.
At other times in the cycle, the mucus is thick and more acidic due to the effects of progesterone. This "infertile" mucus acts as a barrier to keep sperm from entering the uterus. Women taking an oral contraceptive pill also have thick mucus from the effects of progesterone. Thick mucus also prevents pathogens from interfering with a nascent pregnancy.
A cervical mucus plug, called the operculum, forms inside the cervical canal during pregnancy. This provides a protective seal for the uterus against the entry of pathogens and against leakage of uterine fluids. The mucus plug is also known to have antibacterial properties. This plug is released as the cervix dilates, either during the first stage of childbirth or shortly before. It is visible as a blood-tinged mucous discharge.
Childbirth
The cervix plays a major role in childbirth. As the fetus descends within the uterus in preparation for birth, the presenting part, usually the head, rests on and is supported by the cervix. As labour progresses, the cervix becomes softer and shorter, begins to dilate, and withdraws to face the anterior of the body. The support the cervix provides to the fetal head starts to give way when the uterus begins its contractions. During childbirth, the cervix must dilate to a diameter of more than to accommodate the head of the fetus as it descends from the uterus to the vagina. In becoming wider, the cervix also becomes shorter, a phenomenon known as effacement.
Along with other factors, midwives and doctors use the extent of cervical dilation to assist decision making during childbirth. Generally, the active first stage of labour, when the uterine contractions become strong and regular, begins when the cervical dilation is more than . The second phase of labor begins when the cervix has dilated to , which is regarded as its fullest dilation, and is when active pushing and contractions push the baby along the birth canal leading to the birth of the baby. The number of past vaginal deliveries is a strong factor in influencing how rapidly the cervix is able to dilate in labour. The time taken for the cervix to dilate and efface is one factor used in reporting systems such as the Bishop score, used to recommend whether interventions such as a forceps delivery, induction, or Caesarean section should be used in childbirth.
Cervical incompetence is a condition in which shortening of the cervix due to dilation and thinning occurs, before term pregnancy. Short cervical length is the strongest predictor of preterm birth.
Contraception
Several methods of contraception involve the cervix. Cervical diaphragms are reusable, firm-rimmed plastic devices inserted by a woman prior to intercourse that cover the cervix. Pressure against the walls of the vagina maintain the position of the diaphragm, and it acts as a physical barrier to prevent the entry of sperm into the uterus, preventing fertilisation. Cervical caps are a similar method, although they are smaller and adhere to the cervix by suction. Diaphragms and caps are often used in conjunction with spermicides. In one year, 12% of women using the diaphragm will undergo an unintended pregnancy, and with optimal use this falls to 6%. Efficacy rates are lower for the cap, with 18% of women undergoing an unintended pregnancy, and 10–13% with optimal use. Most types of progestogen-only pills are effective as a contraceptive because they thicken cervical mucus, making it difficult for sperm to pass along the cervical canal. In addition, they may also sometimes prevent ovulation. In contrast, contraceptive pills that contain both oestrogen and progesterone, the combined oral contraceptive pills, work mainly by preventing ovulation. They also thicken cervical mucus and thin the lining of the uterus, enhancing their effectiveness.
Clinical significance
Cancer
In 2008, cervical cancer was the third-most common cancer in women worldwide, with rates varying geographically from less than one to more than 50 cases per 100,000 women. It is a leading cause of cancer-related death in poor countries, where delayed diagnosis leading to poor outcomes is common. The introduction of routine screening has resulted in fewer cases of (and deaths from) cervical cancer, however this has mainly taken place in developed countries. Most developing countries have limited or no screening, and 85% of the global burden occurring there.
Cervical cancer nearly always involves human papillomavirus (HPV) infection. HPV is a virus with numerous strains, several of which predispose to precancerous changes in the cervical epithelium, particularly in the transformation zone, which is the most common area for cervical cancer to start. HPV vaccines, such as Gardasil and Cervarix, reduce the incidence of cervical cancer, by inoculating against the viral strains involved in cancer development.
Potentially precancerous changes in the cervix can be detected by cervical screening, using methods including a Pap smear (also called a cervical smear), in which epithelial cells are scraped from the surface of the cervix and examined under a microscope. The colposcope, an instrument used to see a magnified view of the cervix, was invented in 1925. The Pap smear was developed by Georgios Papanikolaou in 1928. A LEEP procedure using a heated loop of platinum to excise a patch of cervical tissue was developed by Aurel Babes in 1927. In some parts of the developed world including the UK, the Pap test has been superseded with liquid-based cytology.
A cheap, cost-effective and practical alternative in poorer countries is visual inspection with acetic acid (VIA). Instituting and sustaining cytology-based programs in these regions can be difficult, due to the need for trained personnel, equipment and facilities and difficulties in follow-up. With VIA, results and treatment can be available on the same day. As a screening test, VIA is comparable to cervical cytology in accurately identifying precancerous lesions.
A result of dysplasia is usually further investigated, such as by taking a cone biopsy, which may also remove the cancerous lesion. Cervical intraepithelial neoplasia is a possible result of the biopsy and represents dysplastic changes that may eventually progress to invasive cancer. Most cases of cervical cancer are detected in this way, without having caused any symptoms. When symptoms occur, they may include vaginal bleeding, discharge, or discomfort.
Inflammation
Inflammation of the cervix is referred to as cervicitis. This inflammation may be of the endocervix or ectocervix. When associated with the endocervix, it is associated with a mucous vaginal discharge and sexually transmitted infections such as chlamydia and gonorrhoea. As many as half of pregnant women having a gonorrheal infection of the cervix are asymptomatic. Other causes include overgrowth of the commensal flora of the vagina. When associated with the ectocervix, inflammation may be caused by the herpes simplex virus. Inflammation is often investigated through directly visualising the cervix using a speculum, which may appear whiteish due to exudate, and by taking a Pap smear and examining for causal bacteria. Special tests may be used to identify particular bacteria. If the inflammation is due to a bacterium, then antibiotics may be given as treatment.
Anatomical abnormalities
Cervical stenosis is an abnormally narrow cervical canal, typically associated with trauma caused by removal of tissue for investigation or treatment of cancer, or cervical cancer itself. Diethylstilbestrol, used from 1938 to 1971 to prevent preterm labour and miscarriage, is also strongly associated with the development of cervical stenosis and other abnormalities in the daughters of the exposed women. Other abnormalities include: vaginal adenosis, in which the squamous epithelium of the ectocervix becomes columnar; cancers such as clear cell adenocarcinomas; cervical ridges and hoods; and development of a cockscomb cervix appearance, which is the condition wherein, as the name suggests, the cervix of the uterus is shaped like a cockscomb. About one third of women born to diethylstilbestrol-treated mothers (i.e. in-utero exposure) develop a cockscomb cervix.
Enlarged folds or ridges of cervical stroma (fibrous tissues) and epithelium constitute a cockscomb cervix. Similarly, cockscomb polyps lining the cervix are usually considered or grouped into the same overarching description. It is in and of itself considered a benign abnormality; its presence, however is usually indicative of DES exposure, and as such women who experience these abnormalities should be aware of their increased risk of associated pathologies.
Cervical agenesis is a rare congenital condition in which the cervix completely fails to develop, often associated with the concurrent failure of the vagina to develop. Other congenital cervical abnormalities exist, often associated with abnormalities of the vagina and uterus. The cervix may be duplicated in situations such as bicornuate uterus and uterine didelphys.
Cervical polyps, which are benign overgrowths of endocervical tissue, if present, may cause bleeding, or a benign overgrowth may be present in the cervical canal. Cervical ectropion refers to the horizontal overgrowth of the endocervical columnar lining in a one-cell-thick layer over the ectocervix.
Other mammals
Female marsupials have paired uteri and cervices. Most eutherian (placental) mammal species have a single cervix and single, bipartite or bicornuate uterus. Lagomorphs, rodents, aardvarks and hyraxes have a duplex uterus and two cervices. Lagomorphs and rodents share many morphological characteristics and are grouped together in the clade Glires. Anteaters of the family myrmecophagidae are unusual in that they lack a defined cervix; they are thought to have lost the characteristic rather than other mammals developing a cervix on more than one lineage. In domestic pigs, the cervix contains a series of five interdigitating pads that hold the boar's corkscrew-shaped penis during copulation.
Etymology and pronunciation
The word cervix () came to English from Latin, where it means "neck", and like its Germanic counterpart, it can refer not only to the neck [of the body] but also to an analogous narrowed part of an object. The cervix uteri (neck of the uterus) is thus the uterine cervix, but in English the word cervix used alone usually refers to it. Thus the adjective cervical may refer either to the neck (as in cervical vertebrae or cervical lymph nodes) or to the uterine cervix (as in cervical cap or cervical cancer).
Latin cervix came from the Proto-Indo-European root ker-, referring to a "structure that projects". Thus, the word cervix is linguistically related to the English word "horn", the Persian word for "head" ( sar), the Greek word for "head" ( koruphe), and the Welsh word for "deer" ().
The cervix was documented in anatomical literature in at least the time of Hippocrates; cervical cancer was first described more than 2,000 years ago, with descriptions provided by both Hippocrates and Aretaeus. However, there was some variation in word sense among early writers, who used the term to refer to both the cervix and the internal uterine orifice. The first attested use of the word to refer to the cervix of the uterus was in 1702.
References
Citations
Cited texts
External links
Human female reproductive system
Women's health | [
101,
1109,
172,
1200,
5086,
1775,
1137,
172,
1200,
5086,
1775,
190,
2083,
1182,
113,
2911,
117,
112,
2455,
1104,
1103,
190,
2083,
1361,
112,
114,
1110,
1103,
2211,
1226,
1104,
1103,
190,
2083,
1361,
113,
192,
20972,
114,
1107,
1103,
1769,
2130,
17505,
1449,
119,
1109,
172,
1200,
5086,
1775,
1110,
1932,
123,
1106,
124,
3975,
1263,
113,
199,
122,
4305,
114,
1105,
4986,
20684,
1107,
3571,
117,
1134,
2607,
1219,
10203,
119,
1109,
4142,
117,
2129,
172,
1200,
15901,
1348,
7684,
2326,
1373,
1157,
2072,
2251,
117,
6755,
1103,
190,
2083,
2042,
19421,
1105,
1103,
181,
15447,
1179,
1104,
1103,
191,
27547,
1605,
119,
1109,
2280,
1154,
1103,
190,
2083,
1361,
1110,
1270,
1103,
4422,
184,
1116,
117,
1105,
1103,
2280,
1154,
1103,
191,
27547,
1605,
1110,
1270,
1103,
6298,
184,
1116,
119,
1109,
2211,
1226,
1104,
1103,
172,
1200,
5086,
1775,
117,
1227,
1112,
1103,
191,
27547,
7050,
3849,
1104,
1103,
172,
1200,
5086,
1775,
113,
1137,
174,
5822,
13335,
1200,
5086,
1775,
114,
117,
171,
26272,
1116,
1154,
1103,
1499,
1104,
1103,
191,
27547,
1605,
119,
1109,
172,
1200,
5086,
1775,
1144,
1151,
8510,
1126,
10024,
7257,
2716,
1290,
1120,
1655,
1103,
1159,
1104,
12803,
5674,
24460,
117,
1166,
123,
117,
1288,
1201,
2403,
119,
1109,
172,
1200,
15901,
1348,
7684,
1110,
170,
5885,
1194,
1134,
20479,
1538,
3201,
1106,
175,
7340,
21225,
1126,
9069,
2765,
1170,
3785,
26864,
119,
3728,
4069,
1104,
14255,
4487,
19792,
117,
1259,
172,
1200,
15901,
1348,
10184,
1105,
172,
1200,
15901,
1348,
4267,
25890,
20484,
4206,
117,
6457,
1106,
3510,
1137,
3843,
1103,
5885,
1104,
20479,
1194,
1103,
172,
1200,
15901,
1348,
7684,
119,
24664,
1197,
15901,
1348,
182,
21977,
1361,
1110,
1215,
1107,
1317,
4069,
1104,
20060,
6885,
117,
1216,
1112,
1103,
140,
1874,
11381,
1320,
2235,
1105,
2617,
5018,
3442,
117,
1496,
1106,
1157,
2607,
1107,
20904,
2032,
1103,
1441,
2050,
5082,
1348,
1669,
119,
1507,
191,
27547,
7050,
2027,
16190,
117,
1103,
172,
1200,
5086,
1775,
1538,
3596,
5208,
1105,
4267,
8052,
1106,
2621,
1103,
175,
16311,
1106,
5070,
1373,
1103,
3485,
7684,
119,
9825,
26791,
1105,
8114,
1329,
1103,
6102,
1104,
1103,
4267,
6840,
1104,
1103,
172,
1200,
5086,
1775,
1106,
6043,
2383,
118,
1543,
1219,
2027,
16190,
119,
1109,
172,
1200,
15901,
1348,
7684,
1110,
7265,
1114,
170,
1423,
6440,
1104,
5551,
118,
4283,
3652,
117,
1229,
1103,
174,
5822,
13335,
1200,
5086,
1775,
1110,
2262,
1114,
2967,
8798,
1104,
3652,
9065,
1114,
3596,
3652,
119,
1109,
1160,
3322,
1104,
174,
18965,
18809,
1465,
2283,
1120,
1103,
4816,
6718,
3702,
2528,
7776,
13380,
6698,
119,
1130,
11916,
1988,
1114,
1103,
1769,
185,
11478,
12284,
1918,
27608,
113,
18444,
2559,
114,
1169,
2612,
2607,
1107,
1103,
174,
18965,
18809,
3656,
117,
1134,
1169,
1730,
1106,
4182,
1104,
1103,
172,
1200,
5086,
1775,
119,
24664,
1197,
15901,
1348,
172,
25669,
4807,
5715,
1169,
1510,
11552,
172,
1200,
15901,
1348,
4182,
1105,
1157,
15985,
1116,
117,
1105,
9396,
1346,
2265,
3252,
119,
24058,
1106,
3644,
18444,
2559,
1511,
10101,
2673,
117,
1606,
23956,
1116,
117,
1105,
18444,
2559,
191,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Cantonese is a language originating in Canton, Guangdong.
Cantonese may also refer to:
Yue Chinese, Chinese languages that include Cantonese
Cantonese cuisine, the cuisine of Guangdong Province
Cantonese people, the native people of Guangdong and Guangxi
Lingnan culture, the regional culture often referred to as Cantonese culture
See also
Cantonese Braille, a Cantonese-language version of Braille in Hong Kong
Cantopop, Cantonese pop music | [
101,
24686,
1110,
170,
1846,
16394,
1107,
13702,
117,
23488,
119,
24686,
1336,
1145,
5991,
1106,
131,
10684,
1162,
1922,
117,
1922,
3483,
1115,
1511,
24686,
24686,
13994,
117,
1103,
13994,
1104,
23488,
2715,
24686,
1234,
117,
1103,
2900,
1234,
1104,
23488,
1105,
144,
25530,
8745,
20815,
6509,
2754,
117,
1103,
2918,
2754,
1510,
2752,
1106,
1112,
24686,
2754,
3969,
1145,
24686,
139,
12797,
1513,
117,
170,
24686,
118,
1846,
1683,
1104,
139,
12797,
1513,
1107,
3475,
3462,
2825,
9870,
4184,
117,
24686,
3618,
1390,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Chinese numerals are words and characters used to denote numbers in Chinese.
Today, speakers of Chinese use three written numeral systems: the system of Arabic numerals used worldwide, and two indigenous systems. The more familiar indigenous system is based on Chinese characters that correspond to numerals in the spoken language. These may be shared with other languages of the Chinese cultural sphere such as Korean, Japanese, and Vietnamese. Most people and institutions in China and Taiwan primarily use the Arabic or mixed Arabic-Chinese systems for convenience, with traditional Chinese numerals used in finance, mainly for writing amounts on checks, banknotes, some ceremonial occasions, some boxes, and on commercials.
The other indigenous system is the Suzhou numerals, or huama, a positional system, the only surviving form of the rod numerals. These were once used by Chinese mathematicians, and later in Chinese markets, such as those in Hong Kong before the 1990s, but have been gradually supplanted by Arabic (and also Roman) numerals.
Characters used to represent numbers
The Chinese character numeral system consists of the Chinese characters used by the Chinese written language to write spoken numerals. Similar to spelling-out numbers in English (e.g., "one thousand nine hundred forty-five"), it is not an independent system per se. Since it reflects spoken language, it does not use the positional system as in Arabic numerals, in the same way that spelling out numbers in English does not.
Standard numbers
There are characters representing the numbers zero through nine, and other characters representing larger numbers such as tens, hundreds, thousands, ten thousands and hundred millions. There are two sets of characters for Chinese numerals: one for everyday writing, known as xiǎoxiě (), and one for use in commercial, accounting or financial contexts, known as dàxiě (). The latter arose because the characters used for writing numerals are geometrically simple, so simply using those numerals cannot prevent forgeries in the same way spelling numbers out in English would. A forger could easily change the everyday characters 三十 (30) to 五千 (5000) just by adding a few strokes. That would not be possible when writing using the financial characters 參拾 (30) and 伍仟 (5000). They are also referred to as "banker's numerals", "anti-fraud numerals", or "banker's anti-fraud numerals". For the same reason, rod numerals were never used in commercial records.
T denotes Traditional Chinese characters, while S denotes Simplified Chinese characters.
Characters with regional usage
Large numbers
For numbers larger than 10,000, similarly to the long and short scales in the West, there have been four systems in ancient and modern usage. The original one, with unique names for all powers of ten up to the 14th, is ascribed to the Yellow Emperor in the 6th century book by Zhen Luan, Wujing suanshu (Arithmetic in Five Classics). In modern Chinese only the second system is used, in which the same ancient names are used, but each represents a number 10,000 (myriad, 萬 wàn) times the previous:
In practice, this situation does not lead to ambiguity, with the exception of 兆 (zhào), which means 1012 according to the system in common usage throughout the Chinese communities as well as in Japan and Korea, but has also been used for 106 in recent years (especially in mainland China for megabyte). To avoid problems arising from the ambiguity, the PRC government never uses this character in official documents, but uses 万亿 (wànyì) or 太 (tài, as the translation for tera) instead. Partly due to this, combinations of 万 and 亿 are often used instead of the larger units of the traditional system as well, for example 亿亿 (yìyì) instead of 京. The ROC government in Taiwan uses 兆 (zhào) to mean 1012 in official documents.
Large numbers from Buddhism
Numerals beyond 載 zǎi come from Buddhist texts in Sanskrit, but are mostly found in ancient texts. Some of the following words are still being used today, but may have transferred meanings.
Small numbers
The following are characters used to denote small order of magnitude in Chinese historically. With the introduction of SI units, some of them have been incorporated as SI prefixes, while the rest have fallen into disuse.
Small numbers from Buddhism
SI prefixes
In the People's Republic of China, the early translation for the SI prefixes in 1981 was different from those used today. The larger (兆, 京, 垓, 秭, 穰) and smaller Chinese numerals (微, 纖, 沙, 塵, 渺) were defined as translation for the SI prefixes as mega, giga, tera, peta, exa, micro, nano, pico, femto, atto, resulting in the creation of yet more values for each numeral.
The Republic of China (Taiwan) defined 百萬 as the translation for mega and 兆 as the translation for tera. This translation is widely used in official documents, academic communities, informational industries, etc. However, the civil broadcasting industries sometimes use 兆赫 to represent "megahertz".
Today, the governments of both China and Taiwan use phonetic transliterations for the SI prefixes. However, the governments have each chosen different Chinese characters for certain prefixes. The following table lists the two different standards together with the early translation.
Reading and transcribing numbers
Whole numbers
Multiple-digit numbers are constructed using a multiplicative principle; first the digit itself (from 1 to 9), then the place (such as 10 or 100); then the next digit.
In Mandarin, the multiplier (liǎng) is often used rather than (èr) for all numbers 200 and greater with the "2" numeral (although as noted earlier this varies from dialect to dialect and person to person). Use of both 兩 (liǎng) or 二 (èr) are acceptable for the number 200. When writing in the Cantonese dialect, 二 (yi6) is used to represent the "2" numeral for all numbers. In the southern Min dialect of Chaozhou (Teochew), 兩 (no6) is used to represent the "2" numeral in all numbers from 200 onwards. Thus:
For the numbers 11 through 19, the leading "one" () is usually omitted. In some dialects, like Shanghainese, when there are only two significant digits in the number, the leading "one" and the trailing zeroes are omitted. Sometimes, the one before "ten" in the middle of a number, such as 213, is omitted. Thus:
Notes:
Nothing is ever omitted in large and more complicated numbers such as this.
In certain older texts like the Protestant Bible or in poetic usage, numbers such as 114 may be written as [100] [10] [4] ().
Outside of Taiwan, digits are sometimes grouped by myriads instead of thousands. Hence it is more convenient to think of numbers here as in groups of four, thus 1,234,567,890 is regrouped here as 12,3456,7890. Larger than a myriad, each number is therefore four zeroes longer than the one before it, thus 10000 × () = (). If one of the numbers is between 10 and 19, the leading "one" is omitted as per the above point. Hence (numbers in parentheses indicate that the number has been written as one number rather than expanded):
In Taiwan, pure Arabic numerals are officially always and only grouped by thousands. Unofficially, they are often not grouped, particularly for numbers below 100,000. Mixed Arabic-Chinese numerals are often used in order to denote myriads. This is used both officially and unofficially, and come in a variety of styles:
Interior zeroes before the unit position (as in 1002) must be spelt explicitly. The reason for this is that trailing zeroes (as in 1200) are often omitted as shorthand, so ambiguity occurs. One zero is sufficient to resolve the ambiguity. Where the zero is before a digit other than the units digit, the explicit zero is not ambiguous and is therefore optional, but preferred. Thus:
Fractional values
To construct a fraction, the denominator is written first, followed by , then the literary possessive particle , and lastly the numerator. This is the opposite of how fractions are read in English, which is numerator first. Each half of the fraction is written the same as a whole number. For example, to express "two thirds", the structure "three parts of-this two" is used. Mixed numbers are written with the whole-number part first, followed by , then the fractional part.
Percentages are constructed similarly, using as the denominator. (The number 100 is typically expressed as , like the English "one hundred". However, for percentages, is used on its own.)
Because percentages and other fractions are formulated the same, Chinese are more likely than not to express 10%, 20% etc. as "parts of 10" (or 1/10, 2/10, etc. i.e. ; shí fēnzhī yī, ; shí fēnzhī èr, etc.) rather than "parts of 100" (or 10/100, 20/100, etc. i.e. ; bǎi fēnzhī shí, ; bǎi fēnzhī èrshí, etc.)
In Taiwan, the most common formation of percentages in the spoken language is the number per hundred followed by the word ; pā, a contraction of the Japanese ; pāsento, itself taken from the English "percent". Thus 25% is ; èrshíwǔ pā.
Decimal numbers are constructed by first writing the whole number part, then inserting a point (), and finally the fractional part. The fractional part is expressed using only the numbers for 0 to 9, similarly to English.
functions as a number and therefore requires a measure word. For example: .
Ordinal numbers
Ordinal numbers are formed by adding ("sequence") before the number.
The Heavenly Stems are a traditional Chinese ordinal system.
Negative numbers
Negative numbers are formed by adding fù () before the number.
Usage
Chinese grammar requires the use of classifiers (measure words) when a numeral is used together with a noun to express a quantity. For example, "three people" is expressed as , "three ( particle) person", where / is a classifier. There exist many different classifiers, for use with different sets of nouns, although / is the most common, and may be used informally in place of other classifiers.
Chinese uses cardinal numbers in certain situations in which English would use ordinals. For example, (literally "three story/storey") means "third floor" ("second floor" in British ). Likewise, (literally "twenty-one century") is used for "21st century".
Numbers of years are commonly spoken as a sequence of digits, as in ("two zero zero one") for the year 2001. Names of months and days (in the Western system) are also expressed using numbers: ("one month") for January, etc.; and ("week one") for Monday, etc. There is only one exception: Sunday is , or informally , both literally "week day". When meaning "week", "" and "" are interchangeable. "" or "" means "day of worship". Chinese Catholics call Sunday "" , "Lord's day".
Full dates are usually written in the format 2001年1月20日 for January 20, 2001 (using "year", "month", and "day") – all the numbers are read as cardinals, not ordinals, with no leading zeroes, and the year is read as a sequence of digits. For brevity the , and may be dropped to give a date composed of just numbers. For example "6-4" in Chinese is "six-four", short for "month six, day four" i.e. June Fourth, a common Chinese shorthand for the 1989 Tiananmen Square protests (because of the violence that occurred on June 4). For another example 67, in Chinese is sixty seven, short for year nineteen sixty seven, a common Chinese shorthand for the Hong Kong 1967 leftist riots.
Counting rod and Suzhou numerals
In the same way that Roman numerals were standard in ancient and medieval Europe for mathematics and commerce, the Chinese formerly used the rod numerals, which is a positional system. The Suzhou numerals () system is a variation of the Southern Song rod numerals. Nowadays, the huāmǎ system is only used for displaying prices in Chinese markets or on traditional handwritten invoices.
Hand gestures
There is a common method of using of one hand to signify the numbers one to ten. While the five digits on one hand can express the numbers one to five, six to ten have special signs that can be used in commerce or day-to-day communication.
Historical use of numerals in China
Most Chinese numerals of later periods were descendants of the Shang dynasty oracle numerals of the 14th century BC. The oracle bone script numerals were found on tortoise shell and animal bones. In early civilizations, the Shang were able to express any numbers, however large, with only nine symbols and a counting board.
Some of the bronze script numerals such as 1, 2, 3, 4, 10, 11, 12, and 13 became part of the system of rod numerals.
In this system, horizontal rod numbers are used for the tens, thousands, hundred thousands etc. It's written in Sunzi Suanjing that "one is vertical, ten is horizontal".
The counting rod numerals system has place value and decimal numerals for computation, and was used widely by Chinese merchants, mathematicians and astronomers from the Han dynasty to the 16th century.
In 690 AD, Empress Wǔ promulgated Zetian characters, one of which was "〇". The word is now used as a synonym for the number zero.
Alexander Wylie, Christian missionary to China, in 1853 already refuted the notion that "the Chinese numbers were written in words at length", and stated that in ancient China, calculation was carried out by means of counting rods, and "the written character is evidently a rude presentation of these". After being introduced to the rod numerals, he said "Having thus obtained a simple but effective system of figures, we find the Chinese in actual use of a method of notation depending on the theory of local value [i.e. place-value], several centuries before such theory was understood in Europe, and while yet the science of numbers had scarcely dawned among the Arabs."
During the Ming and Qing dynasties (after Arabic numerals were introduced into China), some Chinese mathematicians used Chinese numeral characters as positional system digits. After the Qing period, both the Chinese numeral characters and the Suzhou numerals were replaced by Arabic numerals in mathematical writings.
Cultural influences
Traditional Chinese numeric characters are also used in Japan and Korea and were used in Vietnam before the 20th century. In vertical text (that is, read top to bottom), using characters for numbers is the norm, while in horizontal text, Arabic numerals are most common. Chinese numeric characters are also used in much the same formal or decorative fashion that Roman numerals are in Western cultures. Chinese numerals may appear together with Arabic numbers on the same sign or document.
See also
Chinese number gestures
Numbers in Chinese culture
Chinese units of measurement
Chinese classifier
Chinese grammar
Japanese numerals
Korean numerals
Vietnamese numerals
Celestial stem
List of numbers in Sinitic languages
Notes
References
Numerals
Chinese language
Chinese mathematics | [
101,
1922,
183,
15447,
16179,
1132,
1734,
1105,
2650,
1215,
1106,
21185,
2849,
1107,
1922,
119,
3570,
117,
7417,
1104,
1922,
1329,
1210,
1637,
183,
15447,
4412,
2344,
131,
1103,
1449,
1104,
4944,
183,
15447,
16179,
1215,
4529,
117,
1105,
1160,
6854,
2344,
119,
1109,
1167,
4509,
6854,
1449,
1110,
1359,
1113,
1922,
2650,
1115,
18420,
1106,
183,
15447,
16179,
1107,
1103,
4606,
1846,
119,
1636,
1336,
1129,
3416,
1114,
1168,
3483,
1104,
1103,
1922,
3057,
11036,
1216,
1112,
3947,
117,
1983,
117,
1105,
8763,
119,
2082,
1234,
1105,
4300,
1107,
1975,
1105,
6036,
3120,
1329,
1103,
4944,
1137,
3216,
4944,
118,
1922,
2344,
1111,
16670,
117,
1114,
2361,
1922,
183,
15447,
16179,
1215,
1107,
7845,
117,
2871,
1111,
2269,
7919,
1113,
15008,
117,
3085,
22854,
117,
1199,
13935,
6070,
117,
1199,
8171,
117,
1105,
1113,
13210,
119,
1109,
1168,
6854,
1449,
1110,
1103,
15463,
10753,
183,
15447,
16179,
117,
1137,
177,
6718,
1918,
117,
170,
1700,
1348,
1449,
117,
1103,
1178,
5932,
1532,
1104,
1103,
14628,
183,
15447,
16179,
119,
1636,
1127,
1517,
1215,
1118,
1922,
13919,
1116,
117,
1105,
1224,
1107,
1922,
5809,
117,
1216,
1112,
1343,
1107,
3475,
3462,
1196,
1103,
3281,
117,
1133,
1138,
1151,
6044,
28117,
8661,
16999,
1118,
4944,
113,
1105,
1145,
2264,
114,
183,
15447,
16179,
119,
23543,
1116,
1215,
1106,
4248,
2849,
1109,
1922,
1959,
183,
15447,
4412,
1449,
2923,
1104,
1103,
1922,
2650,
1215,
1118,
1103,
1922,
1637,
1846,
1106,
3593,
4606,
183,
15447,
16179,
119,
12250,
1106,
12330,
118,
1149,
2849,
1107,
1483,
113,
174,
119,
176,
119,
117,
107,
1141,
4032,
2551,
2937,
5808,
118,
1421,
107,
114,
117,
1122,
1110,
1136,
1126,
2457,
1449,
1679,
14516,
119,
1967,
1122,
11363,
4606,
1846,
117,
1122,
1674,
1136,
1329,
1103,
1700,
1348,
1449,
1112,
1107,
4944,
183,
15447,
16179,
117,
1107,
1103,
1269,
1236,
1115,
12330,
1149,
2849,
1107,
1483,
1674,
1136,
119,
6433,
2849,
1247,
1132,
2650,
4311,
1103,
2849,
6756,
1194,
2551,
117,
1105,
1168,
2650,
4311,
2610,
2849,
1216,
1112,
17265,
117,
5229,
117,
4674,
117,
1995,
4674,
1105,
2937,
9215,
119,
1247,
1132,
1160,
3741,
1104,
2650,
1111,
1922,
183,
15447,
16179,
131,
1141,
1111,
11236,
2269,
117,
1227,
1112,
193,
1182,
28266,
10649,
1182,
28222,
113,
114,
117,
1105,
1141,
1111,
1329,
1107,
2595,
117,
11438,
1137,
2798,
20011,
117,
1227,
1112,
173,
9183,
8745,
28222,
113,
114,
119,
1109,
2985,
10246,
1272,
1103,
2650,
1215,
1111,
2269,
183,
15447,
16179,
1132,
16735,
2716,
3014,
117,
1177,
2566,
1606,
1343,
183,
15447,
16179,
2834,
3843,
26621,
3377,
1107,
1103,
1269,
1236,
12330,
2849,
1149,
1107,
1483,
1156,
119,
138,
26621,
1197,
1180,
3253,
1849,
1103,
11236,
2650,
977,
994,
113,
1476,
114,
1106,
100,
100,
113,
13837,
114,
1198,
1118,
5321,
170,
1374,
15007,
119,
1337,
1156,
1136,
1129,
1936,
1165,
2269,
1606,
1103,
2798,
2650,
100,
100,
113,
1476,
114,
1105,
100,
100,
113,
13837,
114,
119,
1220,
1132,
1145,
2752,
1106,
1112,
107,
15304,
112,
188,
183,
15447,
16179,
107,
117,
107,
2848,
118,
10258,
183,
15447,
16179,
107,
117,
1137,
107,
15304,
112,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Charles Pierre Baudelaire (, ; ; 9 April 1821 – 31 August 1867) was a French poet who also produced notable work as an essayist and art critic. His poems exhibit mastery in the handling of rhyme and rhythm, contain an exoticism inherited from Romantics, but are based on observations of real life.
His most famous work, a book of lyric poetry titled Les Fleurs du mal (The Flowers of Evil), expresses the changing nature of beauty in the rapidly industrializing Paris during the mid-19th century. Baudelaire's highly original style of prose-poetry influenced a whole generation of poets including Paul Verlaine, Arthur Rimbaud and Stéphane Mallarmé, among many others. He is credited with coining the term modernity (modernité) to designate the fleeting, ephemeral experience of life in an urban metropolis, and the responsibility of artistic expression to capture that experience.
Early life
Baudelaire was born in Paris, France, on 9 April 1821, and baptized two months later at Saint-Sulpice Roman Catholic Church. His father, Joseph-François Baudelaire (1759-1827), a senior civil servant and amateur artist, was 34 years older than Baudelaire's mother, Caroline (née Dufaÿs) (1794-1871). Joseph-François died during Baudelaire's childhood, at rue Hautefeuille, Paris, on February 10, 1827. The following year, Caroline married Lieutenant Colonel Jacques Aupick, who later became a French ambassador to various noble courts. Baudelaire's biographers have often seen this as a crucial moment, considering that finding himself no longer the sole focus of his mother's affection left him with a trauma, which goes some way to explaining the excesses later apparent in his life. He stated in a letter to her that, "There was in my childhood a period of passionate love for you." Baudelaire regularly begged his mother for money throughout his career, often promising that a lucrative publishing contract or journalistic commission was just around the corner.
Baudelaire was educated in Lyon, where he boarded. At 14, he was described by a classmate as "much more refined and distinguished than any of our fellow pupils...we are bound to one another...by shared tastes and sympathies, the precocious love of fine works of literature." Baudelaire was erratic in his studies, at times diligent, at other times prone to "idleness". Later, he attended the Lycée Louis-le-Grand in Paris, studying law, a popular course for those not yet decided on any particular career. He began to frequent prostitutes and may have contracted gonorrhea and syphilis during this period. He also began to run up debts, mostly for clothes. Upon gaining his degree in 1839, he told his brother "I don't feel I have a vocation for anything." His stepfather had in mind a career in law or diplomacy, but instead Baudelaire decided to embark upon a literary career. His mother later recalled: "Oh, what grief! If Charles had let himself be guided by his stepfather, his career would have been very different...He would not have left a name in literature, it is true, but we should have been happier, all three of us."
His stepfather sent him on a voyage to Calcutta, India in 1841 in the hope of ending his dissolute habits. The trip provided strong impressions of the sea, sailing, and exotic ports, that he later employed in his poetry. (Baudelaire later exaggerated his aborted trip to create a legend about his youthful travels and experiences, including "riding on elephants".) On returning to the taverns of Paris, he began to compose some of the poems of "Les Fleurs du Mal". At 21, he received a sizable inheritance but squandered much of it within a few years. His family obtained a decree to place his property in trust, which he resented bitterly, at one point arguing that allowing him to fail financially would have been the one sure way of teaching him to keep his finances in order.
Baudelaire became known in artistic circles as a dandy and free-spender, going through much of his inheritance and allowance in a short period of time. During this time, Jeanne Duval became his mistress. She was rejected by his family. His mother thought Duval a "Black Venus" who "tortured him in every way" and drained him of money at every opportunity. Baudelaire made a suicide attempt during this period.
He took part in the Revolutions of 1848 and wrote for a revolutionary newspaper. However, his interest in politics was passing, as he was later to note in his journals.
In the early 1850s, Baudelaire struggled with poor health, pressing debts, and irregular literary output. He often moved from one lodging to another to escape creditors. He undertook many projects that he was unable to complete, though he did finish translations of stories by Edgar Allan Poe.
Upon the death of his stepfather in 1857, Baudelaire received no mention in the will but he was heartened nonetheless that the division with his mother might now be mended. At 36, he wrote to her: "believe that I belong to you absolutely, and that I belong only to you." His mother died on 16 August 1871, outliving her son by almost four years.
Publishing career
His first published work, under the pseudonym Baudelaire Dufaÿs, was his art review "Salon of 1845", which attracted immediate attention for its boldness. Many of his critical opinions were novel in their time, including his championing of Delacroix, and some of his views seem remarkably in tune with the future theories of the Impressionist painters.
In 1846, Baudelaire wrote his second Salon review, gaining additional credibility as an advocate and critic of Romanticism. His continued support of Delacroix as the foremost Romantic artist gained widespread notice. The following year Baudelaire's novella La Fanfarlo was published.
The Flowers of Evil
Baudelaire was a slow and very attentive worker. However, he often was sidetracked by indolence, emotional distress and illness, and it was not until 1857 that he published Les Fleurs du mal (The Flowers of Evil), his first and most famous volume of poems. Some of these poems had already appeared in the Revue des deux mondes (Review of Two Worlds) in 1855, when they were published by Baudelaire's friend Auguste Poulet Malassis. Some of the poems had appeared as "fugitive verse" in various French magazines during the previous decade.
The poems found a small, yet appreciative audience. However, greater public attention was given to their subject matter. The effect on fellow artists was, as Théodore de Banville stated, "immense, prodigious, unexpected, mingled with admiration and with some indefinable anxious fear". Gustave Flaubert, recently attacked in a similar fashion for Madame Bovary (and acquitted), was impressed and wrote to Baudelaire: "You have found a way to rejuvenate Romanticism...You are as unyielding as marble, and as penetrating as an English mist."
The principal themes of sex and death were considered scandalous for the period. He also touched on lesbianism, sacred and profane love, metamorphosis, melancholy, the corruption of the city, lost innocence, the oppressiveness of living, and wine. Notable in some poems is Baudelaire's use of imagery of the sense of smell and of fragrances, which is used to evoke feelings of nostalgia and past intimacy.
The book, however, quickly became a byword for unwholesomeness among mainstream critics of the day. Some critics called a few of the poems "masterpieces of passion, art and poetry," but other poems were deemed to merit no less than legal action to suppress them. J. Habas led the charge against Baudelaire, writing in Le Figaro: "Everything in it which is not hideous is incomprehensible, everything one understands is putrid." Baudelaire responded to the outcry in a prophetic letter to his mother:
"You know that I have always considered that literature and the arts pursue an aim independent of morality. Beauty of conception and style is enough for me. But this book, whose title (Fleurs du mal) says everything, is clad, as you will see, in a cold and sinister beauty. It was created with rage and patience. Besides, the proof of its positive worth is in all the ill that they speak of it. The book enrages people. Moreover, since I was terrified myself of the horror that I should inspire, I cut out a third from the proofs. They deny me everything, the spirit of invention and even the knowledge of the French language. I don't care a rap about all these imbeciles, and I know that this book, with its virtues and its faults, will make its way in the memory of the lettered public, beside the best poems of V. Hugo, Th. Gautier and even Byron."
Baudelaire, his publisher and the printer were successfully prosecuted for creating an offense against public morals. They were fined, but Baudelaire was not imprisoned. Six of the poems were suppressed, but printed later as Les Épaves (The Wrecks) (Brussels, 1866). Another edition of Les Fleurs du mal, without these poems, but with considerable additions, appeared in 1861. Many notables rallied behind Baudelaire and condemned the sentence. Victor Hugo wrote to him: "Your fleurs du mal shine and dazzle like stars...I applaud your vigorous spirit with all my might." Baudelaire did not appeal the judgment, but his fine was reduced. Nearly 100 years later, on May 11, 1949, Baudelaire was vindicated, the judgment officially reversed, and the six banned poems reinstated in France.
In the poem "Au lecteur" ("To the Reader") that prefaces Les Fleurs du mal, Baudelaire accuses his readers of hypocrisy and of being as guilty of sins and lies as the poet:
... If rape or arson, poison or the knife
Has wove no pleasing patterns in the stuff
Of this drab canvas we accept as life—
It is because we are not bold enough!
(Roy Campbell's translation)
Final years
Baudelaire next worked on a translation and adaptation of Thomas De Quincey's Confessions of an English Opium-Eater. Other works in the years that followed included Petits Poèmes en prose (Small Prose poems); a series of art reviews published in the Pays, Exposition universelle (Country, World Fair); studies on Gustave Flaubert (in L'Artiste, October 18, 1857); on Théophile Gautier (Revue contemporaine, September 1858); various articles contributed to Eugène Crépet's Poètes français; Les Paradis artificiels: opium et haschisch (French poets; Artificial Paradises: opium and hashish) (1860); and Un Dernier Chapitre de l'histoire des oeuvres de Balzac (A Final Chapter of the history of works of Balzac) (1880), originally an article "Comment on paye ses dettes quand on a du génie" ("How one pays one's debts when one has genius"), in which his criticism turns against his friends Honoré de Balzac, Théophile Gautier, and Gérard de Nerval.
By 1859, his illnesses, his long-term use of laudanum, his life of stress, and his poverty had taken a toll and Baudelaire had aged noticeably. But at last, his mother relented and agreed to let him live with her for a while at Honfleur. Baudelaire was productive and at peace in the seaside town, his poem Le Voyage being one example of his efforts during that time. In 1860, he became an ardent supporter of Richard Wagner.
His financial difficulties increased again, however, particularly after his publisher Poulet Malassis went bankrupt in 1861. In 1864, he left Paris for Belgium, partly in the hope of selling the rights to his works and to give lectures. His long-standing relationship with Jeanne Duval continued on-and-off, and he helped her to the end of his life. Baudelaire's relationships with actress Marie Daubrun and with courtesan Apollonie Sabatier, though the source of much inspiration, never produced any lasting satisfaction. He smoked opium, and in Brussels he began to drink to excess. Baudelaire suffered a massive stroke in 1866 and paralysis followed. After more than a year of aphasia, he received the last rites of the Catholic Church. The last two years of his life were spent in a semi-paralyzed state in various "maisons de santé" in Brussels and in Paris, where he died on 31 August 1867. Baudelaire is buried in the Cimetière du Montparnasse, Paris.
Many of Baudelaire's works were published posthumously. After his death, his mother paid off his substantial debts, and she found some comfort in Baudelaire's emerging fame. "I see that my son, for all his faults, has his place in literature." She lived another four years.
Poetry
{{blockquote|Who among us has not dreamt, in moments of ambition, of the miracle of a poetic prose, musical without rhythm and rhyme, supple and staccato enough to adapt to the lyrical stirrings of the soul, the undulations of dreams, and sudden leaps of consciousness. This obsessive idea is above all a child of giant cities, of the intersecting of their myriad relations.|Dedication of Le Spleen de Paris}}
Baudelaire is one of the major innovators in French literature. His poetry is influenced by the French romantic poets of the earlier 19th century, although its attention to the formal features of verse connects it more closely to the work of the contemporary "Parnassians". As for theme and tone, in his works we see the rejection of the belief in the supremacy of nature and the fundamental goodness of man as typically espoused by the romantics and expressed by them in rhetorical, effusive and public voice in favor of a new urban sensibility, an awareness of individual moral complexity, an interest in vice (linked with decadence) and refined sensual and aesthetic pleasures, and the use of urban subject matter, such as the city, the crowd, individual passers-by, all expressed in highly ordered verse, sometimes through a cynical and ironic voice. Formally, the use of sound to create atmosphere, and of "symbols" (images that take on an expanded function within the poem), betray a move towards considering the poem as a self-referential object, an idea further developed by the Symbolists Verlaine and Mallarmé, who acknowledge Baudelaire as a pioneer in this regard.
Beyond his innovations in versification and the theories of symbolism and "correspondences", an awareness of which is essential to any appreciation of the literary value of his work, aspects of his work that regularly receive much critical discussion include the role of women, the theological direction of his work and his alleged advocacy of "satanism", his experience of drug-induced states of mind, the figure of the dandy, his stance regarding democracy and its implications for the individual, his response to the spiritual uncertainties of the time, his criticisms of the bourgeois, and his advocacy of modern music and painting (e.g., Wagner, Delacroix). He made Paris the subject of modern poetry. He brought the city's details to life in the eyes and hearts of his readers.
Critiques
Baudelaire was an active participant in the artistic life of his times. As critic and essayist, he wrote extensively and perceptively about the luminaries and themes of French culture. He was frank with friends and enemies, rarely took the diplomatic approach and sometimes responded violently verbally, that often undermined his cause. His associations were numerous, including Gustave Courbet, Honoré Daumier, Félicien Rops, Franz Liszt, Champfleury, Victor Hugo, Gustave Flaubert, and Balzac.
Edgar Allan Poe
In 1847, Baudelaire became acquainted with the works of Poe, in which he found tales and poems that had, he claimed, long existed in his own brain but never taken shape. Baudelaire saw in Poe a precursor and tried to be his French contemporary counterpart. From this time until 1865, he was largely occupied with translating Poe's works; his translations were widely praised. Baudelaire was not the first French translator of Poe, but his "scrupulous translations" were considered among the best. These were published as Histoires extraordinaires (Extraordinary stories) (1856), Nouvelles histoires extraordinaires (New extraordinary stories) (1857), Aventures d'Arthur Gordon Pym, Eureka, and Histoires grotesques et sérieuses (Grotesque and serious stories) (1865). Two essays on Poe are to be found in his Œuvres complètes (Complete works) (vols. v. and vi.).
Eugène Delacroix
A strong supporter of the Romantic painter Delacroix, Baudelaire called him "a poet in painting". Baudelaire also absorbed much of Delacroix's aesthetic ideas as expressed in his journals. As Baudelaire elaborated in his "Salon of 1846", "As one contemplates his series of pictures, one seems to be attending the celebration of some grievous mystery...This grave and lofty melancholy shines with a dull light.. plaintive and profound like a melody by Weber." Delacroix, though appreciative, kept his distance from Baudelaire, particularly after the scandal of Les Fleurs du mal. In private correspondence, Delacroix stated that Baudelaire "really gets on my nerves" and he expressed his unhappiness with Baudelaire's persistent comments about "melancholy" and "feverishness".
Richard Wagner
Baudelaire had no formal musical training, and knew little of composers beyond Beethoven and Weber. Weber was in some ways Wagner's precursor, using the leitmotif and conceiving the idea of the "total art work" ("Gesamtkunstwerk"), both of which gained Baudelaire's admiration. Before even hearing Wagner's music, Baudelaire studied reviews and essays about him, and formulated his impressions. Later, Baudelaire put them into his non-technical analysis of Wagner, which was highly regarded, particularly his essay "Richard Wagner et Tannhäuser à Paris". Baudelaire's reaction to music was passionate and psychological. "Music engulfs (possesses) me like the sea." After attending three Wagner concerts in Paris in 1860, Baudelaire wrote to the composer: "I had a feeling of pride and joy in understanding, in being possessed, in being overwhelmed, a truly sensual pleasure like that of rising in the air." Baudelaire's writings contributed to the elevation of Wagner and to the cult of Wagnerism that swept Europe in the following decades.
Théophile Gautier
Gautier, writer and poet, earned Baudelaire's respect for his perfection of form and his mastery of language, though Baudelaire thought he lacked deeper emotion and spirituality. Both strove to express the artist's inner vision, which Heinrich Heine earlier stated: "In artistic matters, I am a supernaturalist. I believe that the artist can not find all his forms in nature, but that the most remarkable are revealed to him in his soul." Gautier's frequent meditations on death and the horror of life are themes which influenced Baudelaire's writings. In gratitude for their friendship and commonality of vision, Baudelaire dedicated Les Fleurs du mal to Gautier.
Édouard Manet
Manet and Baudelaire became constant companions from around 1855. In the early 1860s, Baudelaire accompanied Manet on daily sketching trips and often met him socially. Manet also lent Baudelaire money and looked after his affairs, particularly when Baudelaire went to Belgium. Baudelaire encouraged Manet to strike out on his own path and not succumb to criticism. "Manet has great talent, a talent which will stand the test of time. But he has a weak character. He seems to me crushed and stunned by shock." In his painting Music in the Tuileries, Manet includes portraits of his friends Théophile Gautier, Jacques Offenbach, and Baudelaire. While it's difficult to differentiate who influenced whom, both Manet and Baudelaire discussed and expressed some common themes through their respective arts. Baudelaire praised the modernity of Manet's subject matter: "almost all our originality comes from the stamp that 'time' imprints upon our feelings." When Manet's famous Olympia (1863), a portrait of a nude prostitute, provoked a scandal for its blatant realism mixed with an imitation of Renaissance motifs, Baudelaire worked privately to support his friend, though he offered no public defense (he was, however, ill at the time). When Baudelaire returned from Belgium after his stroke, Manet and his wife were frequent visitors at the nursing home and she played passages from Wagner for Baudelaire on the piano.
Nadar
Nadar (Félix Tournachon) was a noted caricaturist, scientist and important early photographer. Baudelaire admired Nadar, one of his close friends, and wrote: "Nadar is the most amazing manifestation of vitality." They moved in similar circles and Baudelaire made many social connections through him. Nadar's ex-mistress Jeanne Duval became Baudelaire's mistress around 1842. Baudelaire became interested in photography in the 1850s, and denouncing it as an art form, advocated its return to "its real purpose, which is that of being the servant to the sciences and arts". Photography should not, according to Baudelaire, encroach upon "the domain of the impalpable and the imaginary". Nadar remained a stalwart friend right to Baudelaire's last days and wrote his obituary notice in Le Figaro.
Philosophy
Many of Baudelaire's philosophical proclamations were considered scandalous and intentionally provocative in his time. He wrote on a wide range of subjects, drawing criticism and outrage from many quarters. Along with Poe, Baudelaire named the arch-reactionary Joseph de Maistre as his maître à penser and adopted increasingly aristocratic views. In his journals, he wrote "There is no form of rational and assured government save an aristocracy. […] There are but three beings worthy of respect: the priest, the warrior and the poet. To know, to kill and to create. The rest of mankind may be taxed and drudged, they are born for the stable, that is to say, to practise what they call professions."
Influence and legacy
Baudelaire's influence on the direction of modern French (and English) language literature was considerable. The most significant French writers to come after him were generous with tributes; four years after his death, Arthur Rimbaud praised him in a letter as 'the king of poets, a true God'. In 1895, Stéphane Mallarmé published "Le Tombeau de Charles Baudelaire", a sonnet in Baudelaire's memory. Marcel Proust, in an essay published in 1922, stated that along with Alfred de Vigny, Baudelaire was "the greatest poet of the nineteenth century".
In the English-speaking world, Edmund Wilson credited Baudelaire as providing an initial impetus for the Symbolist movement by virtue of his translations of Poe. In 1930, T.S. Eliot, while asserting that Baudelaire had not yet received a "just appreciation" even in France, claimed that the poet had "great genius" and asserted that his "technical mastery which can hardly be overpraised...has made his verse an inexhaustible study for later poets, not only in his own language". In a lecture delivered in French on "Edgar Allan Poe and France" (Edgar Poe et la France) in Aix-en-Provence in April 1948, Eliot stated that "I am an English poet of American origin who learnt his art under the aegis of Baudelaire and the Baudelairian lineage of poets." Eliot also alluded to Baudelaire's poetry directly in his own poetry. For example, he quoted the last line of Baudelaire's "Au Lecteur" in the last line of Section I of The Waste Land.'
At the same time that Eliot was affirming Baudelaire's importance from a broadly conservative and explicitly Christian viewpoint, left-wing critics such as Wilson and Walter Benjamin were able to do so from a dramatically different perspective. Benjamin translated Baudelaire's Tableaux Parisiens into German and published a major essay on translation as the foreword.
In the late 1930s, Benjamin used Baudelaire as a starting point and focus for Das Passagenwerk, his monumental attempt at a materialist assessment of 19th-century culture. For Benjamin, Baudelaire's importance lay in his anatomies of the crowd, of the city and of modernity. He says that, in Les Fleurs du mal, "the specific devaluation of the world of things, as manifested in the commodity, is the foundation of Baudelaire's allegorical intention."
François Porche published a poetry collection called Charles Baudelaire: Poetry Collection in memory of Baudelaire.
The novel A Singular Conspiracy (1974) by Barry Perowne is a fictional treatment of the unaccounted period in Edgar Allan Poe's life from January to May 1844, in which (among other things) Poe becomes involved with a young Baudelaire in a plot to expose Baudelaires' stepfather to blackmail, to free up Baudelaires' patrimony.
Vanderbilt University has "assembled one of the world's most comprehensive research collections on...Baudelaire". Les Fleurs du mal has a number of scholarly references.
Works
Salon de 1845, 1845
Salon de 1846, 1846
La Fanfarlo, 1847
Les Fleurs du mal, 1857
Les paradis artificiels, 1860
Réflexions sur Quelques-uns de mes Contemporains, 1861
Le Peintre de la Vie Moderne, 1863
Curiosités Esthétiques, 1868
L'art romantique, 1868
Le Spleen de Paris, 1869. Paris Spleen (Contra Mundum Press: 2021)
Translations from Charles Baudelaire, 1869 (Early English translation of several of Baudelaire's poems, by Richard Herne Shepherd)
Oeuvres Posthumes et Correspondance Générale, 1887–1907
Fusées, 1897
Mon Coeur Mis à Nu, 1897. My Heart Laid Bare & Other Texts (Contra Mundum Press: 2017; 2020)
Oeuvres Complètes, 1922–53 (19 vols.)
Mirror of Art, 1955
The Essence of Laughter, 1956
Curiosités Esthétiques, 1962
The Painter of Modern Life and Other Essays, 1964
Baudelaire as a Literary Critic, 1964
Arts in Paris 1845–1862, 1965
Selected Writings on Art and Artists, 1972
Selected Letters of Charles Baudelaire, 1986
Twenty Prose Poems, 1988
Critique d'art; Critique musicale, 1992
Belgium Stripped Bare (Contra Mundum Press: 2019)
Musical adaptations
French composer Claude Debussy set five of Baudelaire's poems to music in 1890: Cinq poèmes de Charles Baudelaire (Le Balcon, Harmonie du soir, Le Jet d'eau, Recueillement and La Mort des amants).
French composer Henri Duparc set two of Beaudelaire's poems to music: "L'Invitation au voyage" in 1870, and "La vie antérieure" in 1884.
English composer Mark-Anthony Turnage composed settings of two of Baudelaire's poems, "Harmonie du soir" and "L'Invitation au voyage", for soprano and seven instruments.
American electronic musician Ruth White (composer) recorded some of Baudelaire's poems in Les Fleurs du Mal as chants over electronic music in a 1969 recording, Flowers of Evil.
French singer-songwriter Léo Ferré devoted himself to set Baudelaire's poetry into music in three albums: Les Fleurs du mal in 1957 (12 poems), Léo Ferré chante Baudelaire in 1967 (24 poems, including one from Le Spleen de Paris), and the posthumous Les Fleurs du mal (suite et fin) (21 poems), recorded in 1977 but released in 2008.
Soviet/Russian composer David Tukhmanov has set Baudelaire's poem to music (cult album On a Wave of My Memory, 1975).
American avant-garde composer, vocalist and performer Diamanda Galás made an interpretation in original French of Les Litanies de Satan from Les Fleurs du mal, in her debut album titled The Litanies of Satan, which consists of tape and electronics effects with layers of her voice.
French singer David TMX recorded the poems "Lesbos" and "Une Charogne" from The Flowers of Evil.
French metal/shoegaze groups Alcest and Amesoeurs used his poetry for the lyrics of the tracks "Élévation" (on Le Secret) and "Recueillement" (on Amesoeurs), respectively. Celtic Frost used his poem Tristesses de la lune as a lyrics for song on album Into the Pandemonium.
French Black Metal bands Mortifera and Peste Noire used Baudelaire's poems as lyrics for the songs "Le revenant" and "Ciel brouillé" (on Vastiia Tenebrd Mortifera by Mortifera) and "Le mort joyeux" and "Spleen" (on La Sanie des siècles – Panégyrique de la dégénérescence by Peste Noire)
Israeli singer Maor Cohen's 2005 album, the Hebrew name of which translates to French as "Les Fleurs du Mal", is a compilation of songs from Baudelaire's book of the same name. The texts were translated to Hebrew by Israeli poet Dori Manor, and the music was composed by Cohen.
Italian singer Franco Battiato set Invitation au voyage to music as Invito Al Viaggio on his 1999 album Fleurs (Esempi Affini Di Scritture E Simili).
American composer Gérard Pape set Tristesses de la lune/Sorrows of the Moon from Fleurs du Mal for voice and electronic tape.
French band Marc Seberg wrote an adaptation of Recueillement for their 1985 album Le Chant Des Terres.
Dutch composer Marjo Tal set several of Baudelaire’s poems to music.
Russian heavy metal band Black Obelisk used Russian translations of several Baudelaire poems as lyrics for their songs.
French singer Mylène Farmer performed "L'Horloge" to music by Laurent Boutonnat on the album Ainsi soit je and the opening number of her 1989 concert tour. On her latest album "Désobéissance" (2018) she recorded Baudelaire's preface to "Les Fleurs du Mal", "Au lecteur". The French journalist Hugues Royer mentioned several allusions and interpretations of Baudelaire's poems and quotations used by Farmer in various songs in his book "Mylène" (published in 2008).
In 2009 the Italian rock band C.F.F. e il Nomade Venerabile released Un jour noir, a song inspired by Spleen, contained in the album Lucidinervi (Otium Records / Compagnia Nuove Indye). The video clip is available on YouTube.
German aggrotech band C-Drone-Defect used the translation of "Le Rebelle" by Roy Campbell as lyrics for the song "Rebellis" on their 2009 album Dystopia.
English rock band The Cure used the translation of "Les yeux des pauvres" as lyrics for the song "How Beautiful You Are".
French singer-songwriter and musician Serge Gainsbourg has set Baudelaire's poem "Dancing Snake" (Le serpent qui danse) to music in his 1964 song "Baudelaire".
Greek black metal band Rotting Christ adapted Baudelaire's poem "Les Litanies De Satan" from Fleurs du Mal for a song of the same name in their 2016 album Rituals.
Belgian female-fronted band Exsangue released the debut video for the single "A une Malabaraise", and the lyrics are based on Baudelaire's same-named sonnet in 2016.
Belgian electronic music band Modern Cubism has released two albums where poems of Baudelaire are used as lyrics, Les Plaintes d’un Icare in 2008, and live album Live Complaints in 2010.
American rapper Tyler, the Creator released his album Call Me If You Get Lost in 2021. Throughout the album, Tyler, the Creator refers to himself as "Tyler Baudelaire".
See also
Épater la bourgeoisie
References
Notes
Sources
External links
Charles Baudelaire's Cats
The Baudelaire Song Project – site of The Baudelaire Song Project, a UK-based AHRC-funded academic project examining song settings of Baudelaire's poetry
Twilight to Dawn: Charles Baudelaire – Cordite Poetry Review
www.baudelaire.cz – largest Internet site dedicated to Charles Baudelaire. Poems and prose are available in English, French and Czech.
Charles Baudelaire – site dedicated to Baudelaire's poems and prose, containing Fleurs du mal, Petit poemes et prose, Fanfarlo and more in French
Charles Baudelaire International Association
Nikolas Kompridis on Baudelaire's poetry, art, and the "memory of loss" (Flash/HTML5)
baudelaireetbengale.blogspot.com – the influence of Baudelaire on Bengali poetry
Harmonie du soir – Tina Noiret
Online texts
Charles Baudelaire – largest site dedicated to Baudelaire's poems and prose, containing Fleurs du mal, Petit poemes et prose, Fanfarlo and more in French
Poems by Charles Baudelaire – selected works at Poetry Archive
Baudelaire's poems at Poems Found in Translation
Baudelaire – Eighteen Poems
"baudelaire in english", Onedit.net – Sean Bonney's experimental translations of Baudelaire (humor)
Works by Charles Baudelaire
Baudelaire par ses Amis
Single works
FleursDuMal.org – Definitive online presentation of Fleurs du mal'', featuring the original French alongside multiple English translations
An illustrated version (8 Mb) of Les Fleurs du Mal, 1861 edition (Charles Baudelaire / une édition illustrée par inkwatercolor.com)
"The Rebel" – poem by Baudelaire
Les Foules (The Crowds) – English translation
1821 births
1867 deaths
19th-century French journalists
French male journalists
19th-century French poets
19th-century French translators
English–French translators
Translators of Edgar Allan Poe
Burials at Montparnasse Cemetery
Deaths from syphilis
Decadent literature
French art critics
Lycée Louis-le-Grand alumni
Obscenity controversies in literature
Poètes maudits
Psychedelic drug advocates
Sonneteers
Symbolist poets
Writers from Paris
19th-century male writers
Philosophical pessimists | [
101,
1889,
4855,
18757,
10308,
20293,
1162,
113,
117,
132,
132,
130,
1364,
11749,
782,
1955,
1360,
6988,
114,
1108,
170,
1497,
4225,
1150,
1145,
1666,
3385,
1250,
1112,
1126,
10400,
1776,
1105,
1893,
5959,
119,
1230,
6329,
8245,
3283,
1183,
1107,
1103,
8130,
1104,
27063,
1105,
6795,
117,
4651,
1126,
13640,
1863,
7459,
1121,
20359,
1116,
117,
1133,
1132,
1359,
1113,
9959,
1104,
1842,
1297,
119,
1230,
1211,
2505,
1250,
117,
170,
1520,
1104,
19135,
4678,
3334,
5214,
143,
1513,
7719,
3840,
12477,
1233,
113,
1109,
14122,
1104,
11299,
114,
117,
18028,
1103,
4787,
2731,
1104,
5295,
1107,
1103,
5223,
3924,
4404,
2123,
1219,
1103,
2286,
118,
2835,
1432,
119,
18757,
10308,
20293,
1162,
112,
188,
3023,
1560,
1947,
1104,
14221,
118,
4678,
4401,
170,
2006,
3964,
1104,
11587,
1259,
1795,
159,
1200,
15858,
1162,
117,
3456,
155,
4060,
2822,
4867,
1105,
1457,
2744,
20695,
1673,
11123,
20350,
2744,
117,
1621,
1242,
1639,
119,
1124,
1110,
5175,
1114,
9584,
1158,
1103,
1858,
2030,
1785,
113,
2030,
27751,
114,
1106,
1902,
2193,
1103,
4535,
1158,
117,
174,
27801,
4027,
1348,
2541,
1104,
1297,
1107,
1126,
3953,
16411,
14386,
117,
1105,
1103,
4812,
1104,
6037,
2838,
1106,
4821,
1115,
2541,
119,
4503,
1297,
18757,
10308,
20293,
1162,
1108,
1255,
1107,
2123,
117,
1699,
117,
1113,
130,
1364,
11749,
117,
1105,
22162,
1160,
1808,
1224,
1120,
2216,
118,
27040,
15633,
2264,
2336,
1722,
119,
1230,
1401,
117,
2419,
118,
8465,
18757,
10308,
20293,
1162,
113,
23920,
118,
12445,
114,
117,
170,
2682,
2987,
8108,
1105,
6135,
2360,
117,
1108,
3236,
1201,
2214,
1190,
18757,
10308,
20293,
1162,
112,
188,
1534,
117,
7515,
113,
7658,
12786,
8057,
28211,
1116,
114,
113,
13506,
118,
6899,
114,
119,
2419,
118,
8465,
1452,
1219,
18757,
10308,
20293,
1162,
112,
188,
5153,
117,
1120,
27131,
22059,
8124,
16966,
1513,
117,
2123,
117,
1113,
1428,
1275,
117,
12445,
119,
1109,
1378,
1214,
117,
7515,
1597,
3897,
4212,
6909,
27758,
20437,
1377,
117,
1150,
1224,
1245,
170,
1497,
9088,
1106,
1672,
8604,
5333,
119,
18757,
10308,
20293,
1162,
112,
188,
19382,
1116,
1138,
1510,
1562,
1142,
1112,
170,
10268,
1721,
117,
6103,
1115,
4006,
1471,
1185,
2039,
1103,
6753,
2817,
1104,
1117,
1534,
112,
188,
12721,
1286,
1140,
1114,
170,
14780,
117,
1134,
2947,
1199,
1236,
1106,
10100,
1103,
10116,
1279,
1224,
6281,
1107,
1117,
1297,
119,
1124,
2202,
1107,
170,
2998,
1106,
1123,
1115,
117,
107,
1247,
1108,
1107,
1139,
5153,
170,
1669,
1104,
14472,
1567,
1111,
1128,
119,
107,
18757,
10308,
20293,
1162,
4857,
13308,
1117,
1534,
1111,
1948,
2032,
1117,
1578,
117,
1510,
10480,
1115,
170,
23284,
5550,
2329,
1137,
4391,
1596,
5500,
1108,
1198,
1213,
1103,
2655,
119,
18757,
10308,
20293,
1162,
1108,
4512,
1107,
10067,
117,
1187,
1119,
18666,
119,
1335,
1489,
117,
1119,
1108,
1758,
1118,
170,
26562,
1112,
107,
1277,
1167,
16686,
1105,
6019,
1190,
1251,
1104,
1412,
3235,
7035,
119,
119,
119,
1195,
1132,
4930,
1106,
1141,
1330,
119,
119,
119,
1118,
3416,
18689,
1105,
188,
17162,
16606,
1905,
117,
1103,
3073,
2528,
9589,
1567,
1104,
2503,
1759,
1104,
3783,
119,
107,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Cryptozoology is a pseudoscience and subculture that searches for and studies unknown, legendary, or extinct animals whose present existence is disputed or unsubstantiated, particularly those popular in folklore, such as Bigfoot, the Loch Ness Monster, Yeti, the chupacabra, the Jersey Devil, or the Mokele-mbembe. Cryptozoologists refer to these entities as cryptids, a term coined by the subculture. Because it does not follow the scientific method, cryptozoology is considered a pseudoscience by mainstream science: it is neither a branch of zoology nor of folklore studies. It was originally founded in the 1950s by zoologists Bernard Heuvelmans and Ivan T. Sanderson.
Scholars have noted that the subculture rejected mainstream approaches from an early date, and that adherents often express hostility to mainstream science. Scholars have studied cryptozoologists and their influence (including the pseudoscience's association with Young Earth creationism), noted parallels in cryptozoology and other pseudosciences such as ghost hunting and ufology, and highlighted uncritical media propagation of cryptozoologist claims.
Terminology, history, and approach
As a field, cryptozoology originates from the works of Bernard Heuvelmans, a Belgian zoologist, and Ivan T. Sanderson, a Scottish zoologist. Notably, Heuvelmans published On the Track of Unknown Animals (French Sur la Piste des Bêtes Ignorées) in 1955, a landmark work among cryptozoologists that was followed by numerous other like works. Similarly, Sanderson published a series of books that assisted in developing hallmarks of cryptozoology, including Abominable Snowmen: Legend Come to Life (1961).
The term cryptozoology dates from 1959 or before – Heuvelmans attributes the coinage of the term cryptozoology 'the study of hidden animals' (from Ancient Greek: κρυπτός, kryptós "hidden, secret"; Ancient Greek ζῷον, zōion "animal", and λόγος, logos, i.e. "knowledge, study") to Sanderson. Patterned after cryptozoology, the term cryptid was coined in 1983 by cryptozoologist J. E. Wall in the summer issue of the International Society of Cryptozoology newsletter. According to Wall "[It has been] suggested that new terms be coined to replace sensational and often misleading terms like 'monster'. My suggestion is 'cryptid', meaning a living thing having the quality of being hidden or unknown ... describing those creatures which are (or may be) subjects of cryptozoological investigation." The Oxford English Dictionary defines the noun cryptid as "an animal whose existence or survival to the present day is disputed or unsubstantiated; any animal of interest to a cryptozoologist". While used by most cryptozoologists, the term cryptid is not used by academic zoologists. In a textbook aimed at undergraduates, academics Caleb W. Lack and Jacques Rousseau note that the subculture's focus on what it deems to be "cryptids" is a pseudoscientic extension of older belief in monsters and other similar entities from the folklore record, yet with a "new, more scientific-sounding name: cryptids".
While biologists regularly identify new species, cryptozoologists often focus on creatures from the folklore record. Most famously, these include the Loch Ness Monster, Bigfoot, the chupacabra, as well as other "imposing beasts that could be labeled as monsters". In their search for these entities, cryptozoologists may employ devices such as motion-sensitive cameras, night-vision equipment, and audio-recording equipment. While there have been attempts to codify cryptozoological approaches, unlike biologists, zoologists, botanists, and other academic disciplines, however, "there are no accepted, uniform, or successful methods for pursuing cryptids". Some scholars have identified precursors to modern cryptozoology in certain medieval approaches to the folklore record, and the psychology behind the cryptozoology approach has been the subject of academic study.
Few cryptozoologists have a formal science education, and fewer still have a science background directly relevant to cryptozoology. Adherents often misrepresent the academic backgrounds of cryptozoologists. According to writer Daniel Loxton and paleontologist Donald Prothero, "Cryptozoologists have often promoted 'Professor Roy Mackal, PhD.' as one of their leading figures and one of the few with a legitimate doctorate in biology. What is rarely mentioned, however, is that he had no training that would qualify him to undertake competent research on exotic animals. This raises the specter of 'credential mongering', by which an individual or organization feints a person's graduate degree as proof of expertise, even though his or her training is not specifically relevant to the field under consideration." Besides Heuvalmans, Sanderson, and Mackal, other notable cryptozoologists with academic backgrounds include Grover Krantz, Karl Shuker, and Richard Greenwell.
Historically, notable cryptozoologists have often identified instances featuring "irrefutable evidence" (such as Sanderson and Krantz), only for the evidence to be revealed as the product of a hoax. This may occur during a closer examination by experts or upon confession of the hoaxer.
Young Earth creationism
A subset of cryptozoology promotes the pseudoscience of Young Earth creationism, rejecting conventional science in favor of a Biblical interpretation and promoting concepts such as "living dinosaurs". Science writer Sharon A. Hill observes that the Young Earth creationist segment of cryptozoology is "well-funded and able to conduct expeditions with a goal of finding a living dinosaur that they think would invalidate evolution." Anthropologist Jeb J. Card says that "Creationists have embraced cryptozoology and some cryptozoological expeditions are funded by and conducted by creationists hoping to disprove evolution." In a 2013 interview, paleontologist Donald Prothero notes an uptick in creationist cryptozoologists. He observes that "[p]eople who actively search for Loch Ness monsters or Mokele Mbembe do it entirely as creationist ministers. They think that if they found a dinosaur in the Congo it would overturn all of evolution. It wouldn't. It would just be a late-occurring dinosaur, but that's their mistaken notion of evolution."
Citing a 2013 exhibit at the Petersburg, Kentucky-based Creation Museum, which claimed that dragons were once biological creatures who walked the earth alongside humanity and is broadly dedicated to Young Earth creationism, religious studies academic Justin Mullis notes that "Cryptozoology has a long and curious history with Young Earth Creationism, with this new exhibit being just one of the most recent examples". Academic Paul Thomas analyzes the influence and connections between cryptoozology in his 2020 study of the Creation Museum and the creationist theme park Ark Encounter. Thomas comments that, "while the Creation Museum and the Ark Encounter are flirting with pseudoarchaeology, coquettishly whispering pseudoarchaeological rhetoric, they are each fully in bed with cryptozoology" and observes that "Young-earth creationists and cryptozoologists make natural bed fellows. As with pseudoarchaeology, both young-earth creationists and cryptozoologists bristle at the rejection of mainstream secular science and lament a seeming conspiracy to prevent serious consideration of their claims."
Lack of critical media coverage
Media outlets have often uncritically disseminated information from cryptozoologist sources, including newspapers that repeat false claims made by cryptozoologists or television shows that feature cryptozoologists as monster hunters (such as the popular and purportedly nonfiction American television show MonsterQuest, which aired from 2007 to 2010). Media coverage of purported "cryptids" often fails to provide more likely explanations, further propagating claims made by cryptozoologists.
Reception and pseudoscience
There is a broad consensus among academics that cryptozoology is a pseudoscience. The subculture is regularly criticized for reliance on anecdotal information and because in the course of investigating animals that most scientists believe are unlikely to have existed, cryptozoologists do not follow the scientific method. No academic course of study nor university degree program grants the status of cryptozoologist and the subculture is primarily the domain of individuals without training in the natural sciences.
Anthropologist Jeb J. Card summarizes cryptozoology in a survey of pseudoscience and pseudoarchaeology:
Cryptozoology purports to be the study of previously unidentified animal species. At first glance, this would seem to differ little from zoology. New species are discovered by field and museum zoologists every year. Cryptozoologists cite these discoveries as justification of their search but often minimize or omit the fact that the discoverers do not identify as cryptozoologists and are academically trained zoologists working in an ecological paradigm rather than organizing expeditions to seek out supposed examples of unusual and large creatures.
Card notes that "cryptozoologists often show their disdain and even hatred for professional scientists, including those who enthusiastically participated in cryptozoology", which he traces back to Heuvelmans's early "rage against critics of cryptozoology". He finds parallels with cryptozoology and other pseudosciences, such as ghost hunting and ufology, and compares the approach of cryptozoologists to colonial big-game hunters, and to aspects of European imperialism. According to Card, "Most cryptids are framed as the subject of indigenous legends typically collected in the heyday of comparative folklore, though such legends may be heavily modified or worse. Cryptozoology's complicated mix of sympathy, interest, and appropriation of indigenous culture (or non-indigenous construction of it) is also found in New Age circles and dubious "Indian burial grounds" and other legends...invoked in hauntings such as the "Amityville" hoax ...".
In a 2011 foreword for The American Biology Teacher, then National Association of Biology Teachers president Dan Ward uses cryptozoology as an example of "technological pseudoscience" that may confuse students about the scientific method. Ward says that "Cryptozoology ... is not valid science or even science at all. It is monster hunting." Historian of science Brian Regal includes an entry for cryptozoology in his Pseudoscience: A Critical Encyclopedia (2009). Regal says that "as an intellectual endeavor, cryptozoology has been studied as much as cryptozoologists have sought hidden animals".
In a 1992 issue of Folklore, folklorist Véronique Campion-Vincent says:
Unexplained appearances of mystery animals are reported all over the world today. Beliefs in the existence of fabulous and supernatural animals are ubiquitous and timeless. In the continents discovered by Europe indigenous beliefs and tales have strongly influenced the perceptions of the conquered confronted by a new natural environment. In parallel with the growing importance of the scientific approach, these traditional mythical tales have been endowed with sometimes highly artificial precision and have given birth to contemporary legends solidly entrenched in their territories. The belief self-perpetuates today through multiple observations enhanced by the media and encouraged (largely with the aim of gain for touristic promotion) by the local population, often genuinely convinced of the reality of this profitable phenomenon."
Campion-Vincent says that "four currents can be distinguished in the study of mysterious animal appearances": "Forteans" ("compiler[s] of anomalies" such as via publications like the Fortean Times), "occultists" (which she describes as related to "Forteans"), "folklorists", and "cryptozoologists". Regarding cryptozoologists, Campion-Vincent says that "this movement seems to deserve the appellation of parascience, like parapsychology: the same corpus is reviewed; many scientists participate, but for those who have an official status of university professor or researcher, the participation is a private hobby".
In her Encyclopedia of American Folklore, academic Linda Watts says that "folklore concerning unreal animals or beings, sometimes called monsters, is a popular field of inquiry" and describes cryptozoology as an example of "American narrative traditions" that "feature many monsters".
In his analysis of cryptozoology, folklorist Peter Dendle says that "cryptozoology devotees consciously position themselves in defiance of mainstream science" and that:
The psychological significance of cryptozoology in the modern world...serves to channel guilt over the decimation of species and destruction of the natural habitat; to recapture a sense of mysticism and danger in a world now perceived as fully charted and over-explored; and to articulate resentment of and defiance against a scientific community perceived as monopolising the pool of culturally acceptable beliefs.
In a paper published in 2013, Dendle refers to cryptozoologists as "contemporary monster hunters" that "keep alive a sense of wonder in a world that has been very thoroughly charted, mapped, and tracked, and that is largely available for close scrutiny on Google Earth and satellite imaging" and that "on the whole the devotion of substantial resources for this pursuit betrays a lack of awareness of the basis for scholarly consensus (largely ignoring, for instance, evidence of evolutionary biology and the fossil record)."
According to historian Mike Dash, few scientists doubt there are thousands of unknown animals, particularly invertebrates, awaiting discovery; however, cryptozoologists are largely uninterested in researching and cataloging newly discovered species of ants or beetles, instead focusing their efforts towards "more elusive" creatures that have often defied decades of work aimed at confirming their existence.
Paleontologist George Gaylord Simpson (1984) lists cryptozoology among examples of human gullibility, along with creationism:
Humans are the most inventive, deceptive, and gullible of all animals. Only those characteristics can explain the belief of some humans in creationism, in the arrival of UFOs with extraterrestrial beings, or in some aspects of cryptozoology. ...In several respects the discussion and practice of cryptozoology sometimes, although not invariably, has demonstrated both deception and gullibility. An example seems to merit the old Latin saying 'I believe because it is incredible,' although Tertullian, its author, applied it in a way more applicable to the present day creationists.
Paleontologist Donald Prothero (2007) cites cryptozoology as an example of pseudoscience and categorizes it, along with Holocaust denial and UFO abductions claims, as aspects of American culture that are "clearly baloney".
In Scientifical Americans: The Culture of Amateur Paranormal Researchers (2017), Hill surveys the field and discusses aspects of the subculture, noting internal attempts at creating more scientific approaches and the involvement of Young Earth creationists and a prevalence of hoaxes. She concludes that many cryptozoologists are "passionate and sincere in their belief that mystery animals exist. As such, they give deference to every report of a sighting, often without critical questioning. As with the ghost seekers, cryptozoologists are convinced that they will be the ones to solve the mystery and make history. With the lure of mystery and money undermining diligent and ethical research, the field of cryptozoology has serious credibility problems."
Organizations
There have been several organizations, of varying types, dedicated or related to cryptozoology. These include:
International Fortean Organization – a network of professional Fortean researchers and writers based in the United States
International Society of Cryptozoology – an American organisation that existed from 1982 to 1998
Kosmopoisk – a Russian organisation whose interests include cryptozoology and Ufology
Museums and exhibitions
The zoological and cryptozoological collection and archive of Bernard Heuvelmans is held at the Musée Cantonal de Zoologie in Lausanne and consists of around "1,000 books, 25,000 files, 25,000 photographs, correspondence, and artifacts".
In 2006, the Bates College Museum of Art held the "Cryptozoology: Out of Time Place Scale" exhibition, which compared cryptozoological creatures with recently extinct animals like the thylacine and extant taxa like the coelacanth, once thought long extinct (living fossils). The following year, the American Museum of Natural History put on a mixed exhibition of imaginary and extinct animals, including the elephant bird Aepyornis maximus and the great ape Gigantopithecus blacki, under the name "Mythic Creatures: Dragons, Unicorns and Mermaids".
See also
Ethnozoology
Fearsome critters, fabulous beasts that were said to inhabit the timberlands of North America
Folk belief
List of cryptids, a list of cryptids notable within cryptozoology
List of cryptozoologists, a list of notable cryptozoologists
Scientific skepticism
Notes and citations
References
Bartholomew, Robert E. 2012. The Untold Story of Champ: A Social History of America's Loch Ness Monster. State University of New York Press.
Campion-Vincent, Véronique. 1992. “Appearances of Beasts and Mystery-cats in France”. Folklore 103.2 (1992): 160–83.
Card, Jeb J. 2016. "Steampunk Inquiry: A Comparative Vivisection of Discovery Pseudoscience" in Card, Jeb J. and Anderson, David S. Lost City, Found Pyramid: Understanding Alternative Archaeologies and Pseudoscientific Practices, pp. 24–25. University of Alabama Press.
Church, Jill M. (2009). Cryptozoology. In H. James Birx. Encyclopedia of Time: Science, Philosophy, Theology & Culture, Volume 1. Sage Publications. pp. 251–52.
Dash, Mike. 2000. Borderlands: The Ultimate Exploration of the Unknown. Overlook Press.
Dendle, Peter. 2006. "Cryptozoology in the Medieval and Modern Worlds". Folklore, Vol. 117, No. 2 (Aug., 2006), pp. 190–206. Taylor & Francis.
Dendle, Peter. 2013. "Monsters and the Twenty-First Century" in The Ashgate Research Companion to Monsters and the Monstrous. Ashgate Publishing.
Hill, Sharon A. 2017. Scientifical Americans: The Culture of Amateur Paranormal Researchers. McFarland.
Lack, Caleb W. and Jacques Rousseau. 2016. Critical Thinking, Science, and Pseudoscience: Why We Can't Trust Our Brains. Springer.
Lee, Jeffrey A. 2000. The Scientific Endeavor: A Primer on Scientific Principles and Practice. Benjamin Cummings.
Loxton, Daniel and Donald Prothero. 2013. Abominable Science: Origins of the Yeti, Nessie, and other Famous Cryptids. Columbia University Press.
Mullis, Justin. 2019. "Cryptofiction! Science Fiction and the Rise of Cryptozoology" in Caterine, Darryl & John W. Morehead (ed.). 2019. The Paranormal and Popular Culture: A Postmodern Religious Landscape, pp. 240–52. Routledge. .
Mullis, Justin. 2021. "Thomas Jefferson: The First Cryptozoologist?". In Joseph P. Laycock & Natasha L. Mikles (eds). Religion, Culture, and the Monstrous: Of Gods and Monsters, pp. 185–97. Lexington Books.
Nagel, Brian. 2009. Pseudoscience: A Critical Encyclopedia. ABC-CLIO.
Paxton, C.G.M. 2011. "Putting the 'ology' into cryptozoology." Biofortean Notes. Vol. 7, pp. 7–20, 310.
Prothero, Donald R. 2007. Evolution: What the Fossils Say and Why It Matters. Columbia University Press.
Radford, Benjamin. 2014. "Bigfoot at 50: Evaluating a Half-Century of Bigfoot Evidence" in Farha, Bryan (ed.). Pseudoscience and Deception: The Smoke and Mirrors of Paranormal Claims. University Press of America.
Regal, Brian. 2011a. "Cryptozoology" in McCormick, Charlie T. and Kim Kennedy (ed.). Folklore: An Encyclopedia of Beliefs, Customs, Tales, Music, and Art, pp. 326–29. 2nd edition. ABC-CLIO. .
Regal, Brian. 2011b. Sasquatch: Crackpots, Eggheads, and Cryptozoology. Springer. .
Roesch, Ben S & John L. Moore. (2002). Cryptozoology. In Michael Shermer (ed.). The Skeptic Encyclopedia of Pseudoscience: Volume One. ABC-CLIO. pp. 71–78.
Shea, Rachel Hartigan. 2013. "The Science Behind Bigfoot and Other Monsters".National Geographic, September 9, 2013. Online.
Shermer, Michael. 2003. "Show Me the Body" in Scientific American, issue 288 (5), p. 27. Online.
Simpson, George Gaylord (1984). "Mammals and Cryptozoology". Proceedings of the American Philosophical Society. Vol. 128, No. 1 (Mar. 30, 1984), pp. 1–19. American Philosophical Society.
Thomas, Paul. 2020. Storytelling the Bible at the Creation Museum, Ark Encounter, and Museum of the Bible. Bloomsbury Publishing.
Uscinski, Joseph. 2020. Conspiracy Theories: A Primer. Rowman & Littlefield Publishers.
Wall, J. E. 1983. The ISC Newsletter, vol. 2, issue 10, p. 10. International Society of Cryptozoology.
Ward, Daniel. 2011. "From the President". The American Biology Teacher, 73.8 (2011): 440–40.
Watts, Linda S. 2007. Encyclopedia of American Folklore. Facts on File.
External links
Forteana
Pseudoscience
Subcultures
Young Earth creationism
Zoology | [
101,
15586,
6451,
17395,
21778,
15741,
1110,
170,
23563,
22274,
1105,
4841,
19695,
1115,
18806,
1111,
1105,
2527,
3655,
117,
9445,
117,
1137,
8256,
3551,
2133,
1675,
3796,
1110,
11807,
1137,
8362,
6385,
4832,
17071,
20175,
117,
2521,
1343,
1927,
1107,
16106,
117,
1216,
1112,
2562,
10744,
117,
1103,
18207,
151,
5800,
11701,
117,
6355,
1182,
117,
1103,
22572,
4455,
16604,
6766,
117,
1103,
3308,
8201,
117,
1137,
1103,
12556,
13622,
1162,
118,
182,
3962,
17329,
119,
15586,
6451,
17395,
21778,
25976,
1116,
5991,
1106,
1292,
11659,
1112,
5354,
6451,
7540,
117,
170,
1858,
13674,
1118,
1103,
4841,
19695,
119,
2279,
1122,
1674,
1136,
2812,
1103,
3812,
3442,
117,
5354,
6451,
17395,
21778,
15741,
1110,
1737,
170,
23563,
22274,
1118,
7965,
2598,
131,
1122,
1110,
4534,
170,
3392,
1104,
15003,
6360,
4040,
1104,
16106,
2527,
119,
1135,
1108,
2034,
1771,
1107,
1103,
4057,
1118,
15003,
17246,
6190,
1124,
19581,
12151,
1116,
1105,
7062,
157,
119,
12195,
1320,
119,
18765,
1138,
2382,
1115,
1103,
4841,
19695,
5164,
7965,
8015,
1121,
1126,
1346,
2236,
117,
1105,
1115,
8050,
12807,
5240,
1510,
6848,
19981,
1106,
7965,
2598,
119,
18765,
1138,
2376,
5354,
6451,
17395,
21778,
25976,
1116,
1105,
1147,
2933,
113,
1259,
1103,
23563,
22274,
112,
188,
3852,
1114,
2701,
2746,
3707,
1863,
114,
117,
2382,
21287,
1107,
5354,
6451,
17395,
21778,
15741,
1105,
1168,
23563,
22274,
1116,
1216,
1112,
7483,
5693,
1105,
190,
14467,
6360,
117,
1105,
11634,
8362,
1665,
23862,
1348,
2394,
25934,
1104,
5354,
6451,
17395,
21778,
25976,
3711,
119,
12008,
9019,
4559,
6360,
117,
1607,
117,
1105,
3136,
1249,
170,
1768,
117,
5354,
6451,
17395,
21778,
15741,
18025,
1121,
1103,
1759,
1104,
6190,
1124,
19581,
12151,
1116,
117,
170,
6399,
15003,
8844,
117,
1105,
7062,
157,
119,
12195,
1320,
117,
170,
3250,
15003,
8844,
119,
1753,
5382,
117,
1124,
19581,
12151,
1116,
1502,
1212,
1103,
6563,
1104,
16285,
16519,
113,
1497,
17078,
2495,
21902,
13894,
3532,
139,
24559,
3052,
146,
25566,
13240,
1279,
114,
1107,
3115,
117,
170,
10755,
1250,
1621,
5354,
6451,
17395,
21778,
25976,
1116,
1115,
1108,
1723,
1118,
2567,
1168,
1176,
1759,
119,
10321,
117,
12195,
1320,
1502,
170,
1326,
1104,
2146,
1115,
6842,
1107,
4297,
2885,
22328,
1104,
5354,
6451,
17395,
21778,
15741,
117,
1259,
138,
4043,
14503,
2165,
8442,
2354,
131,
9687,
3435,
1106,
2583,
113,
2920,
114,
119,
1109,
1858,
5354,
6451,
17395,
21778,
15741,
4595,
1121,
3003,
1137,
1196,
782,
1124,
19581,
12151,
1116,
12745,
1103,
9584,
2553,
1104,
1103,
1858,
5354,
6451,
17395,
21778,
15741,
112,
1103,
2025,
1104,
4610,
3551,
112,
113,
1121,
7622,
2414,
131,
427,
28353,
28356,
28352,
28355,
28361,
18143,
117,
180,
1616,
6451,
24127,
107,
4610,
117,
3318,
107,
132,
7622,
2414,
100,
117,
195,
4587,
1988,
107,
3724,
107,
117,
1105,
428,
28361,
28340,
26352,
117,
7998,
1116,
117,
178,
119,
174,
119,
107,
3044,
117,
2025,
107,
114,
1106,
12195,
1320,
119,
7195,
16748,
1174,
1170,
5354,
6451,
17395,
21778,
15741,
117,
1103,
1858,
5354,
6451,
2386,
1108,
13674,
1107,
2278,
1118,
5354,
6451,
17395,
21778,
25976,
147,
119,
142,
119,
6250,
1107,
1103,
2247,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The Military Forces of Colombia () are the unified armed forces of the Republic of Colombia. They consist of the Colombian Army, the Colombian Navy and the Colombian Air Force. The National Police of Colombia, although technically not part of the military, is controlled and administered by the Ministry of National Defence, and national conscription also includes service in the National Police, thus making it a de facto gendarmerie and a branch of the military. The President of Colombia is the military's commander in chief, and helps formulate defense policy through the Ministry of National Defence, which is in charge of day-to-day operations.
The Military Forces of Colombia have their roots in the Army of the Commoners (), which was formed on 7 August 1819 – before the establishment of the present day Colombia – to meet the demands of the Revolutionary War against the Spanish Empire. After their triumph in the war, the Army of the Commoners disbanded, and the Congress of Angostura created the Gran Colombian Army to replace it, thus establishing the first military service branch of the country.
The Colombian military was operationally involved in World War II and was the only Latin American country to send troops to the Korean War. Ever since the advent of the Colombian Conflict, the Colombian military has been involved in combat, pacification, counter-insurgency, and drug interdiction operations all over the country's national territory. Recently it has participated in counter-piracy efforts in the Horn of Africa under Operation Ocean Shield and Operation Atlanta.
The military of Colombia is the third largest in the Western Hemisphere in terms of active personnel and has the fourth largest expenditure in the Americas, behind the United States Armed Forces, the Canadian Armed Forces and the Brazilian Armed Forces respectively.
Services
The Colombian Constitution includes two overlapping definitions of what could be defined as 'armed forces' in English:
The Public Force (): Includes the Military Forces proper and the National Police (Title VII, chapter VII, Art. 216)
The Military Forces (): Includes only the 3 major military service branches: Army, Navy and Air Force (Title VII, chapter VII, Art. 217)
This is a subtle yet important distinction, both in terms of emphasizing the civil nature of the National Police, but also adapting the national police to function as a paramilitary force which can perform military duties as a result of the Colombian Conflict. This has led to some of the most important police units adopting military training and conducting special operations alongside the Colombian Army, Air Force, and Navy. Therefore, the functions of the Colombian Police in practical terms are similar to those of a gendarmerie, like the Spanish Civil Guard and the Carabineros de Chile, which maintain military ranks for all police personnel.
Personnel
The Colombian armed forces consist of:
Military Forces:
Colombian Army
Colombian Navy – and attached services Marines and Colombian Coast Guard
Colombian Air Force
And,
National Police of Colombia
Public Force strength as of April 2014.
Military strength
Dependencies
Military Medical Corps ('') – Medical and Nurse Corps
Indumil () – Military Industry Depot
Military Sports Federation ()
Military Printing ()
Military Museum () – History of the Armed Forces of Colombia
Superior War College (Escuela Superior de Guerra (Colombia) ESDEGUE)
Funding
In 2000, Colombia assigned 3.9% of its GDP to defense. By 2008 this figure had risen to 4.8%, ranking it 14th in the world. The armed forces number about 250,000 uniformed personnel: 145,000 military and 105,000 police. These figures do not include assistance personnel such as cooks, medics, mechanics, and so on. This makes the Colombian military one of the largest and most well-equipped in Latin America. Many Colombian military personnel have received military training assistance directly in Colombia and also in the United States. The United States has provided equipment and financing to the Colombian military and police through the military assistance program, foreign military sales, and the international narcotics control program, all currently united under the auspices of Plan Colombia.
World factbook statistics
Military manpower – military service age and obligation: 18 years of age for compulsory and voluntary military service; conscript service obligation – 24 months (2004)
Military manpower – availability:
males age 18–49: 10,212,456
females age 18–49: 10,561,562 (2005 estimate)
Military manpower – fit for military service:
males age 18–49: 6,986,228
females age 18–49: 8,794,465 (2005 estimate)
Military manpower – reaching military age annually:
males age 18–49: 389,735
females age 18–49: 383,146 (2005 estimate)
Rank Insignia
See also
AFEUR
Colombia
Colombian Army
Colombian military decorations
Indumil
Joint Task Force OMEGA
Military ranks of the Colombian Armed Forces
References and notes
Includes 435 sub-officers and 3,125 agents
Includes 123,125 executive personnel and 23,562 Auxiliary conscript
External links
Ministerio de Defensa de Colombia – Official Ministry of Defense site
Comando General de las Fuerzas Militares – Official Armed Forces General Command
Ejército Nacional de Colombia – Official Army site
Ejército Nacional de Colombia – Official Army site
Armada Nacional de Colombia – Official Navy site ()
Fuérza Aérea Colombiana – Official Air Force site
Policía Nacional de Colombia – Official National Police site
UNFFMM – Unofficial site of the Colombian Military Forces
Other Links
Colombian Military expenditure
Bibliography
Military of Colombia
Ministry of National Defense (Colombia)
fr:Armée nationale colombienne | [
101,
1109,
4012,
4791,
1104,
6855,
113,
114,
1132,
1103,
13943,
4223,
2088,
1104,
1103,
2250,
1104,
6855,
119,
1220,
8296,
1104,
1103,
13977,
1740,
117,
1103,
13977,
2506,
1105,
1103,
13977,
1806,
2300,
119,
1109,
1305,
3284,
1104,
6855,
117,
1780,
12444,
1136,
1226,
1104,
1103,
1764,
117,
1110,
4013,
1105,
8318,
1118,
1103,
3424,
1104,
1305,
6231,
117,
1105,
1569,
14255,
19256,
1145,
2075,
1555,
1107,
1103,
1305,
3284,
117,
2456,
1543,
1122,
170,
1260,
14277,
176,
6696,
20350,
15148,
1105,
170,
3392,
1104,
1103,
1764,
119,
1109,
1697,
1104,
6855,
1110,
1103,
1764,
112,
188,
3877,
1107,
2705,
117,
1105,
6618,
7893,
1566,
3948,
2818,
1194,
1103,
3424,
1104,
1305,
6231,
117,
1134,
1110,
1107,
2965,
1104,
1285,
118,
1106,
118,
1285,
2500,
119,
1109,
4012,
4791,
1104,
6855,
1138,
1147,
6176,
1107,
1103,
1740,
1104,
1103,
6869,
1468,
113,
114,
117,
1134,
1108,
1824,
1113,
128,
1360,
12720,
782,
1196,
1103,
4544,
1104,
1103,
1675,
1285,
6855,
782,
1106,
2283,
1103,
7252,
1104,
1103,
9013,
1414,
1222,
1103,
2124,
2813,
119,
1258,
1147,
14558,
1107,
1103,
1594,
117,
1103,
1740,
1104,
1103,
6869,
1468,
8285,
117,
1105,
1103,
2757,
1104,
26285,
15540,
4084,
1687,
1103,
13529,
13977,
1740,
1106,
4971,
1122,
117,
2456,
7046,
1103,
1148,
1764,
1555,
3392,
1104,
1103,
1583,
119,
1109,
13977,
1764,
1108,
6519,
1193,
2017,
1107,
1291,
1414,
1563,
1105,
1108,
1103,
1178,
2911,
1237,
1583,
1106,
3952,
2830,
1106,
1103,
3947,
1414,
119,
10006,
1290,
1103,
16889,
1104,
1103,
13977,
23419,
117,
1103,
13977,
1764,
1144,
1151,
2017,
1107,
4127,
117,
185,
7409,
5783,
117,
4073,
118,
22233,
25383,
117,
1105,
3850,
9455,
15906,
2500,
1155,
1166,
1103,
1583,
112,
188,
1569,
3441,
119,
15088,
1122,
1144,
3360,
1107,
4073,
118,
185,
19128,
3268,
1107,
1103,
11684,
1104,
2201,
1223,
5158,
4879,
11452,
1105,
5158,
5161,
119,
1109,
1764,
1104,
6855,
1110,
1103,
1503,
2026,
1107,
1103,
2102,
24371,
1107,
2538,
1104,
2327,
4675,
1105,
1144,
1103,
2223,
2026,
24106,
1107,
1103,
11198,
117,
1481,
1103,
1244,
1311,
8776,
4791,
117,
1103,
2122,
8776,
4791,
1105,
1103,
5468,
8776,
4791,
3569,
119,
4326,
1109,
13977,
5317,
2075,
1160,
23003,
16687,
1104,
1184,
1180,
1129,
3393,
1112,
112,
4223,
2088,
112,
1107,
1483,
131,
1109,
2710,
2300,
113,
114,
131,
25051,
1103,
4012,
4791,
4778,
1105,
1103,
1305,
3284,
113,
11772,
8748,
117,
6073,
8748,
117,
2051,
119,
22148,
114,
1109,
4012,
4791,
113,
114,
131,
25051,
1178,
1103,
124,
1558,
1764,
1555,
5020,
131,
1740,
117,
2506,
1105,
1806,
2300,
113,
11772,
8748,
117,
6073,
8748,
117,
2051,
119,
22196,
114,
1188,
1110,
170,
11515,
1870,
1696,
7762,
117,
1241,
1107,
2538,
1104,
25841,
1103,
2987,
2731,
1104,
1103,
1305,
3284,
117,
1133,
1145,
16677,
1158,
1103,
1569,
2021,
1106,
3053,
1112,
170,
25349,
2049,
1134,
1169,
3870,
1764,
5078,
1112,
170,
1871,
1104,
1103,
13977,
23419,
119,
1188,
1144,
1521,
1106,
1199,
1104,
1103,
1211,
1696,
2021,
2338,
17827,
1764,
2013,
1105,
9239,
1957,
2500,
3338,
1103,
13977,
1740,
117,
1806,
2300,
117,
1105,
2506,
119,
6589,
117,
1103,
4226,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Climbing is the activity of using one's hands, feet, or any other part of the body to ascend a steep topographical object. It is done for locomotion, recreation and competition, and within trades that rely on ascension; such as emergency rescue and military operations. It is done indoors and out, on natural and man-made structures.
Professional mountain guides or rock climbing guides, such as members of the IFMGA, have been known to be a historically significant element of developing the popularity of the sport in the natural environment, and remain so today.
Climbing became an Olympic sport for the first time in the 2021 Olympic Games in Tokyo (see Sport climbing at the 2020 Summer Olympics).
Types
Climbing activities include:
Bouldering: Ascending boulders or small outcrops, often with climbing shoes and a chalk bag or bucket. Usually, instead of using a safety rope from above, injury is avoided using a crash pad and a human spotter (to direct a falling climber on to the pad. They can also give beta, or advice)
Buildering: Ascending the exterior skeletons of buildings, typically without protective equipment.
Canyoneering: Climbing along canyons for sport or recreation.
Chalk climbing: Ascending chalk cliffs uses some of the same techniques as ice climbing.
Competition climbing: A formal, competitive sport of recent origins, normally practiced on artificial walls that resemble natural formations. The International Federation of Sport Climbing (IFSC) is the official organization governing competition rock climbing worldwide and is recognized by the IOC and GAISF and is a member of the International World Games Association (IWGA). The UIAA is the official organization governing competition ice climbing worldwide. Competition climbing has three major disciplines: Lead, Bouldering and Speed.
Free climbing: a form of rock climbing in which the climber uses climbing equipment such as ropes and other means of climbing protection, but only to protect against injury during falls and not to assist progress.
Ice climbing: Ascending ice or hard snow formations using special equipment, usually ice axes and crampons. Techniques of protecting the climber are similar to those of rock climbing, with protective devices (such as ice screws and snow wedges) adapted to frozen conditions.
Indoor climbing: Top roping, lead climbing, and bouldering artificial walls with bolted holds in a climbing gym.
Ladder climbing: Climbing ladders for exercise. This may involve climbing up and down the underside of a ladder, or along a horizontally aligned ladder or 'monkey bars'. The ladder may be climbed going forwards, backwards, or sideways.
Lumberjack tree-trimming and competitive tree-trunk or pole climbing for speed using spikes and belts.
Mallakhamba: A traditional Indian sport which combines climbing a pole or rope with the performance of aerial yoga and gymnastics.
Mountaineering: Ascending mountains for sport or recreation. It often involves rock or ice climbing (Alpine climbing).
Pole climbing: Climbing poles and masts without equipment.
Rock climbing: Ascending rock formations, often using climbing shoes and a chalk bag. Equipment such as ropes, bolts, nuts, hexes and camming devices are normally employed, either as a safeguard or for artificial aid.
Rope access: Industrial climbing, usually abseiling, as an alternative to scaffolding for short works on exposed structures.
Rope climbing: Climbing a short, thick rope for speed. Not to be confused with roped climbing, as in rock or ice climbing.
Scrambling: The art of ascending rocky faces and ridges, which can include rock climbing, and is considered part of hillwalking although can require the use of ropes and other climbing equipment based on the difficulty of the terrain.
Stair climbing: ascending elevation via stairs.
Sport climbing is a form of rock climbing that relies on permanent anchors fixed to the rock, and possibly bolts, for protection, (in contrast with traditional climbing, where the rock is typically devoid of fixed anchors and bolts, and where climbers must place removable protection as they climb).
Top roping: Ascending a rock climbing route protected by a rope anchored at the top and protected by a belayer below
Traditional climbing (more casually known as Trad climbing) is a form of climbing without fixed anchors and bolts. Climbers place removable protection such as camming devices, nuts, and other passive and active protection that holds the rope to the rock (via the use of carabiners and webbing/slings) in the event of a fall or when weighted by a climber.
Tower climbing: Climbing up the inside of a narrow tower (or between two walls) by applying pressure to the walls with the hands and feet.
Solo climbing: Solo climbing or soloing is a style of climbing in which the climber climbs alone, without somebody belaying them. When free soloing, an error usually is fatal as no belay systems are being used. Soloing can also be self-belayed, hence minimizing the risks.
Tree climbing: Recreationally ascending trees using ropes and other protective equipment.
A tower climber is a professional who climbs broadcasting or telecommunication towers or masts for maintenance or repair.
Rock, ice and tree climbing all usually utilize ropes for safety or aid. Pole climbing and rope climbing were among the first exercises to be included in the origins of modern gymnastics in the late 18th century and early 19th century.
Film
Climbing has been the subject of both film and documentary film with notable examples being Touching the Void, Everest, Cliffhanger and Free Solo.
See also
Aid climbing
Clean climbing
Climbing clubs
Climbing wall
Climbing equipment
Climbing organizations
Fall factor
List of climbers – notable rock and ice climbers
List of climbing topics
Glossary of climbing terms
Glossary of knots common in climbing
Outdoor education
Outdoor activity
Running belay
Parkour
Scrambling
Speed climbing
References
External links | [
101,
140,
24891,
6791,
1110,
1103,
3246,
1104,
1606,
1141,
112,
188,
1493,
117,
1623,
117,
1137,
1251,
1168,
1226,
1104,
1103,
1404,
1106,
1112,
25981,
170,
9458,
1499,
9597,
1348,
4231,
119,
1135,
1110,
1694,
1111,
25338,
8178,
24035,
117,
12729,
1105,
2208,
117,
1105,
1439,
19288,
1115,
11235,
1113,
1112,
17248,
1988,
132,
1216,
1112,
5241,
5431,
1105,
1764,
2500,
119,
1135,
1110,
1694,
9287,
1116,
1105,
1149,
117,
1113,
2379,
1105,
1299,
118,
1189,
4413,
119,
6861,
3231,
15889,
1137,
2067,
8259,
15889,
117,
1216,
1112,
1484,
1104,
1103,
13729,
14666,
1592,
117,
1138,
1151,
1227,
1106,
1129,
170,
8528,
2418,
5290,
1104,
4297,
1103,
5587,
1104,
1103,
4799,
1107,
1103,
2379,
3750,
117,
1105,
3118,
1177,
2052,
119,
140,
24891,
6791,
1245,
1126,
3557,
4799,
1111,
1103,
1148,
1159,
1107,
1103,
17881,
1475,
3557,
2957,
1107,
4839,
113,
1267,
7331,
8259,
1120,
1103,
12795,
2659,
2932,
114,
119,
6902,
1116,
140,
24891,
6791,
2619,
1511,
131,
21266,
1158,
131,
1249,
25981,
1158,
25467,
1137,
1353,
1149,
1665,
25287,
117,
1510,
1114,
8259,
5743,
1105,
170,
23410,
3821,
1137,
15398,
119,
12378,
117,
1939,
1104,
1606,
170,
3429,
8090,
1121,
1807,
117,
3773,
1110,
9226,
1606,
170,
5683,
12921,
1105,
170,
1769,
3205,
2083,
113,
1106,
2904,
170,
4058,
6767,
1200,
1113,
1106,
1103,
12921,
119,
1220,
1169,
1145,
1660,
11933,
117,
1137,
5566,
114,
139,
19118,
5938,
131,
1249,
25981,
1158,
1103,
8786,
15427,
1116,
1104,
2275,
117,
3417,
1443,
9760,
3204,
119,
10084,
15536,
131,
140,
24891,
6791,
1373,
18964,
1116,
1111,
4799,
1137,
12729,
119,
24705,
10493,
8259,
131,
1249,
25981,
1158,
23410,
16043,
2745,
1199,
1104,
1103,
1269,
4884,
1112,
2854,
8259,
119,
8579,
8259,
131,
138,
4698,
117,
6591,
4799,
1104,
2793,
7564,
117,
5156,
8720,
1113,
8246,
2928,
1115,
13262,
2379,
14075,
119,
1109,
1570,
4245,
1104,
7331,
140,
24891,
6791,
113,
13729,
10844,
114,
1110,
1103,
2078,
2369,
9042,
2208,
2067,
8259,
4529,
1105,
1110,
3037,
1118,
1103,
146,
9244,
1105,
20173,
6258,
2271,
1105,
1110,
170,
1420,
1104,
1103,
1570,
1291,
2957,
1791,
113,
146,
2924,
10583,
114,
119,
1109,
158,
9984,
1592,
1110,
1103,
2078,
2369,
9042,
2208,
2854,
8259,
4529,
119,
8579,
8259,
1144,
1210,
1558,
13132,
131,
10440,
117,
21266,
1158,
1105,
10856,
119,
4299,
8259,
131,
170,
1532,
1104,
2067,
8259,
1107,
1134,
1103,
6767,
1200,
2745,
8259,
3204,
1216,
1112,
16024,
1105,
1168,
2086,
1104,
8259,
3636,
117,
1133,
1178,
1106,
3244,
1222,
3773,
1219,
4887,
1105,
1136,
1106,
6043,
5070,
119,
6172,
8259,
131,
1249,
25981,
1158,
2854,
1137,
1662,
4883,
14075,
1606,
1957,
3204,
117,
1932,
2854,
21682,
1105,
172,
4515,
5674,
2316,
119,
7882,
2605,
11962,
1104,
8547,
1103,
6767,
1200,
1132,
1861,
1106,
1343,
1104,
2067,
8259,
117,
1114,
9760,
5197,
113,
1216,
1112,
2854,
13084,
1116,
1105,
4883,
22432,
1116,
114,
5546,
1106,
7958,
2975,
119,
12617,
8259,
131,
3299,
187,
16391,
117,
1730,
8259,
117,
1105,
23751,
1158,
8246,
2928,
1114,
19532,
3486,
1107,
170,
8259,
10759,
119,
2001,
19541,
8259,
131,
140,
24891,
6791,
11413,
1116,
1111,
6730,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Canada Day () is the national day of Canada. A federal statutory holiday, it celebrates the anniversary of Canadian Confederation which occurred on July 1, 1867, with the passing of the British North America Act, 1867 where the four separate colonies of Upper Canada, Lower Canada, Nova Scotia, and New Brunswick were united into a single Dominion within the British Empire called Canada. Originally called Dominion Day (), the holiday was renamed in 1982 when the Canadian Constitution was patriated by the Canada Act 1982. Canada Day celebrations take place throughout the country, as well as in various locations around the world attended by Canadians living abroad.
Commemoration
Canada Day is often informally referred to as "Canada's birthday", particularly in the popular press. However, the term "birthday" can be seen as an oversimplification, as Canada Day is the anniversary of only one important national milestone on the way to the country's full sovereignty, namely the joining on July 1, 1867, of the colonies of Canada, Nova Scotia, and New Brunswick into a wider British federation of four provinces (the colony of Canada being divided into the provinces of Ontario and Quebec upon Confederation). Canada became a "kingdom in its own right" within the British Empire commonly known as the Dominion of Canada.
Although a British dominion, Canada gained an increased level of political control and governance over its own affairs, the British parliament and Cabinet maintaining political control over certain areas, such as foreign affairs, national defence, and constitutional changes. Canada gradually gained increasing sovereignty over the years, notably with the passage of the Statute of Westminster in 1931, until finally becoming completely sovereign with the passing of the Constitution Act, 1982 which served to fully patriate the Canadian constitution.
Under the federal Holidays Act, Canada Day is observed on July 1, unless that date falls on a Sunday, in which case July 2 is the statutory holiday. Celebratory events will generally still take place on July 1, even though it is not the legal holiday. If it falls on a weekend, businesses normally closed that day usually dedicate the following Monday as a day off.
History
The enactment of the British North America Act, 1867 (today called the Constitution Act, 1867), which confederated Canada, was celebrated on July 1, 1867, with the ringing of the bells at the Cathedral Church of St. James in Toronto and "bonfires, fireworks and illuminations, excursions, military displays and musical and other entertainments", as described in contemporary accounts. On June 20 of the following year, Governor General the Viscount Monck issued a royal proclamation asking for Canadians to celebrate the anniversary of Confederation, However, the holiday was not established statutorily until May 15, 1879, when it was designated as Dominion Day, alluding to the reference in the British North America Act to the country as a dominion. The holiday was initially not dominant in the national calendar; any celebrations were mounted by local communities and the governor general hosted a party at Rideau Hall. No larger celebrations were held until 1917, and then none again for a further decade—the gold and diamond anniversaries of Confederation, respectively.
In 1946, Philéas Côté, a Quebec member of the House of Commons, introduced a private member's bill to rename Dominion Day as Canada Day. The bill was passed quickly by the lower chamber but was stalled by the Senate, which returned it to the Commons with the recommendation that the holiday be renamed The National Holiday of Canada, an amendment that effectively killed the bill.
Beginning in 1958, the Canadian government began to orchestrate Dominion Day celebrations. That year, then Prime Minister John Diefenbaker requested that Secretary of State Ellen Fairclough organize appropriate events, with a budget of $14,000. Parliament was traditionally in session on July 1, but Fairclough persuaded Diefenbaker and the rest of the federal Cabinet to attend. Official celebrations thereafter consisted usually of Trooping the Colour ceremonies on Parliament Hill in the afternoon and evening, followed by a mass band concert and fireworks display. Fairclough, who became Minister of Citizenship and Immigration, later expanded the bills to include performing folk and ethnic groups. The day also became more casual and family oriented. Canada's centennial in 1967 is often seen as an important milestone in the history of Canadian nationalism and in Canada's maturing as a distinct, independent country, after which Dominion Day became more popular with average Canadians. Into the late 1960s, nationally televised, multi-cultural concerts held in Ottawa were added and the fête became known as Festival Canada. After 1980, the Canadian government began to promote celebrating Dominion Day beyond the national capital, giving grants and aid to cities across the country to help fund local activities.
Some Canadians were, by the early 1980s, informally referring to the holiday as Canada Day, a practice that caused some controversy: Proponents argued that the name Dominion Day was a holdover from the colonial era, an argument given some impetus by the patriation of the Canadian constitution in 1982, and others asserted that an alternative was needed as the term does not translate well into French. Conversely, numerous politicians, journalists, and authors, such as Robertson Davies, decried the change at the time and some continue to maintain that it was illegitimate and an unnecessary break with tradition. Others claimed Dominion was widely misunderstood and conservatively inclined commenters saw the change as part of a much larger attempt by Liberals to "re-brand" or re-define Canadian history. Columnist Andrew Cohen called Canada Day a term of "crushing banality" and criticized it as "a renunciation of the past [and] a misreading of history, laden with political correctness and historical ignorance".
The holiday was officially renamed as a result of a private member's bill that was passed through the House of Commons on July 9, 1982, two years after its first reading. Only 12 Members of Parliament were present when the bill was taken up again, eight fewer than the necessary quorum; however, according to parliamentary rules, the quorum is enforceable only at the start of a sitting or when a member calls attention to it. The group passed the bill in five minutes, without debate, inspiring "grumblings about the underhandedness of the process". It met with stronger resistance in the Senate. Ernest Manning argued that the rationale for the change was based on a misperception of the name and George McIlraith did not agree with the manner in which the bill was passed, urging the government to proceed in a more "dignified way". However, the Senate did eventually pass the bill, regardless. With the granting of Royal Assent, the holiday's name was officially changed to Canada Day on October 27, 1982.
As the anniversary of Confederation, Dominion Day, and later Canada Day, was the date set for a number of important events, such as the first national radio network hookup by the Canadian National Railway (1927); the inauguration of the Canadian Broadcasting Corporation's cross-country television broadcast, with Governor General Vincent Massey's Dominion Day speech from Parliament Hill (1958); the flooding of the Saint Lawrence Seaway (1958); the first colour television transmission in Canada (1966); the inauguration of the Order of Canada (1967); and the establishment of "O Canada" as the country's national anthem (1980). During the 150th anniversary of Canada in 2017, the Bank of Canada released a commemorative $10 banknote for Canada's sesquicentennial, which was expected to be broadly available by Canada Day. Other events fell on the same day coincidentally, such as the first day of the Battle of the Somme in 1916—shortly after which Newfoundland recognized July 1 as Memorial Day to commemorate the Newfoundland Regiment's heavy losses during the battle—and the enactment of the Chinese Immigration Act in 1923—leading Chinese-Canadians to refer to July 1 as Humiliation Day and boycott Dominion Day celebrations until the act was repealed in 1947.
Activities
Most communities across the country will host organized celebrations for Canada Day, typically outdoor public events, such as parades, carnivals, festivals, barbecues, air and maritime shows, fireworks, and free musical concerts, as well as citizenship ceremonies. There is no standard mode of celebration for Canada Day; Jennifer Welsh, a professor of International Relations at the University of Oxford, said about this: "Canada Day, like the country, is endlessly decentralized. There doesn't seem to be a central recipe for how to celebrate it—chalk it up to the nature of the federation." However, the focus of the celebrations is the national capital, Ottawa, Ontario, where large concerts and cultural displays are held on Parliament Hill in an event largely referred to as the "Noon Show". Typically with the governor general and prime minister officiate, though the monarch or another member of the Royal Family may also attend or take the governor general's place. Smaller events are mounted in other parks around the city and in neighbouring Gatineau, Quebec.
Given the federal nature of the anniversary, celebrating Canada Day can be a cause of friction in the province of Quebec, where the holiday is overshadowed by Quebec's National Holiday, on June 24. For example, the federal government funds Canada Day events at the Old Port of Montreal—an area run by a federal Crown corporation—while the National Holiday parade is a grassroots effort that has been met with pressure to cease, even from federal officials. The nature of the event has also been met with criticism outside of Quebec, such as that given by Ottawa Citizen columnist David Warren, who said in 2007: "The Canada of the government-funded paper flag-waving and painted faces—the 'new' Canada that is celebrated each year on what is now called 'Canada Day'—has nothing controversially Canadian about it. You could wave a different flag, and choose another face paint, and nothing would be lost."
Canada Day also coincides with Quebec's Moving Day, when many fixed-lease apartment rental terms expire. The bill changing the province's moving day from May 1 to July 1 was introduced by a federalist member of the Quebec National Assembly, Jérôme Choquette, in 1973, in order not to affect children still in school in the month of May.
Due to the COVID-19 pandemic, all major in-person Canada Day festivities nationwide were cancelled or converted to virtual events in 2020 due to social distancing and restrictions on public gatherings.
International celebrations
Canadian expatriates will often organize Canada Day activities in their local area on or near the date of the holiday. Examples include Canada D'eh, an annual celebration that takes place on June 30 in Hong Kong, at Lan Kwai Fong, where an estimated attendance of 12,000 was reported in 2008; Canadian Forces' events on bases in Afghanistan; at Trafalgar Square outside Canada House in London, England; in Mexico, at the Royal Canadian Legion in Chapala, and at the Canadian Club in Ajijic. In China, Canada Day celebrations are held at the Bund Beach by the Canadian Chamber of Commerce in Shanghai and at Canadian International School in Beijing by the Canada China Business Council.
Criticism and protest
Canada Day has attracted a negative stigma among Indigenous peoples in Canada and non-Indigenous allies, who feel that it is a celebration of the colonization of Indigenous land. Criticism of Canada Day celebrations were particularly prominent during Canada's sesquicentennial in 2017, with allegations that the commemorations downplayed the role of Indigenous peoples in the country's history, and the hardships they face in the present day. In 2020, the Indigenous rights group Idle No More organized a series of peaceful rallies on Canada Day against the "ongoing genocide within Canada against Indigenous people", citing hardships such as missing and murdered Indigenous women, birth alerts, substandard drinking water supplies on First Nations reserves, police brutality, and compulsory sterilization.
In May and June 2021, following the discovery of unmarked graves of Indigenous children at the site of an Indian residential school in British Columbia, calls for Canada Day festivities to be cancelled or modified out of respect for truth and reconciliation intensified, including discussion on social media using the hashtag "#CancelCanadaDay". If not already cancelled or modified due to COVID-19 restrictions, Canada Day festivities were cancelled in various communities in British Columbia, New Brunswick, and Northern Saskatchewan, while Idle No More announced its intent to again organize peaceful rallies in multiple major cities. Minister of Crown–Indigenous Relations Carolyn Bennett stated that she would wear an orange shirt—a symbol of awareness for the residential school system—on Canada Day, and acknowledged the inaugural National Day for Truth and Reconciliation that will be commemorated as a statutory holiday for the first time on September 30.
Leader of the NDP Jagmeet Singh stated that "While there's things that we can be proud of, absolutely, there are things that are really horrible, and that are a part of our legacy. It does us a disservice when we ignore the injustice, we ignore the bad parts of our history and the ongoing legacy and the impact of those horrible things that have happened, and continue to happen." Leader of the Conservative Party Erin O'Toole criticized calls to cancel Canada Day celebrations, telling his caucus that he was "concerned that injustices in our past or in the present are too often seized upon by a small group of activist voices who use it to attack the very idea of Canada itself", and that "the road to reconciliation, the road to equality, the road to inclusion, does not involve tearing Canada down."
See also
Anthems and nationalistic songs of Canada
Culture of Canada
National Flag of Canada Day
National symbols of Canada
Public holidays in Canada
Notes
References
External links
Canada Day in the Capital Region – Government of Canada
History of Canada Day – Government of Canada
Canada Day – Encyclopaedia Britannica
Annual events in Canada
July observances
Public holidays in Canada
National days
Summer events in Canada | [
101,
1803,
2295,
113,
114,
1110,
1103,
1569,
1285,
1104,
1803,
119,
138,
2877,
17302,
7946,
117,
1122,
24408,
1103,
5453,
1104,
2122,
13052,
1134,
3296,
1113,
1351,
122,
117,
6988,
117,
1114,
1103,
3744,
1104,
1103,
1418,
1456,
1738,
2173,
117,
6988,
1187,
1103,
1300,
2767,
8990,
1104,
5454,
1803,
117,
5738,
1803,
117,
6584,
9418,
117,
1105,
1203,
8857,
1127,
10280,
1154,
170,
1423,
17609,
1439,
1103,
1418,
2813,
1270,
1803,
119,
5798,
1270,
17609,
2295,
113,
114,
117,
1103,
7946,
1108,
3286,
1107,
2294,
1165,
1103,
2122,
5317,
1108,
26227,
22356,
1118,
1103,
1803,
2173,
2294,
119,
1803,
2295,
12746,
1321,
1282,
2032,
1103,
1583,
117,
1112,
1218,
1112,
1107,
1672,
4541,
1213,
1103,
1362,
2323,
1118,
17524,
1690,
6629,
119,
3291,
12140,
24829,
1803,
2295,
1110,
1510,
25355,
2752,
1106,
1112,
107,
1803,
112,
188,
5913,
107,
117,
2521,
1107,
1103,
1927,
3181,
119,
1438,
117,
1103,
1858,
107,
5913,
107,
1169,
1129,
1562,
1112,
1126,
17074,
4060,
1643,
17489,
117,
1112,
1803,
2295,
1110,
1103,
5453,
1104,
1178,
1141,
1696,
1569,
24697,
1113,
1103,
1236,
1106,
1103,
1583,
112,
188,
1554,
13578,
117,
8199,
1103,
4577,
1113,
1351,
122,
117,
6988,
117,
1104,
1103,
8990,
1104,
1803,
117,
6584,
9418,
117,
1105,
1203,
8857,
1154,
170,
6815,
1418,
18159,
1104,
1300,
7112,
113,
1103,
6417,
1104,
1803,
1217,
3233,
1154,
1103,
7112,
1104,
3717,
1105,
5181,
1852,
13052,
114,
119,
1803,
1245,
170,
107,
6139,
1107,
1157,
1319,
1268,
107,
1439,
1103,
1418,
2813,
3337,
1227,
1112,
1103,
17609,
1104,
1803,
119,
1966,
170,
1418,
1202,
25685,
1320,
117,
1803,
3388,
1126,
2569,
1634,
1104,
1741,
1654,
1105,
12711,
1166,
1157,
1319,
5707,
117,
1103,
1418,
6254,
1105,
9049,
8338,
1741,
1654,
1166,
2218,
1877,
117,
1216,
1112,
2880,
5707,
117,
1569,
6465,
117,
1105,
7950,
2607,
119,
1803,
6044,
3388,
4138,
13578,
1166,
1103,
1201,
117,
5087,
1114,
1103,
5885,
1104,
1103,
1457,
2980,
6140,
1104,
9134,
1107,
3916,
117,
1235,
1921,
2479,
2423,
14611,
1114,
1103,
3744,
1104,
1103,
5317,
2173,
117,
2294,
1134,
1462,
1106,
3106,
26227,
3464,
1566,
1103,
2122,
7119,
119,
2831,
1103,
2877,
10450,
1116,
2173,
117,
1803,
2295,
1110,
4379,
1113,
1351,
122,
117,
4895,
1115,
2236,
4887,
1113,
170,
3625,
117,
1107,
1134,
1692,
1351,
123,
1110,
1103,
17302,
7946,
119,
24664,
1513,
6766,
6207,
1958,
1209,
2412,
1253,
1321,
1282,
1113,
1351,
122,
117,
1256,
1463,
1122,
1110,
1136,
1103,
2732,
7946,
119,
1409,
1122,
4887,
1113,
170,
5138,
117,
5028,
5156,
1804,
1115,
1285,
1932,
1260,
12892,
1103,
1378,
6356,
1112,
170,
1285,
1228,
119,
2892,
1109,
4035,
11179,
1880,
1104,
1103,
1418,
1456,
1738,
2173,
117,
6988,
113,
2052,
1270,
1103,
5317,
2173,
117,
6988,
114,
117,
1134,
14255,
8124,
2692,
2913,
1803,
117,
1108,
5719,
1113,
1351,
122,
117,
6988,
117,
1114,
1103,
13787,
1104,
1103,
12552,
1120,
1103,
5761,
1722,
1104,
1457,
119,
1600,
1107,
3506,
1105,
107,
171,
1320,
20259,
117,
19612,
1105,
25842,
1116,
117,
4252,
23668,
117,
1764,
8609,
1105,
2696,
1105,
1168,
5936,
1116,
107,
117,
1112,
1758,
1107,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
A cultural movement is a change in the way a number of different disciplines approach their work. This embodies all art forms, the sciences, and philosophies. Historically, different nations or regions of the world have gone through their own independent sequence of movements in culture, but as world communications have accelerated this geographical distinction has become less distinct. When cultural movements go through revolutions from one to the next, genres tend to get attacked and mixed up, and often new genres are generated and old ones fade. These changes are often reactions against the prior cultural form, which typically has grown stale and repetitive. An obsession emerges among the mainstream with the new movement, and the old one falls into neglect – sometimes it dies out entirely, but often it chugs along favored in a few disciplines and occasionally making reappearances (sometimes prefixed with "neo-").
There is continual argument over the precise definition of each of these periods, and one historian might group them differently, or choose different names or descriptions. As well, even though in many cases the popular change from one to the next can be swift and sudden, the beginning and end of movements are somewhat subjective, as the movements did not spring fresh into existence out of the blue and did not come to an abrupt end and lose total support, as would be suggested by a date range. Thus use of the term "period" is somewhat deceptive. "Period" also suggests a linearity of development, whereas it has not been uncommon for two or more distinctive cultural approaches to be active at the same time. Historians will be able to find distinctive traces of a cultural movement before its accepted beginning, and there will always be new creations in old forms. So it can be more useful to think in terms of broad "movements" that have rough beginnings and endings. Yet for historical perspective, some rough date ranges will be provided for each to indicate the "height" or accepted time span of the movement.
This current article covers western, notably European and American cultural movements. They have, however, been paralleled by cultural movements in the Orient and elsewhere. In the late 20th and early 21st century in Thailand, for example, there has been a cultural shift away from western social and political values more toward Japanese and Chinese. As well, That culture has reinvigorated monarchical concepts to accommodate state shifts away from western ideology regarding democracy and monarchies.
Cultural movements
Graeco-Roman
The Greek culture marked a departure from the other Mediterranean cultures that preceded and surrounded it. The Romans adopted Greek and other styles, and spread the result throughout Europe and the Middle East. Together, Greek and Roman thought in philosophy, religion, science, history, and all forms of thought can be viewed as a central underpinning of Western culture, and is therefore termed the "Classical period" by some. Others might divide it into the Hellenistic period and the Roman period, or might choose other finer divisions.
See: Classical architecture — Classical sculpture — Greek architecture — Hellenistic architecture — Ionic — Doric — Corinthian — Stoicism — Cynicism — Epicurean — Roman architecture — Early Christian — Neoplatonism
Romanesque (11th century & 12th centuries)
A style (esp. architectural) similar in form and materials to Roman styles. Romanesque seems to be the first pan-European style since Roman Imperial Architecture and examples are found in every part of the continent.
See: Romanesque architecture — Ottonian Art
Gothic (mid 12th century until mid 15th century)
See: Gothic architecture — Gregorian chant — Neoplatonism
Nominalism
Rejects Platonic realism as a requirement for thinking and speaking in general terms.
Humanism (16th century)
Renaissance
The use of light, shadow, and perspective to more accurately represent life. Because of how fundamentally these ideas were felt to alter so much of life, some have referred to it as the "Golden Age". In reality it was less an "Age" and more of a movement in popular philosophy, science, and thought that spread over Europe (and probably other parts of the world), over time, and affected different aspects of culture at different points in time. Very roughly, the following periods can be taken as indicative of place/time foci of the Renaissance: Italian Renaissance 1450–1550. Spanish Renaissance 1550–1587. English Renaissance 1588–1629.
Protestant Reformation
The Protestant Reformation, often referred to simply as the Reformation, was a schism from the Roman Catholic Church initiated by Martin Luther, John Calvin, Huldrych Zwingli and other early Protestant Reformers in the 16th century Europe.
Mannerism
Anti-classicist movement that sought to emphasize the feeling of the artist himself.
See: Mannerism/Art
Baroque
Emphasizes power and authority, characterized by intricate detail and without the "disturbing angst" of Mannerism. Essentially is exaggerated Classicism to promote and glorify the Church and State. Occupied with notions of infinity.
See: Baroque art — Baroque music
Rococo
Neoclassical (17th–19th centuries)
Severe, unemotional movement recalling Roman and Greek ("classical") style, reacting against the overbred Rococo style and the emotional Baroque style. It stimulated revival of classical thinking, and had especially profound effects on science and politics. Also had a direct influence on Academic Art in the 19th century. Beginning in the early 17th century with Cartesian thought (see René Descartes), this movement provided philosophical frameworks for the natural sciences, sought to determine the principles of knowledge by rejecting all things previously believed to be known about the world. In Renaissance Classicism attempts are made to recreate the classic art forms — tragedy, comedy, and farce.
See also: Weimar Classicism
Age of Enlightenment (1688–1789): Reason (rationalism) seen as the ideal.
Romanticism (1770–1830)
Began in Germany and spread to England and France as a reaction against Neoclassicism and against the Age of Enlightenment.. The notion of "folk genius", or an inborn and intuitive ability to do magnificent things, is a core principle of the Romantic movement. Nostalgia for the primitive past in preference to the scientifically minded present. Romantic heroes, exemplified by Napoleon, are popular. Fascination with the past leads to a resurrection of interest in the Gothic period. It did not really replace the Neoclassical movement so much as provide a counterbalance; many artists sought to join both styles in their works.
See: Symbolism
Realism (1830–1905)
Ushered in by the Industrial Revolution and growing Nationalism in the world. Began in France. Attempts to portray the speech and mannerisms of everyday people in everyday life. Tends to focus on middle class social and domestic problems. Plays by Ibsen are an example. Naturalism evolved from Realism, following it briefly in art and more enduringly in theatre, film, and literature. Impressionism, based on 'scientific' knowledge and discoveries concerns observing nature and reality objectively.
See: Post-impressionism — Neo-impressionism — Pointillism — Pre-Raphaelite
Art Nouveau (1880–1905)
Decorative, symbolic art
See: Transcendentalism
Modernism (1880–1965)
Also known as the Avant-garde movement. Originating in the 19th century with Symbolism, the Modernist movement composed itself of a wide range of 'isms' that ran in contrast to Realism and that sought out the underlying fundamentals of art and philosophy. The Jazz age and Hollywood emerge and have their hey-days.
See: Fauvism — Cubism — Futurism — Suprematism — Dada — Constructivism — Surrealism — Expressionism — Existentialism — Op Art — Art Deco — Bauhaus — Neo-Plasticism — Precisionism — Abstract expressionism — New Realism — Color field painting — Happening — Fluxus — Hard-edge painting — Pop Art — Photorealism — Minimalism — Postminimalism — Lyrical abstraction — Situationism
Postmodernism (since c.1965)
A reaction to Modernism, in a way, Postmodernism largely discards the notion that artists should seek pure fundamentals, often questioning whether such fundamentals even exist – or suggestion that if they do exist, they may be irrelevant. It is exemplified by movements such as deconstructivism, conceptual art, etc.
See: Postmodern philosophy — Postmodern music — Postmodern art
Post-postmodernism (since c.1990)
See also
Art movement
List of art movements
Critical theory
Cultural imperialism
Cultural sensibility
History of philosophy
Postliterate society
Periodization
Social movement
External links
Alphabetical list of some movements, styles, discoveries and facts on the World History Timeline chart
Culture
Social movements | [
101,
138,
3057,
2230,
1110,
170,
1849,
1107,
1103,
1236,
170,
1295,
1104,
1472,
13132,
3136,
1147,
1250,
119,
1188,
9712,
4043,
10831,
1155,
1893,
2769,
117,
1103,
8614,
117,
1105,
185,
20473,
22354,
27008,
1279,
119,
14630,
117,
1472,
6015,
1137,
4001,
1104,
1103,
1362,
1138,
2065,
1194,
1147,
1319,
2457,
4954,
1104,
5172,
1107,
2754,
117,
1133,
1112,
1362,
6678,
1138,
16112,
1142,
11610,
7762,
1144,
1561,
1750,
4966,
119,
1332,
3057,
5172,
1301,
1194,
8011,
1116,
1121,
1141,
1106,
1103,
1397,
117,
11688,
6613,
1106,
1243,
3623,
1105,
3216,
1146,
117,
1105,
1510,
1207,
11688,
1132,
6455,
1105,
1385,
3200,
15854,
119,
1636,
2607,
1132,
1510,
9535,
1222,
1103,
2988,
3057,
1532,
117,
1134,
3417,
1144,
4215,
188,
15903,
1105,
26976,
119,
1760,
21243,
21190,
1621,
1103,
7965,
1114,
1103,
1207,
2230,
117,
1105,
1103,
1385,
1141,
4887,
1154,
21398,
782,
2121,
1122,
8336,
1149,
3665,
117,
1133,
1510,
1122,
22572,
22188,
1373,
12578,
1107,
170,
1374,
13132,
1105,
5411,
1543,
1231,
11478,
25745,
3923,
1116,
113,
2121,
19586,
1174,
1114,
107,
15242,
118,
107,
114,
119,
1247,
1110,
14255,
6105,
4746,
6171,
1166,
1103,
10515,
5754,
1104,
1296,
1104,
1292,
6461,
117,
1105,
1141,
4864,
1547,
1372,
1172,
11677,
117,
1137,
4835,
1472,
2666,
1137,
14256,
119,
1249,
1218,
117,
1256,
1463,
1107,
1242,
2740,
1103,
1927,
1849,
1121,
1141,
1106,
1103,
1397,
1169,
1129,
15085,
1105,
4962,
117,
1103,
2150,
1105,
1322,
1104,
5172,
1132,
4742,
23481,
117,
1112,
1103,
5172,
1225,
1136,
3450,
4489,
1154,
3796,
1149,
1104,
1103,
2221,
1105,
1225,
1136,
1435,
1106,
1126,
20494,
1322,
1105,
3857,
1703,
1619,
117,
1112,
1156,
1129,
3228,
1118,
170,
2236,
2079,
119,
4516,
1329,
1104,
1103,
1858,
107,
1669,
107,
1110,
4742,
1260,
17046,
119,
107,
16477,
107,
1145,
5401,
170,
7378,
1785,
1104,
1718,
117,
6142,
1122,
1144,
1136,
1151,
14124,
1111,
1160,
1137,
1167,
7884,
3057,
8015,
1106,
1129,
2327,
1120,
1103,
1269,
1159,
119,
21316,
1116,
1209,
1129,
1682,
1106,
1525,
7884,
10749,
1104,
170,
3057,
2230,
1196,
1157,
3134,
2150,
117,
1105,
1175,
1209,
1579,
1129,
1207,
25987,
1107,
1385,
2769,
119,
1573,
1122,
1169,
1129,
1167,
5616,
1106,
1341,
1107,
2538,
1104,
4728,
107,
5172,
107,
1115,
1138,
5902,
19304,
1105,
25289,
119,
6355,
1111,
3009,
7281,
117,
1199,
5902,
2236,
9123,
1209,
1129,
2136,
1111,
1296,
1106,
5057,
1103,
107,
3976,
107,
1137,
3134,
1159,
8492,
1104,
1103,
2230,
119,
1188,
1954,
3342,
3662,
2466,
117,
5087,
1735,
1105,
1237,
3057,
5172,
119,
1220,
1138,
117,
1649,
117,
1151,
5504,
1174,
1118,
3057,
5172,
1107,
1103,
20032,
1105,
6890,
119,
1130,
1103,
1523,
3116,
1105,
1346,
6880,
1432,
1107,
5872,
117,
1111,
1859,
117,
1175,
1144,
1151,
170,
3057,
5212,
1283,
1121,
2466,
1934,
1105,
1741,
4718,
1167,
1755,
1983,
1105,
1922,
119,
1249,
1218,
117,
1337,
2754,
1144,
1231,
1394,
5086,
18791,
2913,
14390,
4571,
8550,
1106,
8378,
1352,
12644,
1283,
1121,
2466,
14270,
4423,
9076,
1105,
14390,
1905,
119,
6651,
5172,
144,
20439,
2528,
118,
2264,
1109,
2414,
2754,
3597,
170,
6267,
1121,
1103,
1168,
6553,
8708,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Constitutional law is a body of law which defines the role, powers, and structure of different entities within a state, namely, the executive, the parliament or legislature, and the judiciary; as well as the basic rights of citizens and, in federal countries such as the United States and Canada, the relationship between the central government and state, provincial, or territorial governments.
Not all nation states have codified constitutions, though all such states have a jus commune, or law of the land, that may consist of a variety of imperative and consensual rules. These may include customary law, conventions, statutory law, judge-made law, or international rules and norms. Constitutional law deals with the fundamental principles by which the government exercises its authority. In some instances, these principles grant specific powers to the government, such as the power to tax and spend for the welfare of the population. Other times, constitutional principles act to place limits on what the government can do, such as prohibiting the arrest of an individual without sufficient cause.
In most nations, such as the United States, India, and Singapore, constitutional law is based on the text of a document ratified at the time the nation came into being. Other constitutions, notably that of the United Kingdom, rely heavily on uncodified rules, as several legislative statutes and constitutional conventions, their status within constitutional law varies, and the terms of conventions are in some cases strongly contested.
State and legal structure
Constitutional laws can be considered second order rule making or rules about making rules to exercise power. It governs the relationships between the judiciary, the legislature and the executive with the bodies under its authority. One of the key tasks of constitutions within this context is to indicate hierarchies and relationships of power. For example, in a unitary state, the constitution will vest ultimate authority in one central administration and legislature, and judiciary, though there is often a delegation of power or authority to local or municipal authorities. When a constitution establishes a federal state, it will identify the several levels of government coexisting with exclusive or shared areas of jurisdiction over lawmaking, application and enforcement. Some federal states, most notably the United States, have separate and parallel federal and state judiciaries, with each having its own hierarchy of courts with a supreme court for each state. India, on the other hand, has one judiciary divided into district courts, high courts, and the Supreme Court of India.
Human rights
Human rights or civil liberties form a crucial part of a country's constitution and uphold the rights of the individual against the state. Most jurisdictions, like the United States and France, have a codified constitution, with a bill of rights. A recent example is the Charter of Fundamental Rights of the European Union which was intended to be included in the Treaty establishing a Constitution for Europe, that failed to be ratified. Perhaps the most important example is the Universal Declaration of Human Rights under the UN Charter. These are intended to ensure basic political, social and economic standards that a nation state, or intergovernmental body is obliged to provide to its citizens but many do include its governments. Canada is another instance where a codified constitution. with the Canadian Charter of Rights and Freedoms, protects human rights for people under the nation's jurisdiction.
Some countries like the United Kingdom have no entrenched document setting out fundamental rights; in those jurisdictions the constitution is composed of statute, case law and convention. A case named Entick v. Carrington is a constitutional principle deriving from the common law. John Entick's house was searched and ransacked by Sherriff Carrington. Carrington argued that a warrant from a Government minister, the Earl of Halifax was valid authority, even though there was no statutory provision or court order for it. The court, led by Lord Camden stated that,
"The great end, for which men entered into society, was to secure their property. That right is preserved sacred and incommunicable in all instances, where it has not been taken away or abridged by some public law for the good of the whole. By the laws of England, every invasion of private property, be it ever so minute, is a trespass... If no excuse can be found or produced, the silence of the books is an authority against the defendant, and the plaintiff must have judgment."
The common law and the civil law jurisdictions do not share the same constitutional law underpinnings. Common law nations, such as those in the Commonwealth as well as the United States, derive their legal systems from that of the United Kingdom, and as such place emphasis on judicial precedent, whereby consequential court rulings (especially those by higher courts) are a source of law. Civil law jurisdictions, on the other hand, place less emphasis on judicial review and only the parliament or legislature has the power to effect law. As a result, the structure of the judiciary differs significantly between the two, with common law judiciaries being adversarial and civil law judiciaries being inquisitorial. Common law judicatures consequently separate the judiciary from the prosecution, thereby establishing the courts as completely independent from both the legislature and law enforcement. Human rights law in these countries is as a result, largely built on legal precedent in the courts' interpretation of constitutional law, whereas that of civil law countries is almost exclusively composed of codified law, constitutional or otherwise.
Legislative procedure
Another main function of constitutions may be to describe the procedure by which parliaments may legislate. For instance, special majorities may be required to alter the constitution. In bicameral legislatures, there may be a process laid out for second or third readings of bills before a new law can enter into force. Alternatively, there may further be requirements for maximum terms that a government can keep power before holding an election.
Study of constitutional law
Constitutional law is a major focus of legal studies and research. For example, most law students in the United States are required to take a class in Constitutional Law during their first year, and several law journals are devoted to the discussion of constitutional issues.
The rule of law
The doctrine of the rule of law dictates that government must be conducted according to law. This was first established by British legal theorist A. V. Dicey.
Dicey identified three essential elements of the British Constitution which were indicative of the rule of law:
Absolute supremacy of regular law as opposed to the influence of arbitrary power;
Equality before the law;
The Constitution is a result of the ordinary law of the land.
Dicey’s rule of law formula consists of three classic tenets. The first is that the regular law is supreme over arbitrary and discretionary powers. "[N]o man is punishable ... except for a distinct breach of the law established in the ordinary legal manner before the ordinary courts of the land."
The second is that all men are to stand equal in the eyes of the law. "...no man is above the law...every man, whatever be his rank or condition, is subject to the ordinary law of the realm and amenable to the jurisdiction of the ordinary tribunals"
The third is that the general ideas and principles that the constitution supports arise directly from the judgements and precedents issued by the judiciary. "We may say that the constitution is pervaded by the rule of law on the ground that the general principles of the constitution... are with us the result of judicial decisions determining the rights of private persons in particular cases brought before the courts"
The separation of powers
Separation of powers is often regarded as a second limb functioning alongside the rule of law to curb the powers of the government. In many modern nation states, power is divided and vested into three branches of government: The legislature, the executive, and the judiciary are known as the horizontal separation of powers. The first and the second are harmonised in traditional Westminster system. Vertical separation of powers is decentralisation.
See also
Constitutionalism
Constitution
Constitutional economics
Constitutional rights
Philosophy of law
Public law
Rechtsstaat
Rule of law
References
External links | [
101,
12339,
1644,
1110,
170,
1404,
1104,
1644,
1134,
12028,
1103,
1648,
117,
3758,
117,
1105,
2401,
1104,
1472,
11659,
1439,
170,
1352,
117,
8199,
117,
1103,
3275,
117,
1103,
6254,
1137,
8312,
117,
1105,
1103,
25348,
132,
1112,
1218,
1112,
1103,
3501,
2266,
1104,
4037,
1105,
117,
1107,
2877,
2182,
1216,
1112,
1103,
1244,
1311,
1105,
1803,
117,
1103,
2398,
1206,
1103,
2129,
1433,
1105,
1352,
117,
5586,
117,
1137,
10120,
6670,
119,
1753,
1155,
3790,
2231,
1138,
1884,
22293,
7119,
1116,
117,
1463,
1155,
1216,
2231,
1138,
170,
179,
1361,
5188,
117,
1137,
1644,
1104,
1103,
1657,
117,
1115,
1336,
8296,
1104,
170,
2783,
1104,
24034,
21126,
1105,
14255,
3792,
6385,
1348,
2995,
119,
1636,
1336,
1511,
17473,
1644,
117,
14483,
117,
17302,
1644,
117,
3942,
118,
1189,
1644,
117,
1137,
1835,
2995,
1105,
19600,
119,
12339,
1644,
8927,
1114,
1103,
8148,
6551,
1118,
1134,
1103,
1433,
11536,
1157,
3748,
119,
1130,
1199,
12409,
117,
1292,
6551,
5721,
2747,
3758,
1106,
1103,
1433,
117,
1216,
1112,
1103,
1540,
1106,
3641,
1105,
4511,
1111,
1103,
9319,
1104,
1103,
1416,
119,
2189,
1551,
117,
7950,
6551,
2496,
1106,
1282,
6263,
1113,
1184,
1103,
1433,
1169,
1202,
117,
1216,
1112,
26485,
1158,
1103,
6040,
1104,
1126,
2510,
1443,
6664,
2612,
119,
1130,
1211,
6015,
117,
1216,
1112,
1103,
1244,
1311,
117,
1726,
117,
1105,
4478,
117,
7950,
1644,
1110,
1359,
1113,
1103,
3087,
1104,
170,
5830,
19008,
1120,
1103,
1159,
1103,
3790,
1338,
1154,
1217,
119,
2189,
7119,
1116,
117,
5087,
1115,
1104,
1103,
1244,
2325,
117,
11235,
3777,
1113,
8362,
2528,
22293,
2995,
117,
1112,
1317,
7663,
24026,
1105,
7950,
14483,
117,
1147,
2781,
1439,
7950,
1644,
9544,
117,
1105,
1103,
2538,
1104,
14483,
1132,
1107,
1199,
2740,
5473,
6839,
119,
1426,
1105,
2732,
2401,
12339,
3892,
1169,
1129,
1737,
1248,
1546,
3013,
1543,
1137,
2995,
1164,
1543,
2995,
1106,
6730,
1540,
119,
1135,
23633,
1116,
1103,
6085,
1206,
1103,
25348,
117,
1103,
8312,
1105,
1103,
3275,
1114,
1103,
3470,
1223,
1157,
3748,
119,
1448,
1104,
1103,
2501,
8249,
1104,
7119,
1116,
1439,
1142,
5618,
1110,
1106,
5057,
20844,
5970,
10340,
1905,
1105,
6085,
1104,
1540,
119,
1370,
1859,
117,
1107,
170,
26217,
1352,
117,
1103,
7119,
1209,
21531,
10010,
3748,
1107,
1141,
2129,
3469,
1105,
8312,
117,
1105,
25348,
117,
1463,
1175,
1110,
1510,
170,
11703,
1104,
1540,
1137,
3748,
1106,
1469,
1137,
5186,
3912,
119,
1332,
170,
7119,
23497,
170,
2877,
1352,
117,
1122,
1209,
6183,
1103,
1317,
3001,
1104,
1433,
1884,
11708,
1776,
1158,
1114,
7114,
1137,
3416,
1877,
1104,
6993,
1166,
1644,
10448,
117,
4048,
1105,
7742,
119,
1789,
2877,
2231,
117,
1211,
5087,
1103,
1244,
1311,
117,
1138,
2767,
1105,
5504,
2877,
1105,
1352,
179,
17294,
6052,
3377,
117,
1114,
1296,
1515,
1157,
1319,
14486,
1104,
5333,
1114,
170,
14777,
2175,
1111,
1296,
1352,
119,
1726,
117,
1113,
1103,
1168,
1289,
117,
1144,
1141,
25348,
3233,
1154,
1629,
5333,
117,
1344,
5333,
117,
1105,
1103,
3732,
2031,
1104,
1726,
119,
4243,
2266,
4243,
2266,
1137,
2987,
27930,
1532,
170,
10268,
1226,
1104,
170,
1583,
112,
188,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The Church of Jesus Christ of Latter-day Saints, often informally known as the LDS Church or Mormon Church, is a nontrinitarian, Christian restorationist church that considers itself to be the restoration of the original church founded by Jesus Christ. The church is headquartered in the United States in Salt Lake City, Utah, and has established congregations and built temples worldwide. According to the church, it has over 16.6 million members and 51,000 full-time volunteer missionaries. The church is the fourth-largest Christian denomination in the United States, with over 6.7 million members (self reported). It is the largest denomination in the Latter Day Saint movement founded by Joseph Smith during the early 19th-century period of religious revival known as the Second Great Awakening.
Church theology includes the Christian doctrine of salvation only through Jesus Christ, and the substitutionary atonement of Jesus Christ. The church has an open canon which includes four scriptural texts: the Bible, the Book of Mormon, the Doctrine and Covenants, and the Pearl of Great Price. Other than the Bible, the majority of the church's canon consists of material the church's members believe to have been revealed by God to Smith; these include commentary and exegesis about the Bible, texts described as lost parts of the Bible, and other works believed to be written by ancient prophets, including the Book of Mormon. Because of doctrinal differences, Catholic, Orthodox, and many Protestant churches consider the church to be distinct and separate from mainstream Christianity.
Latter-day Saints believe that the church president is a modern-day "prophet, seer, and revelator" and that Jesus Christ, under the direction of God the Father, leads the church by revealing his will and delegating his priesthood keys to its president. The president heads a hierarchical structure with various levels reaching down from areas, stakes, to wards. Bishops, drawn from the laity, lead the wards. Male members may be ordained to the priesthood, provided they are living the standards of the church. Women are not ordained to the priesthood, but occupy leadership roles in some church organizations.
Both men and women may serve as missionaries; the church maintains a large missionary program that proselytizes and conducts humanitarian services worldwide. Faithful members adhere to church laws of sexual purity, health, fasting, and Sabbath observance, and contribute ten percent of their income to the church in tithing. The church also teaches about sacred ordinances through which adherents make covenants with God, including baptism, confirmation, the sacrament, priesthood ordination, endowment, and celestial marriage.
History
The history of the church is typically divided into three broad time periods: (1) the early history during the lifetime of Joseph Smith, which is in common with all churches associated with the Latter Day Saint movement (2) a pioneer era under the leadership of Brigham Young and his 19th-century successors; and (3) a modern era beginning around the turn of the 20th century as Utah achieved statehood.
Beginnings
Joseph Smith formally organized the church as the Church of Christ, on April 6, 1830, in western New York. Smith later changed the name to the Church of Jesus Christ of Latter Day Saints after he stated he had received a revelation to do so. Initial converts were drawn to the church in part because of the newly published Book of Mormon, a self-described chronicle of indigenous American prophets that Smith said he had translated from golden plates.
Smith intended to establish the New Jerusalem in North America, called Zion. In 1831, the church moved to Kirtland, Ohio, and began establishing an outpost in Jackson County, Missouri, where Smith planned to eventually move the church headquarters. However, in 1833, Missouri settlers violently expelled the Latter Day Saints from Jackson County. The church attempted to recover the land through a paramilitary expedition, but did not succeed. Nevertheless, the church flourished in Kirtland as Smith published new revelations and the church built the Kirtland Temple, culminating in a dedication of the building similar to the day of Pentecost. The Kirtland era ended in 1838, after a financial scandal rocked the church and caused widespread defections. Smith regrouped with the remaining church in Far West, Missouri, but tensions soon escalated into violent conflicts with the old Missouri settlers. Believing the Saints to be in insurrection, the Missouri governor ordered that the Saints be "exterminated or driven from the State". In 1839, the Saints converted a swampland on the banks of the Mississippi River into Nauvoo, Illinois, which became the church's new headquarters.
Nauvoo grew rapidly as missionaries sent to Europe and elsewhere gained new converts who then flooded into Nauvoo. Meanwhile, Smith introduced polygamy to his closest associates. He also established ceremonies, which he stated the Lord had revealed to him, to allow righteous people to become gods in the afterlife, and a secular institution to govern the Millennial kingdom. He also introduced the church to a full accounting of his First Vision, in which two heavenly "personages" appeared to him at age 14. This vision would come to be regarded by the LDS Church as the most important event in human history since the resurrection of Jesus. Members believe Joseph Smith is the first modern-day prophet.
On June 27, 1844, Smith and his brother, Hyrum, were killed by a mob in Carthage, Illinois, while being held on charges of treason. Because Hyrum was Joseph's designated successor, their deaths caused a succession crisis, and Brigham Young assumed leadership over a majority of the church's membership. Young had been a close associate of Smith's and was the senior apostle of the Quorum of the Twelve.
Other splinter groups followed other leaders around this time. These groups have no affiliation with the LDS Church, however they share a common heritage in their early church history. Collectively, they are called the Latter Day Saint movement. The largest of these smaller groups is the Community of Christ, based in Independence, Missouri, followed by The Church of Jesus Christ, based in Monongahela, Pennsylvania. Like the LDS Church, these faiths believe in Joseph Smith as a prophet and founder of their religion. They also accept the Book of Mormon, and most, but not all, accept at least some version of the Doctrine and Covenants. However, they tend to disagree to varying degrees with the LDS Church concerning doctrine and church leadership.
Pioneer era
For two years after Smith's death, conflicts escalated between Mormons and other Illinois residents. Brigham Young led his followers, later called the Mormon pioneers, westward to Nebraska and then in 1847 on to what later became the Utah Territory, which at the time had been part of the indigenous lands of the Ute, Goshute, and Shoshone nations, and claimed by Mexico until 1848. As groups of settlers arrived over a period of years, LDS settlers branched out and colonized a large region now known as the Mormon Corridor.
Young incorporated the LDS Church as a legal entity, and initially governed both the church and the state as a theocratic leader. He also publicized the practice of plural marriage in 1852. Modern research suggests that around 20 percent of Mormon families may have participated in the practice.
By 1857, tensions had again escalated between Mormons and other Americans, largely as a result of accusations involving polygamy and the theocratic rule of the Utah Territory by Young. The Utah Mormon War ensued from 1857 to 1858, which resulted in the relatively peaceful invasion of Utah by the United States Army; the most notable instance of violence during this war was the Mountain Meadows massacre, in which leaders of a local Mormon militia ordered the massacre of a civilian emigrant party who was traveling through Utah during the escalating military tensions. After the Army withdrew, Young agreed to step down from power and be replaced by a non-Mormon territorial governor, Alfred Cumming. Nevertheless, the LDS Church still wielded significant political power in the Utah Territory. Coterminously, tensions between Mormon settlers and indigenous tribes continued to escalate as settlers began colonizing a growing area of tribal lands. While Mormons and Indians made attempts at peaceful coexistence, skirmishes ensued from about 1849 to 1873 culminating in the armed conflicts of Walkara's War, the Bear River Massacre, and the Black Hawk War.
At Young's death in 1877, he was followed by other church presidents, who resisted efforts by the United States Congress to outlaw Mormon polygamous marriages. In 1878, the United States Supreme Court, in Reynolds v. United States, decreed that "religious duty" to engage in plural marriage was not a valid defense to prosecutions for violating state laws against polygamy. Conflict between Mormons and the U.S. government escalated to the point that, in 1890, Congress disincorporated the LDS Church and seized most of its assets. Soon thereafter, church president Wilford Woodruff issued a manifesto that officially suspended the practice of polygamy. Although this manifesto did not dissolve existing plural marriages, no new polygamous marriages were to be performed in the United States. Relations with the United States markedly improved after 1890, such that Utah was admitted as a U.S. state in 1896. Relations further improved after 1904, when church president Joseph F. Smith again disavowed polygamy before the United States Congress and issued a "Second Manifesto", calling for all plural marriages in the church to cease. Eventually, the church adopted a policy of excommunicating its members found practicing polygamy and today actively distances itself from "fundamentalist" groups still practicing polygamy. Some other, "fundamentalist" groups with relatively small memberships have broken off of the main Church body, primarily over disagreements about the continued practice of polygamy.
Modern times
During the 20th century, the church grew substantially and became an international organization, due in part to the spread of missionaries around the globe. In 2000, the church reported 60,784 missionaries and global church membership stood at just over 11 million. Worldwide membership surpassed 16 million in 2018. Slightly under half of church membership lives within the United States.
The church has become a strong proponent of the nuclear family and at times played a prominent role in political matters, including opposition to MX Peacekeeper missile bases in Utah and Nevada, the Equal Rights Amendment, legalized gambling, same-sex marriage, and physician-assisted death. Apart from issues that it considers to be ones of morality, however, the church maintains a position of political neutrality. Despite this it encourages its members to be politically active, to participate in elections, and to be knowledgeable about current political and social issues within their communities, states, and countries.
A number of official changes have taken place to the organization during the modern era. In 1978, the church reversed its previous policy of excluding black men of African descent from the priesthood, which had been in place since 1852; Members of all races can now be ordained to the priesthood. There are also periodic changes in the structure and organization of the church, mainly to accommodate the organization's growth and increasing international presence. For example, since the early 1900s, the church has instituted a Priesthood Correlation Program to centralize church operations and bring them under a hierarchy of priesthood leaders. During the Great Depression, the church also began operating a church welfare system, and it has conducted humanitarian efforts in cooperation with other religious organizations including Catholic Relief Services and Muslim Aid, as well as secular organizations such as the American Red Cross.
During the second half of the 20th century and beginnings of the 21st, the church has responded to various challenges to its doctrine and authority. Challenges have included rising secularization, challenges to the correctness of the translation of the Book of Abraham, and primary documents forged by Mark Hofmann purporting to contradict important aspects of official early church history. The church's positions regarding homosexuality, women, and black people have all been publicly debated during this timeframe.
In August 2018, the church's president, Russell M. Nelson, asked members of the church and others to cease using the terms "LDS", "Mormon", and "Mormonism" to refer to the church, its membership, or its belief system, and instead to call the church by its full and official name.
Teachings and practices
Doctrinally, the members believe in a spiritual family, with Jesus Christ being the brother of all who live in this world and that he expressly follows the will of two heavenly parents, one male and one female. The church has a positive view on Adam and Eve's fall, believing that it was essential to allow humankind to experience separation from their heavenly parents to exercise full agency in making decisions for their own happiness. However, because mankind would inevitably make decisions that would result in negative consequences and make them unable to return to the presence of the heavenly parents again, members believe if they participate in specific ordinances like baptism, with something called priesthood authority, they are bound to Jesus Christ and he saves them in their imperfection if they continually keep their promises to him. Members believe that if any individual on earth participates and keeps promises in other ordinances named the temple sealing and temple endowment, they can be eternally connected with their families beyond this life and can continuously be perfected in Jesus Christ to eventually become like their Heavenly Parents—in essence gods—regardless of their earthly circumstances.
The LDS Church shares various teachings with other branches of Christianity. These include a belief in the Bible, the divinity of Jesus, and his atonement and resurrection. LDS theology also includes belief in the doctrine of salvation through Jesus alone, restorationism, millennialism, continuationism, conditional substitutionary atonement or penal substitution, and a form of apostolic succession. The practices of baptism by immersion, the eucharist, and Sabbath observance are also held in common.
Nevertheless, the LDS Church differs from other churches within contemporary Christianity in other ways. Differences between the LDS Church and most of traditional Christianity include disagreement about the nature of God, belief in a theory of human salvation that includes three heavens, a doctrine of exaltation which includes the ability of humans to become gods and goddesses in the afterlife, a belief in continuing revelation and an open scriptural canon, and unique ceremonies performed privately in temples, such as the endowment and sealing ceremonies. A number of major Christian denominations view the LDS Church as standing apart from creedal Christianity. However, church members self-identify as Christians.
The faith itself views other modern Christian faiths as having departed from true Christianity by way of a general apostasy and maintains that it is a restoration of 1st-century Christianity and the only true and authorized Christian church. Church leaders assert it is the only true church and that other churches do not have the authority to act in Jesus' name.
Nature of God
LDS Church theology includes the belief in a Godhead composed of God the Father, his son, Jesus Christ, and the Holy Ghost as three separate Persons who share a unity of purpose or will; however, they are viewed as three distinct Beings making one Godhead. This is in contrast with the predominant Christian view, which holds that God is a Trinity of three distinct persons in one essence. The Latter-day Saint conception of the Godhead is similar to what contemporary Christian theologians call social trinitarianism. The beliefs of the church also include the belief that God the Father and his son, Jesus Christ, are separate beings with bodies of flesh and bone, while the Holy Ghost lacks such a physical body.
Cosmology and plan of salvation
The Mormon cosmology and plan of salvation include the doctrines of a pre-mortal life, an earthly mortal existence, three degrees of heaven, and exaltation.
According to these doctrines, every human spirit is a spiritual child of a Heavenly Father, and each has the potential to continue to learn, grow, and progress in the eternities, eventually achieving eternal life, which is to become one with God in the same way that Jesus Christ is one with the Father, thus allowing the children of God to become divine beings - that is, gods - themselves. This view on the doctrine of theosis is also referred to as becoming a "joint-heir with Christ". The process by which this is accomplished is called exaltation, a doctrine which includes the reunification of the mortal family after the resurrection and the ability to have spirit children in the afterlife and inherit a portion of God's kingdom. To obtain this state of godhood, the church teaches that one must have faith in Jesus Christ, repent of his or her sins, strive to keep the commandments faithfully, and participate in a sequence of ceremonial covenants called ordinances, which include baptism, receiving the gift of the Holy Ghost, the endowment, and celestial marriage.
This latter ordinance, known as a sealing ceremony, reflects a singular LDS view with respect to families. According to LDS Church theology, men and women may be sealed to one another so that their marital bond continues into the eternities. Children may also be sealed to their biological or adoptive parents to form permanent familial bonds, thus allowing all immediate and extended family relations to endure past death. The most significant LDS ordinances may be performed via proxy in behalf of those who have died, such as baptism for the dead. The church teaches that all will have the opportunity to hear and accept or reject the gospel of Jesus Christ and the blessings that come to those who faithfully adhere to it, either in this life or the next.
Restorationism and prophetic leadership
The LDS Church teaches that, subsequent to the death of Jesus and his original apostles, his church, along with the authority to act in Jesus Christ's name and the church's attendant spiritual gifts, were lost, due to a combination of external persecutions and internal heresies. The restoration—as represented by the church began by Joseph Smith—refers to a return of the authentic priesthood power, spiritual gifts, ordinances, living prophets and revelation of the primitive Church of Christ. This restoration is associated with a number of events which are understood to have been necessary to re-establish the early Christian church found in the New Testament, and to prepare the earth for the Second Coming of Jesus. In particular, Latter-day Saints believe that angels appeared to Joseph Smith and a limited number of his associates, and bestowed various priesthood authorities on them.
The church is led by a president, who is considered a "prophet, seer, and revelator." He is considered the only person who is authorized to receive revelation from God on behalf of the whole world or entire church. As such, the church teaches that he is essentially infallible when speaking on behalf of God – although the exact circumstances when his pronouncements should be considered authoritative are debated within the church. In any case, modern declarations with broad doctrinal implications are often issued by joint statement of the First Presidency; they may be joined by the Quorum of the Twelve Apostles as well.
Word of Wisdom
The LDS Church asks its members to adhere to a dietary code called the Word of Wisdom, in which they abstain from the consumption of alcohol, coffee, tea, tobacco, and illicit or harmful substances. The Word of Wisdom also encourages the consumption of herbs and grains along with the moderate consumption of meat.
When Joseph Smith published the Word of Wisdom in 1833 it was considered only advice; violation did not restrict church membership. During the 1890s, though, church leaders started emphasizing the Word of Wisdom more. In 1921, church president Heber J. Grant made obeying the Word of Wisdom a requirement to engage in worship inside of the faith's temples. From that time, church leadership has emphasized the forbidding of coffee, tea, tobacco, and alcohol, but not the other guidelines concerning meat, grains, and herbs.
Law of chastity
Church members are expected to follow a moral code called the law of chastity, which prohibits adultery, homosexual behavior, and sexual relations before or outside of marriage. As part of the law of chastity, the church strongly opposes pornography, and considers masturbation an immoral act.
Tithing and other donations
Church members are expected to donate one-tenth of their income to support the operations of the church, including construction of temples, meetinghouses, and other buildings, and other church uses. Members are also encouraged to abstain from food and drink on the first Sunday of each month for at least two consecutive meals. They donate at least the cost of the two skipped meals as a fast offering, which the church uses to assist the poor and needy and expand its humanitarian efforts.
Missionary service
All able LDS young men are expected to serve a two-year, full-time proselytizing mission. Missionaries do not choose where they serve or the language in which they will proselytize, and are expected to fund their missions themselves or with the aid of their families. Prospective male missionaries must be at least 18 years old and no older than 25, not yet married, have completed secondary school, and meet certain criteria for physical fitness and spiritual worthiness. Missionary service is not compulsory, nor is it required for young men to retain their church membership.
Unmarried women 19 years and older may also serve as missionaries, generally for a term of 18 months. However, the LDS Church emphasizes that women are not under the same expectation to serve as male members are, and may serve solely as a personal decision. There is no maximum age for missionary service for women.
Retired couples are also encouraged to serve missions, and may serve 6-, 12-, 18-, or 23-month terms. Unlike younger missionaries, these senior missionaries may serve in non-proselytizing capacities such as humanitarian aid workers or family history specialists. Other men and women who desire to serve a mission, but may not be able to perform full-time service in another state or country due to health issues, may serve in a non-proselyting mission. They might assist at Temple Square in Salt Lake City or aid in the seminary system in schools.
All proselyting missionaries are organized geographically into administrative areas called missions. The efforts in each mission are directed by an older adult male mission president. As of July 2020, there were 407 missions of the church.
Sources of doctrine
The theology of the LDS Church consists of a combination of biblical doctrines with modern revelations and other commentary by LDS leaders, particularly Joseph Smith. The most authoritative sources of theology are the faith's canon of four religious texts, called the "standard works". Included in the standard works are the Bible, the Book of Mormon, the Doctrine and Covenants, and the Pearl of Great Price.
The Book of Mormon is a foundational sacred book for the church; the terms "Mormon" and "Mormonism" come from the book itself. The LDS Church teaches that the Angel Moroni told Smith about golden plates containing the record, guided him to find them buried in the Hill Cumorah, and provided him the means of translating them from Reformed Egyptian. It claims to give a history of the inhabitants from a now-extinct society living on the American continent and their distinct Judeo-Christian teachings. The Book of Mormon is very important to modern Latter-day Saints, who consider it the world's most perfect text.
The Bible, also part of the church's canon, is believed to be the word of God – subject to an acknowledgment that its translation may be incorrect, or that authoritative sections may have been lost over the centuries. Most often, the church uses the Authorized King James Version. Two extended portions of the Joseph Smith Translation of the Bible have been canonized and are thus considered authoritative. Other revelations from Smith are found in the Doctrine and Covenants, and in the Pearl of Great Price.
Another source of authoritative doctrine is the pronouncements of the current Apostles and members of the First Presidency. The church teaches that the First Presidency and the Quorum of Twelve Apostles are prophets and that their teachings are generally given under inspiration from God through the Holy Spirit.
In addition to doctrine given by the church as a whole, individual members of the church believe that they can also receive personal revelation from God in conducting their lives, and in revealing truth to them, especially about spiritual matters. Generally, this occurs through thoughts and feelings from the Holy Ghost, in response to prayer Similarly, the church teaches its members may receive individual guidance and counsel from God through
blessings from priesthood holders. In particular, patriarchal blessings are considered special blessings that are received only once in the recipient's life, which are recorded, transcribed, and archived.
Worship and meetings
Weekly meetings
Meetings for worship and study are held at meetinghouses, which are typically utilitarian in character. The main focus of Sunday worship is the Sacrament meeting, where the sacrament is passed to church members; sacrament meetings also include prayers, the singing of hymns by the congregation or choir, and impromptu or planned sermons by church laity. Also included in weekly meetings are times for Sunday School, or separate instructional meetings based on age and gender, including Relief Society for adult women. The Sacrament meeting and religious instruction classes tend to run in succession punctuated by a brief transition recess and typically last for a total of two hours, though under special circumstances worship duration may be abbreviated.
Church congregations are organized geographically. Members are generally expected to attend the congregation with their assigned geographical area; however, some geographical areas also provide separate congregations for young single adults, older single adults, or for speakers of alternate languages. For Sunday services, the church is grouped into either larger congregations known as wards, or smaller congregations known as branches. Regional church organizations, encompassing multiple congregations, include stakes, missions, districts, and areas.
Social events and gatherings
Additional meetings are also held at the meetinghouse. Church officers may conduct leadership meetings or host training sessions and classes. The ward or branch community may schedule social activities at the meetinghouse, including dances, dinners, holiday parties and musical presentations. The church's Young Men and Young Women organizations meet at the meetinghouse once a week, where the youth participate in activities. In 2020, the church implemented a new initiative for children and youth worldwide, which replaced all other programs as of January 1 of that year.
Temple worship
In LDS theology, a temple is considered to be a holy building, dedicated as a "House of the Lord" and held as more sacred than a typical meetinghouse or chapel. In temples, church members participate in ceremonies that are considered the most sacred in the church, including marriage, and an endowment ceremony that includes a washing and anointing, receiving a temple garment, and making covenants with God. Baptisms for the dead are performed in the temples as well.
Temples are considered by church members to be the most sacred structures on earth, and as such, operating temples are not open to the public. Permission to enter is reserved only for church members who pass periodic interviews with ecclesiastical leaders a special recommendation card, called a temple recommend, that they present upon entry. Church members are instructed not share details about temple ordinances with non-members or even converse about them outside the temple itself. As of April 2021, there are 160 operating temples located throughout the world.
In order to perform ordinances in temples on behalf of deceased family members, the church emphasizes genealogical research, and encourages its lay members to participate in genealogy.
It operates FamilySearch, the largest genealogical organization in the world.
Conferences
Twice each year, general authorities address the worldwide church through general conference. General conference sessions are translated into as many as 80 languages and are broadcast from the 21,000-seat Conference Center in Salt Lake City. During this conference, church members formally acknowledge, or "sustain", the First Presidency and Quorum of the Twelve Apostles as prophets, seers, and revelators.
Individual stakes also hold formal conferences within their own boundaries biannually; wards hold conferences annually.
Organization and structure
Name and legal entities
The church teaches that it is a continuation of the Church of Christ established in 1830 by Joseph Smith. This original church underwent several name changes during the 1830s, being called the Church of Jesus Christ, the Church of God, and then in 1834, the name was officially changed to the Church of the Latter Day Saints. In April 1838, the name was officially changed to the Church of Jesus Christ of Latter Day Saints. After Smith died, Brigham Young and the largest body of Smith's followers incorporated the LDS Church in 1851 by legislation of the State of Deseret under the name "The Church of Jesus Christ of Latter-day Saints", which included a hyphenated "Latter-day" and a British-style lower-case d.
Common informal names for the church include the LDS Church, the Latter-day Saints, and the Mormons. The term Mormon Church is in common use, but the church began discouraging its use in the late 20th century. The church requests that the official name be used when possible or, if necessary, shortened to "the Church" or "the Church of Jesus Christ". In August 2018, church president Russell M. Nelson asked members of the church and others to cease using the terms "LDS", "Mormon", and "Mormonism" to refer to the church, its membership, or its belief system, and instead to call the church by its full and official name. Subsequent to this announcement, the church's premier vocal ensemble, the Mormon Tabernacle Choir, was officially renamed and became the "Tabernacle Choir at Temple Square". Reaction to the name change policy has been mixed.
In 1887, the LDS Church was legally dissolved in the United States by the Edmunds–Tucker Act because of the church's practice of polygamy. For the next century, the church as a whole operated as an unincorporated entity. During that time, tax-exempt corporations of the LDS Church included the Corporation of the Presiding Bishop of The Church of Jesus Christ of Latter-day Saints, a corporation sole used to manage non-ecclesiastical real estate and other holdings; and the Corporation of the President of The Church of Jesus Christ of Latter-day Saints, which governed temples, other sacred buildings, and the church's employees. By 2021, the Corporation of the Presiding Bishop and Corporation of the President had been merged into one corporate entity, legally named The Church of Jesus Christ of Latter-day Saints.
Priesthood hierarchy
The LDS Church is organized in a hierarchical priesthood structure administered by its male members. Latter-day Saints believe that Jesus leads the church through revelation and has chosen a single man as his spokesman on the earth called "the Prophet" or the "President of the Church." While there have been exceptions in the past, he and two counselors are normally ordained apostles and form the First Presidency, the presiding body of the church; twelve other apostles form the Quorum of the Twelve Apostles. When a president dies, his successor is invariably the most senior of the remaining apostles from the Quorum of the Twelve and the temporarily dissolved First Presidency, after which he reconstitutes a new First Presidency. Following the death of church president Thomas S. Monson on January 2, 2018, senior apostle Russell M. Nelson was announced as president on January 16.
Members of the church-wide leadership are called general authorities. They exercise both ecclesiastical and administrative leadership over the church and direct the efforts of regional leaders down to the local level. General authorities and mission presidents work full-time for the church, and typically receive stipends from church funds or investments. As well as speaking in general conference, general authorities speak to church members in local congregations throughout the world; they also speak to youth and young adults in special broadcasts and at the Church Educational System (CES) schools, such as Brigham Young University (BYU).
At the local level, the church leadership is drawn from the laity and work on a part-time, volunteer basis without any form of financial compensation. Like all members, they are asked to donate a tithe of 10 percent of their income to the church. Members volunteer general custodial work for local church facilities.
All males who are living the standards of the church are generally considered for the priesthood and are ordained to the priesthood as early as age 11. Ordination occurs by a ceremony where hands are laid on the head of the one ordained. The priesthood is divided into an order for young men aged 11 years and older (called the Aaronic priesthood) and an order for men 18 years of age and older (called the Melchizedek priesthood).
Some church leaders and scholars have spoken of women holding or exercising priesthood power. However, women do not participate in functions administered by the priesthood, nor are they formally ordained to the priesthood, as young men and men are. From 2013 to about 2014, the Ordain Women organization actively sought formal priesthood ordination for women.
Under the direction of the local priesthood leadership, each active church member is expected to receive one or more callings, or positions of assigned responsibility within the church. Individual members are expected to neither ask for specific callings, nor decline callings that are extended to them by their leaders. Leadership positions in the church's various congregations are filled through the calling system, and the vast majority of callings are filled on a volunteer basis; most church members receive no compensation for serving in their callings.
Programs and organizations
Under the leadership of the priesthood hierarchy are five organizations that fill various roles in the church: Relief Society, the Young Men and Young Women organizations, Primary, and Sunday School. Women serve as presidents and counselors in the presidencies of the Relief Society, Young Women, and Primary, while men serve as presidents and counselors of the Young Men and Sunday School. The church also operates several programs and organizations in the fields of proselytizing, education, and church welfare such as LDS Humanitarian Services. Many of these organizations and programs are coordinated by the Priesthood Correlation Program, which is designed to provide a systematic approach to maintain worldwide consistency, orthodoxy, and control of the church's ordinances, doctrines, organizations, meetings, materials, and other programs and activities.
The church operates CES, which includes BYU, BYU–Idaho, BYU–Hawaii, and Ensign College. The church also operates Institutes of Religion near the campuses of many colleges and universities. For high-school aged youth, the church operates a four-year Seminary program, which provides religious classes for students to supplement their secular education. The church also sponsors a low-interest educational loan program known as the Perpetual Education Fund, which provides educational opportunities to students from developing nations.
The church's welfare system, initiated in 1930 during the Great Depression, provides aid to the poor. Leaders ask members to fast once a month and donate the money they would have spent on those meals to help the needy, in what is called a fast offering. Money from the program is used to operate Bishop's storehouses, which package and store food at low cost. Distribution of funds and food is administered by local bishops. The church also distributes money through its Philanthropies division to disaster victims worldwide.
Other church programs and departments include Family Services, which provides assistance with adoption, marital and family counseling, psychotherapy, and addiction counseling; the LDS Church History Department, which collects church history and records; and the Family History Department, which administers the church's large family history efforts, including FamilySearch, the world's largest family history library and organization. Other facilities owned and operated by the church include the Church History Library and the Granite Mountain Records Vault.
For over 100 years, the church was also a major sponsor of Scouting programs for boys, particularly in the United States. The LDS Church was the largest chartered organization in the Boy Scouts of America, having joined the Boy Scouts of America as its first charter organization in 1913. In 2020, the church ended its relationship with the BSA and began an alternate, religion-centered youth program. Prior to leaving the Scouting program, LDS Scouts made up nearly 20 percent of all enrolled Boy Scouts, more than any other church.
Finances
The church has not released church-wide financial statements since 1959. In the absence of official statements, people interested in knowing the church's financial status and behavior, including both members of the church and people outside the church, have attempted to estimate or guess.
In 1997, Time magazine called the LDS Church one of the world's wealthiest churches per capita. In a June 2011 cover story, Newsweek stated that the LDS Church "resembles a sanctified multinational corporation—the General Electric of American religion, with global ambitions and an estimated net worth of $30 billion". Its for-profit, non-profit, and educational subsidiary entities are audited by an independent accounting firm. In addition, the church employs an independent audit department that provides its certification at each annual general conference that church contributions are collected and spent in accordance with church policy.
The church receives significant funds from tithes and fast offerings. According to the church, tithing and fast offering money is devoted to ecclesiastical purposes and not used in for-profit ventures. It has been estimated that the LDS Church received $33 billion in donations from its members in 2010, and that during the 2010s its net worth increased by about $15 billion per year. According to estimates by Bloomberg Businessweek, the LDS Church's net worth was $40 billion as of 2012.
The church's assets are held in a variety of holding companies, subsidiary corporations, and for-profit companies including: Bonneville International, KSL, Deseret Book Company, and holding companies for cattle ranches and farms in at least 12 U.S. States, Canada, New Zealand, and Argentina. Also included are banks and insurance companies, hotels and restaurants, real estate development, forestry and mining operations, and transportation and railway companies. The church has also invested in for-profit business and real estate ventures such as City Creek Center.
In December 2019, a whistleblower alleged the church holds over $100 billion in investment funds through its investment management company, Ensign Peak Advisors; that it failed to use the funds for charitable purposes and instead used them in for-profit ventures; and that it misled contributors and the public about the usage and extent of those funds. According to the whistleblower, applicable law requires the funds be used for religious, educational or other charitable purposes for the fund to maintain its tax-exempt status. Other commentators have argued that such expenditures may not be legally required as claimed. In response to the allegations, the church's First Presidency stated that "the Church complies with all applicable law governing our donations, investments, taxes, and reserves," and that "a portion" of funds received by the church are "methodically safeguarded through wise financial management and the building of a prudent reserve for the future". The church has not specifically addressed the fund's size to the public, but third parties have treated the disclosures as legitimate.
Culture
Due to the differences in lifestyle promoted by church doctrine and history, members of the church have developed a distinct culture. Some scholars have even argued that church members form a distinctive ethnic group. It is primarily concentrated in the Intermountain West. Many of the church's more distinctive practices follow from their adherence to the Word of Wisdom, which includes abstinence from tobacco, alcohol, coffee, and tea. As a result, areas of the world with a high concentration of members may practice these restrictions societally. They sometimes come into conflict with local retail businesses that serve non-members.
Media and arts
LDS-themed media includes cinema, fiction, websites, and graphical art such as photography and paintings. The church owns a chain of bookstores called Deseret Book, which provide a channel through which publications are sold; titles include The Work and the Glory and The Other Side of Heaven. Prominent church leaders, including the faith's apostles, have authored books and sold them through the publishing arm of the bookstore. BYU TV, the church-sponsored television station, also airs on several networks. The church also produces several pageants annually depicting various events of the primitive and modern-day church. Its Easter pageant Jesus the Christ has been identified as the "largest annual outdoor Easter pageant in the world". The church encourages entertainment without violence, sexual content, or vulgar language; many church members specifically avoid rated-R movies.
The church's official choir, the Tabernacle Choir at Temple Square, was formed in the mid-19th century and performs in the Salt Lake Tabernacle. They have travelled to more than 28 countries, and are considered one of the most famous choirs in the world. The choir has received a Grammy Award, three Emmy Awards, two Peabody Awards, and the National Medal of Arts.
Notable members of the church in the media and arts include: Donny Osmond, an American singer, dancer, and actor; Orson Scott Card, author of Ender's Game; Stephenie Meyer, author of the Twilight series; and Glenn Beck, a conservative radio host, television producer, and author. Notable productions related to the church include Murder Among the Mormons, a 2021 Netflix documentary; and The Book of Mormon, a big-budget musical about Mormon missionaries that received nine Tony Awards.
Home and family
The church and its members consider marriage and family highly important, with emphasis placed on large, nuclear families. In 1995, the church's First Presidency and Quorum of the Twelve issued "The Family: A Proclamation to the World", which stresses the importance of the family. The proclamation defined marriage as a union between one man and one woman, and stated that the family unit is "central to the Creator's plan for the eternal destiny of His children." The document further says that "gender is an essential characteristic of individual premortal, mortal, and eternal identity and purpose," that the father and mother have differing but equal roles in raising children, and that successful marriages and families, founded upon the teachings of Jesus Christ, can last eternally. The proclamation also promotes specific roles essential to maintaining the strength of the family unit - the roles of a husband and father as the family's breadwinner and spiritual leader and those of a wife and mother as a nurturing caregiver. Both parents are charged with the duties of childrearing. The proclamation was issued, in part, due to concerns in the United States about the eroding of family values and the growing social movement promoting same-sex marriages.
LDS Church members are encouraged to set aside one evening each week, typically a recurring Monday, to spend together in what is called "Family Home Evening." Family Home Evenings typically consist of gathering as a family to study the faith's gospel principles. Daily family prayer is also encouraged.
Political involvement
The LDS Church takes no partisan role in politics, stating that it will not "endorse, promote or oppose political parties, candidates or platforms; allow its church buildings, membership lists or other resources to be used for partisan political purposes; attempt to direct its members as to which candidate or party they should give their votes to ... or attempt to direct or dictate to a government leader". While the church takes an apolitical approach to candidates, it encourages its members to play an active role as responsible citizens in their communities, including becoming informed about issues and voting in elections, and maintains that the faith's values can be found among many political parties.
A 2012 Pew Center on Religion and Public Life survey indicates that 74 percent of U.S. members lean towards the Republican Party. Some liberal members say they feel that they have to defend their worthiness due to political differences.
The official church stance on staying out of politics does not include if there are instances of what church leaders deem to be moral issues, or issues the church "believes ... directly affect [its] interests." It has previously opposed same-sex marriage in California Prop 8, supported a gay rights bill in Salt Lake City which bans discrimination against homosexual persons in housing and employment, opposed gambling, opposed storage of nuclear waste in Utah, and supported an approach to U.S. immigration policy as outlined in the Utah Compact. It also opposed a ballot initiative legalizing medicinal marijuana in Utah, but supported a possible alternative to it. In 2019 and 2021, the church stated its opposition to the Equality Act, which would prohibit discrimination in the United States on the basis of sexual orientation and gender identity, but supports alternate legislation that it says would protect both LGBTQ rights and religious freedom.
In the 117th United States Congress, there are nine LDS Church members, including all six members of Utah's congressional delegation, all of whom are Republicans. Utah's current governor, Spencer Cox, is also a church member, as are supermajorities in both houses of the Utah State Legislature. Church member and current U.S. Senator Mitt Romney was the Republican Party's nominee in the U.S. 2012 presidential election. Jon Huntsman Jr. sought the Republican nomination until his withdrawal in early 2012.
In 2016, following Donald Trump's proposed Muslim travel ban, many LDS Church members – who are one of the most consistently Republican voting groups – formed a significant faction of traditional Republican voters skeptical of Trump, with just 11% support in Utah. These voters saw parallels between Trump's anti-immigrant and anti-Islam rhetoric and the past persecution of Mormons in the United States. They expressed concern regarding his weak moral character evidenced by his denigration of women, extramarital involvements, questionable business scrupels and personal affiars, and his general nescience regarding scripture and religion. Nevertheless, by January 2018, many Republican church members in Utah had expressed their political support for Trump, in particular his policies on land and environmental issues, and his strongarm approach towards Democrats and other political opponents. His approval rating was 61%, higher than any other religious group.
Liberal Latter-day Saints
A small portion of church members have moderate or liberal religious values. The ward in Berkeley, California is one example, as is the Bay area generally, which pushed back against Proposition 8, an anti-gay California ballot proposition. The liberal religious values of this portion of the church is reflected in a more balanced political orientation than is characteristic of the church as a whole.
Demographics
The church reports a worldwide membership of 16 million. According to its statistics, the church is the fourth largest religious body in the United States. Although the church does not publish attendance figures, researchers estimate that attendance at weekly LDS worship services globally is around 4 million. Members living in the U.S. and Canada constitute 46 percent of membership, Latin America 38 percent, and members in the rest of the world 16 percent. The 2012 Pew Forum on Religion & Public Life survey, conducted by Princeton Survey Research Associates International, found that approximately 2 percent of the U.S. adult population self-identified as Mormon.
Membership is concentrated geographically in the Intermountain West, in a specific region sometimes known as the Mormon corridor. Church members and some others from the United States colonized this region in the mid-to-late 1800s, dispossessing several indigenous tribes in the process. LDS Church influence in the area — both cultural and political — is considered strong. In recent decades, the church has seen significant numerical growth in Latin America and Africa.
The church experienced rapid numerical growth in the 20th century, especially in the 1980s and 1990s. Since then, however, church membership growth has slowed, especially since around 2012.
Church youth often take active roles in the church. They also tend to report high degrees of formal and informal religious activity, compared to other religious teenagers.
In the United States, church members tend to be more highly educated than the general population. , 54 percent of LDS men and 44 percent of women have post-secondary education; the general American population stands at 37 percent and 28 percent, respectively. The racial and ethnic composition of membership in the United States is one of the least diverse in the country. Church membership is predominantly white with a significantly low membership of blacks compared to the demographic makeup of the U.S.
Activity rates and disaffiliation
The LDS Church does not release official statistics on church activity, but it is likely that only approximately 40 percent of its recorded membership in the United States and 30 percent worldwide regularly attend weekly Sunday worship services. A statistical analysis of the 2014 Pew Religious Landscape Survey assessed that "about one-third of those with a Latter-day Saint background" outright "left the Church", identifying as disaffiliated. Activity rates vary with age, and disengagement occurs most frequently between age 16 and 25. Young single adults are more likely to become inactive than their married counterparts, and overall, women tend to be more active than men.
Humanitarian services
The LDS Church provides worldwide humanitarian service. The church's welfare and humanitarian efforts are coordinated by Philanthropies, a church department under the direction of the Presiding Bishopric. Welfare efforts, originally initiated during the Great Depression, provide aid for the poor, financed by donations from church members. Philanthropies is also responsible for philanthropic donations to the LDS Church and other affiliated charities, such as the Church History Library, the Church Educational System (and its subsidiary organizations), the Tabernacle Choir at Temple Square, and funds for LDS missionaries. Donations are also used to operate bishop's storehouses, which package and store food for the poor at low cost, and provide other local services. As of 2016, the church reports it has spent a total of $1.2 billion on humanitarian aid over the last 30 years.
The church also distributes money and aid to disaster victims worldwide. In 2005, the church partnered with Catholic Relief Services to provide aid to Niger. In 2010, it partnered with Islamic Relief to help victims of flooding in Pakistan. Latter-day Saint Charities (a branch of the church's welfare department) increased food production during the COVID-19 pandemic and donated healthcare supplies to 16 countries affected by the crisis.
Controversy and criticism
Early criticism
The LDS Church has been subject to criticism and sometimes discrimination since its early years in New York and Pennsylvania. In the late 1820s, criticism centered on the claim by Joseph Smith to have been led to a set of gold plates from which the Book of Mormon was reputedly translated.
In the 1830s, the church was criticized for Smith's handling of a banking failure in Kirtland, Ohio. After the Mormons migrated west, there was fear and suspicion about the LDS Church's political and military power in Missouri, culminating in the 1838 Mormon War and the Mormon Extermination Order (Missouri Executive Order 44) by Governor Lilburn Boggs. In the 1840s, criticism of the church included its theocratic aspirations in Nauvoo, Illinois. Criticism of the practice of plural marriage and other doctrines taught by Smith were published in the Nauvoo Expositor. Opposition led to a series of events culminating in the death of Smith and his brother while jailed in 1844.
As the church began openly practicing plural marriage under Brigham Young during the second half of the 19th century, the church became the target of nationwide criticism for that practice, as well as for the church's theocratic aspirations in the Utah Territory. Beginning in 1857, the church also came under significant media criticism after the Mountain Meadows massacre in southern Utah.
Modern criticism
Modern criticism of the church includes disputed factual claims, claims of historical revisionism by the church, homophobia, racism, and sexist policies. Notable 20th-century critics include Jerald and Sandra Tanner and historian Fawn Brodie.
Disputed claims
Academic critics have questioned the legitimacy of Smith as a prophet as well as the historical authenticity of the Book of Mormon and various points of criticism of the Book of Abraham.
Church leadership and publications have previously taught that Native Americans are descendants of Lamanites, a dark-skinned and cursed people from the Book of Mormon. More recently, claims by Mormon researchers and publications generally favor a smaller geographic footprint of Lamanite descendants. Mainstream science and archaeology fail to provide any evidence for the existence of populations of Lamanites. Current church publications state that the exact extent and identity of Lamanite descendants is unknown.
Minorities
Several of the church's policies and teachings have been viewed by critics as racist. From the administration of Brigham Young until 1978, the church did not allow black people to receive the priesthood or to enter the temple. Public pressure during the United States’ civil rights movement had preceded the priesthood ban being rescinded.
The church ran an Indian Placement Program between the 1950s and the 1990s, wherein indigenous children would be adopted by white church members. Criticism resulted during and after the program, including claims of improper assimilation and even abuse. However, many of the involved students and families praised the program, and positive outcomes were reported for many participants.
The church's views on sexual minorities have also received criticism such as its 2008 requests by top leaders to adherents to donate time and money in the campaign for California's Proposition 8 against same-sex marriage which sparked heated debate and protest by gay-rights organizations and others. In 2009 the church expressed support for a Salt Lake City ordinance protecting gay and lesbian people against discrimination in employment and housing, but wanted an exception for religious institutions from this ordinance. Further controversy resulted when, in November 2015, the church adopted a policy considering those in same-sex unions apostates, and barring their children from receiving blessings or being baptized under most circumstances. In April 2019, the church reversed this policy, citing efforts to be more accepting to people of all backgrounds.
Jewish groups, including the American Gathering of Jewish Holocaust Survivors, criticized the LDS Church in 1995 after discovering that vicarious baptisms for the dead for victims of the Holocaust had been performed by members of the church. After that criticism, church leaders put a policy in place to stop the practice, with an exception for baptisms specifically requested or approved by victims' relatives. Jewish organizations again criticized the church in 2002, 2004, 2008, and 2012 stating that the church failed to honor the 1995 agreement. The LDS Church says it has put institutional safeguards in place to avoid the submission of the names of Holocaust victims not related to Mormon members, but that the sheer number of names submitted makes policing the database of names impractical.
Other controversy
The church's lack of transparency about its finances has drawn criticism from commentators who consider its practices too secretive. The disclosure of the $100 billion church-controlled fund has led to criticism that its wealth may be excessive. Critical commentators have asserted that the church uses its corporate structure to "optimize its asset and capital management by moving money and assets between [its] tax-exempt and regular businesses as loans, donations or investments."
Responses
Mormon apologetics organizations, such as the Foundation for Apologetic Information & Research (FAIR) and the Foundation for Ancient Research and Mormon Studies (FARMS), have been founded to counter criticisms of the church and its leaders. Most of the apologetic work focuses on providing and discussing evidence supporting the claims of Smith and the Book of Mormon. Scholars and authors such as Hugh Nibley, Daniel C. Peterson, John Gee, John L. Sorenson, Terryl Givens, and James E. Talmage are well-known apologists within the church.
See also
Christianity in the United States
Index of articles related to The Church of Jesus Christ of Latter-day Saints
List of missions of The Church of Jesus Christ of Latter-day Saints
List of temples of The Church of Jesus Christ of Latter-day Saints
Mormon (word)
Mormonism and Islam
Mormonism and Judaism
List of new religious movements
Notes
References
Bibliography
.
(published only to certain clergy—not generally available to church members or the public).
.
. See Doctrine and Covenants.
Further reading
External links
Official church websites
ChurchofJesusChrist.org – Official church website
ComeUntoChrist.org – Official church website, with information about basic beliefs. (formerly Mormon.org)
Other sites
1830 establishments in New York (state)
Christian denominations established in the 19th century
Joseph Smith
Religious organizations based in the United States
Religious organizations established in 1830
Religious belief systems founded in the United States | [
101,
1109,
1722,
1104,
3766,
4028,
1104,
20509,
118,
1285,
7099,
117,
1510,
25355,
1227,
1112,
1103,
18966,
1722,
1137,
15887,
1722,
117,
1110,
170,
1664,
19091,
2605,
24279,
117,
2131,
6912,
1776,
1749,
1115,
10500,
2111,
1106,
1129,
1103,
6912,
1104,
1103,
1560,
1749,
1771,
1118,
3766,
4028,
119,
1109,
1749,
1110,
9514,
1107,
1103,
1244,
1311,
1107,
8881,
2161,
1392,
117,
6041,
117,
1105,
1144,
1628,
19215,
1105,
1434,
8433,
4529,
119,
1792,
1106,
1103,
1749,
117,
1122,
1144,
1166,
1479,
119,
127,
1550,
1484,
1105,
4062,
117,
1288,
1554,
118,
1159,
8676,
12799,
119,
1109,
1749,
1110,
1103,
2223,
118,
2026,
2131,
20493,
1107,
1103,
1244,
1311,
117,
1114,
1166,
127,
119,
128,
1550,
1484,
113,
2191,
2103,
114,
119,
1135,
1110,
1103,
2026,
20493,
1107,
1103,
20509,
2295,
2216,
2230,
1771,
1118,
2419,
2159,
1219,
1103,
1346,
2835,
118,
1432,
1669,
1104,
2689,
9408,
1227,
1112,
1103,
2307,
2038,
138,
3624,
27736,
119,
1722,
10104,
2075,
1103,
2131,
9978,
1104,
19718,
1178,
1194,
3766,
4028,
117,
1105,
1103,
24393,
3113,
1120,
4798,
1880,
1104,
3766,
4028,
119,
1109,
1749,
1144,
1126,
1501,
14917,
1134,
2075,
1300,
5444,
12602,
6685,
131,
1103,
5905,
117,
1103,
3168,
1104,
15887,
117,
1103,
11387,
23889,
1105,
23401,
1116,
117,
1105,
1103,
7585,
1104,
2038,
7510,
119,
2189,
1190,
1103,
5905,
117,
1103,
2656,
1104,
1103,
1749,
112,
188,
14917,
2923,
1104,
2578,
1103,
1749,
112,
188,
1484,
2059,
1106,
1138,
1151,
3090,
1118,
1875,
1106,
2159,
132,
1292,
1511,
9068,
1105,
4252,
27487,
4863,
1164,
1103,
5905,
117,
6685,
1758,
1112,
1575,
2192,
1104,
1103,
5905,
117,
1105,
1168,
1759,
2475,
1106,
1129,
1637,
1118,
2890,
20718,
1116,
117,
1259,
1103,
3168,
1104,
15887,
119,
2279,
1104,
1202,
5822,
9324,
1233,
5408,
117,
2336,
117,
6133,
117,
1105,
1242,
7999,
5189,
4615,
1103,
1749,
1106,
1129,
4966,
1105,
2767,
1121,
7965,
7522,
119,
20509,
118,
1285,
7099,
2059,
1115,
1103,
1749,
2084,
1110,
170,
2030,
118,
1285,
107,
20718,
117,
1267,
1197,
117,
1105,
1231,
12559,
6579,
107,
1105,
1115,
3766,
4028,
117,
1223,
1103,
2447,
1104,
1875,
1103,
4505,
117,
4501,
1103,
1749,
1118,
8387,
1117,
1209,
1105,
3687,
12606,
3798,
1117,
20343,
6631,
1106,
1157,
2084,
119,
1109,
2084,
4075,
170,
20844,
5970,
10340,
4571,
2401,
1114,
1672,
3001,
3634,
1205,
1121,
1877,
117,
17930,
117,
1106,
12551,
119,
15180,
117,
3795,
1121,
1103,
2495,
1785,
117,
1730,
1103,
12551,
119,
10882,
1484,
1336,
1129,
9492,
1106,
1103,
20343,
117,
2136,
1152,
1132,
1690,
1103,
4473,
1104,
1103,
1749,
119,
2453,
1132,
1136,
9492,
1106,
1103,
20343,
117,
1133,
12774,
3645,
3573,
1107,
1199,
1749,
3722,
119,
2695,
1441,
1105,
1535,
1336,
2867,
1112,
12799,
132,
1103,
1749,
9032,
170,
1415,
10263,
1788,
1115,
14221,
1193,
3121,
11846,
1105,
19706,
13879,
1826,
4529,
119,
8463,
2365,
1484,
8050,
12807,
1106,
1749,
3892,
1104,
3785,
22183,
117,
2332,
117,
2698,
1158,
117,
1105,
21952,
184,
4832,
1200,
24043,
117,
1105,
8681,
1995,
3029,
1104,
1147,
2467,
1106,
1103,
1749,
1107,
189,
7088,
1158,
119,
1109,
1749,
1145,
12209,
1164,
8854,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Callisto most commonly refers to:
Callisto (mythology), a nymph
Callisto (moon), a moon of Jupiter
Callisto may also refer to:
Art and entertainment
Callisto series, a sequence of novels by Lin Carter
Callisto, a novel by Torsten Krol
Callisto (comics), a fictional mutant in X-Men
Callisto (Xena), a character on Xena: Warrior Princess
"Callisto" (Xena: Warrior Princess episode)
Callisto family, a fictional family in the Miles from Tomorrowland TV series
Callisto, a toy in the Mattel Major Matt Mason series
Callisto (band), a band from Turku, Finland
Other uses
Callisto (moth), a genus of moths in the family Gracillariidae
CALLISTO, a reusable test rocket
Callisto Corporation, a software development company
Callisto, a release of version 3.2 of Eclipse
Callisto, an AMD Phenom II processor core
Callisto (organization), a non-profit organization
People with the name
Callisto Cosulich (1922–2015), Italian film critic, author, journalist and screenwriter
Callisto Pasuwa, Zimbabwean soccer coach
Callisto Piazza (1500–1561), Italian painter
See also
Calisto (disambiguation)
Kallisto (disambiguation)
Callista (disambiguation)
Callistus (disambiguation)
Castillo (disambiguation) | [
101,
7268,
1776,
1186,
1211,
3337,
4431,
1106,
131,
7268,
1776,
1186,
113,
12040,
114,
117,
170,
183,
25698,
7268,
1776,
1186,
113,
5907,
114,
117,
170,
5907,
1104,
13377,
7268,
1776,
1186,
1336,
1145,
5991,
1106,
131,
2051,
1105,
5936,
7268,
1776,
1186,
1326,
117,
170,
4954,
1104,
5520,
1118,
12221,
5007,
7268,
1776,
1186,
117,
170,
2281,
1118,
19928,
15874,
148,
13166,
7268,
1776,
1186,
113,
9767,
114,
117,
170,
6725,
21392,
1107,
161,
118,
3401,
7268,
1776,
1186,
113,
161,
7076,
114,
117,
170,
1959,
1113,
161,
7076,
131,
12896,
4738,
107,
7268,
1776,
1186,
107,
113,
161,
7076,
131,
12896,
4738,
2004,
114,
7268,
1776,
1186,
1266,
117,
170,
6725,
1266,
1107,
1103,
7726,
1121,
10656,
1931,
1794,
1326,
7268,
1776,
1186,
117,
170,
10929,
1107,
1103,
3895,
1883,
2868,
3895,
6287,
1326,
7268,
1776,
1186,
113,
1467,
114,
117,
170,
1467,
1121,
17037,
4661,
1358,
117,
5776,
2189,
2745,
7268,
1776,
1186,
113,
5330,
114,
117,
170,
2804,
1104,
16297,
1107,
1103,
1266,
144,
19366,
5878,
2047,
5106,
8784,
23955,
6258,
18082,
117,
170,
1231,
11700,
2165,
2774,
8964,
7268,
1776,
1186,
3436,
117,
170,
3594,
1718,
1419,
7268,
1776,
1186,
117,
170,
1836,
1104,
1683,
124,
119,
123,
1104,
22301,
7268,
1776,
1186,
117,
1126,
6586,
2137,
7642,
26601,
1306,
1563,
14538,
4160,
7268,
1776,
1186,
113,
2369,
114,
117,
170,
1664,
118,
5022,
2369,
2563,
1114,
1103,
1271,
7268,
1776,
1186,
3291,
24661,
7255,
113,
3988,
782,
1410,
114,
117,
2169,
1273,
5959,
117,
2351,
117,
4391,
1105,
11625,
7268,
1776,
1186,
19585,
6385,
3624,
117,
11395,
1389,
5862,
2154,
7268,
1776,
1186,
21902,
25774,
113,
10204,
782,
17801,
1475,
114,
117,
2169,
5125,
3969,
1145,
11917,
1776,
1186,
113,
4267,
3202,
12913,
6512,
10255,
114,
14812,
15310,
2430,
113,
4267,
3202,
12913,
6512,
10255,
114,
7268,
11663,
113,
4267,
3202,
12913,
6512,
10255,
114,
7268,
1776,
1361,
113,
4267,
3202,
12913,
6512,
10255,
114,
21218,
113,
4267,
3202,
12913,
6512,
10255,
114,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Corundum is a crystalline form of aluminium oxide () typically containing traces of iron, titanium, vanadium and chromium. It is a rock-forming mineral. It is a naturally transparent material, but can have different colors depending on the presence of transition metal impurities in its crystalline structure. Corundum has two primary gem varieties: ruby and sapphire. Rubies are red due to the presence of chromium, and sapphires exhibit a range of colors depending on what transition metal is present. A rare type of sapphire, padparadscha sapphire, is pink-orange.
The name "corundum" is derived from the Tamil-Dravidian word kurundam (ruby-sapphire) (appearing in Sanskrit as kuruvinda).
Because of corundum's hardness (pure corundum is defined to have 9.0 on the Mohs scale), it can scratch almost all other minerals. It is commonly used as an abrasive on sandpaper and on large tools used in machining metals, plastics, and wood. Emery, a variety of corundum with no value as a gemstone, is commonly used as an abrasive. It is a black granular form of corundum, in which the mineral is intimately mixed with magnetite, hematite, or hercynite.
In addition to its hardness, corundum has a density of , which is unusually high for a transparent mineral composed of the low-atomic mass elements aluminium and oxygen.
Geology and occurrence
Corundum occurs as a mineral in mica schist, gneiss, and some marbles in metamorphic terranes. It also occurs in low-silica igneous syenite and nepheline syenite intrusives. Other occurrences are as masses adjacent to ultramafic intrusives, associated with lamprophyre dikes and as large crystals in pegmatites. It commonly occurs as a detrital mineral in stream and beach sands because of its hardness and resistance to weathering. The largest documented single crystal of corundum measured about , and weighed . The record has since been surpassed by certain synthetic boules.
Corundum for abrasives is mined in Zimbabwe, Pakistan, Afghanistan, Russia, Sri Lanka, and India. Historically it was mined from deposits associated with dunites in North Carolina, US, and from a nepheline syenite in Craigmont, Ontario. Emery-grade corundum is found on the Greek island of Naxos and near Peekskill, New York, US. Abrasive corundum is synthetically manufactured from bauxite.
Four corundum axes dating to 2500 BC from the Liangzhou culture have been discovered in China.
Synthetic corundum
In 1837, Marc Antoine Gaudin made the first synthetic rubies by reacting alumina at a high temperature with a small amount of chromium as a colourant.
In 1847, J. J. Ebelmen made white synthetic sapphires by reacting alumina in boric acid.
In 1877 Frenic and Freil made crystal corundum from which small stones could be cut. Frimy and Auguste Verneuil manufactured artificial ruby by fusing and with a little chromium at temperatures above .
In 1903, Verneuil announced that he could produce synthetic rubies on a commercial scale using this flame fusion process.
The Verneuil process allows the production of flawless single-crystal sapphire and ruby gems of much larger size than normally found in nature. It is also possible to grow gem-quality synthetic corundum by flux-growth and hydrothermal synthesis. Because of the simplicity of the methods involved in corundum synthesis, large quantities of these crystals have become available on the market at a fraction of the cost of natural stones.
Apart from ornamental uses, synthetic corundum is also used to produce mechanical parts (tubes, rods, bearings, and other machined parts), scratch-resistant optics, scratch-resistant watch crystals, instrument windows for satellites and spacecraft (because of its transparency in the ultraviolet to infrared range), and laser components. For example, the KAGRA gravitational wave detector's main mirrors are sapphires, and Advanced LIGO considered sapphire mirrors. Corundum has also found use in the development of ceramic armour thanks to its high hardiness.
Structure and physical properties
Corundum crystallizes with trigonal symmetry in the space group and has the lattice parameters and at standard conditions. The unit cell contains six formula units.
The toughness of corundum is sensitive to surface roughness and crystallographic orientation. It may be 6–7 MPa·m for synthetic crystals, and around 4 MPa·m for natural.
In the lattice of corundum, the oxygen atoms form a slightly distorted hexagonal close packing, in which two-thirds of the octahedral sites between the oxygen ions are occupied by aluminium ions. The absence of aluminium ions from one of the three sites breaks the symmetry of the hexagonal close packing, reducing the space group symmetry to and the crystal class to trigonal. The structure of corundum is sometimes described as a pseudohexagonal structure.
See also
Aluminium oxynitride
Gemstone
Spinel – natural and synthetic mineral often mistaken for corundum
References
Abrasives
Aluminium minerals
Corundum varieties
Hematite group
Industrial minerals
Luminescent minerals
Oxide minerals
Polymorphism (materials science)
Superhard materials
Trigonal minerals
Minerals in space group 167 | [
101,
3291,
10607,
7641,
1306,
1110,
170,
8626,
2568,
1532,
1104,
17058,
17151,
113,
114,
3417,
4051,
10749,
1104,
3926,
117,
189,
5168,
14553,
117,
3498,
14230,
1818,
1105,
22572,
16071,
3656,
119,
1135,
1110,
170,
2067,
118,
5071,
10956,
119,
1135,
1110,
170,
8534,
14357,
2578,
117,
1133,
1169,
1138,
1472,
5769,
5763,
1113,
1103,
2915,
1104,
6468,
2720,
24034,
8212,
4338,
1107,
1157,
8626,
2568,
2401,
119,
3291,
10607,
7641,
1306,
1144,
1160,
2425,
176,
5521,
10003,
131,
16259,
1183,
1105,
21718,
24383,
119,
155,
25422,
1279,
1132,
1894,
1496,
1106,
1103,
2915,
1104,
22572,
16071,
3656,
117,
1105,
21718,
24383,
1116,
8245,
170,
2079,
1104,
5769,
5763,
1113,
1184,
6468,
2720,
1110,
1675,
119,
138,
4054,
2076,
1104,
21718,
24383,
117,
12921,
17482,
19321,
7147,
21718,
24383,
117,
1110,
5325,
118,
5925,
119,
1109,
1271,
107,
1884,
10607,
7641,
1306,
107,
1110,
4408,
1121,
1103,
5344,
118,
1987,
21704,
10359,
1937,
180,
12328,
7807,
1306,
113,
16259,
1183,
118,
21718,
24383,
114,
113,
5452,
1107,
11399,
1112,
180,
12328,
6871,
1810,
114,
119,
2279,
1104,
1884,
10607,
7641,
1306,
112,
188,
26902,
113,
5805,
1884,
10607,
7641,
1306,
1110,
3393,
1106,
1138,
130,
119,
121,
1113,
1103,
12556,
9524,
3418,
114,
117,
1122,
1169,
14515,
1593,
1155,
1168,
15362,
119,
1135,
1110,
3337,
1215,
1112,
1126,
170,
6766,
8788,
1113,
5387,
26311,
1105,
1113,
1415,
5537,
1215,
1107,
23639,
8265,
1158,
13237,
117,
5828,
1116,
117,
1105,
3591,
119,
28019,
117,
170,
2783,
1104,
1884,
10607,
7641,
1306,
1114,
1185,
2860,
1112,
170,
176,
14587,
4793,
117,
1110,
3337,
1215,
1112,
1126,
170,
6766,
8788,
119,
1135,
1110,
170,
1602,
176,
4047,
5552,
1532,
1104,
1884,
10607,
7641,
1306,
117,
1107,
1134,
1103,
10956,
1110,
10666,
1193,
3216,
1114,
24197,
3150,
117,
23123,
11745,
1566,
117,
1137,
1123,
3457,
2605,
1566,
119,
1130,
1901,
1106,
1157,
26902,
117,
1884,
10607,
7641,
1306,
1144,
170,
3476,
1104,
117,
1134,
1110,
14624,
1344,
1111,
170,
14357,
10956,
2766,
1104,
1103,
1822,
118,
12861,
3367,
3050,
17058,
1105,
7621,
119,
144,
22325,
1105,
15299,
3291,
10607,
7641,
1306,
4365,
1112,
170,
10956,
1107,
1940,
2599,
188,
4313,
2050,
117,
176,
1673,
14788,
117,
1105,
1199,
8004,
1116,
1107,
27154,
24285,
21359,
10582,
3965,
119,
1135,
1145,
4365,
1107,
1822,
118,
27466,
9538,
178,
8376,
2285,
188,
4980,
2605,
1566,
1105,
24928,
27801,
2568,
188,
4980,
2605,
1566,
1107,
18062,
17849,
1116,
119,
2189,
15299,
1116,
1132,
1112,
12980,
4903,
1106,
18737,
1918,
21361,
1107,
18062,
17849,
1116,
117,
2628,
1114,
11140,
12736,
7889,
1874,
4267,
9029,
1105,
1112,
1415,
16132,
1107,
185,
12606,
21943,
7571,
119,
1135,
3337,
4365,
1112,
170,
1260,
19091,
6163,
10956,
1107,
5118,
1105,
4640,
5387,
1116,
1272,
1104,
1157,
26902,
1105,
4789,
1106,
4250,
1158,
119,
1109,
2026,
8510,
1423,
8626,
1104,
1884,
10607,
7641,
1306,
7140,
1164,
117,
1105,
13025,
119,
1109,
1647,
1144,
1290,
1151,
16509,
1118,
2218,
13922,
171,
6094,
2897,
119,
3291,
10607,
7641,
1306,
1111,
170,
6766,
8788,
1116,
1110,
24359,
1107,
11395,
117,
3658,
117,
6469,
117,
2733,
117,
4471,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Climate is the long-term weather pattern in an area, typically averaged over 30 years. More rigorously, it is the mean and variability of meteorological variables over a time spanning from months to millions of years. Some of the meteorological variables that are commonly measured are temperature, humidity, atmospheric pressure, wind, and precipitation. In a broader sense, climate is the state of the components of the climate system, including the ocean, land, and ice on Earth. The climate of a location is affected by its latitude/longitude, terrain, altitude, and nearby water bodies and their currents.
Climates can be classified according to the average and typical variables, most commonly temperature and precipitation. The most widely used classification scheme was the Köppen climate classification. The Thornthwaite system, in use since 1948, incorporates evapotranspiration along with temperature and precipitation information and is used in studying biological diversity and how climate change affects it. Finally, the Bergeron and Spatial Synoptic Classification systems focus on the origin of air masses that define the climate of a region.
Paleoclimatology is the study of ancient climates. Since very few direct observations of climate were available before the 19th century, paleoclimates are inferred from proxy variables. They include non-biotic evidence—such as sediments found in lake beds and ice cores—and biotic evidence—such as tree rings and coral. Climate models are mathematical models of past, present, and future climates. Climate change may occur over long and short timescales from various factors. Recent warming is discussed in global warming, which results in redistributions. For example, "a change in mean annual temperature corresponds to a shift in isotherms of approximately in latitude (in the temperate zone) or in elevation. Therefore, species are expected to move upwards in elevation or towards the poles in latitude in response to shifting climate zones."
Definition
Climate (from klima, meaning inclination) is commonly defined as the weather averaged over a long period. The standard averaging period is 30 years, but other periods may be used depending on the purpose. Climate also includes statistics other than the average, such as the magnitudes of day-to-day or year-to-year variations. The Intergovernmental Panel on Climate Change (IPCC) 2001 glossary definition is as follows:
The World Meteorological Organization (WMO) describes "climate normals" (CN) as "reference points used by climatologists to compare current climatological trends to that of the past or what is considered typical. A CN is defined as the arithmetic average of a climate element (e.g. temperature) over a 30-year period. A 30 year period is used, as it is long enough to filter out any interannual variation or anomalies, but also short enough to be able to show longer climatic trends."
The WMO originated from the International Meteorological Organization which set up a technical commission for climatology in 1929. At its 1934 Wiesbaden meeting the technical commission designated the thirty-year period from 1901 to 1930 as the reference time frame for climatological standard normals. In 1982 the WMO agreed to update climate normals, and these were subsequently completed on the basis of climate data from 1 January 1961 to 31 December 1990.
The difference between climate and weather is usefully summarized by the popular phrase "Climate is what you expect, weather is what you get." Over historical time spans, there are a number of nearly constant variables that determine climate, including latitude, altitude, proportion of land to water, and proximity to oceans and mountains. All of these variables change only over periods of millions of years due to processes such as plate tectonics. Other climate determinants are more dynamic: the thermohaline circulation of the ocean leads to a 5 °C (9 °F) warming of the northern Atlantic Ocean compared to other ocean basins. Other ocean currents redistribute heat between land and water on a more regional scale. The density and type of vegetation coverage affects solar heat absorption, water retention, and rainfall on a regional level. Alterations in the quantity of atmospheric greenhouse gases determines the amount of solar energy retained by the planet, leading to global warming or global cooling. The variables which determine climate are numerous and the interactions complex, but there is general agreement that the broad outlines are understood, at least insofar as the determinants of historical climate change are concerned.
Climate classification
There are several ways to classify climates into similar regimes. Originally, climes were defined in Ancient Greece to describe the weather depending upon a location's latitude. Modern climate classification methods can be broadly divided into genetic methods, which focus on the causes of climate, and empiric methods, which focus on the effects of climate. Examples of genetic classification include methods based on the relative frequency of different air mass types or locations within synoptic weather disturbances. Examples of empiric classifications include climate zones defined by plant hardiness, evapotranspiration, or more generally the Köppen climate classification which was originally designed to identify the climates associated with certain biomes. A common shortcoming of these classification schemes is that they produce distinct boundaries between the zones they define, rather than the gradual transition of climate properties more common in nature.
Bergeron and Spatial Synoptic
The simplest classification is that involving air masses. The Bergeron classification is the most widely accepted form of air mass classification. Air mass classification involves three letters. The first letter describes its moisture properties, with c used for continental air masses (dry) and m for maritime air masses (moist). The second letter describes the thermal characteristic of its source region: T for tropical, P for polar, A for Arctic or Antarctic, M for monsoon, E for equatorial, and S for superior air (dry air formed by significant downward motion in the atmosphere). The third letter is used to designate the stability of the atmosphere. If the air mass is colder than the ground below it, it is labeled k. If the air mass is warmer than the ground below it, it is labeled w. While air mass identification was originally used in weather forecasting during the 1950s, climatologists began to establish synoptic climatologies based on this idea in 1973.
Based upon the Bergeron classification scheme is the Spatial Synoptic Classification system (SSC). There are six categories within the SSC scheme: Dry Polar (similar to continental polar), Dry Moderate (similar to maritime superior), Dry Tropical (similar to continental tropical), Moist Polar (similar to maritime polar), Moist Moderate (a hybrid between maritime polar and maritime tropical), and Moist Tropical (similar to maritime tropical, maritime monsoon, or maritime equatorial).
Köppen
The Köppen classification depends on average monthly values of temperature and precipitation. The most commonly used form of the Köppen classification has five primary types labeled A through E. These primary types are A) tropical, B) dry, C) mild mid-latitude, D) cold mid-latitude, and E) polar. The five primary classifications can be further divided into secondary classifications such as rainforest, monsoon, tropical savanna, humid subtropical, humid continental, oceanic climate, Mediterranean climate, desert, steppe, subarctic climate, tundra, and polar ice cap.
Rainforests are characterized by high rainfall, with definitions setting minimum normal annual rainfall between and . Mean monthly temperatures exceed during all months of the year.
A monsoon is a seasonal prevailing wind which lasts for several months, ushering in a region's rainy season. Regions within North America, South America, Sub-Saharan Africa, Australia and East Asia are monsoon regimes.
A tropical savanna is a grassland biome located in semi-arid to semi-humid climate regions of subtropical and tropical latitudes, with average temperatures remaining at or above all year round, and rainfall between and a year. They are widespread on Africa, and are found in India, the northern parts of South America, Malaysia, and Australia.
The humid subtropical climate zone where winter rainfall (and sometimes snowfall) is associated with large storms that the westerlies steer from west to east. Most summer rainfall occurs during thunderstorms and from occasional tropical cyclones. Humid subtropical climates lie on the east side of continents, roughly between latitudes 20° and 40° degrees away from the equator.
A humid continental climate is marked by variable weather patterns and a large seasonal temperature variance. Places with more than three months of average daily temperatures above and a coldest month temperature below and which do not meet the criteria for an arid or semi-arid climate, are classified as continental.
An oceanic climate is typically found along the west coasts at the middle latitudes of all the world's continents, and in southeastern Australia, and is accompanied by plentiful precipitation year-round.
The Mediterranean climate regime resembles the climate of the lands in the Mediterranean Basin, parts of western North America, parts of Western and South Australia, in southwestern South Africa and in parts of central Chile. The climate is characterized by hot, dry summers and cool, wet winters.
A steppe is a dry grassland with an annual temperature range in the summer of up to and during the winter down to .
A subarctic climate has little precipitation, and monthly temperatures which are above for one to three months of the year, with permafrost in large parts of the area due to the cold winters. Winters within subarctic climates usually include up to six months of temperatures averaging below .
Tundra occurs in the far Northern Hemisphere, north of the taiga belt, including vast areas of northern Russia and Canada.
A polar ice cap, or polar ice sheet, is a high-latitude region of a planet or moon that is covered in ice. Ice caps form because high-latitude regions receive less energy as solar radiation from the sun than equatorial regions, resulting in lower surface temperatures.
A desert is a landscape form or region that receives very little precipitation. Deserts usually have a large diurnal and seasonal temperature range, with high or low, depending on location daytime temperatures (in summer up to ), and low nighttime temperatures (in winter down to ) due to extremely low humidity. Many deserts are formed by rain shadows, as mountains block the path of moisture and precipitation to the desert.
Thornthwaite
Devised by the American climatologist and geographer C. W. Thornthwaite, this climate classification method monitors the soil water budget using evapotranspiration. It monitors the portion of total precipitation used to nourish vegetation over a certain area. It uses indices such as a humidity index and an aridity index to determine an area's moisture regime based upon its average temperature, average rainfall, and average vegetation type. The lower the value of the index in any given area, the drier the area is.
The moisture classification includes climatic classes with descriptors such as hyperhumid, humid, subhumid, subarid, semi-arid (values of −20 to −40), and arid (values below −40). Humid regions experience more precipitation than evaporation each year, while arid regions experience greater evaporation than precipitation on an annual basis. A total of 33 percent of the Earth's landmass is considered either arid or semi-arid, including southwest North America, southwest South America, most of northern and a small part of southern Africa, southwest and portions of eastern Asia, as well as much of Australia. Studies suggest that precipitation effectiveness (PE) within the Thornthwaite moisture index is overestimated in the summer and underestimated in the winter. This index can be effectively used to determine the number of herbivore and mammal species numbers within a given area. The index is also used in studies of climate change.
Thermal classifications within the Thornthwaite scheme include microthermal, mesothermal, and megathermal regimes. A microthermal climate is one of low annual mean temperatures, generally between and which experiences short summers and has a potential evaporation between and . A mesothermal climate lacks persistent heat or persistent cold, with potential evaporation between and . A megathermal climate is one with persistent high temperatures and abundant rainfall, with potential annual evaporation in excess of .
Record
Paleoclimatology
Paleoclimatology is the study of past climate over a great period of the Earth's history. It uses evidence from ice sheets, tree rings, sediments, coral, and rocks to determine the past state of the climate. It demonstrates periods of stability and periods of change and can indicate whether changes follow patterns such as regular cycles.
Modern
Details of the modern climate record are known through the taking of measurements from such weather instruments as thermometers, barometers, and anemometers during the past few centuries. The instruments used to study weather over the modern time scale, their known error, their immediate environment, and their exposure have changed over the years, which must be considered when studying the climate of centuries past.
Climate variability
Climate variability is the term to describe variations in the mean state and other characteristics of climate (such as chances or possibility of extreme weather, etc.) "on all spatial and temporal scales beyond that of individual weather events." Some of the variability does not appear to be caused systematically and occurs at random times. Such variability is called random variability or noise. On the other hand, periodic variability occurs relatively regularly and in distinct modes of variability or climate patterns.
There are close correlations between Earth's climate oscillations and astronomical factors (barycenter changes, solar variation, cosmic ray flux, cloud albedo feedback, Milankovic cycles), and modes of heat distribution between the ocean-atmosphere climate system. In some cases, current, historical and paleoclimatological natural oscillations may be masked by significant volcanic eruptions, impact events, irregularities in climate proxy data, positive feedback processes or anthropogenic emissions of substances such as greenhouse gases.
Over the years, the definitions of climate variability and the related term climate change have shifted. While the term climate change now implies change that is both long-term and of human causation, in the 1960s the word climate change was used for what we now describe as climate variability, that is, climatic inconsistencies and anomalies.
Climate change
Climate change is the variation in global or regional climates over time. It reflects changes in the variability or average state of the atmosphere over time scales ranging from decades to millions of years. These changes can be caused by processes internal to the Earth, external forces (e.g. variations in sunlight intensity) or, more recently, human activities.
In recent usage, especially in the context of environmental policy, the term "climate change" often refers only to changes in modern climate, including the rise in average surface temperature known as global warming. In some cases, the term is also used with a presumption of human causation, as in the United Nations Framework Convention on Climate Change (UNFCCC). The UNFCCC uses "climate variability" for non-human caused variations.
Earth has undergone periodic climate shifts in the past, including four major ice ages. These consisting of glacial periods where conditions are colder than normal, separated by interglacial periods. The accumulation of snow and ice during a glacial period increases the surface albedo, reflecting more of the Sun's energy into space and maintaining a lower atmospheric temperature. Increases in greenhouse gases, such as by volcanic activity, can increase the global temperature and produce an interglacial period. Suggested causes of ice age periods include the positions of the continents, variations in the Earth's orbit, changes in the solar output, and volcanism.
Climate models
Climate models use quantitative methods to simulate the interactions of the atmosphere, oceans, land surface and ice. They are used for a variety of purposes; from the study of the dynamics of the weather and climate system, to projections of future climate. All climate models balance, or very nearly balance, incoming energy as short wave (including visible) electromagnetic radiation to the earth with outgoing energy as long wave (infrared) electromagnetic radiation from the earth. Any imbalance results in a change in the average temperature of the earth.
Climate models are available on different resolutions ranging from >100km to 1km. High resolutions in global climate models are computational very demanding and only few global datasets exists. Examples are ICON or mechnistically downscaled data such as CHELSA (Climatologies at high resolution for the earth's land surface areas)
The most talked-about applications of these models in recent years have been their use to infer the consequences of increasing greenhouse gases in the atmosphere, primarily carbon dioxide (see greenhouse gas). These models predict an upward trend in the global mean surface temperature, with the most rapid increase in temperature being projected for the higher latitudes of the Northern Hemisphere.
Models can range from relatively simple to quite complex:
Simple radiant heat transfer model that treats the earth as a single point and averages outgoing energy
this can be expanded vertically (radiative-convective models), or horizontally
finally, (coupled) atmosphere–ocean–sea ice global climate models discretise and solve the full equations for mass and energy transfer and radiant exchange.
See also
Climate inertia
Climate Prediction Center
Climatic map
Climograph
Ecosystem
Effect of Sun angle on climate
Greenhouse effect
List of climate scientists
List of weather records
Microclimate
National Climatic Data Center
Outline of meteorology
Solar cycle
Tectonic–climatic interaction
Tropical marine climate
References
Further reading
The Study of Climate on Alien Worlds; Characterizing atmospheres beyond our Solar System is now within our reach Kevin Heng July–August 2012 American Scientist
Reumert, Johannes: "Vahls climatic divisions. An explanation" (Geografisk Tidsskrift, Band 48; 1946)
External links
NOAA Climate Services Portal
NOAA State of the Climate
NASA's Climate change and global warming portal
Climate Models and modeling groups
Climate Prediction Project
ESPERE Climate Encyclopaedia
Climate index and mode information – Arctic
A current view of the Bering Sea Ecosystem and Climate
Climate: Data and charts for world and US locations
MIL-HDBK-310, Global Climate Data U.S. Department of Defense – Aid to derive natural environmental design criteria
IPCC Data Distribution Centre – Climate data and guidance on use.
HistoricalClimatology.com – Past, present and future climates – 2013.
Globalclimatemonitor – Contains climatic information from 1901.
ClimateCharts – Webapplication to generate climate charts for recent and historical data.
International Disaster Database
Paris Climate Conference
Meteorological concepts | [
101,
13540,
1110,
1103,
1263,
118,
1858,
4250,
4844,
1107,
1126,
1298,
117,
3417,
11445,
1166,
1476,
1201,
119,
3046,
22112,
1193,
117,
1122,
1110,
1103,
1928,
1105,
15661,
26468,
1104,
1899,
22272,
10986,
1166,
170,
1159,
14827,
1121,
1808,
1106,
9215,
1104,
1201,
119,
1789,
1104,
1103,
1899,
22272,
10986,
1115,
1132,
3337,
7140,
1132,
4143,
117,
20641,
117,
15129,
2997,
117,
3223,
117,
1105,
14886,
119,
1130,
170,
12594,
2305,
117,
4530,
1110,
1103,
1352,
1104,
1103,
5644,
1104,
1103,
4530,
1449,
117,
1259,
1103,
5969,
117,
1657,
117,
1105,
2854,
1113,
2746,
119,
1109,
4530,
1104,
170,
2450,
1110,
4634,
1118,
1157,
18579,
120,
27097,
117,
9260,
117,
7761,
117,
1105,
2721,
1447,
3470,
1105,
1147,
16334,
119,
13540,
1116,
1169,
1129,
5667,
2452,
1106,
1103,
1903,
1105,
4701,
10986,
117,
1211,
3337,
4143,
1105,
14886,
119,
1109,
1211,
3409,
1215,
5393,
5471,
1108,
1103,
22414,
4530,
5393,
119,
1109,
22428,
1582,
20264,
1566,
1449,
117,
1107,
1329,
1290,
3027,
117,
12560,
174,
2497,
11439,
4047,
21240,
1373,
1114,
4143,
1105,
14886,
1869,
1105,
1110,
1215,
1107,
5076,
7269,
9531,
1105,
1293,
4530,
1849,
13974,
1122,
119,
4428,
117,
1103,
17911,
1320,
1105,
23665,
16764,
156,
5730,
4184,
2941,
19295,
2344,
2817,
1113,
1103,
4247,
1104,
1586,
12980,
1115,
9410,
1103,
4530,
1104,
170,
1805,
119,
19585,
26918,
1665,
24891,
10024,
6360,
1110,
1103,
2025,
1104,
2890,
4530,
1116,
119,
1967,
1304,
1374,
2904,
9959,
1104,
4530,
1127,
1907,
1196,
1103,
2835,
1432,
117,
4554,
13335,
24891,
5430,
1132,
1107,
26025,
1121,
5250,
16844,
10986,
119,
1220,
1511,
1664,
118,
25128,
2941,
2554,
783,
1216,
1112,
22872,
1276,
1107,
3521,
9884,
1105,
2854,
4160,
1116,
783,
1105,
25128,
2941,
2554,
783,
1216,
1112,
2780,
8374,
1105,
16189,
119,
13540,
3584,
1132,
9988,
3584,
1104,
1763,
117,
1675,
117,
1105,
2174,
4530,
1116,
119,
13540,
1849,
1336,
4467,
1166,
1263,
1105,
1603,
1551,
20532,
1116,
1121,
1672,
5320,
119,
13989,
14110,
1110,
6352,
1107,
4265,
14110,
117,
1134,
2686,
1107,
1894,
1776,
2047,
16442,
5266,
119,
1370,
1859,
117,
107,
170,
1849,
1107,
1928,
2683,
4143,
15497,
1106,
170,
5212,
1107,
1110,
12858,
1200,
4206,
1104,
2324,
1107,
18579,
113,
1107,
1103,
18606,
4834,
114,
1137,
1107,
6252,
119,
6589,
117,
1530,
1132,
2637,
1106,
1815,
15726,
1107,
6252,
1137,
2019,
1103,
16739,
1107,
18579,
1107,
2593,
1106,
9914,
4530,
10490,
119,
107,
3177,
16598,
8934,
13540,
113,
1121,
180,
24891,
1161,
117,
2764,
24753,
114,
1110,
3337,
3393,
1112,
1103,
4250,
11445,
1166,
170,
1263,
1669,
119,
1109,
2530,
15883,
1669,
1110,
1476,
1201,
117,
1133,
1168,
6461,
1336,
1129,
1215,
5763,
1113,
1103,
3007,
119,
13540,
1145,
2075,
9161,
1168,
1190,
1103,
1903,
117,
1216,
1112,
1103,
10094,
1116,
1104,
1285,
118,
1106,
118,
1285,
1137,
1214,
118,
1106,
118,
1214,
9138,
119,
1109,
11300,
2758,
24472,
15595,
20339,
1113,
13540,
9091,
113,
14274,
12096,
114,
1630,
176,
20831,
3113,
5754,
1110,
1112,
3226,
131,
1109,
1291,
19415,
22272,
6534,
113,
160,
20647,
114,
4856,
107,
4530,
2999,
1116,
107,
113,
140,
2249,
114,
1112,
107,
3835,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
In formal language theory, computer science and linguistics, the Chomsky hierarchy (also referred to as the Chomsky–Schützenberger hierarchy) is a containment hierarchy of classes of formal grammars.
This hierarchy of grammars was described by Noam Chomsky in 1956. It is also named after Marcel-Paul Schützenberger, who played a crucial role in the development of the theory of formal languages.
Formal grammars
A formal grammar of this type consists of a finite set of production rules (left-hand side → right-hand side), where each side consists of a finite sequence of the following symbols:
a finite set of nonterminal symbols (indicating that some production rule can yet be applied)
a finite set of terminal symbols (indicating that no production rule can be applied)
a start symbol (a distinguished nonterminal symbol)
A formal grammar provides an axiom schema for (or generates) a formal language, which is a (usually infinite) set of finite-length sequences of symbols that may be constructed by applying production rules to another sequence of symbols (which initially contains just the start symbol). A rule may be applied by replacing an occurrence of the symbols on its left-hand side with those that appear on its right-hand side. A sequence of rule applications is called a derivation. Such a grammar defines the formal language: all words consisting solely of terminal symbols which can be reached by a derivation from the start symbol.
Nonterminals are often represented by uppercase letters, terminals by lowercase letters, and the start symbol by . For example, the grammar with terminals , nonterminals , production rules
→
→ (where is the empty string)
→
→
and start symbol , defines the language of all words of the form (i.e. copies of followed by copies of ).
The following is a simpler grammar that defines the same language:
Terminals , Nonterminals , Start symbol , Production rules
→
→
As another example, a grammar for a toy subset of the English language is given by:
terminals
nonterminals
production rules
→
→
→
→
→
→
→
→
→
→
→
and start symbol . An example derivation is
→ → → → → → → → great → great linguists → great linguists generate → great linguists generate great → great linguists generate great green → great linguists generate great green ideas.
Other sequences that can be derived from this grammar are: "ideas hate great linguists", and "ideas generate". While these sentences are nonsensical, they are syntactically correct. A syntactically incorrect sentence (e.g. "ideas ideas great hate") cannot be derived from this grammar. See "Colorless green ideas sleep furiously" for a similar example given by Chomsky in 1957; see Phrase structure grammar and Phrase structure rules for more natural language examples and the problems of formal grammar in that area.
The hierarchy
The following table summarizes each of Chomsky's four types of grammars, the class of language it generates, the type of automaton that recognizes it, and the form its rules must have.
Note that the set of grammars corresponding to recursive languages is not a member of this hierarchy; these would be properly between Type-0 and Type-1.
Every regular language is context-free, every context-free language is context-sensitive, every context-sensitive language is recursive and every recursive language is recursively enumerable. These are all proper inclusions, meaning that there exist recursively enumerable languages that are not context-sensitive, context-sensitive languages that are not context-free and context-free languages that are not regular.
Type-0 grammars
Type-0 grammars include all formal grammars. They generate exactly all languages that can be recognized by a Turing machine. These languages are also known as the recursively enumerable or Turing-recognizable languages. Note that this is different from the recursive languages, which can be decided by an always-halting Turing machine.
Type-1 grammars
Type-1 grammars generate context-sensitive languages. These grammars have rules of the form with a nonterminal and , and strings of terminals and/or nonterminals. The strings and may be empty, but must be nonempty. The rule is allowed if does not appear on the right side of any rule. The languages described by these grammars are exactly all languages that can be recognized by a linear bounded automaton (a nondeterministic Turing machine whose tape is bounded by a constant times the length of the input.)
Type-2 grammars
Type-2 grammars generate the context-free languages. These are defined by rules of the form with being a nonterminal and being a string of terminals and/or nonterminals. These languages are exactly all languages that can be recognized by a non-deterministic pushdown automaton. Context-free languages—or rather its subset of deterministic context-free language—are the theoretical basis for the phrase structure of most programming languages, though their syntax also includes context-sensitive name resolution due to declarations and scope. Often a subset of grammars is used to make parsing easier, such as by an LL parser.
Type-3 grammars
Type-3 grammars generate the regular languages. Such a grammar restricts its rules to a single nonterminal on the left-hand side and a right-hand side consisting of a single terminal, possibly followed by a single nonterminal (right regular). Alternatively, the right-hand side of the grammar can consist of a single terminal, possibly preceded by a single nonterminal (left regular). These generate the same languages. However, if left-regular rules and right-regular rules are combined, the language need no longer be regular. The rule is also allowed here if does not appear on the right side of any rule. These languages are exactly all languages that can be decided by a finite state automaton. Additionally, this family of formal languages can be obtained by regular expressions. Regular languages are commonly used to define search patterns and the lexical structure of programming languages.
References
1956 in computing
Formal languages
Generative linguistics
Hierarchy, Chomsky | [
101,
1130,
4698,
1846,
2749,
117,
2775,
2598,
1105,
23213,
117,
1103,
22964,
4206,
3781,
14486,
113,
1145,
2752,
1106,
1112,
1103,
22964,
4206,
3781,
782,
20452,
1324,
17176,
5745,
11588,
1200,
14486,
114,
1110,
170,
4651,
1880,
14486,
1104,
3553,
1104,
4698,
12616,
1116,
119,
1188,
14486,
1104,
12616,
1116,
1108,
1758,
1118,
1302,
2312,
22964,
4206,
3781,
1107,
2990,
119,
1135,
1110,
1145,
1417,
1170,
13737,
118,
1795,
20452,
1324,
17176,
5745,
11588,
1200,
117,
1150,
1307,
170,
10268,
1648,
1107,
1103,
1718,
1104,
1103,
2749,
1104,
4698,
3483,
119,
15075,
1348,
12616,
1116,
138,
4698,
12616,
1104,
1142,
2076,
2923,
1104,
170,
10996,
1383,
1104,
1707,
2995,
113,
1286,
118,
1289,
1334,
845,
1268,
118,
1289,
1334,
114,
117,
1187,
1296,
1334,
2923,
1104,
170,
10996,
4954,
1104,
1103,
1378,
9282,
131,
170,
10996,
1383,
1104,
1664,
2083,
14503,
1233,
9282,
113,
7713,
1115,
1199,
1707,
3013,
1169,
1870,
1129,
3666,
114,
170,
10996,
1383,
1104,
6020,
9282,
113,
7713,
1115,
1185,
1707,
3013,
1169,
1129,
3666,
114,
170,
1838,
5961,
113,
170,
6019,
1664,
2083,
14503,
1233,
5961,
114,
138,
4698,
12616,
2790,
1126,
170,
8745,
4165,
188,
4386,
1918,
1111,
113,
1137,
21241,
114,
170,
4698,
1846,
117,
1134,
1110,
170,
113,
1932,
13157,
114,
1383,
1104,
10996,
118,
2251,
10028,
1104,
9282,
1115,
1336,
1129,
3033,
1118,
11892,
1707,
2995,
1106,
1330,
4954,
1104,
9282,
113,
1134,
2786,
2515,
1198,
1103,
1838,
5961,
114,
119,
138,
3013,
1336,
1129,
3666,
1118,
5861,
1126,
15299,
1104,
1103,
9282,
1113,
1157,
1286,
118,
1289,
1334,
1114,
1343,
1115,
2845,
1113,
1157,
1268,
118,
1289,
1334,
119,
138,
4954,
1104,
3013,
4683,
1110,
1270,
170,
4167,
16617,
119,
5723,
170,
12616,
12028,
1103,
4698,
1846,
131,
1155,
1734,
4721,
9308,
1104,
6020,
9282,
1134,
1169,
1129,
1680,
1118,
170,
4167,
16617,
1121,
1103,
1838,
5961,
119,
7922,
2083,
14503,
3447,
1132,
1510,
2533,
1118,
3105,
14083,
3784,
117,
20618,
1118,
2211,
14083,
3784,
117,
1105,
1103,
1838,
5961,
1118,
119,
1370,
1859,
117,
1103,
12616,
1114,
20618,
117,
1664,
2083,
14503,
3447,
117,
1707,
2995,
845,
845,
113,
1187,
1110,
1103,
3427,
5101,
114,
845,
845,
1105,
1838,
5961,
117,
12028,
1103,
1846,
1104,
1155,
1734,
1104,
1103,
1532,
113,
178,
119,
174,
119,
4034,
1104,
1723,
1118,
4034,
1104,
114,
119,
1109,
1378,
1110,
170,
17633,
12616,
1115,
12028,
1103,
1269,
1846,
131,
11844,
1116,
117,
7922,
2083,
14503,
3447,
117,
15599,
5961,
117,
6401,
2995,
845,
845,
1249,
1330,
1859,
117,
170,
12616,
1111,
170,
10929,
18005,
1104,
1103,
1483,
1846,
1110,
1549,
1118,
131,
20618,
1664,
2083,
14503,
3447,
1707,
2995,
845,
845,
845,
845,
845,
845,
845,
845,
845,
845,
845,
1105,
1838,
5961,
119,
1760,
1859,
4167,
16617,
1110,
845,
845,
845,
845,
845,
845,
845,
845,
1632,
845,
1632,
26914,
1116,
845,
1632,
26914,
1116,
9509,
845,
1632,
26914,
1116,
9509,
1632,
845,
1632,
26914,
1116,
9509,
1632,
2448,
845,
1632,
26914,
1116,
9509,
1632,
2448,
4133,
119,
2189,
10028,
1115,
1169,
1129,
4408,
1121,
1142,
12616,
1132,
131,
107,
4133,
4819,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
In mathematics, a set is countable if it has the same cardinality (the number of elements of the set) as some subset of the set of natural numbers N = {0, 1, 2, 3, ...}. Equivalently, a set S is countable if there exists an injective function f : S → N from S to N; it simply means that every element in S has the correspondence to a different element in N.
A countable set is either a finite set or a countably infinite set. Whether finite or infinite, the elements of a countable set can always be counted one at a time and — although the counting may never finish due to the infinite number of the elements to be counted — every element of the set is associated with a unique natural number.
Georg Cantor introduced the concept of countable sets, contrasting sets that are countable with those that are uncountable. Today, countable sets form the foundation of a branch of mathematics called discrete mathematics.
A note on terminology
Although the terms "countable" and "countably infinite" as defined here are quite common, the terminology is not universal. An alternative style uses countable to mean what is here called countably infinite, and at most countable to mean what is here called countable. To avoid ambiguity, one may limit oneself to the terms "at most countable" and "countably infinite", although with respect to concision this is the worst of both worlds. The reader is advised to check the definition in use when encountering the term "countable" in the literature.
The terms enumerable and denumerable may also be used, e.g. referring to countable and countably infinite respectively, but as definitions vary the reader is once again advised to check the definition in use.
Definition
The most concise definition is in terms of cardinality. A set is countable if its cardinality |S| is less than or equal to (aleph-null), the cardinality of the set of natural numbers N. A set is countably infinite if |S| = . A set is uncountable if it is not countable, i.e. its cardinality is greater than ; the reader is referred to Uncountable set for further discussion.
For every set , the following propositions are equivalent:
is countable.
There exists an injective function from to N.
is empty or there exists a surjective function from N to .
There exists a bijective mapping between and a subset of N.
is either finite or countably infinite.
Similarly, the following propositions are equivalent:
is countably infinite.
There is an injective and surjective (and therefore bijective) mapping between and N.
has a one-to-one correspondence with N.
The elements of can be arranged in an infinite sequence , where is distinct from for and every element of is listed.
History
In 1874, in his first set theory article, Cantor proved that the set of real numbers is uncountable, thus showing that not all infinite sets are countable. In 1878, he used one-to-one correspondences to define and compare cardinalities. In 1883, he extended the natural numbers with his infinite ordinals, and used sets of ordinals to produce an infinity of sets having different infinite cardinalities.
Introduction
A set is a collection of elements, and may be described in many ways. One way is simply to list all of its elements; for example, the set consisting of the integers 3, 4, and 5 may be denoted {3, 4, 5}, called roster form. This is only effective for small sets, however; for larger sets, this would be time-consuming and error-prone. Instead of listing every single element, sometimes an ellipsis ("...") is used to represent many elements between the starting element and the end element in a set, if the writer believes that the reader can easily guess what ... represents; for example, {1, 2, 3, ..., 100} presumably denotes the set of integers from 1 to 100. Even in this case, however, it is still possible to list all the elements, because number of elements in the set is finite.
Some sets are infinite; these sets have more than n elements where n is any integer that can be specified. (No matter how large the specified integer n is, such as n = 9 × 1032, infinite sets have more than n elements.) For example, the set of natural numbers, denotable by {0, 1, 2, 3, 4, 5, ...}, has infinitely many elements, and we cannot use any natural number to give its size. Nonetheless, it turns out that infinite sets do have a well-defined notion of size (or more properly, cardinality, the technical term for the number of elements in a set), and not all infinite sets have the same cardinality.
To understand what this means, we first examine what it does not mean. For example, there are infinitely many odd integers, infinitely many even integers, and (hence) infinitely many integers overall. However, it turns out that the number of even integers, which is the same as the number of odd integers, is also the same as the number of integers overall. This is because we can arrange things such that, for every integer, there is a distinct even integer:or, more generally, (see picture). What we have done here is arrange the integers and the even integers into a one-to-one correspondence (or bijection), which is a function that maps between two sets such that each element of each set corresponds to a single element in the other set.
However, not all infinite sets have the same cardinality. For example, Georg Cantor (who introduced this concept) demonstrated that the real numbers cannot be put into one-to-one correspondence with the natural numbers (non-negative integers), and therefore that the set of real numbers has a greater cardinality than the set of natural numbers.
Formal overview
By definition, a set S is countable if there exists an injective function f : S → N from S to the natural numbers N = {0, 1, 2, 3, ...}. It simply means that every element in S has the correspondence to a different element in N.
It might seem natural to divide the sets into different classes: put all the sets containing one element together; all the sets containing two elements together; ...; finally, put together all infinite sets and consider them as having the same size.
This view is not tenable, however, under the natural definition of size.
To elaborate this, we need the concept of a bijection. Although a "bijection" may seem a more advanced concept than a number, the usual development of mathematics in terms of set theory defines functions before numbers, as they are based on much simpler sets. This is where the concept of a bijection comes in: define the correspondence
a ↔ 1, b ↔ 2, c ↔ 3
Since every element of {a, b, c} is paired with precisely one element of {1, 2, 3}, and vice versa, this defines a bijection.
We now generalize this situation; we define that two sets are of the same size, if and only if there is a bijection between them. For all finite sets, this gives us the usual definition of "the same size".
As for the case of infinite sets, consider the sets A = {1, 2, 3, ... }, the set of positive integers, and B = {2, 4, 6, ... }, the set of even positive integers. We claim that, under our definition, these sets have the same size, and that therefore B is countably infinite. Recall that to prove this, we need to exhibit a bijection between them. This can be achieved using the assignment n ↔ 2n, so that
1 ↔ 2, 2 ↔ 4, 3 ↔ 6, 4 ↔ 8, ....
As in the earlier example, every element of A has been paired off with precisely one element of B, and vice versa. Hence they have the same size. This is an example of a set of the same size as one of its proper subsets, which is impossible for finite sets.
Likewise, the set of all ordered pairs of natural numbers (the Cartesian product of two sets of natural numbers, N × N) is countably infinite, as can be seen by following a path like the one in the picture: The resulting mapping proceeds as follows:
0 ↔ (0, 0), 1 ↔ (1, 0), 2 ↔ (0, 1), 3 ↔ (2, 0), 4 ↔ (1, 1), 5 ↔ (0, 2), 6 ↔ (3, 0), ....
This mapping covers all such ordered pairs.
This form of triangular mapping recursively generalizes to n-tuples of natural numbers, i.e., (a1, a2, a3, ..., an) where ai and n are natural numbers, by repeatedly mapping the first two elements of a n-tuple to a natural number. For example, (0, 2, 3) can be written as ((0, 2), 3). Then (0, 2) maps to 5 so ((0, 2), 3) maps to (5, 3), then (5, 3) maps to 39. Since a different 2-tuple, that is a pair such as (a, b), maps to a different natural number, a difference between two n-tuples by a single element is enough to ensure the n-tuples being mapped to different natural numbers. So, an injection from the set of n-tuples to the set of natural numbers N is proved. For the set of n-tuples made by the Cartesian product of finitely many different sets, each element in each tuple has the correspondence to a natural number, so every tuple can be written in natural numbers then the same logic is applied to prove the theorem.
Theorem: The Cartesian product of finitely many countable sets is countable.
The set of all integers Z and the set of all rational numbers Q may intuitively seem much bigger than N. But looks can be deceiving. If a pair is treated as the numerator and denominator of a vulgar fraction (a fraction in the form of a/b where a and b ≠ 0 are integers), then for every positive fraction, we can come up with a distinct natural number corresponding to it. This representation also includes the natural numbers, since every natural number is also a fraction N/1. So we can conclude that there are exactly as many positive rational numbers as there are positive integers. This is also true for all rational numbers, as can be seen below.
Theorem: Z (the set of all integers) and Q (the set of all rational numbers) are countable.
In a similar manner, the set of algebraic numbers is countable.
Sometimes more than one mapping is useful: a set A to be shown as countable is one-to-one mapped (injection) to another set B, then A is proved as countable if B is one-to-one mapped to the set of natural numbers. For example, the set of positive rational numbers can easily be one-to-one mapped to the set of natural number pairs (2-tuples) because p/q maps to (p, q). Since the set of natural number pairs is one-to-one mapped (actually one-to-one correspondence or bijection) to the set of natural numbers as shown above, the positive rational number set is proved as countable.
Theorem: Any finite union of countable sets is countable.
With the foresight of knowing that there are uncountable sets, we can wonder whether or not this last result can be pushed any further. The answer is "yes" and "no", we can extend it, but we need to assume a new axiom to do so.
Theorem: (Assuming the axiom of countable choice) The union of countably many countable sets is countable.
For example, given countable sets a, b, c, ...
Using a variant of the triangular enumeration we saw above:
a0 maps to 0
a1 maps to 1
b0 maps to 2
a2 maps to 3
b1 maps to 4
c0 maps to 5
a3 maps to 6
b2 maps to 7
c1 maps to 8
d0 maps to 9
a4 maps to 10
...
This only works if the sets a, b, c, ... are disjoint. If not, then the union is even smaller and is therefore also countable by a previous theorem.
We need the axiom of countable choice to index all the sets a, b, c, ... simultaneously.
Theorem: The set of all finite-length sequences of natural numbers is countable.
This set is the union of the length-1 sequences, the length-2 sequences, the length-3 sequences, each of which is a countable set (finite Cartesian product). So we are talking about a countable union of countable sets, which is countable by the previous theorem.
Theorem: The set of all finite subsets of the natural numbers is countable.
The elements of any finite subset can be ordered into a finite sequence. There are only countably many finite sequences, so also there are only countably many finite subsets.
Theorem: Let S and T be sets.
If the function f : S → T is injective and T is countable then S is countable.
If the function g : S → T is surjective and S is countable then T is countable.
These follow from the definitions of countable set as injective / surjective functions.
Cantor's theorem asserts that if A is a set and P(A) is its power set, i.e. the set of all subsets of A, then there is no surjective function from A to P(A). A proof is given in the article Cantor's theorem. As an immediate consequence of this and the Basic Theorem above we have:
Proposition: The set P(N) is not countable; i.e. it is uncountable.
For an elaboration of this result see Cantor's diagonal argument.
The set of real numbers is uncountable, and so is the set of all infinite sequences of natural numbers.
Minimal model of set theory is countable
If there is a set that is a standard model (see inner model) of ZFC set theory, then there is a minimal standard model (see Constructible universe). The Löwenheim–Skolem theorem can be used to show that this minimal model is countable. The fact that the notion of "uncountability" makes sense even in this model, and in particular that this model M contains elements that are:
subsets of M, hence countable,
but uncountable from the point of view of M,
was seen as paradoxical in the early days of set theory, see Skolem's paradox for more.
The minimal standard model includes all the algebraic numbers and all effectively computable transcendental numbers, as well as many other kinds of numbers.
Total orders
Countable sets can be totally ordered in various ways, for example:
Well-orders (see also ordinal number):
The usual order of natural numbers (0, 1, 2, 3, 4, 5, ...)
The integers in the order (0, 1, 2, 3, ...; −1, −2, −3, ...)
Other (not well orders):
The usual order of integers (..., −3, −2, −1, 0, 1, 2, 3, ...)
The usual order of rational numbers (Cannot be explicitly written as an ordered list!)
In both examples of well orders here, any subset has a least element; and in both examples of non-well orders, some subsets do not have a least element.
This is the key definition that determines whether a total order is also a well order.
See also
Aleph number
Counting
Hilbert's paradox of the Grand Hotel
Uncountable set
Notes
Citations
References
Reprinted by Springer-Verlag, New York, 1974. (Springer-Verlag edition). Reprinted by Martino Fine Books, 2011. (Paperback edition).
Basic concepts in infinite set theory
Cardinal numbers
Infinity | [
101,
1130,
6686,
117,
170,
1383,
1110,
5099,
1895,
1191,
1122,
1144,
1103,
1269,
15058,
1785,
113,
1103,
1295,
1104,
3050,
1104,
1103,
1383,
114,
1112,
1199,
18005,
1104,
1103,
1383,
1104,
2379,
2849,
151,
134,
196,
121,
117,
122,
117,
123,
117,
124,
117,
119,
119,
119,
198,
119,
142,
18276,
24709,
1193,
117,
170,
1383,
156,
1110,
5099,
1895,
1191,
1175,
5903,
1126,
1107,
20913,
3053,
175,
131,
156,
845,
151,
1121,
156,
1106,
151,
132,
1122,
2566,
2086,
1115,
1451,
5290,
1107,
156,
1144,
1103,
12052,
1106,
170,
1472,
5290,
1107,
151,
119,
138,
5099,
1895,
1383,
1110,
1719,
170,
10996,
1383,
1137,
170,
5099,
5382,
13157,
1383,
119,
13197,
10996,
1137,
13157,
117,
1103,
3050,
1104,
170,
5099,
1895,
1383,
1169,
1579,
1129,
8566,
1141,
1120,
170,
1159,
1105,
783,
1780,
1103,
11128,
1336,
1309,
3146,
1496,
1106,
1103,
13157,
1295,
1104,
1103,
3050,
1106,
1129,
8566,
783,
1451,
5290,
1104,
1103,
1383,
1110,
2628,
1114,
170,
3527,
2379,
1295,
119,
12171,
2825,
2772,
2234,
1103,
3400,
1104,
5099,
1895,
3741,
117,
25516,
3741,
1115,
1132,
5099,
1895,
1114,
1343,
1115,
1132,
8362,
2528,
19529,
2165,
119,
3570,
117,
5099,
1895,
3741,
1532,
1103,
4686,
1104,
170,
3392,
1104,
6686,
1270,
18535,
6686,
119,
138,
3805,
1113,
20925,
1966,
1103,
2538,
107,
5099,
1895,
107,
1105,
107,
5099,
5382,
13157,
107,
1112,
3393,
1303,
1132,
2385,
1887,
117,
1103,
20925,
1110,
1136,
8462,
119,
1760,
4174,
1947,
2745,
5099,
1895,
1106,
1928,
1184,
1110,
1303,
1270,
5099,
5382,
13157,
117,
1105,
1120,
1211,
5099,
1895,
1106,
1928,
1184,
1110,
1303,
1270,
5099,
1895,
119,
1706,
3644,
1821,
5567,
13830,
1785,
117,
1141,
1336,
5310,
3200,
22775,
1106,
1103,
2538,
107,
1120,
1211,
5099,
1895,
107,
1105,
107,
5099,
5382,
13157,
107,
117,
1780,
1114,
4161,
1106,
14255,
16073,
1142,
1110,
1103,
4997,
1104,
1241,
11308,
119,
1109,
9728,
1110,
9213,
1106,
4031,
1103,
5754,
1107,
1329,
1165,
8107,
1158,
1103,
1858,
107,
5099,
1895,
107,
1107,
1103,
3783,
119,
1109,
2538,
4035,
15447,
9739,
1105,
10552,
15447,
9739,
1336,
1145,
1129,
1215,
117,
174,
119,
176,
119,
7455,
1106,
5099,
1895,
1105,
5099,
5382,
13157,
3569,
117,
1133,
1112,
16687,
7907,
1103,
9728,
1110,
1517,
1254,
9213,
1106,
4031,
1103,
5754,
1107,
1329,
119,
3177,
16598,
8934,
1109,
1211,
14255,
14636,
5754,
1110,
1107,
2538,
1104,
15058,
1785,
119,
138,
1383,
1110,
5099,
1895,
1191,
1157,
15058,
1785,
197,
156,
197,
1110,
1750,
1190,
1137,
4463,
1106,
113,
23280,
7880,
118,
26280,
114,
117,
1103,
15058,
1785,
1104,
1103,
1383,
1104,
2379,
2849,
151,
119,
138,
1383,
1110,
5099,
5382,
13157,
1191,
197,
156,
197,
134,
119,
138,
1383,
1110,
8362,
2528,
19529,
2165,
1191,
1122,
1110,
1136,
5099,
1895,
117,
178,
119,
174,
119,
1157,
15058,
1785,
1110,
3407,
1190,
132,
1103,
9728,
1110,
2752,
1106,
12118,
2528,
19529,
2165,
1383,
1111,
1748,
6145,
119,
1370,
1451,
1383,
117,
1103,
1378,
21133,
1116,
1132,
4976,
131,
1110,
5099,
1895,
119,
1247,
5903,
1126,
1107,
20913,
3053,
1121,
1106,
151,
119,
1110,
3427,
1137,
1175,
5903,
170,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Classical mechanics is the branch of physics used to describe the motion of macroscopic objects. It is the most familiar of the theories of physics. The concepts it covers, such as mass, acceleration, and force, are commonly used and known. The subject is based upon a three-dimensional Euclidean space with fixed axes, called a frame of reference. The point of concurrency of the three axes is known as the origin of the particular space.
Classical mechanics utilises many equations—as well as other mathematical concepts—which relate various physical quantities to one another. These include differential equations, manifolds, Lie groups, and ergodic theory. This article gives a summary of the most important of these.
This article lists equations from Newtonian mechanics, see analytical mechanics for the more general formulation of classical mechanics (which includes Lagrangian and Hamiltonian mechanics).
Classical mechanics
Mass and inertia
Derived kinematic quantities
Derived dynamic quantities
General energy definitions
Every conservative force has a potential energy. By following two principles one can consistently assign a non-relative value to U:
Wherever the force is zero, its potential energy is defined to be zero as well.
Whenever the force does work, potential energy is lost.
Generalized mechanics
Kinematics
In the following rotational definitions, the angle can be any angle about the specified axis of rotation. It is customary to use θ, but this does not have to be the polar angle used in polar coordinate systems. The unit axial vector
defines the axis of rotation, = unit vector in direction of r, = unit vector tangential to the angle.
Dynamics
Precession
The precession angular speed of a spinning top is given by:
where w is the weight of the spinning flywheel.
Energy
The mechanical work done by an external agent on a system is equal to the change in kinetic energy of the system:
General work-energy theorem (translation and rotation)
The work done W by an external agent which exerts a force F (at r) and torque τ on an object along a curved path C is:
where θ is the angle of rotation about an axis defined by a unit vector n.
Kinetic energy
Elastic potential energy
For a stretched spring fixed at one end obeying Hooke's law:
where r2 and r1 are collinear coordinates of the free end of the spring, in the direction of the extension/compression, and k is the spring constant.
Euler's equations for rigid body dynamics
Euler also worked out analogous laws of motion to those of Newton, see Euler's laws of motion. These extend the scope of Newton's laws to rigid bodies, but are essentially the same as above. A new equation Euler formulated is:
where I is the moment of inertia tensor.
General planar motion
The previous equations for planar motion can be used here: corollaries of momentum, angular momentum etc. can immediately follow by applying the above definitions. For any object moving in any path in a plane,
the following general results apply to the particle.
Central force motion
For a massive body moving in a central potential due to another object, which depends only on the radial separation between the centers of masses of the two objects, the equation of motion is:
Equations of motion (constant acceleration)
These equations can be used only when acceleration is constant. If acceleration is not constant then the general calculus equations above must be used, found by integrating the definitions of position, velocity and acceleration (see above).
Galilean frame transforms
For classical (Galileo-Newtonian) mechanics, the transformation law from one inertial or accelerating (including rotation) frame (reference frame traveling at constant velocity - including zero) to another is the Galilean transform.
Unprimed quantities refer to position, velocity and acceleration in one frame F; primed quantities refer to position, velocity and acceleration in another frame F' moving at translational velocity V or angular velocity Ω relative to F. Conversely F moves at velocity (—V or —Ω) relative to F'. The situation is similar for relative accelerations.
Mechanical oscillators
SHM, DHM, SHO, and DHO refer to simple harmonic motion, damped harmonic motion, simple harmonic oscillator and damped harmonic oscillator respectively.
See also
List of physics formulae
Defining equation (physics)
Defining equation (physical chemistry)
Constitutive equation
Mechanics
Optics
Electromagnetism
Thermodynamics
Acoustics
Isaac Newton
List of equations in wave theory
List of relativistic equations
List of equations in fluid mechanics
List of equations in gravitation
List of electromagnetism equations
List of photonics equations
List of equations in quantum mechanics
List of equations in nuclear and particle physics
Notes
References
Classical mechanics
Equations in classical mechanics
Equations of physics | [
101,
10018,
11556,
1110,
1103,
3392,
1104,
7094,
1215,
1106,
5594,
1103,
4018,
1104,
23639,
5864,
22258,
4546,
119,
1135,
1110,
1103,
1211,
4509,
1104,
1103,
7997,
1104,
7094,
119,
1109,
8550,
1122,
3662,
117,
1216,
1112,
3367,
117,
18383,
117,
1105,
2049,
117,
1132,
3337,
1215,
1105,
1227,
119,
1109,
2548,
1110,
1359,
1852,
170,
1210,
118,
8611,
142,
21977,
18498,
1389,
2000,
1114,
4275,
21682,
117,
1270,
170,
4207,
1104,
3835,
119,
1109,
1553,
1104,
27994,
1104,
1103,
1210,
21682,
1110,
1227,
1112,
1103,
4247,
1104,
1103,
2440,
2000,
119,
10018,
11556,
190,
19621,
13733,
1242,
11838,
783,
1112,
1218,
1112,
1168,
9988,
8550,
783,
1134,
15123,
1672,
2952,
12709,
1106,
1141,
1330,
119,
1636,
1511,
12630,
11838,
117,
22502,
1116,
117,
15030,
2114,
117,
1105,
14044,
2758,
13328,
2749,
119,
1188,
3342,
3114,
170,
14940,
1104,
1103,
1211,
1696,
1104,
1292,
119,
1188,
3342,
6802,
11838,
1121,
8102,
1811,
11556,
117,
1267,
22828,
11556,
1111,
1103,
1167,
1704,
22661,
1104,
4521,
11556,
113,
1134,
2075,
2001,
14867,
2118,
1811,
1105,
4436,
1811,
11556,
114,
119,
10018,
11556,
8718,
1105,
1107,
7340,
1465,
9682,
2109,
1181,
15190,
14494,
2941,
12709,
9682,
2109,
1181,
9652,
12709,
1615,
2308,
16687,
4081,
6588,
2049,
1144,
170,
3209,
2308,
119,
1650,
1378,
1160,
6551,
1141,
1169,
10887,
27430,
170,
1664,
118,
5236,
2860,
1106,
158,
131,
2777,
4121,
1103,
2049,
1110,
6756,
117,
1157,
3209,
2308,
1110,
3393,
1106,
1129,
6756,
1112,
1218,
119,
20589,
1103,
2049,
1674,
1250,
117,
3209,
2308,
1110,
1575,
119,
1615,
2200,
11556,
14477,
1673,
10734,
1116,
1130,
1103,
1378,
9967,
1348,
16687,
117,
1103,
6341,
1169,
1129,
1251,
6341,
1164,
1103,
9467,
9840,
1104,
9967,
119,
1135,
1110,
17473,
1106,
1329,
425,
117,
1133,
1142,
1674,
1136,
1138,
1106,
1129,
1103,
15281,
6341,
1215,
1107,
15281,
14137,
2344,
119,
1109,
2587,
170,
27361,
9479,
12028,
1103,
9840,
1104,
9967,
117,
134,
2587,
9479,
1107,
2447,
1104,
187,
117,
134,
2587,
9479,
15925,
11549,
2916,
1106,
1103,
6341,
119,
25082,
11689,
16122,
1109,
3073,
16122,
17553,
2420,
1104,
170,
9754,
1499,
1110,
1549,
1118,
131,
1187,
192,
1110,
1103,
2841,
1104,
1103,
9754,
4689,
26587,
119,
5514,
1109,
6676,
1250,
1694,
1118,
1126,
6298,
3677,
1113,
170,
1449,
1110,
4463,
1106,
1103,
1849,
1107,
25433,
2308,
1104,
1103,
1449,
131,
1615,
1250,
118,
2308,
10384,
113,
5179,
1105,
9967,
114,
1109,
1250,
1694,
160,
1118,
1126,
6298,
3677,
1134,
4252,
7340,
1116,
170,
2049,
143,
113,
1120,
187,
114,
1105,
18756,
437,
1113,
1126,
4231,
1373,
170,
8981,
3507,
140,
1110,
131,
1187,
425,
1110,
1103,
6341,
1104,
9967,
1164,
1126,
9840,
3393,
1118,
170,
2587,
9479,
183,
119,
14477,
6097,
1596,
2308,
2896,
25066,
3209,
2308,
1370,
170,
6572,
3450,
4275,
1120,
1141,
1322,
17088,
1158,
15867,
1162,
112,
188,
1644,
131,
1187,
187,
1477,
1105,
187,
1475,
1132,
1884,
23824,
19386,
12570,
1104,
1103,
1714,
1322,
1104,
1103,
3450,
117,
1107,
1103,
2447,
1104,
1103,
4973,
120,
14928,
117,
1105,
180,
1110,
1103,
3450,
4836,
119,
142,
8722,
1197,
112,
188,
11838,
1111,
12135,
1404,
14189,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Common Lisp (CL) is a dialect of the Lisp programming language, published in ANSI standard document ANSI INCITS 226-1994 (S20018) (formerly X3.226-1994 (R1999)). The Common Lisp HyperSpec, a hyperlinked HTML version, has been derived from the ANSI Common Lisp standard.
The Common Lisp language was developed as a standardized and improved successor of Maclisp. By the early 1980s several groups were already at work on diverse successors to MacLisp: Lisp Machine Lisp (aka ZetaLisp), Spice Lisp, NIL and S-1 Lisp. Common Lisp sought to unify, standardise, and extend the features of these MacLisp dialects. Common Lisp is not an implementation, but rather a language specification. Several implementations of the Common Lisp standard are available, including free and open-source software and proprietary products.
Common Lisp is a general-purpose, multi-paradigm programming language. It supports a combination of procedural, functional, and object-oriented programming paradigms. As a dynamic programming language, it facilitates evolutionary and incremental software development, with iterative compilation into efficient run-time programs. This incremental development is often done interactively without interrupting the running application.
It also supports optional type annotation and casting, which can be added as necessary at the later profiling and optimization stages, to permit the compiler to generate more efficient code. For instance, fixnum can hold an unboxed integer in a range supported by the hardware and implementation, permitting more efficient arithmetic than on big integers or arbitrary precision types. Similarly, the compiler can be told on a per-module or per-function basis which type of safety level is wanted, using optimize declarations.
Common Lisp includes CLOS, an object system that supports multimethods and method combinations. It is often implemented with a Metaobject Protocol.
Common Lisp is extensible through standard features such as Lisp macros (code transformations) and reader macros (input parsers for characters).
Common Lisp provides partial backwards compatibility with Maclisp and John McCarthy's original Lisp. This allows older Lisp software to be ported to Common Lisp.
History
Work on Common Lisp started in 1981 after an initiative by ARPA manager Bob Engelmore to develop a single community standard Lisp dialect. Much of the initial language design was done via electronic mail. In 1982, Guy L. Steele Jr. gave the first overview of Common Lisp at the 1982 ACM Symposium on LISP and functional programming.
The first language documentation was published in 1984 as Common Lisp the Language (known as CLtL1), first edition. A second edition (known as CLtL2), published in 1990, incorporated many changes to the language, made during the ANSI Common Lisp standardization process: extended LOOP syntax, the Common Lisp Object System, the Condition System for error handling, an interface to the pretty printer and much more. But CLtL2 does not describe the final ANSI Common Lisp standard and thus is not a documentation of ANSI Common Lisp. The final ANSI Common Lisp standard then was published in 1994. Since then no update to the standard has been published. Various extensions and improvements to Common Lisp (examples are Unicode, Concurrency, CLOS-based IO) have been provided by implementations and libraries.
Syntax
Common Lisp is a dialect of Lisp. It uses S-expressions to denote both code and data structure. Function calls, macro forms and special forms are written as lists, with the name of the operator first, as in these examples:
(+ 2 2) ; adds 2 and 2, yielding 4. The function's name is '+'. Lisp has no operators as such.
(defvar *x*) ; Ensures that a variable *x* exists,
; without giving it a value. The asterisks are part of
; the name, by convention denoting a special (global) variable.
; The symbol *x* is also hereby endowed with the property that
; subsequent bindings of it are dynamic, rather than lexical.
(setf *x* 42.1) ; Sets the variable *x* to the floating-point value 42.1
;; Define a function that squares a number:
(defun square (x)
(* x x))
;; Execute the function:
(square 3) ; Returns 9
;; The 'let' construct creates a scope for local variables. Here
;; the variable 'a' is bound to 6 and the variable 'b' is bound
;; to 4. Inside the 'let' is a 'body', where the last computed value is returned.
;; Here the result of adding a and b is returned from the 'let' expression.
;; The variables a and b have lexical scope, unless the symbols have been
;; marked as special variables (for instance by a prior DEFVAR).
(let ((a 6)
(b 4))
(+ a b)) ; returns 10
Data types
Common Lisp has many data types.
Scalar types
Number types include integers, ratios, floating-point numbers, and complex numbers. Common Lisp uses bignums to represent numerical values of arbitrary size and precision. The ratio type represents fractions exactly, a facility not available in many languages. Common Lisp automatically coerces numeric values among these types as appropriate.
The Common Lisp character type is not limited to ASCII characters. Most modern implementations allow Unicode characters.
The symbol type is common to Lisp languages, but largely unknown outside them. A symbol is a unique, named data object with several parts: name, value, function, property list, and package. Of these, value cell and function cell are the most important. Symbols in Lisp are often used similarly to identifiers in other languages: to hold the value of a variable; however there are many other uses. Normally, when a symbol is evaluated, its value is returned. Some symbols evaluate to themselves, for example, all symbols in the keyword package are self-evaluating. Boolean values in Common Lisp are represented by the self-evaluating symbols T and NIL. Common Lisp has namespaces for symbols, called 'packages'.
A number of functions are available for rounding scalar numeric values in various ways. The function round rounds the argument to the nearest integer, with halfway cases rounded to the even integer. The functions truncate, floor, and ceiling round towards zero, down, or up respectively. All these functions return the discarded fractional part as a secondary value. For example, (floor -2.5) yields −3, 0.5; (ceiling -2.5) yields −2, −0.5; (round 2.5) yields 2, 0.5; and (round 3.5) yields 4, −0.5.
Data structures
Sequence types in Common Lisp include lists, vectors, bit-vectors, and strings. There are many operations that can work on any sequence type.
As in almost all other Lisp dialects, lists in Common Lisp are composed of conses, sometimes called cons cells or pairs. A cons is a data structure with two slots, called its car and cdr. A list is a linked chain of conses or the empty list. Each cons's car refers to a member of the list (possibly another list). Each cons's cdr refers to the next cons—except for the last cons in a list, whose cdr refers to the nil value. Conses can also easily be used to implement trees and other complex data structures; though it is usually advised to use structure or class instances instead. It is also possible to create circular data structures with conses.
Common Lisp supports multidimensional arrays, and can dynamically resize adjustable arrays if required. Multidimensional arrays can be used for matrix mathematics. A vector is a one-dimensional array. Arrays can carry any type as members (even mixed types in the same array) or can be specialized to contain a specific type of members, as in a vector of bits. Usually, only a few types are supported. Many implementations can optimize array functions when the array used is type-specialized. Two type-specialized array types are standard: a string is a vector of characters, while a bit-vector is a vector of bits.
Hash tables store associations between data objects. Any object may be used as key or value. Hash tables are automatically resized as needed.
Packages are collections of symbols, used chiefly to separate the parts of a program into namespaces. A package may export some symbols, marking them as part of a public interface. Packages can use other packages.
Structures, similar in use to C structs and Pascal records, represent arbitrary complex data structures with any number and type of fields (called slots). Structures allow single-inheritance.
Classes are similar to structures, but offer more dynamic features and multiple-inheritance. (See CLOS). Classes have been added late to Common Lisp and there is some conceptual overlap with structures. Objects created of classes are called Instances. A special case is Generic Functions. Generic Functions are both functions and instances.
Functions
Common Lisp supports first-class functions. For instance, it is possible to write functions that take other functions as arguments or return functions as well. This makes it possible to describe very general operations.
The Common Lisp library relies heavily on such higher-order functions. For example, the sort function takes a relational operator as an argument and key function as an optional keyword argument. This can be used not only to sort any type of data, but also to sort data structures according to a key.
;; Sorts the list using the > and < function as the relational operator.
(sort (list 5 2 6 3 1 4) #'>) ; Returns (6 5 4 3 2 1)
(sort (list 5 2 6 3 1 4) #'<) ; Returns (1 2 3 4 5 6)
;; Sorts the list according to the first element of each sub-list.
(sort (list '(9 A) '(3 B) '(4 C)) #'< :key #'first) ; Returns ((3 B) (4 C) (9 A))
The evaluation model for functions is very simple. When the evaluator encounters a form (f a1 a2...) then it presumes that the symbol named f is one of the following:
A special operator (easily checked against a fixed list)
A macro operator (must have been defined previously)
The name of a function (default), which may either be a symbol, or a sub-form beginning with the symbol lambda.
If f is the name of a function, then the arguments a1, a2, ..., an are evaluated in left-to-right order, and the function is found and invoked with those values supplied as parameters.
Defining functions
The macro defun defines functions where a function definition gives the name of the function, the names of any arguments, and a function body:
(defun square (x)
(* x x))
Function definitions may include compiler directives, known as declarations, which provide hints to the compiler about optimization settings or the data types of arguments. They may also include documentation strings (docstrings), which the Lisp system may use to provide interactive documentation:
(defun square (x)
"Calculates the square of the single-float x."
(declare (single-float x) (optimize (speed 3) (debug 0) (safety 1)))
(the single-float (* x x)))
Anonymous functions (function literals) are defined using lambda expressions, e.g. (lambda (x) (* x x)) for a function that squares its argument. Lisp programming style frequently uses higher-order functions for which it is useful to provide anonymous functions as arguments.
Local functions can be defined with flet and labels.
(flet ((square (x)
(* x x)))
(square 3))
There are several other operators related to the definition and manipulation of functions. For instance, a function may be compiled with the compile operator. (Some Lisp systems run functions using an interpreter by default unless instructed to compile; others compile every function).
Defining generic functions and methods
The macro defgeneric defines generic functions. Generic functions are a collection of methods.
The macro defmethod defines methods.
Methods can specialize their parameters over CLOS standard classes, system classes, structure classes or individual objects. For many types, there are corresponding system classes.
When a generic function is called, multiple-dispatch will determine the effective method to use.
(defgeneric add (a b))
(defmethod add ((a number) (b number))
(+ a b))
(defmethod add ((a vector) (b number))
(map 'vector (lambda (n) (+ n b)) a))
(defmethod add ((a vector) (b vector))
(map 'vector #'+ a b))
(defmethod add ((a string) (b string))
(concatenate 'string a b))
(add 2 3) ; returns 5
(add #(1 2 3 4) 7) ; returns #(8 9 10 11)
(add #(1 2 3 4) #(4 3 2 1)) ; returns #(5 5 5 5)
(add "COMMON " "LISP") ; returns "COMMON LISP"
Generic Functions are also a first class data type. There are many more features to Generic Functions and Methods than described above.
The function namespace
The namespace for function names is separate from the namespace for data variables. This is a key difference between Common Lisp and Scheme. For Common Lisp, operators that define names in the function namespace include defun, flet, labels, defmethod and defgeneric.
To pass a function by name as an argument to another function, one must use the function special operator, commonly abbreviated as #'. The first sort example above refers to the function named by the symbol > in the function namespace, with the code #'>. Conversely, to call a function passed in such a way, one would use the funcall operator on the argument.
Scheme's evaluation model is simpler: there is only one namespace, and all positions in the form are evaluated (in any order) – not just the arguments. Code written in one dialect is therefore sometimes confusing to programmers more experienced in the other. For instance, many Common Lisp programmers like to use descriptive variable names such as list or string which could cause problems in Scheme, as they would locally shadow function names.
Whether a separate namespace for functions is an advantage is a source of contention in the Lisp community. It is usually referred to as the Lisp-1 vs. Lisp-2 debate. Lisp-1 refers to Scheme's model and Lisp-2 refers to Common Lisp's model. These names were coined in a 1988 paper by Richard P. Gabriel and Kent Pitman, which extensively compares the two approaches.
Multiple return values
Common Lisp supports the concept of multiple values, where any expression always has a single primary value, but it might also have any number of secondary values, which might be received and inspected by interested callers. This concept is distinct from returning a list value, as the secondary values are fully optional, and passed via a dedicated side channel. This means that callers may remain entirely unaware of the secondary values being there if they have no need for them, and it makes it convenient to use the mechanism for communicating information that is sometimes useful, but not always necessary. For example,
The TRUNCATE function rounds the given number to an integer towards zero. However, it also returns a remainder as a secondary value, making it very easy to determine what value was truncated. It also supports an optional divisor parameter, which can be used to perform Euclidean division trivially:
(let ((x 1266778)
(y 458))
(multiple-value-bind (quotient remainder)
(truncate x y)
(format nil "~A divided by ~A is ~A remainder ~A" x y quotient remainder)))
;;;; => "1266778 divided by 458 is 2765 remainder 408"
GETHASH returns the value of a key in an associative map, or the default value otherwise, and a secondary boolean indicating whether the value was found. Thus code which does not care about whether the value was found or provided as the default can simply use it as-is, but when such distinction is important, it might inspect the secondary boolean and react appropriately. Both use cases are supported by the same call and neither is unnecessarily burdened or constrained by the other. Having this feature at the language level removes the need to check for the existence of the key or compare it to null as would be done in other languages.
(defun get-answer (library)
(gethash 'answer library 42))
(defun the-answer-1 (library)
(format nil "The answer is ~A" (get-answer library)))
;;;; Returns "The answer is 42" if ANSWER not present in LIBRARY
(defun the-answer-2 (library)
(multiple-value-bind (answer sure-p)
(get-answer library)
(if (not sure-p)
"I don't know"
(format nil "The answer is ~A" answer))))
;;;; Returns "I don't know" if ANSWER not present in LIBRARY
Multiple values are supported by a handful of standard forms, most common of which are the MULTIPLE-VALUE-BIND special form for accessing secondary values and VALUES for returning multiple values:
(defun magic-eight-ball ()
"Return an outlook prediction, with the probability as a secondary value"
(values "Outlook good" (random 1.0)))
;;;; => "Outlook good"
;;;; => 0.3187
Other types
Other data types in Common Lisp include:
Pathnames represent files and directories in the filesystem. The Common Lisp pathname facility is more general than most operating systems' file naming conventions, making Lisp programs' access to files broadly portable across diverse systems.
Input and output streams represent sources and sinks of binary or textual data, such as the terminal or open files.
Common Lisp has a built-in pseudo-random number generator (PRNG). Random state objects represent reusable sources of pseudo-random numbers, allowing the user to seed the PRNG or cause it to replay a sequence.
Conditions are a type used to represent errors, exceptions, and other "interesting" events to which a program may respond.
Classes are first-class objects, and are themselves instances of classes called metaobject classes (metaclasses for short).
Readtables are a type of object which control how Common Lisp's reader parses the text of source code. By controlling which readtable is in use when code is read in, the programmer can change or extend the language's syntax.
Scope
Like programs in many other programming languages, Common Lisp programs make use of names to refer to variables, functions, and many other kinds of entities. Named references are subject to scope.
The association between a name and the entity which the name refers to is called a binding.
Scope refers to the set of circumstances in which a name is determined to have a particular binding.
Determiners of scope
The circumstances which determine scope in Common Lisp include:
the location of a reference within an expression. If it's the leftmost position of a compound, it refers to a special operator or a macro or function binding, otherwise to a variable binding or something else.
the kind of expression in which the reference takes place. For instance, (go x) means transfer control to label x, whereas (print x) refers to the variable x. Both scopes of x can be active in the same region of program text, since tagbody labels are in a separate namespace from variable names. A special form or macro form has complete control over the meanings of all symbols in its syntax. For instance, in (defclass x (a b) ()), a class definition, the (a b) is a list of base classes, so these names are looked up in the space of class names, and x isn't a reference to an existing binding, but the name of a new class being derived from a and b. These facts emerge purely from the semantics of defclass. The only generic fact about this expression is that defclass refers to a macro binding; everything else is up to defclass.
the location of the reference within the program text. For instance, if a reference to variable x is enclosed in a binding construct such as a let which defines a binding for x, then the reference is in the scope created by that binding.
for a variable reference, whether or not a variable symbol has been, locally or globally, declared special. This determines whether the reference is resolved within a lexical environment, or within a dynamic environment.
the specific instance of the environment in which the reference is resolved. An environment is a run-time dictionary which maps symbols to bindings. Each kind of reference uses its own kind of environment. References to lexical variables are resolved in a lexical environment, et cetera. More than one environment can be associated with the same reference. For instance, thanks to recursion or the use of multiple threads, multiple activations of the same function can exist at the same time. These activations share the same program text, but each has its own lexical environment instance.
To understand what a symbol refers to, the Common Lisp programmer must know what kind of reference is being expressed, what kind of scope it uses if it is a variable reference (dynamic versus lexical scope), and also the run-time situation: in what environment is the reference resolved, where was the binding introduced into the environment, et cetera.
Kinds of environment
Global
Some environments in Lisp are globally pervasive. For instance, if a new type is defined, it is known everywhere thereafter. References to that type look it up in this global environment.
Dynamic
One type of environment in Common Lisp is the dynamic environment. Bindings established in this environment have dynamic extent, which means that a binding is established at the start of the execution of some construct, such as a let block, and disappears when that construct finishes executing: its lifetime is tied to the dynamic activation and deactivation of a block. However, a dynamic binding is not just visible within that block; it is also visible to all functions invoked from that block. This type of visibility is known as indefinite scope. Bindings which exhibit dynamic extent (lifetime tied to the activation and deactivation of a block) and indefinite scope (visible to all functions which are called from that block) are said to have dynamic scope.
Common Lisp has support for dynamically scoped variables, which are also called special variables. Certain other kinds of bindings are necessarily dynamically scoped also, such as restarts and catch tags. Function bindings cannot be dynamically scoped using flet (which only provides lexically scoped function bindings), but function objects (a first-level object in Common Lisp) can be assigned to dynamically scoped variables, bound using let in dynamic scope, then called using funcall or APPLY.
Dynamic scope is extremely useful because it adds referential clarity and discipline to global variables. Global variables are frowned upon in computer science as potential sources of error, because they can give rise to ad-hoc, covert channels of communication among modules that lead to unwanted, surprising interactions.
In Common Lisp, a special variable which has only a top-level binding behaves just like a global variable in other programming languages. A new value can be stored into it, and that value simply replaces what is in the top-level binding. Careless replacement of the value of a global variable is at the heart of bugs caused by the use of global variables. However, another way to work with a special variable is to give it a new, local binding within an expression. This is sometimes referred to as "rebinding" the variable. Binding a dynamically scoped variable temporarily creates a new memory location for that variable, and associates the name with that location. While that binding is in effect, all references to that variable refer to the new binding; the previous binding is hidden. When execution of the binding expression terminates, the temporary memory location is gone, and the old binding is revealed, with the original value intact. Of course, multiple dynamic bindings for the same variable can be nested.
In Common Lisp implementations which support multithreading, dynamic scopes are specific to each thread of execution. Thus special variables serve as an abstraction for thread local storage. If one thread rebinds a special variable, this rebinding has no effect on that variable in other threads. The value stored in a binding can only be retrieved by the thread which created that binding. If each thread binds some special variable *x*, then *x* behaves like thread-local storage. Among threads which do not rebind *x*, it behaves like an ordinary global: all of these threads refer to the same top-level binding of *x*.
Dynamic variables can be used to extend the execution context with additional context information which is implicitly passed from function to function without having to appear as an extra function parameter. This is especially useful when the control transfer has to pass through layers of unrelated code, which simply cannot be extended with extra parameters to pass the additional data. A situation like this usually calls for a global variable. That global variable must be saved and restored, so that the scheme doesn't break under recursion: dynamic variable rebinding takes care of this. And that variable must be made thread-local (or else a big mutex must be used) so the scheme doesn't break under threads: dynamic scope implementations can take care of this also.
In the Common Lisp library, there are many standard special variables. For instance, all standard I/O streams are stored in the top-level bindings of well-known special variables. The standard output stream is stored in *standard-output*.
Suppose a function foo writes to standard output:
(defun foo ()
(format t "Hello, world"))
To capture its output in a character string, *standard-output* can be bound to a string stream and called:
(with-output-to-string (*standard-output*)
(foo))
-> "Hello, world" ; gathered output returned as a string
Lexical
Common Lisp supports lexical environments. Formally, the bindings in a lexical environment have lexical scope and may have either an indefinite extent or dynamic extent, depending on the type of namespace. Lexical scope means that visibility is physically restricted to the block in which the binding is established. References which are not textually (i.e. lexically) embedded in that block simply do not see that binding.
The tags in a TAGBODY have lexical scope. The expression (GO X) is erroneous if it is not embedded in a TAGBODY which contains a label X. However, the label bindings disappear when the TAGBODY terminates its execution, because they have dynamic extent. If that block of code is re-entered by the invocation of a lexical closure, it is invalid for the body of that closure to try to transfer control to a tag via GO:
(defvar *stashed*) ;; will hold a function
(tagbody
(setf *stashed* (lambda () (go some-label)))
(go end-label) ;; skip the (print "Hello")
some-label
(print "Hello")
end-label)
-> NIL
When the TAGBODY is executed, it first evaluates the setf form which stores a function in the special variable *stashed*. Then the (go end-label) transfers control to end-label, skipping the code (print "Hello"). Since end-label is at the end of the tagbody, the tagbody terminates, yielding NIL. Suppose that the previously remembered function is now called:
(funcall *stashed*) ;; Error!
This situation is erroneous. One implementation's response is an error condition containing the message, "GO: tagbody for tag SOME-LABEL has already been left". The function tried to evaluate (go some-label), which is lexically embedded in the tagbody, and resolves to the label. However, the tagbody isn't executing (its extent has ended), and so the control transfer cannot take place.
Local function bindings in Lisp have lexical scope, and variable bindings also have lexical scope by default. By contrast with GO labels, both of these have indefinite extent. When a lexical function or variable binding is established, that binding continues to exist for as long as references to it are possible, even after the construct which established that binding has terminated. References to lexical variables and functions after the termination of their establishing construct are possible thanks to lexical closures.
Lexical binding is the default binding mode for Common Lisp variables. For an individual symbol, it can be switched to dynamic scope, either by a local declaration, by a global declaration. The latter may occur implicitly through the use of a construct like DEFVAR or DEFPARAMETER. It is an important convention in Common Lisp programming that special (i.e. dynamically scoped) variables have names which begin and end with an asterisk sigil * in what is called the "earmuff convention". If adhered to, this convention effectively creates a separate namespace for special variables, so that variables intended to be lexical are not accidentally made special.
Lexical scope is useful for several reasons.
Firstly, references to variables and functions can be compiled to efficient machine code, because the run-time environment structure is relatively simple. In many cases it can be optimized to stack storage, so opening and closing lexical scopes has minimal overhead. Even in cases where full closures must be generated, access to the closure's environment is still efficient; typically each variable becomes an offset into a vector of bindings, and so a variable reference becomes a simple load or store instruction with a base-plus-offset addressing mode.
Secondly, lexical scope (combined with indefinite extent) gives rise to the lexical closure, which in turn creates a whole paradigm of programming centered around the use of functions being first-class objects, which is at the root of functional programming.
Thirdly, perhaps most importantly, even if lexical closures are not exploited, the use of lexical scope isolates program modules from unwanted interactions. Due to their restricted visibility, lexical variables are private. If one module A binds a lexical variable X, and calls another module B, references to X in B will not accidentally resolve to the X bound in A. B simply has no access to X. For situations in which disciplined interactions through a variable are desirable, Common Lisp provides special variables. Special variables allow for a module A to set up a binding for a variable X which is visible to another module B, called from A. Being able to do this is an advantage, and being able to prevent it from happening is also an advantage; consequently, Common Lisp supports both lexical and dynamic scope.
Macros
A macro in Lisp superficially resembles a function in usage. However, rather than representing an expression which is evaluated, it represents a transformation of the program source code. The macro gets the source it surrounds as arguments, binds them to its parameters and computes a new source form. This new form can also use a macro. The macro expansion is repeated until the new source form does not use a macro. The final computed form is the source code executed at runtime.
Typical uses of macros in Lisp:
new control structures (example: looping constructs, branching constructs)
scoping and binding constructs
simplified syntax for complex and repeated source code
top-level defining forms with compile-time side-effects
data-driven programming
embedded domain specific languages (examples: SQL, HTML, Prolog)
implicit finalization forms
Various standard Common Lisp features also need to be implemented as macros, such as:
the standard setf abstraction, to allow custom compile-time expansions of assignment/access operators
with-accessors, with-slots, with-open-file and other similar WITH macros
Depending on implementation, if or cond is a macro built on the other, the special operator; when and unless consist of macros
The powerful loop domain-specific language
Macros are defined by the defmacro macro. The special operator macrolet allows the definition of local (lexically scoped) macros. It is also possible to define macros for symbols using define-symbol-macro and symbol-macrolet.
Paul Graham's book On Lisp describes the use of macros in Common Lisp in detail. Doug Hoyte's book Let Over Lambda extends the discussion on macros, claiming "Macros are the single greatest advantage that lisp has as a programming language and the single greatest advantage of any programming language." Hoyte provides several examples of iterative development of macros.
Example using a macro to define a new control structure
Macros allow Lisp programmers to create new syntactic forms in the language. One typical use is to create new control structures. The example macro provides an until looping construct. The syntax is:
(until test form*)
The macro definition for until:
(defmacro until (test &body body)
(let ((start-tag (gensym "START"))
(end-tag (gensym "END")))
`(tagbody ,start-tag
(when ,test (go ,end-tag))
(progn ,@body)
(go ,start-tag)
,end-tag)))
tagbody is a primitive Common Lisp special operator which provides the ability to name tags and use the go form to jump to those tags. The backquote ` provides a notation that provides code templates, where the value of forms preceded with a comma are filled in. Forms preceded with comma and at-sign are spliced in. The tagbody form tests the end condition. If the condition is true, it jumps to the end tag. Otherwise, the provided body code is executed and then it jumps to the start tag.
An example of using the above until macro:
(until (= (random 10) 0)
(write-line "Hello"))
The code can be expanded using the function macroexpand-1. The expansion for the above example looks like this:
(TAGBODY
#:START1136
(WHEN (ZEROP (RANDOM 10))
(GO #:END1137))
(PROGN (WRITE-LINE "hello"))
(GO #:START1136)
#:END1137)
During macro expansion the value of the variable test is (= (random 10) 0) and the value of the variable body is ((write-line "Hello")). The body is a list of forms.
Symbols are usually automatically upcased. The expansion uses the TAGBODY with two labels. The symbols for these labels are computed by GENSYM and are not interned in any package. Two go forms use these tags to jump to. Since tagbody is a primitive operator in Common Lisp (and not a macro), it will not be expanded into something else. The expanded form uses the when macro, which also will be expanded. Fully expanding a source form is called code walking.
In the fully expanded (walked) form, the when form is replaced by the primitive if:
(TAGBODY
#:START1136
(IF (ZEROP (RANDOM 10))
(PROGN (GO #:END1137))
NIL)
(PROGN (WRITE-LINE "hello"))
(GO #:START1136))
#:END1137)
All macros must be expanded before the source code containing them can be evaluated or compiled normally. Macros can be considered functions that accept and return S-expressions – similar to abstract syntax trees, but not limited to those. These functions are invoked before the evaluator or compiler to produce the final source code.
Macros are written in normal Common Lisp, and may use any Common Lisp (or third-party) operator available.
Variable capture and shadowing
Common Lisp macros are capable of what is commonly called variable capture, where symbols in the macro-expansion body coincide with those in the calling context, allowing the programmer to create macros wherein various symbols have special meaning. The term variable capture is somewhat misleading, because all namespaces are vulnerable to unwanted capture, including the operator and function namespace, the tagbody label namespace, catch tag, condition handler and restart namespaces.
Variable capture can introduce software defects. This happens in one of the following two ways:
In the first way, a macro expansion can inadvertently make a symbolic reference which the macro writer assumed will resolve in a global namespace, but the code where the macro is expanded happens to provide a local, shadowing definition which steals that reference. Let this be referred to as type 1 capture.
The second way, type 2 capture, is just the opposite: some of the arguments of the macro are pieces of code supplied by the macro caller, and those pieces of code are written such that they make references to surrounding bindings. However, the macro inserts these pieces of code into an expansion which defines its own bindings that accidentally captures some of these references.
The Scheme dialect of Lisp provides a macro-writing system which provides the referential transparency that eliminates both types of capture problem. This type of macro system is sometimes called "hygienic", in particular by its proponents (who regard macro systems which do not automatically solve this problem as unhygienic).
In Common Lisp, macro hygiene is ensured one of two different ways.
One approach is to use gensyms: guaranteed-unique symbols which can be used in a macro-expansion without threat of capture. The use of gensyms in a macro definition is a manual chore, but macros can be written which simplify the instantiation and use of gensyms. Gensyms solve type 2 capture easily, but they are not applicable to type 1 capture in the same way, because the macro expansion cannot rename the interfering symbols in the surrounding code which capture its references. Gensyms could be used to provide stable aliases for the global symbols which the macro expansion needs. The macro expansion would use these secret aliases rather than the well-known names, so redefinition of the well-known names would have no ill effect on the macro.
Another approach is to use packages. A macro defined in its own package can simply use internal symbols in that package in its expansion. The use of packages deals with type 1 and type 2 capture.
However, packages don't solve the type 1 capture of references to standard Common Lisp functions and operators. The reason is that the use of packages to solve capture problems revolves around the use of private symbols (symbols in one package, which are not imported into, or otherwise made visible in other packages). Whereas the Common Lisp library symbols are external, and frequently imported into or made visible in user-defined packages.
The following is an example of unwanted capture in the operator namespace, occurring in the expansion of a macro:
;; expansion of UNTIL makes liberal use of DO
(defmacro until (expression &body body)
`(do () (,expression) ,@body))
;; macrolet establishes lexical operator binding for DO
(macrolet ((do (...) ... something else ...))
(until (= (random 10) 0) (write-line "Hello")))
The until macro will expand into a form which calls do which is intended to refer to the standard Common Lisp macro do. However, in this context, do may have a completely different meaning, so until may not work properly.
Common Lisp solves the problem of the shadowing of standard operators and functions by forbidding their redefinition. Because it redefines the standard operator do, the preceding is actually a fragment of non-conforming Common Lisp, which allows implementations to diagnose and reject it.
Condition system
The condition system is responsible for exception handling in Common Lisp. It provides conditions, handlers and restarts. Conditions are objects describing an exceptional situation (for example an error). If a condition is signaled, the Common Lisp system searches for a handler for this condition type and calls the handler. The handler can now search for restarts and use one of these restarts to automatically repair the current problem, using information such as the condition type and any relevant information provided as part of the condition object, and call the appropriate restart function.
These restarts, if unhandled by code, can be presented to users (as part of a user interface, that of a debugger for example), so that the user can select and invoke one of the available restarts. Since the condition handler is called in the context of the error (without unwinding the stack), full error recovery is possible in many cases, where other exception handling systems would have already terminated the current routine. The debugger itself can also be customized or replaced using the *debugger-hook* dynamic variable. Code found within unwind-protect forms such as finalizers will also be executed as appropriate despite the exception.
In the following example (using Symbolics Genera) the user tries to open a file in a Lisp function test called from the Read-Eval-Print-LOOP (REPL), when the file does not exist. The Lisp system presents four restarts. The user selects the Retry OPEN using a different pathname restart and enters a different pathname (lispm-init.lisp instead of lispm-int.lisp). The user code does not contain any error handling code. The whole error handling and restart code is provided by the Lisp system, which can handle and repair the error without terminating the user code.
Command: (test ">zippy>lispm-int.lisp")
Error: The file was not found.
For lispm:>zippy>lispm-int.lisp.newest
LMFS:OPEN-LOCAL-LMFS-1
Arg 0: #P"lispm:>zippy>lispm-int.lisp.newest"
s-A, <Resume>: Retry OPEN of lispm:>zippy>lispm-int.lisp.newest
s-B: Retry OPEN using a different pathname
s-C, <Abort>: Return to Lisp Top Level in a TELNET server
s-D: Restart process TELNET terminal
-> Retry OPEN using a different pathname
Use what pathname instead [default lispm:>zippy>lispm-int.lisp.newest]:
lispm:>zippy>lispm-init.lisp.newest
...the program continues
Common Lisp Object System (CLOS)
Common Lisp includes a toolkit for object-oriented programming, the Common Lisp Object System or CLOS, which is one of the most powerful object systems available in any language. For example, Peter Norvig explains how many Design Patterns are simpler to implement in a dynamic language with the features of CLOS (Multiple Inheritance, Mixins, Multimethods, Metaclasses, Method combinations, etc.).
Several extensions to Common Lisp for object-oriented programming have been proposed to be included into the ANSI Common Lisp standard, but eventually CLOS was adopted as the standard object-system for Common Lisp. CLOS is a dynamic object system with multiple dispatch and multiple inheritance, and differs radically from the OOP facilities found in static languages such as C++ or Java. As a dynamic object system, CLOS allows changes at runtime to generic functions and classes. Methods can be added and removed, classes can be added and redefined, objects can be updated for class changes and the class of objects can be changed.
CLOS has been integrated into ANSI Common Lisp. Generic functions can be used like normal functions and are a first-class data type. Every CLOS class is integrated into the Common Lisp type system. Many Common Lisp types have a corresponding class. There is more potential use of CLOS for Common Lisp. The specification does not say whether conditions are implemented with CLOS. Pathnames and streams could be implemented with CLOS. These further usage possibilities of CLOS for ANSI Common Lisp are not part of the standard. Actual Common Lisp implementations use CLOS for pathnames, streams, input–output, conditions, the implementation of CLOS itself and more.
Compiler and interpreter
A Lisp interpreter directly executes Lisp source code provided as Lisp objects (lists, symbols, numbers, ...) read from s-expressions. A Lisp compiler generates bytecode or machine code from Lisp source code. Common Lisp allows both individual Lisp functions to be compiled in memory and the compilation of whole files to externally stored compiled code (fasl files).
Several implementations of earlier Lisp dialects provided both an interpreter and a compiler. Unfortunately often the semantics were different. These earlier Lisps implemented lexical scoping in the compiler and dynamic scoping in the interpreter. Common Lisp requires that both the interpreter and compiler use lexical scoping by default. The Common Lisp standard describes both the semantics of the interpreter and a compiler. The compiler can be called using the function compile for individual functions and using the function compile-file for files. Common Lisp allows type declarations and provides ways to influence the compiler code generation policy. For the latter various optimization qualities can be given values between 0 (not important) and 3 (most important): speed, space, safety, debug and compilation-speed.
There is also a function to evaluate Lisp code: eval. eval takes code as pre-parsed s-expressions and not, like in some other languages, as text strings. This way code can be constructed with the usual Lisp functions for constructing lists and symbols and then this code can be evaluated with the function eval. Several Common Lisp implementations (like Clozure CL and SBCL) are implementing eval using their compiler. This way code is compiled, even though it is evaluated using the function eval.
The file compiler is invoked using the function compile-file. The generated file with compiled code is called a fasl (from fast load) file. These fasl files and also source code files can be loaded with the function load into a running Common Lisp system. Depending on the implementation, the file compiler generates byte-code (for example for the Java Virtual Machine), C language code (which then is compiled with a C compiler) or, directly, native code.
Common Lisp implementations can be used interactively, even though the code gets fully compiled. The idea of an Interpreted language thus does not apply for interactive Common Lisp.
The language makes a distinction between read-time, compile-time, load-time, and run-time, and allows user code to also make this distinction to perform the wanted type of processing at the wanted step.
Some special operators are provided to especially suit interactive development; for instance, defvar will only assign a value to its provided variable if it wasn't already bound, while defparameter will always perform the assignment. This distinction is useful when interactively evaluating, compiling and loading code in a live image.
Some features are also provided to help writing compilers and interpreters. Symbols consist of first-level objects and are directly manipulable by user code. The progv special operator allows to create lexical bindings programmatically, while packages are also manipulable. The Lisp compiler is available at runtime to compile files or individual functions. These make it easy to use Lisp as an intermediate compiler or interpreter for another language.
Code examples
Birthday paradox
The following program calculates the smallest number of people in a room for whom the probability of unique birthdays is less than 50% (the birthday paradox, where for 1 person the probability is obviously 100%, for 2 it is 364/365, etc.). The answer is 23.
By convention, constants in Common Lisp are enclosed with + characters.
(defconstant +year-size+ 365)
(defun birthday-paradox (probability number-of-people)
(let ((new-probability (* (/ (- +year-size+ number-of-people)
+year-size+)
probability)))
(if (< new-probability 0.5)
(1+ number-of-people)
(birthday-paradox new-probability (1+ number-of-people)))))
Calling the example function using the REPL (Read Eval Print Loop):
CL-USER > (birthday-paradox 1.0 1)
23
Sorting a list of person objects
We define a class person and a method for displaying the name and age of a person.
Next we define a group of persons as a list of person objects.
Then we iterate over the sorted list.
(defclass person ()
((name :initarg :name :accessor person-name)
(age :initarg :age :accessor person-age))
(:documentation "The class PERSON with slots NAME and AGE."))
(defmethod display ((object person) stream)
"Displaying a PERSON object to an output stream."
(with-slots (name age) object
(format stream "~a (~a)" name age)))
(defparameter *group*
(list (make-instance 'person :name "Bob" :age 33)
(make-instance 'person :name "Chris" :age 16)
(make-instance 'person :name "Ash" :age 23))
"A list of PERSON objects.")
(dolist (person (sort (copy-list *group*)
#'>
:key #'person-age))
(display person *standard-output*)
(terpri))
It prints the three names with descending age.
Bob (33)
Ash (23)
Chris (16)
Exponentiating by squaring
Use of the LOOP macro is demonstrated:
(defun power (x n)
(loop with result = 1
while (plusp n)
when (oddp n) do (setf result (* result x))
do (setf x (* x x)
n (truncate n 2))
finally (return result)))
Example use:
CL-USER > (power 2 200)
1606938044258990275541962092341162602522202993782792835301376
Compare with the built in exponentiation:
CL-USER > (= (expt 2 200) (power 2 200))
T
Find the list of available shells
WITH-OPEN-FILE is a macro that opens a file and provides a stream. When the form is returning, the file is automatically closed. FUNCALL calls a function object. The LOOP collects all lines that match the predicate.
(defun list-matching-lines (file predicate)
"Returns a list of lines in file, for which the predicate applied to
the line returns T."
(with-open-file (stream file)
(loop for line = (read-line stream nil nil)
while line
when (funcall predicate line)
collect it)))
The function AVAILABLE-SHELLS calls the above function LIST-MATCHING-LINES with a pathname and an anonymous function as the predicate. The predicate returns the pathname of a shell or NIL (if the string is not the filename of a shell).
(defun available-shells (&optional (file #p"/etc/shells"))
(list-matching-lines
file
(lambda (line)
(and (plusp (length line))
(char= (char line 0) #\/)
(pathname
(string-right-trim '(#\space #\tab) line))))))
Example results (on Mac OS X 10.6):
CL-USER > (available-shells)
(#P"/bin/bash" #P"/bin/csh" #P"/bin/ksh" #P"/bin/sh" #P"/bin/tcsh" #P"/bin/zsh")
Comparison with other Lisps
Common Lisp is most frequently compared with, and contrasted to, Scheme—if only because they are the two most popular Lisp dialects. Scheme predates CL, and comes not only from the same Lisp tradition but from some of the same engineers—Guy L. Steele, with whom Gerald Jay Sussman designed Scheme, chaired the standards committee for Common Lisp.
Common Lisp is a general-purpose programming language, in contrast to Lisp variants such as Emacs Lisp and AutoLISP which are extension languages embedded in particular products (GNU Emacs and AutoCAD, respectively). Unlike many earlier Lisps, Common Lisp (like Scheme) uses lexical variable scope by default for both interpreted and compiled code.
Most of the Lisp systems whose designs contributed to Common Lisp—such as ZetaLisp and Franz Lisp—used dynamically scoped variables in their interpreters and lexically scoped variables in their compilers. Scheme introduced the sole use of lexically scoped variables to Lisp; an inspiration from ALGOL 68. CL supports dynamically scoped variables as well, but they must be explicitly declared as "special". There are no differences in scoping between ANSI CL interpreters and compilers.
Common Lisp is sometimes termed a Lisp-2 and Scheme a Lisp-1, referring to CL's use of separate namespaces for functions and variables. (In fact, CL has many namespaces, such as those for go tags, block names, and loop keywords). There is a long-standing controversy between CL and Scheme advocates over the tradeoffs involved in multiple namespaces. In Scheme, it is (broadly) necessary to avoid giving variables names which clash with functions; Scheme functions frequently have arguments named lis, lst, or lyst so as not to conflict with the system function list. However, in CL it is necessary to explicitly refer to the function namespace when passing a function as an argument—which is also a common occurrence, as in the sort example above.
CL also differs from Scheme in its handling of boolean values. Scheme uses the special values #t and #f to represent truth and falsity. CL follows the older Lisp convention of using the symbols T and NIL, with NIL standing also for the empty list. In CL, any non-NIL value is treated as true by conditionals, such as if, whereas in Scheme all non-#f values are treated as true. These conventions allow some operators in both languages to serve both as predicates (answering a boolean-valued question) and as returning a useful value for further computation, but in Scheme the value '() which is equivalent to NIL in Common Lisp evaluates to true in a boolean expression.
Lastly, the Scheme standards documents require tail-call optimization, which the CL standard does not. Most CL implementations do offer tail-call optimization, although often only when the programmer uses an optimization directive. Nonetheless, common CL coding style does not favor the ubiquitous use of recursion that Scheme style prefers—what a Scheme programmer would express with tail recursion, a CL user would usually express with an iterative expression in do, dolist, loop, or (more recently) with the iterate package.
Implementations
See the Category Common Lisp implementations.
Common Lisp is defined by a specification (like Ada and C) rather than by one implementation (like Perl). There are many implementations, and the standard details areas in which they may validly differ.
In addition, implementations tend to come with extensions, which provide functionality not covered in the standard:
Interactive Top-Level (REPL)
Debugger, Stepper and Inspector
Weak data structures (hash tables)
Extensible sequences
Extensible LOOP
Environment access
CLOS Meta-object Protocol
CLOS based extensible streams
CLOS based Condition System
Network streams
Persistent CLOS
Unicode support
Foreign-Language Interface (often to C)
Operating System interface
Java Interface
Threads and Multiprocessing
Application delivery (applications, dynamic libraries)
Saving of images
Free and open-source software libraries have been created to support extensions to Common Lisp in a portable way, and are most notably found in the repositories of the Common-Lisp.net and CLOCC (Common Lisp Open Code Collection) projects.
Common Lisp implementations may use any mix of native code compilation, byte code compilation or interpretation. Common Lisp has been designed to support incremental compilers, file compilers and block compilers. Standard declarations to optimize compilation (such as function inlining or type specialization) are proposed in the language specification. Most Common Lisp implementations compile source code to native machine code. Some implementations can create (optimized) stand-alone applications. Others compile to interpreted bytecode, which is less efficient than native code, but eases binary-code portability. Some compilers compile Common Lisp code to C code. The misconception that Lisp is a purely interpreted language is most likely because Lisp environments provide an interactive prompt and that code is compiled one-by-one, in an incremental way. With Common Lisp incremental compilation is widely used.
Some Unix-based implementations (CLISP, SBCL) can be used as a scripting language; that is, invoked by the system transparently in the way that a Perl or Unix shell interpreter is.
List of implementations
Commercial implementations
Allegro Common Lisp for Microsoft Windows, FreeBSD, Linux, Apple macOS and various UNIX variants. Allegro CL provides an Integrated Development Environment (IDE) (for Windows and Linux) and extensive capabilities for application delivery.
Liquid Common Lisp formerly called Lucid Common Lisp. Only maintenance, no new releases.
LispWorks for Microsoft Windows, FreeBSD, Linux, Apple macOS, iOS, Android and various UNIX variants. LispWorks provides an Integrated Development Environment (IDE) (available for most platforms, but not for iOS and Android) and extensive capabilities for application delivery.
mocl for iOS, Android and macOS.
Open Genera for DEC Alpha.
Scieneer Common Lisp which is designed for high-performance scientific computing.
Freely redistributable implementations
Armed Bear Common Lisp (ABCL) A CL implementation that runs on the Java Virtual Machine. It includes a compiler to Java byte code, and allows access to Java libraries from CL. It was formerly just a component of the Armed Bear J Editor.
CLISP A bytecode-compiling implementation, portable and runs on several Unix and Unix-like systems (including macOS), as well as Microsoft Windows and several other systems.
Clozure CL (CCL) Originally a free and open-source fork of Macintosh Common Lisp. As that history implies, CCL was written for the Macintosh, but Clozure CL now runs on macOS, FreeBSD, Linux, Solaris and Windows. 32 and 64 bit x86 ports are supported on each platform. Additionally there are Power PC ports for Mac OS and Linux. CCL was previously known as OpenMCL, but that name is no longer used, to avoid confusion with the open source version of Macintosh Common Lisp.
CMUCL Originally from Carnegie Mellon University, now maintained as free and open-source software by a group of volunteers. CMUCL uses a fast native-code compiler. It is available on Linux and BSD for Intel x86; Linux for Alpha; macOS for Intel x86 and PowerPC; and Solaris, IRIX, and HP-UX on their native platforms.
Corman Common Lisp for Microsoft Windows. In January 2015 Corman Lisp has been published under MIT license.
Embeddable Common Lisp (ECL) ECL includes a bytecode interpreter and compiler. It can also compile Lisp code to machine code via a C compiler. ECL then compiles Lisp code to C, compiles the C code with a C compiler and can then load the resulting machine code. It is also possible to embed ECL in C programs, and C code into Common Lisp programs.
GNU Common Lisp (GCL) The GNU Project's Lisp compiler. Not yet fully ANSI-compliant, GCL is however the implementation of choice for several large projects including the mathematical tools Maxima, AXIOM and (historically) ACL2. GCL runs on Linux under eleven different architectures, and also under Windows, Solaris, and FreeBSD.
Macintosh Common Lisp (MCL) Version 5.2 for Apple Macintosh computers with a PowerPC processor running Mac OS X is open source. RMCL (based on MCL 5.2) runs on Intel-based Apple Macintosh computers using the Rosetta binary translator from Apple.
ManKai Common Lisp (MKCL) A branch of ECL. MKCL emphasises reliability, stability and overall code quality through a heavily reworked, natively multi-threaded, runtime system. On Linux, MKCL features a fully POSIX compliant runtime system.
Movitz Implements a Lisp environment for x86 computers without relying on any underlying OS.
Poplog Poplog implements a version of CL, with POP-11, and optionally Prolog, and Standard ML (SML), allowing mixed language programming. For all, the implementation language is POP-11, which is compiled incrementally. It also has an integrated Emacs-like editor that communicates with the compiler.
Steel Bank Common Lisp (SBCL) A branch from CMUCL. "Broadly speaking, SBCL is distinguished from CMU CL by a greater emphasis on maintainability." SBCL runs on the platforms CMUCL does, except HP/UX; in addition, it runs on Linux for AMD64, PowerPC, SPARC, MIPS, Windows x86 and has experimental support for running on Windows AMD64. SBCL does not use an interpreter by default; all expressions are compiled to native code unless the user switches the interpreter on. The SBCL compiler generates fast native code according to a previous version of The Computer Language Benchmarks Game.
Ufasoft Common Lisp port of CLISP for windows platform with core written in C++.
Other implementations
Austin Kyoto Common Lisp an evolution of Kyoto Common Lisp by Bill Schelter
Butterfly Common Lisp an implementation written in Scheme for the BBN Butterfly multi-processor computer
CLICC a Common Lisp to C compiler
CLOE Common Lisp for PCs by Symbolics
Codemist Common Lisp used for the commercial version of the computer algebra system Axiom
ExperCommon Lisp an early implementation for the Apple Macintosh by ExperTelligence
Golden Common Lisp an implementation for the PC by GoldHill Inc.
Ibuki Common Lisp a commercialized version of Kyoto Common Lisp
Kyoto Common Lisp the first Common Lisp compiler that used C as a target language. GCL, ECL and MKCL originate from this Common Lisp implementation.
L a small version of Common Lisp for embedded systems developed by IS Robotics, now iRobot
Lisp Machines (from Symbolics, TI and Xerox) provided implementations of Common Lisp in addition to their native Lisp dialect (Lisp Machine Lisp or Interlisp). CLOS was also available. Symbolics provides an enhanced version Common Lisp.
Procyon Common Lisp an implementation for Windows and Mac OS, used by Franz for their Windows port of Allegro CL
Star Sapphire Common LISP an implementation for the PC
SubL a variant of Common Lisp used for the implementation of the Cyc knowledge-based system
Top Level Common Lisp an early implementation for concurrent execution
WCL a shared library implementation
VAX Common Lisp Digital Equipment Corporation's implementation that ran on VAX systems running VMS or ULTRIX
XLISP an implementation written by David Betz
Applications
Common Lisp is used to develop research applications (often in Artificial Intelligence), for rapid development of prototypes or for deployed applications.
Common Lisp is used in many commercial applications, including the Yahoo! Store web-commerce site, which originally involved Paul Graham and was later rewritten in C++ and Perl. Other notable examples include:
ACT-R, a cognitive architecture used in a large number of research projects.
Authorizer's Assistant, a large rule-based system used by American Express, analyzing credit requests.
Cyc, a long running project to create a knowledge-based system that provides a huge amount of common sense knowledge.
Gensym G2, a real-time expert system and business rules engine
Genworks GDL, based on the open-source Gendl kernel.
The development environment for the Jak and Daxter video game series, developed by Naughty Dog.
ITA Software's low fare search engine, used by travel websites such as Orbitz and Kayak.com and airlines such as American Airlines, Continental Airlines and US Airways.
Mirai, a 3d graphics suite. It was used to animate the face of Gollum in the movie Lord of the Rings: The Two Towers.
Opusmodus is a music composition system based on Common Lisp, used in Computer assisted composition.
Prototype Verification System (PVS), a mechanized environment for formal specification and verification.
PWGL is a sophisticated visual programming environment based on Common Lisp, used in Computer assisted composition and sound synthesis.
Piano, a complete aircraft analysis suite, written in Common Lisp, used by companies like Boeing, Airbus, and Northrop Grumman.
Grammarly, an English-language writing-enhancement platform, has its core grammar engine written in Common Lisp.
The Dynamic Analysis and Replanning Tool (DART), which is said to alone have paid back during the years from 1991 to 1995 for all thirty years of DARPA investments in AI research.
NASA's Jet Propulsion Lab's "Deep Space 1", an award-winning Common Lisp program for autopiloting the Deep Space One spaceship.
SigLab, a Common Lisp platform for signal processing used in missile defense, built by Raytheon.
NASA's Mars Pathfinder Mission Planning System.
SPIKE, a scheduling system for earth or space based observatories and satellites, notably the Hubble Space Telescope, written in Common Lisp.
Common Lisp has been used for prototyping the garbage collector of Microsoft's .NET Common Language Runtime.
The original version of Reddit, though the developers later switched to Python due to the lack of libraries for Common Lisp, according to an official blog post by Reddit co-founder Steve Huffman.
There also exist open-source applications written in Common Lisp, such as:
ACL2, a full-featured automated theorem prover for an applicative variant of Common Lisp.
Axiom, a sophisticated computer algebra system.
Maxima, a sophisticated computer algebra system, based on Macsyma.
OpenMusic, an object-oriented visual programming environment based on Common Lisp, used in Computer assisted composition.
Pgloader, a data loader for PostgreSQL, which was re-written from Python to Common Lisp.
Stumpwm, a tiling, keyboard driven X11 Window Manager written entirely in Common Lisp.
See also
Common Lisp the Language
On Lisp
Practical Common Lisp
References
Bibliography
A chronological list of books published (or about to be published) about Common Lisp (the language) or about programming with Common Lisp (especially AI programming).
Guy L. Steele: Common Lisp the Language, 1st Edition, Digital Press, 1984,
Rodney Allen Brooks: Programming in Common Lisp, John Wiley and Sons Inc, 1985,
Richard P. Gabriel: Performance and Evaluation of Lisp Systems, The MIT Press, 1985, , PDF
Robert Wilensky: Common LISPcraft, W.W. Norton & Co., 1986,
Eugene Charniak, Christopher K. Riesbeck, Drew V. McDermott, James R. Meehan: Artificial Intelligence Programming, 2nd Edition, Lawrence Erlbaum, 1987,
Wendy L. Milner: Common Lisp: A Tutorial, Prentice Hall, 1987,
Deborah G. Tatar: A Programmer's Guide to Common Lisp, Longman Higher Education, 1987,
Taiichi Yuasa, Masami Hagiya: Introduction to Common Lisp, Elsevier Ltd, 1987,
Christian Queinnec, Jerome Chailloux: Lisp Evolution and Standardization, Ios Pr Inc., 1988,
Taiichi Yuasa, Richard Weyhrauch, Yasuko Kitajima: Common Lisp Drill, Academic Press Inc, 1988,
Wade L. Hennessey: Common Lisp, McGraw-Hill Inc., 1989,
Tony Hasemer, John Dominque: Common Lisp Programming for Artificial Intelligence, Addison-Wesley Educational Publishers Inc, 1989,
Sonya E. Keene: Object-Oriented Programming in Common Lisp: A Programmer's Guide to CLOS, Addison-Wesley, 1989,
David Jay Steele: Golden Common Lisp: A Hands-On Approach, Addison Wesley, 1989,
David S. Touretzky: Common Lisp: A Gentle Introduction to Symbolic Computation, Benjamin-Cummings, 1989, . Web/PDF Dover reprint (2013)
Christopher K. Riesbeck, Roger C. Schank: Inside Case-Based Reasoning, Lawrence Erlbaum, 1989,
Patrick Winston, Berthold Horn: Lisp, 3rd Edition, Addison-Wesley, 1989, , Web
Gerard Gazdar, Chris Mellish: Natural Language Processing in LISP: An Introduction to Computational Linguistics, Addison-Wesley Longman Publishing Co., 1990,
Patrick R. Harrison: Common Lisp and Artificial Intelligence, Prentice Hall PTR, 1990,
Timothy Koschmann: The Common Lisp Companion, John Wiley & Sons, 1990,
W. Richard Stark: LISP, Lore, and Logic, Springer Verlag New York Inc., 1990, , PDF
Molly M. Miller, Eric Benson: Lisp Style & Design, Digital Press, 1990,
Guy L. Steele: Common Lisp the Language, 2nd Edition, Digital Press, 1990, , Web
Robin Jones, Clive Maynard, Ian Stewart: The Art of Lisp Programming, Springer Verlag New York Inc., 1990, , PDF
Steven L. Tanimoto: The Elements of Artificial Intelligence Using Common Lisp, Computer Science Press, 1990,
Peter Lee: Topics in Advanced Language Implementation, The MIT Press, 1991,
John H. Riley: A Common Lisp Workbook, Prentice Hall, 1991,
Peter Norvig: Paradigms of Artificial Intelligence Programming: Case Studies in Common Lisp, Morgan Kaufmann, 1991, , Web
Gregor Kiczales, Jim des Rivieres, Daniel G. Bobrow: The Art of the Metaobject Protocol, The MIT Press, 1991,
Jo A. Lawless, Molly M. Miller: Understanding CLOS: The Common Lisp Object System, Digital Press, 1991,
Mark Watson: Common Lisp Modules: Artificial Intelligence in the Era of Neural Networks and Chaos Theory, Springer Verlag New York Inc., 1991, , PDF
James L. Noyes: Artificial Intelligence with Common Lisp: Fundamentals of Symbolic and Numeric Processing, Jones & Bartlett Pub, 1992,
Stuart C. Shapiro: COMMON LISP: An Interactive Approach, Computer Science Press, 1992, , Web/PDF
Kenneth D. Forbus, Johan de Kleer: Building Problem Solvers, The MIT Press, 1993,
Andreas Paepcke: Object-Oriented Programming: The CLOS Perspective, The MIT Press, 1993,
Paul Graham: On Lisp, Prentice Hall, 1993, , Web/PDF
Paul Graham: ANSI Common Lisp, Prentice Hall, 1995,
Otto Mayer: Programmieren in Common Lisp, German, Spektrum Akademischer Verlag, 1995,
Stephen Slade: Object-Oriented Common Lisp, Prentice Hall, 1997,
Richard P. Gabriel: Patterns of Software: Tales from the Software Community, Oxford University Press, 1998, , PDF
Taiichi Yuasa, Hiroshi G. Okuno: Advanced Lisp Technology, CRC, 2002,
David B. Lamkins: Successful Lisp: How to Understand and Use Common Lisp, bookfix.com, 2004. , Web
Peter Seibel: Practical Common Lisp, Apress, 2005. , Web
Doug Hoyte: Let Over Lambda, Lulu.com, 2008, , Web
George F. Luger, William A. Stubblefield: AI Algorithms, Data Structures, and Idioms in Prolog, Lisp and Java, Addison Wesley, 2008, , PDF
Conrad Barski: Land of Lisp: Learn to program in Lisp, one game at a time!, No Starch Press, 2010, , Web
Pavel Penev: Lisp Web Tales, Leanpub, 2013, Web
Edmund Weitz: Common Lisp Recipes, Apress, 2015, , Web
Patrick M. Krusenotto: Funktionale Programmierung und Metaprogrammierung, Interaktiv in Common Lisp, Springer Fachmedien Wiesbaden 2016, , Web
External links
Quicklisp - A very popular and high quality library manager for Common Lisp
The Awesome CL list, a curated list of Common Lisp frameworks and libraries.
The Common Lisp Cookbook, a collaborative project.
The CLiki, a Wiki for free and open-source Common Lisp systems running on Unix-like systems.
One of the main repositories for free Common Lisp for software is Common-Lisp.net.
lisp-lang.org has documentation and a showcase of success stories.
An overview of the history of Common Lisp:
Common Lisp Quick Reference – a compact overview of the Common Lisp standard language.
Planet Lisp Articles about Common Lisp.
Quickdocs summarizes documentation and dependency information for many Quicklisp projects.
Articles with example Lisp (programming language) code
Class-based programming languages
Cross-platform free software
Cross-platform software
Dynamic programming languages
Dynamically typed programming languages
Extensible syntax programming languages
Functional languages
Lisp (programming language)
Lisp programming language family
Multi-paradigm programming languages
Object-oriented programming languages
Procedural programming languages
Programming languages created in 1984 | [
101,
6869,
5255,
20080,
113,
140,
2162,
114,
1110,
170,
9222,
1104,
1103,
5255,
20080,
4159,
1846,
117,
1502,
1107,
23096,
13882,
2530,
5830,
23096,
13882,
15969,
19747,
11365,
23100,
118,
1898,
113,
156,
10973,
24400,
1604,
114,
113,
3147,
161,
1495,
119,
23100,
118,
1898,
113,
155,
16382,
1580,
1580,
114,
114,
119,
1109,
6869,
5255,
20080,
145,
24312,
1708,
25392,
117,
170,
177,
24312,
13255,
1174,
145,
19974,
2162,
1683,
117,
1144,
1151,
4408,
1121,
1103,
23096,
13882,
6869,
5255,
20080,
2530,
119,
1109,
6869,
5255,
20080,
1846,
1108,
1872,
1112,
170,
18013,
1105,
4725,
5714,
1104,
6603,
6137,
1643,
119,
1650,
1103,
1346,
3011,
1317,
2114,
1127,
1640,
1120,
1250,
1113,
7188,
20475,
1106,
6603,
2162,
1548,
1643,
131,
5255,
20080,
7792,
5255,
20080,
113,
10908,
163,
12405,
2162,
1548,
1643,
114,
117,
156,
15633,
5255,
20080,
117,
151,
17656,
1105,
156,
118,
122,
5255,
20080,
119,
6869,
5255,
20080,
4110,
1106,
8362,
6120,
117,
2530,
4862,
117,
1105,
7532,
1103,
1956,
1104,
1292,
6603,
2162,
1548,
1643,
12336,
119,
6869,
5255,
20080,
1110,
1136,
1126,
7249,
117,
1133,
1897,
170,
1846,
14911,
119,
3728,
7249,
1116,
1104,
1103,
6869,
5255,
20080,
2530,
1132,
1907,
117,
1259,
1714,
1105,
1501,
118,
2674,
3594,
1105,
18287,
2982,
119,
6869,
5255,
20080,
1110,
170,
1704,
118,
3007,
117,
4321,
118,
26213,
4159,
1846,
119,
1135,
6253,
170,
4612,
1104,
5250,
27433,
117,
8458,
117,
1105,
4231,
118,
7779,
4159,
26213,
1116,
119,
1249,
170,
9652,
4159,
1846,
117,
1122,
11000,
1116,
14745,
1105,
1107,
13782,
15595,
3594,
1718,
117,
1114,
1122,
21126,
5983,
1154,
7856,
1576,
118,
1159,
2648,
119,
1188,
1107,
13782,
15595,
1718,
1110,
1510,
1694,
12196,
1193,
1443,
25602,
1103,
1919,
4048,
119,
1135,
1145,
6253,
13027,
2076,
1126,
12512,
1891,
1105,
9616,
117,
1134,
1169,
1129,
1896,
1112,
3238,
1120,
1103,
1224,
5250,
8702,
1979,
1105,
25161,
5251,
117,
1106,
9154,
1103,
26012,
1106,
9509,
1167,
7856,
3463,
119,
1370,
5374,
117,
8239,
12603,
1169,
2080,
1126,
8362,
8757,
1174,
18157,
1107,
170,
2079,
2726,
1118,
1103,
8172,
1105,
7249,
117,
28049,
1167,
7856,
24205,
1190,
1113,
1992,
27264,
1137,
16439,
13218,
3322,
119,
10321,
117,
1103,
26012,
1169,
1129,
1500,
1113,
170,
1679,
118,
13196,
1137,
1679,
118,
3053,
3142,
1134,
2076,
1104,
3429,
1634,
1110,
1458,
117,
1606,
11769,
3121,
19092,
11156,
1116,
119,
6869,
5255,
20080,
2075,
140,
2162,
9025,
117,
1126,
4231,
1449,
1115,
6253,
4321,
11006,
5114,
3680,
1105,
3442,
16058,
119,
1135,
1110,
1510,
7042,
1114,
170,
19415,
9513,
24380,
17580,
119,
6869,
5255,
20080,
1110,
4252,
23826,
5225,
1194,
2530,
1956,
1216,
1112,
5255,
20080,
23639,
5864,
113,
3463,
26139,
114,
1105,
9728,
23639,
5864,
113,
7758,
14247,
6906,
1116,
1111,
2650,
114,
119,
6869,
5255,
20080,
2790,
7597,
11316,
25400,
1114,
6603,
6137,
1643,
1105,
1287,
12780,
112,
188,
1560,
5255,
20080,
119,
1188,
3643,
2214,
5255,
20080,
3594,
1106,
1129,
4104,
1174,
1106,
6869,
5255,
20080,
119,
2892,
6955,
1113,
6869,
5255,
20080,
1408,
1107,
2358,
1170,
1126,
7191,
1118,
22133,
10147,
2618,
3162,
13832,
8863,
4982,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Canonization is the declaration of a deceased person as an officially recognized saint, specifically, the official act of a Christian communion declaring a person worthy of public veneration and entering their name in the canon catalogue of saints, or authorized list, of that communion's recognized saints.
Catholic Church
Canonization is a papal declaration that the Catholic faithful may venerate a particular deceased member of the church. Popes began making such decrees in the tenth century. Up to that point, the local bishops governed the veneration of holy men and women within their own dioceses; and there may have been, for any particular saint, no formal decree at all. In subsequent centuries, the procedures became increasingly regularized and the Popes began restricting to themselves the right to declare someone a Catholic saint. In contemporary usage, the term is understood to refer to the act by which any Christian church declares that a person who has died is a saint, upon which declaration the person is included in the list of recognized saints, called the "canon".
Historical development
The Roman Rite's Canon of the Mass contains only the names of martyrs, along with that of the Blessed Virgin Mary and, since 1962, that of Saint Joseph her spouse.
By the fourth century, however, "confessors"—people who had confessed their faith not by dying but by word and life—began to be venerated publicly. Examples of such people are Saint Hilarion and Saint Ephrem the Syrian in the East, and Saint Martin of Tours and Saint Hilary of Poitiers in the West. Their names were inserted in the diptychs, the lists of saints explicitly venerated in the liturgy, and their tombs were honoured in like manner as those of the martyrs. Since the witness of their lives was not as unequivocal as that of the martyrs, they were venerated publicly only with the approval by the local bishop. This process is often referred to as "local canonization".
This approval was required even for veneration of a reputed martyr. In his history of the Donatist heresy, Saint Optatus recounts that at Carthage a Catholic matron, named Lucilla, incurred the censures of the Church for having kissed the relics of a reputed martyr whose claims to martyrdom had not been juridically proved. And Saint Cyprian (died 258) recommended that the utmost diligence be observed in investigating the claims of those who were said to have died for the faith. All the circumstances accompanying the martyrdom were to be inquired into; the faith of those who suffered, and the motives that animated them were to be rigorously examined, in order to prevent the recognition of undeserving persons. Evidence was sought from the court records of the trials or from people who had been present at the trials.
Augustine of Hippo (died 430) tells of the procedure which was followed in his day for the recognition of a martyr. The bishop of the diocese in which the martyrdom took place set up a canonical process for conducting the inquiry with the utmost severity. The acts of the process were sent either to the metropolitan or primate, who carefully examined the cause, and, after consultation with the suffragan bishops, declared whether the deceased was worthy of the name of 'martyr' and public veneration.
Though not "canonizations" in the narrow sense, acts of formal recognition, such as the erection of an altar over the saint's tomb or transferring the saint's relics to a church, were preceded by formal inquiries into the sanctity of the person's life and the miracles attributed to that person's intercession.
Such acts of recognition of a saint were authoritative, in the strict sense, only for the diocese or ecclesiastical province for which they were issued, but with the spread of the fame of a saint, were often accepted elsewhere also.
Nature
In the Catholic Church, both Latin and constituent Eastern churches, the act of canonization is reserved to the Apostolic See and occurs at the conclusion of a long process requiring extensive proof that the candidate for canonization lived and died in such an exemplary and holy way that they are worthy to be recognized as a saint. The Church's official recognition of sanctity implies that the person is now in Heaven and that they may be publicly invoked and mentioned officially in the liturgy of the Church, including in the Litany of the Saints.
In the Catholic Church, canonization is a decree that allows universal veneration of the saint. For permission to venerate merely locally, only beatification is needed.
Procedure prior to reservation to the Apostolic See
For several centuries the bishops, or in some places only the primates and patriarchs, could grant martyrs and confessors public ecclesiastical honor; such honor, however, was always decreed only for the local territory of which the grantors had jurisdiction. Only acceptance of the cultus by the Pope made the cultus universal, because he alone can rule the universal Catholic Church. Abuses, however, crept into this discipline, due as well to indiscretions of popular fervor as to the negligence of some bishops in inquiring into the lives of those whom they permitted to be honoured as saints.
In the Medieval West, the Apostolic See was asked to intervene in the question of canonizations so as to ensure more authoritative decisions. The canonization of Saint Udalric, Bishop of Augsburg by Pope John XV in 993 was the first undoubted example of papal canonization of a saint from outside of Rome being declared worthy of liturgical veneration for the entire church.
Thereafter, recourse to the judgment of the Pope occurred more frequently. Toward the end of the 11th century the Popes began asserting their exclusive right to authorize the veneration of a saint against the older rights of bishops to do so for their dioceses and regions. Popes therefore decreed that the virtues and miracles of persons proposed for public veneration should be examined in councils, more specifically in general councils. Pope Urban II, Pope Calixtus II, and Pope Eugene III conformed to this discipline.
Exclusive reservation to the Apostolic See
Hugh de Boves, Archbishop of Rouen, canonized Walter of Pontoise, or St. Gaultier, in 1153, the final saint in Western Europe to be canonized by an authority other than the Pope: "The last case of canonization by a metropolitan is said to have been that of St. Gaultier, or Gaucher, [A]bbot of Pontoise, by the Archbishop of Rouen. A decree of Pope Alexander III [in] 1170 gave the prerogative to the [P]ope thenceforth, so far as the Western Church was concerned." In a decretal of 1173, Pope Alexander III reprimanded some bishops for permitting veneration of a man who was merely killed while intoxicated, prohibited veneration of the man, and most significantly decreed that "you shall not therefore presume to honor him in the future; for, even if miracles were worked through him, it is not lawful for you to venerate him as a saint without the authority of the Catholic Church." Theologians disagree as to the full import of the decretal of Pope Alexander III: either a new law was instituted, in which case the Pope then for the first time reserved the right of beatification to himself, or an existing law was confirmed.
However, the procedure initiated by the decretal of Pope Alexander III was confirmed by a bull of Pope Innocent III issued on the occasion of the canonization of Cunigunde of Luxembourg in 1200. The bull of Pope Innocent III resulted in increasingly elaborate inquiries to the Apostolic See concerning canonizations. Because the decretal of Pope Alexander III did not end all controversy and some bishops did not obey it in so far as it regarded beatification, the right of which they had certainly possessed hitherto, Pope Urban VIII issued the Apostolic letter Caelestis Hierusalem cives of 5 July 1634 that exclusively reserved to the Apostolic See both its immemorial right of canonization and that of beatification. He further regulated both of these acts by issuing his Decreta servanda in beatificatione et canonizatione Sanctorum on 12 March 1642.
Procedure from 1734 to 1738 to 1983
In his De Servorum Dei beatificatione et de Beatorum canonizatione of five volumes the eminent canonist Prospero Lambertini (1675–1758), who later became Pope Benedict XIV, elaborated on the procedural norms of Pope Urban VIII's Apostolic letter Caelestis Hierusalem cives of 1634 and Decreta servanda in beatificatione et canonizatione Sanctorum of 1642, and on the conventional practice of the time. His work published from 1734 to 1738 governed the proceedings until 1917. The article "Beatification and canonization process in 1914" describes the procedures followed until the promulgation of the Codex of 1917. The substance of De Servorum Dei beatifιcatione et de Beatorum canonizatione was incorporated into the Codex Iuris Canonici (Code of Canon Law) of 1917, which governed until the promulgation of the revised Codex Iuris Canonici in 1983 by Pope John Paul II. Prior to promulgation of the revised Codex in 1983, Pope St. Paul VI initiated a simplification of the procedures.
Since 1983
The Apostolic constitution Divinus Perfectionis Magister of Pope John Paul II of 25 January 1983 and the norms issued by the Congregation for the Causes of Saints on 7 February 1983 to implement the constitution in dioceses, continued the simplification of the process initiated by Pope Paul VI. Contrary to popular belief, the reforms did not eliminate the office of the Promoter of the Faith (Latin: Promotor Fidei), popularly known as the Devil's advocate, whose office is to question the material presented in favor of canonization. The reforms were intended to reduce the adversarial nature of the process. In November 2012 Pope Benedict XVI appointed Monsignor Carmello Pellegrino as Promoter of the Faith.
Candidates for canonization undergo the following process:
Servant of God (Servus Dei): The process of canonization commences at the diocesan level. A bishop with jurisdiction, usually the bishop of the place where the candidate died or is buried, although another ordinary can be given this authority, gives permission to open an investigation into the virtues of the individual in response to a petition of members of the faithful, either actually or pro forma. This investigation usually commences no sooner than five years after the death of the person being investigated. The Pope, qua Bishop of Rome, may also open a process and has the authority to waive the waiting period of five years, e.g., as was done for St. Teresa of Calcutta by Pope John Paul II, and for Lúcia Santos and for Pope John Paul II himself by Pope Benedict XVI.Cardinal José Saraiva Martins, CMF, Response of His Holiness Benedict XVI for the Examination of the Cause for Beatification and Canonization of the Servant of God John Paul II, 2005 Normally, an association to promote the cause of the candidate is instituted, an exhaustive search of the candidate's writings, speeches, and sermons is undertaken, a detailed biography is written, and eyewitness accounts are collected. When sufficient evidence has been collected, the local bishop presents the investigation of the candidate, who is titled "Servant of God" (Latin: Servus Dei), to the Congregation for the Causes of the Saints of the Roman Curia, where the cause is assigned a postulator, whose office is to collect further evidence of the life of the Servant of God. Religious orders that regularly deal with the Congregation often designate their own Postulator General. At some time, permission is then granted for the body of the Servant of God to be exhumed and examined. A certification non-cultus is made that no superstitious or heretical worship, or improper cult of the Servant of God or her/his tomb has emerged, and relics are taken and preserved.
Venerable (Venerabilis; abbreviated "Ven.") or "Heroic in Virtue": When sufficient evidence has been collected, the Congregation recommends to the Pope that he proclaim the heroic virtue of the Servant of God; that is, that the Servant of God exercised "to a heroic degree" the theological virtues of faith, hope, and charity and the cardinal virtues of prudence, justice, fortitude, and temperance. From this time the one said to be "heroic in virtue" is entitled "Venerable" (Latin: Venerabilis). A Venerable does not yet have a feast day, permission to erect churches in their honor has not yet been granted, and the Church does not yet issue a statement on their probable or certain presence in Heaven, but prayer cards and other materials may be printed to encourage the faithful to pray for a miracle wrought by their intercession as a sign of God's will that the person be canonized.
<li>Blessed (Beatus or Beata; abbreviated "Bl."): Beatification is a statement of the Church that it is "worthy of belief" that the Venerable is in Heaven and saved. Attaining this grade depends on whether the Venerable is a martyr:For a martyr, the Pope has only to make a declaration of martyrdom, which is a certification that the Venerable gave their life voluntarily as a witness of the Faith or in an act of heroic charity for others.
For a non-martyr, all of them being denominated "confessors" because they "confessed", i.e., bore witness to the Faith by how they lived, proof is required of the occurrence of a miracle through the intercession of the Venerable; that is, that God granted a sign that the person is enjoying the Beatific Vision by performing a miracle for which the Venerable interceded. Presently, these miracles are almost always miraculous cures of infirmity, because these are the easiest to judge given the Church's evidentiary requirements for miracles; e.g., a patient was sick with an illness for which no cure was known; prayers were directed to the Venerable; the patient was cured; the cure was spontaneous, instantaneous, complete, and enduring; and physicians cannot discover any natural explanation for the cure.
The satisfaction of the applicable conditions permits beatification, which then bestows on the Venerable the title of "Blessed" (Latin: Beatus or Beata). A feast day will be designated, but its observance is ordinarily only permitted for the Blessed's home diocese, to specific locations associated with them, or to the churches or houses of the Blessed's religious order if they belonged to one. Parishes may not normally be named in honor of beati.
Saint (Sanctus or Sancta; abbreviated "St." or "S."): To be canonized as a saint, ordinarily at least two miracles must have been performed through the intercession of the Blessed after their death, but for beati confessors, i.e., beati who were not declared martyrs, only one miracle is required, ordinarily being additional to that upon which beatification was premised. Very rarely, a Pope may waive the requirement for a second miracle after beatification if he, the Sacred College of Cardinals, and the Congregation for the Causes of Saints all agree that the Blessed lived a life of great merit proven by certain actions. This extraordinary procedure was used in Pope Francis' canonization of Pope John XXIII, who convoked the first part of the Second Vatican Council.
Canonization is a statement of the Church that the person certainly enjoys the Beatific Vision of Heaven. The title of "Saint" (Latin: Sanctus or Sancta) is then proper, reflecting that the saint is a refulgence of the holiness (sanctitas) of God himself, which alone comes from God's gift. The saint is assigned a feast day which may be celebrated anywhere in the universal Church, although it is not necessarily added to the General Roman Calendar or local calendars as an "obligatory" feast; parish churches may be erected in their honor; and the faithful may freely celebrate and honor the saint.
Although recognition of sainthood by the Pope does not directly concern a fact of Divine revelation, nonetheless it must be "definitively held" by the faithful as infallible pursuant to, at the least, the Universal Magisterium of the Church, because it is a truth related to revelation by historical necessity.
Regarding the Eastern Catholic Churches, individual sui juris churches have the right to "glorify" saints for their own jurisdictions, although this has rarely happened.
Equipollent canonization
Popes have several times permitted to the universal Church, without executing the ordinary judicial process of canonization described above, the veneration as a saint, the "cultus" of one long venerated as such locally. This act of a Pope is denominated "equipollent" or "equivalent canonization" and "confirmation of cultus". In such cases, there is no need to have a miracle attributed to the saint to allow their canonization. According to the rules Pope Benedict XIV (regnat 17 August 1740 – 3 May 1758) instituted, there are three conditions for an equipollent canonization: (1) existence of an ancient cultus of the person, (2) a general and constant attestation to the virtues or martyrdom of the person by credible historians, and (3) uninterrupted fame of the person as a worker of miracles.
Protestant denominations
The majority of Protestant denominations do not formally recognize saints, believing that all Christian believers (living and dead, and regardless of the specific branch of Christianity to which they adhered) are considered saints. However, some denominations do, as shown below.
Anglican Communion
The Church of England, the Mother Church of the Anglican Communion, canonized Charles I as a saint, in the Convocations of Canterbury and York of 1660.
United Methodist Church
The General Conference of the United Methodist Church has formally declared individuals martyrs, including Dietrich Bonhoeffer (in 2008) and Martin Luther King Jr. (in 2012).
Eastern Orthodox Church
The following terms are used for canonization by the autocephalous national Eastern Orthodox Churches: канонизация or прославление "glorification" (Russian Orthodox Church), კანონიზაცია kanonizats’ia (Georgian Orthodox Church), канонизација (Serbian Orthodox Church), canonizare (Romanian Orthodox Church), and Канонизация (Bulgarian Orthodox Church). The following terms are used for canonization by other autocephalous Eastern Orthodox Churches: αγιοκατάταξη (Katharevousa: ἁγιοκατάταξις) agiokatataxi/agiokatataxis, "ranking among saints" (Ecumenical Patriarchate of Constantinople, Church of Cyprus, Church of Greece), kanonizim (Albanian Orthodox Church), kanonizacja (Polish Orthodox Church), and kanonizace/kanonizácia (Czech and Slovak Orthodox Church).
The Orthodox Church in America, an Eastern Orthodox Church partly recognized as autocephalous, uses the term "glorification" for granting official recognition to someone as a saint (see glorification).
Oriental Orthodox Church
Within the Armenian Apostolic Church, part of Oriental Orthodoxy, there had been discussions since the 1980s about canonizing the victims of the Armenian genocide. On 23 April 2015, all of the victims of the genocide were canonized.
See also
List of canonizations
List of saints
List of early Christian saints
Decanonization
Notes
References
External links
Catholic Church
Divinus Perfectionis Magister – Apostolic Constitution of Pope John Paul II (English)
Congregation for the Causes of Saints – Vatican Website
Historical Sketch of Canonization – Friarsminor.org
Canon law
Christian practices
Christian saints
Christian terminology
Posthumous recognitions | [
101,
14718,
2734,
1110,
1103,
11156,
1104,
170,
10281,
1825,
1112,
1126,
3184,
3037,
10916,
117,
4418,
117,
1103,
2078,
2496,
1104,
170,
2131,
27782,
14442,
170,
1825,
11649,
1104,
1470,
1396,
2511,
1891,
1105,
5273,
1147,
1271,
1107,
1103,
14917,
13571,
1104,
17125,
117,
1137,
9320,
2190,
117,
1104,
1115,
27782,
112,
188,
3037,
17125,
119,
2336,
1722,
14718,
2734,
1110,
170,
16701,
11156,
1115,
1103,
2336,
12969,
1336,
1396,
2511,
2193,
170,
2440,
10281,
1420,
1104,
1103,
1749,
119,
4409,
1116,
1310,
1543,
1216,
11903,
1116,
1107,
1103,
8281,
1432,
119,
3725,
1106,
1115,
1553,
117,
1103,
1469,
11358,
9789,
1103,
1396,
2511,
1891,
1104,
9371,
1441,
1105,
1535,
1439,
1147,
1319,
9856,
1116,
132,
1105,
1175,
1336,
1138,
1151,
117,
1111,
1251,
2440,
10916,
117,
1185,
4698,
11903,
1120,
1155,
119,
1130,
4194,
3944,
117,
1103,
8826,
1245,
5672,
2366,
2200,
1105,
1103,
4409,
1116,
1310,
23951,
1158,
1106,
2310,
1103,
1268,
1106,
14197,
1800,
170,
2336,
10916,
119,
1130,
3793,
7991,
117,
1103,
1858,
1110,
4628,
1106,
5991,
1106,
1103,
2496,
1118,
1134,
1251,
2131,
1749,
20651,
1115,
170,
1825,
1150,
1144,
1452,
1110,
170,
10916,
117,
1852,
1134,
11156,
1103,
1825,
1110,
1529,
1107,
1103,
2190,
1104,
3037,
17125,
117,
1270,
1103,
107,
14917,
107,
119,
6794,
1718,
1109,
2264,
23787,
112,
188,
14718,
1104,
1103,
8718,
2515,
1178,
1103,
2666,
1104,
26899,
1116,
117,
1373,
1114,
1115,
1104,
1103,
16850,
6567,
2090,
1105,
117,
1290,
2832,
117,
1115,
1104,
2216,
2419,
1123,
20846,
119,
1650,
1103,
2223,
1432,
117,
1649,
117,
107,
20989,
3864,
107,
783,
1234,
1150,
1125,
14900,
1147,
5228,
1136,
1118,
5694,
1133,
1118,
1937,
1105,
1297,
783,
1310,
1106,
1129,
1396,
2511,
2913,
6783,
119,
10839,
1104,
1216,
1234,
1132,
2216,
8790,
5815,
1988,
1105,
2216,
142,
7880,
16996,
1103,
8697,
1107,
1103,
1689,
117,
1105,
2216,
2405,
1104,
20529,
1105,
2216,
25296,
1104,
18959,
17030,
1468,
1107,
1103,
1537,
119,
2397,
2666,
1127,
13137,
1107,
1103,
20866,
2340,
17704,
117,
1103,
6802,
1104,
17125,
12252,
1396,
2511,
2913,
1107,
1103,
4941,
15243,
1183,
117,
1105,
1147,
19627,
1127,
17682,
1107,
1176,
4758,
1112,
1343,
1104,
1103,
26899,
1116,
119,
1967,
1103,
7737,
1104,
1147,
2491,
1108,
1136,
1112,
25731,
18276,
24553,
1348,
1112,
1115,
1104,
1103,
26899,
1116,
117,
1152,
1127,
1396,
2511,
2913,
6783,
1178,
1114,
1103,
5684,
1118,
1103,
1469,
5446,
119,
1188,
1965,
1110,
1510,
2752,
1106,
1112,
107,
1469,
14917,
2734,
107,
119,
1188,
5684,
1108,
2320,
1256,
1111,
1396,
2511,
1891,
1104,
170,
25153,
26899,
119,
1130,
1117,
1607,
1104,
1103,
1790,
11745,
2050,
1303,
5821,
117,
2216,
9126,
19756,
1361,
26214,
1115,
1120,
24326,
170,
2336,
22591,
3484,
117,
1417,
13174,
5878,
117,
25240,
1103,
172,
5026,
10374,
1104,
1103,
1722,
1111,
1515,
4005,
1103,
19052,
1104,
170,
25153,
26899,
2133,
3711,
1106,
26899,
9277,
1125,
1136,
1151,
179,
8212,
13328,
2716,
4132,
119,
1262,
2216,
27688,
1643,
5476,
113,
1452,
27434,
114,
6315,
1115,
1103,
190,
1204,
10019,
4267,
2646,
12329,
1129,
4379,
1107,
11950,
1103,
3711,
1104,
1343,
1150,
1127,
1163,
1106,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Charles Sanders Peirce ( ; September 10, 1839 – April 19, 1914) was an American philosopher, logician, mathematician and scientist who is sometimes known as "the father of pragmatism". He was known as a somewhat unusual character.
Educated as a chemist and employed as a scientist for thirty years, Peirce made major contributions to logic, a subject that, for him, encompassed much of what is now called epistemology and the philosophy of science. He saw logic as the formal branch of semiotics, of which he is a founder, which foreshadowed the debate among logical positivists and proponents of philosophy of language that dominated 20th-century Western philosophy. Additionally, he defined the concept of abductive reasoning, as well as rigorously formulated mathematical induction and deductive reasoning. As early as 1886, he saw that logical operations could be carried out by electrical switching circuits. The same idea was used decades later to produce digital computers.
In 1934, the philosopher Paul Weiss called Peirce "the most original and versatile of American philosophers and America's greatest logician".
Life
Peirce was born at 3 Phillips Place in Cambridge, Massachusetts. He was the son of Sarah Hunt Mills and Benjamin Peirce, himself a professor of astronomy and mathematics at Harvard University. At age 12, Charles read his older brother's copy of Richard Whately's Elements of Logic, then the leading English-language text on the subject. So began his lifelong fascination with logic and reasoning. He went on to earn a Bachelor of Arts degree and a Master of Arts degree (1862) from Harvard. In 1863 the Lawrence Scientific School awarded him a Bachelor of Science degree, Harvard's first summa cum laude chemistry degree. His academic record was otherwise undistinguished. At Harvard, he began lifelong friendships with Francis Ellingwood Abbot, Chauncey Wright, and William James. One of his Harvard instructors, Charles William Eliot, formed an unfavorable opinion of Peirce. This proved fateful, because Eliot, while President of Harvard (1869–1909—a period encompassing nearly all of Peirce's working life), repeatedly vetoed Peirce's employment at the university.
Peirce suffered from his late teens onward from a nervous condition then known as "facial neuralgia", which would today be diagnosed as trigeminal neuralgia. His biographer, Joseph Brent, says that when in the throes of its pain "he was, at first, almost stupefied, and then aloof, cold, depressed, extremely suspicious, impatient of the slightest crossing, and subject to violent outbursts of temper". Its consequences may have led to the social isolation of his later life.
Early employment
Between 1859 and 1891, Peirce was intermittently employed in various scientific capacities by the United States Coast Survey and its successor, the United States Coast and Geodetic Survey, where he enjoyed his highly influential father's protection until the latter's death in 1880. That employment exempted Peirce from having to take part in the American Civil War; it would have been very awkward for him to do so, as the Boston Brahmin Peirces sympathized with the Confederacy. At the Survey, he worked mainly in geodesy and gravimetry, refining the use of pendulums to determine small local variations in the Earth's gravity. He was elected a resident fellow of the American Academy of Arts and Sciences in January 1867. The Survey sent him to Europe five times, first in 1871 as part of a group sent to observe a solar eclipse. There, he sought out Augustus De Morgan, William Stanley Jevons, and William Kingdon Clifford, British mathematicians and logicians whose turn of mind resembled his own. From 1869 to 1872, he was employed as an assistant in Harvard's astronomical observatory, doing important work on determining the brightness of stars and the shape of the Milky Way. On April 20, 1877, he was elected a member of the National Academy of Sciences. Also in 1877, he proposed measuring the meter as so many wavelengths of light of a certain frequency, the kind of definition employed from 1960 to 1983.
During the 1880s, Peirce's indifference to bureaucratic detail waxed while his Survey work's quality and timeliness waned. Peirce took years to write reports that he should have completed in months. Meanwhile, he wrote entries, ultimately thousands, during 1883–1909 on philosophy, logic, science, and other subjects for the encyclopedic Century Dictionary. In 1885, an investigation by the Allison Commission exonerated Peirce, but led to the dismissal of Superintendent Julius Hilgard and several other Coast Survey employees for misuse of public funds. In 1891, Peirce resigned from the Coast Survey at Superintendent Thomas Corwin Mendenhall's request.
Johns Hopkins University
In 1879, Peirce was appointed lecturer in logic at Johns Hopkins University, which had strong departments in areas that interested him, such as philosophy (Royce and Dewey completed their Ph.D.s at Hopkins), psychology (taught by G. Stanley Hall and studied by Joseph Jastrow, who coauthored a landmark empirical study with Peirce), and mathematics (taught by J. J. Sylvester, who came to admire Peirce's work on mathematics and logic). His Studies in Logic by Members of the Johns Hopkins University (1883) contained works by himself and Allan Marquand, Christine Ladd, Benjamin Ives Gilman, and Oscar Howard Mitchell, several of whom were his graduate students. Peirce's nontenured position at Hopkins was the only academic appointment he ever held.
Brent documents something Peirce never suspected, namely that his efforts to obtain academic employment, grants, and scientific respectability were repeatedly frustrated by the covert opposition of a major Canadian-American scientist of the day, Simon Newcomb. Peirce's efforts may also have been hampered by what Brent characterizes as "his difficult personality". In contrast, Keith Devlin believes that Peirce's work was too far ahead of his time to be appreciated by the academic establishment of the day and that this played a large role in his inability to obtain a tenured position.
Peirce's personal life undoubtedly worked against his professional success. After his first wife, Harriet Melusina Fay ("Zina"), left him in 1875, Peirce, while still legally married, became involved with Juliette, whose last name, given variously as Froissy and Pourtalai, and nationality (she spoke French) remains uncertain. When his divorce from Zina became final in 1883, he married Juliette. That year, Newcomb pointed out to a Johns Hopkins trustee that Peirce, while a Hopkins employee, had lived and traveled with a woman to whom he was not married; the ensuing scandal led to his dismissal in January 1884. Over the years Peirce sought academic employment at various universities without success. He had no children by either marriage.
Poverty
In 1887, Peirce spent part of his inheritance from his parents to buy of rural land near Milford, Pennsylvania, which never yielded an economic return. There he had an 1854 farmhouse remodeled to his design. The Peirces named the property "Arisbe". There they lived with few interruptions for the rest of their lives, Charles writing prolifically, much of it unpublished to this day (see Works). Living beyond their means soon led to grave financial and legal difficulties. He spent much of his last two decades unable to afford heat in winter and subsisting on old bread donated by the local baker. Unable to afford new stationery, he wrote on the verso side of old manuscripts. An outstanding warrant for assault and unpaid debts led to his being a fugitive in New York City for a while. Several people, including his brother James Mills Peirce and his neighbors, relatives of Gifford Pinchot, settled his debts and paid his property taxes and mortgage.
Peirce did some scientific and engineering consulting and wrote much for meager pay, mainly encyclopedic dictionary entries, and reviews for The Nation (with whose editor, Wendell Phillips Garrison, he became friendly). He did translations for the Smithsonian Institution, at its director Samuel Langley's instigation. Peirce also did substantial mathematical calculations for Langley's research on powered flight. Hoping to make money, Peirce tried inventing. He began but did not complete several books. In 1888, President Grover Cleveland appointed him to the Assay Commission.
From 1890 on, he had a friend and admirer in Judge Francis C. Russell of Chicago, who introduced Peirce to editor Paul Carus and owner Edward C. Hegeler of the pioneering American philosophy journal The Monist, which eventually published at least 14 articles by Peirce. He wrote many texts in James Mark Baldwin's Dictionary of Philosophy and Psychology (1901–1905); half of those credited to him appear to have been written actually by Christine Ladd-Franklin under his supervision. He applied in 1902 to the newly formed Carnegie Institution for a grant to write a systematic book describing his life's work. The application was doomed; his nemesis, Newcomb, served on the Carnegie Institution executive committee, and its president had been president of Johns Hopkins at the time of Peirce's dismissal.
The one who did the most to help Peirce in these desperate times was his old friend William James, dedicating his Will to Believe (1897) to Peirce, and arranging for Peirce to be paid to give two series of lectures at or near Harvard (1898 and 1903). Most important, each year from 1907 until James's death in 1910, James wrote to his friends in the Boston intelligentsia to request financial aid for Peirce; the fund continued even after James died. Peirce reciprocated by designating James's eldest son as his heir should Juliette predecease him. It has been believed that this was also why Peirce used "Santiago" ("St. James" in English) as a middle name, but he appeared in print as early as 1890 as Charles Santiago Peirce. (See Charles Santiago Sanders Peirce for discussion and references).
Peirce died destitute in Milford, Pennsylvania, twenty years before his widow. Juliette Peirce kept the urn with Peirce's ashes at Arisbe. In 1934, Pennsylvania Governor Gifford Pinchot arranged for Juliette's burial on Milford Cemetery. The urn with Peirce's ashes was interred with Juliette.
Slavery, the American Civil War, and racism
Peirce grew up in a home where white supremacy was taken for granted, and Southern slavery was considered natural.
Until the outbreak of the Civil War his father described himself as a secessionist, but after the outbreak of the war, this stopped and he became a Union partisan, providing donations to the Sanitary Commission, the leading Northern war charity. No members of the Peirce family volunteered or enlisted. Peirce shared his father's views and liked to use the following syllogism to illustrate the unreliability of traditional forms of logic:
All Men are equal in their political rights.
Negroes are Men.
Therefore, negroes are equal in political rights to whites.
Reception
Bertrand Russell (1959) wrote "Beyond doubt [...] he was one of the most original minds of the later nineteenth century and certainly the greatest American thinker ever". Russell and Whitehead's Principia Mathematica, published from 1910 to 1913, does not mention Peirce (Peirce's work was not widely known until later). A. N. Whitehead, while reading some of Peirce's unpublished manuscripts soon after arriving at Harvard in 1924, was struck by how Peirce had anticipated his own "process" thinking. (On Peirce and process metaphysics, see Lowe 1964.) Karl Popper viewed Peirce as "one of the greatest philosophers of all times". Yet Peirce's achievements were not immediately recognized. His imposing contemporaries William James and Josiah Royce admired him and Cassius Jackson Keyser, at Columbia and C. K. Ogden, wrote about Peirce with respect but to no immediate effect.
The first scholar to give Peirce his considered professional attention was Royce's student Morris Raphael Cohen, the editor of an anthology of Peirce's writings entitled Chance, Love, and Logic (1923), and the author of the first bibliography of Peirce's scattered writings. John Dewey studied under Peirce at Johns Hopkins. From 1916 onward, Dewey's writings repeatedly mention Peirce with deference. His 1938 Logic: The Theory of Inquiry is much influenced by Peirce. The publication of the first six volumes of Collected Papers (1931–1935), the most important event to date in Peirce studies and one that Cohen made possible by raising the needed funds, did not prompt an outpouring of secondary studies. The editors of those volumes, Charles Hartshorne and Paul Weiss, did not become Peirce specialists. Early landmarks of the secondary literature include the monographs by Buchler (1939), Feibleman (1946), and Goudge (1950), the 1941 PhD thesis by Arthur W. Burks (who went on to edit volumes 7 and 8), and the studies edited by Wiener and Young (1952). The Charles S. Peirce Society was founded in 1946. Its Transactions, an academic quarterly specializing in Peirce's pragmatism and American philosophy has appeared since 1965. (See Phillips 2014, 62 for discussion of Peirce and Dewey relative to transactionalism.)
By 1943 such was Peirce's reputation, in the US at least, that Webster's Biographical Dictionary said that Peirce was "now regarded as the most original thinker and greatest logician of his time".
In 1949, while doing unrelated archival work, the historian of mathematics Carolyn Eisele (1902–2000) chanced on an autograph letter by Peirce. So began her forty years of research on Peirce, “the mathematician and scientist,” culminating in Eisele (1976, 1979, 1985). Beginning around 1960, the philosopher and historian of ideas Max Fisch (1900–1995) emerged as an authority on Peirce (Fisch, 1986). He includes many of his relevant articles in a survey (Fisch 1986: 422–48) of the impact of Peirce's thought through 1983.
Peirce has gained an international following, marked by university research centers devoted to Peirce studies and pragmatism in Brazil (CeneP/CIEP), Finland (HPRC and ), Germany (Wirth's group, Hoffman's and Otte's group, and Deuser's and Härle's group), France (L'I.R.S.C.E.), Spain (GEP), and Italy (CSP). His writings have been translated into several languages, including German, French, Finnish, Spanish, and Swedish. Since 1950, there have been French, Italian, Spanish, British, and Brazilian Peirce scholars of note. For many years, the North American philosophy department most devoted to Peirce was the University of Toronto, thanks in part to the leadership of Thomas Goudge and David Savan. In recent years, U.S. Peirce scholars have clustered at Indiana University – Purdue University Indianapolis, home of the Peirce Edition Project (PEP) –, and Pennsylvania State University.
In recent years, Peirce's trichotomy of signs is exploited by a growing number of practitioners for marketing and design tasks.
John Deely writes that Peirce was the last of the "moderns" and "first of the postmoderns". He lauds Peirce's doctrine of signs as a contribution to the dawn of the Postmodern epoch. Deely additionally comments that "Peirce stands...in a position analogous to the position occupied by Augustine as last of the Western Fathers and first of the medievals".
Works
Peirce's reputation rests largely on academic papers published in American scientific and scholarly journals such as Proceedings of the American Academy of Arts and Sciences, the Journal of Speculative Philosophy, The Monist, Popular Science Monthly, the American Journal of Mathematics, Memoirs of the National Academy of Sciences, The Nation, and others. See Articles by Peirce, published in his lifetime for an extensive list with links to them online. The only full-length book (neither extract nor pamphlet) that Peirce authored and saw published in his lifetime was Photometric Researches (1878), a 181-page monograph on the applications of spectrographic methods to astronomy. While at Johns Hopkins, he edited Studies in Logic (1883), containing chapters by himself and his graduate students. Besides lectures during his years (1879–1884) as lecturer in Logic at Johns Hopkins, he gave at least nine series of lectures, many now published; see Lectures by Peirce.
After Peirce's death, Harvard University obtained from Peirce's widow the papers found in his study, but did not microfilm them until 1964. Only after Richard Robin (1967) catalogued this Nachlass did it become clear that Peirce had left approximately 1,650 unpublished manuscripts, totaling over 100,000 pages, mostly still unpublished except on microfilm. On the vicissitudes of Peirce's papers, see Houser (1989). Reportedly the papers remain in unsatisfactory condition.
The first published anthology of Peirce's articles was the one-volume Chance, Love and Logic: Philosophical Essays, edited by Morris Raphael Cohen, 1923, still in print. Other one-volume anthologies were published in 1940, 1957, 1958, 1972, 1994, and 2009, most still in print. The main posthumous editions of Peirce's works in their long trek to light, often multi-volume, and some still in print, have included:
1931–1958: Collected Papers of Charles Sanders Peirce (CP), 8 volumes, includes many published works, along with a selection of previously unpublished work and a smattering of his correspondence. This long-time standard edition drawn from Peirce's work from the 1860s to 1913 remains the most comprehensive survey of his prolific output from 1893 to 1913. It is organized thematically, but texts (including lecture series) are often split up across volumes, while texts from various stages in Peirce's development are often combined, requiring frequent visits to editors' notes. Edited (1–6) by Charles Hartshorne and Paul Weiss and (7–8) by Arthur Burks, in print and online.
1975–1987: Charles Sanders Peirce: Contributions to The Nation, 4 volumes, includes Peirce's more than 300 reviews and articles published 1869–1908 in The Nation. Edited by Kenneth Laine Ketner and James Edward Cook, online.
1976: The New Elements of Mathematics by Charles S. Peirce, 4 volumes in 5, included many previously unpublished Peirce manuscripts on mathematical subjects, along with Peirce's important published mathematical articles. Edited by Carolyn Eisele, back in print.
1977: Semiotic and Significs: The Correspondence between C. S. Peirce and Victoria Lady Welby (2nd edition 2001), included Peirce's entire correspondence (1903–1912) with Victoria, Lady Welby. Peirce's other published correspondence is largely limited to the 14 letters included in volume 8 of the Collected Papers, and the 20-odd pre-1890 items included so far in the Writings. Edited by Charles S. Hardwick with James Cook, out of print.
1982–now: Writings of Charles S. Peirce, A Chronological Edition (W), Volumes 1–6 & 8, of a projected 30. The limited coverage, and defective editing and organization, of the Collected Papers led Max Fisch and others in the 1970s to found the Peirce Edition Project (PEP), whose mission is to prepare a more complete critical chronological edition. Only seven volumes have appeared to date, but they cover the period from 1859 to 1892, when Peirce carried out much of his best-known work. Writings of Charles S. Peirce, 8 was published in November 2010; and work continues on Writings of Charles S. Peirce, 7, 9, and 11. In print and online.
1985: Historical Perspectives on Peirce's Logic of Science: A History of Science, 2 volumes. Auspitz has said, "The extent of Peirce's immersion in the science of his day is evident in his reviews in the Nation [...] and in his papers, grant applications, and publishers' prospectuses in the history and practice of science", referring latterly to Historical Perspectives. Edited by Carolyn Eisele, back in print.
1992: Reasoning and the Logic of Things collects in one place Peirce's 1898 series of lectures invited by William James. Edited by Kenneth Laine Ketner, with commentary by Hilary Putnam, in print.
1992–1998: The Essential Peirce (EP), 2 volumes, is an important recent sampler of Peirce's philosophical writings. Edited (1) by Nathan Hauser and Christian Kloesel and (2) by Peirce Edition Project editors, in print.
1997: Pragmatism as a Principle and Method of Right Thinking collects Peirce's 1903 Harvard "Lectures on Pragmatism" in a study edition, including drafts, of Peirce's lecture manuscripts, which had been previously published in abridged form; the lectures now also appear in The Essential Peirce, 2. Edited by Patricia Ann Turisi, in print.
2010: Philosophy of Mathematics: Selected Writings collects important writings by Peirce on the subject, many not previously in print. Edited by Matthew E. Moore, in print.
Mathematics
Peirce's most important work in pure mathematics was in logical and foundational areas. He also worked on linear algebra, matrices, various geometries, topology and Listing numbers, Bell numbers, graphs, the four-color problem, and the nature of continuity.
He worked on applied mathematics in economics, engineering, and map projections (such as the Peirce quincuncial projection), and was especially active in probability and statistics.
Discoveries
Peirce made a number of striking discoveries in formal logic and foundational mathematics, nearly all of which came to be appreciated only long after he died:
In 1860 he suggested a cardinal arithmetic for infinite numbers, years before any work by Georg Cantor (who completed his dissertation in 1867) and without access to Bernard Bolzano's 1851 (posthumous) Paradoxien des Unendlichen.
↓ The Peirce arrow, symbol for "(neither) ... nor ...", also called the Quine dagger
In 1880–1881 he showed how Boolean algebra could be done via a repeated sufficient single binary operation (logical NOR), anticipating Henry M. Sheffer by 33 years. (See also De Morgan's Laws.)
In 1881 he set out the axiomatization of natural number arithmetic, a few years before Richard Dedekind and Giuseppe Peano. In the same paper Peirce gave, years before Dedekind, the first purely cardinal definition of a finite set in the sense now known as "Dedekind-finite", and implied by the same stroke an important formal definition of an infinite set (Dedekind-infinite), as a set that can be put into a one-to-one correspondence with one of its proper subsets.
In 1885 he distinguished between first-order and second-order quantification. In the same paper he set out what can be read as the first (primitive) axiomatic set theory, anticipating Zermelo by about two decades (Brady 2000, pp. 132–33).
In 1886, he saw that Boolean calculations could be carried out via electrical switches, anticipating Claude Shannon by more than 50 years.
By the later 1890s he was devising existential graphs, a diagrammatic notation for the predicate calculus. Based on them are John F. Sowa's conceptual graphs and Sun-Joo Shin's diagrammatic reasoning.
The New Elements of Mathematics
Peirce wrote drafts for an introductory textbook, with the working title The New Elements of Mathematics, that presented mathematics from an original standpoint. Those drafts and many other of his previously unpublished mathematical manuscripts finally appeared in The New Elements of Mathematics by Charles S. Peirce (1976), edited by mathematician Carolyn Eisele.
Nature of mathematics
Peirce agreed with Auguste Comte in regarding mathematics as more basic than philosophy and the special sciences (of nature and mind). Peirce classified mathematics into three subareas: (1) mathematics of logic, (2) discrete series, and (3) pseudo-continua (as he called them, including the real numbers) and continua. Influenced by his father Benjamin, Peirce argued that mathematics studies purely hypothetical objects and is not just the science of quantity but is more broadly the science which draws necessary conclusions; that mathematics aids logic, not vice versa; and that logic itself is part of philosophy and is the science about drawing conclusions necessary and otherwise.
Mathematics of logic
Mathematical logic and foundations, some noted articles
"On an Improvement in Boole's Calculus of Logic" (1867)
"Description of a Notation for the Logic of Relatives" (1870)
"On the Algebra of Logic" (1880)
"A Boolean Algebra with One Constant" (1880 MS)
"On the Logic of Number" (1881)
"Note B: The Logic of Relatives" (1883)
"On the Algebra of Logic: A Contribution to the Philosophy of Notation" (1884/1885)
"The Logic of Relatives" (1897)
"The Simplest Mathematics" (1902 MS)
"Prolegomena to an Apology for Pragmaticism" (1906, on existential graphs) Beginning with his first paper on the "Logic of Relatives" (1870), Peirce extended the theory of relations that Augustus De Morgan had just recently awakened from its Cinderella slumbers. Much of the mathematics of relations now taken for granted was "borrowed" from Peirce, not always with all due credit; on that and on how the young Bertrand Russell, especially his Principles of Mathematics and Principia Mathematica, did not do Peirce justice, see Anellis (1995). In 1918 the logician C. I. Lewis wrote, "The contributions of C.S. Peirce to symbolic logic are more numerous and varied than those of any other writer—at least in the nineteenth century." Beginning in 1940, Alfred Tarski and his students rediscovered aspects of Peirce's larger vision of relational logic, developing the perspective of relation algebra.
Relational logic gained applications. In mathematics, it influenced the abstract analysis of E. H. Moore and the lattice theory of Garrett Birkhoff. In computer science, the relational model for databases was developed with Peircean ideas in work of Edgar F. Codd, who was a doctoral student of Arthur W. Burks, a Peirce scholar. In economics, relational logic was used by Frank P. Ramsey, John von Neumann, and Paul Samuelson to study preferences and utility and by Kenneth J. Arrow in Social Choice and Individual Values, following Arrow's association with Tarski at City College of New York.
On Peirce and his contemporaries Ernst Schröder and Gottlob Frege, Hilary Putnam (1982) documented that Frege's work on the logic of quantifiers had little influence on his contemporaries, although it was published four years before the work of Peirce and his student Oscar Howard Mitchell. Putnam found that mathematicians and logicians learned about the logic of quantifiers through the independent work of Peirce and Mitchell, particularly through Peirce's "On the Algebra of Logic: A Contribution to the Philosophy of Notation" (1885), published in the premier American mathematical journal of the day, and cited by Peano and Schröder, among others, who ignored Frege. They also adopted and modified Peirce's notations, typographical variants of those now used. Peirce apparently was ignorant of Frege's work, despite their overlapping achievements in logic, philosophy of language, and the foundations of mathematics.
Peirce's work on formal logic had admirers besides Ernst Schröder:
Philosophical algebraist William Kingdon Clifford and logician William Ernest Johnson, both British;
The Polish school of logic and foundational mathematics, including Alfred Tarski;
Arthur Prior, who praised and studied Peirce's logical work in a 1964 paper and in Formal Logic (saying on page 4 that Peirce "perhaps had a keener eye for essentials than any other logician before or since").
A philosophy of logic, grounded in his categories and semiotic, can be extracted from Peirce's writings and, along with Peirce's logical work more generally, is exposited and defended in Hilary Putnam (1982); the Introduction in Nathan Houser et al. (1997); and Randall Dipert's chapter in Cheryl Misak (2004).
Continua
Continuity and synechism are central in Peirce's philosophy: "I did not at first suppose that it was, as I gradually came to find it, the master-Key of philosophy".
From a mathematical point of view, he embraced infinitesimals and worked long on the mathematics of continua. He long held that the real numbers constitute a pseudo-continuum; that a true continuum is the real subject matter of analysis situs (topology); and that a true continuum of instants exceeds—and within any lapse of time has room for—any Aleph number (any infinite multitude as he called it) of instants.
In 1908 Peirce wrote that he found that a true continuum might have or lack such room. Jérôme Havenel (2008): "It is on 26 May 1908, that Peirce finally gave up his idea that in every continuum there is room for whatever collection of any multitude. From now on, there are different kinds of continua, which have different properties."
Probability and statistics
Peirce held that science achieves statistical probabilities, not certainties, and that spontaneity (absolute chance) is real (see Tychism on his view). Most of his statistical writings promote the frequency interpretation of probability (objective ratios of cases), and many of his writings express skepticism about (and criticize the use of) probability when such models are not based on objective randomization. Though Peirce was largely a frequentist, his possible world semantics introduced the "propensity" theory of probability before Karl Popper. Peirce (sometimes with Joseph Jastrow) investigated the probability judgments of experimental subjects, "perhaps the very first" elicitation and estimation of subjective probabilities in experimental psychology and (what came to be called) Bayesian statistics.
Peirce was one of the founders of statistics. He formulated modern statistics in "Illustrations of the Logic of Science" (1877–1878) and "A Theory of Probable Inference" (1883). With a repeated measures design, Charles Sanders Peirce and Joseph Jastrow introduced blinded, controlled randomized experiments in 1884 (Hacking 1990:205) (before Ronald A. Fisher). He invented optimal design for experiments on gravity, in which he "corrected the means". He used correlation and smoothing. Peirce extended the work on outliers by Benjamin Peirce, his father. He introduced terms "confidence" and "likelihood" (before Jerzy Neyman and Fisher). (See Stephen Stigler's historical books and Ian Hacking 1990.)
Philosophy
Peirce was a working scientist for 30 years, and arguably was a professional philosopher only during the five years he lectured at Johns Hopkins. He learned philosophy mainly by reading, each day, a few pages of Immanuel Kant's Critique of Pure Reason, in the original German, while a Harvard undergraduate. His writings bear on a wide array of disciplines, including mathematics, logic, philosophy, statistics, astronomy, metrology, geodesy, experimental psychology, economics, linguistics, and the history and philosophy of science. This work has enjoyed renewed interest and approval, a revival inspired not only by his anticipations of recent scientific developments but also by his demonstration of how philosophy can be applied effectively to human problems.
Peirce's philosophy includes (see below in related sections) a pervasive three-category system: belief that truth is immutable and is both independent from actual opinion (fallibilism) and discoverable (no radical skepticism), logic as formal semiotic on signs, on arguments, and on inquiry's ways—including philosophical pragmatism (which he founded), critical common-sensism, and scientific method—and, in metaphysics: Scholastic realism, e.g. John Duns Scotus, belief in God, freedom, and at least an attenuated immortality, objective idealism, and belief in the reality of continuity and of absolute chance, mechanical necessity, and creative love. In his work, fallibilism and pragmatism may seem to work somewhat like skepticism and positivism, respectively, in others' work. However, for Peirce, fallibilism is balanced by an anti-skepticism and is a basis for belief in the reality of absolute chance and of continuity, and pragmatism commits one to anti-nominalist belief in the reality of the general (CP 5.453–57).
For Peirce, First Philosophy, which he also called cenoscopy, is less basic than mathematics and more basic than the special sciences (of nature and mind). It studies positive phenomena in general, phenomena available to any person at any waking moment, and does not settle questions by resorting to special experiences. He divided such philosophy into (1) phenomenology (which he also called phaneroscopy or categorics), (2) normative sciences (esthetics, ethics, and logic), and (3) metaphysics; his views on them are discussed in order below.
Theory of categories
On May 14, 1867, the 27-year-old Peirce presented a paper entitled "On a New List of Categories" to the American Academy of Arts and Sciences, which published it the following year. The paper outlined a theory of predication, involving three universal categories that Peirce developed in response to reading Aristotle, Immanuel Kant, and G. W. F. Hegel, categories that Peirce applied throughout his work for the rest of his life. Peirce scholars generally regard the "New List" as foundational or breaking the ground for Peirce's "architectonic", his blueprint for a pragmatic philosophy. In the categories one will discern, concentrated, the pattern that one finds formed by the three grades of clearness in "How To Make Our Ideas Clear" (1878 paper foundational to pragmatism), and in numerous other trichotomies in his work.
"On a New List of Categories" is cast as a Kantian deduction; it is short but dense and difficult to summarize. The following table is compiled from that and later works. In 1893, Peirce restated most of it for a less advanced audience.
Aesthetics and ethics
Peirce did not write extensively in aesthetics and ethics, but came by 1902 to hold that aesthetics, ethics, and logic, in that order, comprise the normative sciences. He characterized aesthetics as the study of the good (grasped as the admirable), and thus of the ends governing all conduct and thought.
Philosophy: logic, or semiotic
Logic as philosophical
Peirce regarded logic per se as a division of philosophy, as a normative science based on esthetics and ethics, as more basic than metaphysics, and as "the art of devising methods of research". More generally, as inference, "logic is rooted in the social principle", since inference depends on a standpoint that, in a sense, is unlimited. Peirce called (with no sense of deprecation) "mathematics of logic" much of the kind of thing which, in current research and applications, is called simply "logic". He was productive in both (philosophical) logic and logic's mathematics, which were connected deeply in his work and thought.
Peirce argued that logic is formal semiotic: the formal study of signs in the broadest sense, not only signs that are artificial, linguistic, or symbolic, but also signs that are semblances or are indexical such as reactions. Peirce held that "all this universe is perfused with signs, if it is not composed exclusively of signs", along with their representational and inferential relations. He argued that, since all thought takes time, all thought is in signs and sign processes ("semiosis") such as the inquiry process. He divided logic into: (1) speculative grammar, or stechiology, on how signs can be meaningful and, in relation to that, what kinds of signs there are, how they combine, and how some embody or incorporate others; (2) logical critic, or logic proper, on the modes of inference; and (3) speculative or universal rhetoric, or methodeutic, the philosophical theory of inquiry, including pragmatism.
Presuppositions of logic
In his "F.R.L." [First Rule of Logic] (1899), Peirce states that the first, and "in one sense, the sole", rule of reason is that, to learn, one needs to desire to learn and desire it without resting satisfied with that which one is inclined to think. So, the first rule is, to wonder. Peirce proceeds to a critical theme in research practices and the shaping of theories:
...there follows one corollary which itself deserves to be inscribed upon every wall of the city of philosophy:
Do not block the way of inquiry.
Peirce adds, that method and economy are best in research but no outright sin inheres in trying any theory in the sense that the investigation via its trial adoption can proceed unimpeded and undiscouraged, and that "the one unpardonable offence" is a philosophical barricade against truth's advance, an offense to which "metaphysicians in all ages have shown themselves the most addicted". Peirce in many writings holds that logic precedes metaphysics (ontological, religious, and physical).
Peirce goes on to list four common barriers to inquiry: (1) Assertion of absolute certainty; (2) maintaining that something is absolutely unknowable; (3) maintaining that something is absolutely inexplicable because absolutely basic or ultimate; (4) holding that perfect exactitude is possible, especially such as to quite preclude unusual and anomalous phenomena. To refuse absolute theoretical certainty is the heart of fallibilism, which Peirce unfolds into refusals to set up any of the listed barriers. Peirce elsewhere argues (1897) that logic's presupposition of fallibilism leads at length to the view that chance and continuity are very real (tychism and synechism).
The First Rule of Logic pertains to the mind's presuppositions in undertaking reason and logic; presuppositions, for instance, that truth and the real do not depend on yours or my opinion of them but do depend on representational relation and consist in the destined end in investigation taken far enough (see below). He describes such ideas as, collectively, hopes which, in particular cases, one is unable seriously to doubt.
Four incapacities
The Journal of Speculative Philosophy series (1868–1869), including
Questions concerning certain Faculties claimed for Man (1868)
Some Consequences of Four Incapacities (1868)
Grounds of Validity of the Laws of Logic: Further Consequences of Four Incapacities (1869) In three articles in 1868–1869, Peirce rejected mere verbal or hyperbolic doubt and first or ultimate principles, and argued that we have (as he numbered them):
No power of Introspection. All knowledge of the internal world comes by hypothetical reasoning from known external facts.
No power of Intuition (cognition without logical determination by previous cognitions). No cognitive stage is absolutely first in a process. All mental action has the form of inference.
No power of thinking without signs. A cognition must be interpreted in a subsequent cognition in order to be a cognition at all.
No conception of the absolutely incognizable.
(The above sense of the term "intuition" is almost Kant's, said Peirce. It differs from the current looser sense that encompasses instinctive or anyway half-conscious inference.)
Peirce argued that those incapacities imply the reality of the general and of the continuous, the validity of the modes of reasoning, and the falsity of philosophical Cartesianism (see below).
Peirce rejected the conception (usually ascribed to Kant) of the unknowable thing-in-itself and later said that to "dismiss make-believes" is a prerequisite for pragmatism.
Logic as formal semiotic
Peirce sought, through his wide-ranging studies through the decades, formal philosophical ways to articulate thought's processes, and also to explain the workings of science. These inextricably entangled questions of a dynamics of inquiry rooted in nature and nurture led him to develop his semiotic with very broadened conceptions of signs and inference, and, as its culmination, a theory of inquiry for the task of saying 'how science works' and devising research methods. This would be logic by the medieval definition taught for centuries: art of arts, science of sciences, having the way to the principles of all methods. Influences radiate from points on parallel lines of inquiry in Aristotle's work, in such loci as: the basic terminology of psychology in On the Soul; the founding description of sign relations in On Interpretation; and the differentiation of inference into three modes that are commonly translated into English as abduction, deduction, and induction, in the Prior Analytics, as well as inference by analogy (called paradeigma by Aristotle), which Peirce regarded as involving the other three modes.
Peirce began writing on semiotic in the 1860s, around the time when he devised his system of three categories. He called it both semiotic and semeiotic. Both are current in singular and plural. He based it on the conception of a triadic sign relation, and defined semiosis as "action, or influence, which is, or involves, a cooperation of three subjects, such as a sign, its object, and its interpretant, this tri-relative influence not being in any way resolvable into actions between pairs". As to signs in thought, Peirce emphasized the reverse: "To say, therefore, that thought cannot happen in an instant, but requires a time, is but another way of saying that every thought must be interpreted in another, or that all thought is in signs."
Peirce held that all thought is in signs, issuing in and from interpretation, where sign is the word for the broadest variety of conceivable semblances, diagrams, metaphors, symptoms, signals, designations, symbols, texts, even mental concepts and ideas, all as determinations of a mind or quasi-mind, that which at least functions like a mind, as in the work of crystals or bees—the focus is on sign action in general rather than on psychology, linguistics, or social studies (fields which he also pursued).
Inquiry is a kind of inference process, a manner of thinking and semiosis. Global divisions of ways for phenomena to stand as signs, and the subsumption of inquiry and thinking within inference as a sign process, enable the study of inquiry on semiotics' three levels:
Conditions for meaningfulness. Study of significatory elements and combinations, their grammar.
Validity, conditions for true representation. Critique of arguments in their various separate modes.
Conditions for determining interpretations. Methodology of inquiry in its mutually interacting modes.
Peirce uses examples often from common experience, but defines and discusses such things as assertion and interpretation in terms of philosophical logic. In a formal vein, Peirce said:
Signs
A list of noted writings by Peirce on signs and sign relations is at Semiotic theory of Charles Sanders Peirce § References and further reading.
Sign relation
Peirce's theory of signs is known to be one of the most complex semiotic theories due to its generalistic claim. Anything is a sign—not absolutely as itself, but instead in some relation or other. The sign relation is the key. It defines three roles encompassing (1) the sign, (2) the sign's subject matter, called its object, and (3) the sign's meaning or ramification as formed into a kind of effect called its interpretant (a further sign, for example a translation). It is an irreducible triadic relation, according to Peirce. The roles are distinct even when the things that fill those roles are not. The roles are but three; a sign of an object leads to one or more interpretants, and, as signs, they lead to further interpretants.
Extension × intension = information. Two traditional approaches to sign relation, necessary though insufficient, are the way of extension (a sign's objects, also called breadth, denotation, or application) and the way of intension (the objects' characteristics, qualities, attributes referenced by the sign, also called depth, comprehension, significance, or connotation). Peirce adds a third, the way of information, including change of information, to integrate the other two approaches into a unified whole. For example, because of the equation above, if a term's total amount of information stays the same, then the more that the term 'intends' or signifies about objects, the fewer are the objects to which the term 'extends' or applies.
Determination. A sign depends on its object in such a way as to represent its object—the object enables and, in a sense, determines the sign. A physically causal sense of this stands out when a sign consists in an indicative reaction. The interpretant depends likewise on both the sign and the object—an object determines a sign to determine an interpretant. But this determination is not a succession of dyadic events, like a row of toppling dominoes; sign determination is triadic. For example, an interpretant does not merely represent something which represented an object; instead an interpretant represents something as a sign representing the object. The object (be it a quality or fact or law or even fictional) determines the sign to an interpretant through one's collateral experience with the object, in which the object is found or from which it is recalled, as when a sign consists in a chance semblance of an absent object. Peirce used the word "determine" not in a strictly deterministic sense, but in a sense of "specializes", bestimmt, involving variable amount, like an influence. Peirce came to define representation and interpretation in terms of (triadic) determination. The object determines the sign to determine another sign—the interpretant—to be related to the object as the sign is related to the object, hence the interpretant, fulfilling its function as sign of the object, determines a further interpretant sign. The process is logically structured to perpetuate itself, and is definitive of sign, object, and interpretant in general.
Semiotic elements
Peirce held there are exactly three basic elements in semiosis (sign action):
A sign (or representamen) represents, in the broadest possible sense of "represents". It is something interpretable as saying something about something. It is not necessarily symbolic, linguistic, or artificial—a cloud might be a sign of rain for instance, or ruins the sign of ancient civilization. As Peirce sometimes put it (he defined sign at least 76 times), the sign stands for the object to the interpretant. A sign represents its object in some respect, which respect is the sign's ground.
An object (or semiotic object) is a subject matter of a sign and an interpretant. It can be anything thinkable, a quality, an occurrence, a rule, etc., even fictional, such as Prince Hamlet. All of those are special or partial objects. The object most accurately is the universe of discourse to which the partial or special object belongs. For instance, a perturbation of Pluto's orbit is a sign about Pluto but ultimately not only about Pluto. An object either (i) is immediate to a sign and is the object as represented in the sign or (ii) is a dynamic object, the object as it really is, on which the immediate object is founded "as on bedrock".
An interpretant (or interpretant sign) is a sign's meaning or ramification as formed into a kind of idea or effect, an interpretation, human or otherwise. An interpretant is a sign (a) of the object and (b) of the interpretant's "predecessor" (the interpreted sign) as a sign of the same object. An interpretant either (i) is immediate to a sign and is a kind of quality or possibility such as a word's usual meaning, or (ii) is a dynamic interpretant, such as a state of agitation, or (iii) is a final or normal interpretant, a sum of the lessons which a sufficiently considered sign would have as effects on practice, and with which an actual interpretant may at most coincide.
Some of the understanding needed by the mind depends on familiarity with the object. To know what a given sign denotes, the mind needs some experience of that sign's object, experience outside of, and collateral to, that sign or sign system. In that context Peirce speaks of collateral experience, collateral observation, collateral acquaintance, all in much the same terms.
Classes of signs
Among Peirce's many sign typologies, three stand out, interlocked. The first typology depends on the sign itself, the second on how the sign stands for its denoted object, and the third on how the sign stands for its object to its interpretant. Also, each of the three typologies is a three-way division, a trichotomy, via Peirce's three phenomenological categories: (1) quality of feeling, (2) reaction, resistance, and (3) representation, mediation.
I. Qualisign, sinsign, legisign (also called tone, token, type, and also called potisign, actisign, famisign): This typology classifies every sign according to the sign's own phenomenological category—the qualisign is a quality, a possibility, a "First"; the sinsign is a reaction or resistance, a singular object, an actual event or fact, a "Second"; and the legisign is a habit, a rule, a representational relation, a "Third".
II. Icon, index, symbol: This typology, the best known one, classifies every sign according to the category of the sign's way of denoting its object—the icon (also called semblance or likeness) by a quality of its own, the index by factual connection to its object, and the symbol by a habit or rule for its interpretant.
III. Rheme, dicisign, argument (also called sumisign, dicisign, suadisign, also seme, pheme, delome, and regarded as very broadened versions of the traditional term, proposition, argument): This typology classifies every sign according to the category which the interpretant attributes to the sign's way of denoting its object—the rheme, for example a term, is a sign interpreted to represent its object in respect of quality; the dicisign, for example a proposition, is a sign interpreted to represent its object in respect of fact; and the argument is a sign interpreted to represent its object in respect of habit or law. This is the culminating typology of the three, where the sign is understood as a structural element of inference.
Every sign belongs to one class or another within (I) and within (II) and within (III). Thus each of the three typologies is a three-valued parameter for every sign. The three parameters are not independent of each other; many co-classifications are absent, for reasons pertaining to the lack of either habit-taking or singular reaction in a quality, and the lack of habit-taking in a singular reaction. The result is not 27 but instead ten classes of signs fully specified at this level of analysis.
Modes of inference
Borrowing a brace of concepts from Aristotle, Peirce examined three basic modes of inference—abduction, deduction, and induction—in his "critique of arguments" or "logic proper". Peirce also called abduction "retroduction", "presumption", and, earliest of all, "hypothesis". He characterized it as guessing and as inference to an explanatory hypothesis. He sometimes expounded the modes of inference by transformations of the categorical syllogism Barbara (AAA), for example in "Deduction, Induction, and Hypothesis" (1878). He does this by rearranging the rule (Barbara's major premise), the case (Barbara's minor premise), and the result (Barbara's conclusion):
Deduction.
Rule: All the beans from this bag are white.
Case: These beans are beans from this bag.
Result: These beans are white.
Induction.
Case: These beans are [randomly selected] from this bag.
Result: These beans are white.
Rule: All the beans from this bag are white.
Hypothesis (Abduction).
Rule: All the beans from this bag are white.
Result: These beans [oddly] are white.
Case: These beans are from this bag.
Peirce 1883 in "A Theory of Probable Inference" (Studies in Logic) equated hypothetical inference with the induction of characters of objects (as he had done in effect before). Eventually dissatisfied, by 1900 he distinguished them once and for all and also wrote that he now took the syllogistic forms and the doctrine of logical extension and comprehension as being less basic than he had thought. In 1903 he presented the following logical form for abductive inference:
The logical form does not also cover induction, since induction neither depends on surprise nor proposes a new idea for its conclusion. Induction seeks facts to test a hypothesis; abduction seeks a hypothesis to account for facts. "Deduction proves that something must be; Induction shows that something actually is operative; Abduction merely suggests that something may be." Peirce did not remain quite convinced that one logical form covers all abduction. In his methodeutic or theory of inquiry (see below), he portrayed abduction as an economic initiative to further inference and study, and portrayed all three modes as clarified by their coordination in essential roles in inquiry: hypothetical explanation, deductive prediction, inductive testing.
Pragmatism
Some noted articles and lectures
Illustrations of the Logic of Science (1877–1878): inquiry, pragmatism, statistics, inference
The Fixation of Belief (1877)
How to Make Our Ideas Clear (1878)
The Doctrine of Chances (1878)
The Probability of Induction (1878)
The Order of Nature (1878)
Deduction, Induction, and Hypothesis (1878)
The Harvard lectures on pragmatism (1903)
What Pragmatism Is (1905)
Issues of Pragmaticism (1905)
Pragmatism (1907 MS in The Essential Peirce, 2) Peirce's recipe for pragmatic thinking, which he called pragmatism and, later, pragmaticism, is recapitulated in several versions of the so-called pragmatic maxim. Here is one of his more emphatic reiterations of it:
As a movement, pragmatism began in the early 1870s in discussions among Peirce, William James, and others in the Metaphysical Club. James among others regarded some articles by Peirce such as "The Fixation of Belief" (1877) and especially "How to Make Our Ideas Clear" (1878) as foundational to pragmatism. Peirce (CP 5.11–12), like James (Pragmatism: A New Name for Some Old Ways of Thinking, 1907), saw pragmatism as embodying familiar attitudes, in philosophy and elsewhere, elaborated into a new deliberate method for fruitful thinking about problems. Peirce differed from James and the early John Dewey, in some of their tangential enthusiasms, in being decidedly more rationalistic and realistic, in several senses of those terms, throughout the preponderance of his own philosophical moods.
In 1905 Peirce coined the new name pragmaticism "for the precise purpose of expressing the original definition", saying that "all went happily" with James's and F.C.S. Schiller's variant uses of the old name "pragmatism" and that he coined the new name because of the old name's growing use in "literary journals, where it gets abused". Yet he cited as causes, in a 1906 manuscript, his differences with James and Schiller and, in a 1908 publication, his differences with James as well as literary author Giovanni Papini's declaration of pragmatism's indefinability. Peirce in any case regarded his views that truth is immutable and infinity is real, as being opposed by the other pragmatists, but he remained allied with them on other issues.
Pragmatism begins with the idea that belief is that on which one is prepared to act. Peirce's pragmatism is a method of clarification of conceptions of objects. It equates any conception of an object to a conception of that object's effects to a general extent of the effects' conceivable implications for informed practice. It is a method of sorting out conceptual confusions occasioned, for example, by distinctions that make (sometimes needed) formal yet not practical differences. He formulated both pragmatism and statistical principles as aspects of scientific logic, in his "Illustrations of the Logic of Science" series of articles. In the second one, "How to Make Our Ideas Clear", Peirce discussed three grades of clearness of conception:
Clearness of a conception familiar and readily used, even if unanalyzed and undeveloped.
Clearness of a conception in virtue of clearness of its parts, in virtue of which logicians called an idea "distinct", that is, clarified by analysis of just what makes it applicable. Elsewhere, echoing Kant, Peirce called a likewise distinct definition "nominal" (CP 5.553).
Clearness in virtue of clearness of conceivable practical implications of the object's conceived effects, such that fosters fruitful reasoning, especially on difficult problems. Here he introduced that which he later called the pragmatic maxim.
By way of example of how to clarify conceptions, he addressed conceptions about truth and the real as questions of the presuppositions of reasoning in general. In clearness's second grade (the "nominal" grade), he defined truth as a sign's correspondence to its object, and the real as the object of such correspondence, such that truth and the real are independent of that which you or I or any actual, definite community of inquirers think. After that needful but confined step, next in clearness's third grade (the pragmatic, practice-oriented grade) he defined truth as that opinion which would be reached, sooner or later but still inevitably, by research taken far enough, such that the real does depend on that ideal final opinion—a dependence to which he appeals in theoretical arguments elsewhere, for instance for the long-run validity of the rule of induction. Peirce argued that even to argue against the independence and discoverability of truth and the real is to presuppose that there is, about that very question under argument, a truth with just such independence and discoverability.
Peirce said that a conception's meaning consists in "all general modes of rational conduct" implied by "acceptance" of the conception—that is, if one were to accept, first of all, the conception as true, then what could one conceive to be consequent general modes of rational conduct by all who accept the conception as true?—the whole of such consequent general modes is the whole meaning. His pragmatism does not equate a conception's meaning, its intellectual purport, with the conceived benefit or cost of the conception itself, like a meme (or, say, propaganda), outside the perspective of its being true, nor, since a conception is general, is its meaning equated with any definite set of actual consequences or upshots corroborating or undermining the conception or its worth. His pragmatism also bears no resemblance to "vulgar" pragmatism, which misleadingly connotes a ruthless and Machiavellian search for mercenary or political advantage. Instead the pragmatic maxim is the heart of his pragmatism as a method of experimentational mental reflection arriving at conceptions in terms of conceivable confirmatory and disconfirmatory circumstances—a method hospitable to the formation of explanatory hypotheses, and conducive to the use and improvement of verification.
Peirce's pragmatism, as method and theory of definitions and conceptual clearness, is part of his theory of inquiry, which he variously called speculative, general, formal or universal rhetoric or simply methodeutic. He applied his pragmatism as a method throughout his work.
Theory of inquiry
Critical common-sensism
Critical common-sensism, treated by Peirce as a consequence of his pragmatism, is his combination of Thomas Reid's common-sense philosophy with a fallibilism that recognizes that propositions of our more or less vague common sense now indubitable may later come into question, for example because of transformations of our world through science. It includes efforts to work up in tests genuine doubts for a core group of common indubitables that vary slowly if at all.
Rival methods of inquiry
In "The Fixation of Belief" (1877), Peirce described inquiry in general not as the pursuit of truth per se but as the struggle to move from irritating, inhibitory doubt born of surprise, disagreement, and the like, and to reach a secure belief, belief being that on which one is prepared to act. That let Peirce frame scientific inquiry as part of a broader spectrum and as spurred, like inquiry generally, by actual doubt, not mere verbal, quarrelsome, or hyperbolic doubt, which he held to be fruitless. Peirce sketched four methods of settling opinion, ordered from least to most successful:
The method of (policy of sticking to initial belief) – which brings comforts and decisiveness but leads to trying to ignore contrary information and others' views as if truth were intrinsically private, not public. The method goes against the social impulse and easily falters since one may well notice when another's opinion seems as good as one's own initial opinion. Its successes can be brilliant but tend to be transitory.
The method of – which overcomes disagreements but sometimes brutally. Its successes can be majestic and long-lasting, but it cannot regulate people thoroughly enough to withstand doubts indefinitely, especially when people learn about other societies present and past.
The method of the – which promotes conformity less brutally but fosters opinions as something like tastes, arising in conversation and comparisons of perspectives in terms of "what is agreeable to reason". Thereby it depends on fashion in paradigms and goes in circles over time. It is more intellectual and respectable but, like the first two methods, sustains accidental and capricious beliefs, destining some minds to doubt it.
The method of – wherein inquiry supposes that the real is discoverable but independent of particular opinion, such that, unlike in the other methods, inquiry can, by its own account, go wrong (fallibilism), not only right, and thus purposely tests itself and criticizes, corrects, and improves itself.
Peirce held that, in practical affairs, slow and stumbling ratiocination is often dangerously inferior to instinct and traditional sentiment, and that the scientific method is best suited to theoretical research, which in turn should not be trammeled by the other methods and practical ends; reason's "first rule" is that, in order to learn, one must desire to learn and, as a corollary, must not block the way of inquiry. Scientific method excels over the others finally by being deliberately designed to arrive—eventually—at the most secure beliefs, upon which the most successful practices can be based. Starting from the idea that people seek not truth per se but instead to subdue irritating, inhibitory doubt, Peirce showed how, through the struggle, some can come to submit to truth for the sake of belief's integrity, seek as truth the guidance of potential conduct correctly to its given goal, and wed themselves to the scientific method.
Scientific method
Insofar as clarification by pragmatic reflection suits explanatory hypotheses and fosters predictions and testing, pragmatism points beyond the usual duo of foundational alternatives: deduction from self-evident truths, or rationalism; and induction from experiential phenomena, or empiricism.
Based on his critique of three modes of argument and different from either foundationalism or coherentism, Peirce's approach seeks to justify claims by a three-phase dynamic of inquiry:
Active, abductive genesis of theory, with no prior assurance of truth;
Deductive application of the contingent theory so as to clarify its practical implications;
Inductive testing and evaluation of the utility of the provisional theory in anticipation of future experience, in both senses: prediction and control.
Thereby, Peirce devised an approach to inquiry far more solid than the flatter image of inductive generalization simpliciter, which is a mere re-labeling of phenomenological patterns. Peirce's pragmatism was the first time the scientific method was proposed as an epistemology for philosophical questions.
A theory that succeeds better than its rivals in predicting and controlling our world is said to be nearer the truth. This is an operational notion of truth used by scientists.
Peirce extracted the pragmatic model or theory of inquiry from its raw materials in classical logic and refined it in parallel with the early development of symbolic logic to address problems about the nature of scientific reasoning.
Abduction, deduction, and induction make incomplete sense in isolation from one another but comprise a cycle understandable as a whole insofar as they collaborate toward the common end of inquiry. In the pragmatic way of thinking about conceivable practical implications, every thing has a purpose, and, as possible, its purpose should first be denoted. Abduction hypothesizes an explanation for deduction to clarify into implications to be tested so that induction can evaluate the hypothesis, in the struggle to move from troublesome uncertainty to more secure belief. No matter how traditional and needful it is to study the modes of inference in abstraction from one another, the integrity of inquiry strongly limits the effective modularity of its principal components.
Peirce's outline of the scientific method in §III–IV of "A Neglected Argument" is summarized below (except as otherwise noted). There he also reviewed plausibility and inductive precision (issues of critique of arguments).
1. (or retroductive) phase. Guessing, inference to explanatory hypotheses for selection of those best worth trying. From abduction, Peirce distinguishes induction as inferring, on the basis of tests, the proportion of truth in the hypothesis. Every inquiry, whether into ideas, brute facts, or norms and laws, arises from surprising observations in one or more of those realms (and for example at any stage of an inquiry already underway). All explanatory content of theories comes from abduction, which guesses a new or outside idea so as to account in a simple, economical way for a surprising or complicated phenomenon. The modicum of success in our guesses far exceeds that of random luck, and seems born of attunement to nature by developed or inherent instincts, especially insofar as best guesses are optimally plausible and simple in the sense of the "facile and natural", as by Galileo's natural light of reason and as distinct from "logical simplicity". Abduction is the most fertile but least secure mode of inference. Its general rationale is inductive: it succeeds often enough and it has no substitute in expediting us toward new truths. In 1903, Peirce called pragmatism "the logic of abduction". Coordinative method leads from abducting a plausible hypothesis to judging it for its testability and for how its trial would economize inquiry itself. The hypothesis, being insecure, needs to have practical implications leading at least to mental tests and, in science, lending themselves to scientific tests. A simple but unlikely guess, if not costly to test for falsity, may belong first in line for testing. A guess is intrinsically worth testing if it has plausibility or reasoned objective probability, while subjective likelihood, though reasoned, can be misleadingly seductive. Guesses can be selected for trial strategically, for their caution (for which Peirce gave as example the game of Twenty Questions), breadth, or incomplexity. One can discover only that which would be revealed through their sufficient experience anyway, and so the point is to expedite it; economy of research demands the leap, so to speak, of abduction and governs its art.
2. phase. Two stages:
i. Explication. Not clearly premised, but a deductive analysis of the hypothesis so as to render its parts as clear as possible.
ii. Demonstration: Deductive Argumentation, Euclidean in procedure. Explicit deduction of consequences of the hypothesis as predictions about evidence to be found. Corollarial or, if needed, Theorematic.
3. phase. Evaluation of the hypothesis, inferring from observational or experimental tests of its deduced consequences. The long-run validity of the rule of induction is deducible from the principle (presuppositional to reasoning in general) that the real "is only the object of the final opinion to which sufficient investigation would lead"; in other words, anything excluding such a process would never be real. Induction involving the ongoing accumulation of evidence follows "a method which, sufficiently persisted in", will "diminish the error below any predesignate degree". Three stages:
i. Classification. Not clearly premised, but an inductive classing of objects of experience under general ideas.
ii. Probation: direct Inductive Argumentation. Crude or Gradual in procedure. Crude Induction, founded on experience in one mass (CP 2.759), presumes that future experience on a question will not differ utterly from all past experience (CP 2.756). Gradual Induction makes a new estimate of the proportion of truth in the hypothesis after each test, and is Qualitative or Quantitative. Qualitative Gradual Induction depends on estimating the relative evident weights of the various qualities of the subject class under investigation (CP 2.759; see also Collected Papers of Charles Sanders Peirce, 7.114–20). Quantitative Gradual Induction depends on how often, in a fair sample of instances of S, S is found actually accompanied by P that was predicted for S (CP 2.758). It depends on measurements, or statistics, or counting.
iii. Sentential Induction. "...which, by Inductive reasonings, appraises the different Probations singly, then their combinations, then makes self-appraisal of these very appraisals themselves, and passes final judgment on the whole result".
Against Cartesianism
Peirce drew on the methodological implications of the four incapacities—no genuine introspection, no intuition in the sense of non-inferential cognition, no thought but in signs, and no conception of the absolutely incognizable—to attack philosophical Cartesianism, of which he said that:
1. "It teaches that philosophy must begin in universal doubt" – when, instead, we start with preconceptions, "prejudices [...] which it does not occur to us can be questioned", though we may find reason to question them later. "Let us not pretend to doubt in philosophy what we do not doubt in our hearts."
2. "It teaches that the ultimate test of certainty is...in the individual consciousness" – when, instead, in science a theory stays on probation till agreement is reached, then it has no actual doubters left. No lone individual can reasonably hope to fulfill philosophy's multi-generational dream. When "candid and disciplined minds" continue to disagree on a theoretical issue, even the theory's author should feel doubts about it.
3. It trusts to "a single thread of inference depending often upon inconspicuous premisses" – when, instead, philosophy should, "like the successful sciences", proceed only from tangible, scrutinizable premisses and trust not to any one argument but instead to "the multitude and variety of its arguments" as forming, not a chain at least as weak as its weakest link, but "a cable whose fibers", soever "slender, are sufficiently numerous and intimately connected".
4. It renders many facts "absolutely inexplicable, unless to say that 'God makes them so' is to be regarded as an explanation" – when, instead, philosophy should avoid being "unidealistic", misbelieving that something real can defy or evade all possible ideas, and supposing, inevitably, "some absolutely inexplicable, unanalyzable ultimate", which explanatory surmise explains nothing and so is inadmissible.
Philosophy: metaphysics
Some noted articles
The Monist Metaphysical Series (1891–1893)
The Architecture of Theories (1891)
The Doctrine of Necessity Examined (1892)
The Law of Mind (1892)
Man's Glassy Essence (1892)
Evolutionary Love (1893)
Immortality in the Light of Synechism (1893 MS)
Peirce divided metaphysics into (1) ontology or general metaphysics, (2) psychical or religious metaphysics, and (3) physical metaphysics.
Ontology
Peirce was a scholastic realist, declaring for the reality of generals as early as 1868. Regarding modalities (possibility, necessity, etc.), he came in later years to regard himself as having wavered earlier as to just how positively real the modalities are. In his 1897 "The Logic of Relatives" he wrote: Peirce retained, as useful for some purposes, the definitions in terms of information states, but insisted that the pragmaticist is committed to a strong modal realism by conceiving of objects in terms of predictive general conditional propositions about how they would behave under certain circumstances.
Psychical or religious metaphysics
Peirce believed in God, and characterized such belief as founded in an instinct explorable in musing over the worlds of ideas, brute facts, and evolving habits—and it is a belief in God not as an actual or existent being (in Peirce's sense of those words), but all the same as a real being. In "A Neglected Argument for the Reality of God" (1908), Peirce sketches, for God's reality, an argument to a hypothesis of God as the Necessary Being, a hypothesis which he describes in terms of how it would tend to develop and become compelling in musement and inquiry by a normal person who is led, by the hypothesis, to consider as being purposed the features of the worlds of ideas, brute facts, and evolving habits (for example scientific progress), such that the thought of such purposefulness will "stand or fall with the hypothesis"; meanwhile, according to Peirce, the hypothesis, in supposing an "infinitely incomprehensible" being, starts off at odds with its own nature as a purportively true conception, and so, no matter how much the hypothesis grows, it both (A) inevitably regards itself as partly true, partly vague, and as continuing to define itself without limit, and (B) inevitably has God appearing likewise vague but growing, though God as the Necessary Being is not vague or growing; but the hypothesis will hold it to be more false to say the opposite, that God is purposeless. Peirce also argued that the will is free and (see Synechism) that there is at least an attenuated kind of immortality.
Physical metaphysics
Peirce held the view, which he called objective idealism, that "matter is effete mind, inveterate habits becoming physical laws". Peirce asserted the reality of (1) absolute chance (his tychist view), (2) mechanical necessity (anancist view), and (3) that which he called the law of love (agapist view), echoing his categories Firstness, Secondness, and Thirdness, respectively. He held that fortuitous variation (which he also called "sporting"), mechanical necessity, and creative love are the three modes of evolution (modes called "tychasm", "anancasm", and "agapasm") of the cosmos and its parts. He found his conception of agapasm embodied in Lamarckian evolution; the overall idea in any case is that of evolution tending toward an end or goal, and it could also be the evolution of a mind or a society; it is the kind of evolution which manifests workings of mind in some general sense. He said that overall he was a synechist, holding with reality of continuity, especially of space, time, and law.
Science of review
Peirce outlined two fields, "Cenoscopy" and "Science of Review", both of which he called philosophy. Both included philosophy about science. In 1903 he arranged them, from more to less theoretically basic, thus:
Science of Discovery.
Mathematics.
Cenoscopy (philosophy as discussed earlier in this article – categorial, normative, metaphysical), as First Philosophy, concerns positive phenomena in general, does not rely on findings from special sciences, and includes the general study of inquiry and scientific method.
Idioscopy, or the Special Sciences (of nature and mind).
Science of Review, as Ultimate Philosophy, arranges "... the results of discovery, beginning with digests, and going on to endeavor to form a philosophy of science". His examples included Humboldt's Cosmos, Comte's Philosophie positive, and Spencer's Synthetic Philosophy.
Practical Science, or the Arts.
Peirce placed, within Science of Review, the work and theory of classifying the sciences (including mathematics and philosophy). His classifications, on which he worked for many years, draw on argument and wide knowledge, and are of interest both as a map for navigating his philosophy and as an accomplished polymath's survey of research in his time.
See also
Charles Sanders Peirce's type–token distinction
Continuous predicate
Entitative graph
Howland will forgery trial
Hypostatic abstraction
Laws of Form
List of American philosophers
Logic of information
Logical machine
Logical matrix
Mathematical psychology
Peirce triangle
Peircean realism
Phaneron
Pragmatics
Relation algebra
Truth table
Contemporaries associated with Peirce
Oliver Wendell Holmes Jr.
George Herbert Mead
References
External links
Arisbe: The Peirce Gateway, Joseph Ransdell, ed. Over 100 online writings by Peirce as of November 24, 2010, with annotations. Hundreds of online papers on Peirce. The peirce-l e-forum. Much else.
Center for Applied Semiotics (CAS) (1998–2003), Donald Cunningham & Jean Umiker-Sebeok, Indiana U.
and previously et al., Pontifical Catholic U. of (PUC-SP), Brazil. In Portuguese, some English.
Commens Digital Companion to C.S. Peirce, Mats Bergman, Sami Paavola, & , formerly Commens at Helsinki U. Includes Commens Dictionary of Peirce's Terms with Peirce's definitions, often many per term across the decades, and the Digital Encyclopedia of Charles S. Peirce (old edition still at old website).
Peirce, Carlo Sini, Rossella Fabbrichesi, et al., U. of Milan, Italy. In Italian and English. Part of Pragma.
Charles S. Peirce Foundation. Co-sponsoring the 2014 Peirce International Centennial Congress (100th anniversary of Peirce's death).
Charles S. Peirce SocietyTransactions of the Charles S. Peirce Society. Quarterly journal of Peirce studies since spring 1965. Table of Contents of all issues.
Charles S. Peirce Studies, Brian Kariger, ed.
Collegium for the Advanced Study of Picture Act and Embodiment: The Peirce Archive. Humboldt U, Berlin, Germany. Cataloguing Peirce's innumerable drawings & graphic materials. More info (Prof. Aud Sissel Hoel).
Digital Encyclopedia of Charles S. Peirce, (now at UFJF) & Ricardo Gudwin (at Unicamp), eds., U. of , Brazil, in English. 84 authors listed, 51 papers online & more listed, as of January 31, 2009. Newer edition now at Commens Digital Companion to C.S. Peirce.
Existential Graphs, Jay Zeman, ed., U. of Florida. Has 4 Peirce texts.
, ed., U. of Navarra, Spain. Big study site, Peirce & others in Spanish & English, bibliography, more.
Helsinki Peirce Research Center (HPRC), Ahti-Veikko Pietarinen et al., U. of Helsinki.
His Glassy Essence. Autobiographical Peirce. Kenneth Laine Ketner.
Institute for Studies in Pragmaticism, Kenneth Laine Ketner, Clyde Hendrick, et al., Texas Tech U. Peirce's life and works.
International Research Group on Abductive Inference, et al., eds., U., Frankfurt, Germany. Uses frames. Click on link at bottom of its home page for English. Moved to U. of Gießen, Germany, home page not in English but see Artikel section there.
L'I.R.S.C.E. (1974–2003) – , U. of , France.
Minute Semeiotic, , U. of , Brazil. English, Portuguese.
Peirce at Signo: Theoretical Semiotics on the Web, Louis Hébert, director, supported by U. of Québec. Theory, application, exercises of Peirce's Semiotics and Esthetics. English, French.
Peirce Edition Project (PEP), Indiana U.–Purdue U. Indianapolis (IUPUI). André De Tienne, Nathan Houser, et al. Editors of the Writings of Charles S. Peirce (W) and The Essential Peirce (EP) v. 2. Many study aids such as the Robin Catalog of Peirce's manuscripts & letters and:Biographical introductions to EP 1–2 and W 1–6 & 8Most of Writings of Charles S. Peirce, 2 readable online.PEP's branch at . Working on Writings of Charles S. Peirce, 7: Peirce's work on the Century Dictionary. Definition of the week.
Peirce's Existential Graphs, Frithjof Dau, Germany
Peirce Research Group, Department of Philosophy "Piero Martinetti" – University of Milan, Italy.
Peirce's Theory of Semiosis: Toward a Logic of Mutual Affection, Joseph Esposito. Free online course.
Pragmatism Cybrary, David Hildebrand & John Shook.
Research Group on Semiotic Epistemology and Mathematics Education (late 1990s), Germany). See Peirce Project Newsletter v. 3, n. 1, p. 13.
Semiotics according to Robert Marty, with 76 definitions of the sign by C. S. Peirce.
1839 births
1914 deaths
19th-century American mathematicians
19th-century American philosophers
20th-century American mathematicians
20th-century American philosophers
American Episcopalians
American logicians
American semioticians
American statisticians
Analytic philosophers
Anglican philosophers
Communication scholars
Critical theorists
Epistemologists
Fellows of the American Academy of Arts and Sciences
Harvard School of Engineering and Applied Sciences alumni
Idealists
Johns Hopkins University faculty
Lattice theorists
Logicians
Mathematicians from Massachusetts
Members of the United States National Academy of Sciences
Metaphysicians
Modal logicians
Ontologists
Panpsychism
People from Cambridge, Massachusetts
Philosophers from Massachusetts
Philosophers from Pennsylvania
Philosophers of education
Philosophers of language
Philosophers of mathematics
Philosophers of mind
Philosophers of science
Philosophical theists
Pragmatists
The Nation (U.S. magazine) people
Semioticians | [
101,
1889,
12195,
153,
6851,
19878,
1162,
113,
132,
1347,
1275,
117,
9796,
782,
1364,
1627,
117,
3710,
114,
1108,
1126,
1237,
10070,
117,
8738,
1811,
117,
13919,
1105,
7482,
1150,
1110,
2121,
1227,
1112,
107,
1103,
1401,
1104,
185,
20484,
21943,
1863,
107,
119,
1124,
1108,
1227,
1112,
170,
4742,
5283,
1959,
119,
5316,
23315,
1906,
1112,
170,
17382,
1105,
4071,
1112,
170,
7482,
1111,
3961,
1201,
117,
153,
6851,
19878,
1162,
1189,
1558,
5353,
1106,
8738,
117,
170,
2548,
1115,
117,
1111,
1140,
117,
27072,
1277,
1104,
1184,
1110,
1208,
1270,
174,
19093,
18408,
4807,
1105,
1103,
5027,
1104,
2598,
119,
1124,
1486,
8738,
1112,
1103,
4698,
3392,
1104,
3533,
24262,
117,
1104,
1134,
1119,
1110,
170,
3249,
117,
1134,
24387,
5480,
2572,
11547,
1103,
5655,
1621,
11730,
185,
2155,
17030,
18295,
1116,
1105,
25046,
1116,
1104,
5027,
1104,
1846,
1115,
6226,
3116,
118,
1432,
2102,
5027,
119,
5533,
117,
1119,
3393,
1103,
3400,
1104,
170,
1830,
13890,
2109,
14417,
117,
1112,
1218,
1112,
22112,
1193,
21650,
9988,
18293,
1105,
1260,
13890,
2109,
14417,
119,
1249,
1346,
1112,
6332,
117,
1119,
1486,
1115,
11730,
2500,
1180,
1129,
2446,
1149,
1118,
6538,
12806,
15329,
119,
1109,
1269,
1911,
1108,
1215,
4397,
1224,
1106,
3133,
3539,
7565,
119,
1130,
3729,
117,
1103,
10070,
1795,
19375,
1270,
153,
6851,
19878,
1162,
107,
1103,
1211,
1560,
1105,
27133,
1104,
1237,
20692,
1105,
1738,
112,
188,
4459,
8738,
1811,
107,
119,
2583,
153,
6851,
19878,
1162,
1108,
1255,
1120,
124,
7651,
5033,
1107,
3900,
117,
3559,
119,
1124,
1108,
1103,
1488,
1104,
3696,
7928,
7784,
1105,
5816,
153,
6851,
19878,
1162,
117,
1471,
170,
3083,
1104,
17338,
1105,
6686,
1120,
5051,
1239,
119,
1335,
1425,
1367,
117,
1889,
2373,
1117,
2214,
1711,
112,
188,
5633,
1104,
2055,
1327,
17328,
112,
188,
22786,
1104,
23437,
117,
1173,
1103,
2020,
1483,
118,
1846,
3087,
1113,
1103,
2548,
119,
1573,
1310,
1117,
14497,
21926,
1114,
8738,
1105,
14417,
119,
1124,
1355,
1113,
1106,
7379,
170,
6143,
1104,
2334,
2178,
1105,
170,
3257,
1104,
2334,
2178,
113,
6283,
114,
1121,
5051,
119,
1130,
6293,
1103,
4898,
8787,
1323,
2152,
1140,
170,
6143,
1104,
2444,
2178,
117,
5051,
112,
188,
1148,
7584,
1918,
16040,
27159,
8117,
2178,
119,
1230,
3397,
1647,
1108,
4303,
5576,
1776,
1158,
22794,
119,
1335,
5051,
117,
1119,
1310,
14497,
7157,
1116,
1114,
3720,
2896,
1979,
2615,
17659,
117,
24705,
3488,
18865,
5445,
117,
1105,
1613,
1600,
119,
1448,
1104,
1117,
5051,
24165,
117,
1889,
1613,
17324,
117,
1824,
1126,
8362,
8057,
12198,
1895,
4893,
1104,
153,
6851,
19878,
1162,
119,
1188,
4132,
7012,
2365,
117,
1272,
17324,
117,
1229,
1697,
1104,
5051,
113,
7354,
782,
4818,
783,
170,
1669,
21143,
2212,
1155,
1104,
153,
6851,
19878,
1162,
112,
188,
1684,
1297,
114,
117,
8038,
27484,
1174,
153,
6851,
19878,
1162,
112,
188,
6233,
1120,
1103,
2755,
119,
153,
6851,
19878,
1162,
3421,
1121,
1117,
1523,
15050,
17765,
1121,
170,
5604,
3879,
1173,
1227,
1112,
107,
14078,
18250,
9037,
107,
117,
1134,
1156,
2052,
1129,
11534,
1112,
189,
17305,
5521,
14196,
18250,
9037,
119,
1230,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Carbon monoxide (chemical formula CO) is a colorless, odorless, tasteless, flammable gas that is slightly less dense than air. Carbon monoxide consists of one carbon atom and one oxygen atom. It is the simplest molecule of the oxocarbon family. In coordination complexes the carbon monoxide ligand is called carbonyl. It is a key ingredient in many processes in industrial chemistry.
Thermal combustion is the most common source of carbon monoxide, however there are numerous environmental and biological sources that generate and emit a significant amount of carbon monoxide. Carbon monoxide is important in the production of many compounds ranging from drugs, fragrances, and fuels. It is produced by many organisms, including humans. Upon emission into the atmosphere, carbon monoxide may have roles potentially affecting climate change.
Carbon monoxide has important biological roles across phylogenetic kingdoms. In mammalian physiology, carbon monoxide is a classical example of hormesis where low concentrations serve as an endogenous neurotransmitter (gasotransmitter) and high concentrations are toxic resulting in carbon monoxide poisoning. It is isoelectronic with cyanide anion CN−.
History
Prehistory
Humans have maintained a complex relationship with carbon monoxide since first learning to control fire circa 800,000 BC. Early humans probably discovered the toxicity of carbon monoxide poisoning upon introducing fire into their dwellings. The early development of metallurgy and smelting technologies emerging circa 6,000 BC through the Bronze Age likewise plagued humankind from carbon monoxide exposure. Apart from the toxicity of carbon monoxide, indigenous Native Americans may have experienced the neuroactive properties of carbon monoxide through shamanistic fireside rituals.
Ancient history
Early civilizations developed mythological tales to explain the origin of fire, such as Prometheus from Greek mythology who shared fire with humans. Aristotle (384–322 BC) first recorded that burning coals produced toxic fumes. Greek physician Galen (129–199 AD) speculated that there was a change in the composition of the air that caused harm when inhaled, and many others of the era developed a basis of knowledge about carbon monoxide in the context of coal fume toxicity. Cleopatra may have died from carbon monoxide poisoning.
Pre-Industrial Revolution
Georg Ernst Stahl mentioned carbonarii halitus in 1697 in reference to toxic vapors thought to be carbon monoxide. Friedrich Hoffmann conducted the first modern scientific investigation into carbon monoxide poisoning from coal in 1716. Herman Boerhaave conducted the first scientific experiments on the effect of carbon monoxide (coal fumes) on animals in the 1730s.
Joseph Priestley is considered to have first synthesized carbon monoxide in 1772. Carl Wilhelm Scheele similarly isolated carbon monoxide from charcoal in 1773 and thought it could be the carbonic entity making fumes toxic. Torbern Bergman isolated carbon monoxide from oxalic acid in 1775. Later in 1776, the French chemist produced CO by heating zinc oxide with coke, but mistakenly concluded that the gaseous product was hydrogen, as it burned with a blue flame. In the presence of oxygen, including atmospheric concentrations, carbon monoxide burns with a blue flame, producing carbon dioxide. Antoine Lavoisier conducted similar inconclusive experiments to Lassone in 1777. The gas was identified as a compound containing carbon and oxygen by William Cruickshank in 1800.
Thomas Beddoes and James Watt recognized carbon monoxide (as hydrocarbonate) to brighten venous blood in 1793. Watt suggested coal fumes could act as an antidote to the oxygen in blood, and Beddoes and Watt likewise suggested hydrocarbonate has a greater affinity for animal fiber than oxygen in 1796. In 1854, Adrien Chenot similarly suggested carbon monoxide to remove the oxygen from blood and then be oxidized by the body to carbon dioxide. The mechanism for carbon monoxide poisoning is widely credited to Claude Bernard whose memoirs beginning in 1846 and published in 1857 which phrased, "prevents arterials blood from becoming venous". Felix Hoppe-Seyler independently published similar conclusions in the following year.
Advent of industrial chemistry
Carbon monoxide gained recognition as an invaluable reagent in the 1900s. Three industrial processes illustrate its evolution in industry. In the Fischer-Tropsch process, coal and related carbon-rich feedstocks are converted into liquid fuels via the intermediacy of CO. Originally developed as part of the German war effort to compensate for their lack of domestic petroleum, this technology continues today. Also in Germany, a mixture of CO and hydrogen was found to combine with olefins to give aldehydes. This process, called hydroformylation, is used to produce many large scale chemicals such as surfactants as well as specialty compounds that are popular fragrances and drugs. One example, CO is used in the production of vitamin A. In a third major process, attributed to researchers at Monsanto, CO combines with methanol to give acetic acid. Most acetic acid is produced by the Cativa process. Hydroformylation and the acetic acid syntheses are two of myriad carbonylation processes.
Physical and chemical properties
Carbon monoxide is the simplest oxocarbon and is isoelectronic with other triply-bonded diatomic species possessing 10 valence electrons, including the cyanide anion, the nitrosonium cation, boron monofluoride and molecular nitrogen. It has a molar mass of 28.0, which, according to the ideal gas law, makes it slightly less dense than air, whose average molar mass is 28.8.
The carbon and oxygen are connected by a triple bond that consists of a net two pi bonds and one sigma bond. The bond length between the carbon atom and the oxygen atom is 112.8 pm. This bond length is consistent with a triple bond, as in molecular nitrogen (N2), which has a similar bond length (109.76 pm) and nearly the same molecular mass. Carbon–oxygen double bonds are significantly longer, 120.8 pm in formaldehyde, for example. The boiling point (82 K) and melting point (68 K) are very similar to those of N2 (77 K and 63 K, respectively). The bond-dissociation energy of 1072 kJ/mol is stronger than that of N2 (942 kJ/mol) and represents the strongest chemical bond known.
The ground electronic state of carbon monoxide is a singlet state since there are no unpaired electrons.
Bonding and dipole moment
Carbon and oxygen together have a total of 10 electrons in the valence shell. Following the octet rule for both carbon and oxygen, the two atoms form a triple bond, with six shared electrons in three bonding molecular orbitals, rather than the usual double bond found in organic carbonyl compounds. Since four of the shared electrons come from the oxygen atom and only two from carbon, one bonding orbital is occupied by two electrons from oxygen, forming a dative or dipolar bond. This causes a C←O polarization of the molecule, with a small negative charge on carbon and a small positive charge on oxygen. The other two bonding orbitals are each occupied by one electron from carbon and one from oxygen, forming (polar) covalent bonds with a reverse C→O polarization since oxygen is more electronegative than carbon. In the free carbon monoxide molecule, a net negative charge δ– remains at the carbon end and the molecule has a small dipole moment of 0.122 D.
The molecule is therefore asymmetric: oxygen has more electron density than carbon and is also slightly positively charged compared to carbon being negative. By contrast, the isoelectronic dinitrogen molecule has no dipole moment.
Carbon monoxide has a computed fractional bond order of 2.6, indicating that the "third" bond is important but constitutes somewhat less than a full bond. Thus, in valence bond terms, –C≡O+ is the most important structure, while :C=O is non-octet, but has a neutral formal charge on each atom and represents the second most important resonance contributor. Because of the lone pair and divalence of carbon in this resonance structure, carbon monoxide is often considered to be an extraordinarily stabilized carbene. Isocyanides are compounds in which the O is replaced by an NR (R = alkyl or aryl) group and have a similar bonding scheme.
If carbon monoxide acts as a ligand, the polarity of the dipole may reverse with a net negative charge on the oxygen end, depending on the structure of the coordination complex.
See also the section "Coordination chemistry" below.
Bond polarity and oxidation state
Theoretical and experimental studies show that, despite the greater electronegativity of oxygen, the dipole moment points from the more-negative carbon end to the more-positive oxygen end. The three bonds are in fact polar covalent bonds that are strongly polarized. The calculated polarization toward the oxygen atom is 71% for the σ-bond and 77% for both π-bonds.
The oxidation state of carbon in carbon monoxide is +2 in each of these structures. It is calculated by counting all the bonding electrons as belonging to the more electronegative oxygen. Only the two non-bonding electrons on carbon are assigned to carbon. In this count, carbon then has only two valence electrons in the molecule compared to four in the free atom.
Occurrence
Carbon monoxide occurs in various natural and artificial environments. Photochemical degradation of plant matter for example generates an estimated 60 billion kilograms/year.Typical concentrations in parts per million are as follows:
Atmospheric presence
Carbon monoxide (CO) is present in small amounts (about 80 ppb) in the Earth's atmosphere. Most of the rest comes from chemical reactions with organic compounds emitted by human activities and natural origins due to photochemical reactions in the troposphere that generate about 5×1012 kilograms per year. Other natural sources of CO include volcanoes, forest and bushfires fires, and miscellaneous other forms of combustion such as fossil fuels. Small amounts are also emitted from the ocean, and from geological activity because carbon monoxide occurs dissolved in molten volcanic rock at high pressures in the Earth's mantle. Because natural sources of carbon monoxide are so variable from year to year, it is difficult to accurately measure natural emissions of the gas.
Carbon monoxide has an indirect effect on radiative forcing by elevating concentrations of direct greenhouse gases, including methane and tropospheric ozone. CO can react chemically with other atmospheric constituents (primarily the hydroxyl radical, OH.) that would otherwise destroy methane. Through natural processes in the atmosphere, it is oxidized to carbon dioxide and ozone. Carbon monoxide is short-lived in the atmosphere (with an average lifetime of about one to two months), and spatially variable in concentration.
Due to its long lifetime in the mid-troposphere, carbon monoxide is also used as tracer for pollutant plumes.
Pollution
Urban pollution
Carbon monoxide is a temporary atmospheric pollutant in some urban areas, chiefly from the exhaust of internal combustion engines (including vehicles, portable and back-up generators, lawnmowers, power washers, etc.), but also from incomplete combustion of various other fuels (including wood, coal, charcoal, oil, paraffin, propane, natural gas, and trash).
Large CO pollution events can be observed from space over cities.
Role in ground level ozone formation
Carbon monoxide is, along with aldehydes, part of the series of cycles of chemical reactions that form photochemical smog. It reacts with hydroxyl radical (•OH) to produce a radical intermediate •HOCO, which transfers rapidly its radical hydrogen to O2 to form peroxy radical (HO2•) and carbon dioxide (). Peroxy radical subsequently reacts with nitrogen oxide (NO) to form nitrogen dioxide (NO2) and hydroxyl radical. NO2 gives O(3P) via photolysis, thereby forming O3 following reaction with O2.
Since hydroxyl radical is formed during the formation of NO2, the balance of the sequence of chemical reactions starting with carbon monoxide and leading to the formation of ozone is:
CO + 2O2 + hν → + O3
(where hν refers to the photon of light absorbed by the NO2 molecule in the sequence)
Although the creation of NO2 is the critical step leading to low level ozone formation, it also increases this ozone in another, somewhat mutually exclusive way, by reducing the quantity of NO that is available to react with ozone.
Indoor pollution
In closed environments, the concentration of carbon monoxide can rise to lethal levels. On average, 170 people in the United States die every year from carbon monoxide produced by non-automotive consumer products. These products include malfunctioning fuel-burning appliances such as furnaces, ranges, water heaters, and gas and kerosene room heaters; engine-powered equipment such as portable generators (and cars left running in attached garages); fireplaces; and charcoal that is burned in homes and other enclosed areas. Many deaths have occurred during power outages due to severe weather such as Hurricane Katrina and the 2021 Texas power crisis.
Astronomy
Beyond Earth, carbon monoxide is the second-most common diatomic molecule in the interstellar medium, after molecular hydrogen. Because of its asymmetry, this polar molecule produces far brighter spectral lines than the hydrogen molecule, making CO much easier to detect. Interstellar CO was first detected with radio telescopes in 1970. It is now the most commonly used tracer of molecular gas in general in the interstellar medium of galaxies, as molecular hydrogen can only be detected using ultraviolet light, which requires space telescopes. Carbon monoxide observations provide much of the information about the molecular clouds in which most stars form.
Beta Pictoris, the second brightest star in the constellation Pictor, shows an excess of infrared emission compared to normal stars of its type, which is caused by large quantities of dust and gas (including carbon monoxide) near the star.
In the atmosphere of Venus carbon monoxide occurs as a result of the photodissociation of carbon dioxide by electromagnetic radiation of wavelengths shorter than 169 nm. It has also been identified spectroscopically on the surface of Neptune's moon Triton.
Solid carbon monoxide is a component of comets. Halley's Comet is about 15% carbon monoxide. At room temperature and at atmospheric pressure, carbon monoxide is actually only metastable (see Boudouard reaction) and the same is true at low temperatures where CO and are solid, but nevertheless it can exist for billions of years in comets. There is very little CO in the atmosphere of Pluto, which seems to have been formed from comets. This may be because there is (or was) liquid water inside Pluto.
Carbon monoxide can react with water to form carbon dioxide and hydrogen:
CO + H2O → +
This is called the water-gas shift reaction when occurring in the gas phase, but it can also take place (very slowly) in an aqueous solution.
If the hydrogen partial pressure is high enough (for instance in an underground sea), formic acid will be formed:
CO + H2O → HCOOH
These reactions can take place in a few million years even at temperatures such as found on Pluto.
Niche uses
Carbon monoxide has been proposed for use as a fuel on Mars. Carbon monoxide/oxygen engines have been suggested for early surface transportation use as both carbon monoxide and oxygen can be straightforwardly produced from the carbon dioxide atmosphere of Mars by zirconia electrolysis, without using any Martian water resources to obtain hydrogen, which would be needed to make methane or any hydrogen-based fuel.
Chemistry
Carbon monoxide has a wide range of functions across all disciplines of chemistry. The four premier categories of reactivity involve metal-carbonyl catalysis, radical chemistry, cation and anion chemistries.
Coordination chemistry
Most metals form coordination complexes containing covalently attached carbon monoxide. Only metals in lower oxidation states will complex with carbon monoxide ligands. This is because there must be sufficient electron density to facilitate back-donation from the metal dxz-orbital, to the π* molecular orbital from CO. The lone pair on the carbon atom in CO also donates electron density to the dx²−y² on the metal to form a sigma bond. This electron donation is also exhibited with the cis effect, or the labilization of CO ligands in the cis position. Nickel carbonyl, for example, forms by the direct combination of carbon monoxide and nickel metal:
Ni + 4 CO → Ni(CO)4 (1 bar, 55 °C)
For this reason, nickel in any tubing or part must not come into prolonged contact with carbon monoxide. Nickel carbonyl decomposes readily back to Ni and CO upon contact with hot surfaces, and this method is used for the industrial purification of nickel in the Mond process.
In nickel carbonyl and other carbonyls, the electron pair on the carbon interacts with the metal; the carbon monoxide donates the electron pair to the metal. In these situations, carbon monoxide is called the carbonyl ligand. One of the most important metal carbonyls is iron pentacarbonyl, Fe(CO)5:
Many metal-CO complexes are prepared by decarbonylation of organic solvents, not from CO. For instance, iridium trichloride and triphenylphosphine react in boiling 2-methoxyethanol or DMF to afford IrCl(CO)(PPh3)2.
Metal carbonyls in coordination chemistry are usually studied using infrared spectroscopy.
Organic and main group chemistry
In the presence of strong acids and water, carbon monoxide reacts with alkenes to form carboxylic acids in a process known as the Koch–Haaf reaction. In the Gattermann–Koch reaction, arenes are converted to benzaldehyde derivatives in the presence of AlCl3 and HCl. Organolithium compounds (e.g. butyl lithium) react with carbon monoxide, but these reactions have little scientific use.
Although CO reacts with carbocations and carbanions, it is relatively nonreactive toward organic compounds without the intervention of metal catalysts.
With main group reagents, CO undergoes several noteworthy reactions. Chlorination of CO is the industrial route to the important compound phosgene. With borane CO forms the adduct H3BCO, which is isoelectronic with the acetylium cation [H3CCO]+. CO reacts with sodium to give products resulting from C-C coupling such as sodium acetylenediolate 2·. It reacts with molten potassium to give a mixture of an organometallic compound, potassium acetylenediolate 2·, potassium benzenehexolate 6 , and potassium rhodizonate 2·.
The compounds cyclohexanehexone or triquinoyl (C6O6) and cyclopentanepentone or leuconic acid (C5O5), which so far have been obtained only in trace amounts, can be regarded as polymers of carbon monoxide. At pressures exceeding 5 GPa, carbon monoxide converts to polycarbonyl, an solid polymer that is metastable at atmospheric pressure but is explosive.
Laboratory preparation
Carbon monoxide is conveniently produced in the laboratory by the dehydration of formic acid or oxalic acid, for example with concentrated sulfuric acid. Another method is heating an intimate mixture of powdered zinc metal and calcium carbonate, which releases CO and leaves behind zinc oxide and calcium oxide:
Zn + CaCO3 → ZnO + CaO + CO
Silver nitrate and iodoform also afford carbon monoxide:
CHI3 + 3AgNO3 + H2O → 3HNO3 + CO + 3AgI
Finally, metal oxalate salts release CO upon heating, leaving a carbonate as byproduct:
→ +
Production
Thermal combustion is the most common source for carbon monoxide. Carbon monoxide is produced from the partial oxidation of carbon-containing compounds; it forms when there is not enough oxygen to produce carbon dioxide (), such as when operating a stove or an internal combustion engine in an enclosed space. For example, during World War II, a gas mixture including carbon monoxide was used to keep motor vehicles running in parts of the world where gasoline and diesel fuel were scarce. External (with a few exceptions) charcoals or wood gas generators were fitted, and the mixture of atmospheric nitrogen, hydrogen, carbon monoxide, and small amounts of other gases produced by gasification was piped to a gas mixer. The gas mixture produced by this process is known as wood gas.
A large quantity of CO byproduct is formed during the oxidative processes for the production of chemicals. For this reason, the process off-gases have to be purified. On the other hand, considerable research efforts are made in order to optimize the process conditions, develop catalyst with improved selectivity and to understand the reaction pathways leading to the target product and side products.
Many methods have been developed for carbon monoxide production.
Industrial production
A major industrial source of CO is producer gas, a mixture containing mostly carbon monoxide and nitrogen, formed by combustion of carbon in air at high temperature when there is an excess of carbon. In an oven, air is passed through a bed of coke. The initially produced equilibrates with the remaining hot carbon to give CO. The reaction of with carbon to give CO is described as the Boudouard reaction. Above 800 °C, CO is the predominant product:
+ C → 2 CO (ΔH = 170 kJ/mol)
Another source is "water gas", a mixture of hydrogen and carbon monoxide produced via the endothermic reaction of steam and carbon:
H2O + C → H2 + CO (ΔH = +131 kJ/mol)
Other similar "synthesis gases" can be obtained from natural gas and other fuels.
Carbon monoxide can also be produced by high-temperature electrolysis of carbon dioxide with solid oxide electrolyzer cells: One method, developed at DTU Energy uses a cerium oxide catalyst and does not have any issues of fouling of the catalyst
2 → 2 CO + O2
Carbon monoxide is also a byproduct of the reduction of metal oxide ores with carbon, shown in a simplified form as follows:
MO + C → M + CO
Carbon monoxide is also produced by the direct oxidation of carbon in a limited supply of oxygen or air.
2 C(s) + O2 → 2 CO(g)
Since CO is a gas, the reduction process can be driven by heating, exploiting the positive (favorable) entropy of reaction. The Ellingham diagram shows that CO formation is favored over in high temperatures.
Chemical industry
Carbon monoxide is an industrial gas that has many applications in bulk chemicals manufacturing. Large quantities of aldehydes are produced by the hydroformylation reaction of alkenes, carbon monoxide, and H2. Hydroformylation is coupled to the Shell higher olefin process to give precursors to detergents.
Phosgene, useful for preparing isocyanates, polycarbonates, and polyurethanes, is produced by passing purified carbon monoxide and chlorine gas through a bed of porous activated carbon, which serves as a catalyst. World production of this compound was estimated to be 2.74 million tonnes in 1989.
CO + Cl2 → COCl2
Methanol is produced by the hydrogenation of carbon monoxide. In a related reaction, the hydrogenation of carbon monoxide is coupled to C-C bond formation, as in the Fischer–Tropsch process where carbon monoxide is hydrogenated to liquid hydrocarbon fuels. This technology allows coal or biomass to be converted to diesel.
In the Cativa process, carbon monoxide and methanol react in the presence of a homogeneous Iridium catalyst and hydroiodic acid to give acetic acid. This process is responsible for most of the industrial production of acetic acid.
Metallurgy
Carbon monoxide is a strong reductive agent and has been used in pyrometallurgy to reduce metals from ores since ancient times. Carbon monoxide strips oxygen off metal oxides, reducing them to pure metal in high temperatures, forming carbon dioxide in the process. Carbon monoxide is not usually supplied as is, in the gaseous phase, in the reactor, but rather it is formed in high temperature in presence of oxygen-carrying ore, or a carboniferous agent such as coke, and high temperature. The blast furnace process is a typical example of a process of reduction of metal from ore with carbon monoxide.
Likewise, blast furnace gas collected at the top of blast furnace, still contains some 10% to 30% of carbon monoxide, and is used as fuel on Cowper stoves and on Siemens-Martin furnaces on open hearth steelmaking.
Mining
Miners refer to carbon monoxide as "whitedamp" or the "silent killer". It can be found in confined areas of poor ventilation in both surface mines and underground mines. The most common sources of carbon monoxide in mining operations are the internal combustion engine and explosives, however in coal mines, carbon monoxide can also be found due to the low-temperature oxidation of coal. The idiom "Canary in the coal mine" pertained to an early warning of a carbon monoxide presence.
Biological and physiological properties
Physiology
Carbon monoxide is a bioactive molecule which acts as a gaseous signaling molecule. It is naturally produced by many enzymatic and non-enzymatic pathways, the best understood of which is the catabolic action of heme oxygenase on the heme derived from hemoproteins such as hemoglobin. Following the first report that carbon monoxide is a normal neurotransmitter in 1993, carbon monoxide has received significant clinical attention as a biological regulator.
Because of carbon monoxide's role in the body, abnormalities in its metabolism have been linked to a variety of diseases, including neurodegenerations, hypertension, heart failure, and pathological inflammation. In many tissues, carbon monoxide acts as anti-inflammatory, vasodilatory, and encouragers of neovascular growth. In animal model studies, carbon monoxide reduced the severity of experimentally induced bacterial sepsis, pancreatitis, hepatic ischemia/reperfusion injury, colitis, osteoarthritis, lung injury, lung transplantation rejection, and neuropathic pain while promoting skin wound healing. Therefore, there is significant interest in the therapeutic potential of carbon monoxide becoming pharmaceutical agent and clinical standard of care.
Medicine
Studies involving carbon monoxide have been conducted in many laboratories throughout the world for its anti-inflammatory and cytoprotective properties. These properties have the potential to be used to prevent the development of a series of pathological conditions including ischemia reperfusion injury, transplant rejection, atherosclerosis, severe sepsis, severe malaria, or autoimmunity. Many pharmaceutical drug delivery initiatives have developed methods to safely administer carbon monoxide, and subsequent controlled clinical trials have evaluated the therapeutic effect of carbon monoxide.
Microbiology
Microbiota may also utilize carbon monoxide as a gasotransmitter. Carbon monoxide sensing is a signaling pathway facilitated by proteins such as CooA. The scope of the biological roles for carbon monoxide sensing is still unknown.
The human microbiome produces, consumes, and responds to carbon monoxide. For example, in certain bacteria, carbon monoxide is produced via the reduction of carbon dioxide by the enzyme carbon monoxide dehydrogenase with favorable bioenergetics to power downstream cellular operations. In another example, carbon monoxide is a nutrient for methanogenic archaea which reduce it to methane using hydrogen.
Carbon monoxide has certain antimicrobial properties which have been studied to treat against infectious diseases.
Food science
Carbon monoxide is used in modified atmosphere packaging systems in the US, mainly with fresh meat products such as beef, pork, and fish to keep them looking fresh. The benefit is two-fold, carbon monoxide protects against microbial spoilage and it enhances the meat color for consumer appeal. The carbon monoxide combines with myoglobin to form carboxymyoglobin, a bright-cherry-red pigment. Carboxymyoglobin is more stable than the oxygenated form of myoglobin, oxymyoglobin, which can become oxidized to the brown pigment metmyoglobin. This stable red color can persist much longer than in normally packaged meat. Typical levels of carbon monoxide used in the facilities that use this process are between 0.4% to 0.5%.
The technology was first given "generally recognized as safe" (GRAS) status by the U.S. Food and Drug Administration (FDA) in 2002 for use as a secondary packaging system, and does not require labeling. In 2004, the FDA approved CO as primary packaging method, declaring that CO does not mask spoilage odor. The process is currently unauthorized in many other countries, including Japan, Singapore, and the European Union.
Toxicity
Carbon monoxide poisoning is the most common type of fatal air poisoning in many countries. The Centers for Disease Control and Prevention estimates that several thousand people go to hospital emergency rooms every year to be treated for carbon monoxide poisoning. According to the Florida Department of Health, "every year more than 500 Americans die from accidental exposure to carbon monoxide and thousands more across the U.S. require emergency medical care for non-fatal carbon monoxide poisoning." The American Association of Poison Control Centers (AAPCC) reported 15,769 cases of carbon monoxide poisoning resulting in 39 deaths in 2007. In 2005, the CPSC reported 94 generator-related carbon monoxide poisoning deaths.
Carbon monoxide is colorless, odorless, and tasteless. As such, it's relatively undetectable. It readily combines with hemoglobin to produce carboxyhemoglobin which potentially affects gas exchange; therefore exposure can be highly toxic. Concentrations as low as 667 ppm may cause up to 50% of the body's hemoglobin to convert to carboxyhemoglobin. A level of 50% carboxyhemoglobin may result in seizure, coma, and fatality. In the United States, the OSHA limits long-term workplace exposure levels above 50 ppm.
In addition to affecting oxygen delivery, carbon monoxide also binds to other hemoproteins such as myoglobin and mitochondrial cytochrome oxidase, metallic and non-metallic cellular targets to affect many cell operations.
Weaponization
In ancient history, Hannibal executed Roman prisoners with coal fumes during the Second Punic War.
Carbon monoxide had been used for genocide during the Holocaust at some extermination camps, the most notable by gas vans in Chełmno, and in the Action T4 "euthanasia" program.
Miscellaneous
Lasers
Carbon monoxide has also been used as a lasing medium in high-powered infrared lasers.
See also
Hydrocarbonate (gas)
Smoker's paradox
– hyperbaric treatment for CO poisoning
research articles on CO poisoning
References
External links
Global map of carbon monoxide distribution
Explanation of the structure
Carbon Monoxide Safety Association
International Chemical Safety Card 0023
CDC NIOSH Pocket Guide to Chemical Hazards: Carbon monoxide—National Institute for Occupational Safety and Health (NIOSH), US Centers for Disease Control and Prevention (CDC)
Carbon Monoxide—NIOSH Workplace Safety and Health Topic—CDC
Carbon Monoxide Poisoning—Frequently Asked Questions—CDC
External MSDS data sheet
Carbon Monoxide Detector Placement
Carbon Monoxide Purification Process
Microscale Gas Chemistry Experiments with Carbon Monoxide
Airborne pollutants
Articles containing video clips
Gaseous signaling molecules
Industrial gases
Oxocarbons
Smog
Toxicology | [
101,
23603,
19863,
22040,
113,
5297,
7893,
18732,
114,
1110,
170,
2942,
2008,
117,
21430,
2008,
117,
5080,
2008,
117,
22593,
2312,
23019,
3245,
1115,
1110,
2776,
1750,
9613,
1190,
1586,
119,
23603,
19863,
22040,
2923,
1104,
1141,
6302,
18858,
1105,
1141,
7621,
18858,
119,
1135,
1110,
1103,
23565,
14730,
1104,
1103,
184,
1775,
13335,
1813,
8868,
1266,
119,
1130,
14501,
16575,
1103,
6302,
19863,
22040,
181,
10888,
1181,
1110,
1270,
6302,
7777,
119,
1135,
1110,
170,
2501,
24799,
1107,
1242,
5669,
1107,
3924,
8117,
119,
1109,
25635,
18785,
1110,
1103,
1211,
1887,
2674,
1104,
6302,
19863,
22040,
117,
1649,
1175,
1132,
2567,
4801,
1105,
7269,
3509,
1115,
9509,
1105,
9712,
2875,
170,
2418,
2971,
1104,
6302,
19863,
22040,
119,
23603,
19863,
22040,
1110,
1696,
1107,
1103,
1707,
1104,
1242,
10071,
7032,
1121,
5557,
117,
175,
20484,
10555,
1116,
117,
1105,
23769,
119,
1135,
1110,
1666,
1118,
1242,
12023,
117,
1259,
3612,
119,
4352,
17744,
1154,
1103,
6814,
117,
6302,
19863,
22040,
1336,
1138,
3573,
9046,
12759,
4530,
1849,
119,
23603,
19863,
22040,
1144,
1696,
7269,
3573,
1506,
28084,
16685,
119,
1130,
12477,
27568,
1811,
25445,
117,
6302,
19863,
22040,
1110,
170,
4521,
1859,
1104,
16358,
9019,
16317,
1187,
1822,
14759,
2867,
1112,
1126,
1322,
19790,
2285,
24928,
11955,
4487,
2316,
9084,
2083,
113,
3245,
3329,
4047,
6602,
25608,
1197,
114,
1105,
1344,
14759,
1132,
12844,
3694,
1107,
6302,
19863,
22040,
17539,
119,
1135,
1110,
1110,
7745,
18465,
26003,
1114,
172,
6582,
3269,
1126,
1988,
140,
2249,
25532,
119,
2892,
11689,
27516,
6207,
22143,
1138,
4441,
170,
2703,
2398,
1114,
6302,
19863,
22040,
1290,
1148,
3776,
1106,
1654,
1783,
14121,
4645,
117,
1288,
3823,
119,
4503,
3612,
1930,
2751,
1103,
25954,
1104,
6302,
19863,
22040,
17539,
1852,
11100,
1783,
1154,
1147,
18495,
119,
1109,
1346,
1718,
1104,
2720,
7535,
17292,
1105,
188,
10212,
1916,
7951,
8999,
14121,
127,
117,
1288,
3823,
1194,
1103,
9385,
4936,
15869,
19543,
1769,
17215,
1121,
6302,
19863,
22040,
7401,
119,
10342,
1121,
1103,
25954,
1104,
6302,
19863,
22040,
117,
6854,
4363,
4038,
1336,
1138,
4531,
1103,
24928,
11955,
19667,
4625,
1104,
6302,
19863,
22040,
1194,
188,
24045,
5562,
8966,
3269,
14490,
119,
7622,
1607,
4503,
12442,
1116,
1872,
24596,
11297,
1106,
4137,
1103,
4247,
1104,
1783,
117,
1216,
1112,
5096,
11006,
25212,
1121,
2414,
12040,
1150,
3416,
1783,
1114,
3612,
119,
18727,
113,
3383,
1527,
782,
26605,
3823,
114,
1148,
1802,
1115,
4968,
5289,
1116,
1666,
12844,
175,
25965,
119,
2414,
7454,
23295,
113,
14949,
782,
22690,
5844,
114,
16392,
1115,
1175,
1108,
170,
1849,
1107,
1103,
5239,
1104,
1103,
1586,
1115,
2416,
7031,
1165,
16957,
117,
1105,
1242,
1639,
1104,
1103,
3386,
1872,
170,
3142,
1104,
3044,
1164,
6302,
19863,
22040,
1107,
1103,
5618,
1104,
5289,
175,
15447,
25954,
119,
24432,
1336,
1138,
1452,
1121,
6302,
19863,
22040,
17539,
119,
11689,
118,
7080,
4543,
12171,
10624,
1457,
24166,
3025,
6302,
7710,
1182,
5871,
12888,
1361,
1107,
20065,
1559,
1107,
3835,
1106,
12844,
23548,
1116,
1354,
1106,
1129,
6302,
19863,
22040,
119,
8523,
27505,
3303,
1103,
1148,
2030,
3812,
4449,
1154,
6302,
19863,
22040,
17539,
1121,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Cantonese or Yue cuisine is the cuisine of Guangdong province of China, particularly the provincial capital Guangzhou, and the surrounding regions in the Pearl River Delta including Hong Kong and Macau. Strictly speaking, Cantonese cuisine is the cuisine of Guangzhou or of Cantonese speakers, but it often includes the cooking styles of all the speakers of Yue Chinese languages in Guangdong. Scholars categorize Guangdong cuisine into three major groups based on the region's dialect: Cantonese, Hakka and Chaozhou cuisines. On the other hand, the Teochew cuisine and Hakka cuisine of Guangdong are considered their own styles, as is neighboring Guangxi's cuisine despite eastern Guangxi being considered culturally Cantonese due to the presence of ethnic Zhuang influences in the rest of the province. Cantonese cuisine is one of the Eight Culinary Traditions of Chinese cuisine. Its prominence outside China is due to the large number of Cantonese emigrants. Chefs trained in Cantonese cuisine are highly sought after throughout China. Until the late 20th century, most Chinese restaurants in the West served largely Cantonese dishes.
Background
Guangzhou (Canton) City, the provincial capital of Guangdong and the centre of Cantonese culture, has long been a trading hub and many imported foods and ingredients are used in Cantonese cuisine. Besides pork, beef and chicken, Cantonese cuisine incorporates almost all edible meats, including offal, chicken feet, duck's tongue, frog legs, snakes and snails. However, lamb and goat are less commonly used than in the cuisines of northern or western China. Many cooking methods are used, with steaming and stir frying being the most favoured due to their convenience and rapidity. Other techniques include shallow frying, double steaming, braising and deep frying.
Comparing to other Chinese regional cuisine, the flavours of most traditional Cantonese dish should be well balanced and not greasy. Apart from that, spices should be used in modest amounts to avoid overwhelming the flavours of the primary ingredients, and these ingredients in turn should be at the peak of their freshness and quality. There is no widespread use of fresh herbs in Cantonese cooking, in contrast with their liberal use in other cuisines such as Sichuanese, Vietnamese, Lao, Thai and European. Garlic chives and coriander leaves are notable exceptions, although the former are often used as a vegetable and the latter are usually used as mere garnish in most dishes.
Foods
Sauces and condiments
In Cantonese cuisine, a number of ingredients such as sugar, salt, soy sauce, rice wine, corn starch, vinegar, scallion and sesame oil, suffice to enhance flavour, although garlic is heavily used in some dishes, especially those in which internal organs, such as entrails, may emit unpleasant odours. Ginger, chili peppers, five-spice powder, powdered black pepper, star anise and a few other spices are also used, but often sparingly.
Dried and preserved ingredients
Although Cantonese cooks pay much attention to the freshness of their primary ingredients, Cantonese cuisine also uses a long list of preserved food items to add flavour to a dish. This may be influenced by Hakka cuisine, since the Hakkas were once a dominant group occupying imperial Hong Kong and other southern territories.
Some items gain very intense flavours during the drying/preservation/oxidation process and some foods are preserved to increase their shelf life. Some chefs combine both dried and fresh varieties of the same items in a dish. Dried items are usually soaked in water to rehydrate before cooking. These ingredients are generally not served a la carte, but rather with vegetables or other Cantonese dishes.
Traditional dishes
A number of dishes have been part of Cantonese cuisine since the earliest territorial establishments of Guangdong. While many of these are on the menus of typical Cantonese restaurants, some simpler ones are more commonly found in Cantonese homes. Home-made Cantonese dishes are usually served with plain white rice.
Deep fried dishes
There are a small number of deep-fried dishes in Cantonese cuisine, which can often be found as street food. They have been extensively documented in colonial Hong Kong records of the 19th and 20th centuries. A few are synonymous with Cantonese breakfast and lunch, even though these are also part of other cuisines.
Soups
Old fire soup, or lou fo tong (), is a clear broth prepared by simmering meat and other ingredients over a low heat for several hours. Chinese herbs are often used as ingredients. There are basically two ways to make old fire soup – put ingredients and water in the pot and heat it directly on fire, which is called bou tong (); or put the ingredients in a small stew pot, and put it in a bigger pot filled with water, then heat the bigger pot on fire directly, which is called dun tong (). The latter way can keep the most original taste of the soup.
Soup chain stores or delivery outlets in cities with significant Cantonese populations, such as Hong Kong, serve this dish due to the long preparation time required of slow-simmered soup.
Seafood
Due to Guangdong's location along the South China Sea coast, fresh seafood is prominent in Cantonese cuisine, and many Cantonese restaurants keep aquariums or seafood tanks on the premises. In Cantonese cuisine, as in cuisines from other parts of Asia, if seafood has a repugnant odour, strong spices and marinating juices are added; the freshest seafood is odourless and, in Cantonese culinary arts, is best cooked by steaming. For instance, in some recipes, only a small amount of soy sauce, ginger and spring onion is added to steamed fish. In Cantonese cuisine, the light seasoning is used only to bring out the natural sweetness of the seafood. As a rule of thumb, the spiciness of a dish is usually negatively correlated to the freshness of the ingredients.
Noodle dishes
Noodles are served either in soup broth or fried. These are available as home-cooked meals, on dim sum side menus, or as street food at dai pai dongs, where they can be served with a variety of toppings such as fish balls, beef balls, or fish slices.
Siu mei
Siu mei () is essentially the Chinese rotisserie style of cooking. Unlike most other Cantonese dishes, siu mei solely consists of meat, with no vegetables.
Lou mei
Lou mei () is the name given to dishes made from internal organs, entrails and other left-over parts of animals. It is widely available in southern Chinese regions.
Siu laap
All Cantonese-style cooked meats, including siu mei, lou mei and preserved meat can be classified as siu laap (). Siu laap also includes dishes such as:
A typical dish may consist of offal and half an order of multiple varieties of roasted meat. The majority of siu laap is white meat.
Little pot rice
Little pot rice () are dishes cooked and served in a flat-bottomed pot (as opposed to a round-bottomed wok). Usually this is a saucepan or braising pan (see clay pot cooking). Such dishes are cooked by covering and steaming, making the rice and ingredients very hot and soft. Usually the ingredients are layered on top of the rice with little or no mixing in between. Many standard combinations exist.
Banquet/dinner dishes
A number of dishes are traditionally served in Cantonese restaurants only at dinner time. Dim sum restaurants stop serving bamboo-basket dishes after the yum cha period (equivalent to afternoon tea) and begin offering an entirely different menu in the evening. Some dishes are standard while others are regional. Some are customised for special purposes such as Chinese marriages or banquets. Salt and pepper dishes are one of the few spicy dishes.
Dessert
After the evening meal, most Cantonese restaurants offer tong sui (), a sweet soup. Many varieties of tong sui are also found in other Chinese cuisines. Some desserts are traditional, while others are recent innovations. The more expensive restaurants usually offer their specialty desserts. Sugar water is the general name of dessert in Guangdong province. It is cooked by adding water and sugar to some other cooking ingredients.
Delicacies
Certain Cantonese delicacies consist of parts taken from rare or endangered animals, which raises controversy over animal rights and environmental issues. This is often due to alleged health benefits of certain animal products. For example, the continued spreading of the idea that shark cartilage can cure cancer has led to decreased shark populations even though scientific research has found no evidence to support the credibility of shark cartilage as a cancer cure.
See also
Chinese food therapy
Dim sum
Hong Kong cuisine
Macanese cuisine
Cantonese culture
List of Chinese dishes
References
Further reading
Eight Immortal Flavors: Secrets of Cantonese Cookery from San Francisco's Chinatown, Johnny Kan and Charles L. Leong. Berkeley, California: Howell-North Books, 1963
Cantonese culture
Hong Kong cuisine
Macau cuisine
Regional cuisines of China | [
101,
24686,
1137,
10684,
1162,
13994,
1110,
1103,
13994,
1104,
23488,
3199,
1104,
1975,
117,
2521,
1103,
5586,
2364,
20272,
117,
1105,
1103,
3376,
4001,
1107,
1103,
7585,
1595,
7679,
1259,
3475,
3462,
1105,
17982,
119,
1457,
4907,
8671,
3522,
117,
24686,
13994,
1110,
1103,
13994,
1104,
20272,
1137,
1104,
24686,
7417,
117,
1133,
1122,
1510,
2075,
1103,
8739,
6739,
1104,
1155,
1103,
7417,
1104,
10684,
1162,
1922,
3483,
1107,
23488,
119,
18765,
5855,
23820,
28021,
1162,
23488,
13994,
1154,
1210,
1558,
2114,
1359,
1113,
1103,
1805,
112,
188,
9222,
131,
24686,
117,
11679,
19610,
1105,
26168,
10753,
13994,
1116,
119,
1212,
1103,
1168,
1289,
117,
1103,
12008,
9962,
5773,
13994,
1105,
11679,
19610,
13994,
1104,
23488,
1132,
1737,
1147,
1319,
6739,
117,
1112,
1110,
8480,
144,
25530,
8745,
112,
188,
13994,
2693,
2638,
144,
25530,
8745,
1217,
1737,
23656,
24686,
1496,
1106,
1103,
2915,
1104,
5237,
16920,
4993,
7751,
1107,
1103,
1832,
1104,
1103,
3199,
119,
24686,
13994,
1110,
1141,
1104,
1103,
8371,
140,
19001,
3113,
24216,
1116,
1104,
1922,
13994,
119,
2098,
12299,
1796,
1975,
1110,
1496,
1106,
1103,
1415,
1295,
1104,
24686,
9712,
6512,
18937,
119,
19750,
1116,
3972,
1107,
24686,
13994,
1132,
3023,
4110,
1170,
2032,
1975,
119,
5226,
1103,
1523,
3116,
1432,
117,
1211,
1922,
7724,
1107,
1103,
1537,
1462,
3494,
24686,
10514,
119,
24570,
20272,
113,
13702,
114,
1392,
117,
1103,
5586,
2364,
1104,
23488,
1105,
1103,
2642,
1104,
24686,
2754,
117,
1144,
1263,
1151,
170,
6157,
10960,
1105,
1242,
11095,
11785,
1105,
13288,
1132,
1215,
1107,
24686,
13994,
119,
4981,
19915,
117,
14413,
1105,
9323,
117,
24686,
13994,
12560,
1593,
1155,
24525,
6092,
1116,
117,
1259,
1228,
1348,
117,
9323,
1623,
117,
13520,
112,
188,
3661,
117,
13670,
2584,
117,
14986,
1105,
14034,
119,
1438,
117,
2495,
12913,
1105,
17497,
1132,
1750,
3337,
1215,
1190,
1107,
1103,
13994,
1116,
1104,
2350,
1137,
2466,
1975,
119,
2408,
8739,
4069,
1132,
1215,
117,
1114,
23026,
1105,
17977,
175,
18224,
1217,
1103,
1211,
18039,
1496,
1106,
1147,
16670,
1105,
6099,
1785,
119,
2189,
4884,
1511,
8327,
175,
18224,
117,
2702,
23026,
117,
12418,
7131,
1105,
1996,
175,
18224,
119,
3291,
8223,
10832,
1106,
1168,
1922,
2918,
13994,
117,
1103,
22593,
23140,
24453,
1104,
1211,
2361,
24686,
10478,
1431,
1129,
1218,
12591,
1105,
1136,
176,
11811,
5821,
119,
10342,
1121,
1115,
117,
25133,
1431,
1129,
1215,
1107,
11263,
7919,
1106,
3644,
10827,
1103,
22593,
23140,
24453,
1104,
1103,
2425,
13288,
117,
1105,
1292,
13288,
1107,
1885,
1431,
1129,
1120,
1103,
4709,
1104,
1147,
4489,
1757,
1105,
3068,
119,
1247,
1110,
1185,
6506,
1329,
1104,
4489,
19933,
1107,
24686,
8739,
117,
1107,
5014,
1114,
1147,
7691,
1329,
1107,
1168,
13994,
1116,
1216,
1112,
23115,
6420,
117,
8763,
117,
21422,
117,
6888,
1105,
1735,
119,
144,
1813,
8031,
22572,
11355,
1105,
1884,
5476,
2692,
2972,
1132,
3385,
12408,
117,
1780,
1103,
1393,
1132,
1510,
1215,
1112,
170,
17690,
1105,
1103,
2985,
1132,
1932,
1215,
1112,
8574,
176,
1813,
21816,
1107,
1211,
10514,
119,
21015,
17784,
15776,
1116,
1105,
14255,
3309,
4385,
1130,
24686,
13994,
117,
170,
1295,
1104,
13288,
1216,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The Convention on Biological Diversity (CBD), known informally as the Biodiversity Convention, is a multilateral treaty. The convention has three main goals: the conservation of biological diversity (or biodiversity); the sustainable use of its components; and the fair and equitable sharing of benefits arising from genetic resources. Its objective is to develop national strategies for the conservation and sustainable use of biological diversity, and it is often seen as the key document regarding sustainable development.
The convention was opened for signature at the Earth Summit in Rio de Janeiro on 5 June 1992 and entered into force on 29 December 1993. The United States is the only UN member state which has not ratified the convention. It has two supplementary agreements, the Cartagena Protocol and Nagoya Protocol.
The Cartagena Protocol on Biosafety to the Convention on Biological Diversity is an international treaty governing the movements of living modified organisms (LMOs) resulting from modern biotechnology from one country to another. It was adopted on 29 January 2000 as a supplementary agreement to the CBD and entered into force on 11 September 2003.
The Nagoya Protocol on Access to Genetic Resources and the Fair and Equitable Sharing of Benefits Arising from their Utilization (ABS) to the Convention on Biological Diversity is another supplementary agreement to the CBD. It provides a transparent legal framework for the effective implementation of one of the three objectives of the CBD: the fair and equitable sharing of benefits arising out of the utilization of genetic resources. The Nagoya Protocol was adopted on 29 October 2010 in Nagoya, Japan, and entered into force on 12 October 2014.
2010 was also the International Year of Biodiversity, and the Secretariat of the CBD was its focal point. Following a recommendation of CBD signatories at Nagoya, the UN declared 2011 to 2020 as the United Nations Decade on Biodiversity in December 2010. The convention's Strategic Plan for Biodiversity 2011-2020, created in 2010, include the Aichi Biodiversity Targets.
The meetings of the parties to the convention are known as Conferences of the Parties (COP), with the first one (COP 1) held in Nassau, Bahamas, in 1994 and the most recent one (COP 15) held in Kunming, China.
Origin and scope
The notion of an international convention on bio-diversity was conceived at a United Nations Environment Programme (UNEP) Ad Hoc Working Group of Experts on Biological Diversity in November 1988. The subsequent year, the Ad Hoc Working Group of Technical and Legal Experts was established for the drafting of a legal text which addressed the conservation and sustainable use of biological diversity, as well as the sharing of benefits arising from their utilization with sovereign states and local communities.
In 1991, an intergovernmental negotiating committee was established, tasked with finalizing the convention's text.
A Conference for the Adoption of the Agreed Text of the Convention on Biological Diversity was held in Nairobi, Kenya, in 1992, and its conclusions were distilled in the Nairobi Final Act. The convention's text was opened for signature on 5 June 1992 at the United Nations Conference on Environment and Development (the Rio "Earth Summit"). By its closing date, 4 June 1993, the convention had received 168 signatures. It entered into force on 29 December 1993.
The convention recognized for the first time in international law that the conservation of biodiversity is "a common concern of humankind" and is an integral part of the development process. The agreement covers all ecosystems, species, and genetic resources. It links traditional conservation efforts to the economic goal of using biological resources sustainably. It sets principles for the fair and equitable sharing of the benefits arising from the use of genetic resources, notably those destined for commercial use. It also covers the rapidly expanding field of biotechnology through its Cartagena Protocol on Biosafety, addressing technology development and transfer, benefit-sharing and biosafety issues. Importantly, the convention is legally binding; countries that join it ('Parties') are obliged to implement its provisions.
The convention reminds decision-makers that natural resources are not infinite and sets out a philosophy of sustainable use. While past conservation efforts were aimed at protecting particular species and habitats, the Convention recognizes that ecosystems, species and genes must be used for the benefit of humans. However, this should be done in a way and at a rate that does not lead to the long-term decline of biological diversity.
The convention also offers decision-makers guidance based on the precautionary principle which demands that where there is a threat of significant reduction or loss of biological diversity, lack of full scientific certainty should not be used as a reason for postponing measures to avoid or minimize such a threat. The Convention acknowledges that substantial investments are required to conserve biological diversity. It argues, however, that conservation will bring us significant environmental, economic and social benefits in return.
The Convention on Biological Diversity of 2010 banned some forms of geoengineering.
Executive secretary
The current acting executive secretary is Elizabeth Maruma Mrema, who took up this post on 1 December 2019.
The previous executive secretaries were:
Cristiana Pașca Palmer (2017–2019), Braulio Ferreira de Souza Dias (2012–2017), Ahmed Djoghlaf (2006–2012), Hamdallah Zedan (1998–2005), Calestous Juma (1995–1998), and Angela Cropper (1993–1995).
Issues
Some of the many issues dealt with under the convention include:
Measures the incentives for the conservation and sustainable use of biological diversity.
Regulated access to genetic resources and traditional knowledge, including Prior Informed Consent of the party providing resources.
Sharing, in a fair and equitable way, the results of research and development and the benefits arising from the commercial and other utilization of genetic resources with the Contracting Party providing such resources (governments and/or local communities that provided the traditional knowledge or biodiversity resources utilized).
Access to and transfer of technology, including biotechnology, to the governments and/or local communities that provided traditional knowledge and/or biodiversity resources.
Technical and scientific cooperation.
Coordination of a global directory of taxonomic expertise (Global Taxonomy Initiative).
Impact assessment.
Education and public awareness.
Provision of financial resources.
National reporting on efforts to implement treaty commitments.
International bodies established
Conference of the Parties (COP)
The convention's governing body is the Conference of the Parties (COP), consisting of all governments (and regional economic integration organizations) that have ratified the treaty. This ultimate authority reviews progress under the convention, identifies new priorities, and sets work plans for members. The COP can also make amendments to the convention, create expert advisory bodies, review progress reports by member nations, and collaborate with other international organizations and agreements.
The Conference of the Parties uses expertise and support from several other bodies that are established by the convention. In addition to committees or mechanisms established on an ad hoc basis, the main organs are:
CBD Secretariat
The CBD Secretariat, based in Montreal, Quebec, Canada, operates under UNEP, the United Nations Environment Programme. Its main functions are to organize meetings, draft documents, assist member governments in the implementation of the programme of work, coordinate with other international organizations, and collect and disseminate information.
Subsidiary Body for Scientific, Technical and Technological Advice (SBSTTA)
The SBSTTA is a committee composed of experts from member governments competent in relevant fields. It plays a key role in making recommendations to the COP on scientific and technical issues. It provides assessments of the status of biological diversity and of various measures taken in accordance with Convention, and also gives recommendations to the Conference of the Parties, which may be endorsed in whole, in part or in modified form by the COPs. SBSTTA had met 23 times, with a 24th meeting scheduled to take place in Canada in 2021.
Subsidiary Body on Implementation (SBI)
In 2014, the Conference of the Parties to the Convention on Biological Diversity established the Subsidiary Body on Implementation (SBI) to replace the Ad Hoc Open-ended Working Group on Review of Implementation of the convention. The four functions and core areas of work of SBI are: (a) review of progress in implementation; (b) strategic actions to enhance implementation; (c) strengthening means of implementation; and (d) operations of the convention and the Protocols. The first meeting of the SBI was held on 2–6 May 2016 and the second meeting was held on 9–13 July 2018, both in Montreal, Canada. The third meeting of the SBI will be held on 25–29 May 2020 in Montreal, Canada. The Bureau of the Conference of the Parties serves as the Bureau of the SBI. The current chair of the SBI is Ms. Charlotta Sörqvist of Sweden.
Parties
As of 2016, the convention has 196 parties, which includes 195 states and the European Union. All UN member states—with the exception of the United States—have ratified the treaty. Non-UN member states that have ratified are the Cook Islands, Niue, and the State of Palestine. The Holy See and the states with limited recognition are non-parties. The US has signed but not ratified the treaty, because ratification requires a two-thirds majority in the Senate and is blocked by Republican Party senators.
The European Union created the Cartagena Protocol (see below) in 2000 to enhance biosafety regulation and propagate the "precautionary principle" over the "sound science principle" defended by the United States. Whereas the impact of the Cartagena Protocol on domestic regulations has been substantial, its impact on international trade law remains uncertain. In 2006, the World Trade Organization (WTO) ruled that the European Union had violated international trade law between 1999 and 2003 by imposing a moratorium on the approval of genetically modified organisms (GMO) imports. Disappointing the United States, the panel nevertheless "decided not to decide" by not invalidating the stringent European biosafety regulations.
Implementation by the parties to the convention is achieved using two means:
National Biodiversity Strategies and Action Plans (NBSAP)
National Biodiversity Strategies and Action Plans (NBSAP) are the principal instruments for implementing the Convention at the national level. The Convention requires that countries prepare a national biodiversity strategy and to ensure that this strategy is included in planning for activities in all sectors where diversity may be impacted. As of early 2012, 173 Parties had developed NBSAPs.
The United Kingdom, New Zealand and Tanzania carried out elaborate responses to conserve individual species and specific habitats. The United States of America, a signatory who had not yet ratified the treaty by 2010, produced one of the most thorough implementation programs through species recovery programs and other mechanisms long in place in the US for species conservation.
Singapore established a detailed National Biodiversity Strategy and Action Plan. The National Biodiversity Centre of Singapore represents Singapore in the Convention for Biological Diversity.
National Reports
In accordance with Article 26 of the convention, parties prepare national reports on the status of implementation of the convention.
Protocols and plans developed by CBD
Cartagena Protocol (2000)
The Cartagena Protocol on Biosafety, also known as the Biosafety Protocol, was adopted in January 2000, after a CBD Open-ended Ad Hoc Working Group on Biosafety had met six times between July 1996 and February 1999. The Working Group submitted a draft text of the Protocol, for consideration by Conference of the Parties at its first extraordinary meeting, which was convened for the express purpose of adopting a protocol on biosafety to the Convention on Biological Diversity. After a few delays, the Cartagena Protocol was eventually adopted on 29 January 2000. The Biosafety Protocol seeks to protect biological diversity from the potential risks posed by living modified organisms resulting from modern biotechnology.
The Biosafety Protocol makes clear that products from new technologies must be based on the precautionary principle and allow developing nations to balance public health against economic benefits. It will for example let countries ban imports of a genetically modified organism if they feel there is not enough scientific evidence the product is safe and requires exporters to label shipments containing genetically modified commodities such as corn or cotton.
The required number of 50 instruments of ratification/accession/approval/acceptance by countries was reached in May 2003. In accordance with the provisions of its Article 37, the Protocol entered into force on 11 September 2003.
Global Strategy for Plant Conservation (2002)
In April 2002, the parties of the UN CBD adopted the recommendations of the Gran Canaria Declaration Calling for a Global Plant Conservation Strategy, and adopted a 16-point plan aiming to slow the rate of plant extinctions around the world by 2010.
Nagoya Protocol (2010)
The Nagoya Protocol on Access to Genetic Resources and the Fair and Equitable Sharing of Benefits Arising from their Utilization to the Convention on Biological Diversity was adopted on 29 October 2010 in Nagoya, Aichi Prefecture, Japan, at the tenth meeting of the Conference of the Parties, and entered into force on 12 October 2014. The protocol is a supplementary agreement to the Convention on Biological Diversity, and provides a transparent legal framework for the effective implementation of one of the three objectives of the CBD: the fair and equitable sharing of benefits arising out of the utilization of genetic resources. It thereby contributes to the conservation and sustainable use of biodiversity.
Strategic Plan for Biodiversity 2011-2020
Also at the tenth meeting of the Conference of the Parties, held from 18 to 29 October 2010 in Nagoya, a revised and updated Strategic Plan for Biodiversity, 2011-2020 was agreed and published. This document included the "Aichi Biodiversity Targets", comprising 20 targets which address each of five strategic goals defined in the Strategic Plan. The strategic plan includes the following strategic goals:
Strategic Goal A: Address the underlying causes of biodiversity loss by mainstreaming biodiversity across government and society
Strategic Goal B: Reduce the direct pressures on biodiversity and promote sustainable use
Strategic Goal C: To improve the status of biodiversity by safeguarding ecosystems, species and genetic diversity
Strategic Goal D: Enhance the benefits to all from biodiversity and ecosystem services
Strategic Goal E: Enhance implementation through participatory planning, knowledge management and capacity building
Upon the launch of Agenda 2030, CBD released a technical note mapping and identifying synergies between the 17 SDGs and the 20 Aichi Biodiversity Targets. This helps to understand the contributions of biodiversity to achieving the SDGs.
Criticism
There have been criticisms against CBD that the convention has been weakened in implementation due to the resistance of Western countries to the implementation of the pro-South provisions of the convention. CBD is also regarded as a case of a hard treaty gone soft in the implementation trajectory. The argument to enforce the treaty as a legally binding multilateral instrument with the Conference of Parties reviewing the infractions and non-compliance is also gaining strength.
Although the convention explicitly states that all forms of life are covered by its provisions, examination of reports and of national biodiversity strategies and action plans submitted by participating countries shows that in practice this is not happening. The fifth report of the European Union, for example, makes frequent reference to animals (particularly fish) and plants, but does not mention bacteria, fungi or protists at all. The International Society for Fungal Conservation has assessed more than 100 of these CBD documents for their coverage of fungi using defined criteria to place each in one of six categories. No documents were assessed as good or adequate, less than 10% as nearly adequate or poor, and the rest as deficient, seriously deficient or totally deficient.
Scientists working with biodiversity and medical research are expressing fears that the Nagoya Protocol is counterproductive, and will hamper disease prevention and conservation efforts, and that the threat of imprisonment of scientists will have a chilling effect on research. Non-commercial researchers and institutions such as natural history museums fear maintaining biological reference collections and exchanging material between institutions will become difficult, and medical researchers have expressed alarm at plans to expand the protocol to make it illegal to publicly share genetic information, e.g. via GenBank.
William Yancey Brown when with the Brookings Institution has suggested that the Convention on Biological Diversity should include the preservation of intact genomes and viable cells for every known species and for new species as they are discovered.
Meetings of the parties
A Conference of the Parties (COP) was held annually for three years after 1994, and thence biennially on even-numbered years.
1994 COP 1
The first ordinary meeting of the parties to the convention took place in November and December 1994, in Nassau, Bahamas.
1995 COP 2
The second ordinary meeting of the parties to the convention took place in November 1995, in Jakarta, Indonesia.
1996 COP 3
The third ordinary meeting of the parties to the convention took place in November 1996, in Buenos Aires, Argentina.
1998 COP 4
The fourth ordinary meeting of the parties to the convention took place in May 1998, in Bratislava, Slovakia.
1999 EX-COP 1 (Cartagena)
The First Extraordinary Meeting of the Conference of the Parties took place in February 1999, in Cartagena, Colombia. A series of meetings led to the adoption of the Cartagena Protocol on Biosafety in January 2000, effective from 2003.
2000 COP 5
The fifth ordinary meeting of the parties to the convention took place in May 2000, in Nairobi, Kenya.
2002 COP 6
The sixth ordinary meeting of the parties to the convention took place in April 2002, in The Hague, Netherlands.
2004 COP 7
The seventh ordinary meeting of the parties to the convention took place in February 2004, in Kuala Lumpur, Malaysia.
2006 COP 8
The eighth ordinary meeting of the parties to the convention took place in March 2006, in Curitiba, Brazil.
2008 COP 9
The ninth ordinary meeting of the parties to the convention took place in May 2008, in Bonn, Germany.
2010 COP 10 (Nagoya)
The tenth ordinary meeting of the parties to the convention took place in October 2010, in Nagoya, Japan. It was at this meeting that the Nagoya Protocol was ratified.
2010 was the International Year of Biodiversity and the Secretariat of the CBD was its focal point. Following a recommendation of CBD signatories during COP 10 at Nagoya, the UN, on 22 December 2010, declared 2011 to 2020 as the United Nations Decade on Biodiversity.
2012 COP 11
Leading up to the Conference of the Parties (COP 11) meeting on biodiversity in Hyderabad, India, 2012, preparations for a World Wide Views on Biodiversity has begun, involving old and new partners and building on the experiences from the World Wide Views on Global Warming.
2014 COP 12
Under the theme, "Biodiversity for Sustainable Development", thousands of representatives of governments, NGOs, indigenous peoples, scientists and the private sector gathered in Pyeongchang, Republic of Korea in October 2014 for the 12th meeting of the Conference of the Parties to the Convention on Biological Diversity (COP 12).
From 6–17 October 2014, Parties discussed the implementation of the Strategic Plan for Biodiversity 2011-2020 and its Aichi Biodiversity Targets, which are to be achieved by the end of this decade. The results of Global Biodiversity Outlook 4, the flagship assessment report of the CBD informed the discussions.
The conference gave a mid-term evaluation to the UN Decade on Biodiversity (2011–2020) initiative, which aims to promote the conservation and sustainable use of nature. The meeting achieved a total of 35 decisions, including a decision on "Mainstreaming gender considerations", to incorporate gender perspective to the analysis of biodiversity.
At the end of the meeting, the meeting adopted the "Pyeongchang Road Map", which addresses ways to achieve biodiversity through technology cooperation, funding and strengthening the capacity of developing countries.
2016 COP 13
The thirteenth ordinary meeting of the parties to the convention took place between 2 and 17 December 2016 in Cancún, Mexico.
2018 COP 14
The 14th ordinary meeting of the parties to the convention took place on 17–29 November 2018, in Sharm El-Sheikh, Egypt. The 2018 UN Biodiversity Conference closed on 29 November 2018 with broad international agreement on reversing the global destruction of nature and biodiversity loss threatening all forms of life on Earth. Parties adopted the Voluntary Guidelines for the design and effective implementation of ecosystem-based approaches to climate change adaptation and disaster risk reduction. Governments also agreed to accelerate action to achieve the Aichi Biodiversity Targets, agreed in 2010, until 2020. Work to achieve these targets would take place at the global, regional, national and subnational levels.
2021/2022 COP 15
The 15th meeting of the parties, taking place in Kunming, China, was originally scheduled for 2020, but was postponed several times due to the COVID-19 pandemic. . With the start date delayed for a third time, the convention was split in two sessions. A mostly online event took place in October 2021, where over 100 nations signed the Kunming declaration on biodiversity. The theme of the declaration was "Ecological Civilization: Building a Shared Future for All Life on Earth". Twenty one draft targets was provisionally agreed in the October meeting, to be further discussed in the second session; an in person event scheduled to start in April 2022.
See also
2010 Biodiversity Indicators Partnership
2010 Biodiversity Target
30 by 30
Agreement on Trade-Related Aspects of Intellectual Property Rights (TRIPs)
Biodiversity banking
Biological Diversity Act, 2002
Biopiracy
Bioprospecting
Biosphere Reserve
Convention on the Conservation of Migratory Species of Wild Animals
Convention on the International Trade in Endangered Species of Wild Flora and Fauna
Convention on Wetlands of International Importance, especially as Waterfowl Habitat
Ecotourism
Endangered species
Endangered Species Recovery Plan
Environmental agreements
Environmental Modification Convention, another ban on weather modification / climate engineering.
Globally Important Agricultural Heritage Systems (GIAHS)
Green Development Initiative (GDI)
Holocene extinction
Intergovernmental Science-Policy Platform on Biodiversity and Ecosystem Services
International Cooperative Biodiversity Groups
International Organization for Biological Control
International Treaty on Plant Genetic Resources for Food and Agriculture
International Day for Biological Diversity
International Year of Biodiversity
Migratory Bird Treaty Act of 1918
Red Data Book of Singapore
Red Data Book of the Russian Federation
Satoyama
Sustainable forest management
United Nations Convention to Combat Desertification
United Nations Decade on Biodiversity
United Nations Framework Convention on Climate Change
World Conservation Monitoring Centre
References
This article is partly based on the relevant entry in the CIA World Factbook, edition.
Further reading
Davis, K. 2008. A CBD manual for botanic gardens English version, Italian version Botanic Gardens Conservation International (BGCI)
There are indeed several comprehensive publications on the subject, the given reference covers only one small aspect
External links
The Convention on Biological Diversity (CBD) website
Text of the Convention from CBD website
Ratifications at depositary
Case studies on the implementation of the Convention from BGCI website with links to relevant articles
Introductory note by Laurence Boisson de Chazournes, procedural history note and audiovisual material on the Convention on Biological Diversity in the Historic Archives of the United Nations Audiovisual Library of International Law
C
Convention
United Nations treaties
Treaties concluded in 1992
Treaties entered into force in 1993
.Convention on Biodiversity
.Convention on Biodiversity
Convention on Biodiversity
Convention on Biodiversity
Convention on Biodiversity
Convention on Biodiversity
Animal treaties
Convention
Convention
Convention
Convention on Biodiversity
Convention on Biodiversity
Treaties entered into by the European Union
Treaties of the Afghan Transitional Administration
Treaties of Albania
Treaties of Algeria
Treaties of Andorra
Treaties of Angola
Treaties of Antigua and Barbuda
Treaties of Argentina
Treaties of Armenia
Treaties of Australia
Treaties of Austria
Treaties of Azerbaijan
Treaties of the Bahamas
Treaties of Bahrain
Treaties of Bangladesh
Treaties of Barbados
Treaties of Belarus
Treaties of Belgium
Treaties of Belize
Treaties of Benin
Treaties of Bhutan
Treaties of Bolivia
Treaties of Bosnia and Herzegovina
Treaties of Botswana
Treaties of Brazil
Convention on Biodiversity
Treaties of Brunei
Treaties of Bulgaria
Treaties of Burkina Faso
Treaties of Burundi
Treaties of Cambodia
Treaties of Cameroon
Treaties of Canada
Treaties of Cape Verde
Treaties of the Central African Republic
Treaties of Chad
Treaties of Chile
Treaties of the People's Republic of China
Treaties of Colombia
Treaties of the Comoros
Treaties of the Republic of the Congo
Treaties of the Cook Islands
Treaties of Costa Rica
Treaties of Ivory Coast
Treaties of Croatia
Treaties of Cuba
Treaties of Cyprus
Treaties of the Czech Republic
Treaties of North Korea
Treaties of Zaire
Treaties of Denmark
Treaties of Djibouti
Treaties of Dominica
Treaties of the Dominican Republic
Treaties of Ecuador
Treaties of Egypt
Treaties of El Salvador
Treaties of Equatorial Guinea
Treaties of Eritrea
Treaties of Estonia
Treaties of Eswatini
Treaties of the Transitional Government of Ethiopia
Treaties of Fiji
Treaties of Finland
Treaties of France
Treaties of Gabon
Treaties of the Gambia
Treaties of Georgia (country)
Treaties of Germany
Treaties of Ghana
Treaties of Greece
Treaties of Grenada
Treaties of Guatemala
Treaties of Guinea
Treaties of Guinea-Bissau
Treaties of Guyana
Treaties of Haiti
Treaties of Honduras
Treaties of Hungary
Treaties of Iceland
Treaties of India
Treaties of Indonesia
Treaties of Iran
Treaties of Iraq
Treaties of Ireland
Treaties of Israel
Treaties of Italy
Treaties of Jamaica
Treaties of Japan
Treaties of Jordan
Treaties of Kazakhstan
Treaties of Kenya
Treaties of Kiribati
Treaties of Kuwait
Treaties of Kyrgyzstan
Treaties of Laos
Treaties of Latvia
Treaties of Lebanon
Treaties of Lesotho
Treaties of Liberia
Treaties of the Libyan Arab Jamahiriya
Treaties of Liechtenstein
Treaties of Lithuania
Treaties of Luxembourg
Treaties of Madagascar
Treaties of Malawi
Treaties of Malaysia
Treaties of the Maldives
Treaties of Mali
Treaties of Malta
Treaties of the Marshall Islands
Treaties of Mauritania
Treaties of Mauritius
Treaties of Mexico
Treaties of the Federated States of Micronesia
Treaties of Moldova
Treaties of Monaco
Treaties of Mongolia
Treaties of Montenegro
Treaties of Morocco
Treaties of Mozambique
Treaties of Myanmar
Treaties of Namibia
Treaties of Nauru
Treaties of Nepal
Treaties of the Netherlands
Treaties of New Zealand
Treaties of Nicaragua
Treaties of Niger
Treaties of Nigeria
Treaties of Niue
Treaties of North Macedonia
Treaties of Norway
Treaties of Oman
Treaties of Pakistan
Treaties of Palau
Treaties of the State of Palestine
Treaties of Panama
Treaties of Papua New Guinea
Treaties of Paraguay
Treaties of Peru
Treaties of the Philippines
Treaties of Poland
Treaties of Portugal
Treaties of Qatar
Treaties of Romania
Treaties of Russia
Treaties of Rwanda
Treaties of Saint Kitts and Nevis
Treaties of Saint Lucia
Treaties of Saint Vincent and the Grenadines
Treaties of Samoa
Treaties of San Marino
Treaties of São Tomé and Príncipe
Treaties of Saudi Arabia
Treaties of Senegal
Treaties of Serbia and Montenegro
Treaties of Seychelles
Treaties of Sierra Leone
Treaties of Singapore
Treaties of Slovakia
Treaties of Slovenia
Treaties of the Solomon Islands
Treaties of the Transitional Federal Government of Somalia
Treaties of South Africa
Treaties of South Korea
Treaties of South Sudan
Treaties of Spain
Treaties of Sri Lanka
Treaties of the Republic of the Sudan (1985–2011)
Treaties of Suriname
Treaties of Sweden
Treaties of Switzerland
Treaties of Syria
Treaties of Tajikistan
Treaties of Thailand
Treaties of East Timor
Treaties of Togo
Treaties of Tonga
Treaties of Trinidad and Tobago
Treaties of Tunisia
Treaties of Turkey
Treaties of Turkmenistan
Treaties of Tuvalu
Treaties of Uganda
Treaties of Ukraine
Treaties of the United Arab Emirates
Treaties of the United Kingdom
Treaties of the United States
Treaties of Tanzania
Treaties of Uruguay
Treaties of Uzbekistan
Treaties of Vanuatu
Treaties of Venezuela
Treaties of Vietnam
Treaties of Yemen
Treaties of Zambia
Treaties of Zimbabwe
Treaties extended to Aruba
Treaties extended to the Netherlands Antilles
Treaties extended to Jersey
Treaties extended to the British Virgin Islands
Treaties extended to the Cayman Islands
Treaties extended to Gibraltar
Treaties extended to Saint Helena, Ascension and Tristan da Cunha
Treaties extended to the Isle of Man
Treaties extended to Greenland
Treaties extended to the Faroe Islands
Treaties extended to Portuguese Macau
Treaties extended to Hong Kong
Treaties extended to the Falkland Islands
Treaties extended to South Georgia and the South Sandwich Islands | [
101,
1109,
5818,
1113,
20312,
12120,
17671,
113,
18893,
2137,
114,
117,
1227,
25355,
1112,
1103,
139,
2660,
3309,
17671,
5818,
117,
1110,
170,
4321,
8052,
4412,
7274,
119,
1109,
6765,
1144,
1210,
1514,
2513,
131,
1103,
7472,
1104,
7269,
9531,
113,
1137,
23797,
114,
132,
1103,
10940,
1329,
1104,
1157,
5644,
132,
1105,
1103,
4652,
1105,
174,
18276,
8637,
6303,
1104,
6245,
19528,
1121,
7434,
3979,
119,
2098,
7649,
1110,
1106,
3689,
1569,
10700,
1111,
1103,
7472,
1105,
10940,
1329,
1104,
7269,
9531,
117,
1105,
1122,
1110,
1510,
1562,
1112,
1103,
2501,
5830,
4423,
10940,
1718,
119,
1109,
6765,
1108,
1533,
1111,
8250,
1120,
1103,
2746,
11843,
1107,
5470,
1260,
11502,
1113,
126,
1340,
1924,
1105,
2242,
1154,
2049,
1113,
1853,
1382,
1949,
119,
1109,
1244,
1311,
1110,
1103,
1178,
7414,
1420,
1352,
1134,
1144,
1136,
19008,
1103,
6765,
119,
1135,
1144,
1160,
15491,
3113,
11069,
117,
1103,
8185,
11535,
1605,
17580,
1105,
27507,
17580,
119,
1109,
8185,
11535,
1605,
17580,
1113,
139,
10714,
9823,
20656,
1106,
1103,
5818,
1113,
20312,
12120,
17671,
1110,
1126,
1835,
7274,
9042,
1103,
5172,
1104,
1690,
5847,
12023,
113,
149,
20647,
1116,
114,
3694,
1121,
2030,
25128,
22218,
16658,
1121,
1141,
1583,
1106,
1330,
119,
1135,
1108,
3399,
1113,
1853,
1356,
1539,
1112,
170,
15491,
3113,
3311,
1106,
1103,
18893,
2137,
1105,
2242,
1154,
2049,
1113,
1429,
1347,
1581,
119,
1109,
27507,
17580,
1113,
11737,
1106,
9066,
2941,
9868,
1105,
1103,
6632,
1105,
142,
18276,
8637,
156,
16234,
2118,
1104,
3096,
11470,
6439,
10789,
4253,
1121,
1147,
158,
19621,
2734,
113,
20066,
114,
1106,
1103,
5818,
1113,
20312,
12120,
17671,
1110,
1330,
15491,
3113,
3311,
1106,
1103,
18893,
2137,
119,
1135,
2790,
170,
14357,
2732,
8297,
1111,
1103,
3903,
7249,
1104,
1141,
1104,
1103,
1210,
11350,
1104,
1103,
18893,
2137,
131,
1103,
4652,
1105,
174,
18276,
8637,
6303,
1104,
6245,
19528,
1149,
1104,
1103,
190,
19621,
2734,
1104,
7434,
3979,
119,
1109,
27507,
17580,
1108,
3399,
1113,
1853,
1357,
1333,
1107,
27507,
117,
1999,
117,
1105,
2242,
1154,
2049,
1113,
1367,
1357,
1387,
119,
1333,
1108,
1145,
1103,
1570,
2381,
1104,
139,
2660,
3309,
17671,
117,
1105,
1103,
18731,
1104,
1103,
18893,
2137,
1108,
1157,
17811,
1553,
119,
2485,
170,
13710,
1104,
18893,
2137,
2951,
6579,
1905,
1120,
27507,
117,
1103,
7414,
3332,
1349,
1106,
12795,
1112,
1103,
1244,
3854,
13063,
6397,
1113,
139,
2660,
3309,
17671,
1107,
1382,
1333,
119,
1109,
6765,
112,
188,
12367,
7382,
1111,
139,
2660,
3309,
17671,
1349,
118,
12795,
117,
1687,
1107,
1333,
117,
1511,
1103,
19294,
4313,
139,
2660,
3309,
17671,
18525,
1116,
119,
1109,
5845,
1104,
1103,
3512,
1106,
1103,
6765,
1132,
1227,
1112,
3047,
1116,
1104,
1103,
26023,
113,
18732,
2101,
114,
117,
1114,
1103,
1148,
1141,
113,
18732,
2101,
122,
114,
1316,
1107,
15272,
117,
18242,
117,
1107,
1898,
1105,
1103,
1211,
2793,
1141,
113,
18732,
2101,
1405,
114,
1316,
1107,
23209,
1179,
5031,
117,
1975,
119,
18999,
1105,
9668,
1109,
9162,
1104,
1126,
1835,
6765,
1113,
25128,
118,
9531,
1108,
10187,
1120,
170,
1244,
3854,
9247,
11512,
113,
7414,
16668,
114,
24930,
9800,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
A context-sensitive grammar (CSG) is a formal grammar in which the left-hand sides and right-hand sides of any production rules may be surrounded by a context of terminal and nonterminal symbols. Context-sensitive grammars are more general than context-free grammars, in the sense that there are languages that can be described by CSG but not by context-free grammars. Context-sensitive grammars are less general (in the same sense) than unrestricted grammars. Thus, CSG are positioned between context-free and unrestricted grammars in the Chomsky hierarchy.
A formal language that can be described by a context-sensitive grammar, or, equivalently, by a noncontracting grammar or a linear bounded automaton, is called a context-sensitive language. Some textbooks actually define CSGs as non-contracting, although this is not how Noam Chomsky defined them in 1959. This choice of definition makes no difference in terms of the languages generated (i.e. the two definitions are weakly equivalent), but it does make a difference in terms of what grammars are structurally considered context-sensitive; the latter issue was analyzed by Chomsky in 1963.
Chomsky introduced context-sensitive grammars as a way to describe the syntax of natural language where it is often the case that a word may or may not be appropriate in a certain place depending on the context. Walter Savitch has criticized the terminology "context-sensitive" as misleading and proposed "non-erasing" as better explaining the distinction between a CSG and an unrestricted grammar.
Although it is well known that certain features of languages (e.g. cross-serial dependency) are not context-free, it is an open question how much of CSG's expressive power is needed to capture the context sensitivity found in natural languages. Subsequent research in this area has focused on the more computationally tractable mildly context-sensitive languages. The syntaxes of some visual programming languages can be described by context-sensitive graph grammars.
Formal definition
A formal grammar G = (N, Σ, P, S), with N a set of nonterminal symbols, Σ a set of terminal symbols, P a set of production rules, and S the start symbol, is context-sensitive if all rules in P are of the form
αAβ → αγβ
with A ∈ N, α,β ∈ (N∪Σ)* and γ ∈ (N∪Σ)+.
A string u ∈ (N∪Σ)* directly yields, or directly derives to, a string v ∈ (N∪Σ)*, denoted as u ⇒ v, if u can be written as lαAβr, and v can be written as lαγβr, for some production rule (αAβ→αγβ) ∈ P, and some context strings l, r ∈ (N∪Σ)*.
More generally, u is said to yield, or derive to, v, denoted as u ⇒* v, if u = u1 ⇒ ... ⇒ un = v for some n≥0 and some strings u2, ..., un-1 (N∪Σ)*. That is, the relation (⇒*) is the reflexive transitive closure of the relation (⇒).
The language of the grammar G is the set of all terminal symbol strings derivable from its start symbol, formally: L(G) = { w ∈ Σ*: S ⇒* w }.
Derivations that do not end in a string composed of terminal symbols only are possible, but don't contribute to L(G).
The only difference between this definition of Chomsky and that of unrestricted grammars is that γ can be empty in the unrestricted case.
Some definitions of a context-sensitive grammar only require that for any production rule of the form u → v, the length of u shall be less than or equal to the length of v. This seemingly weaker requirement is in fact weakly equivalent, see Noncontracting grammar#Transforming into context-sensitive grammar.
In addition, a rule of the form
S → λ
where λ represents the empty string and S does not appear on the right-hand side of any rule is permitted. The addition of the empty string allows the statement that the context sensitive languages are a proper superset of the context-free languages, rather than having to make the weaker statement that all context-free grammars with no →λ productions are also context sensitive grammars.
The name context-sensitive is explained by the α and β that form the context of A and determine whether A can be replaced with γ or not. This is different from a context-free grammar where the context of a nonterminal is not taken into consideration. Indeed, every production of a context-free grammar is of the form V → w where V is a single nonterminal symbol, and w is a string of terminals and/or nonterminals; w can be empty.
If the possibility of adding the empty string to a language is added to the strings recognized by the noncontracting grammars (which can never include the empty string) then the languages in these two definitions are identical.
The left-context- and right-context-sensitive grammars are defined by restricting the rules to just the form αA → αγ and to just Aβ → γβ, respectively. The languages generated by these grammars are also the full class of context-sensitive languages. The equivalence was established by Penttonen normal form.
Examples
anbncn
The following context-sensitive grammar, with start symbol S, generates the canonical non-context-free language { anbncn : n ≥ 1 } :
Rules 1 and 2 allow for blowing-up S to anBC(BC)n-1; rules 3 to 6 allow for successively exchanging each CB to BC (four rules are needed for that since a rule CB → BC wouldn't fit into the scheme αAβ → αγβ); rules 7–10 allow replacing a non-terminals B and C with its corresponding terminals b and c respectively, provided it is in the right place.
A generation chain for is:
S
→2
→2
→1
→3
→4
→5
→6
→3
→4
→5
→6
→3
→4
→5
→6
→7
→8
→8
→9
→10
→10
anbncndn, etc.
More complicated grammars can be used to parse { anbncndn: n ≥ 1 }, and other languages with even more letters. Here we show a simpler approach using non-contracting grammars:
Start with a kernel of regular productions generating the sentential forms
and then include the non contracting productions
,
,
,
,
,
,
,
,
,
.
ambncmdn
A non contracting grammar (for which there is an equivalent ) for the language is defined by
and
,
, , , , , .
With these definitions, a derivation for is:
.
a2i
A noncontracting grammar for the language { a2i : i ≥ 1 } is constructed in Example 9.5 (p. 224) of (Hopcroft, Ullman, 1979):
Kuroda normal form
Every context-sensitive grammar which does not generate the empty string can be transformed into a weakly equivalent one in Kuroda normal form. "Weakly equivalent" here means that the two grammars generate the same language. The normal form will not in general be context-sensitive, but will be a noncontracting grammar.
The Kuroda normal form is an actual normal form for non-contracting grammars.
Properties and uses
Equivalence to linear bounded automaton
A formal language can be described by a context-sensitive grammar if and only if it is accepted by some linear bounded automaton (LBA). In some textbooks this result is attributed solely to Landweber and Kuroda. Others call it the Myhill–Landweber–Kuroda theorem. (Myhill introduced the concept of deterministic LBA in 1960. Peter S. Landweber published in 1963 that the language accepted by a deterministic LBA is context sensitive. Kuroda introduced the notion of non-deterministic LBA and the equivalence between LBA and CSGs in 1964.)
it is still an open question whether every context-sensitive language can be accepted by a deterministic LBA.
Closure properties
Context-sensitive languages are closed under complement. This 1988 result is known as the Immerman–Szelepcsényi theorem.
Moreover, they are closed under union, intersection, concatenation, substitution, inverse homomorphism, and Kleene plus.
Every recursively enumerable language L can be written as h(L) for some context-sensitive language L and some string homomorphism h.
Computational problems
The decision problem that asks whether a certain string s belongs to the language of a given context-sensitive grammar G, is PSPACE-complete. Moreover, there are context-sensitive grammars whose languages are PSPACE-complete. In other words, there is a context-sensitive grammar G such that deciding whether a certain string s belongs to the language of G is PSPACE-complete (so G is fixed and only s is part of the input of the problem).
The emptiness problem for context-sensitive grammars (given a context-sensitive grammar G, is L(G)=∅ ?) is undecidable.
As model of natural languages
Savitch has proven the following theoretical result, on which he bases his criticism of CSGs as basis for natural language: for any recursively enumerable set R, there exists a context-sensitive language/grammar G which can be used as a sort of proxy to test membership in R in the following way: given a string s, s is in R if and only if there exists a positive integer n for which scn is in G, where c is an arbitrary symbol not part of R.
It has been shown that nearly all natural languages may in general be characterized by context-sensitive grammars, but the whole class of CSG's seems to be much bigger than natural languages. Worse yet, since the aforementioned decision problem for CSG's is PSPACE-complete, that makes them totally unworkable for practical use, as a polynomial-time algorithm for a PSPACE-complete problem would imply P=NP.
It was proven that some natural languages are not context-free, based on identifying so-called cross-serial dependencies and unbounded scrambling phenomena. However this does not necessarily imply that all the class CSG is necessary to capture "context sensitivity" in the colloquial sense of these terms in natural languages. For example, the strictly weaker (than CSG) linear context-free rewriting systems (LCFRS) can account for the phenomenon of cross-serial dependencies; one can write a LCFRS grammar for {anbncndn | n ≥ 1} for example.
Ongoing research on computational linguistics has focused on formulating other classes of languages that are "mildly context-sensitive" whose decision problems are feasible, such as tree-adjoining grammars, combinatory categorial grammars, coupled context-free languages, and linear context-free rewriting systems. The languages generated by these formalisms properly lie between the context-free and context-sensitive languages.
More recently, the class PTIME has been identified with range concatenation grammars, which are now considered to be the most expressive of the mild-context sensitive language classes.
See also
Chomsky hierarchy
Growing context-sensitive grammar
Definite clause grammar#Non-context-free grammars
List of parser generators for context-sensitive grammars
Notes
References
Further reading
External links
Earley Parsing for Context-Sensitive Grammars
Formal languages
Grammar frameworks | [
101,
138,
5618,
118,
7246,
12616,
113,
24821,
2349,
114,
1110,
170,
4698,
12616,
1107,
1134,
1103,
1286,
118,
1289,
3091,
1105,
1268,
118,
1289,
3091,
1104,
1251,
1707,
2995,
1336,
1129,
4405,
1118,
170,
5618,
1104,
6020,
1105,
1664,
2083,
14503,
1233,
9282,
119,
16752,
17380,
118,
7246,
12616,
1116,
1132,
1167,
1704,
1190,
5618,
118,
1714,
12616,
1116,
117,
1107,
1103,
2305,
1115,
1175,
1132,
3483,
1115,
1169,
1129,
1758,
1118,
24821,
2349,
1133,
1136,
1118,
5618,
118,
1714,
12616,
1116,
119,
16752,
17380,
118,
7246,
12616,
1116,
1132,
1750,
1704,
113,
1107,
1103,
1269,
2305,
114,
1190,
18366,
20288,
12616,
1116,
119,
4516,
117,
24821,
2349,
1132,
11059,
1206,
5618,
118,
1714,
1105,
18366,
20288,
12616,
1116,
1107,
1103,
22964,
4206,
3781,
14486,
119,
138,
4698,
1846,
1115,
1169,
1129,
1758,
1118,
170,
5618,
118,
7246,
12616,
117,
1137,
117,
4976,
1193,
117,
1118,
170,
1664,
7235,
15017,
1158,
12616,
1137,
170,
7378,
10350,
12365,
21943,
1320,
117,
1110,
1270,
170,
5618,
118,
7246,
1846,
119,
1789,
20980,
2140,
9410,
24821,
2349,
1116,
1112,
1664,
118,
26706,
117,
1780,
1142,
1110,
1136,
1293,
1302,
2312,
22964,
4206,
3781,
3393,
1172,
1107,
3003,
119,
1188,
3026,
1104,
5754,
2228,
1185,
3719,
1107,
2538,
1104,
1103,
3483,
6455,
113,
178,
119,
174,
119,
1103,
1160,
16687,
1132,
19057,
4976,
114,
117,
1133,
1122,
1674,
1294,
170,
3719,
1107,
2538,
1104,
1184,
12616,
1116,
1132,
8649,
1193,
1737,
5618,
118,
7246,
132,
1103,
2985,
2486,
1108,
17689,
1118,
22964,
4206,
3781,
1107,
2826,
119,
22964,
4206,
3781,
2234,
5618,
118,
7246,
12616,
1116,
1112,
170,
1236,
1106,
5594,
1103,
24426,
1104,
2379,
1846,
1187,
1122,
1110,
1510,
1103,
1692,
1115,
170,
1937,
1336,
1137,
1336,
1136,
1129,
5806,
1107,
170,
2218,
1282,
5763,
1113,
1103,
5618,
119,
3985,
17784,
5086,
6943,
1144,
5711,
1103,
20925,
107,
5618,
118,
7246,
107,
1112,
25175,
1105,
3000,
107,
1664,
118,
3386,
4253,
107,
1112,
1618,
10100,
1103,
7762,
1206,
170,
24821,
2349,
1105,
1126,
18366,
20288,
12616,
119,
1966,
1122,
1110,
1218,
1227,
1115,
2218,
1956,
1104,
3483,
113,
174,
119,
176,
119,
2771,
118,
7838,
12864,
9517,
114,
1132,
1136,
5618,
118,
1714,
117,
1122,
1110,
1126,
1501,
2304,
1293,
1277,
1104,
24821,
2349,
112,
188,
26005,
1540,
1110,
1834,
1106,
4821,
1103,
5618,
15750,
1276,
1107,
2379,
3483,
119,
20499,
1844,
1107,
1142,
1298,
1144,
3378,
1113,
1103,
1167,
19903,
1193,
14441,
1895,
21461,
5618,
118,
7246,
3483,
119,
1109,
24426,
1279,
1104,
1199,
5173,
4159,
3483,
1169,
1129,
1758,
1118,
5618,
118,
7246,
10873,
12616,
1116,
119,
15075,
1348,
5754,
138,
4698,
12616,
144,
134,
113,
151,
117,
408,
117,
153,
117,
156,
114,
117,
1114,
151,
170,
1383,
1104,
1664,
2083,
14503,
1233,
9282,
117,
408,
170,
1383,
1104,
6020,
9282,
117,
153,
170,
1383,
1104,
1707,
2995,
117,
1105,
156,
1103,
1838,
5961,
117,
1110,
5618,
118,
7246,
1191,
1155,
2995,
1107,
153,
1132,
1104,
1103,
1532,
418,
1592,
28339,
845,
418,
28340,
28339,
1114,
138,
850,
151,
117,
418,
117,
419,
850,
113,
151,
28753,
28329,
114,
115,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
A comic book, also called comicbook, comic magazine or (in the United Kingdom and Ireland) simply comic, is a publication that consists of comics art in the form of sequential juxtaposed panels that represent individual scenes. Panels are often accompanied by descriptive prose and written narrative, usually, dialogue contained in word balloons emblematic of the comics art form. Although some origins in 18th century Japan, comic books were first popularized in the United States and the United Kingdom during the 1930s. The first modern comic book, Famous Funnies, was released in the US in 1933 and was a reprinting of earlier newspaper humor comic strips, which had established many of the story-telling devices used in comics. The term comic book derives from American comic books once being a compilation of comic strips of a humorous tone; however, this practice was replaced by featuring stories of all genres, usually not humorous in tone.
The largest comic book market is Japan. By 1995, the manga market in Japan was valued at (), with annual sales of 1.9billion manga books (tankōbon volumes and manga magazines) in Japan, equivalent to 15issues per person. In 2020 the manga market in Japan reached a new record value of ¥612.5 billion due to a fast growth of digital manga sales as well as an increase in print sales. The comic book market in the United States and Canada was valued at in 2016. Beginning with the late 2010's manga started massively outselling American comics., the largest comic book publisher in the United States is manga distributor Viz Media, followed by DC Comics and Marvel Comics. The best-selling comic book categories in the US are juvenile children's fiction at 41%, manga at 28% and superhero comics at 10% of the market. Another major comic book market is France, where Franco-Belgian comics and Japanese manga each represent 40% of the market, followed by American comics at 10% market share.
Structure
Comic books are reliant on their organization and appearance. Authors largely focus on the frame of the page, size, orientation, and panel positions. These characteristic aspects of comic books are necessary in conveying the content and messages of the author. The key elements of comic books include panels, balloons (speech bubbles), text (lines), and characters. Balloons are usually convex spatial containers of information that are related to a character using a tail element. The tail has an origin, path, tip, and pointed direction. Key tasks in the creation of comic books are writing, drawing, and coloring. There are many technological formulas used to create comic books, including directions, axes, data, and metrics. Following these key formatting procedures is the writing, drawing, and coloring.
American comic books
Comics as a print medium have existed in the United States since the printing of The Adventures of Mr. Obadiah Oldbuck in 1842 in hardcover, making it the first known American prototype comic book. Proto-comics periodicals began appearing early in the 20th century, with the first comic standard-sized comic being Funnies on Parade. Funnies on Parades was the first book that established the size, duration, and format of the modern comic book. Following this was, Dell Publishing's 36-page Famous Funnies: A Carnival of Comics as the first true newsstand American comic book; Goulart, for example, calls it "the cornerstone for one of the most lucrative branches of magazine publishing". In 1905 G.W. Dillingham Company published 24 select strips by the cartoonist Gustave Verbeek in an anthology book called 'The Incredible Upside-Downs of Little Lady Lovekins and Old Man Muffaroo'. The introduction of Jerry Siegel and Joe Shuster's Superman in 1938 turned comic books into a major industry and ushered in the Golden Age of Comic Books. The Golden Age originated the archetype of the superhero. According to historian Michael A. Amundson, appealing comic-book characters helped ease young readers' fear of nuclear war and neutralize anxiety about the questions posed by atomic power.
Historians generally divide the timeline of the American comic book into eras. The Golden Age of Comic Books began in 1938, with the debut of Superman in Action Comics #1,published by Detective Comics (predecessor of DC Comics), which is generally considered the beginning of the modern comic book as it is known today. The Silver Age of Comic Books is generally considered to date from the first successful revival of the then-dormant superhero form, with the debut of the Flash in Showcase #4 (Oct. 1956). The Silver Age lasted through the late 1960s or early 1970s, during which time Marvel Comics revolutionized the medium with such naturalistic superheroes as Stan Lee and Jack Kirby's Fantastic Four and Lee and Steve Ditko's Spider-Man. The demarcation between the Silver Age and the following era, the Bronze Age of Comic Books, is less well-defined, with the Bronze Age running from the very early 1970s through the mid-1980s. The Modern Age of Comic Books runs from the mid-1980s to the present day.
A notable event in the history of the American comic book came with psychiatrist Fredric Wertham's criticisms of the medium in his book Seduction of the Innocent (1954), which prompted the American Senate Subcommittee on Juvenile Delinquency to investigate comic books. Wertham claimed that comic books were responsible for an increase in juvenile delinquency, as well as potential influence on a child's sexuality and morals. In response to attention from the government and from the media, the US comic book industry set up the Comics Magazine Association of America. The CMAA instilled the Comics Code Authority in 1954 and drafted the self-censorship Comics Code that year, which required all comic books to go through a process of approval. It was not until the 1970s that comic books could be published without passing through the inspection of the CMAA. The Code was made formally defunct in November 2011.
Underground comic books
In the late 1960s and early 1970s, a surge of creativity emerged in what became known as underground comics. Published and distributed independently of the established comics industry, most of such comics reflected the youth counterculture and drug culture of the time. Underground comix "reflected and commented on the social divisions and tensions of American society". Many had an uninhibited, often irreverent style; their frank depictions of nudity, sex, profanity, and politics had no parallel outside their precursors, the pornographic and even more obscure "Tijuana bibles". Underground comics were almost never sold at newsstands, but rather in such youth-oriented outlets as head shops and record stores, as well as by mail order. The underground comics encouraged creators to publish their work independently so that they would have full ownership rights to their characters.
Frank Stack's The Adventures of Jesus, published under the name Foolbert Sturgeon, has been credited as the first underground comic; while R. Crumb and the crew of cartoonists who worked on Zap Comix popularized the form.
Alternative comics
The rise of comic book specialty stores in the late 1970s created/paralleled a dedicated market for "independent" or "alternative comics" in the US. The first such comics included the anthology series Star Reach, published by comic book writer Mike Friedrich from 1974 to 1979, and Harvey Pekar's American Splendor, which continued sporadic publication into the 21st century and which Shari Springer Berman and Robert Pulcini adapted into a 2003 film. Some independent comics continued in the tradition of underground comics. While their content generally remained less explicit, others resembled the output of mainstream publishers in format and genre but were published by smaller artist-owned companies or by single artists. A few (notably RAW) represented experimental attempts to bring comics closer to the status of fine art.
During the 1970s the "small press" culture grew and diversified. By the 1980s, several independent publishers – such as Pacific, Eclipse, First, Comico, and Fantagraphics – had started releasing a wide range of styles and formats—from color-superhero, detective, and science-fiction comic books to black-and-white magazine-format stories of Latin American magical realism.
A number of small publishers in the 1990s changed the format and distribution of their comics to more closely resemble non-comics publishing. The "minicomics" form, an extremely informal version of self-publishing, arose in the 1980s and became increasingly popular among artists in the 1990s, despite reaching an even more limited audience than the small press.
Small publishers regularly releasing titles include Avatar Press, Hyperwerks, Raytoons, and Terminal Press, buoyed by such advances in printing technology as digital print-on-demand.
Graphic novels
In 1964, Richard Kyle coined the term "graphic novel". Precursors of the form existed by the 1920s, which saw a revival of the medieval woodcut tradition by Belgian Frans Masereel, American Lynd Ward and others, including Stan Lee.
In 1950, St. John Publications produced the digest-sized, adult-oriented "picture novel" It Rhymes with Lust, a 128-page digest by pseudonymous writer "Drake Waller" (Arnold Drake and Leslie Waller), penciler Matt Baker and inker Ray Osrin, touted as "an original full-length novel" on its cover. In 1971, writer-artist Gil Kane and collaborators devised the paperback "comics novel" Blackmark. Will Eisner popularized the term "graphic novel" when he used it on the cover of the paperback edition of his work A Contract with God, and Other Tenement Stories in 1978.
Digital comics
Market size
In 2017, the comic book market size for North America was just over $1 billion with digital sales being flat, book stores having a 1 percent decline, and comic book stores having a 10 percent decline over 2016.
Comic book collecting
The 1970s saw the advent of specialty comic book stores. Initially, comic books were marketed by publishers to children because comic books were perceived as children's entertainment. However, with increasing recognition of comics as an art form and the growing pop culture presence of comic book conventions, they are now embraced by many adults.
Comic book collectors are often lifelong enthusiasts of the comic book stories, and they usually focus on particular heroes and attempt to assemble the entire run of a title. Comics are published with a sequential number. The first issue of a long-running comic book series is commonly the rarest and most desirable to collectors. The first appearance of a specific character, however, might be in a pre-existing title. For example, Spider-Man's first appearance was in Amazing Fantasy #15. New characters were often introduced this way and did not receive their own titles until there was a proven audience for the hero. As a result, comics that feature the first appearance of an important character will sometimes be even harder to find than the first issue of a character's own title.
Some rare comic books include copies of the unreleased Motion Picture Funnies Weekly #1 from 1939. Eight copies, plus one without a cover, emerged in the estate of the deceased publisher in 1974. The "Pay Copy" of this book sold for $43,125 in a 2005 Heritage auction.
The most valuable American comics have combined rarity and quality with the first appearances of popular and enduring characters. Four comic books have sold for over US$1 million , including two examples of Action Comics #1, the first appearance of Superman, both sold privately through online dealer ComicConnect.com in 2010, and Detective Comics #27, the first appearance of Batman, via public auction.
Updating the above price obtained for Action Comics #1, the first appearance of Superman, the highest sale on record for this book is $3.2 million, for a 9.0 copy.
Misprints, promotional comic-dealer incentive printings, and issues with extremely low distribution also generally have scarcity value. The rarest modern comic books include the original press run of The League of Extraordinary Gentlemen #5, which DC executive Paul Levitz recalled and pulped due to the appearance of a vintage Victorian era advertisement for "Marvel Douche", which the publisher considered offensive; only 100 copies exist, most of which have been CGC graded. (See Recalled comics for more pulped, recalled, and erroneous comics.)
In 2000, a company named Comics Guaranty (CGC) began to "slab" comics, encasing them in thick plastic and giving them a numeric grade. Since then, other grading companies have arisen. Because condition is important to the value of rare comics, the idea of grading by a company that does not buy or sell comics seems like a good one. However, there is some controversy about whether this grading service is worth the high cost, and whether it is a positive development for collectors, or if it primarily services speculators who wish to make a quick profit trading in comics as one might trade in stocks or fine art. Comic grading has created valuation standards that online price guides such as GoCollect and GPAnalysis have used to report on real-time market values.
The original artwork pages from comic books are also collected, and these are perhaps the rarest of all comic book collector's items, as there is only one unique page of artwork for each page that was printed and published. These were created by a writer, who created the story; a pencil artist, who laid out the sequential panels on the page; an ink artist, who went over the pencil with pen and black ink; a letterer, who provided the dialogue and narration of the story by hand lettering each word; and finally a colorist, who added color as the last step before the finished pages went to the printer.
When the original pages of artwork are returned by the printer, they are typically given back to the artists, who sometimes sell them at comic book conventions, or in galleries and art shows related to comic book art. The original pages of the first appearances of such legendary characters as Superman, Batman, Wonder Woman and Spider-Man are considered priceless.
History of race in U.S. comic books
Many early iterations of black characters in comics "became variations on the 'single stereotypical image of Sambo'." Sambo was closely related to the coon stereotype but had some subtle differences. They are both a derogatory way of portraying black characters. "The name itself, an abbreviation of raccoon, is dehumanizing. As with Sambo, the coon was portrayed as a lazy, easily frightened, chronically idle, inarticulate, buffoon." This portrayal "was of course another attempt to solidify the intellectual inferiority of the black race through popular culture." However, in the 1940s there was a change in portrayal of black characters. "A cursory glance...might give the impression that situations had improved for African Americans in comics." In many comics being produced in this time there was a major push for tolerance between races. "These equality minded heroes began to spring to action just as African Americans were being asked to participate in the war effort."
During this time, a government ran program, the Writers' War Board, became heavily involved in what would be published in comics. "The Writers' War Board used comic books to shape popular perceptions of race and ethnicity..." Not only were they using comic books as a means of recruiting all Americans, they were also using it as propaganda to, "[construct] a justification for race based hatred of America's foreign enemies." The Writers' War Board created comics books that were meant to "[promote] domestic racial harmony". However, "these pro-tolerance narratives struggled to overcome the popular and widely understood negative tropes used for decades in American mass culture..." However, they weren't accomplishing this agenda within all of their comics.
In Captain Marvel Adventures, a character named steamboat was an amalgamation of some of the worst stereotypes of the time. The Writers' War Board did not ask for any change with this character. "Eliminating Steamboat required the determined efforts of a black youth group in New York City." Originally their request was refused by individuals working on the comic stating, "Captain Marvel Adventures included many kinds of caricatures 'for the sake of humor'." The black youth group responded with, "this is not the Negro race, but your one-and-a-half millions readers will think it so." Afterwards, Steamboat disappeared from the comics all together. There was a comic created about the 99th squadron, also known as the Tuskegee Airmen, an all black air force unit. Instead of making the comic about their story the comic was about Hop Harrigan. A white pilot who captures a Nazi, shows him videos of the 99th squadron defeating his man and then reveals to the Nazi that his men were defeated by African Americans which infuriated him as he sees them as a less superior race and can't believe they bested his men."...[The] Tuskegee Airmen, and images of black aviators appear in just three of the fifty three panels...[the] pilots of the 99th squadron have no dialogue and interact with neither Hop Harrigan nor his Nazi captive." During this time, they also used black characters in comic books as a means to invalidate the militant black groups that were fighting for equality within America. "Spider-Man 'made it clear that militant black power was not the remedy for racial injustice'." "The Falcon openly criticized black behavior stating' maybe it's important fo[sic] us to cool things down-so we can protect the rights we been fightin' for'." This poor portrayal and character development of black characters can be partially blamed on the fact that, during this time, "there had rarely been a black artist or writer allowed in a major comics company"
Asian characters faced some of the same treatment in comics as black characters did. They were dehumanized and the narrative being pushed was that they were "incompetent and subhuman." "A 1944 issue of the United States Marines included a narrative entitled "The Smell of the Monkeymen...the story depicts Japanese soldiers as simian brutes whose sickening body odor betrays their concealed locations." Chinese characters received the same treatment. "By the time the United States entered WWII, negative perceptions of Chinese were an established part of mass culture..." However, concerned that the Japanese could use America's anti chinese material as propaganda they began "to present a more positive image of America's Chinese allies..." Just as they tried to show better representation for Black people in comics they did the same for Asian people. However, "Japanese and filipino characters [were] visually indistinguishable. Both groups have grotesque buckteeth, tattered clothing, and bright yellow skin." "publishers...depicted America's Asian allies through derogatory images and language honed over the preceding decades." Asian characters were previously portrayed as, "ghastly yellow demons". During WWII, "[every] major superhero worth his spandex devoted himself to the eradication of asian invaders." There was "a constant relay race in which one asian culture merely handed off the baton of hatred to another with no perceptible changes in the manner in which the characters would be portrayed."
"The only specific depiction of a Hispanic superhero did not end well. In 1975 Marvel gave us Hector Ayala a.k.a The White Tiger." "Although he fought for several years alongside the likes of much more popular heroes such as Spider-Man and Daredevil, he only lasted six years before sales of comics featuring him got so bad that Marvel had him retire. The most famous Hispanic character is Bane, a villain from Batman.
The Native American representation in comic books "can be summed up in the noble savage stereotype" " a recurring theme...urg[ed] American indians to abandon their traditional hostility towards the United States. They were the ones painted as intolerant and disrespectful of the dominant concerns of white America"
East Asian comics
Japanese manga
Manga (漫画) are comic books or graphic novels originating from Japan. Most manga conform to a style developed in Japan in the late 19th century, though the art form has a long prehistory in earlier Japanese art. The term manga is used in Japan to refer to both comics and cartooning. Outside Japan, the word is typically used to refer to comics originally published in the country.
Dōjinshi
, fan-made Japanese comics, operate in a far larger market in Japan than the American "underground comics" market; the largest dōjinshi fair, Comiket, attracts 500,000 visitors twice a year.
Korean manhwa
Korean manhwa has quickly gained popularity outside Korea in recent times as a result of the Korean Wave. The manhwa industry has suffered through two crashes and strict censorship since its early beginnings as a result of the Japanese occupation of the peninsula which stunts the growth of the industry but has now started to flourish thanks in part to the internet and new ways to read manhwa whether on computers or through smartphones. In the past manhwa would be marketed as manga outside the country in order to make sure they would sell well but now that is no longer needed since more people are now more knowledgeable about the industry and Korean culture.
Webtoons
Webtoons have become popular in South Korea as a new way to read comics. Thanks in part to different censorship rules, color and unique visual effects, and optimization for easier reading on smartphones and computers. More manhwa have made the switch from traditional print manhwa to online webtoons thanks to better pay and more freedom than traditional print manhwa. The webtoon format has also expanded to other countries outside of Korea like China, Japan, Southeast Asia, and Western countries. Major webtoon distributors include Lezhin, Naver, and Kakao.
Chinese manhua
Vietnamese truyện tranh
European comics
Franco-Belgian comics
France and Belgium have a long tradition in comics and comic books, called BDs (an abbreviation of bande dessinées) in French and strips in Dutch. Belgian comic books originally written in Dutch show the influence of the Francophone "Franco-Belgian" comics but have their own distinct style.
The name bande dessinée derives from the original description of the art form as drawn strips (the phrase literally translates as "the drawn strip"), analogous to the sequence of images in a film strip. As in its English equivalent, the word "bande" can be applied to both film and comics. Significantly, the French-language term contains no indication of subject-matter, unlike the American terms "comics" and "funnies", which imply an art form not to be taken seriously. The distinction of comics as le neuvième art (literally, "the ninth art") is prevalent in French scholarship on the form, as is the concept of comics criticism and scholarship itself. Relative to the respective size of their populations, the innumerable authors in France and Belgium publish a high volume of comic books. In North America, the more serious Franco-Belgian comics are often seen as equivalent to graphic novels, but whether they are long or short, bound or in magazine format, in Europe there is no need for a more sophisticated term, as the art's name does not itself imply something frivolous.
In France, the authors control the publication of most comics. The author works within a self-appointed time-frame, and it is common for readers to wait six months or as long as two years between installments. Most books first appear in print as a hardcover book, typically with 48, 56, or 64 pages.
British comics
Although Ally Sloper's Half Holiday (1884) was aimed at an adult market, publishers quickly targeted a younger demographic, which has led to most publications being for children and has created an association in the public's mind of comics as somewhat juvenile. The Guardian refers to Ally Sloper as "one of the world's first iconic cartoon characters", and "as famous in Victorian Britain as Dennis the Menace would be a century later." British comics in the early 20th century typically evolved from illustrated penny dreadfuls of the Victorian era (featuring Sweeney Todd, Dick Turpin and Varney the Vampire). First published in the 1830s, penny dreadfuls were "Britain's first taste of mass-produced popular culture for the young."
The two most popular British comic books, The Beano and The Dandy, were first published by DC Thomson in the 1930s. By 1950 the weekly circulation of both reached two million. Explaining the enormous popularity of comics in the UK during this period, Anita O'Brien, director curator at London's Cartoon Museum, states: "When comics like the Beano and Dandy were invented back in the 1930s – and through really to the 1950s and 60s – these comics were almost the only entertainment available to children." Dennis the Menace was created in the 1950s, which saw sales for The Beano soar. He features in the cover of The Beano, with the BBC referring to him as the "definitive naughty boy of the comic world."
In 1954, Tiger comics introduced Roy of the Rovers, the hugely popular football based strip recounting the life of Roy Race and the team he played for, Melchester Rovers. The stock media phrase "real 'Roy of the Rovers' stuff" is often used by football writers, commentators and fans when describing displays of great skill, or surprising results that go against the odds, in reference to the dramatic storylines that were the strip's trademark. Other comic books such as Eagle, Valiant, Warrior, Viz and 2000 AD also flourished. Some comics, such as Judge Dredd and other 2000 AD titles, have been published in a tabloid form. Underground comics and "small press" titles have also appeared in the UK, notably Oz and Escape Magazine.
The content of Action, another title aimed at children and launched in the mid-1970s, became the subject of discussion in the House of Commons. Although on a smaller scale than similar investigations in the US, such concerns led to a moderation of content published within British comics. Such moderation never became formalized to the extent of promulgating a code, nor did it last long. The UK has also established a healthy market in the reprinting and repackaging of material, notably material originating in the US. The lack of reliable supplies of American comic books led to a variety of black-and-white reprints, including Marvel's monster comics of the 1950s, Fawcett's Captain Marvel, and other characters such as Sheena, Mandrake the Magician, and the Phantom. Several reprint companies became involved in repackaging American material for the British market, notably the importer and distributor Thorpe & Porter. Marvel Comics established a UK office in 1972. DC Comics and Dark Horse Comics also opened offices in the 1990s. The repackaging of European material has occurred less frequently, although The Adventures of Tintin and Asterix serials have been successfully translated and repackaged in softcover books. The number of European comics available in the UK has increased in the last two decades. The British company Cinebook, founded in 2005, has released English translated versions of many European series.
In the 1980s, a resurgence of British writers and artists gained prominence in mainstream comic books, which was dubbed the "British Invasion" in comic book history. These writers and artists brought with them their own mature themes and philosophy such as anarchy, controversy and politics common in British media. These elements would pave the way for mature and "darker and edgier" comic books and jump start the Modern Age of Comics. Writers included Alan Moore, famous for his V for Vendetta, From Hell, Watchmen, Marvelman, and The League of Extraordinary Gentlemen; Neil Gaiman with The Sandman mythos and Books of Magic; Warren Ellis, creator of Transmetropolitan and Planetary; and others such as Mark Millar, creator of Wanted and Kick-Ass. The comic book series John Constantine, Hellblazer, which is largely set in Britain and starring the magician John Constantine, paved the way for British writers such as Jamie Delano.
At Christmas, publishers repackage and commission material for comic annuals, printed and bound as hardcover A4-size books; "Rupert" supplies a famous example of the British comic annual. DC Thomson also repackages The Broons and Oor Wullie strips in softcover A4-size books for the holiday season.
On 19 March 2012, the British postal service, the Royal Mail, released a set of stamps depicting British comic book characters and series. The collection featured The Beano, The Dandy, Eagle, The Topper, Roy of the Rovers, Bunty, Buster, Valiant, Twinkle and 2000 AD.
Spanish comics
It has been stated that the 13th century Cantigas de Santa María could be considered as the first Spanish "comic", although comic books (also known in Spain as historietas or tebeos) made their debut around 1857. The magazine TBO was influential in popularizing the medium. After the Spanish Civil War, the Franco regime imposed strict censorship in all media: superhero comics were forbidden and as a result, comic heroes were based on historical fiction (in 1944 the medieval hero El Guerrero del Antifaz was created by Manuel Gago and another popular medieval hero, Capitán Trueno, was created in 1956 by Víctor Mora and Miguel Ambrosio Zaragoza). Two publishing houses — Editorial Bruguera and Editorial Valenciana — dominated the Spanish comics market during its golden age (1950–1970). The most popular comics showed a recognizable style of slapstick humor (influenced by Franco-Belgian authors such as Franquin): Escobar's Carpanta and Zipi y Zape, Vázquez's Las hermanas Gilda and Anacleto, Ibáñez's Mortadelo y Filemón and 13. Rue del Percebe or Jan's Superlópez. After the end of the Francoist period, there was an increased interest in adult comics with magazines such as Totem, El Jueves, 1984, and El Víbora, and works such as Paracuellos by Carlos Giménez.
Spanish artists have traditionally worked in other markets finding great success, either in the American (e.g., Eisner Award winners Sergio Aragonés, Salvador Larroca, Gabriel Hernández Walta, Marcos Martín or David Aja), the British (e.g., Carlos Ezquerra, co-creator of Judge Dredd) or the Franco-Belgian one (e.g., Fauve d'Or winner Julio Ribera or Blacksad authors Juan Díaz Canales and Juanjo Guarnido).
Italian comics
In Italy, comics (known in Italian as fumetti) made their debut as humor strips at the end of the 19th century, and later evolved into adventure stories. After World War II, however, artists like Hugo Pratt and Guido Crepax exposed Italian comics to an international audience. Popular comic books such as Diabolik or the Bonelli line—namely Tex Willer or Dylan Dog—remain best-sellers.
Mainstream comics are usually published on a monthly basis, in a black-and-white digest size format, with approximately 100 to 132 pages. Collections of classic material for the most famous characters, usually with more than 200 pages, are also common. Author comics are published in the French BD format, with an example being Pratt's Corto Maltese.
Italian cartoonists show the influence of comics from other countries, including France, Belgium, Spain, and Argentina. Italy is also famous for being one of the foremost producers of Walt Disney comic stories outside the US; Donald Duck's superhero alter ego, Paperinik, known in English as Superduck, was created in Italy.
Comics in other countries
Distribution
Distribution has historically been a problem for the comic book industry with many mainstream retailers declining to carry extensive stocks of the most interesting and popular comics. The smartphone and the tablet have turned out to be an ideal medium for online distribution.
Digital distribution
On 13 November 2007, Marvel Comics launched Marvel Digital Comics Unlimited, a subscription service allowing readers to read many comics from Marvel's history online. The service also includes periodic release new comics not available elsewhere. With the release of Avenging Spider-Man #1, Marvel also became the first publisher to provide free digital copies as part of the print copy of the comic book.
With the growing popularity of smartphones and tablets, many major publishers have begun releasing titles in digital form. The most popular platform is comiXology. Some platforms, such as Graphicly, have shut down.
Comic collections in libraries
Many libraries have extensive collections of comics in the form of graphic novels. This is a convenient way for many in the public to become familiar with the medium.
Guinness World Records
In 2015, the Japanese manga artist Eiichiro Oda was awarded the Guinness World Records title for having the "Most copies published for the same comic book series by a single author". His manga series One Piece, which he writes and illustrates, has been serialized in the Japanese magazine Weekly Shōnen Jump since December 1997, and by 2015, 77 collected volumes had been released. Guinness World Records reported in their announcement that the collected volumes of the series had sold a total of 320,866,000 units. One Piece also holds the Guinness World Records title for "Most copies published for the same manga series".
On 5 August 2018, the Guinness World Records title for the "Largest comic book ever published" was awarded to the Brazilian comic book Turma da Mônica — O Maior Gibi do Mundo!, published by Panini Comics Brasil and Mauricio de Sousa Produções. The comic book measures 69.9 cm by 99.8 cm (2 ft 3.51 in by 3 ft 3.29 in). The 18-page comic book had a print run of 120 copies.
With the July 2021 publication of the 201st collected volume of his manga series Golgo 13, Japanese manga artist Takao Saito was awarded the Guinness World Records title for "Most volumes published for a single manga series." Golgo 13 has been continuously serialized in the Japanese magazine Big Comic since October 1968, which also makes it the oldest manga still in publication.
See also
Cartoon
Comic book archive
Comic book therapy
Comics studies
Comics vocabulary
Comparison of image viewers
List of best-selling comic series
List of best-selling manga
Webcomic
References
Further reading
External links
Comic book Speculation Reference
Comic book Reference Bibliographic Datafile
Sequart Research & Literacy Organization
Comic Art Collection at the University of Missouri
Collectorism – a place for collectors and collectibles
Book
Comics publications
eo:Bildliteraturo#Specifaj nomoj kaj difinoj | [
101,
138,
4824,
1520,
117,
1145,
1270,
4824,
6470,
117,
4824,
2435,
1137,
113,
1107,
1103,
1244,
2325,
1105,
2270,
114,
2566,
4824,
117,
1110,
170,
4128,
1115,
2923,
1104,
9767,
1893,
1107,
1103,
1532,
1104,
14516,
21967,
179,
5025,
1777,
13541,
9160,
1115,
4248,
2510,
4429,
119,
20339,
1116,
1132,
1510,
4977,
1118,
27938,
14221,
1105,
1637,
8195,
117,
1932,
117,
8556,
4049,
1107,
1937,
26219,
19423,
7698,
1104,
1103,
9767,
1893,
1532,
119,
1966,
1199,
7564,
1107,
4186,
1432,
1999,
117,
4824,
2146,
1127,
1148,
22390,
1107,
1103,
1244,
1311,
1105,
1103,
1244,
2325,
1219,
1103,
4970,
119,
1109,
1148,
2030,
4824,
1520,
117,
16232,
16068,
16133,
117,
1108,
1308,
1107,
1103,
1646,
1107,
3698,
1105,
1108,
170,
1231,
10988,
1158,
1104,
2206,
3054,
8594,
4824,
13507,
117,
1134,
1125,
1628,
1242,
1104,
1103,
1642,
118,
3344,
5197,
1215,
1107,
9767,
119,
1109,
1858,
4824,
1520,
12301,
1121,
1237,
4824,
2146,
1517,
1217,
170,
5983,
1104,
4824,
13507,
1104,
170,
15705,
3586,
132,
1649,
117,
1142,
2415,
1108,
2125,
1118,
3022,
2801,
1104,
1155,
11688,
117,
1932,
1136,
15705,
1107,
3586,
119,
1109,
2026,
4824,
1520,
2319,
1110,
1999,
119,
1650,
1876,
117,
1103,
9675,
2319,
1107,
1999,
1108,
11165,
1120,
113,
114,
117,
1114,
2683,
3813,
1104,
122,
119,
130,
26839,
1988,
9675,
2146,
113,
4890,
4587,
8868,
6357,
1105,
9675,
6959,
114,
1107,
1999,
117,
4976,
1106,
1405,
14788,
10589,
1679,
1825,
119,
1130,
12795,
1103,
9675,
2319,
1107,
1999,
1680,
170,
1207,
1647,
2860,
1104,
203,
1545,
11964,
119,
126,
3775,
1496,
1106,
170,
2698,
3213,
1104,
3539,
9675,
3813,
1112,
1218,
1112,
1126,
2773,
1107,
5911,
3813,
119,
1109,
4824,
1520,
2319,
1107,
1103,
1244,
1311,
1105,
1803,
1108,
11165,
1120,
1107,
1446,
119,
8404,
1114,
1103,
1523,
1333,
112,
188,
9675,
1408,
4672,
1193,
24046,
25518,
1237,
9767,
119,
117,
1103,
2026,
4824,
1520,
6654,
1107,
1103,
1244,
1311,
1110,
9675,
19371,
159,
9368,
3957,
117,
1723,
1118,
5227,
7452,
1105,
8370,
7452,
119,
1109,
1436,
118,
4147,
4824,
1520,
6788,
1107,
1103,
1646,
1132,
15031,
1482,
112,
188,
4211,
1120,
3746,
110,
117,
9675,
1120,
1743,
110,
1105,
18365,
9767,
1120,
1275,
110,
1104,
1103,
2319,
119,
2543,
1558,
4824,
1520,
2319,
1110,
1699,
117,
1187,
9063,
118,
6399,
9767,
1105,
1983,
9675,
1296,
4248,
1969,
110,
1104,
1103,
2319,
117,
1723,
1118,
1237,
9767,
1120,
1275,
110,
2319,
2934,
119,
25341,
14536,
2146,
1132,
1231,
15647,
1204,
1113,
1147,
2369,
1105,
2468,
119,
14593,
1116,
3494,
2817,
1113,
1103,
4207,
1104,
1103,
3674,
117,
2060,
117,
10592,
117,
1105,
5962,
3638,
119,
1636,
7987,
5402,
1104,
4824,
2146,
1132,
3238,
1107,
17863,
1158,
1103,
3438,
1105,
7416,
1104,
1103,
2351,
119,
1109,
2501,
3050,
1104,
4824,
2146,
1511,
9160,
117,
26219,
113,
4055,
22389,
114,
117,
3087,
113,
2442,
114,
117,
1105,
2650,
119,
7708,
17658,
1132,
1932,
20137,
15442,
17769,
1104,
1869,
1115,
1132,
2272,
1106,
170,
1959,
1606,
170,
5287,
5290,
119,
1109,
5287,
1144,
1126,
4247,
117,
3507,
117,
5580,
117,
1105,
3356,
2447,
119,
7443,
8249,
1107,
1103,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Carl Menger von Wolfensgrün (; ; 28 February 1840 – 26 February 1921) was an Austrian economist and the founder of the Austrian School of economics. Menger contributed to the development of the theories of marginalism and marginal utility, which rejected cost-of-production theory of value, such as developed by the classical economists such as Adam Smith and David Ricardo. As a departure from such, he would go on to call his resultant perspective, the subjective theory of value.
Biography
Family and education
Carl Menger von Wolfensgrün was born in the city of Neu-Sandez in Galicia, Austrian Empire, which is now Nowy Sącz in Poland. He was the son of a wealthy family of minor nobility; his father, Anton Menger, was a lawyer. His mother, Caroline Gerżabek, was the daughter of a wealthy Bohemian merchant. He had two brothers, Anton and Max, both prominent as lawyers. His son, Karl Menger, was a mathematician who taught for many years at Illinois Institute of Technology.
After attending Gymnasium he studied law at the Universities of Prague and Vienna and later received a doctorate in jurisprudence from the Jagiellonian University in Kraków. In the 1860s Menger left school and enjoyed a stint as a journalist reporting and analyzing market news, first at the Lemberger Zeitung in Lemberg, Austrian Galicia (now Lviv, Ukraine) and later at the Wiener Zeitung in Vienna.
Career
During the course of his newspaper work he noticed a discrepancy between what the classical economics he was taught in school said about price determination and what real world market participants believed. In 1867 Menger began a study of political economy which culminated in 1871 with the publication of his Principles of Economics (Grundsätze der Volkswirtschaftslehre), thus becoming the father of the Austrian School of economic thought. It was in this work that he challenged classical cost-based theories of value with his theory of marginality – that price is determined at the margin.
In 1872 Menger was enrolled into the law faculty at the University of Vienna and spent the next several years teaching finance and political economy both in seminars and lectures to a growing number of students. In 1873 he received the university's chair of economic theory at the very young age of 33.
In 1876 Menger began tutoring Archduke Rudolf von Habsburg, the Crown Prince of Austria in political economy and statistics. For two years Menger accompanied the prince in his travels, first through continental Europe and then later through the British Isles. He is also thought to have assisted the crown prince in the composition of a pamphlet, published anonymously in 1878, which was highly critical of the higher Austrian aristocracy. His association with the prince would last until Rudolf's suicide in 1889.
In 1878 Rudolf's father, Emperor Franz Josef, appointed Menger to the chair of political economy at Vienna. The title of Hofrat was conferred on him, and he was appointed to the Austrian Herrenhaus in 1900.
Dispute with the historical school
Ensconced in his professorship, he set about refining and defending the positions he took and methods he utilized in Principles, the result of which was the 1883 publication of Investigations into the Method of the Social Sciences with Special Reference to Economics (Untersuchungen über die Methode der Socialwissenschaften und der politischen Oekonomie insbesondere). The book caused a firestorm of debate, during which members of the Historical school of economics began to derisively call Menger and his students the "Austrian School" to emphasize their departure from mainstream German economic thought – the term was specifically used in an unfavorable review by Gustav von Schmoller.
In 1884 Menger responded with the pamphlet The Errors of Historicism in German Economics and launched the infamous Methodenstreit, or methodological debate, between the Historical School and the Austrian School. During this time Menger began to attract like-minded disciples who would go on to make their own mark on the field of economics, most notably Eugen von Böhm-Bawerk, and Friedrich von Wieser.
In the late 1880s Menger was appointed to head a commission to reform the Austrian monetary system. Over the course of the next decade he authored a plethora of articles which would revolutionize monetary theory, including "The Theory of Capital" (1888) and "Money" (1892). Largely due to his pessimism about the state of German scholarship, Menger resigned his professorship in 1903 to concentrate on study.
Philosophical influences
There are different opinions on Menger's philosophical influences. But it is without discussion that there is a rudimentary dispute of Menger with Plato and a very meticulous one with Aristotle, especially with his ethics.
"Plato holds that money is an agreed sign for change and Aristotle says, that money came into being as an agreement, not by nature, but by law."
Also the influence of Kant is provable. Many authors emphasize also Rationalism and Idealism, as is represented by Christian Wolff. Looking at the literature, most writers think that Menger represents an essential Aristotelian position. This is surprisingly a position that is contrary to his theory of the subjective value and his individualistic methodological position.
Another entry is the use of deduction or induction. With his price theory can be shown that Menger is nominalistic and, stronger, anti-essentialistic. That is to say that his approach is inductionalistic.
Economics
Menger used his subjective theory of value to arrive at what he considered one of the most powerful insights in economics: "both sides gain from exchange". Unlike William Jevons, Menger did not believe that goods provide "utils," or units of utility. Rather, he wrote, goods are valuable because they serve various uses whose importance differs. Menger also came up with an explanation of how money develops that is still accepted by some schools of thought today.
Works
1871 – Principles of Economics
1883 – Investigations into the Method of the Social Sciences with Special Reference to Economics
1884 – The Errors of Historicism in German Economics
1888 – The Theory of Capital
1892 – On the Origins of Money
See also
Methodenstreit
History of macroeconomic thought
Menger space
Notes
References
Further reading
Ebeling, Richard M., "Carl Menger and the Sesquicentennial Founding of the Austrian School," American Institute for Economic Research, January 5, 2021
Ebeling, Richard M., "Carl Menger's Theory of Institutions and Market Processes," American Institute for Economic Research, April 13, 2021
von Wieser, Friedrich, "Carl Menger: A Biographical Appreciation" [1923], American Institute for Economic Research, February 25, 2019
External links
The Epistemological Import of Carl Menger's Theory of the Origin of Money Ludwig von Mises in Human Action on Menger's Theory of the Origins of Money
Profile on Carl Menger at the History of Economic Thought Website
Principles of Economics , online version provided by the Ludwig von Mises Institute.
Grundsätze der Volkswirtschaftslehre (Principles of Economics)
Principles of Economics (PDF Spanish)
On the Origin of Money (English Translation), online version provided by the Monadnock Press
Carl Menger Papers, 1857–1985, Rubenstein Library, Duke University
1840 births
1921 deaths
20th-century Austrian people
19th-century economists
19th-century Austrian writers
Austrian economists
Austrian School economists
Charles University alumni
University of Vienna alumni
Jagiellonian University alumni
Edlers of Austria
German Bohemian people
Austrian people of German Bohemian descent
People from the Kingdom of Galicia and Lodomeria
People from Nowy Sącz
Neoclassical economists
Neoclassical economics | [
101,
4804,
3401,
2895,
3262,
14815,
2316,
1403,
1197,
17176,
1179,
113,
132,
132,
1743,
1428,
8535,
782,
1744,
1428,
4085,
114,
1108,
1126,
5488,
14893,
1105,
1103,
3249,
1104,
1103,
5488,
1323,
1104,
8142,
119,
3401,
2895,
4415,
1106,
1103,
1718,
1104,
1103,
7997,
1104,
16404,
1863,
1105,
16404,
10345,
117,
1134,
5164,
2616,
118,
1104,
118,
1707,
2749,
1104,
2860,
117,
1216,
1112,
1872,
1118,
1103,
4521,
27705,
1216,
1112,
3379,
2159,
1105,
1681,
13921,
119,
1249,
170,
6267,
1121,
1216,
117,
1119,
1156,
1301,
1113,
1106,
1840,
1117,
1871,
2861,
7281,
117,
1103,
23481,
2749,
1104,
2860,
119,
20599,
3921,
1105,
1972,
4804,
3401,
2895,
3262,
14815,
2316,
1403,
1197,
17176,
1179,
1108,
1255,
1107,
1103,
1331,
1104,
151,
14272,
118,
16377,
6409,
1107,
20696,
117,
5488,
2813,
117,
1134,
1110,
1208,
1986,
1183,
156,
28213,
18587,
1107,
2870,
119,
1124,
1108,
1103,
1488,
1104,
170,
6822,
1266,
1104,
3137,
12276,
132,
1117,
1401,
117,
9809,
3401,
2895,
117,
1108,
170,
4545,
119,
1230,
1534,
117,
7515,
144,
1200,
28259,
22377,
1377,
117,
1108,
1103,
1797,
1104,
170,
6822,
22333,
6800,
119,
1124,
1125,
1160,
3330,
117,
9809,
1105,
3405,
117,
1241,
3289,
1112,
10630,
119,
1230,
1488,
117,
5728,
3401,
2895,
117,
1108,
170,
13919,
1150,
3188,
1111,
1242,
1201,
1120,
3461,
2024,
1104,
3529,
119,
1258,
6546,
19431,
1119,
2376,
1644,
1120,
1103,
14482,
1104,
8254,
1105,
5337,
1105,
1224,
1460,
170,
10277,
1107,
179,
8212,
20080,
18424,
1121,
1103,
147,
27547,
13323,
11091,
1239,
1107,
16546,
119,
1130,
1103,
16840,
3401,
2895,
1286,
1278,
1105,
4927,
170,
12249,
1112,
170,
4391,
7516,
1105,
23389,
2319,
2371,
117,
1148,
1120,
1103,
3180,
23701,
1200,
163,
27863,
4380,
1107,
3180,
23701,
117,
5488,
20696,
113,
1208,
26681,
117,
5231,
114,
1105,
1224,
1120,
1103,
25505,
1200,
163,
27863,
4380,
1107,
5337,
119,
17062,
1507,
1103,
1736,
1104,
1117,
3054,
1250,
1119,
3535,
170,
6187,
1874,
10224,
3457,
1206,
1184,
1103,
4521,
8142,
1119,
1108,
3188,
1107,
1278,
1163,
1164,
3945,
9220,
1105,
1184,
1842,
1362,
2319,
6635,
2475,
119,
1130,
6988,
3401,
2895,
1310,
170,
2025,
1104,
1741,
4190,
1134,
18048,
1107,
6899,
1114,
1103,
4128,
1104,
1117,
22265,
1104,
7525,
113,
144,
10607,
3680,
27888,
3171,
4167,
5713,
4616,
10073,
13245,
19309,
27112,
8167,
1162,
114,
117,
2456,
2479,
1103,
1401,
1104,
1103,
5488,
1323,
1104,
2670,
1354,
119,
1135,
1108,
1107,
1142,
1250,
1115,
1119,
7964,
4521,
2616,
118,
1359,
7997,
1104,
2860,
1114,
1117,
2749,
1104,
16404,
1785,
782,
1115,
3945,
1110,
3552,
1120,
1103,
7464,
119,
1130,
7052,
3401,
2895,
1108,
7945,
1154,
1103,
1644,
5449,
1120,
1103,
1239,
1104,
5337,
1105,
2097,
1103,
1397,
1317,
1201,
3679,
7845,
1105,
1741,
4190,
1241,
1107,
19898,
1105,
9548,
1106,
170,
2898,
1295,
1104,
1651,
119,
1130,
7110,
1119,
1460,
1103,
2755,
112,
188,
2643,
1104,
2670,
2749,
1120,
1103,
1304,
1685,
1425,
1104,
3081,
119,
1130,
6789,
3401,
2895,
1310,
17463,
1158,
19797,
7641,
2391,
12995,
3262,
18729,
117,
1103,
5373,
2558,
1104,
4318,
1107,
1741,
4190,
1105,
9161,
119,
1370,
1160,
1201,
3401,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The Casiquiare river () is a distributary of the upper Orinoco flowing southward into the Rio Negro, in Venezuela, South America. As such, it forms a unique natural canal between the Orinoco and Amazon river systems. It is the world's largest river of the kind that links two major river systems, a so-called bifurcation. The area forms a water divide, more dramatically at regional flood stage.
Discovery
In 1744 a Jesuit priest named Father Roman, while ascending the Orinoco River, met some Portuguese slave-traders from the settlements on the Rio Negro. He accompanied them on their return, by way of the Casiquiare canal, and afterwards retraced his route to the Orinoco. Charles Marie de La Condamine, seven months later, was able to give to the Académie française an account of Father Roman's voyage, and thus confirm the existence of this waterway, first reported by Father Acuña in 1639.
Little credence was given to Father Roman's statement until it was verified, in 1756, by the Spanish Boundary-line Commission of José Yturriaga and Solano. In 1800 German scientist Alexander von Humboldt and French botanist Aimé Bonpland explored the river. During a 1924–25 expedition, Alexander H. Rice Jr. of Harvard University traveled up the Orinoco, traversed the Casiquiare canal, and descended the Rio Negro to the Amazon at Manaus. It was the first expedition to use aerial photography and shortwave radio for mapping of the region. In 1968 the Casiquiare was navigated by an SRN6 hovercraft during a National Geographic expedition.
Geography
The origin of the Casiquiare, at the River Orinoco, is below the mission of La Esmeralda at , and about above sea level. Its mouth at the Rio Negro, an affluent of the Amazon River, is near the town of San Carlos and is above sea level.
The general course is south-west, and its length, including windings, is about . Its width, at its bifurcation with the Orinoco, is approximately , with a current towards the Rio Negro of . However, as it gains in volume from the very numerous tributary streams, large and small, that it receives en route, its velocity increases, and in the wet season reaches , even in certain stretches. It broadens considerably as it approaches its mouth, where it is about wide. The volume of water the Casiquiare captures from the Orinoco is small in comparison to what it accumulates in its course. Nevertheless, the geological processes are ongoing, and evidence points to a slow and gradual increase in the size of Casiquiare. It is likely that stream capture is in progress, i.e. what currently is the uppermost Orinoco basin, including Cunucunuma River, eventually will be entirely diverted by the Casiquiare into the Amazon basin.
In flood time, it is said to have a second connection with the Rio Negro by a branch, which it throws off to the westward, called the Itinivini, which leaves it at a point about above its mouth. In the dry season, it has shallows, and is obstructed by sandbanks, a few rapids and granite rocks. Its shores are densely wooded, and the soil more fertile than that along the Rio Negro. The general slope of the plains through which the canal runs is south-west, but those of the Rio Negro slope south-east.
The Casiquiare is not a sluggish canal on a flat tableland, but a great, rapid river which, if its upper waters had not found contact with the Orinoco, perhaps by cutting back, would belong entirely to the Negro branch of the Amazon.
To the west of the Casiquiare, there is a much shorter and easier portage between the Orinoco and Amazon basins, called the isthmus of Pimichin, which is reached by ascending the Temi branch of the Atabapo River, an affluent of the Orinoco. Although the Temi is somewhat obstructed, it is believed that it could easily be made navigable for small craft. The isthmus is across, with undulating ground, nowhere over high, with swamps and marshes. It is much used for the transit of large canoes, which are hauled across it from the Temi river, and which reach the Rio Negro by the little stream called the Pimichin.
Hydrographic divide
The Casiquiare canal – Orinoco River hydrographic divide is a representation of the hydrographic water divide that delineates the separation between the Orinoco Basin and the Amazon Basin. (The Orinoco Basin flows west–north–northeast into the Caribbean; the Amazon Basin flows east into the western Atlantic in the extreme northeast of Brazil.)
Essentially the river divide is a west-flowing, upriver section of Venezuela's Orinoco River with an outflow to the south into the Amazon Basin. This named outflow is the Casiquiare canal, which, as it heads downstream (southerly), picks up speed and also accumulates water volume.
The greatest manifestation of the divide is during floods. During flood stage, the Casiquiare's main outflow point into the Rio Negro is supplemented by an overflow that is a second, and more minor, entry river bifurcation into the Rio Negro and upstream from its major, common low-water entry confluence with the Rio Negro. At flood, the river becomes an area flow source, far more than a narrow confined river.
The Casiquiare canal connects the upper Orinoco, below the mission of Esmeraldas, with the Rio Negro affluent of the Amazon River near the town of San Carlos.
The simplest description (besides the entire area-floodplain) of the water divide is a "south-bank Orinoco River strip" at the exit point of the Orinoco, also the origin of the Casiquiare canal. However, during the Orinoco's flood stage, that single, simply defined "origin of the canal" is turned into a region, and an entire strip along the southern bank of the Orinoco River.
See also
Crypturellus casiquiare, the barred tinamou.
List of unusual drainage systems
References
Sources
VARESCHI, Volkmar. Orinoco arriba. A través de Venezuela siguiendo a Humboldt. Caracas: Ediciones Lectura, 1959
Notes
External links
The point where the Casiquiare bifurcates from the Orinoco, on Google Maps
Wikimapia satellite image displaying locations of both the beginning (principio) and the end (desague) of the Casiquiare Canal.
Orinoco basin
Tributaries of the Rio Negro (Amazon)
Rivers of Venezuela
Biosphere reserves of Venezuela
River bifurcations | [
101,
1109,
140,
17506,
18276,
8836,
2186,
113,
114,
1110,
170,
4267,
2050,
2047,
16442,
3113,
1104,
1103,
3105,
2926,
4559,
2528,
8342,
25256,
1154,
1103,
5470,
13898,
117,
1107,
7917,
117,
1375,
1738,
119,
1249,
1216,
117,
1122,
2769,
170,
3527,
2379,
7684,
1206,
1103,
2926,
4559,
2528,
1105,
9786,
2186,
2344,
119,
1135,
1110,
1103,
1362,
112,
188,
2026,
2186,
1104,
1103,
1912,
1115,
6743,
1160,
1558,
2186,
2344,
117,
170,
1177,
118,
1270,
16516,
14703,
23433,
2116,
119,
1109,
1298,
2769,
170,
1447,
13330,
117,
1167,
12235,
1120,
2918,
7870,
2016,
119,
11250,
1130,
21223,
1527,
170,
14335,
4924,
1417,
4505,
2264,
117,
1229,
26457,
1103,
2926,
4559,
2528,
1595,
117,
1899,
1199,
4269,
6748,
118,
14552,
1121,
1103,
7536,
1113,
1103,
5470,
13898,
119,
1124,
4977,
1172,
1113,
1147,
1862,
117,
1118,
1236,
1104,
1103,
140,
17506,
18276,
8836,
7684,
117,
1105,
6091,
1231,
4487,
9650,
1117,
2438,
1106,
1103,
2926,
4559,
2528,
119,
1889,
4238,
1260,
2001,
16752,
10775,
2042,
117,
1978,
1808,
1224,
117,
1108,
1682,
1106,
1660,
1106,
1103,
23705,
175,
4047,
20952,
1126,
3300,
1104,
4505,
2264,
112,
188,
10007,
117,
1105,
2456,
12434,
1103,
3796,
1104,
1142,
1447,
2787,
117,
1148,
2103,
1118,
4505,
138,
10182,
11172,
1107,
19207,
1580,
119,
2743,
172,
4359,
7008,
1108,
1549,
1106,
4505,
2264,
112,
188,
4195,
1235,
1122,
1108,
22480,
117,
1107,
24816,
117,
1118,
1103,
2124,
9326,
22902,
1616,
118,
1413,
2827,
1104,
5180,
162,
20362,
3464,
2571,
1105,
17135,
7428,
119,
1130,
9558,
1528,
7482,
2792,
3262,
20960,
1105,
1497,
18902,
19294,
25729,
17182,
1643,
1931,
10581,
1103,
2186,
119,
1507,
170,
4002,
782,
1512,
6084,
117,
2792,
145,
119,
8859,
3108,
119,
1104,
5051,
1239,
5505,
1146,
1103,
2926,
4559,
2528,
117,
189,
22858,
1181,
1103,
140,
17506,
18276,
8836,
7684,
117,
1105,
9026,
1103,
5470,
13898,
1106,
1103,
9786,
1120,
2268,
25134,
119,
1135,
1108,
1103,
1148,
6084,
1106,
1329,
10485,
6427,
1105,
1603,
17159,
2070,
1111,
13970,
1104,
1103,
1805,
119,
1130,
2477,
1103,
140,
17506,
18276,
8836,
1108,
24713,
1181,
1118,
1126,
5833,
2249,
1545,
16358,
4121,
8444,
1219,
170,
1305,
15472,
6084,
119,
20678,
1109,
4247,
1104,
1103,
140,
17506,
18276,
8836,
117,
1120,
1103,
1595,
2926,
4559,
2528,
117,
1110,
2071,
1103,
2862,
1104,
2001,
142,
6602,
21716,
1810,
1120,
117,
1105,
1164,
1807,
2343,
1634,
119,
2098,
1779,
1120,
1103,
5470,
13898,
117,
1126,
25539,
1104,
1103,
9786,
1595,
117,
1110,
1485,
1103,
1411,
1104,
1727,
5124,
1105,
1110,
1807,
2343,
1634,
119,
1109,
1704,
1736,
1110,
1588,
118,
1745,
117,
1105,
1157,
2251,
117,
1259,
14042,
1116,
117,
1110,
1164,
119,
2098,
9346,
117,
1120,
1157,
16516,
14703,
23433,
2116,
1114,
1103,
2926,
4559,
2528,
117,
1110,
2324,
117,
1114,
170,
1954,
2019,
1103,
5470,
13898,
1104,
119,
1438,
117,
1112,
1122,
12535,
1107,
3884,
1121,
1103,
1304,
2567,
8597,
9136,
117,
1415,
1105,
1353,
117,
1115,
1122,
7881,
4035,
2438,
117,
1157,
10537,
6986,
117,
1105,
1107,
1103,
4375,
1265,
5965,
117,
1256,
1107,
2218,
14664,
119,
1135,
4728,
5026,
9627,
1112,
1122,
8015,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The censor (at any time, there were two) was a magistrate in ancient Rome who was responsible for maintaining the census, supervising public morality, and overseeing certain aspects of the government's finances.
The power of the censor was absolute: no magistrate could oppose his decisions, and only another censor who succeeded him could cancel those decisions.
The censor's regulation of public morality is the origin of the modern meaning of the words censor and censorship.
Early history of the magistracy
The census was first instituted by Servius Tullius, sixth king of Rome, c. 575–535 BC. After the abolition of the monarchy and the founding of the Republic in 509 BC, the consuls had responsibility for the census until 443 BC. In 442 BC, no consuls were elected, but tribunes with consular power were appointed instead. This was a move by the plebeians to try to attain higher magistracies: only patricians could be elected consuls, while some military tribunes were plebeians. To prevent the possibility of plebeians obtaining control of the census, the patricians removed the right to take the census from the consuls and tribunes, and appointed for this duty two magistrates, called censores (censors), elected exclusively from the patricians in Rome.
The magistracy continued to be controlled by patricians until 351 BC, when Gaius Marcius Rutilus was appointed the first plebeian censor. Twelve years later, in 339 BC, one of the Publilian laws required that one censor had to be a plebeian. Despite this, no plebeian censor performed the solemn purification of the people (the "lustrum"; Livy Periochae 13) until 280 BC. In 131 BC, for the first time, both censors were plebeians.
The reason for having two censors was that the two consuls had previously taken the census together. If one of the censors died during his term of office, another was chosen to replace him, just as with consuls. This happened only once, in 393 BC. However, the Gauls captured Rome in that lustrum (five-year period), and the Romans thereafter regarded such replacement as "an offense against religion". From then on, if one of the censors died, his colleague resigned, and two new censors were chosen to replace them.
Initially the office of censor was limited to eighteen months by a law of the dictator Mamercus Aemilius Mamercinus; and the office therefore was of less importance in the 5th and 4th centuries BC. However, during the censorship of Appius Claudius Caecus (312–308 BC) the prestige of the censorship massively increased: Caecus built the first-ever Roman road (the Via Appia) and the first Roman aqueduct (the Aqua Appia), both named after him; he changed the organisation of the Roman tribes and was the first censor to draw the list of senators; and he also advocated the founding of Roman colonies (colonia) throughout Latium and Campania to support the Roman war effort in the Second Samnite War. With these efforts and reforms, Appius Claudius Caecus was able to hold the censorship for a whole lustrum (five-year period); and the office of censor, subsequently entrusted with various important duties, eventually attained one of the highest political statuses in the Roman Republic, second only to that of the consuls.
Election
The censors were elected in the Centuriate Assembly, which met under the presidency of a consul. Barthold Niebuhr suggests that the censors were at first elected by the Curiate Assembly, and that the Assembly's selections were confirmed by the Centuriate, but William Smith believes that "there is no authority for this supposition, and the truth of it depends entirely upon the correctness of [Niebuhr's] views respecting the election of the consuls". Both censors had to be elected on the same day, and accordingly if the voting for the second was not finished in the same day, the election of the first was invalidated, and a new assembly had to be held.
The assembly for the election of the censors was held under different auspices from those at the election of the consuls and praetors, so the censors were not regarded as their colleagues, although they likewise possessed the maxima auspicia. The assembly was held by the new consuls shortly after they began their term of office; and the censors, as soon as they were elected and the censorial power had been granted to them by a decree of the Centuriate Assembly (lex centuriata), were fully installed in their office.
As a general principle, the only ones eligible for the office of censor were those who had previously been consuls, but there were a few exceptions. At first, there was no law to prevent a person being censor twice, but the only person who was elected to the office twice was Gaius Marcius Rutilus in 265 BC. In that year, he originated a law stating that no one could be elected censor twice. In consequence of this, he received the cognomen of Censorinus.
Attributes
The censorship differed from all other Roman magistracies in the length of office. The censors were originally chosen for a whole lustrum (the period of five years), but as early as ten years after its institution (433 BC) their office was limited to eighteen months by a law of the dictator Mamercus Aemilius Mamercinus. The censors were also unique with respect to rank and dignity. They had no imperium, and accordingly no lictors. Their rank was granted to them by the Centuriate Assembly, and not by the curiae, and in that respect they were inferior in power to the consuls and praetors.
Notwithstanding this, the censorship was regarded as the highest dignity in the state, with the exception of the dictatorship; it was a "sacred magistracy" (sanctus magistratus), to which the deepest reverence was due. The high rank and dignity which the censorship obtained was due to the various important duties gradually entrusted to it, and especially to its possessing the regimen morum, or general control over the conduct and the morals of the citizens. In the exercise of this power, they were regulated solely by their own views of duty, and were not responsible to any other power in the state.
The censors possessed the official stool called a "curule chair" (sella curulis), but some doubt exists with respect to their official dress. A well-known passage of Polybius describes the use of the imagines at funerals; we may conclude that a consul or praetor wore the purple-bordered toga praetexta, one who triumphed the embroidered toga picta, and the censor a purple toga peculiar to him, but other writers speak of their official dress as being the same as that of the other higher magistrates. The funeral of a censor was always conducted with great pomp and splendour, and hence a "censorial funeral" (funus censorium) was voted even to the emperors.
Abolition
The censorship continued in existence for 421 years, from 443 BC to 22 BC, but during this period, many lustra passed by without any censor being chosen at all. According to one statement, the office was abolished by Lucius Cornelius Sulla. Although the authority on which this statement rests is not of much weight, the fact itself is probable, since there was no census during the two lustra which elapsed from Sulla's dictatorship to Gnaeus Pompeius Magnus (Pompey)'s first consulship (82–70 BC), and any strict "imposition of morals" would have been found inconvenient to the aristocracy that supported Sulla.
If the censorship had been done away with by Sulla, it was at any rate restored in the consulship of Pompey and Marcus Licinius Crassus. Its power was limited by one of the laws of the tribune Publius Clodius Pulcher (58 BC), which prescribed certain regular forms of proceeding before the censors in expelling a person from the Roman Senate, and required that the censors be in agreement to exact this punishment. This law, however, was repealed in the third consulship of Pompey in 52 BC, on the urging of his colleague Q. Caecilius Metellus Scipio, but the office of the censorship never recovered its former power and influence.
During the civil wars which followed soon afterwards, no censors were elected; it was only after a long interval that they were again appointed, namely in 23 BC, when Augustus caused Lucius Munatius Plancus and Aemilius Lepidus Paullus to fill the office. This was the last time that such magistrates were appointed; the emperors in future discharged the duties of their office under the name of Praefectura Morum ("prefect of the morals").
Some of the emperors sometimes took the name of censor when they held a census of the Roman people; this was the case with Claudius, who appointed the elder Lucius Vitellius as his colleague, and with Vespasian, who likewise had a colleague in his son Titus. Domitian assumed the title of "perpetual censor" (censor perpetuus), but this example was not imitated by succeeding emperors. In the reign of Decius, we find the elder Valerian nominated to the censorship, but Valerian was never actually elected censor.
Duties
The duties of the censors may be divided into three classes, all of which were closely connected with one another:
The Census, or register of the citizens and of their property, in which were included the reading of the Senate's lists (lectio senatus) and the recognition of who qualified for equestrian rank (recognitio equitum);
The Regimen Morum, or keeping of the public morals; and
The administration of the finances of the state, under which were classed the superintendence of the public buildings and the erection of all new public works.
The original business of the censorship was at first of a much more limited kind, and was restricted almost entirely to taking the census, but the possession of this power gradually brought with it fresh power and new duties, as is shown below. A general view of these duties is briefly expressed in the following passage of Cicero: "Censores populi aevitates, soboles, familias pecuniasque censento: urbis templa, vias, aquas, aerarium, vectigalia tuento: populique partes in tribus distribunto: exin pecunias, aevitates, ordines patiunto: equitum, peditumque prolem describunto: caelibes esse prohibento: mores populi regunto: probrum in senatu ne relinquunto." This can be translated as: "The Censors are to determine the generations, origins, families, and properties of the people; they are to (watch over/protect) the city's temples, roads, waters, treasury, and taxes; they are to divide the people into three parts; next, they are to (allow/approve) the properties, generations, and ranks [of the people]; they are to describe the offspring of knights and footsoldiers; they are to forbid being unmarried; they are to guide the behavior of the people; they are not to overlook abuse in the Senate."
Census
The Census, the first and principal duty of the censors, was always held in the Campus Martius, and from the year 435 BC onwards, in a special building called Villa Publica, which was erected for that purpose by the second pair of censors, Gaius Furius Pacilus Fusus and Marcus Geganius Macerinus.
An account of the formalities with which the census was opened is given in a fragment of the Tabulae Censoriae, preserved by Varro. After the auspices had been taken, the citizens were summoned by a public crier to appear before the censors. Each tribe was called up separately, and the names in each tribe were probably taken according to the lists previously made out by the tribunes of the tribes. Every paterfamilias had to appear in person before the censors, who were seated in their curule chairs, and those names were taken first which were considered to be of good omen, such as Valerius, Salvius, Statorius, etc.
The census was conducted according to the judgment of the censor (ad arbitrium censoris), but the censors laid down certain rules, sometimes called leges censui censendo, in which mention was made of the different kinds of property subject to the census, and in what way their value was to be estimated. According to these laws, each citizen had to give an account of himself, of his family, and of his property upon oath, "declared from the heart".
First he had to give his full name (praenomen, nomen, and cognomen) and that of his father, or if he were a Libertus ("freedman") that of his patron, and he was likewise obliged to state his age. He was then asked, "You, declaring from your heart, do you have a wife?" and if married he had to give the name of his wife, and likewise the number, names, and ages of his children, if any. Single women and orphans were represented by their guardians; their names were entered in separate lists, and they were not included in the sum total of heads.
After a citizen had stated his name, age, family, etc., he then had to give an account of all his property, so far as it was subject to the census. Only such things were liable to the census (censui censendo) as were property according to the Quiritarian law. At first, each citizen appears to have merely given the value of his whole property in general without entering into details; but it soon became the practice to give a minute specification of each article, as well as the general value of the whole.
Land formed the most important article of the census, but public land, the possession of which only belonged to a citizen, was excluded as not being Quiritarian property. Judging from the practice of the imperial period, it was the custom to give a most minute specification of all such land as a citizen held according to the Quiritarian law. He had to state the name and location of the land, and to specify what portion of it was arable, what meadow, what vineyard, and what olive-ground: and of the land thus described, he had to give his assessment of its value.
Slaves and cattle formed the next most important item. The censors also possessed the right of calling for a return of such objects as had not usually been given in, such as clothing, jewels, and carriages. It has been doubted by some modern writers whether the censors possessed the power of setting a higher valuation on the property than the citizens themselves gave, but given the discretionary nature of the censors' powers, and the necessity almost that existed, in order to prevent fraud, that the right of making a surcharge should be vested in somebody's hands, it is likely that the censors had this power. It is moreover expressly stated that on one occasion they made an extravagant surcharge on articles of luxury; and even if they did not enter in their books the property of a person at a higher value than he returned it, they accomplished the same end by compelling him to pay a tax upon the property at a higher rate than others. The tax was usually one per thousand upon the property entered in the books of the censors, but on one occasion the censors compelled a person to pay eight per thousand as a punishment.
A person who voluntarily absented himself from the census was considered incensus and subject to the severest punishment. Servius Tullius is said to have threatened such individuals with imprisonment and death, and in the Republican period he might be sold by the state as a slave. In the later period of the Republic, a person who was absent from the census might be represented by another, and be thus registered by the censors. Whether the soldiers who were absent on service had to appoint a representative is uncertain. In ancient times, the sudden outbreaks of war prevented the census from being taken, because a large number of the citizens would necessarily be absent. It is supposed from a passage in Livy that in later times the censors sent commissioners into the provinces with full powers to take the census of the Roman soldiers there, but this seems to have been a special case. It is, on the contrary, probable from the way in which Cicero pleads the absence of Archias from Rome with the army under Lucullus, as a sufficient reason for his not having been enrolled in the census, that service in the army was a valid excuse for absence.
After the censors had received the names of all the citizens with the amount of their property, they then had to make out the lists of the tribes, and also of the classes and centuries; for by the legislation of Servius Tullius the position of each citizen in the state was determined by the amount of his property (Comitia Centuriata). These lists formed a most important part of the Tabulae Censoriae, under which name were included all the documents connected in any way with the discharge of the censors' duties. These lists, insofar as they were connected with the finances of the state, were deposited in the aerarium, which was the temple of Saturn; but the regular depository for all the archives of the censors was in earlier times the Atrium Libertatis, near the Villa Publica, and in later times the temple of the Nymphs.
Besides the division of the citizens into tribes, centuries, and classes, the censors had also to make out the lists of the senators for the ensuing five years, or until new censors were appointed; striking out the names of such as they considered unworthy, and making additions to the body from those who were qualified. In the same manner they held a review of the Equestrians who received a horse from public funds (equites equo publico), and added and removed names as they judged proper. They also confirmed the princeps senatus, or appointed a new one. The princeps himself had to be a former censor.
After the lists had been completed, the number of citizens was counted up, and the sum total announced. Accordingly, we find that in the account of a census, the number of citizens is likewise usually given. They are in such cases spoken of as capita ("heads"), sometimes with the addition of the word civium ("of the citizens"), and sometimes not. Hence, to be registered in the census was the same thing as "having a head" (caput habere).
Census beyond Rome
A census was sometimes taken in the provinces, even under the Republic. The Emperor sent into the provinces special officers called Censitores to take the census; but the duty was sometimes discharged by the Imperial legati. The Censitores were assisted by subordinate officers, called Censuales, who made out the lists, etc. In Rome, the census was still taken under the empire, but the old ceremonies connected with it were no longer performed, and the ceremony of the lustration was not performed after the time of Vespasian. The jurists Paulus and Ulpian each wrote works on the census in the imperial period; and several extracts from these works are given in a chapter in the Digest (50 15).
Other uses of census
The word census, besides the conventional meaning of "valuation" of a person's estate, has other meaning in Rome; it could refer to:
the amount of a person's property (hence we read of census senatorius, the estate of a senator; census equestris, the estate of an eques).
the lists of the censors.
the tax which depended upon the valuation in the census. The Lexicons will supply examples of these meanings.
Regimen morum
Keeping the public morals (regimen morum, or in the empire cura morum or praefectura morum) was the second most important branch of the censors' duties, and the one which caused their office to be one of the most revered and the most dreaded in the Roman state; hence they were also known as Castigatores ("chastisers"). It naturally grew out of the right which they possessed of excluding persons from the lists of citizens; for, as has been well remarked, "they would, in the first place, be the sole judges of many questions of fact, such as whether a citizen had the qualifications required by law or custom for the rank which he claimed, or whether he had ever incurred any judicial sentence, which rendered him infamous: but from thence the transition was easy, according to Roman notions, to the decisions of questions of right; such as whether a citizen was really worthy of retaining his rank, whether he had not committed some act as justly degrading as those which incurred the sentence of the law."
In this manner, the censors gradually assumed at least nominal complete superintendence over the whole public and private life of every citizen. They were constituted as the conservators of public morality; they were not simply to prevent crime or particular acts of immorality, but rather to maintain the traditional Roman character, ethics, and habits (mos majorum)—regimen morum also encompassed this protection of traditional ways, which was called in the times of the empire cura ("supervision") or praefectura ("command"). The punishment inflicted by the censors in the exercise of this branch of their duties was called nota ("mark, letter") or notatio, or animadversio censoria ("censorial reproach"). In inflicting it, they were guided only by their conscientious convictions of duty; they had to take an oath that they would act biased by neither partiality nor favour; and, in addition to this, they were bound in every case to state in their lists, opposite the name of the guilty citizen, the cause of the punishment inflicted on him, Subscriptio censoria.
This part of the censors' office invested them with a peculiar kind of jurisdiction, which in many respects resembled the exercise of public opinion in modern times; for there are innumerable actions which, though acknowledged by everyone to be prejudicial and immoral, still do not come within the reach of the positive laws of a country; as often said, "immorality does not equal illegality". Even in cases of real crimes, the positive laws frequently punish only the particular offence, while in public opinion the offender, even after he has undergone punishment, is still incapacitated for certain honours and distinctions which are granted only to persons of unblemished character.
Hence the Roman censors might brand a man with their "censorial mark" (nota censoria) in case he had been convicted of a crime in an ordinary court of justice, and had already suffered punishment for it. The consequence of such a nota was only ignominia and not infamia. Infamia and the censorial verdict was not a judicium or res judicata, for its effects were not lasting, but might be removed by the following censors, or by a lex (roughly "law"). A censorial mark was moreover not valid unless both censors agreed. The ignominia was thus only a transitory reduction of status, which does not even appear to have deprived a magistrate of his office, and certainly did not disqualify persons labouring under it for obtaining a magistracy, for being appointed as judices by the praetor, or for serving in the Roman armies. Mamercus Aemilius Mamercinus was thus, notwithstanding the reproach of the censors (animadversio censoria), made dictator.
A person might be branded with a censorial mark in a variety of cases, which it would be impossible to specify, as in a great many instances it depended upon the discretion of the censors and the view they took of a case; and sometimes even one set of censors would overlook an offence which was severely chastised by their successors. But the offences which are recorded to have been punished by the censors are of a threefold nature.
A person who had been branded with a nota censoria, might, if he considered himself wronged, endeavour to prove his innocence to the censors, and if he did not succeed, he might try to gain the protection of one of the censors, that he might intercede on his behalf.
Punishments
The punishments inflicted by the censors generally differed according to the station which a man occupied, though sometimes a person of the highest rank might suffer all the punishments at once, by being degraded to the lowest class of citizens. But they are generally divided into four classes:
Motio ("removal") or ejectio e senatu ("ejection from the Senate"), or the exclusion of a man from the ranks of senators. This punishment might either be a simple exclusion from the list of senators, or the person might at the same time be excluded from the tribes and degraded to the rank of an aerarian. The latter course seems to have been seldom adopted; the ordinary mode of inflicting the punishment was simply this: the censors in their new lists omitted the names of such senators as they wished to exclude, and in reading these new lists in public, quietly omitted the names of those who were no longer to be senators. Hence the expression praeteriti senatores ("senators passed over") is equivalent to e senatu ejecti (those removed from the senate). In some cases, however, the censors did not acquiesce to this simple mode of proceeding, but addressed the senator whom they had noted, and publicly reprimanded him for his conduct. As, however, in ordinary cases an ex-senator was not disqualified by his ignominia for holding any of the magistracies which opened the way to the senate, he might at the next census again become a senator.
The ademptio equi, or the taking away the publicly funded horse from an equestrian. This punishment might likewise be simple, or combined with the exclusion from the tribes and the degradation to the rank of an aerarian.
The motio e tribu, or the exclusion of a person from his tribe. This punishment and the degradation to the rank of an aerarian were originally the same; but when in the course of time a distinction was made between the rural or rustic tribes and the urban tribes, the motio e tribu transferred a person from the rustic tribes to the less respectable city tribes, and if the further degradation to the rank of an aerarian was combined with the motio e tribu, it was always expressly stated.
The fourth punishment was called referre in aerarios or facere aliquem aerarium, and might be inflicted on any person who was thought by the censors to deserve it. This degradation, properly speaking, included all the other punishments, for an equestrian could not be made an aerarius unless he was previously deprived of his horse, nor could a member of a rustic tribe be made an aerarius unless he was previously excluded from it.
It was this authority of the Roman censors which eventually developed into the modern meaning of "censor" and "censorship"—i.e., officials who review published material and forbid the publication of material judged to be contrary to "public morality" as the term is interpreted in a given political and social environment.
Administration of the finances of the state
The administration of the state's finances was another part of the censors' office. In the first place the tributum, or property-tax, had to be paid by each citizen according to the amount of his property registered in the census, and, accordingly, the regulation of this tax naturally fell under the jurisdiction of the censors. They also had the superintendence of all the other revenues of the state, the vectigalia, such as the tithes paid for the public lands, the salt works, the mines, the customs, etc.
The censors typically auctioned off to the highest bidder for the space of a lustrum the collection of the tithes and taxes (tax farming). This auctioning was called venditio or locatio, and seems to have taken place in the month of March, in a public place in Rome The terms on which they were let, together with the rights and duties of the purchasers, were all specified in the leges censoriae, which the censors published in every case before the bidding commenced. For further particulars see Publicani.
The censors also possessed the right, though probably not without the assent of the Senate, of imposing new vectigalia, and even of selling the land belonging to the state. It would thus appear that it was the duty of the censors to bring forward a budget for a five-year period, and to take care that the income of the state was sufficient for its expenditure during that time. In part, their duties resembled those of a modern minister of finance. The censors, however, did not receive the revenues of the state. All the public money was paid into the aerarium, which was entirely under the jurisdiction of the senate; and all disbursements were made by order of this body, which employed the quaestors as its officers.
Overseeing public works
In one important department, the public works, the censors were entrusted with the expenditure of the public money (though the actual payments were no doubt made by the quaestors).
The censors had the general superintendence of all the public buildings and works (opera publica), and to meet the expenses connected with this part of their duties, the senate voted them a certain sum of money or certain revenues, to which they were restricted, but which they might at the same time employ according to their discretion. They had to see that the temples and all other public buildings were in a good state of repair, that no public places were encroached upon by the occupation of private persons, and that the aqueduct, roads, drains, etc. were properly attended to.
The repairs of the public works and the keeping of them in proper condition were let out by the censors by public auction to the lowest bidder, just as the vectigalia were let out to the highest bidder. These expenses were called ultrotributa, and hence we frequently find vectigalia and ultrotributa contrasted with one another. The persons who undertook the contract were called conductores, mancipes, redemptores, susceptores, etc.; and the duties they had to discharge were specified in the Leges Censoriae. The censors had also to superintend the expenses connected with the worship of the gods, even for instance the feeding of the sacred geese in the Capitol; these various tasks were also let out on contract. It was ordinary for censors to expend large amounts of money (“by far the largest and most extensive” of the state) in their public works.
Besides keeping existing public buildings and facilities in a proper state of repair, the censors were also in charge of constructing new ones, either for ornament or utility, both in Rome and in other parts of Italy, such as temples, basilicae, theatres, porticoes, fora, walls of towns, aqueducts, harbours, bridges, cloacae, roads, etc. These works were either performed by them jointly, or they divided between them the money, which had been granted to them by the senate. They were let out to contractors, like the other works mentioned above, and when they were completed, the censors had to see that the work was performed in accordance with the contract: this was called opus probare or in acceptum referre.
The first ever Roman road, the Via Appia, and the first Roman aqueduct, the Aqua Appia, were all constructed under the censorship of Appius Claudius Caecus, one of the most influential censors.
The aediles had likewise a superintendence over the public buildings, and it is not easy to define with accuracy the respective duties of the censors and aediles, but it may be remarked in general that the superintendence of the aediles had more of a police character, while that of the censors were more financial in subject matter.
Lustrum
After the censors had performed their various duties and taken the five-yearly census, the lustrum, a solemn purification of the people, followed. When the censors entered upon their office, they drew lots to see which of them should perform this purification; but both censors were of course obliged to be present at the ceremony.
Long after the Roman census was no longer taken, the Latin word lustrum has survived, and been adopted in some modern languages, in the derived sense of a period of five years, i.e. half a decennium.
Census statistics
See also
Birth registration in Ancient Rome
Constitution of the Roman Republic
Cursus honorum
Lex Caecilia De Censoria
List of topics related to ancient Rome
List of censors
Political institutions of Rome
Pauly–Wissowa
Roman Republic
References
Citations
Sources
Brunt, P. A. Italian Manpower 225 BC – AD 14. Oxford, 1971;
Virlouvet, C. Famines et émeutes à Rome, des origines de la République à la mort de Néron. Roma, 1985;
Suder, W., Góralczyk, E. Sezonowość epidemii w Republice Rzymskiej. Vitae historicae, Księga jubileuszowa dedykowana profesorowi Lechowi A. Tyszkiewiczowi w siedemdziesiątą rocznicę urodzin. Wrocław, 2001.
Suolahti, J. The Roman Censors: A Study on Social Structure. Helsinki, 1963.
Melnichuk Y. Birth of the Roman censorship: Exploring the ancient tradition of the civil control of ancient Rome. - Moscow, 2010
Ancient Roman titles
Censor
Cursus honorum
Governmental auctions | [
101,
1109,
172,
5026,
1766,
113,
1120,
1251,
1159,
117,
1175,
1127,
1160,
114,
1108,
170,
20261,
1107,
2890,
3352,
1150,
1108,
2784,
1111,
8338,
1103,
2314,
117,
26698,
1470,
19613,
117,
1105,
21661,
2218,
5402,
1104,
1103,
1433,
112,
188,
18488,
119,
1109,
1540,
1104,
1103,
172,
5026,
1766,
1108,
7846,
131,
1185,
20261,
1180,
16315,
1117,
6134,
117,
1105,
1178,
1330,
172,
5026,
1766,
1150,
3760,
1140,
1180,
19722,
1343,
6134,
119,
1109,
172,
5026,
1766,
112,
188,
8585,
1104,
1470,
19613,
1110,
1103,
4247,
1104,
1103,
2030,
2764,
1104,
1103,
1734,
172,
5026,
1766,
1105,
18125,
119,
4503,
1607,
1104,
1103,
12477,
25019,
4487,
3457,
1109,
2314,
1108,
1148,
15833,
1118,
19536,
5086,
1361,
17037,
6473,
1361,
117,
3971,
2226,
1104,
3352,
117,
172,
119,
4667,
1571,
782,
4389,
1571,
3823,
119,
1258,
1103,
18304,
1104,
1103,
14358,
1105,
1103,
4263,
1104,
1103,
2250,
1107,
1851,
1580,
3823,
117,
1103,
17004,
1116,
1125,
4812,
1111,
1103,
2314,
1235,
3140,
1495,
3823,
119,
1130,
3140,
1477,
3823,
117,
1185,
17004,
1116,
1127,
1809,
117,
1133,
189,
2047,
7925,
3965,
1114,
17004,
1813,
1540,
1127,
1923,
1939,
119,
1188,
1108,
170,
1815,
1118,
1103,
185,
1513,
16791,
5443,
1106,
2222,
1106,
20386,
2299,
12477,
25019,
4487,
9805,
131,
1178,
26227,
4907,
5895,
1180,
1129,
1809,
17004,
1116,
117,
1229,
1199,
1764,
189,
2047,
7925,
3965,
1127,
185,
1513,
16791,
5443,
119,
1706,
3843,
1103,
5417,
1104,
185,
1513,
16791,
5443,
11621,
1654,
1104,
1103,
2314,
117,
1103,
26227,
4907,
5895,
2856,
1103,
1268,
1106,
1321,
1103,
2314,
1121,
1103,
17004,
1116,
1105,
189,
2047,
7925,
3965,
117,
1105,
1923,
1111,
1142,
4019,
1160,
20261,
1116,
117,
1270,
172,
5026,
12238,
113,
172,
5026,
3864,
114,
117,
1809,
7097,
1121,
1103,
26227,
4907,
5895,
1107,
3352,
119,
1109,
12477,
25019,
4487,
3457,
1598,
1106,
1129,
4013,
1118,
26227,
4907,
5895,
1235,
2588,
1475,
3823,
117,
1165,
21305,
7504,
3285,
155,
16065,
5954,
1108,
1923,
1103,
1148,
185,
1513,
16791,
1389,
172,
5026,
1766,
119,
12564,
1201,
1224,
117,
1107,
3081,
1580,
3823,
117,
1141,
1104,
1103,
21385,
2646,
15647,
3892,
2320,
1115,
1141,
172,
5026,
1766,
1125,
1106,
1129,
170,
185,
1513,
16791,
1389,
119,
2711,
1142,
117,
1185,
185,
1513,
16791,
1389,
172,
5026,
1766,
1982,
1103,
22752,
23609,
12231,
1104,
1103,
1234,
113,
1103,
107,
13051,
5697,
107,
132,
26997,
1183,
14286,
2660,
7147,
1162,
1492,
114,
1235,
13760,
3823,
119,
1130,
15290,
3823,
117,
1111,
1103,
1148,
1159,
117,
1241,
172,
5026,
3864,
1127,
185,
1513,
16791,
5443,
119,
1109,
2255,
1111,
1515,
1160,
172,
5026,
3864,
1108,
1115,
1103,
1160,
17004,
1116,
1125,
2331,
1678,
1103,
2314,
1487,
119,
1409,
1141,
1104,
1103,
172,
5026,
3864,
1452,
1219,
1117,
1858,
1104,
1701,
117,
1330,
1108,
3468,
1106,
4971,
1140,
117,
1198,
1112,
1114,
17004,
1116,
119,
1188,
2171,
1178,
1517,
117,
1107,
3614,
1495,
3823,
119,
1438,
117,
1103,
144,
18318,
1116,
3297,
3352,
1107,
1115,
13051,
5697,
113,
1421,
118,
1214,
1669,
114,
117,
1105,
1103,
10935,
7321,
4485,
1216,
5627,
1112,
107,
1126,
10027,
1222,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Fire is one of the four classical elements along with Earth, Water and Air in ancient Greek philosophy and science. Fire is considered to be both hot and dry and, according to Plato, is associated with the tetrahedron.
Greek and Roman tradition
Fire is one of the four classical elements in ancient Greek philosophy and science. It was commonly associated with the qualities of energy, assertiveness, and passion. In one Greek myth, Prometheus stole fire from the gods to protect the otherwise helpless humans, but was punished for this charity.
Fire was one of many archai proposed by the pre-Socratics, most of whom sought to reduce the cosmos, or its creation, to a single substance. Heraclitus considered fire to be the most fundamental of all elements. He believed fire gave rise to the other three elements: "All things are an interchange for fire, and fire for all things, just like goods for gold and gold for goods." He had a reputation for obscure philosophical principles and for speaking in riddles. He described how fire gave rise to the other elements as the: "upward-downward path", (), a "hidden harmony" or series of transformations he called the "turnings of fire", (), first into sea, and half that sea into earth, and half that earth into rarefied air. This is a concept that anticipates both the four classical elements of Empedocles and Aristotle's transmutation of the four elements into one another.
This world, which is the same for all, no one of gods or men has made. But it always was and will be: an ever-living fire, with measures of it kindling, and measures going out.
Heraclitus regarded the soul as being a mixture of fire and water, with fire being the more noble part and water the ignoble aspect. He believed the goal of the soul is to be rid of water and become pure fire: the dry soul is the best and it is worldly pleasures that make the soul "moist". He was known as the "weeping philosopher" and died of hydropsy, a swelling due to abnormal accumulation of fluid beneath the skin.
However, Empedocles of Akragas , is best known for having selected all elements as his archai and by the time of Plato , the four Empedoclian elements were well established. In the Timaeus, Plato's major cosmological dialogue, the Platonic solid he associated with fire was the tetrahedron which is formed from four triangles and contains the least volume with the greatest surface area. This also makes fire the element with the smallest number of sides, and Plato regarded it as appropriate for the heat of fire, which he felt is sharp and stabbing, (like one of the points of a tetrahedron).
Plato's student Aristotle did not maintain his former teacher's geometric view of the elements, but rather preferred a somewhat more naturalistic explanation for the elements based on their traditional qualities. Fire the hot and dry element, like the other elements, was an abstract principle and not identical with the normal solids, liquids and combustion phenomena we experience:
What we commonly call fire. It is not really fire, for fire is an excess of heat and a sort of ebullition; but in reality, of what we call air, the part surrounding the earth is moist and warm, because it contains both vapour and a dry exhalation from the earth.
According to Aristotle, the four elements rise or fall toward their natural place in concentric layers surrounding the center of the earth and form the terrestrial or sublunary spheres.
In ancient Greek medicine, each of the four humours became associated with an element. Yellow bile was the humor identified with fire, since both were hot and dry. Other things associated with fire and yellow bile in ancient and medieval medicine included the season of summer, since it increased the qualities of heat and aridity; the choleric temperament (of a person dominated by the yellow bile humour); the masculine; and the eastern point of the compass.
In alchemy the chemical element of sulfur was often associated with fire and its alchemical symbol and its symbol was an upward-pointing triangle. In alchemic tradition, metals are incubated by fire in the womb of the Earth and alchemists only accelerate their development.
Indian tradition
Agni is a Hindu and Vedic deity. The word agni is Sanskrit for fire (noun), cognate with Latin ignis (the root of English ignite), Russian огонь (fire), pronounced agon. Agni has three forms: fire, lightning and the sun.
Agni is one of the most important of the Vedic gods. He is the god of fire and the accepter of sacrifices. The sacrifices made to Agni go to the deities because Agni is a messenger from and to the other gods. He is ever-young, because the fire is re-lit every day, yet he is also immortal. In Indian tradition fire is also linked to Surya or the Sun and Mangala or Mars, and with the south-east direction.
Ceremonial magic
Fire and the other Greek classical elements were incorporated into the Golden Dawn system. Philosophus (4=7) is the elemental grade attributed to fire; this grade is also attributed to the Qabalistic Sephirah Netzach and the planet Venus. The elemental weapon of fire is the Wand. Each of the elements has several associated spiritual beings. The archangel of fire is Michael, the angel is Aral, the ruler is Seraph, the king is Djin, and the fire elementals (following Paracelsus) are called salamanders. Fire is considered to be active; it is represented by the symbol for Leo and it is referred to the lower right point of the pentacle in the Supreme Invoking Ritual of the Pentacle. Many of these associations have since spread throughout the occult community.
Tarot
Fire in tarot symbolizes conversion or passion. Many references to fire in tarot are related to the usage of fire in the practice of alchemy, in which the application of fire is a prime method of conversion, and everything that touches fire is changed, often beyond recognition. The symbol of fire was a cue pointing towards transformation, the chemical variant being the symbol delta, which is also the classical symbol for fire. Conversion symbolized can be good, for example, refining raw crudities to gold, as seen in The Devil. Conversion can also be bad, as in The Tower, symbolizing a downfall due to anger. Fire is associated with the suit of rods/wands, and as such, represents passion from inspiration. As an element, fire has mixed symbolism because it represents energy, which can be helpful when controlled, but volatile if left unchecked.
Modern witchcraft
Fire is one of the five elements that appear in most Wiccan traditions influenced by the Golden Dawn system of magic, and Aleister Crowley's mysticism, which was in turn inspired by the Golden Dawn.
Freemasonry
In freemasonry, fire is present, for example, during the ceremony of winter solstice, a symbol also of renaissance and energy. Freemasonry takes the ancient symbolic meaning of fire and recognizes its double nature: creation, light, on the one hand, and destruction and purification, on the other.
See also
Fire god
Fire worship
Pyrokinesis
Pyromancy
Pyromania
References
Further reading
Frazer, Sir James George, Myths of the Origin of Fire, London: Macmillan, 1930.
External links
Different versions of the classical elements
Overview the 5 elements
Section on 4 elements in Buddhism
a virtual exhibition about the history of fire
Classical elements
Numerology
Esoteric cosmology
Fire in culture
Technical factors of astrology
History of astrology | [
101,
4266,
1110,
1141,
1104,
1103,
1300,
4521,
3050,
1373,
1114,
2746,
117,
4434,
1105,
1806,
1107,
2890,
2414,
5027,
1105,
2598,
119,
4266,
1110,
1737,
1106,
1129,
1241,
2633,
1105,
3712,
1105,
117,
2452,
1106,
21137,
117,
1110,
2628,
1114,
1103,
21359,
4487,
8961,
3484,
119,
2414,
1105,
2264,
3904,
4266,
1110,
1141,
1104,
1103,
1300,
4521,
3050,
1107,
2890,
2414,
5027,
1105,
2598,
119,
1135,
1108,
3337,
2628,
1114,
1103,
11793,
1104,
2308,
117,
23163,
2109,
1757,
117,
1105,
7615,
119,
1130,
1141,
2414,
12849,
117,
5096,
11006,
25212,
10566,
1783,
1121,
1103,
6807,
1106,
3244,
1103,
4303,
14120,
3612,
117,
1133,
1108,
14897,
1111,
1142,
6630,
119,
4266,
1108,
1141,
1104,
1242,
9072,
3814,
3000,
1118,
1103,
3073,
118,
1573,
21611,
1116,
117,
1211,
1104,
2292,
4110,
1106,
4851,
1103,
1884,
18818,
117,
1137,
1157,
3707,
117,
1106,
170,
1423,
9556,
119,
1430,
7409,
12888,
1361,
1737,
1783,
1106,
1129,
1103,
1211,
8148,
1104,
1155,
3050,
119,
1124,
2475,
1783,
1522,
3606,
1106,
1103,
1168,
1210,
3050,
131,
107,
1398,
1614,
1132,
1126,
9629,
1111,
1783,
117,
1105,
1783,
1111,
1155,
1614,
117,
1198,
1176,
4817,
1111,
2284,
1105,
2284,
1111,
4817,
119,
107,
1124,
1125,
170,
5244,
1111,
15574,
11388,
6551,
1105,
1111,
3522,
1107,
9297,
24859,
119,
1124,
1758,
1293,
1783,
1522,
3606,
1106,
1103,
1168,
3050,
1112,
1103,
131,
107,
10828,
118,
14833,
3507,
107,
117,
113,
114,
117,
170,
107,
4610,
12659,
107,
1137,
1326,
1104,
26139,
1119,
1270,
1103,
107,
3219,
1116,
1104,
1783,
107,
117,
113,
114,
117,
1148,
1154,
2343,
117,
1105,
1544,
1115,
2343,
1154,
4033,
117,
1105,
1544,
1115,
4033,
1154,
4054,
8971,
1586,
119,
1188,
1110,
170,
3400,
1115,
2848,
6617,
16963,
1116,
1241,
1103,
1300,
4521,
3050,
1104,
18653,
3537,
13335,
2897,
1105,
18727,
112,
188,
14715,
13601,
7984,
1104,
1103,
1300,
3050,
1154,
1141,
1330,
119,
1188,
1362,
117,
1134,
1110,
1103,
1269,
1111,
1155,
117,
1185,
1141,
1104,
6807,
1137,
1441,
1144,
1189,
119,
1252,
1122,
1579,
1108,
1105,
1209,
1129,
131,
1126,
1518,
118,
1690,
1783,
117,
1114,
5252,
1104,
1122,
1912,
1979,
117,
1105,
5252,
1280,
1149,
119,
1430,
7409,
12888,
1361,
4485,
1103,
3960,
1112,
1217,
170,
7759,
1104,
1783,
1105,
1447,
117,
1114,
1783,
1217,
1103,
1167,
8604,
1226,
1105,
1447,
1103,
178,
25566,
2165,
7631,
119,
1124,
2475,
1103,
2273,
1104,
1103,
3960,
1110,
1106,
1129,
9297,
1104,
1447,
1105,
1561,
5805,
1783,
131,
1103,
3712,
3960,
1110,
1103,
1436,
1105,
1122,
1110,
1362,
1193,
4687,
1116,
1115,
1294,
1103,
3960,
107,
11758,
107,
119,
1124,
1108,
1227,
1112,
1103,
107,
24305,
10070,
107,
1105,
1452,
1104,
177,
19694,
12685,
117,
170,
20085,
1496,
1106,
22832,
23168,
1104,
8240,
3502,
1103,
2241,
119,
1438,
117,
18653,
3537,
13335,
2897,
1104,
138,
27311,
11305,
117,
1110,
1436,
1227,
1111,
1515,
2700,
1155,
3050,
1112,
1117,
9072,
3814,
1105,
1118,
1103,
1159,
1104,
21137,
117,
1103,
1300,
18653,
3537,
13335,
15647,
3050,
1127,
1218,
1628,
119,
1130,
1103,
4446,
5024,
1361,
117,
21137,
112,
188,
1558,
1884,
26358,
7810,
8556,
117,
1103,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
In historical linguistics, cognates, also called lexical cognates, are sets of words in different languages that have been inherited in direct descent from an etymological ancestor in a common parent language. Because language change can have very radical effects on both the sound and the meaning of a word, cognates may not be obvious, and often it takes rigorous study of historical sources and the application of the comparative method to establish whether lexemes are cognate or not.
The term cognate derives from the Latin noun cognatus, which means "blood relative".
Characteristics
Cognates do not need to have the same meaning, which may have changed as the languages developed separately. For example English starve and Dutch sterven or German sterben ("to die") all derive from the same Proto-Germanic root, *sterbaną ("die").
Also, cognates do not need to have similar forms: English father, French père, and Armenian հայր (hayr) all descend directly from Proto-Indo-European *ph₂tḗr. An extreme case is Armenian երկու (erku) and English two, which descend from Proto-Indo-European *dwóh₁ (note that the sound change *dw > erk in Armenian is regular).
An example of cognates in Indo-European languages are the words night (English), nicht (Scots), Nacht (German), nacht (Dutch, Frisian), nag (Afrikaans), Naach (Colognian), natt (Swedish, Norwegian), nat (Danish), nátt (Faroese), nótt (Icelandic), noc (Czech, Slovak, Polish), ночь, noch (Russian), ноќ, noć (Macedonian), нощ, nosht (Bulgarian), nishi (Bengali), ніч, nich (Ukrainian), ноч, noch/noč (Belarusian), noč (Slovene), noć (Serbo-Croatian), nakts (Latvian), naktis (Lithuanian), νύξ, nyx (Ancient Greek), νύχτα / nychta (Modern Greek), nakt- (Sanskrit), natë (Albanian), nos (Welsh, Cornish), noz (Breton), nox/nocte (Latin), nuit (French), noche (Spanish), nueche (Asturian), noite (Portuguese and Galician), notte (Italian), nit (Catalan), nuet/nit/nueit (Aragonese), nuèch / nuèit (Occitan) and noapte (Romanian), all meaning "night" and being derived from the Proto-Indo-European "night". The Indo-European languages have many hundreds of such sets of cognates, though not all are as neat as the cognates of night.
The Arabic salām, the Hebrew shalom, the Assyrian Neo-Aramaic shlama and the Amharic selam ("peace") are also cognates, derived from the Proto-Semitic *šalām- "peace".
Cognates may often be less easily recognised than the above examples, and authorities sometimes differ in their interpretations of the evidence. The English word milk is clearly a cognate of German Milch, Dutch and Afrikaans melk, Russian молоко (moloko), Serbo-Croatian and Slovenian mleko/mlijeko. On the other hand, French lait, Catalan llet, Italian latte, Romanian lapte, Spanish leche and leite (Portuguese and Galician) (all meaning "milk") are less-obvious cognates of Ancient Greek gálaktos (genitive singular of gála, "milk"), a relationship that is more evidently seen through the intermediate Latin lac "milk" as well as the English word lactic and other terms borrowed from Latin.
Some cognates are semantic opposites. For instance, while the Hebrew word chutzpah means "impudence", its Classical Arabic cognate ḥaṣāfah means "sound judgment."
False cognates
False cognates are words that are believed to have a common origin, but which in fact do not. For example, Latin and German both mean 'to have' and are phonetically similar. However, the words evolved from different Proto-Indo-European (PIE) roots: , like English have, comes from PIE *kh₂pyé- 'to grasp', and has the Latin cognate capere 'to seize, grasp, capture'. , on the other hand, is from PIE *gʰabʰ 'to give, to receive', and hence cognate with English give and German .
Likewise, English much and Spanish look similar and have a similar meaning, but are not cognates: much is from Proto-Germanic *mikilaz < PIE *meǵ- and is from Latin multum < PIE *mel-; a true cognate is Spanish 'big' (archaic).
Distinctions
Cognates are distinguished from other kinds of relationships.
Loanwords are words borrowed from one language into another, for example English beef is borrowed from Old French boef (meaning "ox"). Although they are part of a single etymological stemma, linguists do not normally call them cognates.
Doublets are pairs of words in the same language which are derived from a single etymon, which may have similar but distinct meanings and uses. Often one is a loanword and the other is the native form, or they have developed in different dialects and then found themselves together in a modern standard language. For example, Old French boef is cognate with English cow, so English cow and beef are doublets.
Equivalents or translations are words in two different languages that have similar meanings. They may be cognate, but usually they are not. For example, the German equivalent of the English word cow is Kuh, which is also cognate, but the French equivalent is vache, which is unrelated.
See also
Indo-European vocabulary
References
External links
Historical linguistics
Comparative linguistics | [
101,
1130,
3009,
23213,
117,
1884,
21772,
1116,
117,
1145,
1270,
5837,
8745,
7867,
1884,
21772,
1116,
117,
1132,
3741,
1104,
1734,
1107,
1472,
3483,
1115,
1138,
1151,
7459,
1107,
2904,
6585,
1121,
1126,
3084,
17162,
7542,
13596,
1107,
170,
1887,
6486,
1846,
119,
2279,
1846,
1849,
1169,
1138,
1304,
8276,
3154,
1113,
1241,
1103,
1839,
1105,
1103,
2764,
1104,
170,
1937,
117,
1884,
21772,
1116,
1336,
1136,
1129,
5119,
117,
1105,
1510,
1122,
2274,
22112,
2025,
1104,
3009,
3509,
1105,
1103,
4048,
1104,
1103,
18008,
3442,
1106,
4586,
2480,
5837,
16056,
6801,
1132,
1884,
21772,
1137,
1136,
119,
1109,
1858,
1884,
21772,
12301,
1121,
1103,
2911,
16432,
1884,
12149,
4814,
117,
1134,
2086,
107,
1892,
5236,
107,
119,
23543,
5562,
1116,
3291,
21772,
1116,
1202,
1136,
1444,
1106,
1138,
1103,
1269,
2764,
117,
1134,
1336,
1138,
2014,
1112,
1103,
3483,
1872,
10380,
119,
1370,
1859,
1483,
2851,
2707,
1105,
2954,
188,
2083,
7912,
1137,
1528,
188,
2083,
9672,
113,
107,
1106,
2939,
107,
114,
1155,
20292,
1121,
1103,
1269,
22388,
118,
15886,
7261,
117,
115,
188,
2083,
7167,
28213,
113,
107,
2939,
107,
114,
119,
2907,
117,
1884,
21772,
1116,
1202,
1136,
1444,
1106,
1138,
1861,
2769,
131,
1483,
1401,
117,
1497,
185,
7436,
117,
1105,
6985,
100,
113,
20433,
1197,
114,
1155,
20649,
2626,
1121,
22388,
118,
11501,
118,
1735,
115,
100,
119,
1760,
6122,
1692,
1110,
6985,
516,
28435,
28428,
28432,
28436,
113,
14044,
4786,
114,
1105,
1483,
1160,
117,
1134,
20649,
1121,
22388,
118,
11501,
118,
1735,
115,
173,
2246,
7774,
1324,
12183,
113,
3805,
1115,
1103,
1839,
1849,
115,
173,
2246,
135,
14044,
1377,
1107,
6985,
1110,
2366,
114,
119,
1760,
1859,
1104,
1884,
21772,
1116,
1107,
11501,
118,
1735,
3483,
1132,
1103,
1734,
1480,
113,
1483,
114,
117,
11437,
9817,
113,
12364,
114,
117,
11896,
9817,
113,
1528,
114,
117,
9468,
9817,
113,
2954,
117,
13359,
26868,
1389,
114,
117,
9468,
1403,
113,
138,
2087,
21513,
5443,
114,
117,
11896,
7291,
113,
9518,
8032,
11091,
114,
117,
9468,
3069,
113,
3619,
117,
4236,
114,
117,
9468,
1204,
113,
4979,
114,
117,
183,
5589,
3069,
113,
8040,
25719,
114,
117,
183,
7774,
3069,
113,
14530,
114,
117,
1185,
1665,
113,
4833,
117,
12984,
117,
3129,
114,
117,
488,
16948,
28409,
28414,
117,
1185,
1732,
113,
1938,
114,
117,
100,
117,
1185,
7128,
113,
13296,
114,
117,
488,
16948,
28411,
117,
1185,
2737,
1204,
113,
7145,
114,
117,
11437,
5933,
113,
11276,
114,
117,
488,
28418,
28409,
117,
11437,
1732,
113,
5284,
114,
117,
488,
16948,
28409,
117,
1185,
1732,
120,
1185,
18308,
113,
16510,
114,
117,
1185,
18308,
113,
19778,
114,
117,
1185,
7128,
113,
22089,
1186,
118,
7491,
114,
117,
20084,
2145,
113,
15332,
114,
117,
20084,
6620,
113,
10190,
114,
117,
430,
28362,
28350,
117,
183,
19367,
113,
7622,
2414,
114,
117,
430,
28362,
28358,
28355,
15561,
120,
183,
21155,
1777,
113,
4825,
2414,
114,
117,
20084,
1204,
118,
113,
11399,
114,
117,
9468,
1204,
13420,
113,
9104,
114,
117,
1185,
1116,
113,
5447,
117,
19130,
114,
117,
1185,
1584,
113,
17935,
114,
117,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
A capsid is the protein shell of a virus, enclosing its genetic material. It consists of several oligomeric (repeating) structural subunits made of protein called protomers. The observable 3-dimensional morphological subunits, which may or may not correspond to individual proteins, are called capsomeres. The proteins making up the capsid are called capsid proteins or viral coat proteins (VCP). The capsid and inner genome is called the nucleocapsid.
Capsids are broadly classified according to their structure. The majority of the viruses have capsids with either helical or icosahedral structure. Some viruses, such as bacteriophages, have developed more complicated structures due to constraints of elasticity and electrostatics. The icosahedral shape, which has 20 equilateral triangular faces, approximates a sphere, while the helical shape resembles the shape of a spring, taking the space of a cylinder but not being a cylinder itself. The capsid faces may consist of one or more proteins. For example, the foot-and-mouth disease virus capsid has faces consisting of three proteins named VP1–3.
Some viruses are enveloped, meaning that the capsid is coated with a lipid membrane known as the viral envelope. The envelope is acquired by the capsid from an intracellular membrane in the virus' host; examples include the inner nuclear membrane, the Golgi membrane, and the cell's outer membrane.
Once the virus has infected a cell and begins replicating itself, new capsid subunits are synthesized using the protein biosynthesis mechanism of the cell. In some viruses, including those with helical capsids and especially those with RNA genomes, the capsid proteins co-assemble with their genomes. In other viruses, especially more complex viruses with double-stranded DNA genomes, the capsid proteins assemble into empty precursor procapsids that includes a specialized portal structure at one vertex. Through this portal, viral DNA is translocated into the capsid.
Structural analyses of major capsid protein (MCP) architectures have been used to categorise viruses into lineages. For example, the bacteriophage PRD1, the algal virus Paramecium bursaria Chlorella virus-1 (PBCV-1), mimivirus and the mammalian adenovirus have been placed in the same lineage, whereas tailed, double-stranded DNA bacteriophages (Caudovirales) and herpesvirus belong to a second lineage.
Specific shapes
Icosahedral
The icosahedral structure is extremely common among viruses. The icosahedron consists of 20 triangular faces delimited by 12 fivefold vertexes and consists of 60 asymmetric units. Thus, an icosahedral virus is made of 60N protein subunits. The number and arrangement of capsomeres in an icosahedral capsid can be classified using the "quasi-equivalence principle" proposed by Donald Caspar and Aaron Klug. Like the Goldberg polyhedra, an icosahedral structure can be regarded as being constructed from pentamers and hexamers. The structures can be indexed by two integers h and k, with and ; the structure can be thought of as taking h steps from the edge of a pentamer, turning 60 degrees counterclockwise, then taking k steps to get to the next pentamer. The triangulation number T for the capsid is defined as:
In this scheme, icosahedral capsids contain 12 pentamers plus 10(T − 1) hexamers. The T-number is representative of the size and complexity of the capsids. Geometric examples for many values of h, k, and T can be found at List of geodesic polyhedra and Goldberg polyhedra.
Many exceptions to this rule exist: For example, the polyomaviruses and papillomaviruses have pentamers instead of hexamers in hexavalent positions on a quasi T = 7 lattice. Members of the double-stranded RNA virus lineage, including reovirus, rotavirus and bacteriophage φ6 have capsids built of 120 copies of capsid protein, corresponding to a T = 2 capsid, or arguably a T = 1 capsid with a dimer in the asymmetric unit. Similarly, many small viruses have a pseudo T = 3 (or P = 3) capsid, which is organized according to a T = 3 lattice, but with distinct polypeptides occupying the three quasi-equivalent positions
T-numbers can be represented in different ways, for example T = 1 can only be represented as an icosahedron or a dodecahedron and, depending on the type of quasi-symmetry, T = 3 can be presented as a truncated dodecahedron, an icosidodecahedron, or a truncated icosahedron and their respective duals a triakis icosahedron, a rhombic triacontahedron, or a pentakis dodecahedron.
Prolate
An elongated icosahedron is a common shape for the heads of bacteriophages. Such a structure is composed of a cylinder with a cap at either end. The cylinder is composed of 10 elongated triangular faces. The Q number (or Tmid), which can be any positive integer, specifies the number of triangles, composed of asymmetric subunits, that make up the 10 triangles of the cylinder. The caps are classified by the T (or Tend) number.
The bacterium E. coli is the host for bacteriophage T4 that has a prolate head structure. The bacteriophage encoded gp31 protein appears to be functionally homologous to E. coli chaperone protein GroES and able to substitute for it in the assembly of bacteriophage T4 virions during infection. Like GroES, gp31 forms a stable complex with GroEL chaperonin that is absolutely necessary for the folding and assembly in vivo of the bacteriophage T4 major capsid protein gp23.
Helical
Many rod-shaped and filamentous plant viruses have capsids with helical symmetry. The helical structure can be described as a set of n 1-D molecular helices related by an n-fold axial symmetry. The helical transformation are classified into two categories: one-dimensional and two-dimensional helical systems. Creating an entire helical structure relies on a set of translational and rotational matrices which are coded in the protein data bank. Helical symmetry is given by the formula P = μ x ρ, where μ is the number of structural units per turn of the helix, ρ is the axial rise per unit and P is the pitch of the helix. The structure is said to be open due to the characteristic that any volume can be enclosed by varying the length of the helix. The most understood helical virus is the tobacco mosaic virus. The virus is a single molecule of (+) strand RNA. Each coat protein on the interior of the helix bind three nucleotides of the RNA genome. Influenza A viruses differ by comprising multiple ribonucleoproteins, the viral NP protein organizes the RNA into a helical structure. The size is also different; the tobacco mosaic virus has a 16.33 protein subunits per helical turn, while the influenza A virus has a 28 amino acid tail loop.
Functions
The functions of the capsid are to:
protect the genome,
deliver the genome, and
interact with the host.
The virus must assemble a stable, protective protein shell to protect the genome from lethal chemical and physical agents. These include extremes of pH or temperature and proteolytic and nucleolytic enzymes. For non-enveloped viruses, the capsid itself may be involved in interaction with receptors on the host cell, leading to penetration of the host cell membrane and internalization of the capsid. Delivery of the genome occurs by subsequent uncoating or disassembly of the capsid and release of the genome into the cytoplasm, or by ejection of the genome through a specialized portal structure directly into the host cell nucleus.
Origin and evolution
It has been suggested that many viral capsid proteins have evolved on multiple occasions from functionally diverse cellular proteins. The recruitment of cellular proteins appears to have occurred at different stages of evolution so that some cellular proteins were captured and refunctionalized prior to the divergence of cellular organisms into the three contemporary domains of life, whereas others were hijacked relatively recently. As a result, some capsid proteins are widespread in viruses infecting distantly related organisms (e.g., capsid proteins with the jelly-roll fold), whereas others are restricted to a particular group of viruses (e.g., capsid proteins of alphaviruses).
A computational model (2015) has shown that capsids may have originated before viruses and that they served as a means of horizontal transfer between replicator communities since these communities could not survive if the number of gene parasites increased, with certain genes being responsible for the formation of these structures and those that favored the survival of self-replicating communities. The displacement of these ancestral genes between cellular organisms could favor the appearance of new viruses during evolution.
See also
Geodesic polyhedron
Goldberg–Coxeter construction
Fullerene#Other buckyballs
References
Further reading
External links
IRAM-Virus Capsid Database and Analysis Resource
Virology
Protein complexes | [
101,
138,
10184,
2386,
1110,
1103,
4592,
5963,
1104,
170,
7942,
117,
4035,
1665,
8867,
1158,
1157,
7434,
2578,
119,
1135,
2923,
1104,
1317,
184,
2646,
2758,
4027,
1596,
113,
16590,
114,
8649,
27555,
1116,
1189,
1104,
4592,
1270,
5250,
18778,
1468,
119,
1109,
184,
4832,
1200,
12598,
124,
118,
8611,
182,
1766,
26920,
27555,
1116,
117,
1134,
1336,
1137,
1336,
1136,
18420,
1106,
2510,
7865,
117,
1132,
1270,
10184,
23806,
1279,
119,
1109,
7865,
1543,
1146,
1103,
10184,
2386,
1132,
1270,
10184,
2386,
7865,
1137,
14837,
4920,
7865,
113,
20559,
2101,
114,
119,
1109,
10184,
2386,
1105,
5047,
15519,
1110,
1270,
1103,
183,
21977,
26918,
25265,
5053,
1181,
119,
17212,
5053,
3680,
1132,
14548,
5667,
2452,
1106,
1147,
2401,
119,
1109,
2656,
1104,
1103,
20942,
1138,
10184,
7540,
1114,
1719,
1119,
9538,
1233,
1137,
178,
13538,
3354,
1174,
4412,
2401,
119,
1789,
20942,
117,
1216,
1112,
171,
11179,
9866,
4184,
19911,
1116,
117,
1138,
1872,
1167,
8277,
4413,
1496,
1106,
15651,
1104,
25460,
1785,
1105,
24266,
27372,
1116,
119,
1109,
178,
13538,
3354,
1174,
4412,
3571,
117,
1134,
1144,
1406,
174,
21005,
16719,
14894,
4876,
117,
17325,
1116,
170,
11036,
117,
1229,
1103,
1119,
9538,
1233,
3571,
13198,
1103,
3571,
1104,
170,
3450,
117,
1781,
1103,
2000,
1104,
170,
7613,
1133,
1136,
1217,
170,
7613,
2111,
119,
1109,
10184,
2386,
4876,
1336,
8296,
1104,
1141,
1137,
1167,
7865,
119,
1370,
1859,
117,
1103,
2555,
118,
1105,
118,
1779,
3653,
7942,
10184,
2386,
1144,
4876,
4721,
1104,
1210,
7865,
1417,
23659,
1475,
782,
124,
119,
1789,
20942,
1132,
11427,
1181,
117,
2764,
1115,
1103,
10184,
2386,
1110,
16055,
1114,
170,
4764,
2386,
10936,
1227,
1112,
1103,
14837,
11427,
119,
1109,
11427,
1110,
2888,
1118,
1103,
10184,
2386,
1121,
1126,
1107,
4487,
18091,
10936,
1107,
1103,
7942,
112,
2989,
132,
5136,
1511,
1103,
5047,
4272,
10936,
117,
1103,
3414,
1233,
5389,
10936,
117,
1105,
1103,
2765,
112,
188,
6144,
10936,
119,
2857,
1103,
7942,
1144,
10594,
170,
2765,
1105,
3471,
16498,
1916,
2111,
117,
1207,
10184,
2386,
27555,
1116,
1132,
26662,
1606,
1103,
4592,
25128,
5821,
2227,
22063,
6978,
1104,
1103,
2765,
119,
1130,
1199,
20942,
117,
1259,
1343,
1114,
1119,
9538,
1233,
10184,
7540,
1105,
2108,
1343,
1114,
13254,
15519,
1116,
117,
1103,
10184,
2386,
7865,
1884,
118,
24945,
1114,
1147,
15519,
1116,
119,
1130,
1168,
20942,
117,
2108,
1167,
2703,
20942,
1114,
2702,
118,
17345,
5394,
15519,
1116,
117,
1103,
10184,
2386,
7865,
24945,
1154,
3427,
15985,
5250,
25265,
5053,
3680,
1115,
2075,
170,
7623,
10823,
2401,
1120,
1141,
22132,
119,
4737,
1142,
10823,
117,
14837,
5394,
1110,
14715,
27089,
2913,
1154,
1103,
10184,
2386,
119,
1457,
27886,
18460,
1104,
1558,
10184,
2386,
4592,
113,
12029,
2101,
114,
4220,
1116,
1138,
1151,
1215,
1106,
5855,
23820,
17789,
20942,
1154,
14209,
1116,
119,
1370,
1859,
117,
1103,
171,
11179,
9866,
4184,
19911,
11629,
2137,
1475,
117,
1103,
2393,
6997,
7942,
23994,
3263,
6617,
1818,
171,
7719,
11315,
20394,
21425,
3848,
7942,
118,
122,
113,
153,
9428,
2559,
118,
122,
114,
117,
1940,
3080,
27608,
1105,
1103,
12477,
27568,
1811,
8050,
26601,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Cassiopeia ( ) or Cassiopea may refer to:
Greek mythology
Cassiopeia (mother of Andromeda), queen of Aethiopia and mother of Andromeda
Cassiopeia (wife of Phoenix), wife of Phoenix, king of Phoenicia
Cassiopeia, wife of Epaphus, king of Egypt, the son of Zeus and Io; mother of Libya
Science
Cassiopeia (constellation), a northern constellation representing the queen of Ethiopia
Cassiopeia A, a supernova remnant in that constellation
Cassiopea, the genus of the "upside-down" jellyfish
Arts and entertainment
Film
Cassiopeia (film), a 1996 Brazilian CGI film
Music
Cassiopeia (TVXQ), the fan club of South Korean boy band TVXQ
"Cassiopeia", a song by Shabütie (now known as Coheed and Cambria) from their 1999 EP The Penelope EP
"Cassiopeia", a song by Joanna Newsom from her 2004 album The Milk-Eyed Mender
"Cassiopeia", a song by Dragonland from their 2006 album Astronomy
"Cassiopeia", a song by Sunny Lax from his 2006 EP P.U.M.A./Cassiopeia
"Cassiopeia", a song by Rain from his 2006 album Rain's World
"Cassiopeia", a song by Sara Bareilles from her 2013 album The Blessed Unrest
Fictional characters
Cassiopeia "Cassie" Sullivan, in The 5th Wave series written by Rick Yancey
Cassiopeia, a magical tortoise in Michael Ende's fantasy book Momo
Cassiopeia (Battlestar Galactica), from the television series Battlestar Galactica
Cassiopea (Encantadia), the first Queen of Lireo in the Encantadia fantasy series of GMA Network
Cassiopeia, the mother of Octavian in The Astonishing Life of Octavian Nothing
Cassiopeia du Couteau, the Serpent's Embrace, a playable champion character in the video game League of Legends
Other
Casio Cassiopeia, a series of pocket PCs
Cassiopeia (train), an overnight rail service in Japan
USS Cassiopeia (AK-75), a cargo ship used by the United States Navy in World War II
See also
Boast of Cassiopeia
Casiopea, (est. 1976) a Japanese jazz fusion group
Casiopea (album), the group's self-titled debut album from 1979
Kassiopi, a village and resort on the affluent north east coast of Corfu | [
101,
17500,
2660,
3186,
1465,
113,
114,
1137,
17500,
2660,
3186,
1161,
1336,
5991,
1106,
131,
2414,
12040,
17500,
2660,
3186,
1465,
113,
1534,
1104,
1262,
11457,
1810,
114,
117,
5746,
1104,
138,
8767,
2660,
15748,
1105,
1534,
1104,
1262,
11457,
1810,
17500,
2660,
3186,
1465,
113,
1676,
1104,
6343,
114,
117,
1676,
1104,
6343,
117,
2226,
1104,
7642,
7745,
7770,
1465,
17500,
2660,
3186,
1465,
117,
1676,
1104,
142,
4163,
21060,
117,
2226,
1104,
4498,
117,
1103,
1488,
1104,
16111,
1105,
146,
1186,
132,
1534,
1104,
13135,
2444,
17500,
2660,
3186,
1465,
113,
19325,
114,
117,
170,
2350,
19325,
4311,
1103,
5746,
1104,
11132,
17500,
2660,
3186,
1465,
138,
117,
170,
7688,
14570,
22499,
1107,
1115,
19325,
17500,
2660,
3186,
1161,
117,
1103,
2804,
1104,
1103,
107,
16888,
118,
1205,
107,
179,
23083,
6529,
2334,
1105,
5936,
2352,
17500,
2660,
3186,
1465,
113,
1273,
114,
117,
170,
1820,
5468,
140,
21065,
1273,
1953,
17500,
2660,
3186,
1465,
113,
1794,
3190,
4880,
114,
117,
1103,
5442,
1526,
1104,
1375,
3947,
2298,
1467,
1794,
3190,
4880,
107,
17500,
2660,
3186,
1465,
107,
117,
170,
1461,
1118,
156,
17266,
17176,
9570,
113,
1208,
1227,
1112,
3291,
19989,
1181,
1105,
14805,
24911,
114,
1121,
1147,
1729,
4493,
1109,
21129,
4493,
107,
17500,
2660,
3186,
1465,
107,
117,
170,
1461,
1118,
16934,
3128,
4165,
1121,
1123,
1516,
1312,
1109,
18165,
118,
9329,
1181,
3401,
2692,
107,
17500,
2660,
3186,
1465,
107,
117,
170,
1461,
1118,
6891,
1931,
1121,
1147,
1386,
1312,
1249,
25814,
107,
17500,
2660,
3186,
1465,
107,
117,
170,
1461,
1118,
17321,
2001,
1775,
1121,
1117,
1386,
4493,
153,
119,
158,
119,
150,
119,
138,
119,
120,
17500,
2660,
3186,
1465,
107,
17500,
2660,
3186,
1465,
107,
117,
170,
1461,
1118,
10463,
1121,
1117,
1386,
1312,
10463,
112,
188,
1291,
107,
17500,
2660,
3186,
1465,
107,
117,
170,
1461,
1118,
6936,
6523,
13593,
2897,
1121,
1123,
1381,
1312,
1109,
16850,
12118,
14201,
9713,
1348,
2650,
17500,
2660,
3186,
1465,
107,
8512,
107,
7124,
117,
1107,
1109,
4025,
13531,
1326,
1637,
1118,
5512,
14932,
18865,
17500,
2660,
3186,
1465,
117,
170,
9214,
1106,
3740,
17724,
1107,
1847,
5135,
1162,
112,
188,
7369,
1520,
4563,
1186,
17500,
2660,
3186,
1465,
113,
2651,
10058,
26376,
11143,
1161,
114,
117,
1121,
1103,
1778,
1326,
2651,
10058,
26376,
11143,
1161,
17500,
2660,
3186,
1161,
113,
13832,
7804,
18518,
1465,
114,
117,
1103,
1148,
2454,
1104,
5255,
1874,
1186,
1107,
1103,
13832,
7804,
18518,
1465,
7369,
1326,
1104,
22983,
3998,
17500,
2660,
3186,
1465,
117,
1103,
1534,
1104,
14125,
19962,
1179,
1107,
1109,
14901,
10506,
2583,
1104,
14125,
19962,
1179,
4302,
17500,
2660,
3186,
1465,
3840,
3291,
6140,
3984,
117,
1103,
19536,
22083,
112,
188,
18653,
6766,
2093,
117,
170,
18197,
3628,
1959,
1107,
1103,
1888,
1342,
1453,
1104,
15704,
2189,
140,
17506,
1186,
17500,
2660,
3186,
1465,
117,
170,
1326,
1104,
4480,
7054,
1116,
17500,
2660,
3186,
1465,
113,
2669,
114,
117,
1126,
12292,
4356,
1555,
1107,
1999,
6684,
17500,
2660,
3186,
1465,
113,
25808,
118,
3453,
114,
117,
170,
6527,
2062,
1215,
1118,
1103,
1244,
1311,
2506,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Corona Borealis is a small constellation in the Northern Celestial Hemisphere. It is one of the 48 constellations listed by the 2nd-century astronomer Ptolemy, and remains one of the 88 modern constellations. Its brightest stars form a semicircular arc. Its Latin name, inspired by its shape, means "northern crown". In classical mythology Corona Borealis generally represented the crown given by the god Dionysus to the Cretan princess Ariadne and set by her in the heavens. Other cultures likened the pattern to a circle of elders, an eagle's nest, a bear's den, or even a smokehole. Ptolemy also listed a southern counterpart, Corona Australis, with a similar pattern.
The brightest star is the magnitude 2.2 Alpha Coronae Borealis. The yellow supergiant R Coronae Borealis is the prototype of a rare class of giant stars—the R Coronae Borealis variables—that are extremely hydrogen deficient, and thought to result from the merger of two white dwarfs. T Coronae Borealis, also known as the Blaze Star, is another unusual type of variable star known as a recurrent nova. Normally of magnitude 10, it last flared up to magnitude 2 in 1946. ADS 9731 and Sigma Coronae Borealis are multiple star systems with six and five components respectively. Five star systems have been found to have Jupiter-sized exoplanets. Abell 2065 is a highly concentrated galaxy cluster one billion light-years from the Solar System containing more than 400 members, and is itself part of the larger Corona Borealis Supercluster.
Characteristics
Covering 179 square degrees and hence 0.433% of the sky, Corona Borealis ranks 73rd of the 88 modern constellations by area. Its position in the Northern Celestial Hemisphere means that the whole constellation is visible to observers north of 50°S. It is bordered by Boötes to the north and west, Serpens Caput to the south, and Hercules to the east. The three-letter abbreviation for the constellation, as adopted by the International Astronomical Union in 1922, is "CrB". The official constellation boundaries, as set by Belgian astronomer Eugène Delporte in 1930, are defined by a polygon of eight segments (illustrated in infobox). In the equatorial coordinate system, the right ascension coordinates of these borders lie between and , while the declination coordinates are between 39.71° and 25.54°. It has a counterpart—Corona Australis—in the Southern Celestial Hemisphere.
Features
Stars
The seven stars that make up the constellation's distinctive crown-shaped pattern are all 4th-magnitude stars except for the brightest of them, Alpha Coronae Borealis. The other six stars are Theta, Beta, Gamma, Delta, Epsilon and Iota Coronae Borealis. The German cartographer Johann Bayer gave twenty stars in Corona Borealis Bayer designations from Alpha to Upsilon in his 1603 star atlas Uranometria. Zeta Coronae Borealis was noted to be a double star by later astronomers and its components designated Zeta1 and Zeta2. John Flamsteed did likewise with Nu Coronae Borealis; classed by Bayer as a single star, it was noted to be two close stars by Flamsteed. He named them 20 and 21 Coronae Borealis in his catalogue, alongside the designations Nu1 and Nu2 respectively. Chinese astronomers deemed nine stars to make up the asterism, adding Pi and Rho Coronae Borealis. Within the constellation's borders, there are 37 stars brighter than or equal to apparent magnitude 6.5.
Alpha Coronae Borealis (officially named Alphecca by the IAU, but sometimes also known as Gemma) appears as a blue-white star of magnitude 2.2. In fact, it is an Algol-type eclipsing binary that varies by 0.1 magnitude with a period of 17.4 days. The primary is a white main-sequence star of spectral type A0V that is 2.91 times the mass of the Sun () and 57 times as luminous (), and is surrounded by a debris disk out to a radius of around 60 astronomical units (AU). The secondary companion is a yellow main-sequence star of spectral type G5V that is a little smaller (0.9 times) the diameter of the Sun. Lying 75±0.5 light-years from Earth, Alphecca is believed to be a member of the Ursa Major Moving Group of stars that have a common motion through space.
Located 112±3 light-years away, Beta Coronae Borealis or Nusakan is a spectroscopic binary system whose two components are separated by 10 AU and orbit each other every 10.5 years. The brighter component is a rapidly oscillating Ap star, pulsating with a period of 16.2 minutes. Of spectral type A5V with a surface temperature of around 7980 K, it has around , 2.6 solar radii (), and . The smaller star is of spectral type F2V with a surface temperature of around 6750 K, and has around , , and between 4 and . Near Nusakan is Theta Coronae Borealis, a binary system that shines with a combined magnitude of 4.13 located 380±20 light-years distant. The brighter component, Theta Coronae Borealis A, is a blue-white star that spins extremely rapidly—at a rate of around 393 km per second. A Be star, it is surrounded by a debris disk.
Flanking Alpha to the east is Gamma Coronae Borealis, yet another binary star system, whose components orbit each other every 92.94 years and are roughly as far apart from each other as the Sun and Neptune. The brighter component has been classed as a Delta Scuti variable star, though this view is not universal. The components are main sequence stars of spectral types B9V and A3V. Located 170±2 light-years away, 4.06-magnitude Delta Coronae Borealis is a yellow giant star of spectral type G3.5III that is around and has swollen to . It has a surface temperature of 5180 K. For most of its existence, Delta Coronae Borealis was a blue-white main-sequence star of spectral type B before it ran out of hydrogen fuel in its core. Its luminosity and spectrum suggest it has just crossed the Hertzsprung gap, having finished burning core hydrogen and just begun burning hydrogen in a shell that surrounds the core.
Zeta Coronae Borealis is a double star with two blue-white components 6.3 arcseconds apart that can be readily separated at 100x magnification. The primary is of magnitude 5.1 and the secondary is of magnitude 6.0. Nu Coronae Borealis is an optical double, whose components are a similar distance from Earth but have different radial velocities, hence are assumed to be unrelated. The primary, Nu1 Coronae Borealis, is a red giant of spectral type M2III and magnitude 5.2, lying 640±30 light-years distant, and the secondary, Nu2 Coronae Borealis, is an orange-hued giant star of spectral type K5III and magnitude 5.4, estimated to be 590±30 light-years away. Sigma Coronae Borealis, on the other hand, is a true multiple star system divisible by small amateur telescopes. It is actually a complex system composed of two stars around as massive as the Sun that orbit each other every 1.14 days, orbited by a third Sun-like star every 726 years. The fourth and fifth components are a binary red dwarf system that is 14,000 AU distant from the other three stars. ADS 9731 is an even rarer multiple system in the constellation, composed of six stars, two of which are spectroscopic binaries.
Corona Borealis is home to two remarkable variable stars. T Coronae Borealis is a cataclysmic variable star also known as the Blaze Star. Normally placid around magnitude 10—it has a minimum of 10.2 and maximum of 9.9—it brightens to magnitude 2 in a period of hours, caused by a nuclear chain reaction and the subsequent explosion. T Coronae Borealis is one of a handful of stars called recurrent novae, which include T Pyxidis and U Scorpii. An outburst of T Coronae Borealis was first recorded in 1866; its second recorded outburst was in February 1946. T Coronae Borealis is a binary star with a red-hued giant primary and a white dwarf secondary, the two stars orbiting each other over a period of approximately 8 months. R Coronae Borealis is a yellow-hued variable supergiant star, over 7000 light-years from Earth, and prototype of a class of stars known as R Coronae Borealis variables. Normally of magnitude 6, its brightness periodically drops as low as magnitude 15 and then slowly increases over the next several months. These declines in magnitude come about as dust that has been ejected from the star obscures it. Direct imaging with the Hubble Space Telescope shows extensive dust clouds out to a radius of around 2000 AU from the star, corresponding with a stream of fine dust (composed of grains 5 nm in diameter) associated with the star's stellar wind and coarser dust (composed of grains with a diameter of around 0.14 µm) ejected periodically.
There are several other variables of reasonable brightness for amateur astronomer to observe, including three Mira-type long period variables: S Coronae Borealis ranges between magnitudes 5.8 and 14.1 over a period of 360 days. Located around 1946 light-years distant, it shines with a luminosity 16,643 times that of the Sun and has a surface temperature of 3033 K. One of the reddest stars in the sky, V Coronae Borealis is a cool star with a surface temperature of 2877 K that shines with a luminosity 102,831 times that of the Sun and is a remote 8810 light-years distant from Earth. Varying between magnitudes 6.9 and 12.6 over a period of 357 days, it is located near the junction of the border of Corona Borealis with Hercules and Bootes. Located 1.5° northeast of Tau Coronae Borealis, W Coronae Borealis ranges between magnitudes 7.8 and 14.3 over a period of 238 days. Another red giant, RR Coronae Borealis is a M3-type semiregular variable star that varies between magnitudes 7.3 and 8.2 over 60.8 days. RS Coronae Borealis is yet another semiregular variable red giant, which ranges between magnitudes 8.7 to 11.6 over 332 days. It is unusual in that it is a red star with a high proper motion (greater than 50 milliarcseconds a year). Meanwhile, U Coronae Borealis is an Algol-type eclipsing binary star system whose magnitude varies between 7.66 and 8.79 over a period of 3.45 days
TY Coronae Borealis is a pulsating white dwarf (of ZZ Ceti) type, which is around 70% as massive as the Sun, yet has only 1.1% of its diameter. Discovered in 1990, UW Coronae Borealis is a low-mass X-ray binary system composed of a star less massive than the Sun and a neutron star surrounded by an accretion disk that draws material from the companion star. It varies in brightness in an unusually complex manner: the two stars orbit each other every 111 minutes, yet there is another cycle of 112.6 minutes, which corresponds to the orbit of the disk around the degenerate star. The beat period of 5.5 days indicates the time the accretion disk—which is asymmetrical—takes to precess around the star.
Extrasolar planetary systems
Extrasolar planets have been confirmed in five star systems, four of which were found by the radial velocity method. The spectrum of Epsilon Coronae Borealis was analysed for seven years from 2005 to 2012, revealing a planet around 6.7 times as massive as Jupiter () orbiting every 418 days at an average distance of around 1.3 AU. Epsilon itself is a orange giant of spectral type K2III that has swollen to and . Kappa Coronae Borealis is a spectral type K1IV orange subgiant nearly twice as massive as the Sun; around it lie a dust debris disk, and one planet with a period of 3.4 years. This planet's mass is estimated at . The dimensions of the debris disk indicate it is likely there is a second substellar companion. Omicron Coronae Borealis is a K-type clump giant with one confirmed planet with a mass of that orbits every 187 days—one of the two least massive planets known around clump giants. HD 145457 is an orange giant of spectral type K0III found to have one planet of . Discovered by the Doppler method in 2010, it takes 176 days to complete an orbit. XO-1 is a magnitude 11 yellow main-sequence star located approximately light-years away, of spectral type G1V with a mass and radius similar to the Sun. In 2006 the hot Jupiter exoplanet XO-1b was discovered orbiting XO-1 by the transit method using the XO Telescope. Roughly the size of Jupiter, it completes an orbit around its star every three days.
The discovery of a Jupiter-sized planetary companion was announced in 1997 via analysis of the radial velocity of Rho Coronae Borealis, a yellow main sequence star and Solar analog of spectral type G0V, around 57 light-years distant from Earth. More accurate measurement of data from the Hipparcos satellite subsequently showed it instead to be a low-mass star somewhere between 100 and 200 times the mass of Jupiter. Possible stable planetary orbits in the habitable zone were calculated for the binary star Eta Coronae Borealis, which is composed of two stars—yellow main sequence stars of spectral type G1V and G3V respectively—similar in mass and spectrum to the Sun. No planet has been found, but a brown dwarf companion about 63 times as massive as Jupiter with a spectral type of L8 was discovered at a distance of 3640 AU from the pair in 2001.
Deep-sky objects
Corona Borealis contains few galaxies observable with amateur telescopes. NGC 6085 and 6086 are a faint spiral and elliptical galaxy respectively close enough to each other to be seen in the same visual field through a telescope. Abell 2142 is a huge (six million light-year diameter), X-ray luminous galaxy cluster that is the result of an ongoing merger between two galaxy clusters. It has a redshift of 0.0909 (meaning it is moving away from us at 27,250 km/s) and a visual magnitude of 16.0. It is about 1.2 billion light-years away. Another galaxy cluster in the constellation, RX J1532.9+3021, is approximately 3.9 billion light-years from Earth. At the cluster's center is a large elliptical galaxy containing one of the most massive and most powerful supermassive black holes yet discovered. Abell 2065 is a highly concentrated galaxy cluster containing more than 400 members, the brightest of which are 16th magnitude; the cluster is more than one billion light-years from Earth. On a larger scale still, Abell 2065, along with Abell 2061, Abell 2067, Abell 2079, Abell 2089, and Abell 2092, make up the Corona Borealis Supercluster. Another galaxy cluster, Abell 2162, is a member of the Hercules Superclusters.
Mythology
In Greek mythology, Corona Borealis was linked to the legend of Theseus and the minotaur. It was generally considered to represent a crown given by Dionysus to Ariadne, the daughter of Minos of Crete, after she had been abandoned by the Athenian prince Theseus. When she wore the crown at her marriage to Dionysus, he placed it in the heavens to commemorate their wedding. An alternate version has the besotted Dionysus give the crown to Ariadne, who in turn gives it to Theseus after he arrives in Crete to kill the minotaur that the Cretans have demanded tribute from Athens to feed. The hero uses the crown's light to escape the labyrinth after disposing of the creature, and Dionysus later sets it in the heavens. The Latin author Hyginus linked it to a crown or wreath worn by Bacchus (Dionysus) to disguise his appearance when first approaching Mount Olympus and revealing himself to the gods, having been previously hidden as yet another child of Jupiter's trysts with a mortal, in this case Semele. Corona Borealis was one of the 48 constellations mentioned in the Almagest of classical astronomer Ptolemy.
In Mesopotamia, Corona Borealis was associated with the goddess Nanaya.
In Welsh mythology, it was called Caer Arianrhod, "the Castle of the Silver Circle", and was the heavenly abode of the Lady Arianrhod. To the ancient Balts, Corona Borealis was known as Darželis, the "flower garden."
The Arabs called the constellation Alphecca (a name later given to Alpha Coronae Borealis), which means "separated" or "broken up" ( ), a reference to the resemblance of the stars of Corona Borealis to a loose string of jewels. This was also interpreted as a broken dish. Among the Bedouins, the constellation was known as (), or "the dish/bowl of the poor people".
The Skidi people of Native Americans saw the stars of Corona Borealis representing a council of stars whose chief was Polaris. The constellation also symbolised the smokehole over a fireplace, which conveyed their messages to the gods, as well as how chiefs should come together to consider matters of importance. The Shawnee people saw the stars as the Heavenly Sisters, who descended from the sky every night to dance on earth. Alphecca signifies the youngest and most comely sister, who was seized by a hunter who transformed into a field mouse to get close to her. They married though she later returned to the sky, with her heartbroken husband and son following later. The Mi'kmaq of eastern Canada saw Corona Borealis as Mskegwǒm, the den of the celestial bear (Alpha, Beta, Gamma and Delta Ursae Majoris).
Polynesian peoples often recognized Corona Borealis; the people of the Tuamotus named it Na Kaua-ki-tokerau and probably Te Hetu. The constellation was likely called Kaua-mea in Hawaii, Rangawhenua in New Zealand, and Te Wale-o-Awitu in the Cook Islands atoll of Pukapuka. Its name in Tonga was uncertain; it was either called Ao-o-Uvea or Kau-kupenga.
In Australian Aboriginal astronomy, the constellation is called womera ("the boomerang") due to the shape of the stars. The Wailwun people of northwestern New South Wales saw Corona Borealis as mullion wollai "eagle's nest", with Altair and Vega—each called mullion—the pair of eagles accompanying it. The Wardaman people of northern Australia held the constellation to be a gathering point for Men's Law, Women's Law and Law of both sexes come together and consider matters of existence.
Later references
Corona Borealis was renamed Corona Firmiana in honour of the Archbishop of Salzburg in the 1730 Atlas Mercurii Philosophicii Firmamentum Firminianum Descriptionem by Corbinianus Thomas, but this was not taken up by subsequent cartographers. The constellation was featured as a main plot ingredient in the short story "Hypnos" by H. P. Lovecraft, published in 1923; it is the object of fear of one of the protagonists in the short story. Finnish band Cadacross released an album titled Corona Borealis in 2002.
See also
Corona Borealis (Chinese astronomy)
Notes
References
Cited texts
External links
Warburg Institute Iconographic Database (medieval and early modern images of Corona Borealis)
Constellations
Constellations listed by Ptolemy
Northern constellations | [
101,
3291,
15789,
9326,
16330,
1548,
1110,
170,
1353,
19325,
1107,
1103,
2579,
24664,
2897,
16764,
24371,
119,
1135,
1110,
1141,
1104,
1103,
3615,
19325,
1116,
2345,
1118,
1103,
2518,
118,
1432,
17150,
26262,
117,
1105,
2606,
1141,
1104,
1103,
5385,
2030,
19325,
1116,
119,
2098,
3999,
2556,
2940,
1532,
170,
3533,
6617,
19878,
5552,
10591,
119,
2098,
2911,
1271,
117,
3768,
1118,
1157,
3571,
117,
2086,
107,
2350,
6371,
107,
119,
1130,
4521,
12040,
3291,
15789,
9326,
16330,
1548,
2412,
2533,
1103,
6371,
1549,
1118,
1103,
5540,
21322,
6834,
1361,
1106,
1103,
140,
22714,
1179,
9309,
12900,
22834,
1162,
1105,
1383,
1118,
1123,
1107,
1103,
21782,
119,
2189,
8708,
1176,
3540,
1103,
4844,
1106,
170,
4726,
1104,
19240,
117,
1126,
13387,
112,
188,
10175,
117,
170,
4965,
112,
188,
10552,
117,
1137,
1256,
170,
5427,
11245,
119,
26262,
1145,
2345,
170,
2359,
14132,
117,
3291,
15789,
27758,
16468,
6137,
117,
1114,
170,
1861,
4844,
119,
1109,
3999,
2556,
2851,
1110,
1103,
10094,
123,
119,
123,
8461,
3291,
15789,
1162,
9326,
16330,
1548,
119,
1109,
3431,
7688,
9037,
2227,
155,
3291,
15789,
1162,
9326,
16330,
1548,
1110,
1103,
8933,
1104,
170,
4054,
1705,
1104,
4994,
2940,
783,
1103,
155,
3291,
15789,
1162,
9326,
16330,
1548,
10986,
783,
1115,
1132,
4450,
9986,
19353,
26845,
117,
1105,
1354,
1106,
1871,
1121,
1103,
7256,
1104,
1160,
1653,
13076,
1116,
119,
157,
3291,
15789,
1162,
9326,
16330,
1548,
117,
1145,
1227,
1112,
1103,
27740,
2537,
117,
1110,
1330,
5283,
2076,
1104,
7898,
2851,
1227,
1112,
170,
1231,
21754,
1185,
2497,
119,
17623,
1104,
10094,
1275,
117,
1122,
1314,
15671,
1146,
1106,
10094,
123,
1107,
3064,
119,
5844,
1708,
5311,
22639,
1105,
15015,
3291,
15789,
1162,
9326,
16330,
1548,
1132,
2967,
2851,
2344,
1114,
1565,
1105,
1421,
5644,
3569,
119,
4222,
2851,
2344,
1138,
1151,
1276,
1106,
1138,
13377,
118,
6956,
4252,
4184,
10303,
2145,
119,
17931,
1233,
20278,
1571,
1110,
170,
3023,
7902,
15593,
10005,
1141,
3775,
1609,
118,
1201,
1121,
1103,
12700,
3910,
4051,
1167,
1190,
3434,
1484,
117,
1105,
1110,
2111,
1226,
1104,
1103,
2610,
3291,
15789,
9326,
16330,
1548,
3198,
1665,
23225,
119,
23543,
5562,
1116,
17087,
1158,
22166,
1961,
4842,
1105,
7544,
121,
119,
3887,
1495,
110,
1104,
1103,
3901,
117,
3291,
15789,
9326,
16330,
1548,
6496,
5766,
2956,
1104,
1103,
5385,
2030,
19325,
1116,
1118,
1298,
119,
2098,
1700,
1107,
1103,
2579,
24664,
2897,
16764,
24371,
2086,
1115,
1103,
2006,
19325,
1110,
5085,
1106,
15793,
1564,
1104,
1851,
7259,
1708,
119,
1135,
1110,
11460,
1118,
9326,
19593,
3052,
1106,
1103,
1564,
1105,
1745,
117,
19536,
11741,
1116,
17212,
3818,
1106,
1103,
1588,
117,
1105,
16496,
1106,
1103,
1746,
119,
1109,
1210,
118,
2998,
25732,
1111,
1103,
19325,
117,
1112,
3399,
1118,
1103,
1570,
26545,
1913,
1107,
3988,
117,
1110,
107,
140,
1197,
2064,
107,
119,
1109,
2078,
19325,
7070,
117,
1112,
1383,
1118,
6399,
17150,
26689,
9352,
4342,
1162,
1107,
3630,
117,
1132,
3393,
1118,
170,
185,
23415,
7528,
1104,
2022,
9038,
113,
8292,
1107,
23992,
8757,
114,
119,
1130,
1103,
174,
23416,
14137,
1449,
117,
1103,
1268,
1112,
17248,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The clarinet is a family of woodwind instruments. It has a single-reed mouthpiece, a straight, cylindrical tube with an almost cylindrical bore, and a flared bell. A person who plays a clarinet is called a clarinetist (sometimes spelled clarinettist).
While the similarity in sound between the earliest clarinets and the trumpet may hold a clue to its name, other factors may have been involved. During the Late Baroque era, composers such as Bach and Handel were making new demands on the skills of their trumpeters, who were often required to play difficult melodic passages in the high, or as it came to be called, clarion register. Since the trumpets of this time had no valves or pistons, melodic passages would often require the use of the highest part of the trumpet's range, where the harmonics were close enough together to produce scales of adjacent notes as opposed to the gapped scales or arpeggios of the lower register. The trumpet parts that required this specialty were known by the term clarino and this in turn came to apply to the musicians themselves. It is probable that the term clarinet may stem from the diminutive version of the 'clarion' or 'clarino' and it has been suggested that clarino players may have helped themselves out by playing particularly difficult passages on these newly developed "mock trumpets".
Johann Christoph Denner is generally believed to have invented the clarinet in Germany around the year 1700 by adding a register key to the earlier chalumeau, usually in the key of C. Over time, additional keywork and airtight pads were added to improve the tone and playability.
In modern times, the most common clarinet is the B clarinet. However, the clarinet in A, pitched a semitone lower, is regularly used in orchestral, chamber and solo music. An orchestral clarinetist must own both a clarinet in A and B since the repertoire is divided fairly evenly between the two. Since the middle of the 19th century, the bass clarinet (nowadays invariably in B but with extra keys to extend the register down to low written C3) has become an essential addition to the orchestra. The clarinet family ranges from the (extremely rare) BBB octo-contrabass to the A piccolo clarinet. The clarinet has proved to be an exceptionally flexible instrument, used in the classical repertoire as in concert bands, military bands, marching bands, klezmer, jazz, and other styles.
Etymology
The word clarinet may have entered the English language via the French clarinette (the feminine diminutive of Old French clarin or clarion), or from Provençal clarin, "oboe".
It would seem, however, that its real roots are to be found among some of the various names for trumpets used around the Renaissance and Baroque eras. Clarion, clarin, and the Italian clarino are all derived from the medieval term claro, which referred to an early form of trumpet. This is probably the origin of the Italian clarinetto, itself a diminutive of clarino, and consequently of the European equivalents such as clarinette in French or the German Klarinette. According to Johann Gottfried Walther, writing in 1732, the reason for the name is that "it sounded from far off not unlike a trumpet". The English form clarinet is found as early as 1733, and the now-archaic clarionet appears from 1784 until the early years of the 20th century.
Characteristics
Sound
The cylindrical bore is primarily responsible for the clarinet's distinctive timbre, which varies between its three main registers, known as the chalumeau, clarion, and altissimo. The tone quality can vary greatly with the clarinetist, music, instrument, mouthpiece, and reed. The differences in instruments and geographical isolation of clarinetists led to the development from the last part of the 18th century onwards of several different schools of playing. The most prominent were the German/Viennese traditions and French school. The latter was centered on the clarinetists of the Conservatoire de Paris.
The A and B clarinets have nearly the same bore and use the same mouthpiece. Orchestral clarinetists using the A and B instruments in a concert could use the same mouthpiece (and often the same barrel) (see 'usage' below). The A and B have nearly identical tonal quality, although the A typically has a slightly warmer sound. The tone of the E clarinet is brighter and can be heard even through loud orchestral or concert band textures. The bass clarinet has a characteristically deep, mellow sound, while the alto clarinet is similar in tone to the bass (though not as dark).
Range
Clarinets have the largest pitch range of common woodwinds. The intricate key organization that makes this possible can make the playability of some passages awkward. The bottom of the clarinet's written range is defined by the keywork on each instrument, standard keywork schemes allowing a low E on the common B clarinet. The lowest concert pitch depends on the transposition of the instrument in question. The nominal highest note of the B clarinet is a semitone higher than the highest note of the oboe but this depends on the setup and skill of the player. Since the clarinet has a wider range of notes, the lowest note of the B clarinet is significantly deeper (a minor or major sixth) than the lowest note of the oboe.
Nearly all soprano and piccolo clarinets have keywork enabling them to play the E below middle C as their lowest written note (in scientific pitch notation that sounds D3 on a soprano clarinet or C4, i.e. concert middle C, on a piccolo clarinet), though some B clarinets go down to E3 to enable them to match the range of the A clarinet. On the B soprano clarinet, the concert pitch of the lowest note is D3, a whole tone lower than the written pitch. Most alto and bass clarinets have an extra key to allow a (written) E3. Modern professional-quality bass clarinets generally have additional keywork to written C3. Among the less commonly encountered members of the clarinet family, contra-alto and contrabass clarinets may have keywork to written E3, D3, or C3; the basset clarinet and basset horn generally go to low C3.
Defining the top end of a clarinet's range is difficult, since many advanced players can produce notes well above the highest notes commonly found in method books. G6 is usually the highest note clarinetists encounter in classical repertoire. The C above that (C7 i.e. resting on the fifth ledger line above the treble staff) is attainable by advanced players and is shown on many fingering charts, and fingerings as high as A7 exist.
The range of a clarinet can be divided into three distinct registers:
The lowest register, from low written E to the written B above middle C (B4), is known as the chalumeau register (named after the instrument that was the clarinet's immediate predecessor).
The middle register is known as the clarion register (sometimes in the U.S. as the clarino register from the Italian) and spans just over an octave (from written B above middle C (B4) to the C two octaves above middle C (C6)); it is the dominant range for most members of the clarinet family.
The top or altissimo register consists of the notes above the written C two octaves above middle C (C6).
All three registers have characteristically different sounds. The chalumeau register is rich and dark. The clarion register is brighter and sweet, like a trumpet (clarion) heard from afar. The altissimo register can be piercing and sometimes shrill.
Acoustics
Sound is a wave that propagates through the air as a result of a local variation in air pressure. The production of sound by a clarinet follows these steps:
The mouthpiece and reed are surrounded by the player's lips, which put light, even pressure on the reed and form an airtight seal. Air is blown past the reed and down the instrument. In the same way a flag flaps in the breeze, the air rushing past the reed causes it to vibrate. As air pressure from the mouth increases, the amount the reed vibrates increases until the reed hits the mouthpiece.At this point, the reed stays pressed against the mouthpiece until either the springiness of the reed forces it to open or a returning pressure wave 'bumps' into the reed and opens it. Each time the reed opens, a puff of air goes through the gap, after which the reed swings shut again. When played loudly, the reed can spend up to 50% of the time shut. The 'puff of air' or compression wave (around 3% greater pressure than the surrounding air) travels down the cylindrical tube and escapes at the point where the tube opens out. This is either at the closest open hole or at the end of the tube (see diagram: image 1).
More than a 'neutral' amount of air escapes from the instrument, which creates a slight vacuum or rarefaction in the clarinet tube. This rarefaction wave travels back up the tube (image 2).
The rarefaction is reflected off the sloping end wall of the clarinet mouthpiece. The opening between the reed and the mouthpiece makes very little difference to the reflection of the rarefaction wave. This is because the opening is very small compared to the size of the tube, so almost the entire wave is reflected back down the tube even if the reed is completely open at the time the wave hits (image 3).
When the rarefaction wave reaches the other (open) end of the tube, air rushes in to fill the slight vacuum. A little more than a 'neutral' amount of air enters the tube and causes a compression wave to travel back up the tube (image 4). Once the compression wave reaches the mouthpiece end of the 'tube', it is reflected again back down the pipe. However at this point, either because the compression wave 'bumped' the reed or because of the natural vibration cycle of the reed, the gap opens and another 'puff' of air is sent down the pipe.
The original compression wave, now greatly reinforced by the second 'puff' of air, sets off on another two trips down the pipe (travelling 4 pipe lengths in total) before the cycle is repeated again.
The cycle repeats at a frequency relative to how long it takes a wave to travel to the first open hole and back twice (i.e. four times the length of the pipe). For example: when all the holes bar the very top one are open (i.e. the trill 'B' key is pressed), the note A4 (440 Hz) is produced. This represents a repeat of the cycle 440 times per second.
In addition to this primary compression wave, other waves, known as harmonics, are created. Harmonics are caused by factors including the imperfect wobbling and shaking of the reed, the reed sealing the mouthpiece opening for part of the wave cycle (which creates a flattened section of the sound wave), and imperfections (bumps and holes) in the bore. A wide variety of compression waves are created, but only some (primarily the odd harmonics) are reinforced. These extra waves are what gives the clarinet its characteristic tone.
The bore is cylindrical for most of the tube with an inner bore diameter between , but there is a subtle hourglass shape, with the thinnest part below the junction between the upper and lower joint. The reduction is depending on the maker. This hourglass shape, although invisible to the naked eye, helps to correct the pitch/scale discrepancy between the chalumeau and clarion registers (perfect twelfth). The diameter of the bore affects characteristics such as available harmonics and timbre. The bell at the bottom of the clarinet flares out to improve the tone and tuning of the lowest notes.
Most modern clarinets have "undercut" tone holes that improve intonation and sound. Undercutting means chamfering the bottom edge of tone holes inside the bore. Acoustically, this makes the tone hole function as if it were larger, but its main function is to allow the air column to follow the curve up through the tone hole (surface tension) instead of "blowing past" it under the increasingly directional frequencies of the upper registers.
The fixed reed and fairly uniform diameter of the clarinet give the instrument an acoustical behavior approximating that of a cylindrical stopped pipe. Recorders use a tapered internal bore to overblow at the octave when the thumb/register hole is pinched open, while the clarinet, with its cylindrical bore, overblows at the twelfth. Adjusting the angle of the bore taper controls the frequencies of the overblown notes (harmonics). Changing the mouthpiece's tip opening and the length of the reed changes aspects of the harmonic timbre or voice of the clarinet because this changes the speed of reed vibrations.
The lip position and pressure, shaping of the vocal tract, choice of reed and mouthpiece, amount of air pressure created, and evenness of the airflow account for most of the clarinetist's ability to control the tone of a clarinet. A highly skilled clarinetist will provide the ideal lip and air pressure for each frequency (note) being produced. They will have an embouchure which places an even pressure across the reed by carefully controlling their lip muscles. The airflow will also be carefully controlled by using the strong stomach muscles (as opposed to the weaker and erratic chest muscles) and they will use the diaphragm to oppose the stomach muscles to achieve a tone softer than a forte rather than weakening the stomach muscle tension to lower air pressure. Their vocal tract will be shaped to resonate at frequencies associated with the tone being produced.
Covering or uncovering the tone holes varies the length of the pipe, changing the resonant frequencies of the enclosed air column and hence the pitch. A clarinetist moves between the chalumeau and clarion registers through use of the register key; clarinetists call the change from chalumeau register to clarion register "the break". The open register key stops the fundamental frequency from being reinforced, and the reed is forced to vibrate at three times the speed it was originally. This produces a note a twelfth above the original note.
Most woodwind instruments have a second register that begins an octave above the first (with notes at twice the frequency of the lower notes). With the aid of an 'octave' or 'register' key, the notes sound an octave higher as the fingering pattern repeats. These instruments are said to overblow at the octave. The clarinet differs, since it acts as a closed-pipe system. The low chalumeau register plays fundamentals, but the clarion (second) register plays the third harmonics, a perfect twelfth higher than the fundamentals. The clarinet is therefore said to overblow at the twelfth. The first several notes of the altissimo (third) range, aided by the register key and venting with the first left-hand hole, play the fifth harmonics, a perfect twelfth plus a major sixth above the fundamentals.
By contrast, nearly all other woodwind instruments overblow at the octave or (like the ocarina and tonette) do not overblow at all. A clarinet must have holes and keys for nineteen notes, a chromatic octave and a half from bottom E to B, in its lowest register to play the chromatic scale. This overblowing behavior explains the clarinet's great range and complex fingering system. The fifth and seventh harmonics are also available, sounding a further sixth and fourth (a flat, diminished fifth) higher respectively; these are the notes of the altissimo register.
Since approximately 1850, clarinets have been nominally tuned according to twelve-tone equal temperament. Older clarinets were nominally tuned to meantone. Skilled performers can use their embouchures to considerably alter the tuning of individual notes or produce vibrato, a pulsating change of pitch often employed in jazz. Vibrato is rare in classical or concert band literature; however, certain clarinetists, such as Richard Stoltzman, use vibrato in classical music. Special fingerings may be used to play quarter tones and other microtonal intervals.
Around 1900, Dr. Richard H. Stein, a Berlin musicologist, made a quarter-tone clarinet, which was soon abandoned. Years later, another German, Fritz Schüller of Markneukirchen, built a quarter tone clarinet, with two parallel bores of slightly different lengths whose tone holes are operated using the same keywork and a valve to switch from one bore to the other.
Construction
Materials
Clarinet bodies have been made from a variety of materials including wood, plastic, hard rubber, metal, resin, and ivory. The vast majority of clarinets used by professionals are made from African hardwood, mpingo (African Blackwood) or grenadilla, rarely (because of diminishing supplies) Honduran rosewood, and sometimes even cocobolo. Historically other woods, notably boxwood, were used. Most inexpensive clarinets are made of plastic resin, such as ABS. Resonite is Selmer's trademark name for its type of plastic. Metal soprano clarinets were popular in the early 20th century until plastic instruments supplanted them; metal construction is still used for the bodies of some contra-alto and contrabass clarinets and the necks and bells of nearly all alto and larger clarinets. Ivory was used for a few 18th-century clarinets, but it tends to crack and does not keep its shape well. Buffet Crampon's Greenline clarinets are made from a composite of grenadilla wood powder and carbon fiber. Such clarinets are less affected by humidity and temperature changes than wooden instruments but are heavier. Hard rubber, such as ebonite, has been used for clarinets since the 1860s, although few modern clarinets are made of it. Clarinet designers Alastair Hanson and Tom Ridenour are strong advocates of hard rubber.
Mouthpieces are generally made of hard rubber, although some inexpensive mouthpieces may be made of plastic. Other materials such as crystal/glass, wood, ivory, and metal have also been used. Ligatures are often made of metal and plated in nickel, silver, or gold. Other materials include wire, wire mesh, plastic, naugahyde, string, or leather.
Reed
The clarinet uses a single reed made from the cane of Arundo donax, a type of grass. Reeds may also be manufactured from synthetic materials. The ligature fastens the reed to the mouthpiece. When air is blown through the opening between the reed and the mouthpiece facing, the reed vibrates and produces the clarinet's sound.
Basic reed measurements are as follows: tip, wide; lay, long (distance from the place where the reed touches the mouthpiece to the tip); gap, (distance between the underside of the reed tip and the mouthpiece). Adjustment to these measurements is one method of affecting tone color.
Most clarinetists buy manufactured reeds, although many make adjustments to these reeds, and some make their own reeds from cane "blanks". Reeds come in varying degrees of hardness, generally indicated on a scale from one (soft) through five (hard). This numbering system is not standardized—reeds with the same number often vary in hardness across manufacturers and models. Reed and mouthpiece characteristics work together to determine ease of playability, pitch stability, and tonal characteristics.
Components
Note: A Böhm system soprano clarinet is shown in the photos illustrating this section. However, all modern clarinets have similar components.
The reed is attached to the mouthpiece by the ligature, and the top half-inch or so of this assembly is held in the player's mouth. In the past, string was used to bind the reed to the mouthpiece. The formation of the mouth around the mouthpiece and reed is called the embouchure. The reed is on the underside of the mouthpiece, pressing against the player's lower lip, while the top teeth normally contact the top of the mouthpiece (some players roll the upper lip under the top teeth to form what is called a 'double-lip' embouchure). Adjustments in the strength and shape of the embouchure change the tone and intonation (tuning). It is not uncommon for clarinetists to employ methods to relieve the pressure on the upper teeth and inner lower lip by attaching pads to the top of the mouthpiece or putting (temporary) padding on the front lower teeth, commonly from folded paper.
Next is the short barrel; this part of the instrument may be extended to fine-tune the clarinet. As the pitch of the clarinet is fairly temperature-sensitive, some instruments have interchangeable barrels whose lengths vary slightly. Additional compensation for pitch variation and tuning can be made by pulling out the barrel and thus increasing the instrument's length, particularly common in group playing in which clarinets are tuned to other instruments (such as in an orchestra or concert band). Some performers use a plastic barrel with a thumbwheel that adjusts the barrel length. On basset horns and lower clarinets, the barrel is normally replaced by a curved metal neck.
The main body of most clarinets is divided into the upper joint, the holes and most keys of which are operated by the left hand, and the lower joint with holes and most keys operated by the right hand. Some clarinets have a single joint: on some basset horns and larger clarinets the two joints are held together with a screw clamp and are usually not disassembled for storage. The left thumb operates both a tone hole and the register key. On some models of clarinet, such as many Albert system clarinets and increasingly some higher-end Böhm system clarinets, the register key is a 'wraparound' key, with the key on the back of the clarinet and the pad on the front. Advocates claim that this key configuration improves sound and makes moisture less likely to accumulate in the tube beneath the pad, but these keys can be harder to keep in adjustment.
The body of a modern soprano clarinet is equipped with numerous tone holes of which seven (six front, one back) are covered with the fingertips, and the rest are opened or closed using a set of keys. These tone holes let the player produce every note of the chromatic scale. On alto and larger clarinets, and a few soprano clarinets, key-covered holes replace some or all finger holes. The most common system of keys was named the Böhm system by its designer Hyacinthe Klosé in honour of flute designer Theobald Böhm, but it is not the same as the Böhm system used on flutes. The other main system of keys is called the Oehler system and is used mostly in Germany and Austria (see History). The related Albert system is used by some jazz, klezmer, and eastern European folk musicians. The Albert and Oehler systems are both based on the early Mueller system.
The cluster of keys at the bottom of the upper joint (protruding slightly beyond the cork of the joint) are known as the trill keys and are operated by the right hand. These give the player alternative fingerings that make it easy to play ornaments and trills. The entire weight of the smaller clarinets is supported by the right thumb behind the lower joint on what is called the thumb-rest. Larger clarinets are supported with a neck strap or a floor peg.
Finally, the flared end is known as the bell. Contrary to popular belief, the bell does not amplify the sound; rather, it improves the uniformity of the instrument's tone for the lowest notes in each register. For the other notes, the sound is produced almost entirely at the tone holes, and the bell is irrelevant. On basset horns and larger clarinets, the bell curves up and forward and is usually made of metal.
Keywork
Theobald Böhm was a flautist who created the key system now used for the transverse flute, but did not invent the Böhm key system of the clarinet. Klosé and Buffet applied Böhm's system to the clarinet and it was given Böhm's name.
The current Böhm key system generally consists of 6 rings - on the thumb, 1st, 2nd, 4th, 5th, and 6th holes - and a register key just above the thumb hole. Keys near the top tone hole are used to produce G and A. Engaging the "A" key and the register key together produces B.
History
Lineage
The clarinet has its roots in the early single-reed instruments or hornpipes used in Ancient Greece, Ancient Egypt, Middle East, and Europe since the Middle Ages, such as the albogue, alboka, and double clarinet.
The modern clarinet developed from a Baroque instrument called the chalumeau. This instrument was similar to a recorder, but with a single-reed mouthpiece and a cylindrical bore. Lacking a register key, it was played mainly in its fundamental register, with a limited range of about one and a half octaves. It had eight finger holes, like a recorder, and two keys for its two highest notes. At this time, contrary to modern practice, the reed was placed in contact with the upper lip.
Around the turn of the 18th century, the chalumeau was modified by converting one of its keys into a register key to produce the first clarinet. This development is usually attributed to German instrument maker Johann Christoph Denner, though some have suggested his son Jacob Denner was the inventor. This instrument played well in the middle register with a loud, shrill sound, so it was given the name clarinetto meaning "little trumpet" (from clarino + -etto). Early clarinets did not play well in the lower register, so players continued to play the chalumeaux for low notes. As clarinets improved, the chalumeau fell into disuse, and these notes became known as the chalumeau register. Original Denner clarinets had two keys, and could play a chromatic scale, but various makers added more keys to get improved tuning, easier fingerings, and a slightly larger range. The classical clarinet of Mozart's day typically had five keys.
Clarinets were soon accepted into orchestras. Later models had a mellower tone than the originals. Mozart (d. 1791) liked the sound of the clarinet (he considered its tone the closest in quality to the human voice) and wrote numerous pieces for the instrument, and by the time of Beethoven (c. 1800–1820), the clarinet was a standard fixture in the orchestra.
Pads
The next major development in the history of clarinet was the invention of the modern pad. Because early clarinets used felt pads to cover the tone holes, they leaked air. This required pad-covered holes to be kept to a minimum, restricting the number of notes the clarinet could play with good tone. In 1812, Iwan Müller, a Baltic German community-born clarinetist and inventor, developed a new type of pad that was covered in leather or fish bladder. It was airtight and let makers increase the number of pad-covered holes. Müller designed a new type of clarinet with seven finger holes and thirteen keys. This allowed the instrument to play in any key with near-equal ease. Over the course of the 19th-century, makers made many enhancements to Müller's clarinet, such as the Albert system and the Baermann system, all keeping the same basic design. Modern instruments may also have cork or synthetic pads.
Keywork and toneholes
The final development in the modern design of the clarinet used in most of the world today was introduced by Hyacinthe Klosé in 1839. He devised an arrangement of keys and toneholes that simplified fingering. It was inspired by the Boehm system developed for flutes by Theobald Böhm. Klosé was so impressed by Böhm's invention that he named his own system for clarinets the Boehm system, although it is different from the one used on flutes. This new system was slow to gain popularity but gradually became the standard, and today the Boehm system is used everywhere in the world except Germany and Austria. These countries still use a direct descendant of the Mueller clarinet known as the Oehler system clarinet. Also, some contemporary Dixieland players continue to use Albert system clarinets.
Other key systems have been developed, many built around modifications to the basic Böhm system: Full Böhm, Mazzeo, McIntyre, Benade NX, and the Reform Boehm system for example.
Usage and repertoire
Use of multiple clarinets
The modern orchestral standard of using soprano clarinets in B and A has to do partly with the history of the instrument and partly with acoustics, aesthetics, and economics. Before about 1800, due to the lack of airtight pads (see History), practical woodwinds could have only a few keys to control accidentals (notes outside their diatonic home scales). The low (chalumeau) register of the clarinet spans a twelfth (an octave plus a perfect fifth), so the clarinet needs keys/holes to produce all nineteen notes in this range. This involves more keywork than on instruments that "overblow" at the octave—oboes, flutes, bassoons, and saxophones, for example, which need only twelve notes before overblowing. Clarinets with few keys cannot therefore easily play chromatically, limiting any such instrument to a few closely related keys. For example, an eighteenth-century clarinet in C could be played in F, C, and G (and their relative minors) with good intonation, but with progressive difficulty and poorer intonation as the key moved away from this range. In contrast, for octave-overblowing instruments, an instrument in C with few keys could much more readily be played in any key. This problem was overcome by using three clarinets—in A, B, and C—so that early 19th-century music, which rarely strayed into the remote keys (five or six sharps or flats), could be played as follows: music in 5 to 2 sharps (B major to D major concert pitch) on A clarinet (D major to F major for the player), music in 1 sharp to 1 flat (G to F) on C clarinet, and music in 2 flats to 4 flats (B to A) on the B clarinet (C to B for the clarinetist). Difficult key signatures and numerous accidentals were thus largely avoided.
With the invention of the airtight pad, and as key technology improved and more keys were added to woodwinds, the need for clarinets in multiple keys was reduced. However, the use of multiple instruments in different keys persisted, with the three instruments in C, B, and A all used as specified by the composer.
The lower-pitched clarinets sound "mellower" (less bright), and the C clarinet—being the highest and therefore brightest of the three—fell out of favour as the other two could cover its range and their sound was considered better. While the clarinet in C began to fall out of general use around 1850, some composers continued to write C parts after this date, e.g., Bizet's Symphony in C (1855), Tchaikovsky's Symphony No. 2 (1872), Smetana's overture to The Bartered Bride (1866) and Má Vlast (1874), Dvořák's Slavonic Dance Op. 46, No. 1 (1878), Brahms' Symphony No. 4 (1885), Mahler's Symphony No. 6 (1906), and Richard Strauss deliberately reintroduced it to take advantage of its brighter tone, as in Der Rosenkavalier (1911).
While technical improvements and an equal-tempered scale reduced the need for two clarinets, the technical difficulty of playing in remote keys persisted, and the A has thus remained a standard orchestral instrument. In addition, by the late 19th century, the orchestral clarinet repertoire contained so much music for clarinet in A that the disuse of this instrument was not practical. Similarly there have been E and D instruments in the upper soprano range, B, A, and C instruments in the bass range, and so forth; but over time the E and B instruments have become predominant. The B instrument remains dominant in concert bands and jazz. B and C instruments are used in some ethnic traditions, such as klezmer.
Classical music
In classical music, clarinets are part of standard orchestral and concert band instrumentation.
The orchestra frequently includes two clarinetists playing individual parts—each player is usually equipped with a pair of standard clarinets in B and A, and clarinet parts commonly alternate between B and A instruments several times over the course of a piece, or less commonly, a movement (e.g., 1st movement Brahms' 3rd symphony). Clarinet sections grew larger during the last few decades of the 19th century, often employing a third clarinetist, an E or a bass clarinet. In the 20th century, composers such as Igor Stravinsky, Richard Strauss, Gustav Mahler, and Olivier Messiaen enlarged the clarinet section on occasion to up to nine players, employing many different clarinets including the E or D soprano clarinets, basset horn, alto clarinet, bass clarinet, and/or contrabass clarinet.
In concert bands, clarinets are an important part of the instrumentation. The E clarinet, B clarinet, alto clarinet, bass clarinet, and contra-alto/contrabass clarinet are commonly used in concert bands. Concert bands generally have multiple B clarinets; there are commonly 3 B clarinet parts with 2–3 players per part. There is generally only one player per part on the other clarinets. There are not always E clarinet, alto clarinet, and contra-alto clarinets/contrabass clarinet parts in concert band music, but all three are quite common.
This practice of using a variety of clarinets to achieve coloristic variety was common in 20th-century classical music and continues today. However, many clarinetists and conductors prefer to play parts originally written for obscure instruments on B or E clarinets, which are often of better quality and more prevalent and accessible.
The clarinet is widely used as a solo instrument. The relatively late evolution of the clarinet (when compared to other orchestral woodwinds) has left solo repertoire from the Classical period and later, but few works from the Baroque era. Many clarinet concertos have been written to showcase the instrument, with the concerti by Mozart, Copland, and Weber being well known.
Many works of chamber music have also been written for the clarinet. Common combinations are:
Clarinet and piano (including clarinet sonatas)
Clarinet trio; Clarinet, piano, and another instrument (for example, string instrument or voice)
Clarinet quartet: three B clarinets and bass clarinet; two B clarinets, alto clarinet, and bass; and other possibilities such as the use of a basset horn, especially in European classical works.
Clarinet quintet, generally made up of a clarinet plus a string quartet.
Reed quintet, consists of oboe (doubling English horn), clarinet, alto saxophone (doubling soprano saxophone), bass clarinet, and bassoon.
Wind quintet, consists of flute, oboe, clarinet, bassoon, and horn.
Trio d'anches, or trio of reeds consists of oboe, clarinet, and bassoon.
Wind octet, consists of pairs of oboes, clarinets, bassoons, and horns.
Jazz
The clarinet was originally a central instrument in jazz, beginning with the New Orleans players in the 1910s. It remained a signature instrument of jazz music through much of the big band era into the 1940s. American players Alphonse Picou, Larry Shields, Jimmie Noone, Johnny Dodds, and Sidney Bechet were all pioneers of the instrument in jazz. The B soprano was the most common instrument, but a few early jazz musicians such as Louis Nelson Delisle and Alcide Nunez preferred the C soprano, and many New Orleans jazz brass bands have used E soprano.
Swing clarinetists such as Benny Goodman, Artie Shaw, and Woody Herman led successful big bands and smaller groups from the 1930s onward. With the decline of the big bands' popularity in the late 1940s, the clarinet faded from its prominent position in jazz. By that time, an interest in Dixieland or traditional New Orleans jazz had revived; Pete Fountain was one of the best known performers in this genre. Bob Wilber, active since the 1950s, is a more eclectic jazz clarinetist, playing in several classic jazz styles. During the 1950s and 1960s, Britain underwent a surge in the popularity of what was termed 'Trad jazz'. In 1956 the British clarinetist Acker Bilk founded his own ensemble. "Stranger on the Shore" recorded by Bilk reached the British pop charts.
The clarinet's place in the jazz ensemble was usurped by the saxophone, which projects a more powerful sound and uses a less complicated fingering system. However, the clarinet did not entirely disappear from jazz. Prominent players since the 1950s include Stan Hasselgård, Buddy DeFranco, Jimmy Giuffre, Eric Dolphy (on bass clarinet), Perry Robinson, and John Carter. In the U.S., the prominent players on the instrument since the 1980s have included Eddie Daniels, Don Byron, Marty Ehrlich, Ken Peplowski, and others playing the clarinet in more contemporary contexts.
Other genres
The clarinet is uncommon, but not unheard of, in rock music. Jerry Martini played clarinet on Sly and the Family Stone's 1968 hit, "Dance to the Music"; Don Byron, a founder of the Black Rock Coalition who was a member of hard rock guitarist Vernon Reid's band, plays clarinet on the Mistaken Identity album (1996). The Beatles, Pink Floyd, Radiohead, Aerosmith, Billy Joel, and Tom Waits have also all used clarinet on occasion. A clarinet is prominently featured for two different solos in "Breakfast in America", the title song from the Supertramp album of the same name.
Clarinets feature prominently in klezmer music, which entails a distinctive style of playing. The use of quarter-tones requires a different embouchure. Some klezmer musicians prefer Albert system clarinets.
The popular Brazilian music styles of choro and samba use the clarinet.
Even though it has been adopted recently in Albanian folklore (around the 18th century), the clarinet, or gërneta as it is called, is one of the most important instruments in Albania, especially in the central and southern areas. The clarinet plays a crucial role in saze (folk) ensembles that perform in weddings and other celebrations. It is worth mentioning that the kaba (an instrumental Albanian Isopolyphony included in UNESCO's intangible cultural heritage list) is characteristic of these ensembles. Prominent Albanian clarinet players include Selim Leskoviku, Gaqo Lena, Remzi Lela (Çobani), and Laver Bariu (Ustai).
The clarinet is prominent in Bulgarian wedding music as an offshoot of Roma/Romani traditional music. Ivo Papazov is a well-known clarinetist in this genre. In Moravian dulcimer bands, the clarinet is usually the only wind instrument among string instruments.
In old-town folk music in North Macedonia (called čalgija ("чалгија")), the clarinet has the most important role in wedding music; clarinet solos mark the high point of dancing euphoria. One of the most renowned Macedonian clarinet players is Tale Ognenovski, who gained worldwide fame for his virtuosity.
In Greece, the clarinet (usually referred to as "κλαρίνο"—"clarino") is prominent in traditional music, especially in central, northwest, and northern Greece (Thessaly, Epirus, and Macedonia). The double-reed zurna was the dominant woodwind instrument before the clarinet arrived in the country, although many Greeks regard the clarinet as a native instrument. Traditional dance music, wedding music, and laments include a clarinet soloist and quite often improvisations.
The instrument is equally famous in Turkey, especially the lower-pitched clarinet in G. The western European clarinet crossed via Turkey to Arabic music, where it is widely used in Arabic pop, especially if the intention of the arranger is to imitate the Turkish style.
Groups of clarinets
Groups of clarinets playing together have become increasingly popular among clarinet enthusiasts in recent years. Common forms are:
Clarinet choir, which features a large number of clarinets playing together, usually involves a range of different members of the clarinet family (see Extended family of clarinets). The homogeneity of tone across the different members of the clarinet family produces an effect with some similarities to a human choir.
Clarinet quartet, usually three B sopranos and one B bass, or two B, an E alto clarinet, and a B bass clarinet, or sometimes four B sopranos.
Clarinet choirs and quartets often play arrangements of both classical and popular music, in addition to a body of literature specially written for a combination of clarinets by composers such as Arnold Cooke, Alfred Uhl, Lucien Caillet, and Václav Nelhýbel.
Extended family of clarinets
There is a family of many differently pitched clarinet types, some of which are very rare. The following are the most important sizes, from highest to lowest:
EEE and BBB octocontra-alto and octocontrabass clarinets have also been built.
See also
Clarinet family
List of clarinet concerti
List of clarinetists
Clarinet makers Lists of makers of clarinets, clarinet mouthpieces, and clarinet reeds.
Double clarinet A Middle Eastern instrument, not a true clarinet in the Western sense of the term
Quarter tone clarinet
International Clarinet Association
References
Citations
Cited sources
Further reading
Nicholas Bessaraboff, Ancient European Musical Instruments. Boston: Harvard University Press, 1941.
Jack Brymer, Clarinet. (Yehudi Menuhin Music Guides) Hardback and paperback, 296 pages, Kahn & Averill. .
F. Geoffrey Rendall, The Clarinet. Second Revised Edition. London: Ernest Benn Limited, 1957.
Cyrille Rose, Artistic Studies, Book 1. ed. David Hite. San Antonio: Southern Music, 1986.
Nicholas Shackleton, "Clarinet", Grove Music Online, ed. L. Macy (accessed 21 February 2006), grovemusic.com (subscription access).
Jennifer Ross, "Clarinet", "Ohio: Hardcover Printing Press, 1988.
Fabrizio Meloni, Il Clarinetto, ill., 299 pages, Zecchini Editore, zecchini.com Italy, 2002, .
Bărbuceanu Valeriu, "Dictionary of musical instruments", Second Revised Edition, Teora Press, Bucharest, 1999.
"Fundamentals of Musical Acoustics" by Arthur H. Benade, Dover Publishing.
SELMER Paris : the clarinet family
External links
The International Clarinet Association
Woodwind instruments
Classical music instruments
Jazz instruments
Marching band instruments
Orchestral instruments | [
101,
1109,
13866,
1110,
170,
1266,
1104,
3591,
11129,
5349,
119,
1135,
1144,
170,
1423,
118,
1231,
1174,
1779,
9641,
117,
170,
2632,
117,
20684,
7159,
1114,
1126,
1593,
20684,
8475,
117,
1105,
170,
15671,
7315,
119,
138,
1825,
1150,
2399,
170,
13866,
1110,
1270,
170,
13866,
1776,
113,
2121,
11517,
13866,
12948,
114,
119,
1799,
1103,
15213,
1107,
1839,
1206,
1103,
5041,
13866,
1116,
1105,
1103,
10273,
1336,
2080,
170,
9956,
1106,
1157,
1271,
117,
1168,
5320,
1336,
1138,
1151,
2017,
119,
1507,
1103,
6372,
12869,
3386,
117,
11146,
1216,
1112,
10420,
1105,
24527,
1127,
1543,
1207,
7252,
1113,
1103,
4196,
1104,
1147,
10273,
1468,
117,
1150,
1127,
1510,
2320,
1106,
1505,
2846,
19126,
14888,
1107,
1103,
1344,
117,
1137,
1112,
1122,
1338,
1106,
1129,
1270,
117,
172,
5815,
1988,
8077,
119,
1967,
1103,
10273,
1116,
1104,
1142,
1159,
1125,
1185,
19056,
1137,
18796,
1116,
117,
19126,
14888,
1156,
1510,
4752,
1103,
1329,
1104,
1103,
2439,
1226,
1104,
1103,
10273,
112,
188,
2079,
117,
1187,
1103,
23650,
1116,
1127,
1601,
1536,
1487,
1106,
3133,
9777,
1104,
4903,
3697,
1112,
4151,
1106,
1103,
7275,
3537,
9777,
1137,
170,
15615,
12606,
10712,
1116,
1104,
1103,
2211,
8077,
119,
1109,
10273,
2192,
1115,
2320,
1142,
13858,
1127,
1227,
1118,
1103,
1858,
172,
5815,
4559,
1105,
1142,
1107,
1885,
1338,
1106,
6058,
1106,
1103,
4992,
2310,
119,
1135,
1110,
16950,
1115,
1103,
1858,
13866,
1336,
8175,
1121,
1103,
12563,
1394,
27375,
1683,
1104,
1103,
112,
172,
5815,
1988,
112,
1137,
112,
172,
5815,
4559,
112,
1105,
1122,
1144,
1151,
3228,
1115,
172,
5815,
4559,
2139,
1336,
1138,
2375,
2310,
1149,
1118,
1773,
2521,
2846,
14888,
1113,
1292,
3599,
1872,
107,
14660,
10273,
1116,
107,
119,
8686,
23607,
14760,
2511,
1110,
2412,
2475,
1106,
1138,
8620,
1103,
13866,
1107,
1860,
1213,
1103,
1214,
17647,
1118,
5321,
170,
8077,
2501,
1106,
1103,
2206,
22572,
1348,
15447,
3984,
117,
1932,
1107,
1103,
2501,
1104,
140,
119,
3278,
1159,
117,
2509,
2501,
5361,
1105,
1586,
3121,
10245,
21910,
1127,
1896,
1106,
4607,
1103,
3586,
1105,
1505,
6328,
119,
1130,
2030,
1551,
117,
1103,
1211,
1887,
13866,
1110,
1103,
139,
13866,
119,
1438,
117,
1103,
13866,
1107,
138,
117,
7813,
170,
3533,
4793,
2211,
117,
1110,
4857,
1215,
1107,
15682,
117,
5383,
1105,
3444,
1390,
119,
1760,
15682,
13866,
1776,
1538,
1319,
1241,
170,
13866,
1107,
138,
1105,
139,
1290,
1103,
14674,
1110,
3233,
6751,
19474,
1206,
1103,
1160,
119,
1967,
1103,
2243,
1104,
1103,
2835,
1432,
117,
1103,
2753,
13866,
113,
20148,
1107,
8997,
22368,
1107,
139,
1133,
1114,
3908,
6631,
1106,
7532,
1103,
8077,
1205,
1106,
1822,
1637,
140,
1495,
114,
1144,
1561,
1126,
6818,
1901,
1106,
1103,
5898,
119,
1109,
13866,
1266,
9123,
1121,
1103,
113,
4450,
4054,
114,
139,
20056,
184,
5822,
1186,
118,
14255,
4487,
16531,
1116,
1106,
1103,
138,
185,
1596,
2528,
2858,
13866,
119,
1109,
13866,
1144,
4132,
1106,
1129,
1126,
18635,
13156,
6337,
117,
1215,
1107,
1103,
4521,
14674,
1112,
1107,
3838,
4393,
117,
1764,
4393,
117,
14058,
4393,
117,
180,
1513,
1584,
4027,
117,
4888,
117,
1105,
1168,
6739,
119,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
A carcinogen is any substance, radionuclide, or radiation that promotes carcinogenesis, the formation of cancer. This may be due to the ability to damage the genome or to the disruption of cellular metabolic processes. Several radioactive substances are considered carcinogens, but their carcinogenic activity is attributed to the radiation, for example gamma rays and alpha particles, which they emit. Common examples of non-radioactive carcinogens are inhaled asbestos, certain dioxins, and tobacco smoke. Although the public generally associates carcinogenicity with synthetic chemicals, it is equally likely to arise in both natural and synthetic substances. Carcinogens are not necessarily immediately toxic; thus, their effect can be insidious.
Cancer is any disease in which normal cells are damaged and do not undergo programmed cell death as fast as they divide via mitosis. Carcinogens may increase the risk of cancer by altering cellular metabolism or damaging DNA directly in cells, which interferes with biological processes, and induces the uncontrolled, malignant division, ultimately leading to the formation of tumors. Usually, severe DNA damage leads to programmed cell death, but if the programmed cell death pathway is damaged, then the cell cannot prevent itself from becoming a cancer cell.
There are many natural carcinogens. Aflatoxin B1, which is produced by the fungus Aspergillus flavus growing on stored grains, nuts and peanut butter, is an example of a potent, naturally occurring microbial carcinogen. Certain viruses such as hepatitis B and human papilloma virus have been found to cause cancer in humans. The first one shown to cause cancer in animals is Rous sarcoma virus, discovered in 1910 by Peyton Rous. Other infectious organisms which cause cancer in humans include some bacteria (e.g. Helicobacter pylori ) and helminths (e.g. Opisthorchis viverrini and Clonorchis sinensis).
Dioxins and dioxin-like compounds, benzene, kepone, EDB, and asbestos have all been classified as carcinogenic. As far back as the 1930s, industrial smoke and tobacco smoke were identified as sources of dozens of carcinogens, including benzo[a]pyrene, tobacco-specific nitrosamines such as nitrosonornicotine, and reactive aldehydes such as formaldehyde, which is also a hazard in embalming and making plastics. Vinyl chloride, from which PVC is manufactured, is a carcinogen and thus a hazard in PVC production.
Co-carcinogens are chemicals that do not necessarily cause cancer on their own, but promote the activity of other carcinogens in causing cancer.
After the carcinogen enters the body, the body makes an attempt to eliminate it through a process called biotransformation. The purpose of these reactions is to make the carcinogen more water-soluble so that it can be removed from the body. However, in some cases, these reactions can also convert a less toxic carcinogen into a more toxic carcinogen.
DNA is nucleophilic; therefore, soluble carbon electrophiles are carcinogenic, because DNA attacks them. For example, some alkenes are toxicated by human enzymes to produce an electrophilic epoxide. DNA attacks the epoxide, and is bound permanently to it. This is the mechanism behind the carcinogenicity of benzo[a]pyrene in tobacco smoke, other aromatics, aflatoxin and mustard gas.
Radiation
CERCLA identifies all radionuclides as carcinogens, although the nature of the emitted radiation (alpha, beta, gamma, or neutron and the radioactive strength), its consequent capacity to cause ionization in tissues, and the magnitude of radiation exposure, determine the potential hazard. Carcinogenicity of radiation depends on the type of radiation, type of exposure, and penetration. For example, alpha radiation has low penetration and is not a hazard outside the body, but emitters are carcinogenic when inhaled or ingested. For example, Thorotrast, a (incidentally radioactive) suspension previously used as a contrast medium in x-ray diagnostics, is a potent human carcinogen known because of its retention within various organs and persistent emission of alpha particles. Low-level ionizing radiation may induce irreparable DNA damage (leading to replicational and transcriptional errors needed for neoplasia or may trigger viral interactions) leading to pre-mature aging and cancer.
Not all types of electromagnetic radiation are carcinogenic. Low-energy waves on the electromagnetic spectrum including radio waves, microwaves, infrared radiation and visible light are thought not to be, because they have insufficient energy to break chemical bonds. Evidence for carcinogenic effects of non-ionizing radiation is generally inconclusive, though there are some documented cases of radar technicians with prolonged high exposure experiencing significantly higher cancer incidence.
Higher-energy radiation, including ultraviolet radiation (present in sunlight), x-rays, and gamma radiation, generally is carcinogenic, if received in sufficient doses. For most people, ultraviolet radiations from sunlight is the most common cause of skin cancer. In Australia, where people with pale skin are often exposed to strong sunlight, melanoma is the most common cancer diagnosed in people aged 15–44 years.
Substances or foods irradiated with electrons or electromagnetic radiation (such as microwave, X-ray or gamma) are not carcinogenic. In contrast, non-electromagnetic neutron radiation produced inside nuclear reactors can produce secondary radiation through nuclear transmutation.
In prepared food
Chemicals used in processed and cured meat such as some brands of bacon, sausages and ham may produce carcinogens. For example, nitrites used as food preservatives in cured meat such as bacon have also been noted as being carcinogenic with demographic links, but not causation, to colon cancer. Cooking food at high temperatures, for example grilling or barbecuing meats, may also lead to the formation of minute quantities of many potent carcinogens that are comparable to those found in cigarette smoke (i.e., benzo[a]pyrene). Charring of food looks like coking and tobacco pyrolysis, and produces carcinogens. There are several carcinogenic pyrolysis products, such as polynuclear aromatic hydrocarbons, which are converted by human enzymes into epoxides, which attach permanently to DNA. Pre-cooking meats in a microwave oven for 2–3 minutes before grilling shortens the time on the hot pan, and removes heterocyclic amine (HCA) precursors, which can help minimize the formation of these carcinogens.
Reports from the Food Standards Agency have found that the known animal carcinogen acrylamide is generated in fried or overheated carbohydrate foods (such as French fries and potato chips). Studies are underway at the FDA and Europe regulatory agencies to assess its potential risk to humans.
In cigarettes
There is a strong association of smoking with lung cancer; the risk of developing lung cancer increases significantly in smokers. A large number of known carcinogens are found in cigarette smoke. Potent carcinogens found in cigarette smoke include polycyclic aromatic hydrocarbons (PAH, such as benzo(a)pyrene), benzene, and nitrosamine.
Mechanisms of carcinogenicity
Carcinogens can be classified as genotoxic or nongenotoxic. Genotoxins cause irreversible genetic damage or mutations by binding to DNA. Genotoxins include chemical agents like N-nitroso-N-methylurea (NMU) or non-chemical agents such as ultraviolet light and ionizing radiation. Certain viruses can also act as carcinogens by interacting with DNA.
Nongenotoxins do not directly affect DNA but act in other ways to promote growth. These include hormones and some organic compounds.
Classification
International Agency for Research on Cancer
The International Agency for Research on Cancer (IARC) is an intergovernmental agency established in 1965, which forms part of the World Health Organization of the United Nations. It is based in Lyon, France. Since 1971 it has published a series of Monographs on the Evaluation of Carcinogenic Risks to Humans that have been highly influential in the classification of possible carcinogens.
Group 1: the agent (mixture) is definitely carcinogenic to humans. The exposure circumstance entails exposures that are carcinogenic to humans.
Group 2A: the agent (mixture) is probably (product more likely to be) carcinogenic to humans. The exposure circumstance entails exposures that are probably carcinogenic to humans.
Group 2B: the agent (mixture) is possibly (chance of product being) carcinogenic to humans. The exposure circumstance entails exposures that are possibly carcinogenic to humans.
Group 3: the agent (mixture or exposure circumstance) is not classifiable as to its carcinogenicity to humans.
Group 4: the agent (mixture) is probably not carcinogenic to humans.
Globally Harmonized System
The Globally Harmonized System of Classification and Labelling of Chemicals (GHS) is a United Nations initiative to attempt to harmonize the different systems of assessing chemical risk which currently exist (as of March 2009) around the world. It classifies carcinogens into two categories, of which the first may be divided again into subcategories if so desired by the competent regulatory authority:
Category 1: known or presumed to have carcinogenic potential for humans
Category 1A: the assessment is based primarily on human evidence
Category 1B: the assessment is based primarily on animal evidence
Category 2: suspected human carcinogens
U.S. National Toxicology Program
The National Toxicology Program of the U.S. Department of Health and Human Services is mandated to produce a biennial Report on Carcinogens. As of June 2011, the latest edition was the 12th report (2011). It classifies carcinogens into two groups:
Known to be a human carcinogen
Reasonably anticipated being a human carcinogen
American Conference of Governmental Industrial Hygienists
The American Conference of Governmental Industrial Hygienists (ACGIH) is a private organization best known for its publication of threshold limit values (TLVs) for occupational exposure and monographs on workplace chemical hazards. It assesses carcinogenicity as part of a wider assessment of the occupational hazards of chemicals.
Group A1: Confirmed human carcinogen
Group A2: Suspected human carcinogen
Group A3: Confirmed animal carcinogen with unknown relevance to humans
Group A4: Not classifiable as a human carcinogen
Group A5: Not suspected as a human carcinogen
European Union
The European Union classification of carcinogens is contained in the Regulation (EC) No 1272/2008. It consists of three categories:
Category 1A: Carcinogenic
Category 1B: May cause cancer
Category 2: Suspected of causing cancer
The former European Union classification of carcinogens was contained in the Dangerous Substances Directive and the Dangerous Preparations Directive. It also consisted of three categories:
Category 1: Substances known to be carcinogenic to humans.
Category 2: Substances which should be regarded as if they are carcinogenic to humans.
Category 3: Substances which cause concern for humans, owing to possible carcinogenic effects but in respect of which the available information is not adequate for making a satisfactory assessment.
This assessment scheme is being phased out in favor of the GHS scheme (see above), to which it is very close in category definitions.
Safe Work Australia
Under a previous name, the NOHSC, in 1999 Safe Work Australia published the Approved Criteria for Classifying Hazardous Substances [NOHSC:1008(1999)].
Section 4.76 of this document outlines the criteria for classifying carcinogens as approved by the Australian government. This classification consists of three categories:
Category 1: Substances known to be carcinogenic to humans.
Category 2: Substances that should be regarded as if they were carcinogenic to humans.
Category 3: Substances that have possible carcinogenic effects in humans but about which there is insufficient information to make an assessment.
Common carcinogens
Occupational carcinogens
Occupational carcinogens are agents that pose a risk of cancer in several specific work-locations:
Others
Gasoline (contains aromatics)
Lead and its compounds
Alkylating antineoplastic agents (e.g. mechlorethamine)
Styrene
Other alkylating agents (e.g. dimethyl sulfate)
Ultraviolet radiation from the sun and UV lamps
Alcohol (causing head and neck cancers)
Other ionizing radiation (X-rays, gamma rays, etc.)
Major carcinogens implicated in the four most common cancers worldwide
In this section, the carcinogens implicated as the main causative agents of the four most common cancers worldwide are briefly described. These four cancers are lung, breast, colon, and stomach cancers. Together they account for about 41% of worldwide cancer incidence and 42% of cancer deaths (for more detailed information on the carcinogens implicated in these and other cancers, see references).
Lung cancer
Lung cancer (pulmonary carcinoma) is the most common cancer in the world, both in terms of cases (1.6 million cases; 12.7% of total cancer cases) and deaths (1.4 million deaths; 18.2% of total cancer deaths). Lung cancer is largely caused by tobacco smoke. Risk estimates for lung cancer in the United States indicate that tobacco smoke is responsible for 90% of lung cancers. Other factors are implicated in lung cancer, and these factors can interact synergistically with smoking so that total attributable risk adds up to more than 100%. These factors include occupational exposure to carcinogens (about 9-15%), radon (10%) and outdoor air pollution (1-2%). Tobacco smoke is a complex mixture of more than 5,300 identified chemicals. The most important carcinogens in tobacco smoke have been determined by a “Margin of Exposure” approach. Using this approach, the most important tumorigenic compounds in tobacco smoke were, in order of importance, acrolein, formaldehyde, acrylonitrile, 1,3-butadiene, cadmium, acetaldehyde, ethylene oxide, and isoprene. Most of these compounds cause DNA damage by forming DNA adducts or by inducing other alterations in DNA. DNA damages are subject to error-prone DNA repair or can cause replication errors. Such errors in repair or replication can result in mutations in tumor suppressor genes or oncogenes leading to cancer.
Breast cancer
Breast cancer is the second most common cancer [(1.4 million cases, 10.9%), but ranks 5th as cause of death (458,000, 6.1%)]. Increased risk of breast cancer is associated with persistently elevated blood levels of estrogen. Estrogen appears to contribute to breast carcinogenesis by three processes; (1) the metabolism of estrogen to genotoxic, mutagenic carcinogens, (2) the stimulation of tissue growth, and (3) the repression of phase II detoxification enzymes that metabolize ROS leading to increased oxidative DNA damage. The major estrogen in humans, estradiol, can be metabolized to quinone derivatives that form adducts with DNA. These derivatives can cause dupurination, the removal of bases from the phosphodiester backbone of DNA, followed by inaccurate repair or replication of the apurinic site leading to mutation and eventually cancer. This genotoxic mechanism may interact in synergy with estrogen receptor-mediated, persistent cell proliferation to ultimately cause breast cancer. Genetic background, dietary practices and environmental factors also likely contribute to the incidence of DNA damage and breast cancer risk.
Colon cancer
Colorectal cancer is the third most common cancer [1.2 million cases (9.4%), 608,000 deaths (8.0%)]. Tobacco smoke may be responsible for up to 20% of colorectal cancers in the United States. In addition, substantial evidence implicates bile acids as an important factor in colon cancer. Twelve studies (summarized in Bernstein et al.) indicate that the bile acids deoxycholic acid (DCA) or lithocholic acid (LCA) induce production of DNA-damaging reactive oxygen species or reactive nitrogen species in human or animal colon cells. Furthermore, 14 studies showed that DCA and LCA induce DNA damage in colon cells. Also 27 studies reported that bile acids cause programmed cell death (apoptosis). Increased apoptosis can result in selective survival of cells that are resistant to induction of apoptosis. Colon cells with reduced ability to undergo apoptosis in response to DNA damage would tend to accumulate mutations, and such cells may give rise to colon cancer. Epidemiologic studies have found that fecal bile acid concentrations are increased in populations with a high incidence of colon cancer. Dietary increases in total fat or saturated fat result in elevated DCA and LCA in feces and elevated exposure of the colon epithelium to these bile acids. When the bile acid DCA was added to the standard diet of wild-type mice invasive colon cancer was induced in 56% of the mice after 8 to 10 months. Overall, the available evidence indicates that DCA and LCA are centrally important DNA-damaging carcinogens in colon cancer.
Stomach cancer
Stomach cancer is the fourth most common cancer [990,000 cases (7.8%), 738,000 deaths (9.7%)]. Helicobacter pylori infection is the main causative factor in stomach cancer. Chronic gastritis (inflammation) caused by H. pylori is often long-standing if not treated. Infection of gastric epithelial cells with H. pylori results in increased production of reactive oxygen species (ROS). ROS cause oxidative DNA damage including the major base alteration 8-hydroxydeoxyguanosine (8-OHdG). 8-OHdG resulting from ROS is increased in chronic gastritis. The altered DNA base can cause errors during DNA replication that have mutagenic and carcinogenic potential. Thus H. pylori-induced ROS appear to be the major carcinogens in stomach cancer because they cause oxidative DNA damage leading to carcinogenic mutations. Diet is thought to be a contributing factor in stomach cancer - in Japan where very salty pickled foods are popular, the incidence of stomach cancer is high. Preserved meat such as bacon, sausages, and ham increases the risk while a diet high in fresh fruit and vegetables may reduce the risk. The risk also increases with age.
See also
References
External links
U.S. National Toxicology Program's Report on Carcinogens
CDC – Occupational Cancer – Carcinogen List – NIOSH Safety and Health Topic
Recognized Carcinogens
American Cancer Society
Database of Rodent Carcinogens
Comparing Possible Cancer Hazards from Human Exposures to Rodent Carcinogens
Carcinogenesis
Radiation health effects | [
101,
138,
1610,
16430,
19790,
1110,
1251,
9556,
117,
2070,
14787,
1665,
18498,
117,
1137,
8432,
1115,
14710,
1610,
16430,
19790,
16317,
117,
1103,
3855,
1104,
4182,
119,
1188,
1336,
1129,
1496,
1106,
1103,
2912,
1106,
3290,
1103,
15519,
1137,
1106,
1103,
23730,
1104,
14391,
25158,
5669,
119,
3728,
21156,
15804,
1132,
1737,
1610,
16430,
19790,
1116,
117,
1133,
1147,
1610,
16430,
17960,
3246,
1110,
6547,
1106,
1103,
8432,
117,
1111,
1859,
21400,
11611,
1105,
11164,
9150,
117,
1134,
1152,
9712,
2875,
119,
6869,
5136,
1104,
1664,
118,
21156,
1610,
16430,
19790,
1116,
1132,
16957,
1112,
12866,
11990,
117,
2218,
4267,
10649,
4935,
117,
1105,
10468,
5427,
119,
1966,
1103,
1470,
2412,
13681,
1610,
16430,
17960,
1785,
1114,
13922,
13558,
117,
1122,
1110,
7808,
2620,
1106,
14368,
1107,
1241,
2379,
1105,
13922,
15804,
119,
8185,
16430,
19790,
1116,
1132,
1136,
9073,
2411,
12844,
132,
2456,
117,
1147,
2629,
1169,
1129,
22233,
2386,
4179,
119,
11558,
1110,
1251,
3653,
1107,
1134,
2999,
3652,
1132,
4938,
1105,
1202,
1136,
13971,
18693,
2765,
1473,
1112,
2698,
1112,
1152,
13330,
2258,
26410,
11776,
119,
8185,
16430,
19790,
1116,
1336,
2773,
1103,
3187,
1104,
4182,
1118,
25595,
14391,
20443,
1137,
15812,
5394,
2626,
1107,
3652,
117,
1134,
15891,
1116,
1114,
7269,
5669,
117,
1105,
21497,
1116,
1103,
8362,
7235,
8005,
11572,
117,
12477,
2646,
15454,
2417,
117,
4444,
2020,
1106,
1103,
3855,
1104,
24309,
119,
12378,
117,
5199,
5394,
3290,
4501,
1106,
18693,
2765,
1473,
117,
1133,
1191,
1103,
18693,
2765,
1473,
13548,
1110,
4938,
117,
1173,
1103,
2765,
2834,
3843,
2111,
1121,
2479,
170,
4182,
2765,
119,
1247,
1132,
1242,
2379,
1610,
16430,
19790,
1116,
119,
138,
2087,
16236,
10649,
1394,
139,
1475,
117,
1134,
1110,
1666,
1118,
1103,
18142,
1249,
3365,
20254,
1361,
22593,
23140,
1361,
2898,
1113,
7905,
19707,
117,
13937,
1105,
185,
23629,
13742,
117,
1110,
1126,
1859,
1104,
170,
18106,
117,
8534,
9939,
17599,
23467,
1610,
16430,
19790,
119,
16482,
20942,
1216,
1112,
1119,
4163,
27659,
139,
1105,
1769,
185,
11478,
12284,
1918,
7942,
1138,
1151,
1276,
1106,
2612,
4182,
1107,
3612,
119,
1109,
1148,
1141,
2602,
1106,
2612,
4182,
1107,
3551,
1110,
155,
2285,
21718,
19878,
7903,
7942,
117,
2751,
1107,
4178,
1118,
19289,
155,
2285,
119,
2189,
20342,
12023,
1134,
2612,
4182,
1107,
3612,
1511,
1199,
10548,
113,
174,
119,
176,
119,
1124,
8031,
12809,
11179,
1200,
185,
7777,
9012,
114,
1105,
22778,
10879,
9524,
113,
174,
119,
176,
119,
9126,
1776,
13252,
4313,
1116,
191,
18053,
19764,
1105,
140,
4934,
1766,
4313,
1116,
11850,
11085,
114,
119,
12120,
10649,
4935,
1105,
4267,
10649,
1394,
118,
1176,
10071,
117,
26181,
10947,
1162,
117,
180,
8043,
4798,
117,
142,
2137,
2064,
117,
1105,
1112,
12866,
11990,
1138,
1155,
1151,
5667,
1112,
1610,
16430,
17960,
119,
1249,
1677,
1171,
1112,
1103,
4970,
117,
3924,
5427,
1105,
10468,
5427,
1127,
3626,
1112,
3509,
1104,
10366,
1104,
1610,
16430,
19790,
1116,
117,
1259,
26181,
6112,
164,
170,
166,
185,
10930,
1673,
117,
10468,
118,
2747,
11437,
8005,
3202,
9685,
1116,
1216,
1112,
11437,
8005,
2142,
8456,
10658,
12569,
117,
1105,
26844,
2393,
2007,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The Country Liberal Party (CLP), officially the Country Liberals (Northern Territory), is a liberal conservative political party in Australia founded in 1974, which operates solely in the Northern Territory, however due to Christmas Island and the Cocos (Keeling) Islands forming part of the Division of Lingiari they also vote for the Country Liberal Party.
The CLP first fielded candidates at the 1975 federal election, winning one seat in the Senate and the non-voting seat in the House of Representatives. Since 1979, the CLP has been formally affiliated with both the federal Liberal Party of Australia and the National Party of Australia (previously the Country Party and National Country Party), the two partners in the federal Coalition. The CLP has full voting rights within the National Party and observer status with the Liberal Party. Currently, the CLP has one representative in federal parliament, Senator Sam McMahon, who sits with the parliamentary National Party.
The CLP dominated the Northern Territory Legislative Assembly from its establishment in 1974 until the 2001 general election, when the CLP lost government winning only 10 of the 25 seats, and was reduced further to four parliamentary members at the 2005 election. At the 2008 election it increased its numbers, winning 11 seats.
The CLP returned to office following the 2012 election, winning 16 of 25 seats, and leader Terry Mills became Chief Minister of the Northern Territory. Less than a year later, Mills was replaced as Chief Minister and CLP leader by Adam Giles at the 2013 CLP leadership ballot on 13 March. Giles was the first indigenous Australian to lead a state or territory government in Australia. Giles was defeated at the 2015 CLP leadership ballot but managed to survive in the aftermath. Multiple defections saw the CLP reduced to minority government a few months later. At the 27 August 2016 Territory election, the CLP was resoundingly defeated, winning just two of 25 seats. Gary Higgins became CLP leader and opposition leader on 2 September, with Lia Finocchiaro as his deputy. On 20 January 2020, Higgins stood down as party leader and announced his retirement at the next election. Finocchiaro became CLP leader and leader of the opposition on 1 February 2020.
History
Origins
A party system did not develop in the Northern Territory until the 1960s, due to its small population and lack of regular elections. The Australian Labor Party (ALP) contested elections as early as 1905, but rarely faced an organised opposition; anti-Labor candidates usually stood as independents. The regionalist North Australia Party (NAP), established by Lionel Rose for the Legislative Council elections in 1965, has been cited as a predecessor of the CLP.
A Darwin branch of the Country Party was established on 20 July 1966, following by an Alice Springs branch on 29 July. The creation of the branches was spurred by the upcoming 1966 federal election and the announcement by the Northern Territory's federal MP Jock Nelson that he would be retiring from politics. The Country Party achieved its first electoral success with the election of Sam Calder as Nelson's replacement. It subsequently won four out of eleven seats at the 1968 Legislative Council elections. A third branch of the party was established in Katherine in February 1971. The branches affiliated with the Federal Council of the Australian Country Party in July 1971, establishing a formal entity with a central council, executive and annual conference. The party was formally named the "Australian Country Party – Northern Territory".
The Country Party primarily drew its support from Alice Springs, small towns, and the pastoral industry, including "a fair proportion of the non-urban Aboriginal vote". The party did not have a strong presence in Darwin. A branch of the Liberal Party, the Country Party's coalition partner at a federal level, had been established in Darwin in 1966, representing commercial interests and urban professionals. The Liberals fielded candidates at the 1968 Legislative Council elections, but by 1970 the local branch had ceased to function. In 1973, the Country Party began actively working to include Liberal supporters within its organisation, spurred by the Whitlam Government's announcement of a fully elective Northern Territory Legislative Assembly. Following informal negotiations led by Goff Letts, a joint committee was established to determine changes to the Country Party's constitution and policy. These were officially approved, along with the adoption of the name Country Liberal Party, at the party's annual conference in Alice Springs on 20 July 1974.
1974–2001: Foundation and early dominance
The Whitlam Government passed legislation in 1974 to establish a fully elected unicameral Northern Territory Legislative Assembly, replacing the previous partly elected Legislative Council, which had been in existence since 1947. The CLP won 17 out of 19 seats at the inaugural elections in October 1974, with independents holding the other two seats. Goff Letts became the inaugural majority leader, a title changed to chief minister after the granting of self-government in 1978. The CLP governed the Northern Territory from 1974 until the 2001 election. During this time, it never faced more than nine opposition members. Indeed, the CLP's dominance was so absolute that its internal politics were seen as a bigger threat than any opposition party. This was especially pronounced in the mid-1980s, when a series of party-room coups resulted in the Territory having three Chief Ministers in four years and also saw the creation of the Northern Territory Nationals as a short-lived splinter group under the leadership of former CLP chief minister Ian Tuxworth.
The Whitlam Government also passed legislation to give the Northern Territory and Australian Capital Territory (ACT) representation in the federal Senate, with each territory electing two senators. Bernie Kilgariff was elected as the CLP's first senator at the 1975 federal election, sitting alongside Sam Calder in the parliamentary National Country Party. On 3 February 1979 a special conference of the CLP resolved that "the Federal CLP Parliamentarians be permitted to sit in the Party Rooms of their choice in Canberra". Despite personal misgivings, Kilgariff chose to sit with the parliamentary Liberal Party from 8 March 1979 in order that the CLP have representation in both parties, a practice which has been maintained where possible.
2001–2012: In opposition
At the 2001 election the Australian Labor Party won government by one seat, ending 27 years of CLP government. The loss marked a major turning point in Northern Territory politics, a result which was exacerbated when, at the 2005 election, the ALP won the second-largest majority government in the history of the Territory, reducing the once-dominant party to just four members in the Legislative Assembly. This result was only outdone by the 1974 election, in which the CLP faced only two independents as opposition. The CLP even lost two seats in Palmerston, an area where the ALP had never come close to winning any seats before.
In the 2001 federal election, the CLP won the newly formed seat of Solomon, based on Darwin/Palmerston, in the House of Representatives.
In the 2004 federal election, the CLP held one seat in the House of Representatives, and one seat in the Senate. The CLP lost its federal lower house seat in the 2007 federal election, but regained it when Palmerston deputy mayor Natasha Griggs won back Solomon for the CLP. She sat with the Liberals in the House.
The 2008 election saw the CLP recover from the severe loss it suffered three years earlier, increasing its representation from four to 11 members. Following the 2011 decision of ALP-turned-independent member Alison Anderson to join the CLP, this increased CLP's representation to 12 in the Assembly, leaving the incumbent Henderson Government to govern in minority with the support of Independent MP Gerry Wood.
Historically, the CLP has been particularly dominant in the Territory's two major cities, Darwin/Palmerston and Alice Springs. However, in recent years the ALP has pulled even with the CLP in the Darwin area; indeed, its 2001 victory was fueled by an unexpected swing in Darwin.
2012–2016: Return to government and internal conflict
The CLP under the leadership of Terry Mills returned to power in the 2012 election with 16 of 25 seats, defeating the incumbent Labor Government led by Paul Henderson. In the lead up to the Territory election, CLP Senator Nigel Scullion sharply criticised the Federal Labor Government for its suspension of the live cattle trade to Indonesia - an economic mainstay of the territory.
The election victory ended 11 years of ALP rule in the Northern Territory. The victory was also notable for the support it achieved from indigenous people in pastoral and remote electorates. Large swings were achieved in remote Territory electorates (where the indigenous population comprised around two-thirds of voters) and a total of five Aboriginal CLP candidates won election to the Assembly. Among the indigenous candidates elected were high-profile Aboriginal activist Bess Price and former ALP member Alison Anderson. Anderson was appointed Minister for Indigenous Advancement. In a nationally reported speech in November 2012, Anderson condemned welfare dependency and a culture of entitlement in her first ministerial statement on the status of Aboriginal communities in the Territory and said the CLP would focus on improving education and on helping create real jobs for indigenous people.
Leadership spills
Adam Giles replaced Mills as Chief Minister of the Northern Territory and party leader at the 2013 CLP leadership ballot on 13 March while Mills was on a trade mission in Japan. Giles was sworn in as Chief Minister on 14 March, becoming the first indigenous head of government of an Australian state or territory.
Willem Westra van Holthe challenged Giles at the 2015 CLP leadership ballot on 2 February and was elected leader by the party room in a late night vote conducted by phone. However, Giles refused to resign as Chief Minister following the vote. On 3 February, ABC News reported that officials were preparing an instrument for Giles' removal by the Administrator. The swearing-in of Westra van Holthe, which had been scheduled for 11:00 local time (01:30 UTC), was delayed. After a meeting of the parliamentary wing of the CLP, Giles announced that he would remain as party leader and Chief Minister, and that Westra van Holthe would be his deputy.
Defections and minority government
After four defections during the parliamentary term, the CLP was reduced to minority government by July 2015. Giles raised the possibility of an early election on 20 July stating that he would "love" to call a snap poll, but that it was "pretty much impossible to do". Crossbenchers dismissed the notion of voting against a confidence motion to bring down the government.
2016–present: In opposition
Territory government legislation passed in February 2016 changed the voting method of single-member electorates from full-preferential voting to optional preferential voting ahead of the 2016 territory election held on 27 August.
Federally, a MediaReach seat-level opinion poll of 513 voters in the seat of Solomon conducted 22−23 June ahead of the 2016 federal election held on 2 July surprisingly found Labor candidate Luke Gosling heavily leading two-term CLP incumbent Natasha Griggs 61–39 on the two-party vote from a large 12.4 percent swing. The CLP lost Solomon to Labor at the election, with Gosling defeating Griggs 56–44 on the two-party vote from a 7.4 percent swing.
Polling ahead of the 2016 Territory election indicated a large swing against the CLP, including a near-total collapse in Darwin/Palmerston. By the time the writs were dropped, commentators had almost universally written off the CLP. At 27 August Territory election, the CLP was swept from power in a massive Labor landslide, suffering easily the worst defeat of a sitting government in Territory history and one of the worst defeats a governing party has ever suffered at the state or territory level in Australia. The party not only lost all of the bush seats it picked up in 2012, but was all but shut out of Darwin/Palmerston, winning only one seat there. All told, the CLP only won two seats, easily its worst showing in an election. Giles himself lost his own seat, becoming the second Majority Leader/Chief Minister to lose his own seat. Even before Giles' defeat was confirmed, second-term MP Gary Higgins—the only surviving member of the Giles cabinet—was named the party's new leader, with Lia Finocchiaro as his deputy. On 20 January 2020, Higgins announced his resignation as party leader and announced his retirement at the next election. Finocchiaro succeeded him as CLP leader and leader of the opposition on 1 February 2020.
Finocchiaro led the CLP to a modest recovery at the 2020 Territory election. The CLP picked up a six-seat swing, boosting its seat count to eight. However, it failed to make significant inroads in Darwin/Palmerston, winning only two seats there, including that of Finocchiaro.
The CLP lost the seat of Daly to Labor in a 2021 by-election, the first time an incumbent government had won a seat from the opposition in territory history.
In January 2022, Sam McMahon resigned from the party, and will remain as an Independent for the remainder of her term, effectively causing the party to lose its representation in the senate with the loss of the one seat held by McMahon.
Ideology
The CLP stands for office in the Northern Territory Assembly and Federal Parliament of Australia and primarily concerns itself with representing Territory interests. It is a regionally based party, that has parliamentary representation in both the Federal Parliament and at the Territory level. It brands as a party with strong roots in the Territory.
The CLP competes against the Australian Labor Party (Northern Territory Branch) (the local branch of Australia's social-democratic party). It is closely affiliated with, but is independent from the Liberal Party of Australia (a mainly urban, pro-business party comprising mainly liberal membership) and the National Party of Australia (a conservative agrarian and regional interests party).
The party promotes traditional Liberal Party values such as individualism and private enterprise, and what it describes as "progressive" political policy such as full statehood for the Northern Territory.
Organisation
Branch delegates and members of the party's Central Council attend the Annual Conference of the Country Liberal Party to decide the party's platform. The Central Council is composed of the party's office bearers, its leaders from the Territory Assembly and the Federal Parliament and representatives of party branches.
The Annual Conference of the Country Liberal Party, attended by branch delegates and members of the party's Central Council, decides matters relating to the party's platform and philosophy. The Central Council administers the party and makes decisions on pre-selections. It is composed of the party's office bearers, its leaders in the Northern Territory Legislative Assembly, members in the Federal Parliament, and representation from each of the party's branches.
The CLP president has full voting rights with the National Party and observer status with the Liberal Party. Both the Liberals and Nationals receive Country Liberal delegations at their conventions. After federal elections, the CLP directs its federal members and senators as to which of the two other parties they should sit with in the parliamentary chamber. In practice, CLP House members usually sit with the Liberals, while CLP Senators sit with the Nationals.
Territory electoral performance
Parliamentary Leaders
See also
2016 Northern Territory general election
Notes
References
Further reading
External links
Country Liberal Party official site
Official history
NT Electoral Commission site
Australian Electoral Commission site
Liberal Party of Australia
National Party of Australia
Conservative parties in Australia
Liberal conservative parties
Political parties in Australia
Political parties established in 1974
Political parties in the Northern Territory
Political schisms
1974 establishments in Australia
Agrarian parties in Australia | [
101,
1109,
3898,
4561,
1786,
113,
140,
20009,
114,
117,
3184,
1103,
3898,
16951,
113,
2579,
7442,
114,
117,
1110,
170,
7691,
6588,
1741,
1710,
1107,
1754,
1771,
1107,
2424,
117,
1134,
5049,
9308,
1107,
1103,
2579,
7442,
117,
1649,
1496,
1106,
3394,
2054,
1105,
1103,
3291,
13538,
113,
26835,
24247,
1403,
114,
3503,
5071,
1226,
1104,
1103,
1784,
1104,
20815,
26230,
1182,
1152,
1145,
2992,
1111,
1103,
3898,
4561,
1786,
119,
1109,
140,
20009,
1148,
23142,
4765,
1120,
1103,
2429,
2877,
1728,
117,
2183,
1141,
1946,
1107,
1103,
3279,
1105,
1103,
1664,
118,
6612,
1946,
1107,
1103,
1585,
1104,
5423,
119,
1967,
2333,
117,
1103,
140,
20009,
1144,
1151,
5708,
6559,
1114,
1241,
1103,
2877,
4561,
1786,
1104,
1754,
1105,
1103,
1305,
1786,
1104,
1754,
113,
2331,
1103,
3898,
1786,
1105,
1305,
3898,
1786,
114,
117,
1103,
1160,
6449,
1107,
1103,
2877,
10651,
119,
1109,
140,
20009,
1144,
1554,
6612,
2266,
1439,
1103,
1305,
1786,
1105,
14440,
2781,
1114,
1103,
4561,
1786,
119,
7199,
117,
1103,
140,
20009,
1144,
1141,
4702,
1107,
2877,
6254,
117,
5293,
2687,
19047,
117,
1150,
7250,
1114,
1103,
6774,
1305,
1786,
119,
1109,
140,
20009,
6226,
1103,
2579,
7442,
5906,
2970,
1121,
1157,
4544,
1107,
2424,
1235,
1103,
1630,
1704,
1728,
117,
1165,
1103,
140,
20009,
1575,
1433,
2183,
1178,
1275,
1104,
1103,
1512,
3474,
117,
1105,
1108,
3549,
1748,
1106,
1300,
6774,
1484,
1120,
1103,
1478,
1728,
119,
1335,
1103,
1369,
1728,
1122,
2569,
1157,
2849,
117,
2183,
1429,
3474,
119,
1109,
140,
20009,
1608,
1106,
1701,
1378,
1103,
1368,
1728,
117,
2183,
1479,
1104,
1512,
3474,
117,
1105,
2301,
6050,
7784,
1245,
2534,
2110,
1104,
1103,
2579,
7442,
119,
13568,
1190,
170,
1214,
1224,
117,
7784,
1108,
2125,
1112,
2534,
2110,
1105,
140,
20009,
2301,
1118,
3379,
13627,
1120,
1103,
1381,
140,
20009,
3645,
10713,
1113,
1492,
1345,
119,
13627,
1108,
1103,
1148,
6854,
1925,
1106,
1730,
170,
1352,
1137,
3441,
1433,
1107,
1754,
119,
13627,
1108,
2378,
1120,
1103,
1410,
140,
20009,
3645,
10713,
1133,
2374,
1106,
5195,
1107,
1103,
11026,
119,
17476,
23912,
5266,
1486,
1103,
140,
20009,
3549,
1106,
7309,
1433,
170,
1374,
1808,
1224,
119,
1335,
1103,
1765,
1360,
1446,
7442,
1728,
117,
1103,
140,
20009,
1108,
1231,
22909,
15809,
2378,
117,
2183,
1198,
1160,
1104,
1512,
3474,
119,
4926,
13797,
1245,
140,
20009,
2301,
1105,
4078,
2301,
1113,
123,
1347,
117,
1114,
25760,
19140,
13335,
27018,
2180,
1112,
1117,
5874,
119,
1212,
1406,
1356,
12795,
117,
13797,
1866,
1205,
1112,
1710,
2301,
1105,
1717,
1117,
4406,
1120,
1103,
1397,
1728,
119,
19140,
13335,
27018,
2180,
1245,
140,
20009,
2301,
1105,
2301,
1104,
1103,
4078,
1113,
122,
1428,
12795,
119,
2892,
27358,
138,
1710,
1449,
1225,
1136,
3689,
1107,
1103,
2579,
7442,
1235,
1103,
3266,
117,
1496,
1106,
1157,
1353,
1416,
1105,
2960,
1104,
2366,
3212,
119,
1109,
1925,
6314,
1786,
113,
18589,
2101,
114,
6839,
3212,
1112,
1346,
1112,
4761,
117,
1133,
6034,
3544,
1126,
6967,
4078,
132,
2848,
118,
6314,
4765,
1932,
1866,
1112,
2457,
1116,
119,
1109,
2918,
1776,
1456,
1754,
1786,
113,
151,
12240,
114,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
A cosmological argument, in natural theology, is an argument which claims that the existence of God can be inferred from facts concerning causation, explanation, change, motion, contingency, dependency, or finitude with respect to the universe or some totality of objects. A cosmological argument can also sometimes be referred to as an argument from universal causation, an argument from first cause, the causal argument, or prime mover argument. Whichever term is employed, there are two basic variants of the argument, each with subtle yet important distinctions: in esse (essentiality), and in fieri (becoming).
The basic premises of all of these arguments involve the concept of causation. The conclusion of these arguments is that there exists a first cause (for whichever group of things it is being argued has a cause), subsequently deemed to be God. The history of this argument goes back to Aristotle or earlier, was developed in Neoplatonism and early Christianity and later in medieval Islamic theology during the 9th to 12th centuries, and was re-introduced to medieval Christian theology in the 13th century by Thomas Aquinas. The cosmological argument is closely related to the principle of sufficient reason as addressed by Gottfried Leibniz and Samuel Clarke, itself a modern exposition of the claim that "nothing comes from nothing" attributed to Parmenides.
Contemporary defenders of cosmological arguments include William Lane Craig, Robert Koons, and Alexander Pruss.
History
Plato (c. 427–347 BC) and Aristotle (c. 384–322 BC) both posited first cause arguments, though each had certain notable caveats. In The Laws (Book X), Plato posited that all movement in the world and the Cosmos was "imparted motion". This required a "self-originated motion" to set it in motion and to maintain it. In Timaeus, Plato posited a "demiurge" of supreme wisdom and intelligence as the creator of the Cosmos.
Aristotle argued against the idea of a first cause, often confused with the idea of a "prime mover" or "unmoved mover" ( or primus motor) in his Physics and Metaphysics. Aristotle argued in favor of the idea of several unmoved movers, one powering each celestial sphere, which he believed lived beyond the sphere of the fixed stars, and explained why motion in the universe (which he believed was eternal) had continued for an infinite period of time. Aristotle argued the atomist's assertion of a non-eternal universe would require a first uncaused cause – in his terminology, an efficient first cause – an idea he considered a nonsensical flaw in the reasoning of the atomists.
Like Plato, Aristotle believed in an eternal cosmos with no beginning and no end (which in turn follows Parmenides' famous statement that "nothing comes from nothing"). In what he called "first philosophy" or metaphysics, Aristotle did intend a theological correspondence between the prime mover and deity (presumably Zeus); functionally, however, he provided an explanation for the apparent motion of the "fixed stars" (now understood as the daily rotation of the Earth). According to his theses, immaterial unmoved movers are eternal unchangeable beings that constantly think about thinking, but being immaterial, they are incapable of interacting with the cosmos and have no knowledge of what transpires therein. From an "aspiration or desire", the celestial spheres, imitate that purely intellectual activity as best they can, by uniform circular motion. The unmoved movers inspiring the planetary spheres are no different in kind from the prime mover, they merely suffer a dependency of relation to the prime mover. Correspondingly, the motions of the planets are subordinate to the motion inspired by the prime mover in the sphere of fixed stars. Aristotle's natural theology admitted no creation or capriciousness from the immortal pantheon, but maintained a defense against dangerous charges of impiety.
Plotinus, a third-century Platonist, taught that the One transcendent absolute caused the universe to exist simply as a consequence of its existence (creatio ex deo). His disciple Proclus stated "The One is God".
Centuries later, the Islamic philosopher Avicenna (c. 980–1037) inquired into the question of being, in which he distinguished between essence (Mahiat) and existence (Wujud). He argued that the fact of existence could not be inferred from or accounted for by the essence of existing things, and that form and matter by themselves could not originate and interact with the movement of the Universe or the progressive actualization of existing things. Thus, he reasoned that existence must be due to an agent cause that necessitates, imparts, gives, or adds existence to an essence. To do so, the cause must coexist with its effect and be an existing thing.
Steven Duncan writes that it "was first formulated by a Greek-speaking Syriac Christian neo-Platonist, John Philoponus, who claims to find a contradiction between the Greek pagan insistence on the eternity of the world and the Aristotelian rejection of the existence of any actual infinite". Referring to the argument as the "'Kalam' cosmological argument", Duncan asserts that it "received its fullest articulation at the hands of [medieval] Muslim and Jewish exponents of Kalam ("the use of reason by believers to justify the basic metaphysical presuppositions of the faith").
Thomas Aquinas (c. 1225–1274) adapted and enhanced the argument he found in his reading of Aristotle, Avicenna, and Maimonides to form one of the most influential versions of the cosmological argument. His conception of First Cause was the idea that the Universe must be caused by something that is itself uncaused, which he claimed is that which we call God:
Importantly, Aquinas' Five Ways, given the second question of his Summa Theologica, are not the entirety of Aquinas' demonstration that the Christian God exists. The Five Ways form only the beginning of Aquinas' Treatise on the Divine Nature.
Versions of the argument
Argument from contingency
In the scholastic era, Aquinas formulated the "argument from contingency", following Aristotle in claiming that there must be something to explain why the Universe exists. Since the Universe could, under different circumstances, conceivably not exist (contingency), its existence must have a cause – not merely another contingent thing, but something that exists by necessity (something that must exist in order for anything else to exist). In other words, even if the Universe has always existed, it still owes its existence to an uncaused cause, Aquinas further said: "... and this we understand to be God."
Aquinas's argument from contingency allows for the possibility of a Universe that has no beginning in time. It is a form of argument from universal causation. Aquinas observed that, in nature, there were things with contingent existences. Since it is possible for such things not to exist, there must be some time at which these things did not in fact exist. Thus, according to Aquinas, there must have been a time when nothing existed. If this is so, there would exist nothing that could bring anything into existence. Contingent beings, therefore, are insufficient to account for the existence of contingent beings: there must exist a necessary being whose non-existence is an impossibility, and from which the existence of all contingent beings is ultimately derived.
The German philosopher Gottfried Leibniz made a similar argument with his principle of sufficient reason in 1714. "There can be found no fact that is true or existent, or any true proposition," he wrote, "without there being a sufficient reason for its being so and not otherwise, although we cannot know these reasons in most cases." He formulated the cosmological argument succinctly: "Why is there something rather than nothing? The sufficient reason ... is found in a substance which ... is a necessary being bearing the reason for its existence within itself."
Leibniz's argument from contingency is one of the most popular cosmological arguments in philosophy of religion. It attempts to prove the existence of a necessary being and infer that this being is God. Alexander Pruss formulates the argument as follows:
Every contingent fact has an explanation.
There is a contingent fact that includes all other contingent facts.
Therefore, there is an explanation of this fact.
This explanation must involve a necessary being.
This necessary being is God.
Premise 1 is a form of the principle of sufficient reason stating that all contingently true sentences (i.e. contingent facts) have a sufficient explanation as to why they are the case. Premise 2 refers to what is known as the Big Conjunctive Contingent Fact (abbreviated BCCF), and the BCCF is generally taken to be the logical conjunction of all contingent facts. It can be thought about as the sum total of all contingent reality. Premise 3 then concludes that the BCCF has an explanation, as every contingency does (in virtue of the PSR). It follows that this explanation is non-contingent (i.e. necessary); no contingency can explain the BCCF, because every contingent fact is a part of the BCCF. Statement 5, which is either seen as a premise or a conclusion, infers that the necessary being which explains the totality of contingent facts is God. Several philosophers of religion, such as Joshua Rasmussen and T. Ryan Byerly, have argued for the inference from (4) to (5).<ref>Byerly, Ryan T "From a necessary being to a perfect being" Analysis, Volume 79, Issue 1, January 2019, pages 10-17</ref>
In esse and in fieri
The difference between the arguments from causation in fieri and in esse is a fairly important one. In fieri is generally translated as "becoming", while in esse is generally translated as "in essence". In fieri, the process of becoming, is similar to building a house. Once it is built, the builder walks away, and it stands on its own accord; compare the watchmaker analogy. (It may require occasional maintenance, but that is beyond the scope of the first cause argument.)In esse (essence) is more akin to the light from a candle or the liquid in a vessel. George Hayward Joyce, SJ, explained that, "where the light of the candle is dependent on the candle's continued existence, not only does a candle produce light in a room in the first instance, but its continued presence is necessary if the illumination is to continue. If it is removed, the light ceases. Again, a liquid receives its shape from the vessel in which it is contained; but were the pressure of the containing sides withdrawn, it would not retain its form for an instant." This form of the argument is far more difficult to separate from a purely first cause argument than is the example of the house's maintenance above, because here the First Cause is insufficient without the candle's or vessel's continued existence.
The philosopher Robert Koons has stated a new variant on the cosmological argument. He says that to deny causation is to deny all empirical ideas – for example, if we know our own hand, we know it because of the chain of causes including light being reflected upon one's eyes, stimulating the retina and sending a message through the optic nerve into your brain. He summarised the purpose of the argument as "that if you don't buy into theistic metaphysics, you're undermining empirical science. The two grew up together historically and are culturally and philosophically inter-dependent ... If you say I just don't buy this causality principle – that's going to be a big big problem for empirical science." This in fieri version of the argument therefore does not intend to prove God, but only to disprove objections involving science, and the idea that contemporary knowledge disproves the cosmological argument.
Kalām cosmological argument
William Lane Craig, who was responsible for re-popularizing this argument in Western philosophy, presents it in the following general form:
Whatever begins to exist has a cause of its existence.
The universe began to exist.
Therefore, the universe has a cause of its existence.
Craig explains, by nature of the event (the Universe coming into existence), attributes unique to (the concept of) God must also be attributed to the cause of this event, including but not limited to: enormous power (if not omnipotence), being the creator of the Heavens and the Earth (as God is according to the Christian understanding of God), being eternal and being absolutely self-sufficient. Since these attributes are unique to God, anything with these attributes must be God. Something does have these attributes: the cause; hence, the cause is God, the cause exists; hence, God exists.
Craig defends the second premise, that the Universe had a beginning starting with Al-Ghazali's proof that an actual infinity is impossible. However, If the universe never had a beginning then there would be an actual infinite, Craig claims, namely an infinite amount of cause and effect events. Hence, the Universe had a beginning.
Metaphysical argument for the existence of God
Duns Scotus, the influential Medieval Christian theologian, created a metaphysical argument for the existence of God. Though it was inspired by Aquinas' argument from motion, he, like other philosophers and theologians, believed that his statement for God's existence could be considered separate to Aquinas'. His explanation for God's existence is long, and can be summarised as follows:
Something can be produced.
It is produced by itself, something or another.
Not by nothing, because nothing causes nothing.
Not by itself, because an effect never causes itself.
Therefore, by another A.
If A is first then we have reached the conclusion.
If A is not first, then we return to 2).
From 3) and 4), we produce another- B. The ascending series is either infinite or finite.
An infinite series is not possible.
Therefore, God exists.
Scotus deals immediately with two objections he can see: first, that there cannot be a first, and second, that the argument falls apart when 1) is questioned. He states that infinite regress is impossible, because it provokes unanswerable questions, like, in modern English, "What is infinity minus infinity?" The second he states can be answered if the question is rephrased using modal logic, meaning that the first statement is instead "It is possible that something can be produced."
Cosmological argument and infinite regress
Depending on its formulation, the cosmological argument is an example of a positive infinite regress argument. An infinite regress is an infinite series of entities governed by a recursive principle that determines how each entity in the series depends on or is produced by its predecessor. An infinite regress argument is an argument against a theory based on the fact that this theory leads to an infinite regress. A positive infinite regress argument employs the regress in question to argue in support of a theory by showing that its alternative involves a vicious regress. The regress relevant for the cosmological argument is the regress of causes: an event occurred because it was caused by another event that occurred before it, which was itself caused by a previous event, and so on. For an infinite regress argument to be successful, it has to demonstrate not just that the theory in question entails an infinite regress but also that this regress is vicious. Once the viciousness of the regress of causes is established, the cosmological argument can proceed to its positive conclusion by holding that it is necessary to posit a first cause in order to avoid it.
A regress can be vicious due to metaphysical impossibility, implausibility or explanatory failure. It is sometimes held that the regress of causes is vicious because it is metaphysically impossible, i.e. that it involves an outright contradiction. But it is difficult to see where this contradiction lies unless an additional assumption is accepted: that actual infinity is impossible. But this position is opposed to infinity in general, not just specifically to the regress of causes. A more promising view is that the regress of causes is to be rejected because it is implausible. Such an argument can be based on empirical observation, e.g. that, to the best of our knowledge, our universe had a beginning in the form of the Big Bang. But it can also be based on more abstract principles, like Ockham's razor, which posits that we should avoid ontological extravagance by not multiplying entities without necessity. A third option is to see the regress of causes as vicious due to explanatory failure, i.e. that it does not solve the problem it was formulated to solve or that it assumes already in disguised form what it was supposed to explain. According to this position, we seek to explain one event in the present by citing an earlier event that caused it. But this explanation is incomplete unless we can come to understand why this earlier event occurred, which is itself explained by its own cause and so on. At each step, the occurrence of an event has to be assumed. So it fails to explain why anything at all occurs, why there is a chain of causes to begin with.
Objections and counterarguments
What caused the First Cause?
One objection to the argument is that it leaves open the question of why the First Cause is unique in that it does not require any causes. Proponents argue that the First Cause is exempt from having a cause, while opponents argue that this is special pleading or otherwise untrue. Critics often press that arguing for the First Cause's exemption raises the question of why the First Cause is indeed exempt, whereas defenders maintain that this question has been answered by the various arguments, emphasizing that none of its major forms rest on the premise that everything has a cause.
William Lane Craig, who popularised and is notable for defending the Kalam cosmological argument, argues that the infinite is impossible, whichever perspective the viewer takes, and so there must always have been one unmoved thing to begin the universe. He uses Hilbert's paradox of the Grand Hotel and the question 'What is infinity minus infinity?' to illustrate the idea that the infinite is metaphysically, mathematically, and even conceptually, impossible. Other reasons include the fact that it is impossible to count down from infinity, and that, had the universe existed for an infinite amount of time, every possible event, including the final end of the universe, would already have occurred. He therefore states his argument in three points- firstly, everything that begins to exist has a cause of its existence; secondly, the universe began to exist; so, thirdly, therefore, the universe has a cause of its existence. Craig argues in the Blackwell Companion to Natural Theology that there cannot be an infinite regress of causes and thus there must be a first uncaused cause, even if one posits a plurality of causes of the universe. He argues Occam's Razor may be employed to remove unneeded further causes of the universe, to leave a single uncaused cause.
Secondly, it is argued that the premise of causality has been arrived at via a posteriori (inductive) reasoning, which is dependent on experience. David Hume highlighted this problem of induction and argued that causal relations were not true a priori. However, as to whether inductive or deductive reasoning is more valuable remains a matter of debate, with the general conclusion being that neither is prominent. Opponents of the argument tend to argue that it is unwise to draw conclusions from an extrapolation of causality beyond experience. Andrew Loke replies that, according to the Kalam Cosmological Argument, only things which begin to exist require a cause. On the other hand, something that is without beginning has always existed and therefore does not require a cause. The Kalam and the Thomistic cosmological argument posit that there cannot be an actual infinite regress of causes, therefore there must be an uncaused First Cause that is beginningless and does not require a cause.
Not evidence for a theistic God
According to this objection the basic cosmological argument merely establishes that a First Cause exists, not that it has the attributes of a theistic god, such as omniscience, omnipotence, and omnibenevolence. This is why the argument is often expanded to show that at least some of these attributes are necessarily true, for instance in the modern Kalam argument given above.
Existence of causal loops
A causal loop is a form of predestination paradox arising where traveling backwards in time is deemed a possibility. A sufficiently powerful entity in such a world would have the capacity to travel backwards in time to a point before its own existence, and to then create itself, thereby initiating everything which follows from it.
The usual reason given to refute the possibility of a causal loop is that it requires that the loop as a whole be its own cause. Richard Hanley argues that causal loops are not logically, physically, or epistemically impossible: "[In timed systems,] the only possibly objectionable feature that all causal loops share is that coincidence is required to explain them." However, Andrew Loke argues that causal loop of the type that is supposed to avoid a First Cause suffers from the problem of vicious circularity and thus it would not work.
Existence of infinite causal chains
David Hume and later Paul Edwards have invoked a similar principle in their criticisms of the cosmological argument. William L. Rowe has called this the Hume-Edwards principle:
Nevertheless, David White argues that the notion of an infinite causal regress providing a proper explanation is fallacious. Furthermore, in Hume's Dialogues Concerning Natural Religion, the character Demea states that even if the succession of causes is infinite, the whole chain still requires a cause. To explain this, suppose there exists a causal chain of infinite contingent beings. If one asks the question, "Why are there any contingent beings at all?", it does not help to be told that "There are contingent beings because other contingent beings caused them." That answer would just presuppose additional contingent beings. An adequate explanation of why some contingent beings exist would invoke a different sort of being, a necessary being that is not contingent. A response might suppose each individual is contingent but the infinite chain as a whole is not; or the whole infinite causal chain to be its own cause.
Severinsen argues that there is an "infinite" and complex causal structure. White tried to introduce an argument "without appeal to the principle of sufficient reason and without denying the possibility of an infinite causal regress". A number of other arguments have been offered to demonstrate that an actual infinite regress cannot exist, viz. the argument for the impossibility of concrete actual infinities, the argument for the impossibility of traversing an actual infinite, the argument from the lack of capacity to begin to exist, and various arguments from paradoxes.
Big Bang cosmology
Some cosmologists and physicists argue that a challenge to the cosmological argument is the nature of time: "One finds that time just disappears from the Wheeler–DeWitt equation" (Carlo Rovelli). The Big Bang theory states that it is the point in which all dimensions came into existence, the start of both space and time. Then, the question "What was there before the Universe?" makes no sense; the concept of "before" becomes meaningless when considering a situation without time. This has been put forward by J. Richard Gott III, James E. Gunn, David N. Schramm, and Beatrice Tinsley, who said that asking what occurred before the Big Bang is like asking what is north of the North Pole. However, some cosmologists and physicists do attempt to investigate causes for the Big Bang, using such scenarios as the collision of membranes.
Philosopher Edward Feser argues that most of the classical philosophers' cosmological arguments for the existence of God do not depend on the Big Bang or whether the universe had a beginning. The question is not about what got things started or how long they have been going, but rather what keeps them going.
See also
Argument
Biblical cosmology
Chaos
Cosmogony
Creation myth
Dating Creation
Determinism
Creatio ex nihilo Ex nihilo nihil fit''
First cause
First Principle
Infinitism
Logos
Present
Psychology
Semantics
Semiotics
Unmoved mover
Quinque viae
Temporal finitism
Timeline of the Big Bang
Transtheism
References
External links
Arguments for the existence of God
Philosophy of religion
Causality | [
101,
138,
1884,
26358,
7810,
6171,
117,
1107,
2379,
10104,
117,
1110,
1126,
6171,
1134,
3711,
1115,
1103,
3796,
1104,
1875,
1169,
1129,
1107,
26025,
1121,
9193,
6995,
11019,
11700,
2116,
117,
7108,
117,
1849,
117,
4018,
117,
14255,
1916,
9517,
117,
12864,
9517,
117,
1137,
15301,
13691,
1114,
4161,
1106,
1103,
6271,
1137,
1199,
1703,
1785,
1104,
4546,
119,
138,
1884,
26358,
7810,
6171,
1169,
1145,
2121,
1129,
2752,
1106,
1112,
1126,
6171,
1121,
8462,
11019,
11700,
2116,
117,
1126,
6171,
1121,
1148,
2612,
117,
1103,
11019,
25034,
6171,
117,
1137,
5748,
1815,
1197,
6171,
119,
5979,
17791,
1858,
1110,
4071,
117,
1175,
1132,
1160,
3501,
10317,
1104,
1103,
6171,
117,
1296,
1114,
11515,
1870,
1696,
7762,
1116,
131,
1107,
13936,
2217,
113,
6818,
1785,
114,
117,
1105,
1107,
20497,
9866,
113,
2479,
114,
119,
1109,
3501,
10330,
1104,
1155,
1104,
1292,
9989,
8803,
1103,
3400,
1104,
11019,
11700,
2116,
119,
1109,
6593,
1104,
1292,
9989,
1110,
1115,
1175,
5903,
170,
1148,
2612,
113,
1111,
1134,
17791,
1372,
1104,
1614,
1122,
1110,
1217,
4491,
1144,
170,
2612,
114,
117,
2886,
8012,
1106,
1129,
1875,
119,
1109,
1607,
1104,
1142,
6171,
2947,
1171,
1106,
18727,
1137,
2206,
117,
1108,
1872,
1107,
14521,
1643,
16236,
11153,
6602,
1105,
1346,
7522,
1105,
1224,
1107,
5908,
4769,
10104,
1219,
1103,
5612,
1106,
5247,
3944,
117,
1105,
1108,
1231,
118,
2234,
1106,
5908,
2131,
10104,
1107,
1103,
5435,
1432,
1118,
1819,
138,
12934,
2225,
119,
1109,
1884,
26358,
7810,
6171,
1110,
4099,
2272,
1106,
1103,
6708,
1104,
6664,
2255,
1112,
7894,
1118,
7348,
1204,
13762,
3180,
13292,
2605,
1584,
1105,
4424,
7949,
117,
2111,
170,
2030,
27634,
1104,
1103,
3548,
1115,
107,
1720,
2502,
1121,
1720,
107,
6547,
1106,
19585,
9019,
21462,
4704,
119,
6845,
15024,
1104,
1884,
26358,
7810,
9989,
1511,
1613,
5319,
6422,
117,
1823,
19892,
4199,
117,
1105,
2792,
153,
25357,
119,
2892,
21137,
113,
172,
119,
3565,
1559,
782,
3236,
1559,
3823,
114,
1105,
18727,
113,
172,
119,
3383,
1527,
782,
26605,
3823,
114,
1241,
185,
2155,
10334,
1148,
2612,
9989,
117,
1463,
1296,
1125,
2218,
3385,
5812,
9971,
119,
1130,
1109,
12077,
113,
3168,
161,
114,
117,
21137,
185,
2155,
10334,
1115,
1155,
2230,
1107,
1103,
1362,
1105,
1103,
3291,
18818,
1108,
107,
24034,
26579,
1181,
4018,
107,
119,
1188,
2320,
170,
107,
2191,
118,
7506,
4018,
107,
1106,
1383,
1122,
1107,
4018,
1105,
1106,
4731,
1122,
119,
1130,
4446,
5024,
1361,
117,
21137,
185,
2155,
10334,
170,
107,
26707,
19009,
12272,
107,
1104,
14777,
12304,
1105,
4810,
1112,
1103,
9264,
1104,
1103,
3291,
18818,
119,
18727,
4491,
1222,
1103,
1911,
1104,
170,
1148,
2612,
117,
1510,
4853,
1114,
1103,
1911,
1104,
170,
107,
5748,
1815,
1197,
107,
1137,
107,
8362,
3702,
5790,
1815,
1197,
107,
113,
1137,
185,
10205,
1361,
5968,
114,
1107,
1117,
8937,
1105,
19415,
25890,
6834,
4724,
119,
18727,
4491,
1107,
5010,
1104,
1103,
1911,
1104,
1317,
8362,
3702,
5790,
1815,
1733,
117,
1141,
1540,
1158,
1296,
25432,
11036,
117,
1134,
1119,
2475,
2077,
2894,
1103,
11036,
1104,
1103,
4275,
2940,
117,
1105,
3716,
1725,
4018,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
The Cessna Aircraft Company () was an American general aviation aircraft manufacturing corporation headquartered in Wichita, Kansas. The company produced small, piston-powered aircraft, as well as business jets. For much of the mid-to-late 20th century, Cessna was one of the highest-volume and most diverse producers of general aviation aircraft in the world. It was founded in 1927 and was purchased by General Dynamics in 1985, then by Textron, Inc., in 1992. In March 2014, when Textron purchased the Beechcraft and Hawker Aircraft corporations, Cessna ceased operations as a subsidiary company and joined the others as one of the three distinct brands produced by Textron Aviation.
History
Origins
Clyde Cessna, a farmer in Rago, Kansas, built his own aircraft and flew it in June 1911. He was the first person to do so between the Mississippi River and the Rocky Mountains. Cessna started his wood-and-fabric aircraft ventures in Enid, Oklahoma, testing many of his early planes on the salt flats. When bankers in Enid refused to lend him more money to build his planes, he moved to Wichita.
Cessna Aircraft was formed when Clyde Cessna and Victor Roos became partners in the Cessna-Roos Aircraft Company in 1927. Roos resigned just one month into the partnership, selling back his interest to Cessna. Shortly afterward, Roos's name was dropped from the company name.
The Cessna DC-6 earned certification on the same day as the stock market crash of 1929, October 29, 1929.
In 1932, the Cessna Aircraft Company closed due to the Great Depression.
However, the Cessna CR-3 custom racer made its first flight in 1933. The plane won the 1933 American Air Race in Chicago and later set a new world speed record for engines smaller than 500 cubic inches by averaging .
Cessna's nephews, brothers Dwane and Dwight Wallace, bought the company from Cessna in 1934. They reopened it and began the process of building it into what would become a global success.
The Cessna C-37 was introduced in 1937 as Cessna's first seaplane when equipped with Edo floats. In 1940, Cessna received their largest order to date, when they signed a contract with the U.S. Army for 33 specially equipped Cessna T-50s. Later in 1940, the Royal Canadian Air Force placed an order for 180 T-50s.
Postwar boom
Cessna returned to commercial production in 1946, after the revocation of wartime production restrictions (L-48), with the release of the Model 120 and Model 140. The approach was to introduce a new line of all-metal aircraft that used production tools, dies and jigs, rather than the hand-built tube-and-fabric construction process used before the war.
The Model 140 was named by the US Flight Instructors Association as the "Outstanding Plane of the Year", in 1948.
Cessna's first helicopter, the Cessna CH-1, received FAA type certification in 1955.
Cessna introduced the Cessna 172 in 1956. It became the most produced airplane in history. During the post-World War II era, Cessna was known as one of the "Big Three" in general aviation aircraft manufacturing, along with Piper and Beechcraft.
In 1959, Cessna acquired Aircraft Radio Corporation (ARC), of Boonton, New Jersey, a leading manufacturer of aircraft radios. During these years, Cessna expanded the ARC product line, and rebranded ARC radios as "Cessna" radios, making them the "factory option" for avionics in new Cessnas. However, during this time, ARC radios suffered a severe decline in quality and popularity. Cessna kept ARC as a subsidiary until 1983, selling it to avionics-maker Sperry.
In 1960, Cessna acquired McCauley Industrial Corporation, of Ohio, a leading manufacturer of propellers for light aircraft. McCauley became the world's leading producer of general aviation aircraft propellers, largely through their installation on Cessna airplanes.
In 1960, Cessna affiliated itself with Reims Aviation of Reims, France. In 1963, Cessna produced its 50,000th airplane, a Cessna 172.
Cessna's first business jet, the Cessna Citation I, performed its maiden flight on September 15, 1969.
Cessna produced its 100,000th single-engine airplane in 1975.
In 1985, Cessna ceased to be an independent company. It was purchased by General Dynamics Corporation and became a wholly owned subsidiary. Production of the Cessna Caravan began. General Dynamics in turn sold Cessna to Textron in 1992.
Late in 2007, Cessna purchased the bankrupt Columbia Aircraft company for US$26.4M and would continue production of the Columbia 350 and 400 as the Cessna 350 and Cessna 400 at the Columbia factory in Bend, Oregon. However, production of both aircraft had ended by 2018.
Chinese production controversy
On November 27, 2007, Cessna announced the then-new Cessna 162 would be built in the People's Republic of China by Shenyang Aircraft Corporation, which is a subsidiary of the China Aviation Industry Corporation I (AVIC I), a Chinese government-owned consortium of aircraft manufacturers. Cessna reported that the decision was made to save money and also that the company had no more plant capacity in the United States at the time. Cessna received much negative feedback for this decision, with complaints centering on the recent quality problems with Chinese production of other consumer products, China's human rights record, exporting of jobs and China's less than friendly political relationship with the United States. The customer backlash surprised Cessna and resulted in a company public relations campaign. In early 2009, the company attracted further criticism for continuing plans to build the 162 in China while laying off large numbers of workers in the United States. In the end, the Cessna 162 was not a commercial success and only a small number were delivered before production was cancelled.
2008–2010 economic crisis
The company's business suffered notably during the late-2000s recession, laying off more than half its workforce between January 2009 and September 2010.
On November 4, 2008, Cessna's parent company, Textron, indicated that Citation production would be reduced from the original 2009 target of 535 "due to continued softening in the global economic environment" and that this would result in an undetermined number of lay-offs at Cessna.
On November 8, 2008, at the Aircraft Owners and Pilots Association (AOPA) Expo, CEO Jack Pelton indicated that sales of Cessna aircraft to individual buyers had fallen, but piston and turboprop sales to businesses had not. "While the economic slowdown has created a difficult business environment, we are encouraged by brisk activity from new and existing propeller fleet operators placing almost 200 orders for 2009 production aircraft," Pelton stated.
Beginning in January 2009, a total of 665 jobs were cut at Cessna's Wichita and Bend, Oregon plants. The Cessna factory at Independence, Kansas, which builds the Cessna piston-engined aircraft and the Cessna Mustang, did not see any layoffs, but one third of the workforce at the former Columbia Aircraft facility in Bend was laid off. This included 165 of the 460 employees who built the Cessna 350 and 400. The remaining 500 jobs were eliminated at the main Cessna Wichita plant.
In January 2009, the company laid off an additional 2,000 employees, bringing the total to 4,600. The job cuts included 120 at the Bend, Oregon, facility reducing the plant that built the Cessna 350 and 400 to fewer than half the number of workers that it had when Cessna bought it. Other cuts included 200 at the Independence, Kansas, plant that builds the single-engined Cessnas and the Mustang, reducing that facility to 1,300 workers.
On April 29, 2009, the company suspended the Citation Columbus program and closed the Bend, Oregon, facility. The Columbus program was finally cancelled in early July 2009. The company reported, "Upon additional analysis of the business jet market related to this product offering, we decided to formally cancel further development of the Citation Columbus". With the 350 and 400 production moving to Kansas, the company indicated that it would lay off 1,600 more workers, including the remaining 150 employees at the Bend plant and up to 700 workers from the Columbus program.
In early June 2009, Cessna laid off an additional 700 salaried employees, bringing the total number of lay-offs to 7,600, which was more than half the company's workers at the time.
The company closed its three Columbus, Georgia, manufacturing facilities between June 2010 and December 2011. The closures included the new facility that was opened in August 2008 at a cost of US$25M, plus the McCauley Propeller Systems plant. These closures resulted in total job losses of 600 in Georgia. Some of the work was relocated to Cessna's Independence, Kansas, or Mexican facilities.
Cessna's parent company, Textron, posted a loss of US$8M in the first quarter of 2010, largely driven by continuing low sales at Cessna, which were down 44%. Half of Cessna's workforce remained laid-off and CEO Jack Pelton stated that he expected the recovery to be long and slow.
In September 2010, a further 700 employees were laid off, bringing the total to 8,000 jobs lost. CEO Jack Pelton indicated this round of layoffs was due to a "stalled [and] lackluster economy" and noted that while the number of orders cancelled for jets had been decreasing new orders had not met expectations. Pelton added "our strategy is to defend and protect our current markets while investing in products and services to secure our future, but we can do this only if we succeed in restructuring our processes and reducing our costs."
2010s
On May 2, 2011, CEO Jack J. Pelton retired. The new CEO, Scott A. Ernest, started on May 31, 2011. Ernest joined Textron after 29 years at General Electric, where he had most recently served as vice president and general manager, global supply chain for GE Aviation. Ernest previously worked for Textron CEO Scott Donnelly when both worked at General Electric.
In September 2011, the Federal Aviation Administration (FAA) proposed a US$2.4 million fine against the company for its failure to follow quality assurance requirements while producing fiberglass components at its plant in Chihuahua, Mexico. Excess humidity meant that the parts did not cure correctly and quality assurance did not detect the problems. The failure to follow procedures resulted in the delamination in flight of a section of one Cessna 400's wing skin from the spar while the aircraft was being flown by an FAA test pilot. The aircraft was landed safely. The FAA also discovered 82 other aircraft parts that had been incorrectly made and not detected by the company's quality assurance. The investigation resulted in an emergency Airworthiness Directive that affected 13 Cessna 400s.
Since March 2012, Cessna has been pursuing building business jets in China as part of a joint venture with Aviation Industry Corporation of China (AVIC). The company stated that it intends to eventually build all aircraft models in China, saying "The agreements together pave the way for a range of business jets, utility single-engine turboprops and single-engine piston aircraft to be manufactured and certified in China."
In late April 2012, the company added 150 workers in Wichita as a result of anticipated increased demand for aircraft production. Overall, they have cut more than 6000 jobs in the Wichita plant since 2009.
In March 2014, Cessna ceased operations as a company and instead became a brand of Textron Aviation.
Marketing initiatives
During the 1950s and 1960s, Cessna's marketing department followed the lead of Detroit automakers and came up with many unique marketing terms in an effort to differentiate its product line from their competitions'.
Other manufacturers and the aviation press widely ridiculed and spoofed many of the marketing terms, but Cessna built and sold more aircraft than any other manufacturer during the boom years of the 1960s and 1970s.
Generally, the names of Cessna models do not follow a theme, but there is usually logic to the numbering: the 100 series are the light singles, the 200s are the heftier, the 300s are light to medium twins, the 400s have “wide oval” cabin-class accommodation and the 500s are jets. Many Cessna models have names starting with C for the sake of alliteration (e.g. Citation, Crusader, Chancellor).
Company terminology
Cessna marketing terminology includes:
Para-Lift Flaps – Large Fowler flaps Cessna introduced on the 170B in 1952, replacing the narrow chord plain flaps then in use.
Land-O-Matic – In 1956, Cessna introduced sprung-steel tricycle landing gear on the 172. The marketing department chose “Land-O-Matic” to imply that these aircraft were much easier to land and take off than the preceding conventional landing gear equipped Cessna 170. They even went as far as to say pilots could do “drive-up take-offs and drive-in landings”, implying that flying these aircraft was as easy as driving a car. In later years, some Cessna models had their steel sprung landing gear replaced with steel tube gear legs. The 206 retains the original spring steel landing gear today.
Omni-Vision – The rear windows on some Cessna singles, starting with the 182 and 210 in 1962 and followed by the 172 and 150 in 1963 and 1964 respectively. The term was intended to make the pilot feel visibility was improved on the notably poor-visibility Cessna line. The introduction of the rear window caused in most models a loss of cruise speed due to the extra drag, while not adding any useful visibility.
Cushioned Power – The rubber mounts on the cowling of the 1967 model 150, in addition to the rubber mounts isolating the engine from the cabin.
Omni-Flash – The flashing beacon on the tip of the fin that could be seen all around.
Open-View – This referred to the removal of the top section of the control wheel in 1967 models. These had been rectangular, they now became “ram’s horn” shaped, thus not blocking the instrument panel as much.
Quick-Scan – Cessna introduced a new instrument panel layout in the 1960s and this buzzword was to indicate Cessna’s panels were ahead of the competition.
Nav-O-Matic – The name of the Cessna autopilot system, which implied the system was relatively simple.
Camber-Lift – A marketing name used to describe Cessna aircraft wings starting in 1972 when the aerodynamics designers at Cessna added a slightly drooped leading edge to the standard NACA 2412 airfoil used on most of the light aircraft fleet. Writer Joe Christy described the name as "stupid" and added "Is there any other kind [of lift]?"
Stabila-Tip – Cessna started commonly using wingtip fuel tanks, carefully shaped for aerodynamic effect rather than being tubular-shaped. Tip tanks do have an advantage of reducing free surface effect of fuel affecting the balance of the aircraft in rolling manoeuvres.
Aircraft models
In October 2020, Textron Aviation was producing the following Cessna-branded models:
Cessna 172 Skyhawk – high-wing, single piston-engined, four-seat aircraft in production since 1955. More Cessna 172s have been built than any other aircraft.
Cessna 182 Skylane – high-wing, single piston-engined, four-seat aircraft in production since 1956
Cessna 206 Stationair – high-wing, single piston-engined, six-seat utility aircraft in production since 1962
Cessna 208 Caravan – high-wing single-turboprop utility aircraft in production since 1984.
Cessna 408 SkyCourier – high-wing twin-turboprop utility aircraft under development (production to begin in 2022).
Cessna Citation family – twin-engined business jets
Cessna Citation 525 M2/CJ series – in production since 1991
Cessna Citation 560XL Excel – in production since 1996
Cessna Citation 680 Sovereign – in production since 2004
Cessna Citation 680A Latitude – in production since 2014
Cessna Citation 700 Longitude – in production since 2019
References
External links
Mort Brown Cessna Special Collection – Personal collection of documents belonging to a former chief test pilot
Aircraft manufacturers of the United States
Manufacturing companies based in Kansas
General Dynamics
Textron
Companies based in Wichita, Kansas
American companies established in 1927
Vehicle manufacturing companies established in 1927
1927 establishments in Kansas
Collier Trophy recipients
1985 mergers and acquisitions
1992 mergers and acquisitions | [
101,
1109,
24664,
3954,
1605,
9710,
1881,
113,
114,
1108,
1126,
1237,
1704,
8747,
2163,
5863,
9715,
9514,
1107,
20124,
117,
4312,
119,
1109,
1419,
1666,
1353,
117,
18796,
118,
5605,
2163,
117,
1112,
1218,
1112,
1671,
20397,
119,
1370,
1277,
1104,
1103,
2286,
118,
1106,
118,
1523,
3116,
1432,
117,
24664,
3954,
1605,
1108,
1141,
1104,
1103,
2439,
118,
3884,
1105,
1211,
7188,
6419,
1104,
1704,
8747,
2163,
1107,
1103,
1362,
119,
1135,
1108,
1771,
1107,
3951,
1105,
1108,
3310,
1118,
1615,
25082,
1107,
2210,
117,
1173,
1118,
18430,
3484,
117,
3561,
119,
117,
1107,
1924,
119,
1130,
1345,
1387,
117,
1165,
18430,
3484,
3310,
1103,
16385,
1732,
8444,
1105,
28064,
1197,
9710,
12584,
117,
24664,
3954,
1605,
6445,
2500,
1112,
170,
7049,
1419,
1105,
1688,
1103,
1639,
1112,
1141,
1104,
1103,
1210,
4966,
10915,
1666,
1118,
18430,
3484,
7650,
119,
2892,
27358,
12190,
24664,
3954,
1605,
117,
170,
9230,
1107,
16890,
2758,
117,
4312,
117,
1434,
1117,
1319,
2163,
1105,
4843,
1122,
1107,
1340,
4383,
119,
1124,
1108,
1103,
1148,
1825,
1106,
1202,
1177,
1206,
1103,
5201,
1595,
1105,
1103,
9376,
5249,
119,
24664,
3954,
1605,
1408,
1117,
3591,
118,
1105,
118,
8113,
2163,
20135,
1107,
13832,
2386,
117,
5154,
117,
5193,
1242,
1104,
1117,
1346,
10025,
1113,
1103,
6870,
18181,
119,
1332,
15304,
1116,
1107,
13832,
2386,
3347,
1106,
23559,
1140,
1167,
1948,
1106,
3076,
1117,
10025,
117,
1119,
1427,
1106,
20124,
119,
24664,
3954,
1605,
9710,
1108,
1824,
1165,
12190,
24664,
3954,
1605,
1105,
4622,
155,
26459,
1245,
6449,
1107,
1103,
24664,
3954,
1605,
118,
155,
26459,
9710,
1881,
1107,
3951,
119,
155,
26459,
4603,
1198,
1141,
2370,
1154,
1103,
5210,
117,
4147,
1171,
1117,
2199,
1106,
24664,
3954,
1605,
119,
6480,
11343,
117,
155,
26459,
112,
188,
1271,
1108,
2434,
1121,
1103,
1419,
1271,
119,
1109,
24664,
3954,
1605,
5227,
118,
127,
2829,
12146,
1113,
1103,
1269,
1285,
1112,
1103,
4482,
2319,
5683,
1104,
3762,
117,
1357,
1853,
117,
3762,
119,
1130,
3833,
117,
1103,
24664,
3954,
1605,
9710,
1881,
1804,
1496,
1106,
1103,
2038,
11442,
119,
1438,
117,
1103,
24664,
3954,
1605,
15531,
118,
124,
8156,
20274,
1189,
1157,
1148,
3043,
1107,
3698,
119,
1109,
4261,
1281,
1103,
3698,
1237,
1806,
6398,
1107,
2290,
1105,
1224,
1383,
170,
1207,
1362,
2420,
1647,
1111,
4540,
2964,
1190,
2260,
12242,
4519,
1118,
15883,
119,
24664,
3954,
1605,
112,
188,
7502,
1116,
117,
3330,
141,
5491,
1162,
1105,
14868,
7336,
117,
3306,
1103,
1419,
1121,
24664,
3954,
1605,
1107,
3729,
119,
1220,
11996,
1122,
1105,
1310,
1103,
1965,
1104,
1459,
1122,
1154,
1184,
1156,
1561,
170,
4265,
2244,
119,
1109,
24664,
3954,
1605,
140,
118,
3413,
1108,
2234,
1107,
3493,
1112,
24664,
3954,
1605,
112,
188,
1148,
2343,
10648,
1165,
5440,
1114,
20520,
15666,
1116,
119,
1130,
3020,
117,
24664,
3954,
1605,
1460,
1147,
2026,
1546,
1106,
2236,
117,
1165,
1152,
1878,
170,
2329,
1114,
1103,
158,
119,
156,
119,
1740,
1111,
3081,
12493,
5440,
24664,
3954,
1605,
157,
118,
1851,
1116,
119,
2611,
1107,
3020,
117,
1103,
1787,
2122,
1806,
2300,
1973,
1126,
1546,
1111,
7967,
157,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
A control store is the part of a CPU's control unit that stores the CPU's microprogram. It is usually accessed by a microsequencer. A control store implementation whose contents are unalterable is known as a Read Only Memory (ROM) or Read Only Storage (ROS); one whose contents are alterable is known as a Writable Control Store (WCS).
Implementation
Early use
Early control stores were implemented as a diode-array accessed via address decoders, a form of read-only memory. This tradition dates back to the program timing matrix on the MIT Whirlwind, first described in 1947. Modern VLSI processors instead use matrices of field-effect transistors to build the ROM and/or PLA structures used to control the processor as well as its internal sequencer in a microcoded implementation. IBM System/360 used a variety of techniques: CCROS (Card Capacitor Read-Only Storage) on the Model 30, TROS (Transformer Read-Only Storage) on the Model 40, and BCROS (Balanced Capacitor Read-Only Storage) on Models 50, 65 and 67.
Writable stores
Some computers were built using "writable microcode" — rather than storing the microcode in ROM or hard-wired logic, the microcode was stored in a RAM called a writable control store or WCS. Such a computer is sometimes called a Writable Instruction Set Computer or WISC. Many of these machines were experimental laboratory prototypes, such as the WISC CPU/16 and the RTX 32P.
The original System/360 models had read-only control store, but later System/360, System/370 and successor models loaded part or all of their microprograms from floppy disks or other DASD into a writable control store consisting of ultra-high speed random-access read-write memory. The System/370 architecture included a facility called Initial-Microprogram Load (IML or IMPL) that could be invoked from the console, as part of Power On Reset (POR) or from another processor in a tightly coupled multiprocessor complex. This permitted IBM to easily repair microprogramming defects in the field. Even when the majority of the control store is stored in ROM, computer vendors would often sell writable control store as an option, allowing the customers to customize the machine's microprogram. Other vendors, e.g., IBM, use the WCS to run microcode for emulator features and hardware diagnostics.
Other commercial machines that used writable microcode include the Burroughs Small Systems (1970s and 1980s), the Xerox processors in their Lisp machines and Xerox Star workstations, the DEC VAX 8800 ("Nautilus") family, and the Symbolics L- and G-machines (1980s). Some DEC PDP-10 machines stored their microcode in SRAM chips (about 80 bits wide x 2 Kwords), which was typically loaded on power-on through some other front-end CPU. Many more machines offered user-programmable writable control stores as an option (including the HP 2100, DEC PDP-11/60 and Varian Data Machines V-70 series minicomputers).
The Mentec M11 and Mentec M1 stored its microcode in SRAM chips, loaded on power-on through another CPU.
The Data General Eclipse MV/8000 ("Eagle") had a SRAM writable control store, loaded on power-on through another CPU.
WCS offered several advantages including the ease of patching the microprogram and, for certain hardware generations, faster access than ROMs could provide. User-programmable WCS allowed the user to optimize the machine for specific purposes.
Some CPU designs compile the instruction set to a writable RAM or FLASH inside the CPU (such as the Rekursiv processor and the Imsys Cjip), or an FPGA (reconfigurable computing).
Several Intel CPUs in the x86 architecture family have writable microcode, starting with the Pentium Pro in 1995.
This has allowed bugs in the Intel Core 2 microcode and Intel Xeon microcode to be fixed in software, rather than requiring the entire chip to be replaced.
Such fixes can be installed by Linux, FreeBSD, Microsoft Windows, or the motherboard BIOS.
Timing, latching and avoiding a race condition
The control store usually has a register on its outputs. The outputs that go back into the sequencer to determine the next address have to go through some sort of register to prevent the creation of a race condition.
In most designs all of the other bits also go through a register. This is because the machine will work faster if the execution of the next microinstruction is delayed by one cycle. This register is known as a pipeline register. Very often the execution of the next microinstruction is dependent on the result of the current microinstruction, which will not be stable until the end of the current microcycle. It can be seen that either way, all of the outputs of the control store go into one big register. Historically it used to be possible to buy EPROMs with these register bits on the same chip.
The clock signal determining the clock rate, which is the cycle time of the system, primarily clocks this register.
References
Further reading
(132 pages)
(79 pages)
Instruction processing
Firmware | [
101,
138,
1654,
2984,
1110,
1103,
1226,
1104,
170,
18701,
112,
188,
1654,
2587,
1115,
4822,
1103,
18701,
112,
188,
17599,
1643,
24081,
4515,
119,
1135,
1110,
1932,
12269,
1118,
170,
17599,
2217,
25113,
1197,
119,
138,
1654,
2984,
7249,
2133,
8792,
1132,
8362,
1348,
17528,
2165,
1110,
1227,
1112,
170,
15152,
2809,
14500,
113,
22870,
114,
1137,
15152,
2809,
1457,
27611,
113,
155,
9025,
114,
132,
1141,
2133,
8792,
1132,
13000,
1895,
1110,
1227,
1112,
170,
160,
27770,
6342,
10422,
113,
16857,
1708,
114,
119,
146,
26318,
18415,
4503,
1329,
4503,
1654,
4822,
1127,
7042,
1112,
170,
4267,
13040,
118,
9245,
12269,
2258,
4134,
1260,
13775,
1733,
117,
170,
1532,
1104,
2373,
118,
1178,
2962,
119,
1188,
3904,
4595,
1171,
1106,
1103,
1788,
11491,
8952,
1113,
1103,
13219,
160,
14518,
1233,
11129,
117,
1148,
1758,
1107,
3138,
119,
4825,
159,
15928,
2240,
20026,
1939,
1329,
24350,
1104,
1768,
118,
2629,
14715,
1776,
3864,
1106,
3076,
1103,
22870,
1105,
120,
1137,
153,
10783,
4413,
1215,
1106,
1654,
1103,
14538,
1112,
1218,
1112,
1157,
4422,
4954,
1197,
1107,
170,
17599,
13775,
1181,
7249,
119,
9768,
3910,
120,
9174,
1215,
170,
2783,
1104,
4884,
131,
21362,
21564,
1708,
113,
10103,
17212,
7409,
15419,
15152,
118,
2809,
1457,
27611,
114,
1113,
1103,
6747,
1476,
117,
157,
21564,
1708,
113,
13809,
23763,
15152,
118,
2809,
1457,
27611,
114,
1113,
1103,
6747,
1969,
117,
1105,
3823,
21564,
1708,
113,
18757,
13831,
1181,
17212,
7409,
15419,
15152,
118,
2809,
1457,
27611,
114,
1113,
24025,
1851,
117,
2625,
1105,
5486,
119,
160,
27770,
4822,
1789,
7565,
1127,
1434,
1606,
107,
192,
27770,
17599,
13775,
107,
783,
1897,
1190,
27580,
1103,
17599,
13775,
1107,
22870,
1137,
1662,
118,
26473,
8738,
117,
1103,
17599,
13775,
1108,
7905,
1107,
170,
20898,
1270,
170,
192,
27770,
1654,
2984,
1137,
16857,
1708,
119,
5723,
170,
2775,
1110,
2121,
1270,
170,
160,
27770,
1130,
26372,
9617,
6701,
1137,
160,
6258,
1658,
119,
2408,
1104,
1292,
6555,
1127,
6700,
8087,
22544,
117,
1216,
1112,
1103,
160,
6258,
1658,
18701,
120,
1479,
1105,
1103,
155,
1942,
3190,
2724,
2101,
119,
1109,
1560,
3910,
120,
9174,
3584,
1125,
2373,
118,
1178,
1654,
2984,
117,
1133,
1224,
3910,
120,
9174,
117,
3910,
120,
17455,
1105,
5714,
3584,
8243,
1226,
1137,
1155,
1104,
1147,
17599,
1643,
24081,
24818,
1121,
22593,
27643,
27725,
1137,
1168,
141,
10719,
2137,
1154,
170,
192,
27770,
1654,
2984,
4721,
1104,
18737,
118,
1344,
2420,
7091,
118,
2469,
2373,
118,
3593,
2962,
119,
1109,
3910,
120,
17455,
4220,
1529,
170,
3695,
1270,
20242,
118,
27730,
1643,
24081,
4515,
10605,
3556,
113,
146,
19332,
1137,
146,
12347,
2162,
114,
1115,
1180,
1129,
1107,
18891,
1121,
1103,
10662,
117,
1112,
1226,
1104,
3794,
1212,
11336,
9388,
113,
153,
9565,
114,
1137,
1121,
1330,
14538,
1107,
170,
6852,
11646,
4321,
1643,
2180,
22371,
1766,
2703,
119,
1188,
7485,
9768,
1106,
3253,
6949,
17599,
1643,
24081,
4515,
5031,
20705,
1107,
1103,
1768,
119,
2431,
1165,
1103,
2656,
1104,
1103,
1654,
2984,
1110,
7905,
1107,
22870,
117,
2775,
19086,
1156,
1510,
4582,
192,
27770,
1654,
2984,
1112,
1126,
5146,
117,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Constantin Brâncuși (; February 19, 1876 – March 16, 1957) was a Romanian sculptor, painter and photographer who made his career in France. Considered one of the most influential sculptors of the 20th-century and a pioneer of modernism, Brâncuși is called the patriarch of modern sculpture. As a child he displayed an aptitude for carving wooden farm tools. Formal studies took him first to Bucharest, then to Munich, then to the École des Beaux-Arts in Paris from 1905 to 1907. His art emphasizes clean geometrical lines that balance forms inherent in his materials with the symbolic allusions of representational art. Brâncuși sought inspiration in non-European cultures as a source of primitive exoticism, as did Paul Gauguin, Pablo Picasso, André Derain and others. However, other influences emerge from Romanian folk art traceable through Byzantine and Dionysian traditions.
Early years
Brâncuși grew up in the village of Hobița, Gorj, near Târgu Jiu, close to Romania's Carpathian Mountains, an area known for its rich tradition of folk crafts, particularly woodcarving. Geometric patterns of the region are seen in his later works such as the Endless Column created in 1918.
His parents Nicolae and Maria Brâncuși were poor peasants who earned a meagre living through back-breaking labor; from the age of seven, Constantin herded the family's flock of sheep. He showed talent for carving objects out of wood, and often ran away from home to escape the bullying of his father and older brothers.
At the age of nine, Brâncuși left the village to work in the nearest large town. At the age of eleven, he went into the service of a grocer in Slatina; and then he became a domestic in a public house in Craiova where he remained for several years. When he was 18, Brâncuși created a violin by hand with materials he found around his workplace. Impressed by Brâncuși's talent for carving, an industrialist enrolled him in the Craiova School of Arts and Crafts (școala de arte și meserii), where he pursued his love for woodworking, graduating with honors in 1898.
He then enrolled in the Bucharest School of Fine Arts, where he received academic training in sculpture. He worked hard, and quickly distinguished himself as talented. One of his earliest surviving works, under the guidance of his anatomy teacher, Dimitrie Gerota, is a masterfully rendered écorché (statue of a man with skin removed to reveal the muscles underneath) which was exhibited at the Romanian Athenaeum in 1903. Though just an anatomical study, it foreshadowed the sculptor's later efforts to reveal essence rather than merely copy outward appearance.
Working in Paris
In 1903, Brâncuși traveled to Munich, and from there to Paris. In Paris, he was welcomed by the community of artists and intellectuals brimming with new ideas. He worked for two years in the workshop of Antonin Mercié of the École des Beaux-Arts, and was invited to enter the workshop of Auguste Rodin. Even though he admired the eminent Rodin he left the Rodin studio after only two months, saying, "Nothing can grow under big trees."
After leaving Rodin's workshop, Brâncuși began developing the revolutionary style for which he is known. His first commissioned work, The Prayer, was part of a gravestone memorial. It depicts a young woman crossing herself as she kneels, and marks the first step toward abstracted, non-literal representation, and shows his drive to depict "not the outer form but the idea, the essence of things." He also began doing more carving, rather than the method popular with his contemporaries, that of modeling in clay or plaster which would be cast in metal, and by 1908 he worked almost exclusively by carving.
In the following few years he made many versions of Sleeping Muse and The Kiss, further simplifying forms to geometrical and sparse objects.
His works became popular in France, Romania and the United States. Collectors, notably John Quinn, bought his pieces, and reviewers praised his works. In 1913 Brâncuși's work was displayed at both the Salon des Indépendants and the first exhibition in the U.S. of modern art, the Armory Show.
In 1920, he developed a notorious reputation with the entry of Princess X in the Salon. The phallic appearance of this large, gleaming bronze piece scandalized the Salon and, despite Brâncuși's explanation that it was simply meant to represent the essence of womanhood, it was removed from the exhibition. Princess X was revealed to be Princess Marie Bonaparte, direct descendant of the younger brother of Napoleon Bonaparte. The sculpture has been interpreted by some as symbolizing her obsession with the penis and her lifelong quest to achieve vaginal orgasm, with the help of Sigmund Freud.
Around this time Brâncuși began crafting the bases for his sculptures with much care and originality because he considered them important to the works themselves.
One of his major groups of sculptures involved the Bird in Space — simple abstract shapes representing a bird in flight. The works are based on his earlier Măiastra series. In Romanian folklore the Măiastra is a beautiful golden bird who foretells the future and cures the blind. Over the following 20 years, Brâncuși made multiple versions of Bird in Space out of marble or bronze. Athena Tacha Spear's book, Brâncuși's Birds, (CAA monographs XXI, NYU Press, New York, 1969), first sorted out the 36 versions and their development, from the early Măiastra, to the Golden Bird of the late teens, to the Bird in Space, which emerged in the early 1920s and which Brâncuși developed throughout his life.
One of these versions caused a major controversy in 1926, when photographer Edward Steichen purchased it and shipped it to the United States. Customs officers did not accept the Bird as a work of art and assessed customs duty on its import as an industrial item. After protracted court proceedings, this assessment was overturned, thus confirming the Bird's status as a duty-exempt work of art. The verdict was somewhat influenced by the Judge Justice Waite's personal appreciation of the art calling it 'beautiful', 'symmetrical', and 'ornamental'. The ruling also established the important principle that "art" does not have to involve a realistic representation of nature, and that it was legitimate for it to simply represent an abstract concept – in this case "flight".
His work became increasingly popular in the U.S, where he visited several times during his life. Worldwide fame in 1933 brought him the commission of building a meditation temple, the Temple of Deliverance, in India for the Maharajah of Indore, Yeshwant Rao Holkar. Holkar had commissioned three "L'Oiseau dans l'Espace"—in bronze, black and white marble—previously, but when Brâncuși went to India in 1937 to complete the plans and begin construction, the Mahrajah was away and, supposedly, lost interest in the project which was to be an homage to his wife, the Maharani Margaret Holkar, who had died when he returned. Of the three birds, the bronze one is in the collection of the Norton Simon Museum in Pasadena, California, and the two marble birds are currently in the permanent collection of the National Gallery of Australia in Canberra, Australia.
In 1938, he finished the World War I monument in Târgu-Jiu where he had spent much of his childhood. Table of Silence, The Gate of the Kiss, and Endless Column commemorate the courage and sacrifice of Romanians who in 1916 defended Târgu Jiu from the forces of the Central Powers. The restoration of this ensemble was spearheaded by the World Monuments Fund and was completed in 2004.
The Târgu Jiu ensemble marks the apex of his artistic career. In his remaining 19 years he created fewer than 15 pieces, mostly reworking earlier themes, and while his fame grew he withdrew. In 1955 Life magazine reported, "Wearing white pajamas and a yellow gnome-like cap, Brâncuși today hobbles about his studio tenderly caring for and communing with the silent host of fish, birds, heads, and endless columns which he created."
Brâncuși was cared for in his later years by a Romanian refugee couple. He became a French citizen in 1952 in order to make the caregivers his heirs, and to bequeath his studio and its contents to the Musée National d'Art Moderne in Paris.
Personal life
Brâncuși dressed simply, reflective of his Romanian peasant background. His studio was reminiscent of the houses of the peasants from his native region: there was a big slab of rock as a table and a primitive fireplace, similar to those found in traditional houses in his native Oltenia, while the rest of the furniture was made by him out of wood. Brâncuși would cook his own food, traditional Romanian dishes, with which he would treat his guests.
Brâncuși held a large spectrum of interests, from science to music and was known to play the violin. He would sing old Romanian folk songs, often expressing his feelings of homesickness. After the instalment of communism, the artist never permanently returned to his native Romania, but did visit eight times.
His circle of friends included artists and intellectuals in Paris such as Amedeo Modigliani, Ezra Pound, Henri Pierre Roché, Guillaume Apollinaire, Louise Bourgeois, Pablo Picasso, Man Ray, Marcel Duchamp, Henri Rousseau, Peggy Guggenheim, Tristan Tzara and Fernand Léger. He was an old friend of Romany Marie, who was also Romanian, and referred Isamu Noguchi to her café in Greenwich Village.
Although surrounded by the Parisian avant-garde, Brâncuși never lost contact with Romania and had friends from the community of Romanian artists and intellectuals living in Paris, including Benjamin Fondane, George Enescu, Theodor Pallady, Camil Ressu, Nicolae Dărăscu, Panait Istrati, Traian Vuia, Eugène Ionesco, Emil Cioran, Natalia Dumitresco and Paul Celan. Another Romanian scholar wrote on Brancusi, Mircea Eliade.
Brâncuși held a particular interest in mythology, especially Romanian mythology, folk tales, and traditional art (which also had a strong influence on his works), but he became interested in African and Mediterranean art as well.
A talented handyman, he built his own phonograph and made most of his furniture, utensils, and doorways. His worldview valued "differentiating the essential from the ephemeral," with Plato, Lao-Tzu, and Milarepa as influences. Reportedly, he had a copy of the first ever translation from the Tibetan into French of Jacques Bacot's Le poete tibetain Milarepa: ses crimes, ses épreuves, son Nirvana that he kept by his bedside. He identified closely with Milarepa's mountain existence since Brancusi himself came from the Carpathian Mountains of Romania and he often thought he was a reincarnation of Milarepa. He was a saint-like idealist and near ascetic, turning his workshop into a place where visitors noted the deep spiritual atmosphere. However, particularly through the 1910s and 1920s, he was known as a pleasure seeker and merrymaker in his bohemian circle. He enjoyed cigarettes, good wine, and the company of women. He had one child, John Moore, with the New Zealand pianist Vera Moore, whom he never acknowledged.
Death and legacy
Brâncuși died on March 16, 1957, aged 81. He was buried in the Cimetière du Montparnasse in Paris. This cemetery also displays statues that Brâncuși carved for deceased artists.
In 1962, Georg Olden used Brâncuși's Bird in Space as the inspiration behind his design of the Clio Award statuette.
At his death Brâncuși left 1200 photographs and 215 sculptures. He bequeathed part of his collection to the French state on condition that his workshop be rebuilt as it was on the day he died. This reconstruction of his studio, adjacent to the Pompidou Centre, is open to the public. Brâncuși's studio inspired Swedish architect Klas Anshelm's design of the Malmö Konsthall, which opened in 1975.
Brâncuși was elected posthumously to the Romanian Academy in 1990.
Google commemorated his 135th birthday with a Doodle in 2011 consisting of seven of his works.
Brâncuși's works are housed in the National Museum of Art of Romania (Bucharest), the Museum of Modern Art (New York) and other museums around the world. The Philadelphia Museum of Art holds the largest collection of Brâncuși sculptures in the United States.
In 2015 the Romanian Parliament declared February 19 "The Brâncuși Day", a working holiday in Romania.
A metro station in Bucharest is named after Brâncuși.
Director Mick Davis plans to make a biographical film about Brâncuși called "The Sculptor", and British director Peter Greenaway said in 2017 that he is working on a film called "Walking to Paris", a film which shows Brâncuși's journey from Bucharest in Paris.
Art market
Brâncuși's piece Madame L.R. sold for €29.185 million ($37.2 million) in 2009, setting a record price for a sculpture sold at auction.
In May 2018, La Jeune Fille Sophistiquée (Portrait de Nancy Cunard), a polished bronze on a carved marble base (1932), sold for US$71 million (with fees) at Christie's New York, setting a world record auction price for the artist.
Brâncuși on his own work
Selected works
Both Bird in Space and Sleeping Muse I are sculptures of animate objects; however, unlike ones from Ancient Greece or Rome, or those from the High Renaissance period, these works of art are more abstract in style.
Bird in Space is a series from the 1920s. One of these, constructed in 1925 using wood, stone, and marble (Richler 178) stands around 72 inches tall and consists of a narrow feather standing erect on a wooden base. Similar models, but made from materials such as bronze, were also produced by Brâncuși and placed in exhibitions.
Sleeping Muse I has different versions as well; one, from 1909 to 1910, is made of marble and measures 6 ¾ in. in height (Adams 549). This is a model of a head, without a body, with markings to show features such as hair, nose, lips, and closed eyes. In A History of Western Art, Adams says that the sculpture has "an abstract, curvilinear quality and a smooth contour that create an impression of elegance" (549). The qualities which produce the effect can particularly be seen in the shape of the eyes and in the set of the mouth.
Other works
Bust of a boy (1906)
The Prayer (1907)
La Sagesse de la Terre (1908)
Sleeping Muse (1910), Metropolitan Museum of Art
Prometheus (1911)
Mademoiselle Pogany (1912), Philadelphia Museum of Art
Miss Pogany (1913,) drawing, the Botarro Collection
The Kiss (1916), Philadelphia Museum of Art
Princess X (1916),
Madame L.R. (1914–1918)
A Muse (1917)
Chimera (1918)
Eileen Lane (1922), the Botarro Collection
Bird in Space (1924), Philadelphia Museum of Art
Portrait of Nancy Cunard (also called Sophisticated Young Lady) (1925–1927)
Le Poisson (1926)
Portrait of James Joyce, for Tales Told of Shem and Shaun (Black Sun Press, Paris, 1929)
Le Coq (1935)
Sculptural Ensemble of Constantin Brâncuși at Târgu Jiu (Endless Column) (1935)
Blonde Negress I (1926), Toledo Museum of Art
In fiction
Robert McAlmon's 1925 collection of short stories Distinguished Air includes one that revolves around an exhibition of Princess X. In 1930 the watercolour painter Charles Demuth painted Distinguished Air, based on this story.
In Evelyn Waugh's novel Brideshead Revisited, Anthony Blanche remarks in relating a story to Charles Ryder that "I have two sculptures by Brancusi and several pretty things" [sic].
In the 1988 movie Short Circuit 2, a man walking through an outdoor exhibition speculates that the stationary Johnny 5 robot, who is also admiring the exhibit, is "an early Brâncuși."
In the 1999 science fiction series Total Recall 2070, one episode ("Astral Projections") featured an artifact called the "Brancusi Stone" because it looks like one of Brâncuși's sculptures.
In the 2000 film Mission to Mars, the "Face on Mars" is modeled after Brâncuși's Sleeping Muse.
References
Bibliography
Tom Sandqvist, Dada East – The Romanians of Cabaret Voltaire, MIT Press, 2006,
Adams, Laura S. A History of Western Art. 4th ed. New York: McGraw–Hill, 2005.
Cristea, Simion Doru. “O escultor Constantin Brâncusi e a consistência paremiológica da sua arte / The Sculptor Constantin Brâncusi and the Paremiological Consistence of His Art.” Proceedings of the Twelfth Interdisciplinary Colloquium on Proverbs, 4 to 11 November 2018, at Tavira, Portugal. Eds. Rui J.B. Soares and Outi Lauhakangas. Tavira: Tipografia Tavirense, 2019. 252-282. With 7 illustrations.*Richler, Martha. National Gallery of Art, Washington: A World of Art. London: Scala Books, 1998.
Neutres, Jerome. Brâncuși New York, 1913-2013. New York: Editions Assouline, 2014.
Varia, Radu. Brancusi. New York: Rizzoli, 1986.
External links
Support for the inclusion of "Heroes' Way", the most prominent monumental ensemble in the region as well as one of Brâncusi's major creations, in the list of UNESCO World Heritage Sites
An excerpt from the transcript of Brâncuși versus United States
Brâncuși in the Philadelphia Museum of Art
Brâncuși in the Guggenheim Museum.
Peggy Guggenheim Collection
Public domain image resources
Brâncuși's atelier at Centre Pompidou, France
Petre Țuțea – An encounter with Brâncuși a rare meeting between two unusual personalities
Modern sculptors
01
1876 births
1957 deaths
French male sculptors
French photographers
Romanian avant-garde
Romanian photographers
20th-century Romanian painters
Serial art
School of Paris
Romanian emigrants to France
People from Gorj County
Burials at Montparnasse Cemetery
Members of the Romanian Academy elected posthumously
20th-century photographers
20th-century French sculptors
20th-century male artists
20th-century Romanian sculptors
Google Doodles | [
101,
16752,
16566,
1394,
139,
1197,
27708,
10182,
24158,
1182,
113,
132,
1428,
1627,
117,
6789,
782,
1345,
1479,
117,
3034,
114,
1108,
170,
6481,
10324,
117,
5125,
1105,
8152,
1150,
1189,
1117,
1578,
1107,
1699,
119,
25515,
1174,
1141,
1104,
1103,
1211,
5918,
10324,
1116,
1104,
1103,
3116,
118,
1432,
1105,
170,
8578,
1104,
2030,
1863,
117,
139,
1197,
27708,
10182,
24158,
1182,
1110,
1270,
1103,
27797,
1104,
2030,
7115,
119,
1249,
170,
2027,
1119,
6361,
1126,
170,
6451,
13691,
1111,
20505,
4122,
3922,
5537,
119,
15075,
1348,
2527,
1261,
1140,
1148,
1106,
14806,
117,
1173,
1106,
6947,
117,
1173,
1106,
1103,
15687,
3532,
24651,
118,
2334,
1107,
2123,
1121,
4761,
1106,
4796,
119,
1230,
1893,
22663,
4044,
16735,
1348,
2442,
1115,
5233,
2769,
17575,
1107,
1117,
3881,
1114,
1103,
13516,
1155,
27262,
1104,
6368,
1348,
1893,
119,
139,
1197,
27708,
10182,
24158,
1182,
4110,
7670,
1107,
1664,
118,
1735,
8708,
1112,
170,
2674,
1104,
12130,
13640,
1863,
117,
1112,
1225,
1795,
144,
3984,
25913,
117,
11660,
24979,
117,
9343,
9682,
8104,
1105,
1639,
119,
1438,
117,
1168,
7751,
12982,
1121,
6481,
5191,
1893,
8332,
1895,
1194,
8377,
1105,
21322,
6834,
1811,
7181,
119,
4503,
1201,
139,
1197,
27708,
10182,
24158,
1182,
2580,
1146,
1107,
1103,
1491,
1104,
9800,
5567,
28273,
1161,
117,
3414,
1197,
3361,
117,
1485,
157,
28198,
10805,
1358,
13997,
1358,
117,
1601,
1106,
5726,
112,
188,
8185,
24555,
5249,
117,
1126,
1298,
1227,
1111,
1157,
3987,
3904,
1104,
5191,
22009,
117,
2521,
3591,
8766,
3970,
119,
144,
8209,
13689,
6692,
1104,
1103,
1805,
1132,
1562,
1107,
1117,
1224,
1759,
1216,
1112,
1103,
5135,
2008,
9518,
1818,
1179,
1687,
1107,
3428,
119,
1230,
2153,
18634,
1162,
1105,
3406,
139,
1197,
27708,
10182,
24158,
1182,
1127,
2869,
15490,
1150,
2829,
170,
1143,
8517,
1874,
1690,
1194,
1171,
118,
4440,
5530,
132,
1121,
1103,
1425,
1104,
1978,
117,
16752,
16566,
1394,
17804,
1174,
1103,
1266,
112,
188,
24117,
1104,
8892,
119,
1124,
2799,
5939,
1111,
20505,
4546,
1149,
1104,
3591,
117,
1105,
1510,
1868,
1283,
1121,
1313,
1106,
3359,
1103,
21619,
1104,
1117,
1401,
1105,
2214,
3330,
119,
1335,
1103,
1425,
1104,
2551,
117,
139,
1197,
27708,
10182,
24158,
1182,
1286,
1103,
1491,
1106,
1250,
1107,
1103,
6830,
1415,
1411,
119,
1335,
1103,
1425,
1104,
5450,
117,
1119,
1355,
1154,
1103,
1555,
1104,
170,
176,
2180,
14840,
1107,
156,
16236,
2983,
132,
1105,
1173,
1119,
1245,
170,
4500,
1107,
170,
1470,
1402,
1107,
140,
14089,
8625,
1187,
1119,
1915,
1111,
1317,
1201,
119,
1332,
1119,
1108,
1407,
117,
139,
1197,
27708,
10182,
24158,
1182,
1687,
170,
7106,
1118,
1289,
1114,
3881,
1119,
1276,
1213,
1117,
19328,
119,
146,
8223,
18089,
1118,
139,
1197,
27708,
10182,
24158,
1182,
112,
188,
5939,
1111,
20505,
117,
1126,
24916,
7945,
1140,
1107,
1103,
140,
14089,
8625,
1323,
1104,
2334,
1105,
26460,
113,
350,
20535,
1742,
1260,
1893,
1162,
350,
1182,
1143,
6906,
6904,
114,
117,
1187,
1119,
9281,
1117,
1567,
1111,
3591,
23606,
117,
6282,
1114,
8357,
1107,
5381,
119,
1124,
1173,
7945,
1107,
1103,
14806,
1323,
1104,
4730,
2334,
117,
1187,
1119,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
Chaldea () was a small country that existed between the late 10th or early 9th and mid-6th centuries BC, after which the country and its people were absorbed and assimilated into the indigenous population Babylonia. Semitic-speaking, it was located in the marshy land of the far southeastern corner of Mesopotamia and briefly came to rule Babylon. The Hebrew Bible uses the term (Kaśdim) and this is translated as Chaldaeans in the Greek Old Testament, although there is some dispute as to whether Kasdim in fact means Chaldean or refers to the south Mesopotamian Kaldu.
During a period of weakness in the East Semitic-speaking kingdom of Babylonia, new tribes of West Semitic-speaking migrants arrived in the region from the Levant between the 11th and 9th centuries BCE. The earliest waves consisted of Suteans and Arameans, followed a century or so later by the Kaldu, a group who became known later as the Chaldeans or the Chaldees. These migrations did not affect the powerful kingdom and empire of Assyria in northern Mesopotamia, which repelled these incursions.
These nomadic Chaldeans settled in the far southeastern portion of Babylonia, chiefly on the left bank of the Euphrates. Though for a short time the name commonly referred to the whole of southern Mesopotamia in Hebraic literature, this was a geographical and historical misnomer as Chaldea proper was in fact only the plain in the far southeast formed by the deposits of the Euphrates and the Tigris, extending about along the course of these rivers and averaging about in width.
There were several kings of Chaldean origins who ruled Babylonia. From 626 BC to 539 BC, a ruling family referred to as the Chaldean dynasty, named after their possible Chaldean origin, ruled the kingdom at its height under the Neo-Babylonian Empire, although the final ruler of this empire, Nabonidus (556-539 BC) (and his son and regent Belshazzar) was a usurper of Assyrian ancestry.
Name
The name Chaldaea is a latinization of the Greek (), a hellenization of Akkadian or . The name appears in Hebrew in the Bible as () and in Aramaic as (𐡂𐡋𐡃𐡅).
The Hebrew word possibly appears in the Bible (Book of Genesis 22:22) in the name "Kesed"(כשד), the singular form of "Kasdim"(כַּשְׂדִּים), meaning Chaldeans. Kesed is identified as son of Abraham's brother Nahor (and brother of Kemuel the father of Aram), residing in Aram Naharaim. Jewish historian Flavius Josephus (37 – c. 100) also links Arphaxad and Chaldaea, in his Antiquities of the Jews, stating, “Arphaxad named the Arphaxadites, who are now called Chaldeans.”
Land
In the early period, between the early 9th century and late 7th century BC, mat Kaldi was the name of a small sporadically independent migrant-founded territory under the domination of the Neo-Assyrian Empire (911–605 BC) in southeastern Babylonia, extending to the western shores of the Persian Gulf.
The expression mat Bit Yâkin is also used, apparently synonymously. Bit Yâkin was the name of the largest and most powerful of the five tribes of the Chaldeans, or equivalently, their territory.
The original extension of Bit Yâkin is not known precisely, but it extended from the lower Tigris into the Arabian Peninsula. Sargon II mentions it as extending as far as Dilmun or "sea-land" (littoral Eastern Arabia).
"Chaldea" or mat Kaldi generally referred to the low, marshy, alluvial land around the estuaries of the Tigris and Euphrates, which at the time discharged their waters through separate mouths into the sea.
The tribal capital Dur Yâkin was the original seat of Marduk-Baladan.
The king of Chaldea was also called the king of Bit Yakin, just as the kings of Babylonia and Assyria were regularly styled simply king of Babylon or Assur, the capital city in each case. In the same way, what is now known as the Persian Gulf was sometimes called "the Sea of Bit Yakin", and sometimes "the Sea of the Land of Chaldea".
"Chaldea" came to be used in a wider sense, of Mesopotamia in general, following the ascendancy of the Chaldeans during 608–557 BCE. This is especially the case in the Hebrew Bible, which
was substantially composed during this period (roughly corresponding to the period of Babylonian captivity). The Book of Jeremiah makes frequent reference to the Chaldeans (King James Version Chaldees following LXX ; in Biblical Hebrew as Kasdîy(mâh) "Kassites").
Book of Habakkuk 1:6 calls them "that bitter and hasty nation" (). Book of Isaiah 23:13 DRB states, “Behold the land of the Chaldeans, there was not such a people, the Assyrian founded it: they have led away the strong ones thereof into captivity, they have destroyed the houses thereof, they have brought it to ruin.”
Ancient Chaldeans
Unlike the East Semitic Akkadian-speaking Akkadians, Assyrians and Babylonians, whose ancestors had been established in Mesopotamia since at least the 30th century BCE, the Chaldeans were not a native Mesopotamian people, but were late 10th or early 9th century BCE West Semitic Levantine migrants to the southeastern corner of the region, who had played no part in the previous 3,000 years or so of Sumero-Akkadian and Assyro-Babylonian Mesopotamian civilization and history.
The ancient Chaldeans seem to have migrated into Mesopotamia sometime between c. 940–860 BCE, a century or so after other new Semitic arrivals, the Arameans and the Suteans, appeared in Babylonia, c. 1100 BCE. They first appear in written record in the annals of the Assyrian king Shalmaneser III during the 850s BCE. This was a period of weakness in Babylonia, and its ineffectual native kings were unable to prevent new waves of semi-nomadic foreign peoples from invading and settling in the land.
Though belonging to the same West Semitic speaking ethnic group and migrating from the same Levantine regions as the earlier arriving Aramaeans, they are to be differentiated; the Assyrian king Sennacherib, for example, carefully distinguishes them in his inscriptions.
The Chaldeans were able to keep their identity despite the dominant Assyro-Babylonian culture although some were not able to, as was the case for the earlier Amorites, Kassites and Suteans before them by the time Babylon fell in 539 BCE.
In the Hebrew Bible, the prophet Abraham is stated to have originally come from "Ur of the Chaldees" (Ur Kaśdim).
Language
Ancient Chaldeans originally spoke a West Semitic language similar to ancient Aramaic language. During the Neo-Assyrian Empire, the Assyrian king Tiglath-Pileser III introduced an Eastern Aramaic dialect as the lingua franca of his empire in the mid-8th century BCE. As a result of this innovation, in late periods both the Babylonian and Assyrian dialects of Akkadian became marginalized, and Mesopotamian Aramaic took its place across Mesopotamia, including among the Chaldeans. One form of this once widespread Aramaic language was used in some books of the Hebrew Bible (the Book of Daniel and the Book of Ezra). The use of the name "Chaldean" (Chaldaic, Chaldee) to describe it, first introduced by Jerome of Stridon (d. 420), became common in early Aramaic studies, but that misnomer was later corrected, when modern scholars concluded that the Aramaic dialect used in the Hebrew Bible (Biblical Aramaic) was not related with the ancient Chaldeans and their language.
History
The region that the Chaldeans eventually made their homeland was in relatively poor southeastern Mesopotamia, at the head of the Persian Gulf. They appear to have migrated into southern Babylonia from the Levant at some unknown point between the end of the reign of Ninurta-kudurri-usur II (a contemporary of Tiglath-Pileser II) circa 940 BCE, and the start of the reign of Marduk-zakir-shumi I in 855 BCE, although there is no historical proof of their existence prior to the late 850s BCE.
For perhaps a century or so after settling in the area, these semi-nomadic migrant Chaldean tribes had no impact on the pages of history, seemingly remaining subjugated by the native Akkadian speaking kings of Babylon or by perhaps regionally influential Aramean tribes. The main players in southern Mesopotamia during this period were Babylonia and Assyria, together with Elam to the east and the Aramaeans, who had already settled in the region a century or so prior to the arrival of the Chaldeans.
The very first written historical attestation of the existence of Chaldeans occurs in 852 BCE, in the annals of the Assyrian king Shalmaneser III, who mentions invading the southeastern extremes of Babylonia and subjugating one Mushallim-Marduk, the chief of the Amukani tribe and overall leader of the Kaldu tribes, together with capturing the town of Baqani, extracting tribute from Adini, chief of the Bet-Dakkuri, another Chaldean tribe.
Shalmaneser III had invaded Babylonia at the request of its own king, Marduk-zakir-shumi I, who, being threatened by his own rebellious relations, together with powerful Aramean tribes pleaded with the more powerful Assyrian king for help. The subjugation of the Chaldean tribes by the Assyrian king appears to have been an aside, as they were not at that time a powerful force or a threat to the native Babylonian king.
Important Kaldu regions in southeastern Babylonia were Bit-Yâkin (the original area the Chaldeans settled in on the Persian Gulf), Bet-Dakuri, Bet-Adini, Bet-Amukkani, and Bet-Shilani.
Chaldean leaders had by this time already adopted Assyro-Babylonian names, religion, language, and customs, indicating that they had become Akkadianized to a great degree.
The Chaldeans remained quietly ruled by the native Babylonians (who were in turn subjugated by their Assyrian relations) for the next seventy-two years, only coming to historical prominence for the first time in Babylonia in 780 BCE, when a previously unknown Chaldean named Marduk-apla-usur usurped the throne from the native Babylonian king Marduk-bel-zeri (790–780 BCE). The latter was a vassal of the Assyrian king Shalmaneser IV (783–773 BCE), who was otherwise occupied quelling a civil war in Assyria at the time.
This was to set a precedent for all future Chaldean aspirations on Babylon during the Neo Assyrian Empire; always too weak to confront a strong Assyria alone and directly, the Chaldeans awaited periods when Assyrian kings were distracted elsewhere in their vast empire, or engaged in internal conflicts, then, in alliance with other powers stronger than themselves (usually Elam), they made a bid for control over Babylonia.
Shalmaneser IV attacked and defeated Marduk-apla-user, retaking northern Babylonia and forcing on him a border treaty in Assyria's favour. The Assyrians allowed him to remain on the throne, although subject to Assyria. Eriba-Marduk, another Chaldean, succeeded him in 769 BCE and his son, Nabu-shuma-ishkun in 761 BCE, with both being dominated by the new Assyrian king Ashur-Dan III (772–755 BCE). Babylonia appears to have been in a state of chaos during this time, with the north occupied by Assyria, its throne occupied by foreign Chaldeans, and continual civil unrest throughout the land.
The Chaldean rule proved short-lived. A native Babylonian king named Nabonassar (748–734 BC) defeated and overthrew the Chaldean usurpers in 748 BC, restored indigenous rule, and successfully stabilised Babylonia. The Chaldeans once more faded into obscurity for the next three decades. During this time both the Babylonians and the Chaldean and Aramean migrant groups who had settled in the land once more fell completely under the yoke of the powerful Assyrian king Tiglath-Pileser III (745–727 BC), a ruler who introduced Imperial Aramaic as the lingua franca of his empire. The Assyrian king at first made Nabonassar and his successor native Babylonian kings Nabu-nadin-zeri, Nabu-suma-ukin II and Nabu-mukin-zeri his subjects, but decided to rule Babylonia directly from 729 BC. He was followed by Shalmaneser V (727–722 BC), who also ruled Babylon in person.
When Sargon II (722–705 BC) ascended the throne of the Assyrian Empire in 722 BC after the death of Shalmaneser V, he was forced to launch a major campaign in his subject states of Persia, Mannea and Media in Ancient Iran to defend his territories there. He defeated and drove out the Scythians and Cimmerians who had attacked Assyria's Persian and Median vassal colonies in the region. At the same time, Egypt began encouraging and supporting the rebellion against Assyria in Israel and Canaan, forcing the Assyrians to send troops to deal with the Egyptians.
These events allowed the Chaldeans to once more attempt to assert themselves. While the Assyrian king was otherwise occupied defending his Iranian colonies from the Scythians and Cimmerians and driving the Egyptians from Canaan, Marduk-apla-iddina II (the Biblical Merodach-Baladan) of Bit-Yâkin, allied himself with the powerful Elamite kingdom and the native Babylonians, briefly seizing control of Babylon between 721 and 710 BC. With the Scythians and Cimmerians vanquished, the Medes and Persians pledging loyalty, and the Egyptians defeated and ejected from southern Canaan, Sargon II was free at last to deal with the Chaldeans, Babylonians, and Elamites. He attacked and deposed Marduk-apla-adding II in 710 BC, also defeating his Elamite allies in the process. After defeat by the Assyrians, Merodach-Baladan fled to his protectors in Elam
In 703, Merodach-Baladan very briefly regained the throne from a native Akkadian-Babylonian ruler Marduk-zakir-shumi II, who was a puppet of the new Assyrian king, Sennacherib (705–681 BC). He was once more soundly defeated at Kish, and once again fled to Elam where he died in exile after one final failed attempt to raise a revolt against Assyria in 700 BC, this time not in Babylon, but in the Chaldean tribal land of Bit-Yâkin. A native Babylonian king named Bel-ibni (703–701 BC) was placed on the throne as a puppet of Assyria.
The next challenge to Assyrian domination came from the Elamites in 694 BC, with Nergal-ushezib deposing and murdering Ashur-nadin-shumi (700–694 BC), the Assyrian prince who was king of Babylon and son of Sennacherib. The Chaldeans and Babylonians again allied with their more powerful Elamite neighbors in this endeavour. This prompted the enraged Assyrian king Sennacherib to invade and subjugate Elam and Chaldea and to sack Babylon, laying waste to and largely destroying the city. Babylon was regarded as a sacred city by all Mesopotamians, including the Assyrians, and this act eventually resulted in Sennacherib's being murdered by his own sons while he was praying to the god Nisroch in Nineveh.
Esarhaddon (681–669 BC) succeeded Sennacherib as ruler of the Assyrian Empire. He completely rebuilt Babylon and brought peace to the region. He conquered Egypt, Nubia and Libya and entrenched his mastery over the Persians, Medes, Parthians, Scythians, Cimmerians, Arameans, Israelites, Phoenicians, Canaanites, Urartians, Pontic Greeks, Cilicians, Phrygians, Lydians, Manneans and Arabs. For the next 60 or so years, Babylon and Chaldea remained peacefully under direct Assyrian control. The Chaldeans remained subjugated and quiet during this period, and the next major revolt in Babylon against the Assyrian empire was fermented not by a Chaldean, Babylonian or Elamite, but by Shamash-shum-ukin, who was an Assyrian king of Babylon, and elder brother of Ashurbanipal (668–627 BC), the new ruler of the Neo-Assyrian Empire.
Shamash-shum-ukin (668–648 BC) had become infused with Babylonian nationalism after sixteen years peacefully subject to his brother, and despite being Assyrian himself, declared that the city of Babylon and not Nineveh or Ashur should be the seat of the empire.
In 652 BC, he raised a powerful coalition of peoples resentful of their subjugation to Assyria against his own brother Ashurbanipal. The alliance included the Babylonians, Persians, Chaldeans, Medes, Elamites, Sultans, Arameans, Israelites, Arabs and Canaanites, together with some disaffected elements among the Assyrians themselves. After a bitter struggle lasting five years, the Assyrian king triumphed over his rebellious brother in 648 BCE, Elam was utterly destroyed, and the Babylonians, Persians, Medes, Chaldeans, Arabs, and others were savagely punished. An Assyrian governor named Kandalanu was then placed on the throne of Babylon to rule on behalf of Ashurbanipal. The next 22 years were peaceful, and neither the Babylonians nor Chaldeans posed a threat to the dominance of Ashurbanipal.
However, after the death of the mighty Ashurbanipal (and Kandalanu) in 627 BC, the Neo Assyrian Empire descended into a series of bitter internal dynastic civil wars that were to be the cause of its downfall.
Ashur-etil-ilani (626–623 BC) ascended to the throne of the empire in 626 BC but was immediately engulfed in a torrent of fierce rebellions instigated by rival claimants. He was deposed in 623 BC by an Assyrian general (turtanu) named Sin-shumu-lishir (623–622 BC), who was also declared king of Babylon. Sin-shar-ishkun (622–612 BC), the brother of Ashur-etil-ilani, took back the throne of empire from Sin-shumu-lishir in 622 BC, but was then himself faced with unremitting rebellion against his rule by his own people. Continual conflict among the Assyrians led to a myriad of subject peoples, from Cyprus to Persia and The Caucasus to Egypt, quietly reasserting their independence and ceasing to pay tribute to Assyria.
Nabopolassar, a previously obscure and unknown Chaldean chieftain, followed the opportunistic tactics laid down by previous Chaldean leaders to take advantage of the chaos and anarchy gripping Assyria and Babylonia and seized the city of Babylon in 620 BC with the help of its native Babylonian inhabitants.
Sin-shar-ishkun amassed a powerful army and marched into Babylon to regain control of the region. Nabopolassar was saved from likely destruction because yet another massive Assyrian rebellion broke out in Assyria proper, including the capital Nineveh, which forced the Assyrian king to turn back in order to quell the revolt. Nabopolassar took advantage of this situation, seizing the ancient city of Nippur in 619 BC, a mainstay of pro-Assyrianism in Babylonia, and thus Babylonia as a whole.
However, his position was still far from secure, and bitter fighting continued in the Babylonian heartlands from 620 to 615 BC, with Assyrian forces encamped in Babylonia in an attempt to eject Nabopolassar. Nabopolassar attempted a counterattack, marched his army into Assyria proper in 616 BC, and tried to besiege Assur and Arrapha (modern Kirkuk), but was defeated by Sin-shar-ishkun and chased back into Babylonia after being driven from Idiqlat (modern Tikrit) at the southernmost end of Assyria. A stalemate seemed to have ensued, with Nabopolassar unable to make any inroads into Assyria despite its greatly weakened state, and Sin-shar-ishkun unable to eject Nabopolassar from Babylonia due to constant rebellions and civil war among his own people.
Nabopolassar's position, and the fate of the Assyrian empire, was sealed when he entered into an alliance with another of Assyria's former vassals, the Medes, the now dominant people of what was to become Persia. The Median Cyaxares had also recently taken advantage of the anarchy in the Assyrian Empire, while officially still a vassal of Assyria, he took the opportunity to meld the Iranian peoples; the Medes, Persians, Sagartians and Parthians, into a large and powerful Median-dominated force. The Medes, Persians, Parthians, Chaldeans and Babylonians formed an alliance that also included the Scythians and Cimmerians to the north.
While Sin-shar-ishkun was fighting both the rebels in Assyria and the Chaldeans and Babylonians in southern Mesopotamia, Cyaxares (hitherto a vassal of Assyria), in alliance with the Scythians and Cimmerians launched a surprise attack on civil-war-beleaguered Assyria in 615 BC, sacking Kalhu (the Biblical Calah/Nimrud) and taking Arrapkha (modern Kirkuk). Nabopolassar, still pinned down in southern Mesopotamia, was not involved in this major breakthrough against Assyria. From this point however, the alliance of Medes, Persians, Chaldeans, Babylonians, Sagartians, Scythians and Cimmerians fought in unison against Assyria.
Despite the sorely depleted state of Assyria, bitter fighting ensued. Throughout 614 BCE the alliance of powers continued to make inroads into Assyria itself, although in 613 BCE the Assyrians somehow rallied to score a number of counterattacking victories over the Medes-Persians, Babylonians-Chaldeans and Scythians-Cimmerians. This led to a coalition of forces ranged against it to unite and launch a massive combined attack in 612 BC, finally besieging and sacking Nineveh in late 612 BC, killing Sin-shar-ishkun in the process.
A new Assyrian king, Ashur-uballit II (612–605 BC), took the crown amidst the house-to-house fighting in Nineveh, and refused a request to bow in vassalage to the rulers of the alliance. He managed to fight his way out of Nineveh and reach the northern Assyrian city of Harran, where he founded a new capital. Assyria resisted for another seven years until 605 BC, when the remnants of the Assyrian army and the army of the Egyptians, whose 26th Dynasty had formed a brief allied coalition with the Assyrians, were defeated at Karchemish. Nabopolassar and his Median, Scythian and Cimmerian allies were now in possession of much of the huge Neo Assyrian Empire. The Egyptians had belatedly come to the aid of Assyria, which they would have hoped to support as a secure buffer between Egypt and the new powers of Babylon, Medes and Persians, having already been raided by the Scythians.
The Chaldean king of Babylon now ruled all of southern Mesopotamia (Assyria in the north was ruled by the Medes), and the former Assyrian possessions of Aram (Syria), Phoenicia, Israel, Cyprus, Edom, Philistia, and parts of Arabia, while the Medes took control of the former Assyrian colonies in Ancient Iran, Asia Minor and the Caucasus.
Nabopolassar was not able to enjoy his success for long, dying in 604 BC, only one year after the victory at Karchemish. He was succeeded by his son, who took the name Nebuchadnezzar II, after the unrelated 12th century BC native Akkadian-Babylonian king Nebuchadnezzar I, indicating the extent to which the migrant Chaldeans had become infused with native Mesopotamian culture.
Nebuchadnezzar II and his allies may well have been forced to deal with remnants of Assyrian resistance based in and around Dur-Katlimmu, as Assyrian imperial records continue to be dated in this region between 604 and 599 BC. In addition, the Egyptians remained in the region an attempt to revive the Asian colonies of the ancient Egyptian Empire.
Nebuchadnezzar II was to prove himself to be the greatest of the Chaldean rulers, rivaling another non-native ruler, the 18th century BC Amorite king Hammurabi, as the greatest king of Babylon. He was a patron of the cities and a spectacular builder, rebuilding all of Babylonia's major cities on a lavish scale. His building activity at Babylon, expanding on the earlier major and impressive rebuilding of the Assyrian king Esarhaddon, helped to turn it into the immense and beautiful city of legend. Babylon covered more than , surrounded by moats and ringed by a double circuit of walls. The Euphrates flowed through the center of the city, spanned by a beautiful stone bridge. At the center of the city rose the giant ziggurat called Etemenanki, "House of the Frontier Between Heaven and Earth," which lay next to the Temple of Marduk. He is also believed by many historians to have built The Hanging Gardens of Babylon (although others believe these gardens were built much earlier by an Assyrian king in Nineveh) for his wife, a Median princess from the green mountains, so that she would feel at home.
A capable leader, Nebuchadnezzar II conducted successful military campaigns; cities like Tyre, Sidon and Damascus were subjugated. He also conducted numerous campaigns in Asia Minor against the Scythians, Cimmerians, and Lydians. Like their Assyrian relations, the Babylonians had to campaign yearly in order to control their colonies.
In 601 BC, Nebuchadnezzar II was involved in a major but inconclusive battle against the Egyptians. In 599 BC, he invaded Arabia and routed the Arabs at Qedar. In 597 BC, he invaded Judah, captured Jerusalem, and deposed its king Jehoiachin. Egyptian and Babylonian armies fought each other for control of the Near East throughout much of Nebuchadnezzar's reign, and this encouraged king Zedekiah of Judah to revolt. After an eighteen-month siege, Jerusalem was captured in 587 BC, thousands of Jews were deported to Babylon, and Solomon's Temple was razed to the ground.
Nebuchadnezzar successfully fought the Pharaohs Psammetichus II and Apries throughout his reign, and during the reign of Pharaoh Amasis in 568 BC it is rumoured that he may have briefly invaded Egypt itself.
By 572, Nebuchadnezzar was in full control of Babylonia, Chaldea, Aramea (Syria), Phonecia, Israel, Judah, Philistia, Samarra, Jordan, northern Arabia, and parts of Asia Minor. Nebuchadnezzar died of illness in 562 BC after a one-year co-reign with his son, Amel-Marduk, who was deposed in 560 BC after a reign of only two years.
End of the Chaldean dynasty
Neriglissar succeeded Amel-Marduk. It is unclear as to whether he was in fact an ethnic Chaldean or a native Babylonian nobleman, as he was not related by blood to Nabopolassar's descendants, having married into the ruling family. He conducted successful military campaigns against the Hellenic inhabitants of Cilicia, which had threatened Babylonian interests. Neriglissar reigned for only four years and was succeeded by the youthful Labashi-Marduk in 556 BC. Again, it is unclear whether he was a Chaldean or a native Babylonian.
Labashi-Marduk reigned only for a matter of months, being deposed by Nabonidus in late 556 BC. Nabonidus was certainly not a Chaldean, but an Assyrian from Harran, the last capital of Assyria, and proved to be the final native Mesopotamian king of Babylon. He and his son, the regent Belshazzar, were deposed by the Persians under Cyrus the Great in 539 BCE.
When the Babylonian Empire was absorbed into the Persian Achaemenid Empire, the name "Chaldean" lost its meaning in reference to a particular ethnicity or land, but lingered for a while as a term solely and explicitly used to describe a societal class of astrologers and astronomers in southern Mesopotamia. The original Chaldean tribe had long ago became Akkadianized, adopting Akkadian culture, religion, language and customs, blending into the majority native population, and eventually wholly disappearing as a distinct race of people, as had been the case with other preceding migrant peoples, such as the Amorites, Kassites, Suteans and Arameans of Babylonia.
The Persians considered this Chaldean societal class to be masters of reading and writing, and especially versed in all forms of incantation, sorcery, witchcraft, and the magical arts. They spoke of astrologists and astronomers as Chaldeans, and it is used with this specific meaning in the Book of Daniel (Dan. i. 4, ii. 2 et seq.) and by classical writers, such as Strabo.
The disappearance of the Chaldeans as an ethnicity and Chaldea as a land is evidenced by the fact that the Persian rulers of the Achaemenid Empire (539–330 BC) did not retain a province called "Chaldea", nor did they refer to "Chaldeans" as a race of people in their written annals. This is in contrast to Assyria, and for a time Babylonia also, where the Persians retained the names Assyria and Babylonia as designations for distinct geo-political entities within the Achaemenid Empire. In the case of the Assyrians in particular, Achaemenid records show Assyrians holding important positions within the empire, particularly with regards to military and civil administration.
The terms Chaldee and Chaldean were henceforth found in Hebraic and Biblical sources dating from the 6th and 5th centuries BC, and referring specifically to the period of the Chaldean Dynasty of Babylon.
This absence of Chaldeans from the historical record continues throughout the Macedonian Empire, Seleucid Empire, Parthian Empire, Roman Empire, Sassanid Empire, Byzantine Empire and after the Arab Islamic conquest and Mongol Empire.
Legacy
The term Chaldean was still in use at the time of Cicero (106–43 BC) long after the Chaldeans had disappeared, who in one of his speeches mentions "Chaldean astrologers", and speaks of them more than once in his De Divinatione. Other classical Latin writers who speak of them as distinguished for their knowledge of astronomy and astrology are Pliny the Elder, Valerius Maximus, Aulus Gellius, Cato the Elder, Lucretius, and Juvenal. Horace in his Carpe diem ode speaks of the "Babylonian calculations" (Babylonii numeri), the horoscopes of astrologers consulted regarding the future.
In the late antiquity, a variant of Aramaic language that was used in some books of the Bible was misnamed as Chaldean by Jerome of Stridon. That inaccurate usage continued down the centuries in Western Europe, and it was still customary during the nineteenth century, until the misnomer was corrected by scholars. In West Asian, Greek and Hebraic sources however the term for the language spoken in Mesopotamia was commonly "Assyrian" and later also "Syriac" Accordingly, in the earliest recorded "Western" mentions of the Christians of what is now Iraq and nearby countries the term is used with reference to their language. In 1220/1, Jacques de Vitry wrote that "they denied that Mary was the Mother of God and claimed that Christ existed in two persons. They consecrated leavened bread and used the 'Chaldean' (Syriac) language". In the fifteenth century the term "Chaldeans" was first applied specifically to Assyrians living in Cyprus who entered a short-lived union with Rome, and no longer merely with reference to their language but the name of a new church. The common ethnic term for the Aramaic speaking inhabitants of Northern Mesopotamia used by the people themselves and their Persian, Armenian, Arab, Greek, Georgian and Kurdish neighbours both before and after the advent of Christianity in Iraq, Northeast Syria,
Southeast Turkey and Northwest Iran however was always Assyrian and later also Syrian, a later derivation of Assyrian, the Assyrian Continuity in these regions being well documented
References
Sources
External links
States and territories established in the 10th century BC
States and territories disestablished in the 6th century BC
Ancient peoples
Babylonia
Ancient Mesopotamia
Ur of the Chaldees | [
101,
24705,
20937,
1161,
113,
114,
1108,
170,
1353,
1583,
1115,
5131,
1206,
1103,
1523,
5368,
1137,
1346,
5612,
1105,
2286,
118,
4584,
3944,
3823,
117,
1170,
1134,
1103,
1583,
1105,
1157,
1234,
1127,
8761,
1105,
3919,
4060,
27388,
1154,
1103,
6854,
1416,
19014,
1465,
119,
24447,
118,
3522,
117,
1122,
1108,
1388,
1107,
1103,
22295,
1183,
1657,
1104,
1103,
1677,
9785,
2655,
1104,
2508,
7301,
11439,
26817,
1105,
4016,
1338,
1106,
3013,
19014,
119,
1109,
6235,
5905,
2745,
1103,
1858,
113,
14812,
28244,
3309,
1306,
114,
1105,
1142,
1110,
4957,
1112,
24705,
23253,
7766,
1116,
1107,
1103,
2414,
2476,
9873,
117,
1780,
1175,
1110,
1199,
7287,
1112,
1106,
2480,
14812,
1116,
3309,
1306,
1107,
1864,
2086,
24705,
20937,
1389,
1137,
4431,
1106,
1103,
1588,
2508,
7301,
11439,
26817,
1179,
14812,
5253,
1358,
119,
1507,
170,
1669,
1104,
11477,
1107,
1103,
1689,
24447,
118,
3522,
6139,
1104,
19014,
1465,
117,
1207,
6872,
1104,
1537,
24447,
118,
3522,
18677,
2474,
1107,
1103,
1805,
1121,
1103,
27728,
1206,
1103,
5573,
1105,
5612,
3944,
10596,
119,
1109,
5041,
5685,
4227,
1104,
15463,
1566,
5443,
1105,
25692,
3263,
5443,
117,
1723,
170,
1432,
1137,
1177,
1224,
1118,
1103,
14812,
5253,
1358,
117,
170,
1372,
1150,
1245,
1227,
1224,
1112,
1103,
24705,
20937,
5443,
1137,
1103,
24705,
20937,
1279,
119,
1636,
10348,
1116,
1225,
1136,
6975,
1103,
3110,
6139,
1105,
8207,
1104,
1249,
5821,
3464,
1107,
2350,
2508,
7301,
11439,
26817,
117,
1134,
1231,
24015,
1292,
1107,
23668,
119,
1636,
25578,
24705,
20937,
5443,
3035,
1107,
1103,
1677,
9785,
3849,
1104,
19014,
1465,
117,
17118,
1113,
1103,
1286,
3085,
1104,
1103,
142,
4455,
20955,
3052,
119,
3473,
1111,
170,
1603,
1159,
1103,
1271,
3337,
2752,
1106,
1103,
2006,
1104,
2359,
2508,
7301,
11439,
26817,
1107,
1124,
6766,
1596,
3783,
117,
1142,
1108,
170,
11610,
1105,
3009,
1940,
1116,
2728,
4027,
1112,
24705,
20937,
1161,
4778,
1108,
1107,
1864,
1178,
1103,
6188,
1107,
1103,
1677,
5038,
1824,
1118,
1103,
10009,
1104,
1103,
142,
4455,
20955,
3052,
1105,
1103,
157,
6512,
4889,
117,
8177,
1164,
1373,
1103,
1736,
1104,
1292,
6319,
1105,
15883,
1164,
1107,
9346,
119,
1247,
1127,
1317,
9419,
1104,
24705,
20937,
1389,
7564,
1150,
4741,
19014,
1465,
119,
1622,
5073,
1545,
3823,
1106,
4389,
1580,
3823,
117,
170,
6550,
1266,
2752,
1106,
1112,
1103,
24705,
20937,
1389,
6107,
117,
1417,
1170,
1147,
1936,
24705,
20937,
1389,
4247,
117,
4741,
1103,
6139,
1120,
1157,
3976,
1223,
1103,
14521,
118,
19014,
1811,
2813,
117,
1780,
1103,
1509,
7778,
1104,
1142,
8207,
117,
11896,
8868,
2386,
1361,
113,
3731,
1545,
118,
4389,
1580,
3823,
114,
113,
1105,
1117,
1488,
1105,
19611,
26744,
5480,
22221,
1197,
114,
1108,
170,
1366,
2149,
3365,
1104,
21734,
11626,
119,
10208,
1109,
1271,
24705,
23253,
4490,
1110,
170,
2495,
6105,
2734,
1104,
1103,
2414,
113,
114,
117,
170,
2630,
21462,
8569,
1104,
138,
19610,
10359,
1137,
119,
1109,
1271,
2691,
1107,
6235,
1107,
1103,
5905,
1112,
113,
114,
1105,
1107,
25692,
1918,
1596,
1112,
113,
100,
114,
119,
1109,
6235,
1937,
3566,
2691,
1107,
1103,
5905,
113,
3168,
1104,
12117,
1659,
131,
1659,
102
] | [
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0,
0
] | [
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |